SHUFRO ROSE & CO LLC - Q3 2017 holdings

$995 Million is the total value of SHUFRO ROSE & CO LLC's 289 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 36.7% .

 Value Shares↓ Weighting
GLW SellCORNING INC$46,196,000
-1.2%
1,543,976
-0.8%
4.64%
-7.0%
BMY BuyBRISTOL MYERS SQUIBB CO$37,472,000
+15.4%
587,890
+0.9%
3.77%
+8.7%
INTC SellINTEL CORP$34,438,000
+12.8%
904,360
-0.0%
3.46%
+6.2%
GE SellGENERAL ELECTRIC CO$34,229,000
-11.3%
1,415,595
-0.9%
3.44%
-16.5%
CSCO BuyCISCO SYS INC$31,596,000
+7.8%
939,506
+0.4%
3.18%
+1.5%
AVY SellAVERY DENNISON CORP$29,563,000
+10.9%
300,616
-0.4%
2.97%
+4.4%
AGN SellALLERGAN PLC$26,943,000
-28.5%
131,462
-15.2%
2.71%
-32.7%
JCI BuyJOHNSON CTLS INTL PLC$24,123,000
+3.9%
598,746
+11.9%
2.43%
-2.1%
XOM SellEXXON MOBIL CORP$23,060,000
-1.2%
281,283
-2.7%
2.32%
-6.9%
JPM SellJPMORGAN CHASE & CO$20,999,000
+4.3%
219,864
-0.2%
2.11%
-1.8%
COL SellROCKWELL COLLINS INC$19,214,000
+23.6%
146,996
-0.6%
1.93%
+16.4%
SON BuySONOCO PRODS CO$18,814,000
+15.6%
372,928
+17.8%
1.89%
+8.8%
AMGN SellAMGEN INC$18,646,000
+7.1%
100,006
-1.1%
1.88%
+0.8%
TXN SellTEXAS INSTRS INC$18,353,000
+16.2%
204,743
-0.2%
1.84%
+9.4%
WD SellWALKER & DUNLOP INC$18,080,000
+3.3%
345,497
-3.6%
1.82%
-2.8%
COG SellCABOT OIL & GAS CORP$18,079,000
+1.4%
675,837
-4.9%
1.82%
-4.5%
MET SellMETLIFE INC$17,282,000
-5.7%
332,670
-0.3%
1.74%
-11.2%
NWLI SellNATIONAL WESTN LIFE GROUP INcl a$15,818,000
+8.3%
45,325
-0.9%
1.59%
+1.9%
VPG SellVISHAY PRECISION GROUP INC$15,530,000
+38.3%
636,478
-1.9%
1.56%
+30.2%
MSFT SellMICROSOFT CORP$15,502,000
+7.8%
208,110
-0.2%
1.56%
+1.5%
QCOM BuyQUALCOMM INC$14,925,000
-5.2%
287,909
+0.9%
1.50%
-10.8%
BRKB SellBERKSHIRE HATHAWAY INC DELcl b new$14,882,000
+7.5%
81,179
-0.7%
1.50%
+1.1%
KMT SellKENNAMETAL INC$12,890,000
+7.8%
319,524
-0.0%
1.30%
+1.5%
DWDP NewDOWDUPONT INC$12,520,000180,850
+100.0%
1.26%
AAPL SellAPPLE INC$11,728,000
+7.0%
76,097
-0.0%
1.18%
+0.7%
IIVI SellII VI INC$11,603,000
-1.0%
281,970
-17.4%
1.17%
-6.7%
TMO SellTHERMO FISHER SCIENTIFIC INC$11,528,000
+8.3%
60,932
-0.2%
1.16%
+1.9%
ITW SellILLINOIS TOOL WKS INC$10,580,000
-0.1%
71,503
-3.3%
1.06%
-5.9%
VOD BuyVODAFONE GROUP PLC NEWsponsored adr$10,110,000
+1.3%
355,224
+2.3%
1.02%
-4.6%
MMM Sell3M CO$10,003,000
-1.1%
47,655
-1.9%
1.01%
-6.9%
TPH SellTRI POINTE GROUP INC$9,987,000
+4.1%
723,150
-0.6%
1.00%
-2.0%
HBI BuyHANESBRANDS INC$9,559,000
+6.7%
387,938
+0.3%
0.96%
+0.4%
KSS SellKOHLS CORP$9,562,000
+17.0%
209,471
-0.9%
0.96%
+10.1%
L100PS SellARCONIC INC$9,037,000
+9.0%
363,232
-0.8%
0.91%
+2.6%
BRKA  BERKSHIRE HATHAWAY INC DELcl a$8,792,000
+7.9%
320.0%0.88%
+1.6%
GM SellGENERAL MTRS CO$8,587,000
+14.6%
212,666
-0.8%
0.86%
+7.9%
SYK SellSTRYKER CORP$8,569,000
+1.4%
60,338
-0.9%
0.86%
-4.4%
AGU SellAGRIUM INC$8,239,000
+17.1%
76,850
-1.2%
0.83%
+10.1%
LSXMK SellLIBERTY MEDIA CORP DELAWARE$7,769,000
-0.2%
185,554
-0.6%
0.78%
-6.0%
UNH SellUNITEDHEALTH GROUP INC$7,681,000
+2.7%
39,221
-2.7%
0.77%
-3.4%
RAIL SellFREIGHTCAR AMER INC$7,363,000
+11.8%
376,413
-0.6%
0.74%
+5.3%
VMI SellVALMONT INDS INC$7,133,000
-2.1%
45,120
-7.4%
0.72%
-7.8%
WEN SellWENDYS CO$6,952,000
-0.9%
447,658
-1.0%
0.70%
-6.7%
CLB SellCORE LABORATORIES N V$6,916,000
-6.6%
70,067
-4.1%
0.70%
-12.0%
AEO BuyAMERICAN EAGLE OUTFITTERS NE$6,493,000
+20.0%
454,058
+1.1%
0.65%
+13.0%
SAFM SellSANDERSON FARMS INC$6,437,000
+11.1%
39,850
-20.4%
0.65%
+4.5%
RLGY SellREALOGY HLDGS CORP$6,359,000
+0.7%
193,000
-0.8%
0.64%
-5.2%
CM SellCDN IMPERIAL BK COMM TORONTO$6,240,000
+6.9%
71,300
-0.8%
0.63%
+0.6%
CPN BuyCALPINE CORP$6,058,000
+14.8%
410,700
+5.3%
0.61%
+8.2%
Y NewALLEGHANY CORP DEL$5,958,00010,755
+100.0%
0.60%
TRC SellTEJON RANCH CO$5,784,000
-13.1%
274,145
-15.0%
0.58%
-18.1%
KW BuyKENNEDY-WILSON HLDGS INC$5,475,000
-2.5%
295,160
+0.2%
0.55%
-8.3%
INT BuyWORLD FUEL SVCS CORP$5,439,000
-5.3%
160,388
+7.4%
0.55%
-10.8%
JNJ  JOHNSON & JOHNSON$5,213,000
-1.7%
40,0990.0%0.52%
-7.6%
FPI BuyFARMLAND PARTNERS INC$4,821,000
+1.2%
533,320
+0.1%
0.48%
-4.7%
GNTX  GENTEX CORP$4,632,000
+4.4%
233,9350.0%0.47%
-1.7%
MTRX NewMATRIX SVC CO$4,610,000303,300
+100.0%
0.46%
AON NewAON PLC$4,237,00029,000
+100.0%
0.43%
LLY SellLILLY ELI & CO$4,166,000
+3.0%
48,700
-0.9%
0.42%
-3.0%
PFE SellPFIZER INC$4,019,000
+6.0%
112,570
-0.3%
0.40%
-0.2%
KELYA SellKELLY SVCS INCcl a$3,767,000
+10.7%
150,123
-1.0%
0.38%
+4.1%
AMRK BuyA MARK PRECIOUS METALS INC$3,658,000
+3.5%
221,550
+2.7%
0.37%
-2.6%
ADNT SellADIENT PLC$3,638,000
+28.4%
43,321
-0.0%
0.37%
+20.8%
CVX SellCHEVRON CORP NEW$3,484,000
+12.5%
29,648
-0.1%
0.35%
+5.7%
BKE BuyBUCKLE INC$3,464,000
-4.4%
205,562
+1.0%
0.35%
-10.1%
TER SellTERADYNE INC$3,384,000
+21.4%
90,760
-2.2%
0.34%
+14.1%
CBRE  CBRE GROUP INCcl a$3,339,000
+4.1%
88,1500.0%0.34%
-2.0%
POT SellPOTASH CORP SASK INC$3,316,000
+6.6%
172,355
-9.7%
0.33%
+0.3%
DKS BuyDICKS SPORTING GOODS INC$3,247,000
-27.9%
120,197
+6.3%
0.33%
-32.2%
UL SellUNILEVER PLCspon adr new$3,050,000
+7.0%
52,620
-0.1%
0.31%
+1.0%
IBM BuyINTERNATIONAL BUSINESS MACHS$2,794,000
-5.2%
19,261
+0.5%
0.28%
-10.8%
GIS BuyGENERAL MLS INC$2,716,000
+308.4%
52,470
+337.2%
0.27%
+284.5%
HD  HOME DEPOT INC$2,699,000
+6.6%
16,5000.0%0.27%
+0.4%
JJSF  J & J SNACK FOODS CORP$2,662,000
-0.6%
20,2770.0%0.27%
-6.3%
WELL  WELLTOWER INC$2,572,000
-6.1%
36,6000.0%0.26%
-11.6%
LSXMA SellLIBERTY MEDIA CORP DELAWARE$2,549,000
-0.8%
60,834
-0.6%
0.26%
-6.6%
EMR  EMERSON ELEC CO$2,546,000
+5.4%
40,5100.0%0.26%
-0.8%
MNTX BuyMANITEX INTL INC$2,507,000
+43.8%
279,200
+11.8%
0.25%
+35.5%
SYMC SellSYMANTEC CORP$2,410,000
+15.8%
73,457
-0.3%
0.24%
+9.0%
SCHN SellSCHNITZER STL INDScl a$2,201,000
-6.8%
78,200
-16.5%
0.22%
-12.3%
SUP SellSUPERIOR INDS INTL INC$2,114,000
-19.6%
126,960
-0.7%
0.21%
-24.2%
J SellJACOBS ENGR GROUP INC DEL$2,105,000
+6.1%
36,130
-0.9%
0.21%0.0%
MERC BuyMERCER INTL INC$2,102,000
+3.3%
177,350
+0.3%
0.21%
-2.8%
VUG  VANGUARD INDEX FDSgrowth etf$2,084,000
+4.5%
15,7000.0%0.21%
-1.4%
BIG BuyBIG LOTS INC$2,088,000
+62.6%
38,975
+46.7%
0.21%
+53.3%
DNOW SellNOW INC$1,965,000
-16.3%
142,305
-2.5%
0.20%
-21.1%
MPW BuyMEDICAL PPTYS TRUST INC$1,967,000
+43.4%
149,800
+40.5%
0.20%
+34.7%
BAC SellBANK AMER CORP$1,956,000
+4.0%
77,203
-0.4%
0.20%
-2.0%
MOS SellMOSAIC CO NEW$1,925,000
-51.5%
89,146
-48.7%
0.19%
-54.2%
SYF BuySYNCHRONY FINL$1,872,000
+8.1%
60,275
+3.8%
0.19%
+1.6%
BHF NewBRIGHTHOUSE FINL INC$1,810,00029,770
+100.0%
0.18%
BP SellBP PLCsponsored adr$1,762,000
-16.3%
45,857
-24.6%
0.18%
-21.3%
DSW SellDSW INCcl a$1,743,000
+18.7%
81,138
-2.2%
0.18%
+11.5%
FWONK SellLIBERTY MEDIA CORP DELAWARE$1,730,000
+3.4%
45,417
-0.6%
0.17%
-2.8%
CHS SellCHICOS FAS INC$1,704,000
-6.0%
190,425
-1.0%
0.17%
-11.9%
ESRX BuyEXPRESS SCRIPTS HLDG CO$1,569,000
+0.4%
24,774
+1.2%
0.16%
-5.4%
XYL SellXYLEM INC$1,511,000
+12.1%
24,118
-0.8%
0.15%
+5.6%
NVS BuyNOVARTIS A Gsponsored adr$1,479,000
+8.1%
17,222
+5.1%
0.15%
+2.1%
BOMN NewBOSTON OMAHA CORP$1,457,00094,000
+100.0%
0.15%
AL BuyAIR LEASE CORPcl a$1,435,000
+17.5%
33,675
+3.1%
0.14%
+10.8%
FE  FIRSTENERGY CORP$1,384,000
+5.7%
44,9000.0%0.14%
-0.7%
LNG BuyCHENIERE ENERGY INC$1,362,000
+115.2%
30,250
+132.7%
0.14%
+101.5%
C  CITIGROUP INC$1,351,000
+8.8%
18,5760.0%0.14%
+2.3%
UNP  UNION PAC CORP$1,335,000
+6.5%
11,5150.0%0.13%0.0%
AGYS SellAGILYSYS INC$1,322,000
+17.8%
110,660
-0.2%
0.13%
+10.8%
SENEA BuySENECA FOODS CORP NEWcl a$1,261,000
+12.7%
36,550
+1.4%
0.13%
+5.8%
MRK BuyMERCK & CO INC$1,268,000
+128.5%
19,803
+3821.4%
0.13%
+115.3%
NCLH BuyNORWEGIAN CRUISE LINE HLDGS$1,249,000
+1.8%
23,100
+2.2%
0.13%
-3.8%
SEB SellSEABOARD CORP$1,239,000
+10.7%
275
-1.8%
0.12%
+4.2%
MNR SellMONMOUTH REAL ESTATE INVT COcl a$1,208,000
+5.0%
74,600
-2.4%
0.12%
-1.6%
NEWM SellNEW MEDIA INVT GROUP INC$1,199,000
+9.0%
81,100
-0.6%
0.12%
+3.4%
CVS SellCVS HEALTH CORP$1,184,000
-0.6%
14,556
-1.7%
0.12%
-6.3%
PSEC BuyPROSPECT CAPITAL CORPORATION$1,165,000
-16.0%
173,300
+1.5%
0.12%
-20.9%
DIS SellDISNEY WALT CO$1,121,000
-9.5%
11,370
-2.4%
0.11%
-14.4%
HSIC BuySCHEIN HENRY INC$1,119,000
-6.3%
13,650
+109.2%
0.11%
-11.7%
OPK SellOPKO HEALTH INC$1,115,000
-12.5%
162,500
-16.1%
0.11%
-17.6%
FRA NewBLACKROCK FLOAT RATE OME STR$1,076,00074,950
+100.0%
0.11%
VNO  VORNADO RLTY TRsh ben int$1,063,000
-18.1%
13,8270.0%0.11%
-23.0%
HCSG SellHEALTHCARE SVCS GRP INC$1,063,000
+14.9%
19,700
-0.3%
0.11%
+8.1%
VLO  VALERO ENERGY CORP NEW$1,054,000
+14.1%
13,7000.0%0.11%
+7.1%
MDY BuySPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp$1,032,000
+3.2%
3,163
+0.5%
0.10%
-2.8%
LBRDK SellLIBERTY BROADBAND CORP$1,036,000
+9.5%
10,872
-0.4%
0.10%
+3.0%
LYV SellLIVE NATION ENTERTAINMENT IN$981,000
+19.6%
22,526
-4.3%
0.10%
+12.5%
MTB SellM & T BK CORP$984,000
-6.7%
6,113
-6.1%
0.10%
-12.4%
FRD BuyFRIEDMAN INDS INC$953,000
+9.9%
155,020
+1.5%
0.10%
+3.2%
ABB BuyABB LTDsponsored adr$953,000
+3.0%
38,490
+3.6%
0.10%
-3.0%
PEG BuyPUBLIC SVC ENTERPRISE GROUP$920,000
+24.7%
19,892
+15.9%
0.09%
+17.7%
RDSA  ROYAL DUTCH SHELL PLCspons adr a$874,000
+14.0%
14,4190.0%0.09%
+7.3%
DGX SellQUEST DIAGNOSTICS INC$854,000
-19.3%
9,115
-4.2%
0.09%
-23.9%
PPT NewPUTNAM PREMIER INCOME TRsh ben int$847,000159,300
+100.0%
0.08%
ANDV NewANDEAVOR$846,0008,200
+100.0%
0.08%
ILF BuyISHARES TRlatn amer 40 etf$841,000
+17.3%
23,975
+1.2%
0.08%
+10.4%
XBI  SPDR SERIES TRUSTs&p biotech$840,000
+12.1%
9,7000.0%0.08%
+5.0%
LIT NewGLOBAL X FDSlithium btry etf$830,00022,195
+100.0%
0.08%
SSD SellSIMPSON MANUFACTURING CO INC$801,000
+11.9%
16,330
-0.3%
0.08%
+6.6%
MDT  MEDTRONIC PLC$803,000
-12.4%
10,3310.0%0.08%
-17.3%
VZ BuyVERIZON COMMUNICATIONS INC$793,000
+22.0%
16,020
+10.0%
0.08%
+15.9%
OME BuyOMEGA PROTEIN CORP$783,000
-5.9%
47,000
+1.1%
0.08%
-11.2%
BWA  BORGWARNER INC$773,000
+21.0%
15,0850.0%0.08%
+14.7%
WPG SellWASHINGTON PRIME GROUP NEW$759,000
-1.4%
91,130
-0.9%
0.08%
-7.3%
ALK NewALASKA AIR GROUP INC$755,0009,900
+100.0%
0.08%
AVX SellAVX CORP NEW$717,000
+4.7%
39,325
-6.2%
0.07%
-1.4%
BHB SellBAR HBR BANKSHARES$708,000
+1.0%
22,585
-0.8%
0.07%
-5.3%
TRN SellTRINITY INDS INC$702,000
+12.9%
22,000
-0.9%
0.07%
+7.6%
LAND BuyGLADSTONE LD CORP$674,000
+20.4%
49,500
+3.1%
0.07%
+13.3%
HDNG SellHARDINGE INC$667,000
-2.8%
43,700
-20.8%
0.07%
-8.2%
FWONA SellLIBERTY MEDIA CORP DELAWARE$646,000
+3.5%
17,715
-0.6%
0.06%
-3.0%
WDC SellWESTERN DIGITAL CORP$633,000
-3.1%
7,327
-0.6%
0.06%
-8.6%
LUK  LEUCADIA NATL CORP$640,000
-3.5%
25,3300.0%0.06%
-9.9%
T BuyAT&T INC$615,000
+10.4%
15,689
+6.3%
0.06%
+5.1%
MIN NewMFS INTER INCOME TRsh ben int$600,000140,150
+100.0%
0.06%
ITT SellITT INC$586,000
+9.3%
13,240
-0.8%
0.06%
+3.5%
ADP  AUTOMATIC DATA PROCESSING IN$572,000
+6.7%
5,2280.0%0.06%
+1.8%
SPY BuySPDR S&P 500 ETF TRtr unit$563,000
+7.0%
2,241
+3.0%
0.06%
+1.8%
ORBK SellORBOTECH LTDord$558,000
+22.4%
13,225
-5.4%
0.06%
+14.3%
ED SellCONSOLIDATED EDISON INC$541,000
-6.2%
6,700
-6.2%
0.05%
-12.9%
KMM NewDEUTSCHE MULTI-MKT INCOME TR$538,00060,100
+100.0%
0.05%
KO  COCA COLA CO$530,000
+0.4%
11,7730.0%0.05%
-5.4%
RAND BuyRAND CAP CORP$528,000
+17.3%
179,639
+11.4%
0.05%
+10.4%
GV BuyGOLDFIELD CORP$515,000
+26.2%
81,745
+10.1%
0.05%
+18.2%
PFL NewPIMCO INCOME STRATEGY FUND$508,00041,900
+100.0%
0.05%
KERX  KERYX BIOPHARMACEUTICALS INC$500,000
-1.8%
70,4000.0%0.05%
-7.4%
MYN NewBLACKROCK MUNIYIELD NY QLTY$495,00037,500
+100.0%
0.05%
COP BuyCONOCOPHILLIPS$493,000
+20.0%
9,850
+5.3%
0.05%
+13.6%
LLL  L3 TECHNOLOGIES INC$490,000
+12.9%
2,6000.0%0.05%
+6.5%
DAR SellDARLING INGREDIENTS INC$474,000
+9.7%
27,082
-1.4%
0.05%
+4.3%
GATX SellGATX CORP$474,000
-19.8%
7,700
-16.3%
0.05%
-23.8%
IJR  ISHARES TRcore s&p scp etf$465,000
+5.9%
6,2640.0%0.05%0.0%
IWF BuyISHARES TRrus 1000 grw etf$463,000
+107.6%
3,704
+98.1%
0.05%
+95.8%
BIIB NewBIOGEN INC$470,0001,500
+100.0%
0.05%
PDCE  PDC ENERGY INC$456,000
+13.7%
9,3000.0%0.05%
+7.0%
CDE BuyCOEUR MNG INC$454,000
+11.5%
49,400
+4.2%
0.05%
+7.0%
TEVA SellTEVA PHARMACEUTICAL INDS LTDsponsored adr$457,000
-75.0%
25,944
-52.9%
0.05%
-76.4%
GENC BuyGENCOR INDS INC$459,000
+11.1%
26,023
+2.1%
0.05%
+4.5%
DHI SellD R HORTON INC$455,000
+14.9%
11,400
-0.4%
0.05%
+9.5%
PRGO SellPERRIGO CO PLC$453,000
+10.8%
5,354
-1.1%
0.05%
+4.5%
AR SellANTERO RES CORP$451,000
-24.2%
22,650
-17.8%
0.04%
-29.7%
RPT BuyRAMCO-GERSHENSON PPTYS TR$436,000
+6.3%
33,500
+5.3%
0.04%0.0%
GTY SellGETTY RLTY CORP NEW$423,000
-6.4%
14,800
-17.8%
0.04%
-10.4%
GGP NewGGP INC$424,00020,400
+100.0%
0.04%
UPS  UNITED PARCEL SERVICE INCcl b$415,000
+8.4%
3,4590.0%0.04%
+2.4%
PFN NewPIMCO INCOME STRATEGY FUND I$417,00039,000
+100.0%
0.04%
AFG  AMERICAN FINL GROUP INC OHIO$414,000
+4.3%
4,0000.0%0.04%0.0%
BK BuyBANK NEW YORK MELLON CORP$414,000
+6.7%
7,800
+2.6%
0.04%
+2.4%
LM BuyLEGG MASON INC$413,000
+8.1%
10,500
+5.0%
0.04%
+2.4%
TGT SellTARGET CORP$404,000
-1.5%
6,850
-12.7%
0.04%
-6.8%
FUND NewSPROTT FOCUS TR INC$403,00052,093
+100.0%
0.04%
WSM BuyWILLIAMS SONOMA INC$394,000
+8.2%
7,900
+5.3%
0.04%
+2.6%
GILD  GILEAD SCIENCES INC$397,000
+14.4%
4,9000.0%0.04%
+8.1%
PPR NewVOYA PRIME RATE TRsh ben int$397,00076,000
+100.0%
0.04%
WBA  WALGREENS BOOTS ALLIANCE INC$394,000
-1.3%
5,1000.0%0.04%
-7.0%
ORBC SellORBCOMM INC$386,000
-21.9%
36,900
-15.6%
0.04%
-26.4%
BKCC  BLACKROCK CAPITAL INVESTMENT$386,0000.0%51,5000.0%0.04%
-4.9%
LAZ  LAZARD LTD$387,000
-2.3%
8,5500.0%0.04%
-7.1%
GOV BuyGOVERNMENT PPTYS INCOME TR$388,000
+4.6%
20,650
+2.0%
0.04%
-2.5%
PRA NewPROASSURANCE CORP$390,0007,130
+100.0%
0.04%
EVV NewEATON VANCE LTD DUR INCOME F$383,00027,300
+100.0%
0.04%
VGM NewINVESCO TR INVT GRADE MUNS$379,00028,300
+100.0%
0.04%
ICE NewINTERCONTINENTAL EXCHANGE IN$378,0005,500
+100.0%
0.04%
AGG  ISHARES TRcore us aggbd et$369,000
+0.3%
3,3650.0%0.04%
-5.1%
EFT NewEATON VANCE FLTING RATE INC$368,00025,200
+100.0%
0.04%
GOOG BuyALPHABET INCcap stk cl c$371,000
+12.8%
387
+6.9%
0.04%
+5.7%
ABT SellABBOTT LABS$368,000
+5.1%
6,900
-4.2%
0.04%0.0%
AMZN BuyAMAZON COM INC$361,000
+23.6%
375
+24.2%
0.04%
+16.1%
SNY BuySANOFIsponsored adr$358,000
+6.9%
7,200
+2.9%
0.04%0.0%
SQM  SOCIEDAD QUIMICA MINERA DE Cspon adr ser b$362,000
+68.4%
6,5000.0%0.04%
+56.5%
GSK BuyGLAXOSMITHKLINE PLCsponsored adr$355,000
+13.4%
8,750
+20.7%
0.04%
+9.1%
MHN NewBLACKROCK MUNIHLDGS NY QLTY$345,00024,500
+100.0%
0.04%
KMB  KIMBERLY CLARK CORP$353,000
-8.8%
3,0000.0%0.04%
-14.6%
AME  AMETEK INC NEW$345,000
+9.2%
5,2240.0%0.04%
+2.9%
UTX  UNITED TECHNOLOGIES CORP$352,000
-4.9%
3,0330.0%0.04%
-12.5%
INS BuyINTELLIGENT SYS CORP NEW$336,000
+21.7%
87,867
+11.6%
0.03%
+17.2%
NYCB BuyNEW YORK CMNTY BANCORP INC$334,000
+24.2%
25,900
+26.3%
0.03%
+17.2%
ICCC BuyIMMUCELL CORP$324,0000.0%49,791
+12.7%
0.03%
-5.7%
GIM NewTEMPLETON GLOBAL INCOME FD$326,00048,400
+100.0%
0.03%
HSBCPRA  HSBC HLDGS PLCadr a 1/40pf a$317,0000.0%12,0250.0%0.03%
-5.9%
NTRS  NORTHERN TR CORP$322,000
-5.3%
3,5000.0%0.03%
-11.1%
SWZ NewSWISS HELVETIA FD INC$305,00023,921
+100.0%
0.03%
ANTM  ANTHEM INC$313,000
+1.0%
1,6500.0%0.03%
-6.1%
JEQ NewABERDEEN JAPAN EQUITY FD INC$309,00035,500
+100.0%
0.03%
PSX BuyPHILLIPS 66$311,000
+19.6%
3,400
+7.9%
0.03%
+10.7%
LXP BuyLEXINGTON REALTY TRUST$312,000
+6.8%
30,551
+3.9%
0.03%0.0%
JPS NewNUVEEN PFD & INCM SECURTIES$300,00028,781
+100.0%
0.03%
CNX BuyCONSOL ENERGY INC$296,000
+17.9%
17,500
+4.2%
0.03%
+11.1%
USAP  UNIVERSAL STAINLESS & ALLOY$296,000
+6.9%
14,1970.0%0.03%0.0%
GOOGL BuyALPHABET INCcap stk cl a$303,000
+22.2%
311
+16.9%
0.03%
+15.4%
AAL BuyAMERICAN AIRLS GROUP INC$297,000
+14.7%
6,263
+21.7%
0.03%
+7.1%
EXC  EXELON CORP$303,000
+4.5%
8,0500.0%0.03%
-3.2%
UTF NewCOHEN & STEERS INFRASTRUCTUR$294,00012,800
+100.0%
0.03%
EVN NewEATON VANCE MUNI INCOME TRUSsh ben int$291,00022,500
+100.0%
0.03%
HPT BuyHOSPITALITY PPTYS TR$293,000
+10.6%
10,300
+13.2%
0.03%
+3.6%
LBRDA BuyLIBERTY BROADBAND CORP$282,000
+10.2%
3,000
+0.4%
0.03%
+3.7%
HON BuyHONEYWELL INTL INC$274,000
+18.6%
1,930
+11.6%
0.03%
+12.0%
TIP  ISHARES TRtips bd etf$282,0000.0%2,4860.0%0.03%
-6.7%
MS  MORGAN STANLEY$270,000
+8.0%
5,6000.0%0.03%0.0%
QQQ SellPOWERSHARES QQQ TRUSTunit ser 1$266,000
+3.1%
1,827
-2.7%
0.03%
-3.6%
CBI NewCHICAGO BRIDGE & IRON CO N V$269,00016,000
+100.0%
0.03%
DISCK NewDISCOVERY COMMUNICATNS NEW$272,00013,425
+100.0%
0.03%
EFR NewEATON VANCE SR FLTNG RTE TR$273,00018,300
+100.0%
0.03%
HAL  HALLIBURTON CO$271,000
+8.0%
5,8810.0%0.03%0.0%
REGN NewREGENERON PHARMACEUTICALS$268,000600
+100.0%
0.03%
FCT NewFIRST TR SR FLG RTE INCM FD$255,00018,900
+100.0%
0.03%
BDJ NewBLACKROCK ENHANCED EQT DIV T$257,00028,385
+100.0%
0.03%
SRI NewSTONERIDGE INC$248,00012,500
+100.0%
0.02%
VTN NewINVESCO TR INVT GRADE NY MUN$244,00017,800
+100.0%
0.02%
LOAN BuyMANHATTAN BRIDGE CAPITAL INC$234,000
+19.4%
40,025
+21.6%
0.02%
+14.3%
JBGS NewJBG SMITH PPTYS$236,0006,913
+100.0%
0.02%
MO  ALTRIA GROUP INC$238,000
-14.7%
3,7500.0%0.02%
-20.0%
F  FORD MTR CO DEL$236,000
+6.8%
19,7080.0%0.02%0.0%
ABBV NewABBVIE INC$243,0002,730
+100.0%
0.02%
MNP NewWESTERN ASST MN PRT FD INC$233,00015,037
+100.0%
0.02%
KN  KNOWLES CORP$232,000
-9.7%
15,2000.0%0.02%
-14.8%
O NewREALTY INCOME CORP$223,0003,900
+100.0%
0.02%
EPPRC NewEL PASO ENERGY CAP TR Ipfd cv tr secs$218,0004,400
+100.0%
0.02%
K  KELLOGG CO$215,000
-10.0%
3,4470.0%0.02%
-15.4%
SWKS  SKYWORKS SOLUTIONS INC$214,000
+6.5%
2,1000.0%0.02%
+4.8%
MLM  MARTIN MARIETTA MATLS INC$217,000
-7.3%
1,0500.0%0.02%
-12.0%
SAL NewSALISBURY BANCORP INC$209,0004,500
+100.0%
0.02%
PHG NewKONINKLIJKE PHILIPS N Vny reg sh new$208,0005,041
+100.0%
0.02%
REFR BuyRESEARCH FRONTIERS INC$196,000
+14.0%
164,950
+24.1%
0.02%
+11.1%
FEIM BuyFREQUENCY ELECTRS INC$185,000
+35.0%
19,397
+34.8%
0.02%
+26.7%
TURN Buy180 DEGREE CAP CORP$192,000
+14.3%
110,500
+6.8%
0.02%
+5.6%
JBLU  JETBLUE AIRWAYS CORP$186,000
-18.8%
10,0500.0%0.02%
-20.8%
FAX NewABERDEEN ASIA PACIFIC INCOM$177,00034,300
+100.0%
0.02%
RTIX  RTI SURGICAL INC$175,000
-22.2%
38,5000.0%0.02%
-25.0%
NUV NewNUVEEN MUN VALUE FD INC$174,00017,000
+100.0%
0.02%
FCO NewABERDEEN GLOBAL INCOME FD IN$158,00017,700
+100.0%
0.02%
CLNS NewCOLONY NORTHSTAR INC$147,00011,700
+100.0%
0.02%
P  PANDORA MEDIA INC$135,000
-13.5%
17,5000.0%0.01%
-17.6%
ALOT BuyASTRONOVA INC$141,000
+9.3%
10,879
+8.7%
0.01%0.0%
MSD NewMORGAN STANLEY EMER MKTS DEB$125,00012,450
+100.0%
0.01%
JQC NewNUVEEN CR STRATEGIES INCM FD$130,00015,300
+100.0%
0.01%
FMCIU NewFORUM MERGER CORPunit 06/01/2024$128,00012,500
+100.0%
0.01%
TICC  TICC CAPITAL CORP$116,000
+7.4%
17,0000.0%0.01%0.0%
PPIH  PERMA PIPE INTL HLDGS INC$124,000
+6.0%
14,5910.0%0.01%0.0%
AAME  ATLANTIC AMERN CORP$117,000
-13.3%
36,0500.0%0.01%
-14.3%
JPC NewNUVEEN PFD & INCM OPPORTNYS$106,00010,000
+100.0%
0.01%
MAGS BuyMAGAL SECURITY SYS LTDord$69,000
+23.2%
14,335
+26.5%
0.01%
+16.7%
MIND  MITCHAM INDS INC$74,000
-9.8%
21,2000.0%0.01%
-22.2%
ARTW BuyARTS WAY MFG INC$55,000
+5.8%
23,784
+33.8%
0.01%0.0%
PED  PEDEVCO CORP$58,00097,7030.0%0.01%
SANW NewS&W SEED CO$46,00014,500
+100.0%
0.01%
JCPNQ NewPENNEY J C INC$50,00013,000
+100.0%
0.01%
EQS  EQUUS TOTAL RETURN INC$43,000
+2.4%
17,7350.0%0.00%0.0%
CERS NewCERUS CORP$38,00014,000
+100.0%
0.00%
PDLI  PDL BIOPHARMA INC$39,000
+39.3%
11,5000.0%0.00%
+33.3%
ARLZ  ARALEZ PHARMACEUTICALS INC$41,000
+70.8%
17,9870.0%0.00%
+33.3%
ALIM  ALIMERA SCIENCES INC$14,0000.0%10,0000.0%0.00%0.0%
NewSPDR S&P 500 ETF TRput$010,000
+100.0%
0.00%
TVIAQ ExitTERRAVIA HLDGS INC$0-144,900
-100.0%
-0.00%
JPC ExitNUVEEN PFD INCOME OPPRTNY FD$0-11,000
-100.0%
-0.01%
JQC ExitNUVEEN CR STRATEGIES INCM FD$0-13,800
-100.0%
-0.01%
MSD ExitMORGAN STANLEY EMER MKTS DEB$0-12,450
-100.0%
-0.01%
FCO ExitABERDEEN GLOBAL INCOME FD IN$0-15,200
-100.0%
-0.01%
NUV ExitNUVEEN MUN VALUE FD INC$0-17,000
-100.0%
-0.02%
FAX ExitABERDEEN ASIA PACIFIC INCOM$0-32,800
-100.0%
-0.02%
EPPRC ExitEL PASO ENERGY CAP TR Ipfd cv tr secs$0-4,000
-100.0%
-0.02%
AGNPRA ExitALLERGAN PLCpfd conv ser a$0-248
-100.0%
-0.02%
FCT ExitFIRST TR SR FLG RTE INCM FD$0-17,100
-100.0%
-0.02%
MNP ExitWESTERN ASST MN PRT FD INC$0-15,037
-100.0%
-0.02%
VTN ExitINVESCO TR INVT GRADE NY MUN$0-17,800
-100.0%
-0.03%
DOW ExitDOW CHEM CO$0-3,792
-100.0%
-0.03%
BDJ ExitBLACKROCK ENHANCED EQT DIV T$0-28,385
-100.0%
-0.03%
EVN ExitEATON VANCE MUNI INCOME TRUSsh ben int$0-21,000
-100.0%
-0.03%
EFR ExitEATON VANCE SR FLTNG RTE TR$0-18,300
-100.0%
-0.03%
BBBY ExitBED BATH & BEYOND INC$0-9,275
-100.0%
-0.03%
UTF ExitCOHEN & STEERS INFRASTRUCTUR$0-12,800
-100.0%
-0.03%
SWZ ExitSWISS HELVETIA FD INC$0-23,921
-100.0%
-0.03%
PPR ExitVOYA PRIME RATE TRsh ben int$0-56,000
-100.0%
-0.03%
JPS ExitNUVEEN PREFERRED SECURITIES$0-29,581
-100.0%
-0.03%
JEQ ExitABERDEEN JAPAN EQUITY FD INC$0-36,300
-100.0%
-0.03%
GIM ExitTEMPLETON GLOBAL INCOME FD$0-50,400
-100.0%
-0.04%
MHN ExitBLACKROCK MUNIHLDGS NY QLTY$0-24,500
-100.0%
-0.04%
EFT ExitEATON VANCE FLTING RATE INC$0-23,700
-100.0%
-0.04%
VGM ExitINVESCO TR INVT GRADE MUNS$0-28,700
-100.0%
-0.04%
FUND ExitSPROTT FOCUS TR INC$0-51,550
-100.0%
-0.04%
MYN ExitBLACKROCK MUNIYIELD NY QLTY$0-30,000
-100.0%
-0.04%
EVV ExitEATON VANCE LTD DUR INCOME F$0-27,800
-100.0%
-0.04%
PFN ExitPIMCO INCOME STRATEGY FUND I$0-39,000
-100.0%
-0.04%
PFL ExitPIMCO INCOME STRATEGY FUND$0-39,900
-100.0%
-0.05%
KMM ExitDEUTSCHE MULTI-MKT INCOME TR$0-58,600
-100.0%
-0.06%
MIN ExitMFS INTER INCOME TRsh ben int$0-140,150
-100.0%
-0.06%
TSO ExitTESORO CORP$0-8,200
-100.0%
-0.08%
PPT ExitPUTNAM PREMIER INCOME TRsh ben int$0-149,800
-100.0%
-0.09%
FRA ExitBLACKROCK FLOAT RATE OME STR$0-71,750
-100.0%
-0.11%
NSR ExitNEUSTAR INCcl a$0-36,000
-100.0%
-0.13%
DD ExitDU PONT E I DE NEMOURS & CO$0-139,620
-100.0%
-1.20%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2017-11-13
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
CORNING INC43Q3 20235.2%
INTEL CORP43Q3 20234.9%
AVERY DENNISON CORP43Q3 20233.6%
CISCO SYS INC43Q3 20234.2%
TEXAS INSTRS INC43Q3 20233.3%
JPMORGAN CHASE & CO43Q3 20232.6%
MICROSOFT CORP43Q3 20233.9%
EXXON MOBIL CORP43Q3 20234.4%
THERMO FISHER SCIENTIFIC INC43Q3 20233.5%
SONOCO PRODS CO43Q3 20233.2%

View SHUFRO ROSE & CO LLC's complete holdings history.

Latest significant ownerships (13-D/G)
SHUFRO ROSE & CO LLC Q3 2017 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
Vishay Precision Group, Inc.February 10, 2017583,0804.8%
BAR HARBOR BANKSHARESJanuary 30, 2013121,0253.1%
JAPAN EQUITY FUND INCMarch 02, 2011710,3564.9%
LAKELAND INDUSTRIES INCMarch 02, 2011255,9974.7%
SCHMITT INDUSTRIES INCMarch 02, 2011127,9004.4%
STRATTEC SECURITY CORPMarch 02, 2011146,6304.5%
MFRI INCFebruary 15, 200532,0000.6%
TWIN DISC INCFebruary 15, 200540,9001.4%
MILLBROOK PRESS INCFebruary 09, 2004? ?
BALDWIN TECHNOLOGY CO INCFebruary 13, 2003460,8003.6%

View SHUFRO ROSE & CO LLC's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-02-05
13F-HR2023-10-26
13F-HR2023-08-03
13F-HR2023-04-20
13F-HR2023-01-25
13F-HR2022-10-24
13F-HR2022-07-22
13F-HR2022-05-09
13F-HR2022-01-27
13F-HR2021-11-05

View SHUFRO ROSE & CO LLC's complete filings history.

Compare quarters

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