$895 Million is the total value of SHUFRO ROSE & CO LLC's 265 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 12.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GE | Sell | GENERAL ELECTRIC CO | $42,254,000 | -7.6% | 1,426,526 | -1.8% | 4.72% | -6.6% |
| INTC | Sell | INTEL CORP | $41,066,000 | +13.2% | 1,087,854 | -1.6% | 4.59% | +14.5% |
| GLW | Sell | CORNING INC | $40,934,000 | +14.0% | 1,730,811 | -1.3% | 4.58% | +15.2% |
| AGN | Buy | ALLERGAN PLC | $31,693,000 | +56.1% | 137,611 | +56.7% | 3.54% | +57.8% |
| CSCO | Sell | CISCO SYS INC | $28,510,000 | +9.7% | 898,803 | -0.8% | 3.19% | +10.9% |
| XOM | Sell | EXXON MOBIL CORP | $27,160,000 | -8.1% | 311,176 | -1.3% | 3.04% | -7.1% |
| AVY | Sell | AVERY DENNISON CORP | $23,861,000 | +2.5% | 306,731 | -1.5% | 2.67% | +3.7% |
| JCI | New | JOHNSON CTLS INTL PLC | $21,319,000 | – | 458,185 | +100.0% | 2.38% | – |
| VOD | Buy | VODAFONE GROUP PLC NEWspnsr adr | $21,207,000 | +14.9% | 727,498 | +21.8% | 2.37% | +16.1% |
| AMGN | Sell | AMGEN INC | $17,675,000 | +5.4% | 105,957 | -3.9% | 1.98% | +6.5% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $17,299,000 | -5.5% | 123,563 | -4.7% | 1.93% | -4.5% |
| SON | Sell | SONOCO PRODS CO | $17,077,000 | +4.3% | 323,253 | -1.9% | 1.91% | +5.5% |
| COG | Sell | CABOT OIL & GAS CORP | $16,607,000 | -1.6% | 643,673 | -1.9% | 1.86% | -0.6% |
| DD | Sell | DU PONT E I DE NEMOURS & CO | $16,237,000 | +1.2% | 242,441 | -2.1% | 1.82% | +2.3% |
| MET | Buy | METLIFE INC | $15,209,000 | +35.0% | 342,318 | +21.0% | 1.70% | +36.4% |
| JPM | Sell | JPMORGAN CHASE & CO | $14,938,000 | +4.7% | 224,323 | -2.3% | 1.67% | +5.9% |
| TXN | Sell | TEXAS INSTRS INC | $14,485,000 | -37.1% | 206,394 | -43.9% | 1.62% | -36.5% |
| MSFT | Sell | MICROSOFT CORP | $14,376,000 | +11.7% | 249,591 | -0.7% | 1.61% | +12.9% |
| COL | Sell | ROCKWELL COLLINS INC | $12,717,000 | -2.1% | 150,779 | -1.2% | 1.42% | -1.1% |
| ITW | Sell | ILLINOIS TOOL WKS INC | $12,632,000 | +10.8% | 105,404 | -3.7% | 1.41% | +12.1% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $11,632,000 | -0.4% | 80,515 | -0.2% | 1.30% | +0.6% |
| MMM | Sell | 3M CO | $11,344,000 | -1.8% | 64,373 | -2.4% | 1.27% | -0.8% |
| WD | Sell | WALKER & DUNLOP INC | $10,808,000 | +7.6% | 427,866 | -2.9% | 1.21% | +8.7% |
| NWLI | Buy | NATIONAL WESTN LIFE GROUP INcl a | $10,294,000 | +11.6% | 50,122 | +6.1% | 1.15% | +12.7% |
| WEN | Sell | WENDYS CO | $10,282,000 | +12.1% | 952,055 | -0.2% | 1.15% | +13.2% |
| J | Sell | JACOBS ENGR GROUP INC DEL | $9,974,000 | -2.0% | 192,845 | -5.6% | 1.12% | -1.0% |
| KSS | Sell | KOHLS CORP | $9,654,000 | +13.3% | 220,664 | -1.8% | 1.08% | +14.5% |
| KMT | Sell | KENNAMETAL INC | $9,491,000 | +18.6% | 327,045 | -9.6% | 1.06% | +19.9% |
| IIVI | Buy | II VI INC | $9,466,000 | +31.1% | 389,076 | +1.1% | 1.06% | +32.4% |
| VMI | Sell | VALMONT INDS INC | $9,459,000 | -1.0% | 70,289 | -0.5% | 1.06% | 0.0% |
| TPH | Buy | TRI POINTE GROUP INC | $9,438,000 | +13.5% | 716,050 | +1.7% | 1.06% | +14.7% |
| VPG | Sell | VISHAY PRECISION GROUP INC | $9,395,000 | +18.0% | 586,095 | -1.2% | 1.05% | +19.3% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $8,869,000 | -3.9% | 55,756 | -10.8% | 0.99% | -2.9% |
| AEO | Sell | AMERICAN EAGLE OUTFITTERS NE | $8,788,000 | -2.1% | 492,041 | -12.7% | 0.98% | -1.1% |
| AAPL | Sell | APPLE INC | $8,670,000 | +18.1% | 70,964 | -7.6% | 0.97% | +19.3% |
| TRC | Sell | TEJON RANCH CO | $8,038,000 | +1.8% | 330,490 | -1.1% | 0.90% | +2.7% |
| CLB | Buy | CORE LABORATORIES N V | $7,859,000 | +6.5% | 69,960 | +17.5% | 0.88% | +7.6% |
| SYK | Sell | STRYKER CORP | $7,399,000 | -5.0% | 63,556 | -2.2% | 0.83% | -3.9% |
| HBI | Buy | HANESBRANDS INC | $7,284,000 | +16.2% | 288,485 | +15.7% | 0.81% | +17.5% |
| AGU | Sell | AGRIUM INC | $7,260,000 | +0.1% | 80,051 | -0.2% | 0.81% | +1.1% |
| SAFM | Sell | SANDERSON FARMS INC | $7,015,000 | +10.1% | 72,820 | -1.0% | 0.78% | +11.2% |
| CBI | Sell | CHICAGO BRIDGE & IRON CO N V | $6,867,000 | -27.8% | 244,991 | -10.8% | 0.77% | -27.1% |
| GM | Sell | GENERAL MTRS CO | $6,645,000 | +10.1% | 209,151 | -1.9% | 0.74% | +11.4% |
| INT | Sell | WORLD FUEL SVCS CORP | $6,234,000 | -3.8% | 134,766 | -1.2% | 0.70% | -2.7% |
| LSXMK | Sell | LIBERTY MEDIA CORP DELAWARE | $6,193,000 | +7.0% | 185,374 | -1.2% | 0.69% | +8.1% |
| RAIL | Sell | FREIGHTCAR AMER INC | $6,164,000 | -7.5% | 428,661 | -9.6% | 0.69% | -6.5% |
| MTB | Sell | M & T BK CORP | $5,799,000 | -2.1% | 49,948 | -0.3% | 0.65% | -1.1% |
| SCHN | Sell | SCHNITZER STL INDScl a | $5,759,000 | -4.2% | 275,570 | -19.3% | 0.64% | -3.2% |
| MOS | Sell | MOSAIC CO NEW | $5,485,000 | -7.2% | 224,247 | -0.7% | 0.61% | -6.3% |
| BBBY | Sell | BED BATH & BEYOND INC | $5,146,000 | -16.2% | 119,370 | -15.9% | 0.58% | -15.3% |
| JNJ | Sell | JOHNSON & JOHNSON | $5,078,000 | -7.9% | 42,985 | -5.4% | 0.57% | -6.9% |
| BKE | Sell | BUCKLE INC | $4,762,000 | -21.4% | 198,165 | -15.0% | 0.53% | -20.6% |
| GHL | Buy | GREENHILL & CO INC | $4,426,000 | +47.2% | 187,800 | +0.5% | 0.50% | +48.6% |
| NSR | Buy | NEUSTAR INCcl a | $4,398,000 | +17.2% | 165,400 | +3.6% | 0.49% | +18.6% |
| GNTX | Sell | GENTEX CORP | $4,227,000 | +11.6% | 240,730 | -1.8% | 0.47% | +12.6% |
| LLY | Sell | LILLY ELI & CO | $4,093,000 | +1.2% | 51,000 | -0.7% | 0.46% | +2.2% |
| DKS | Sell | DICKS SPORTING GOODS INC | $4,004,000 | +24.8% | 70,585 | -0.9% | 0.45% | +26.2% |
| PFE | Buy | PFIZER INC | $3,918,000 | -3.0% | 115,675 | +0.8% | 0.44% | -2.0% |
| TSCO | New | TRACTOR SUPPLY CO | $3,900,000 | – | 57,900 | +100.0% | 0.44% | – |
| POT | Sell | POTASH CORP SASK INC | $3,822,000 | -2.7% | 234,195 | -3.2% | 0.43% | -1.6% |
| SUP | Sell | SUPERIOR INDS INTL INC | $3,721,000 | +6.9% | 127,605 | -1.8% | 0.42% | +8.1% |
| QCOM | Sell | QUALCOMM INC | $3,568,000 | +26.7% | 52,094 | -0.9% | 0.40% | +28.3% |
| CVX | Buy | CHEVRON CORP NEW | $3,561,000 | +1.3% | 34,600 | +3.2% | 0.40% | +2.3% |
| BP | Sell | BP PLCsponsored adr | $3,411,000 | -12.2% | 97,010 | -11.4% | 0.38% | -11.4% |
| AMRK | Sell | A MARK PRECIOUS METALS INC | $3,263,000 | -1.3% | 203,300 | -0.5% | 0.36% | -0.3% |
| BRKA | Sell | BERKSHIRE HATHAWAY INC DELcl a | $3,244,000 | -6.6% | 15 | -6.2% | 0.36% | -5.5% |
| KELYA | Sell | KELLY SVCS INCcl a | $3,250,000 | -39.2% | 169,116 | -40.0% | 0.36% | -38.6% |
| DNOW | Sell | NOW INC | $3,138,000 | +15.9% | 146,415 | -1.9% | 0.35% | +17.4% |
| CHS | Sell | CHICOS FAS INC | $3,114,000 | +9.3% | 261,674 | -1.6% | 0.35% | +10.5% |
| WPG | New | WASHINGTON PRIME GROUP NEW | $2,880,000 | – | 232,600 | +100.0% | 0.32% | – |
| MBRG | Sell | MIDDLEBURG FINANCIAL CORP | $2,866,000 | +2.5% | 101,348 | -1.4% | 0.32% | +3.6% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $2,661,000 | +1.3% | 16,751 | -3.2% | 0.30% | +2.4% |
| TEVA | Sell | TEVA PHARMACEUTICAL INDS LTDadr | $2,569,000 | -16.4% | 55,835 | -8.7% | 0.29% | -15.6% |
| TER | Sell | TERADYNE INC | $2,503,000 | +8.4% | 115,970 | -1.1% | 0.28% | +9.8% |
| DAR | Buy | DARLING INGREDIENTS INC | $2,274,000 | +2.7% | 168,309 | +13.2% | 0.25% | +3.7% |
| EMR | Sell | EMERSON ELEC CO | $2,196,000 | +3.7% | 40,275 | -0.8% | 0.24% | +4.7% |
| HD | Sell | HOME DEPOT INC | $2,136,000 | -1.3% | 16,600 | -2.1% | 0.24% | 0.0% |
| LSXMA | Sell | LIBERTY MEDIA CORP DELAWARE | $2,104,000 | +6.9% | 61,919 | -1.4% | 0.24% | +7.8% |
| NUE | Sell | NUCOR CORP | $1,931,000 | -3.0% | 39,046 | -3.1% | 0.22% | -1.8% |
| SYMC | SYMANTEC CORP | $1,885,000 | +22.2% | 75,105 | 0.0% | 0.21% | +23.4% | |
| DSW | Sell | DSW INCcl a | $1,884,000 | -4.9% | 91,990 | -1.7% | 0.21% | -3.7% |
| OPK | Buy | OPKO HEALTH INC | $1,869,000 | +34.6% | 176,500 | +18.7% | 0.21% | +35.7% |
| FE | FIRSTENERGY CORP | $1,829,000 | -5.3% | 55,300 | 0.0% | 0.20% | -4.7% | |
| RLGY | New | REALOGY HLDGS CORP | $1,805,000 | – | 69,800 | +100.0% | 0.20% | – |
| TWX | TIME WARNER INC | $1,589,000 | +8.3% | 19,955 | 0.0% | 0.18% | +9.9% | |
| PSEC | Sell | PROSPECT CAPITAL CORPORATION | $1,507,000 | +1.1% | 186,100 | -2.4% | 0.17% | +1.8% |
| AFCO | Sell | AMERICAN FARMLAND CO | $1,487,000 | -53.4% | 188,500 | -64.3% | 0.17% | -53.0% |
| CKH | SEACOR HOLDINGS INC | $1,446,000 | +2.7% | 24,300 | 0.0% | 0.16% | +3.8% | |
| SYF | Buy | SYNCHRONY FINL | $1,429,000 | +73.2% | 51,025 | +56.4% | 0.16% | +75.8% |
| SEB | Sell | SEABOARD CORP | $1,331,000 | +15.3% | 387 | -3.7% | 0.15% | +16.4% |
| ED | Sell | CONSOLIDATED EDISON INC | $1,313,000 | -19.0% | 17,440 | -13.4% | 0.15% | -17.9% |
| CCL | Sell | CARNIVAL CORPunit 99/99/9999 | $1,314,000 | +0.7% | 26,916 | -8.8% | 0.15% | +2.1% |
| FWONK | Sell | LIBERTY MEDIA CORP DELAWARE | $1,298,000 | +46.3% | 46,126 | -1.3% | 0.14% | +48.0% |
| CVS | Sell | CVS HEALTH CORP | $1,288,000 | -11.0% | 14,475 | -4.3% | 0.14% | -10.0% |
| NVS | Sell | NOVARTIS A Gsponsored adr | $1,278,000 | -13.7% | 16,182 | -9.9% | 0.14% | -12.8% |
| XYL | Sell | XYLEM INC | $1,279,000 | +15.5% | 24,383 | -1.7% | 0.14% | +17.2% |
| AGYS | Sell | AGILYSYS INC | $1,254,000 | +5.7% | 112,795 | -0.4% | 0.14% | +6.9% |
| BIG | Sell | BIG LOTS INC | $1,242,000 | -17.6% | 26,000 | -13.6% | 0.14% | -16.8% |
| MNR | Sell | MONMOUTH REAL ESTATE INVT COcl a | $1,205,000 | -19.2% | 84,450 | -25.0% | 0.14% | -18.2% |
| HSIC | Sell | SCHEIN HENRY INC | $1,198,000 | -12.6% | 7,350 | -5.2% | 0.13% | -11.8% |
| BAC | Sell | BANK AMER CORP | $1,195,000 | +16.7% | 76,347 | -1.0% | 0.13% | +18.6% |
| NEWM | Buy | NEW MEDIA INVT GROUP INC | $1,190,000 | +12.2% | 76,750 | +30.7% | 0.13% | +13.7% |
| SENEA | Buy | SENECA FOODS CORP NEWcl a | $1,185,000 | -13.2% | 41,950 | +11.3% | 0.13% | -12.6% |
| FRA | Buy | BLACKROCK FLOAT RATE OME STR | $1,168,000 | +7.6% | 84,300 | +2.2% | 0.13% | +9.2% |
| NCLH | Buy | NORWEGIAN CRUISE LINE HLDGS | $1,146,000 | +44.5% | 30,400 | +52.8% | 0.13% | +45.5% |
| AVX | Sell | AVX CORP NEW | $1,112,000 | -0.9% | 80,641 | -2.4% | 0.12% | 0.0% |
| ESRX | Buy | EXPRESS SCRIPTS HLDG CO | $1,098,000 | +6.1% | 15,564 | +14.0% | 0.12% | +7.9% |
| UNP | Sell | UNION PAC CORP | $1,093,000 | +9.0% | 11,200 | -2.6% | 0.12% | +9.9% |
| DIS | Buy | DISNEY WALT CO | $1,038,000 | -0.8% | 11,169 | +4.5% | 0.12% | 0.0% |
| OME | Sell | OMEGA PROTEIN CORP | $1,014,000 | +8.1% | 43,400 | -7.5% | 0.11% | +8.7% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $1,007,000 | -92.1% | 19,366 | -91.5% | 0.11% | -92.0% |
| MERC | Buy | MERCER INTL INC | $998,000 | +276.6% | 117,850 | +254.4% | 0.11% | +286.2% |
| FRD | Sell | FRIEDMAN INDS INC | $932,000 | -8.0% | 172,720 | -0.6% | 0.10% | -7.1% |
| C | Buy | CITIGROUP INC | $927,000 | +12.2% | 19,630 | +0.7% | 0.10% | +14.3% |
| MDT | Sell | MEDTRONIC PLC | $894,000 | -20.5% | 10,353 | -20.1% | 0.10% | -19.4% |
| T | Buy | AT&T INC | $868,000 | 0.0% | 21,362 | +6.4% | 0.10% | +1.0% |
| MDY | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $869,000 | +3.7% | 3,080 | 0.0% | 0.10% | +4.3% | |
| AL | Buy | AIR LEASE CORPcl a | $852,000 | +12.8% | 29,800 | +5.7% | 0.10% | +14.5% |
| HCSG | Sell | HEALTHCARE SVCS GRP INC | $843,000 | -9.8% | 21,300 | -5.8% | 0.09% | -8.7% |
| DGX | Sell | QUEST DIAGNOSTICS INC | $811,000 | -6.7% | 9,580 | -10.3% | 0.09% | -5.2% |
| GIS | Sell | GENERAL MLS INC | $805,000 | -11.1% | 12,600 | -0.8% | 0.09% | -10.0% |
| PPT | Buy | PUTNAM PREMIER INCOME TRsh ben int | $778,000 | +9.4% | 159,100 | +5.2% | 0.09% | +10.1% |
| PEG | Sell | PUBLIC SVC ENTERPRISE GROUP | $765,000 | -15.3% | 18,266 | -5.7% | 0.08% | -15.0% |
| ABB | Sell | ABB LTDsponsored adr | $760,000 | +11.9% | 33,750 | -1.5% | 0.08% | +13.3% |
| VLO | VALERO ENERGY CORP NEW | $742,000 | +3.9% | 14,000 | 0.0% | 0.08% | +5.1% | |
| TRN | Sell | TRINITY INDS INC | $742,000 | +19.3% | 30,700 | -8.4% | 0.08% | +20.3% |
| GTY | Buy | GETTY RLTY CORP NEW | $743,000 | +15.9% | 31,057 | +4.0% | 0.08% | +16.9% |
| SSD | SIMPSON MANUFACTURING CO INC | $720,000 | +9.9% | 16,380 | 0.0% | 0.08% | +11.1% | |
| XBI | Sell | SPDR SERIES TRUSTs&p biotech | $696,000 | +12.8% | 10,500 | -7.9% | 0.08% | +14.7% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $691,000 | -26.3% | 12,810 | +0.4% | 0.08% | -26.0% |
| TSO | Sell | TESORO CORP | $676,000 | -3.0% | 8,500 | -8.6% | 0.08% | -1.3% |
| TVIAQ | Sell | TERRAVIA HLDGS INC | $683,000 | +2.9% | 248,300 | -2.0% | 0.08% | +4.1% |
| SYX | Sell | SYSTEMAX INC | $675,000 | -52.1% | 85,254 | -48.4% | 0.08% | -51.9% |
| UL | Sell | UNILEVER PLCspon adr new | $661,000 | -7.7% | 13,950 | -6.7% | 0.07% | -6.3% |
| TGT | Buy | TARGET CORP | $663,000 | +2.2% | 9,650 | +3.8% | 0.07% | +2.8% |
| MIN | Sell | MFS INTER INCOME TRsh ben int | $653,000 | -9.1% | 144,110 | -6.9% | 0.07% | -7.6% |
| PDCE | Sell | PDC ENERGY INC | $657,000 | +7.5% | 9,800 | -7.5% | 0.07% | +7.4% |
| ILF | Sell | ISHARES TRlatn amer 40 etf | $656,000 | +2.3% | 23,380 | -4.1% | 0.07% | +2.8% |
| HDNG | Sell | HARDINGE INC | $642,000 | +5.9% | 57,700 | -4.2% | 0.07% | +7.5% |
| LYV | LIVE NATION ENTERTAINMENT IN | $646,000 | +16.8% | 23,526 | 0.0% | 0.07% | +18.0% | |
| KO | Sell | COCA COLA CO | $642,000 | -11.3% | 15,160 | -5.1% | 0.07% | -10.0% |
| LBRDK | Sell | LIBERTY BROADBAND CORP | $626,000 | +17.4% | 8,764 | -1.4% | 0.07% | +18.6% |
| CDE | Sell | COEUR MNG INC | $584,000 | -20.0% | 49,400 | -27.9% | 0.06% | -19.8% |
| MPW | Sell | MEDICAL PPTYS TRUST INC | $578,000 | -13.6% | 39,100 | -11.1% | 0.06% | -12.2% |
| KMM | Sell | DEUTSCHE MULTI-MKT INCOME TR | $581,000 | +1.8% | 68,000 | -2.9% | 0.06% | +3.2% |
| RDSA | Buy | ROYAL DUTCH SHELL PLCspons adr a | $574,000 | +28.7% | 11,469 | +42.1% | 0.06% | +30.6% |
| BHB | BAR HBR BANKSHARES | $560,000 | +4.7% | 15,237 | 0.0% | 0.06% | +6.8% | |
| CHTR | Buy | CHARTER COMMUNICATIONS INC Ncl a | $561,000 | +18.4% | 2,077 | +0.2% | 0.06% | +21.2% |
| RAND | Buy | RAND CAP CORP | $543,000 | +12.0% | 149,300 | +9.9% | 0.06% | +13.0% |
| FPI | New | FARMLAND PARTNERS INC | $536,000 | – | 47,900 | +100.0% | 0.06% | – |
| MRK | Sell | MERCK & CO INC | $540,000 | -49.6% | 8,654 | -53.5% | 0.06% | -49.6% |
| PRGO | Sell | PERRIGO CO PLC | $531,000 | 0.0% | 5,745 | -1.9% | 0.06% | 0.0% |
| AR | Buy | ANTERO RES CORP | $524,000 | +74.7% | 19,450 | +68.4% | 0.06% | +78.8% |
| COP | Buy | CONOCOPHILLIPS | $516,000 | +6.0% | 11,870 | +6.3% | 0.06% | +7.4% |
| OPHT | Sell | OPHTHOTECH CORP | $506,000 | -17.2% | 10,975 | -8.4% | 0.06% | -16.2% |
| REFR | Sell | RESEARCH FRONTIERS INC | $504,000 | -29.8% | 194,550 | -1.1% | 0.06% | -29.1% |
| CMC | Sell | COMMERCIAL METALS CO | $495,000 | -8.7% | 30,600 | -4.7% | 0.06% | -8.3% |
| EVV | Sell | EATON VANCE LTD DUR INCOME F | $481,000 | -5.5% | 35,100 | -7.4% | 0.05% | -3.6% |
| ITT | Sell | ITT INC | $479,000 | +10.4% | 13,371 | -1.5% | 0.05% | +12.5% |
| GOV | Sell | GOVERNMENT PPTYS INCOME TR | $480,000 | -6.2% | 21,200 | -4.5% | 0.05% | -5.3% |
| FUND | Buy | SPROTT FOCUS TR INC | $481,000 | +8.8% | 69,695 | +1.2% | 0.05% | +10.2% |
| ORBC | Buy | ORBCOMM INC | $467,000 | +48.7% | 45,600 | +44.3% | 0.05% | +48.6% |
| ADP | AUTOMATIC DATA PROCESSING IN | $461,000 | -4.0% | 5,228 | 0.0% | 0.05% | -1.9% | |
| PFL | Sell | PIMCO INCOME STRATEGY FUND | $456,000 | -0.9% | 42,700 | -4.6% | 0.05% | 0.0% |
| BKCC | Buy | BLACKROCK CAPITAL INVESTMENT | $443,000 | +65.3% | 53,500 | +55.1% | 0.05% | +66.7% |
| VGM | INVESCO TR INVT GRADE MUNS | $447,000 | -5.1% | 31,700 | 0.0% | 0.05% | -3.8% | |
| SPY | SPDR S&P 500 ETF TRtr unit | $447,000 | +3.2% | 2,066 | 0.0% | 0.05% | +4.2% | |
| FWONA | Sell | LIBERTY MEDIA CORP DELAWARE | $439,000 | +47.3% | 15,329 | -1.4% | 0.05% | +48.5% |
| GATX | Buy | GATX CORP | $419,000 | +70.3% | 9,400 | +67.9% | 0.05% | +74.1% |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INC | $411,000 | -1.2% | 5,100 | +2.0% | 0.05% | 0.0% |
| ANTM | ANTHEM INC | $407,000 | -4.7% | 3,250 | 0.0% | 0.04% | -4.3% | |
| CNX | Sell | CONSOL ENERGY INC | $403,000 | +14.8% | 21,000 | -3.7% | 0.04% | +15.4% |
| GIM | Buy | TEMPLETON GLOBAL INCOME FD | $403,000 | +2.8% | 64,575 | +4.9% | 0.04% | +4.7% |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $396,000 | -1.2% | 3,625 | -2.7% | 0.04% | 0.0% |
| LLL | Sell | L-3 COMMUNICATIONS HLDGS INC | $392,000 | -23.6% | 2,600 | -25.7% | 0.04% | -22.8% |
| KERX | Sell | KERYX BIOPHARMACEUTICALS INC | $383,000 | -25.8% | 72,200 | -7.4% | 0.04% | -24.6% |
| IJR | ISHARES TRcore s&p scp etf | $389,000 | +6.9% | 3,132 | 0.0% | 0.04% | +7.5% | |
| JOY | Sell | JOY GLOBAL INC | $386,000 | -19.2% | 13,900 | -38.5% | 0.04% | -18.9% |
| EFT | Buy | EATON VANCE FLTING RATE INC | $389,000 | +9.0% | 27,400 | +3.0% | 0.04% | +10.3% |
| AGG | Buy | ISHARES TRcore us aggbd et | $378,000 | 0.0% | 3,365 | +0.2% | 0.04% | 0.0% |
| KMB | Sell | KIMBERLY CLARK CORP | $378,000 | -21.4% | 3,000 | -14.3% | 0.04% | -20.8% |
| FCX | Sell | FREEPORT-MCMORAN INCcl b | $377,000 | -9.8% | 34,750 | -7.4% | 0.04% | -8.7% |
| WDC | Sell | WESTERN DIGITAL CORP | $371,000 | +5.1% | 6,346 | -15.0% | 0.04% | +5.1% |
| CBRE | New | CBRE GROUP INCcl a | $369,000 | – | 13,200 | +100.0% | 0.04% | – |
| VTN | Sell | INVESCO TR INVT GRADE NY MUN | $369,000 | -8.2% | 24,000 | -2.0% | 0.04% | -6.8% |
| PFN | Buy | PIMCO INCOME STRATEGY FUND I | $362,000 | +8.4% | 38,000 | +4.7% | 0.04% | +8.1% |
| LXP | Sell | LEXINGTON REALTY TRUST | $346,000 | 0.0% | 33,549 | -2.0% | 0.04% | +2.6% |
| DHI | Sell | D R HORTON INC | $344,000 | -5.2% | 11,385 | -1.2% | 0.04% | -5.0% |
| ICCC | Buy | IMMUCELL CORP | $342,000 | +17.5% | 44,191 | +4.7% | 0.04% | +18.8% |
| LAND | Buy | GLADSTONE LD CORP | $336,000 | +30.7% | 31,700 | +36.6% | 0.04% | +35.7% |
| HSBCPRA | HSBC HLDGS PLCadr a 1/40pf a | $321,000 | -1.2% | 12,525 | 0.0% | 0.04% | 0.0% | |
| ABT | Sell | ABBOTT LABS | $313,000 | +4.7% | 7,400 | -2.6% | 0.04% | +6.1% |
| JEQ | ABERDEEN JAPAN EQUITY FD INC | $312,000 | +7.2% | 37,950 | 0.0% | 0.04% | +9.4% | |
| BHI | Sell | BAKER HUGHES INC | $313,000 | +10.2% | 6,195 | -1.6% | 0.04% | +12.9% |
| AME | Sell | AMETEK INC NEW | $310,000 | +2.0% | 6,500 | -1.1% | 0.04% | +2.9% |
| AFG | Sell | AMERICAN FINL GROUP INC OHIO | $300,000 | -9.9% | 4,000 | -11.1% | 0.03% | -8.1% |
| JPS | NUVEEN PREFERRED SECURITIES | $301,000 | +3.8% | 31,349 | 0.0% | 0.03% | +6.2% | |
| GV | Buy | GOLDFIELD CORP | $307,000 | -10.5% | 113,712 | +8.6% | 0.03% | -10.5% |
| GSK | GLAXOSMITHKLINE PLCsponsored adr | $304,000 | -0.3% | 7,040 | 0.0% | 0.03% | 0.0% | |
| GILD | Sell | GILEAD SCIENCES INC | $305,000 | -12.9% | 3,855 | -8.2% | 0.03% | -12.8% |
| SAL | SALISBURY BANCORP INC | $305,000 | +3.7% | 9,875 | 0.0% | 0.03% | +3.0% | |
| PPR | Buy | VOYA PRIME RATE TRsh ben int | $306,000 | +130.1% | 58,000 | +123.1% | 0.03% | +126.7% |
| ICE | INTERCONTINENTAL EXCHANGE IN | $296,000 | +5.0% | 1,100 | 0.0% | 0.03% | +6.5% | |
| BK | Sell | BANK NEW YORK MELLON CORP | $291,000 | -4.0% | 7,300 | -6.4% | 0.03% | -2.9% |
| MO | ALTRIA GROUP INC | $294,000 | -8.4% | 4,650 | 0.0% | 0.03% | -5.7% | |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $297,000 | +19.3% | 2,925 | +20.6% | 0.03% | +17.9% |
| UTF | COHEN & STEERS INFRASTRUCTUR | $284,000 | +0.4% | 13,200 | 0.0% | 0.03% | +3.2% | |
| INS | INTELLIGENT SYS CORP NEW | $287,000 | -2.0% | 78,742 | 0.0% | 0.03% | 0.0% | |
| EFR | Buy | EATON VANCE SR FLTNG RTE TR | $276,000 | +43.8% | 19,550 | +33.4% | 0.03% | +47.6% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $281,000 | +13.8% | 362 | +1.4% | 0.03% | +14.8% |
| MS | Sell | MORGAN STANLEY | $276,000 | +5.3% | 8,600 | -14.9% | 0.03% | +6.9% |
| AAL | Sell | AMERICAN AIRLS GROUP INC | $281,000 | +22.7% | 6,547 | -19.2% | 0.03% | +24.0% |
| LAZ | New | LAZARD LTD | $265,000 | – | 7,300 | +100.0% | 0.03% | – |
| KN | KNOWLES CORP | $268,000 | +2.7% | 19,100 | 0.0% | 0.03% | +3.4% | |
| LM | Sell | LEGG MASON INC | $268,000 | +1.1% | 8,000 | -11.1% | 0.03% | +3.4% |
| SWZ | Sell | SWISS HELVETIA FD INC | $263,000 | +1.9% | 24,564 | -1.5% | 0.03% | 0.0% |
| SNY | SANOFIsponsored adr | $260,000 | -8.8% | 6,800 | 0.0% | 0.03% | -9.4% | |
| BWA | New | BORGWARNER INC | $258,000 | – | 7,335 | +100.0% | 0.03% | – |
| VSH | Sell | VISHAY INTERTECHNOLOGY INC | $263,000 | -50.7% | 18,700 | -56.6% | 0.03% | -50.8% |
| P | PANDORA MEDIA INC | $251,000 | +15.1% | 17,500 | 0.0% | 0.03% | +16.7% | |
| RPT | Sell | RAMCO-GERSHENSON PPTYS TR | $253,000 | -8.0% | 13,500 | -3.6% | 0.03% | -6.7% |
| HPT | Sell | HOSPITALITY PPTYS TR | $253,000 | +2.0% | 8,500 | -1.2% | 0.03% | +3.7% |
| MYN | BLACKROCK MUNIYIELD NY QLTY | $254,000 | -1.6% | 18,000 | 0.0% | 0.03% | -3.4% | |
| NTRS | NORTHERN TR CORP | $238,000 | +2.6% | 3,500 | 0.0% | 0.03% | +3.8% | |
| ES | Sell | EVERSOURCE ENERGY | $244,000 | -29.1% | 4,500 | -21.7% | 0.03% | -28.9% |
| F | Sell | FORD MTR CO DEL | $238,000 | -10.9% | 19,708 | -7.1% | 0.03% | -10.0% |
| PSX | Buy | PHILLIPS 66 | $242,000 | +13.1% | 3,000 | +11.1% | 0.03% | +12.5% |
| QQQ | Sell | POWERSHARES QQQ TRUSTunit ser 1 | $234,000 | +2.6% | 1,972 | -7.1% | 0.03% | +4.0% |
| PHG | Sell | KONINKLIJKE PHILIPS N Vny reg sh new | $237,000 | +0.4% | 8,004 | -15.2% | 0.03% | 0.0% |
| FCT | Buy | FIRST TR SR FLG RTE INCM FD | $234,000 | +13.0% | 17,100 | +6.2% | 0.03% | +13.0% |
| MNP | Sell | WESTERN ASST MN PRT FD INC | $237,000 | -7.8% | 14,037 | -6.1% | 0.03% | -7.1% |
| EXC | Sell | EXELON CORP | $226,000 | -18.1% | 6,800 | -10.5% | 0.02% | -19.4% |
| BDJ | BLACKROCK ENHANCED EQT DIV T | $224,000 | 0.0% | 28,385 | 0.0% | 0.02% | 0.0% | |
| LOAN | Sell | MANHATTAN BRIDGE CAPITAL INC | $220,000 | +8.4% | 30,675 | -19.6% | 0.02% | +13.6% |
| LBRDA | New | LIBERTY BROADBAND CORP | $211,000 | – | 3,001 | +100.0% | 0.02% | – |
| K | KELLOGG CO | $215,000 | -5.3% | 2,780 | 0.0% | 0.02% | -4.0% | |
| AGNPRA | New | ALLERGAN PLCpfd conv ser a | $211,000 | – | 257 | +100.0% | 0.02% | – |
| GOOGL | New | ALPHABET INCcap stk cl a | $210,000 | – | 261 | +100.0% | 0.02% | – |
| HON | HONEYWELL INTL INC | $202,000 | +0.5% | 1,730 | 0.0% | 0.02% | +4.5% | |
| FAX | ABERDEEN ASIA PACIFIC INCOM | $196,000 | +2.1% | 38,300 | 0.0% | 0.02% | +4.8% | |
| MHN | BLACKROCK MUNIHLDGS NY QLTY | $175,000 | -3.3% | 11,800 | 0.0% | 0.02% | 0.0% | |
| NUV | NUVEEN MUN VALUE FD INC | $180,000 | -2.2% | 17,000 | 0.0% | 0.02% | 0.0% | |
| EHI | New | WESTERN ASSET GLB HI INCOME | $183,000 | – | 17,929 | +100.0% | 0.02% | – |
| JBLU | JETBLUE AIRWAYS CORP | $173,000 | +4.2% | 10,050 | 0.0% | 0.02% | +5.6% | |
| ALOT | ASTRONOVA INC | $148,000 | -2.6% | 10,004 | 0.0% | 0.02% | 0.0% | |
| ERF | Sell | ENERPLUS CORP | $140,000 | -11.9% | 21,810 | -9.9% | 0.02% | -11.1% |
| ERA | ERA GROUP INC | $131,000 | -14.4% | 16,300 | 0.0% | 0.02% | -11.8% | |
| JQC | NUVEEN CR STRATEGIES INCM FD | $130,000 | +4.8% | 15,300 | 0.0% | 0.02% | +7.1% | |
| TINY | HARRIS & HARRIS GROUP INC | $123,000 | -13.4% | 88,500 | 0.0% | 0.01% | -12.5% | |
| AAME | Sell | ATLANTIC AMERN CORP | $123,000 | -26.3% | 38,050 | -9.5% | 0.01% | -22.2% |
| TICC | TICC CAPITAL CORP | $128,000 | +10.3% | 22,000 | 0.0% | 0.01% | +7.7% | |
| FEIM | Buy | FREQUENCY ELECTRS INC | $123,000 | +18.3% | 11,691 | +4.5% | 0.01% | +16.7% |
| RTIX | RTI SURGICAL INC | $121,000 | -12.3% | 38,500 | 0.0% | 0.01% | -6.7% | |
| MSD | MORGAN STANLEY EMER MKTS DEB | $120,000 | +4.3% | 12,450 | 0.0% | 0.01% | 0.0% | |
| ARLZ | Buy | ARALEZ PHARMACEUTICALS INC | $104,000 | +92.6% | 21,487 | +30.3% | 0.01% | +100.0% |
| JPC | Buy | NUVEEN PFD INCOME OPPRTNY FD | $110,000 | +10.0% | 11,000 | +10.0% | 0.01% | +9.1% |
| LPG | New | DORIAN LPG LTD | $96,000 | – | 16,000 | +100.0% | 0.01% | – |
| MIND | Buy | MITCHAM INDS INC | $92,000 | +22.7% | 27,600 | +37.3% | 0.01% | +25.0% |
| MFCB | Sell | MFC BANCORP LTD | $53,000 | -17.2% | 25,850 | -11.9% | 0.01% | -14.3% |
| ARTW | ARTS WAY MFG INC | $54,000 | +1.9% | 17,775 | 0.0% | 0.01% | 0.0% | |
| DHF | DREYFUS HIGH YIELD STRATEGIEsh ben int | $52,000 | +2.0% | 15,275 | 0.0% | 0.01% | 0.0% | |
| ERINQ | New | ERIN ENERGY CORP | $36,000 | – | 15,320 | +100.0% | 0.00% | – |
| EQS | EQUUS TOTAL RETURN INC | $33,000 | +3.1% | 17,735 | 0.0% | 0.00% | 0.0% | |
| MUX | New | MCEWEN MNG INC | $37,000 | – | 10,000 | +100.0% | 0.00% | – |
| CVM | New | CEL SCI CORP | $3,000 | – | 10,000 | +100.0% | 0.00% | – |
| CASLQ | Exit | CASTLE A M & CO | $0 | – | -13,000 | -100.0% | -0.00% | – |
| SMIT | Exit | SCHMITT INDS INC ORE | $0 | – | -15,000 | -100.0% | -0.00% | – |
| GDF | Exit | WESTERN ASSET GLB PTNRS INCO | $0 | – | -19,700 | -100.0% | -0.02% | – |
| WETF | Exit | WISDOMTREE INVTS INC | $0 | – | -20,000 | -100.0% | -0.02% | – |
| REGN | Exit | REGENERON PHARMACEUTICALS | $0 | – | -600 | -100.0% | -0.02% | – |
| PEP | Exit | PEPSICO INC | $0 | – | -1,990 | -100.0% | -0.02% | – |
| SBUX | Exit | STARBUCKS CORP | $0 | – | -3,600 | -100.0% | -0.02% | – |
| PG | Exit | PROCTER & GAMBLE CO | $0 | – | -2,430 | -100.0% | -0.02% | – |
| HAL | Exit | HALLIBURTON CO | $0 | – | -6,281 | -100.0% | -0.03% | – |
| RSTI | Exit | ROFIN SINAR TECHNOLOGIES INC | $0 | – | -9,500 | -100.0% | -0.03% | – |
| EXAM | Exit | EXAMWORKS GROUP INC | $0 | – | -18,856 | -100.0% | -0.07% | – |
| JJSF | Exit | J & J SNACK FOODS CORP | $0 | – | -15,005 | -100.0% | -0.20% | – |
| WPG | Exit | WP GLIMCHER IN | $0 | – | -234,665 | -100.0% | -0.29% | – |
| FLEX | Exit | FLEXTRONICS INTL LTDord | $0 | – | -494,472 | -100.0% | -0.64% | – |
| FB | Exit | FACEBOOK INCcl a | $0 | – | -94,700 | -100.0% | -1.20% | – |
| AA | Exit | ALCOA INC | $0 | – | -1,174,305 | -100.0% | -1.20% | – |
| JCI | Exit | JOHNSON CTLS INC | $0 | – | -543,012 | -100.0% | -2.66% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CORNING INC | 43 | Q3 2023 | 5.2% |
| INTEL CORP | 43 | Q3 2023 | 4.9% |
| AVERY DENNISON CORP | 43 | Q3 2023 | 3.6% |
| CISCO SYS INC | 43 | Q3 2023 | 4.2% |
| TEXAS INSTRS INC | 43 | Q3 2023 | 3.3% |
| JPMORGAN CHASE & CO | 43 | Q3 2023 | 2.6% |
| MICROSOFT CORP | 43 | Q3 2023 | 3.9% |
| EXXON MOBIL CORP | 43 | Q3 2023 | 4.4% |
| THERMO FISHER SCIENTIFIC INC | 43 | Q3 2023 | 3.5% |
| SONOCO PRODS CO | 43 | Q3 2023 | 3.2% |
View SHUFRO ROSE & CO LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Vishay Precision Group, Inc. | February 10, 2017 | 583,080 | 4.8% |
| BAR HARBOR BANKSHARES | January 30, 2013 | 121,025 | 3.1% |
| JAPAN EQUITY FUND INC | March 02, 2011 | 710,356 | 4.9% |
| LAKELAND INDUSTRIES INC | March 02, 2011 | 255,997 | 4.7% |
| SCHMITT INDUSTRIES INC | March 02, 2011 | 127,900 | 4.4% |
| STRATTEC SECURITY CORP | March 02, 2011 | 146,630 | 4.5% |
| MFRI INC | February 15, 2005 | 32,000 | 0.6% |
| TWIN DISC INC | February 15, 2005 | 40,900 | 1.4% |
| MILLBROOK PRESS INC | February 09, 2004 | ? | ? |
| BALDWIN TECHNOLOGY CO INC | February 13, 2003 | 460,800 | 3.6% |
View SHUFRO ROSE & CO LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-05 |
| 13F-HR | 2023-10-26 |
| 13F-HR | 2023-08-03 |
| 13F-HR | 2023-04-20 |
| 13F-HR | 2023-01-25 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-07-22 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-01-27 |
| 13F-HR | 2021-11-05 |
View SHUFRO ROSE & CO LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.