$895 Million is the total value of SHUFRO ROSE & CO LLC's 273 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 35.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GE | Sell | GENERAL ELECTRIC CO | $45,880,000 | +1.9% | 1,443,224 | -0.1% | 5.13% | -1.0% |
| GLW | Buy | CORNING INC | $36,671,000 | +17.7% | 1,755,411 | +3.0% | 4.10% | +14.3% |
| INTC | Sell | INTEL CORP | $35,225,000 | -6.2% | 1,088,884 | -0.1% | 3.94% | -8.8% |
| XOM | Buy | EXXON MOBIL CORP | $27,787,000 | +12.8% | 332,417 | +5.2% | 3.10% | +9.6% |
| CSCO | Buy | CISCO SYS INC | $23,478,000 | +5.4% | 824,650 | +0.6% | 2.62% | +2.4% |
| AVY | Sell | AVERY DENNISON CORP | $22,537,000 | -10.9% | 312,534 | -22.6% | 2.52% | -13.4% |
| TXN | Sell | TEXAS INSTRS INC | $21,480,000 | +4.0% | 374,091 | -0.7% | 2.40% | +1.0% |
| JCI | Buy | JOHNSON CTLS INC | $20,917,000 | +6.2% | 536,749 | +7.6% | 2.34% | +3.2% |
| VOD | Buy | VODAFONE GROUP PLC NEWspnsr adr no par | $19,283,000 | +0.8% | 601,648 | +1.5% | 2.16% | -2.0% |
| AMGN | Sell | AMGEN INC | $17,237,000 | -8.7% | 114,970 | -1.2% | 1.93% | -11.3% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $17,224,000 | +8.6% | 133,626 | -0.9% | 1.92% | +5.5% |
| DD | Buy | DU PONT E I DE NEMOURS & CO | $16,143,000 | +49.8% | 254,936 | +57.6% | 1.80% | +45.6% |
| SON | Sell | SONOCO PRODS CO | $16,112,000 | +17.6% | 331,720 | -1.1% | 1.80% | +14.2% |
| COG | Buy | CABOT OIL & GAS CORP | $15,202,000 | +29.9% | 669,417 | +1.2% | 1.70% | +26.3% |
| MSFT | Buy | MICROSOFT CORP | $14,227,000 | +2.9% | 257,588 | +3.3% | 1.59% | 0.0% |
| COL | Sell | ROCKWELL COLLINS INC | $14,087,000 | -0.9% | 152,766 | -0.8% | 1.57% | -3.7% |
| JPM | Sell | JPMORGAN CHASE & CO | $13,748,000 | -10.4% | 232,149 | -0.1% | 1.54% | -12.9% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $12,951,000 | +20.3% | 239,478 | +2.8% | 1.45% | +16.9% |
| MET | Buy | METLIFE INC | $12,175,000 | -3.0% | 277,083 | +6.4% | 1.36% | -5.8% |
| ITW | Sell | ILLINOIS TOOL WKS INC | $11,887,000 | +6.7% | 116,039 | -3.5% | 1.33% | +3.7% |
| AA | Buy | ALCOA INC | $11,599,000 | +8.6% | 1,210,722 | +11.8% | 1.30% | +5.5% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $11,499,000 | +9.0% | 81,046 | +1.4% | 1.28% | +5.9% |
| MMM | Sell | 3M CO | $11,377,000 | +7.6% | 68,278 | -2.7% | 1.27% | +4.5% |
| WD | Buy | WALKER & DUNLOP INC | $10,915,000 | -13.5% | 449,716 | +2.7% | 1.22% | -15.9% |
| NWLI | Sell | NATIONAL WESTN LIFE GROUP INcl a | $10,875,000 | -10.4% | 47,154 | -2.1% | 1.22% | -13.0% |
| FB | Buy | FACEBOOK INCcl a | $10,862,000 | +10.1% | 95,200 | +1.0% | 1.21% | +7.0% |
| WEN | Sell | WENDYS CO | $10,596,000 | +0.4% | 973,005 | -0.7% | 1.18% | -2.5% |
| KSS | Sell | KOHLS CORP | $10,494,000 | -2.6% | 225,136 | -0.5% | 1.17% | -5.4% |
| TMO | Buy | THERMO FISHER SCIENTIFIC INC | $9,986,000 | +10.0% | 70,528 | +10.1% | 1.12% | +6.9% |
| AEO | Sell | AMERICAN EAGLE OUTFITTERS NE | $9,620,000 | +6.1% | 577,091 | -1.3% | 1.08% | +3.2% |
| J | Sell | JACOBS ENGR GROUP INC DEL | $9,486,000 | -26.1% | 217,815 | -28.8% | 1.06% | -28.2% |
| VMI | Sell | VALMONT INDS INC | $9,111,000 | +15.4% | 73,569 | -1.2% | 1.02% | +12.1% |
| VPG | Sell | VISHAY PRECISION GROUP INC | $8,688,000 | +22.4% | 620,120 | -1.1% | 0.97% | +19.0% |
| AAPL | Buy | APPLE INC | $8,552,000 | +14.0% | 78,463 | +10.1% | 0.96% | +10.8% |
| KMT | Sell | KENNAMETAL INC | $8,476,000 | +13.3% | 376,858 | -3.3% | 0.95% | +10.1% |
| TPH | Buy | TRI POINTE GROUP INC | $8,439,000 | +1.7% | 716,350 | +9.4% | 0.94% | -1.2% |
| BKE | Buy | BUCKLE INC | $8,074,000 | +13.1% | 238,395 | +2.8% | 0.90% | +9.9% |
| RAIL | Buy | FREIGHTCAR AMER INC | $7,774,000 | -14.5% | 498,951 | +6.6% | 0.87% | -16.9% |
| LMCK | Sell | LIBERTY MEDIA CORP DELAWARE | $7,387,000 | -0.9% | 193,936 | -0.9% | 0.82% | -3.7% |
| AGU | Sell | AGRIUM INC | $7,282,000 | -2.5% | 82,481 | -1.4% | 0.81% | -5.2% |
| BRKA | Buy | BERKSHIRE HATHAWAY INC DELcl a | $7,257,000 | +144.6% | 34 | +126.7% | 0.81% | +137.8% |
| TRC | Sell | TEJON RANCH CO | $7,129,000 | +6.1% | 346,590 | -1.2% | 0.80% | +3.1% |
| SYK | Sell | STRYKER CORP | $7,028,000 | -10.3% | 65,506 | -22.3% | 0.78% | -12.9% |
| INT | Sell | WORLD FUEL SVCS CORP | $7,021,000 | +20.7% | 144,516 | -4.4% | 0.78% | +17.2% |
| SCHN | Buy | SCHNITZER STL INDScl a | $6,959,000 | +58.8% | 377,360 | +23.7% | 0.78% | +54.4% |
| CLB | Sell | CORE LABORATORIES N V | $6,933,000 | +1.3% | 61,680 | -2.0% | 0.78% | -1.5% |
| SAFM | Sell | SANDERSON FARMS INC | $6,815,000 | +12.3% | 75,570 | -3.5% | 0.76% | +9.0% |
| IIVI | Sell | II VI INC | $6,710,000 | +14.6% | 309,076 | -2.0% | 0.75% | +11.4% |
| GM | Buy | GENERAL MTRS CO | $6,653,000 | -7.4% | 211,665 | +0.2% | 0.74% | -10.0% |
| KELYA | Sell | KELLY SVCS INCcl a | $6,221,000 | +13.6% | 325,366 | -4.1% | 0.70% | +10.3% |
| FLEX | Sell | FLEXTRONICS INTL LTDord | $5,972,000 | +6.7% | 495,222 | -0.8% | 0.67% | +3.6% |
| MOS | Buy | MOSAIC CO NEW | $5,724,000 | +7.3% | 212,012 | +9.6% | 0.64% | +4.2% |
| MTB | Buy | M & T BK CORP | $5,651,000 | +426.2% | 50,910 | +474.0% | 0.63% | +408.9% |
| CBI | Buy | CHICAGO BRIDGE & IRON CO N V | $5,639,000 | +96.5% | 154,115 | +109.3% | 0.63% | +90.9% |
| CVX | Sell | CHEVRON CORP NEW | $5,444,000 | -19.7% | 57,062 | -24.3% | 0.61% | -22.0% |
| JNJ | Buy | JOHNSON & JOHNSON | $5,171,000 | +21.5% | 47,789 | +15.3% | 0.58% | +18.0% |
| POT | Buy | POTASH CORP SASK INC | $4,207,000 | +2.4% | 247,186 | +3.0% | 0.47% | -0.4% |
| BBBY | Buy | BED BATH & BEYOND INC | $4,114,000 | +8.7% | 82,880 | +5.6% | 0.46% | +5.7% |
| SNDK | Buy | SANDISK CORP | $4,032,000 | +9.7% | 52,996 | +9.5% | 0.45% | +6.6% |
| LLY | Buy | LILLY ELI & CO | $4,015,000 | -8.4% | 55,755 | +7.1% | 0.45% | -10.9% |
| GNTX | Buy | GENTEX CORP | $3,784,000 | +1.7% | 241,175 | +3.8% | 0.42% | -1.2% |
| AMRK | Sell | A MARK PRECIOUS METALS INC | $3,777,000 | -13.0% | 189,800 | -17.6% | 0.42% | -15.4% |
| BP | Sell | BP PLCsponsored adr | $3,738,000 | -17.0% | 123,859 | -14.1% | 0.42% | -19.3% |
| CHS | Sell | CHICOS FAS INC | $3,615,000 | +21.9% | 272,424 | -2.0% | 0.40% | +18.5% |
| PFE | Sell | PFIZER INC | $3,451,000 | -8.3% | 116,427 | -0.1% | 0.39% | -10.9% |
| DKS | Sell | DICKS SPORTING GOODS INC | $3,395,000 | +30.5% | 72,625 | -1.4% | 0.38% | +26.8% |
| TEVA | Buy | TEVA PHARMACEUTICAL INDS LTDadr | $3,310,000 | -15.6% | 61,865 | +3.5% | 0.37% | -18.0% |
| SYX | Sell | SYSTEMAX INC | $3,217,000 | -2.4% | 366,804 | -4.3% | 0.36% | -5.3% |
| AON | AON PLC | $3,029,000 | +13.3% | 29,000 | 0.0% | 0.34% | +9.7% | |
| SUP | Sell | SUPERIOR INDS INTL INC | $2,974,000 | +17.1% | 134,710 | -2.3% | 0.33% | +13.7% |
| MBRG | Sell | MIDDLEBURG FINANCIAL CORP | $2,865,000 | +15.3% | 132,633 | -1.4% | 0.32% | +11.9% |
| DNOW | Sell | NOW INC | $2,747,000 | -7.0% | 155,030 | -17.0% | 0.31% | -9.7% |
| ED | Sell | CONSOLIDATED EDISON INC | $2,723,000 | +1.9% | 35,540 | -14.5% | 0.30% | -1.0% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $2,711,000 | +11.9% | 17,899 | +1.6% | 0.30% | +8.6% |
| TER | Sell | TERADYNE INC | $2,604,000 | -13.5% | 120,595 | -17.3% | 0.29% | -15.9% |
| LMCA | Sell | LIBERTY MEDIA CORP DELAWAREcl a | $2,512,000 | -2.7% | 65,024 | -1.2% | 0.28% | -5.4% |
| HAL | Sell | HALLIBURTON CO | $2,329,000 | +3.5% | 65,206 | -1.4% | 0.26% | +0.4% |
| WPG | Sell | WP GLIMCHER IN | $2,300,000 | -12.6% | 242,335 | -2.3% | 0.26% | -15.2% |
| HD | HOME DEPOT INC | $2,262,000 | +0.9% | 16,950 | 0.0% | 0.25% | -1.9% | |
| DSW | Sell | DSW INCcl a | $2,223,000 | -48.4% | 80,419 | -55.4% | 0.25% | -49.9% |
| EMR | Buy | EMERSON ELEC CO | $2,208,000 | +19.4% | 40,610 | +5.0% | 0.25% | +16.0% |
| NSR | Buy | NEUSTAR INCcl a | $2,175,000 | +14.2% | 88,400 | +11.2% | 0.24% | +11.0% |
| DAR | Sell | DARLING INGREDIENTS INC | $2,077,000 | +12.0% | 157,734 | -10.5% | 0.23% | +8.9% |
| NUE | Sell | NUCOR CORP | $1,992,000 | -84.1% | 42,116 | -86.5% | 0.22% | -84.6% |
| FE | Sell | FIRSTENERGY CORP | $1,989,000 | +13.1% | 55,300 | -0.3% | 0.22% | +9.9% |
| QCOM | Buy | QUALCOMM INC | $1,725,000 | +4.5% | 33,724 | +2.1% | 0.19% | +1.6% |
| BIG | BIG LOTS INC | $1,689,000 | +17.5% | 37,300 | 0.0% | 0.19% | +14.5% | |
| VUG | New | VANGUARD INDEX FDSgrowth etf | $1,671,000 | – | 15,700 | +100.0% | 0.19% | – |
| JJSF | New | J & J SNACK FOODS CORP | $1,636,000 | – | 15,105 | +100.0% | 0.18% | – |
| CVS | Buy | CVS HEALTH CORP | $1,572,000 | +13.7% | 15,150 | +7.1% | 0.18% | +10.7% |
| CCL | Buy | CARNIVAL CORPpaired ctf | $1,554,000 | -2.8% | 29,450 | +0.3% | 0.17% | -5.4% |
| BXLT | Sell | BAXALTA INC | $1,525,000 | -61.3% | 37,740 | -62.6% | 0.17% | -62.5% |
| TWX | TIME WARNER INC | $1,448,000 | +12.2% | 19,955 | 0.0% | 0.16% | +9.5% | |
| PSEC | Sell | PROSPECT CAPITAL CORPORATION | $1,448,000 | +3.4% | 199,200 | -0.7% | 0.16% | +0.6% |
| MNR | Sell | MONMOUTH REAL ESTATE INVT COcl a | $1,404,000 | +7.8% | 118,050 | -5.2% | 0.16% | +4.7% |
| HSIC | Sell | SCHEIN HENRY INC | $1,381,000 | +2.8% | 8,000 | -5.9% | 0.15% | -0.6% |
| OPK | OPKO HEALTH INC | $1,348,000 | +3.5% | 129,700 | 0.0% | 0.15% | +0.7% | |
| VNO | New | VORNADO RLTY TRsh ben int | $1,353,000 | – | 14,327 | +100.0% | 0.15% | – |
| SENEA | Sell | SENECA FOODS CORP NEWcl a | $1,341,000 | +16.9% | 38,600 | -2.5% | 0.15% | +13.6% |
| CKH | New | SEACOR HOLDINGS INC | $1,323,000 | – | 24,300 | +100.0% | 0.15% | – |
| NVS | Buy | NOVARTIS A Gsponsored adr | $1,300,000 | -7.7% | 17,952 | +9.6% | 0.14% | -10.5% |
| SYMC | Buy | SYMANTEC CORP | $1,264,000 | -11.8% | 68,790 | +0.8% | 0.14% | -14.5% |
| AGYS | Sell | AGILYSYS INC | $1,214,000 | +0.1% | 118,860 | -2.2% | 0.14% | -2.2% |
| REGN | New | REGENERON PHARMACEUTICALS | $1,203,000 | – | 3,337 | +100.0% | 0.13% | – |
| SEB | Buy | SEABOARD CORP | $1,186,000 | +30.2% | 395 | +25.4% | 0.13% | +26.7% |
| DIS | Buy | DISNEY WALT CO | $1,110,000 | -1.2% | 11,178 | +4.5% | 0.12% | -3.9% |
| MRK | Buy | MERCK & CO INC NEW | $1,108,000 | +143.5% | 20,938 | +142.8% | 0.12% | +138.5% |
| FRA | New | BLACKROCK FLOAT RATE OME STR | $1,099,000 | – | 84,100 | +100.0% | 0.12% | – |
| AVX | Sell | AVX CORP NEW | $1,077,000 | +1.8% | 85,666 | -1.8% | 0.12% | -1.6% |
| XYL | Sell | XYLEM INC | $1,047,000 | +10.1% | 25,588 | -1.9% | 0.12% | +7.3% |
| T | Buy | AT&T INC | $1,043,000 | +37.1% | 26,621 | +20.2% | 0.12% | +33.0% |
| BAC | Buy | BANK AMER CORP | $1,050,000 | -18.2% | 77,697 | +1.9% | 0.12% | -20.9% |
| TWC | TIME WARNER CABLE INC | $1,026,000 | +10.3% | 5,016 | 0.0% | 0.12% | +7.5% | |
| MDT | Buy | MEDTRONIC PLC | $999,000 | -2.2% | 13,325 | +0.4% | 0.11% | -4.3% |
| ESRX | Buy | EXPRESS SCRIPTS HLDG CO | $979,000 | +270.8% | 14,255 | +370.9% | 0.11% | +263.3% |
| FRD | Buy | FRIEDMAN INDS INC | $956,000 | -0.5% | 176,420 | +1.4% | 0.11% | -3.6% |
| GTY | Buy | GETTY RLTY CORP NEW | $948,000 | +17.5% | 47,811 | +1.6% | 0.11% | +14.0% |
| AL | Buy | AIR LEASE CORPcl a | $941,000 | -0.9% | 29,300 | +3.2% | 0.10% | -3.7% |
| REFR | RESEARCH FRONTIERS INC | $935,000 | -12.4% | 204,950 | 0.0% | 0.10% | -15.4% | |
| FCX | Buy | FREEPORT-MCMORAN INCcl b | $923,000 | +62.5% | 89,310 | +6.4% | 0.10% | +58.5% |
| GOV | Sell | GOVERNMENT PPTYS INCOME TR | $918,000 | -3.8% | 51,450 | -14.5% | 0.10% | -6.4% |
| VLO | Buy | VALERO ENERGY CORP NEW | $911,000 | -6.6% | 14,200 | +2.9% | 0.10% | -8.9% |
| PEG | Sell | PUBLIC SVC ENTERPRISE GROUP | $914,000 | +16.6% | 19,392 | -4.3% | 0.10% | +13.3% |
| CMC | Sell | COMMERCIAL METALS CO | $892,000 | +22.9% | 52,550 | -0.9% | 0.10% | +20.5% |
| TGT | Sell | TARGET CORP | $889,000 | +8.2% | 10,800 | -4.7% | 0.10% | +4.2% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $879,000 | +0.2% | 13,755 | +7.8% | 0.10% | -3.0% |
| HCSG | Sell | HEALTHCARE SVCS GRP INC | $841,000 | +2.9% | 22,850 | -2.6% | 0.09% | 0.0% |
| OME | Sell | OMEGA PROTEIN CORP | $830,000 | -52.6% | 49,000 | -37.9% | 0.09% | -53.7% |
| C | Buy | CITIGROUP INC | $822,000 | -14.4% | 19,685 | +6.0% | 0.09% | -16.4% |
| MDY | Buy | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $822,000 | +6.5% | 3,130 | +3.0% | 0.09% | +3.4% |
| GIS | Buy | GENERAL MLS INC | $814,000 | +13.5% | 12,850 | +3.2% | 0.09% | +11.0% |
| HDNG | Sell | HARDINGE INC | $804,000 | +32.9% | 64,500 | -0.8% | 0.09% | +28.6% |
| TSO | Sell | TESORO CORP | $800,000 | -22.5% | 9,300 | -5.1% | 0.09% | -25.2% |
| KO | Buy | COCA COLA CO | $775,000 | +10.2% | 16,713 | +2.1% | 0.09% | +7.4% |
| DGX | Buy | QUEST DIAGNOSTICS INC | $774,000 | +7.9% | 10,830 | +7.4% | 0.09% | +4.9% |
| ABB | ABB LTDsponsored adr | $728,000 | +9.6% | 37,500 | 0.0% | 0.08% | +6.6% | |
| SYF | New | SYNCHRONY FINL | $720,000 | – | 25,125 | +100.0% | 0.08% | – |
| TRN | Sell | TRINITY INDS INC | $705,000 | -28.1% | 38,500 | -5.6% | 0.08% | -30.1% |
| PEP | Buy | PEPSICO INC | $697,000 | +11.2% | 6,800 | +8.2% | 0.08% | +8.3% |
| MIN | New | MFS INTER INCOME TRsh ben int | $686,000 | – | 148,810 | +100.0% | 0.08% | – |
| UL | Buy | UNILEVER PLCspon adr new | $675,000 | +7.3% | 14,950 | +2.4% | 0.08% | +4.2% |
| SYT | Buy | SYNGENTA AGsponsored adr | $662,000 | +7.3% | 7,990 | +1.9% | 0.07% | +4.2% |
| SSD | Sell | SIMPSON MANUFACTURING CO INC | $661,000 | +8.2% | 17,305 | -3.4% | 0.07% | +5.7% |
| PPT | New | PUTNAM PREMIER INCOME TRsh ben int | $645,000 | – | 136,100 | +100.0% | 0.07% | – |
| PDCE | Sell | PDC ENERGY INC | $630,000 | -13.1% | 10,600 | -22.1% | 0.07% | -15.7% |
| RAND | Sell | RAND CAP CORP | $619,000 | +19.3% | 136,300 | -1.1% | 0.07% | +15.0% |
| ILF | New | ISHARES TRlatn amer 40 etf | $613,000 | – | 24,380 | +100.0% | 0.07% | – |
| XBI | SPDR SERIES TRUSTs&p biotech | $604,000 | -26.4% | 11,700 | 0.0% | 0.07% | -28.7% | |
| MPW | MEDICAL PPTYS TRUST INC | $589,000 | +12.8% | 45,400 | 0.0% | 0.07% | +10.0% | |
| COP | Sell | CONOCOPHILLIPS | $584,000 | -17.2% | 14,510 | -4.0% | 0.06% | -19.8% |
| OPHT | Buy | OPHTHOTECH CORP | $570,000 | -37.2% | 13,475 | +16.4% | 0.06% | -38.5% |
| KMM | New | DEUTSCHE MULTI-MKT INCOME TR | $563,000 | – | 71,000 | +100.0% | 0.06% | – |
| EXAM | EXAMWORKS GROUP INC | $557,000 | +11.2% | 18,856 | 0.0% | 0.06% | +6.9% | |
| VSH | Sell | VISHAY INTERTECHNOLOGY INC | $545,000 | -4.9% | 44,600 | -6.3% | 0.06% | -7.6% |
| BHB | Buy | BAR HBR BANKSHARES | $539,000 | -1.5% | 16,212 | +1.9% | 0.06% | -4.8% |
| LBRDK | Sell | LIBERTY BROADBAND CORP | $541,000 | -75.6% | 9,343 | -78.2% | 0.06% | -76.5% |
| ATI | Buy | ALLEGHENY TECHNOLOGIES INC | $530,000 | +50.1% | 32,534 | +3.4% | 0.06% | +43.9% |
| SZYM | Sell | SOLAZYME INC | $525,000 | -18.6% | 258,800 | -0.6% | 0.06% | -20.3% |
| ITT | Sell | ITT CORP NEW | $515,000 | -0.2% | 13,969 | -1.7% | 0.06% | -1.7% |
| ADP | Buy | AUTOMATIC DATA PROCESSING IN | $505,000 | +14.3% | 5,628 | +7.7% | 0.06% | +9.8% |
| EVV | New | EATON VANCE LTD DUR INCOME F | $503,000 | – | 38,200 | +100.0% | 0.06% | – |
| AR | Sell | ANTERO RES CORP | $491,000 | +10.8% | 19,750 | -2.9% | 0.06% | +7.8% |
| ANTM | Sell | ANTHEM INC | $493,000 | -23.9% | 3,550 | -23.7% | 0.06% | -26.7% |
| TAL | Buy | TAL INTL GROUP INC | $490,000 | +3.6% | 31,750 | +6.7% | 0.06% | +1.9% |
| KMB | KIMBERLY CLARK CORP | $471,000 | +5.8% | 3,500 | 0.0% | 0.05% | +3.9% | |
| MO | Buy | ALTRIA GROUP INC | $462,000 | +60.4% | 7,370 | +48.9% | 0.05% | +57.6% |
| VGM | New | INVESCO TR INVT GRADE MUNS | $460,000 | – | 32,900 | +100.0% | 0.05% | – |
| ORI | OLD REP INTL CORP | $455,000 | -1.7% | 24,900 | 0.0% | 0.05% | -3.8% | |
| CDE | Buy | COEUR MNG INC | $454,000 | +144.1% | 80,700 | +7.0% | 0.05% | +142.9% |
| PFL | New | PIMCO INCOME STRATEGY FUND | $429,000 | – | 44,900 | +100.0% | 0.05% | – |
| FUND | New | SPROTT FOCUS TR INC | $428,000 | – | 70,280 | +100.0% | 0.05% | – |
| RDSA | Buy | ROYAL DUTCH SHELL PLCspons adr a | $423,000 | +6.5% | 8,728 | +0.6% | 0.05% | +2.2% |
| WBA | WALGREENS BOOTS ALLIANCE INC | $421,000 | -0.9% | 5,000 | 0.0% | 0.05% | -4.1% | |
| JOY | Sell | JOY GLOBAL INC | $423,000 | -73.7% | 26,300 | -79.4% | 0.05% | -74.6% |
| LUK | New | LEUCADIA NATL CORP | $418,000 | – | 25,830 | +100.0% | 0.05% | – |
| LLL | L-3 COMMUNICATIONS HLDGS INC | $415,000 | -0.7% | 3,500 | 0.0% | 0.05% | -4.2% | |
| GIM | New | TEMPLETON GLOBAL INCOME FD | $408,000 | – | 62,575 | +100.0% | 0.05% | – |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $393,000 | +5.6% | 3,725 | -3.9% | 0.04% | +2.3% |
| PM | New | PHILIP MORRIS INTL INC | $387,000 | – | 3,948 | +100.0% | 0.04% | – |
| GILD | Buy | GILEAD SCIENCES INC | $386,000 | +3.2% | 4,200 | +13.5% | 0.04% | 0.0% |
| VTN | New | INVESCO TR INVT GRADE NY MUN | $384,000 | – | 25,000 | +100.0% | 0.04% | – |
| AGG | New | ISHARES TRcore us aggbd et | $370,000 | – | 3,341 | +100.0% | 0.04% | – |
| DISCK | New | DISCOVERY COMMUNICATNS NEW | $364,000 | – | 13,482 | +100.0% | 0.04% | – |
| DHI | Sell | D R HORTON INC | $355,000 | -10.1% | 11,740 | -4.9% | 0.04% | -11.1% |
| EFT | New | EATON VANCE FLTING RATE INC | $362,000 | – | 27,500 | +100.0% | 0.04% | – |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $354,000 | +8.6% | 1,724 | +7.7% | 0.04% | +8.1% |
| BK | Buy | BANK NEW YORK MELLON CORP | $347,000 | +1.5% | 9,432 | +13.6% | 0.04% | 0.0% |
| IJR | New | ISHARES TRcore s&p scp etf | $351,000 | – | 3,122 | +100.0% | 0.04% | – |
| GSK | New | GLAXOSMITHKLINE PLCsponsored adr | $336,000 | – | 8,274 | +100.0% | 0.04% | – |
| CNX | Buy | CONSOL ENERGY INC | $344,000 | +90.1% | 30,500 | +32.6% | 0.04% | +81.0% |
| AME | Buy | AMETEK INC NEW | $329,000 | +14.2% | 6,574 | +22.3% | 0.04% | +12.1% |
| LKQ | New | LKQ CORP | $335,000 | – | 10,500 | +100.0% | 0.04% | – |
| ORBC | Sell | ORBCOMM INC | $335,000 | +23.2% | 33,100 | -12.0% | 0.04% | +19.4% |
| ES | EVERSOURCE ENERGY | $335,000 | +14.3% | 5,748 | 0.0% | 0.04% | +8.8% | |
| AAL | AMERICAN AIRLS GROUP INC | $332,000 | -3.2% | 8,102 | 0.0% | 0.04% | -5.1% | |
| BKCC | BLACKROCK CAPITAL INVESTMENT | $325,000 | +0.3% | 34,500 | 0.0% | 0.04% | -2.7% | |
| ABT | Sell | ABBOTT LABS | $318,000 | -9.1% | 7,600 | -2.6% | 0.04% | -10.0% |
| HSBCPRA | Sell | HSBC HLDGS PLCadr a 1/40pf a | $321,000 | -7.0% | 12,525 | -7.4% | 0.04% | -10.0% |
| PFN | New | PIMCO INCOME STRATEGY FUND I | $326,000 | – | 37,300 | +100.0% | 0.04% | – |
| AFG | AMERICAN FINL GROUP INC OHIO | $317,000 | -2.2% | 4,500 | 0.0% | 0.04% | -5.4% | |
| LM | LEGG MASON INC | $312,000 | -11.6% | 9,000 | 0.0% | 0.04% | -14.6% | |
| SAL | SALISBURY BANCORP INC | $317,000 | -4.8% | 9,975 | 0.0% | 0.04% | -7.9% | |
| JEQ | New | ABERDEEN JAPAN EQUITY FD INC | $308,000 | – | 41,950 | +100.0% | 0.03% | – |
| NCLH | NORWEGIAN CRUISE LINE HLDGS | $304,000 | -5.6% | 5,500 | 0.0% | 0.03% | -8.1% | |
| PHG | Buy | KONINKLIJKE PHILIPS N Vny reg sh new | $304,000 | +14.3% | 10,654 | +1.7% | 0.03% | +9.7% |
| BHI | Sell | BAKER HUGHES INC | $291,000 | -9.6% | 6,645 | -5.0% | 0.03% | -10.8% |
| ICCC | Buy | IMMUCELL CORP | $289,000 | -2.7% | 42,191 | +5.0% | 0.03% | -5.9% |
| F | Buy | FORD MTR CO DEL | $290,000 | +0.7% | 21,510 | +5.1% | 0.03% | -3.0% |
| SNY | Sell | SANOFIsponsored adr | $274,000 | -6.8% | 6,830 | -1.0% | 0.03% | -8.8% |
| PG | New | PROCTER & GAMBLE CO | $278,000 | – | 3,377 | +100.0% | 0.03% | – |
| QQQ | Sell | POWERSHARES QQQ TRUSTunit ser 1 | $276,000 | -4.2% | 2,532 | -1.9% | 0.03% | -6.1% |
| LXP | Buy | LEXINGTON REALTY TRUST | $281,000 | +9.3% | 32,640 | +1.4% | 0.03% | +3.3% |
| UNP | UNION PAC CORP | $279,000 | +2.2% | 3,501 | 0.0% | 0.03% | 0.0% | |
| EXC | EXELON CORP | $273,000 | +29.4% | 7,600 | 0.0% | 0.03% | +29.2% | |
| INS | INTELLIGENT SYS CORP NEW | $271,000 | +6.7% | 78,742 | 0.0% | 0.03% | +3.4% | |
| ICE | INTERCONTINENTAL EXCHANGE IN | $259,000 | -7.8% | 1,100 | 0.0% | 0.03% | -9.4% | |
| KERX | Sell | KERYX BIOPHARMACEUTICALS INC | $257,000 | -12.9% | 55,100 | -6.0% | 0.03% | -14.7% |
| UTF | New | COHEN & STEERS INFRASTRUCTUR | $261,000 | – | 13,200 | +100.0% | 0.03% | – |
| GOOG | Buy | ALPHABET INCcap stk cl c | $264,000 | +14.3% | 355 | +16.4% | 0.03% | +7.4% |
| SBUX | New | STARBUCKS CORP | $263,000 | – | 4,400 | +100.0% | 0.03% | – |
| RPT | RAMCO-GERSHENSON PPTYS TR | $252,000 | +8.6% | 14,000 | 0.0% | 0.03% | +3.7% | |
| MS | Sell | MORGAN STANLEY | $253,000 | -31.2% | 10,100 | -12.9% | 0.03% | -33.3% |
| SWZ | New | SWISS HELVETIA FD INC | $254,000 | – | 24,931 | +100.0% | 0.03% | – |
| KN | Sell | KNOWLES CORP | $252,000 | -11.9% | 19,100 | -11.2% | 0.03% | -15.2% |
| MYN | New | BLACKROCK MUNIYIELD NY QLTY | $251,000 | – | 18,000 | +100.0% | 0.03% | – |
| MNP | New | WESTERN ASST MN PRT FD INC | $249,000 | – | 14,945 | +100.0% | 0.03% | – |
| UTX | UNITED TECHNOLOGIES CORP | $243,000 | +4.7% | 2,425 | 0.0% | 0.03% | 0.0% | |
| MERC | MERCER INTL INC | $240,000 | +4.8% | 25,400 | 0.0% | 0.03% | +3.8% | |
| PSX | Buy | PHILLIPS 66 | $234,000 | +14.7% | 2,700 | +8.0% | 0.03% | +13.0% |
| K | Buy | KELLOGG CO | $220,000 | +10.0% | 2,880 | +3.6% | 0.02% | +8.7% |
| HPT | HOSPITALITY PPTYS TR | $228,000 | +1.8% | 8,600 | 0.0% | 0.02% | -3.8% | |
| NTRS | NORTHERN TR CORP | $228,000 | -9.5% | 3,500 | 0.0% | 0.02% | -13.8% | |
| BDJ | New | BLACKROCK ENHANCED EQT DIV T | $214,000 | – | 28,385 | +100.0% | 0.02% | – |
| JBLU | JETBLUE AIRWAYS CORP | $212,000 | -6.6% | 10,050 | 0.0% | 0.02% | -7.7% | |
| FCT | New | FIRST TR SR FLG RTE INCM FD | $207,000 | – | 16,100 | +100.0% | 0.02% | – |
| NUV | New | NUVEEN MUN VALUE FD INC | $210,000 | – | 20,000 | +100.0% | 0.02% | – |
| RSTI | New | ROFIN SINAR TECHNOLOGIES INC | $209,000 | – | 6,500 | +100.0% | 0.02% | – |
| AAME | ATLANTIC AMERN CORP | $187,000 | -10.5% | 42,050 | 0.0% | 0.02% | -12.5% | |
| EFR | New | EATON VANCE SR FLTNG RTE TR | $188,000 | – | 14,650 | +100.0% | 0.02% | – |
| GV | Buy | GOLDFIELD CORP | $182,000 | +22.1% | 107,212 | +11.4% | 0.02% | +17.6% |
| LAND | GLADSTONE LD CORP | $178,000 | +16.3% | 17,700 | 0.0% | 0.02% | +11.1% | |
| SLV | New | ISHARES SILVER TRUSTishares | $176,000 | – | 12,000 | +100.0% | 0.02% | – |
| NEWM | New | NEW MEDIA INVT GROUP INC | $178,000 | – | 10,700 | +100.0% | 0.02% | – |
| MHN | New | BLACKROCK MUNIHLDGS NY QLTY | $177,000 | – | 11,800 | +100.0% | 0.02% | – |
| LOAN | MANHATTAN BRIDGE CAPITAL INC | $166,000 | -0.6% | 38,175 | 0.0% | 0.02% | 0.0% | |
| FAX | New | ABERDEEN ASIA PACIFIC INCOM | $172,000 | – | 34,300 | +100.0% | 0.02% | – |
| GDF | New | WESTERN ASSET GLB PTNRS INCO | $158,000 | – | 19,700 | +100.0% | 0.02% | – |
| RTIX | RTI SURGICAL INC | $160,000 | +1.3% | 40,000 | 0.0% | 0.02% | 0.0% | |
| P | Buy | PANDORA MEDIA INC | $157,000 | -21.9% | 17,500 | +16.7% | 0.02% | -21.7% |
| ERA | New | ERA GROUP INC | $153,000 | – | 16,300 | +100.0% | 0.02% | – |
| ALOT | ASTRO-MED INC NEW | $139,000 | -3.5% | 10,004 | 0.0% | 0.02% | -5.9% | |
| TINY | Buy | HARRIS & HARRIS GROUP INC | $146,000 | -22.3% | 88,500 | +3.5% | 0.02% | -27.3% |
| JHP | New | NUVEEN QUALITY PFD INC FD 3 | $128,000 | – | 14,950 | +100.0% | 0.01% | – |
| FEIM | FREQUENCY ELECTRS INC | $112,000 | -5.1% | 11,191 | 0.0% | 0.01% | -7.1% | |
| JQC | New | NUVEEN CR STRATEGIES INCM FD | $105,000 | – | 13,300 | +100.0% | 0.01% | – |
| ERF | Sell | ENERPLUS CORP | $107,000 | +12.6% | 27,110 | -2.8% | 0.01% | +9.1% |
| JTP | New | NUVEEN QUALITY PFD INCOME FD | $111,000 | – | 13,400 | +100.0% | 0.01% | – |
| MSD | New | MORGAN STANLEY EMER MKTS DEB | $109,000 | – | 12,450 | +100.0% | 0.01% | – |
| JPC | New | NUVEEN PFD INCOME OPPRTNY FD | $94,000 | – | 10,000 | +100.0% | 0.01% | – |
| JPS | New | NUVEEN QUALITY PFD INCOME FD | $93,000 | – | 10,300 | +100.0% | 0.01% | – |
| TICC | TICC CAPITAL CORP | $82,000 | -20.4% | 17,000 | 0.0% | 0.01% | -25.0% | |
| MFCB | Buy | MFC BANCORP LTD | $69,000 | +46.8% | 34,850 | +43.1% | 0.01% | +60.0% |
| MIND | Sell | MITCHAM INDS INC | $71,000 | -1.4% | 23,300 | -2.7% | 0.01% | 0.0% |
| ARLZ | New | ARALEZ PHARMACEUTICALS INC | $59,000 | – | 16,487 | +100.0% | 0.01% | – |
| PPR | New | VOYA PRIME RATE TRsh ben int | $50,000 | – | 10,000 | +100.0% | 0.01% | – |
| ARTW | ARTS WAY MFG INC | $52,000 | -5.5% | 17,775 | 0.0% | 0.01% | 0.0% | |
| SMIT | SCHMITT INDS INC ORE | $48,000 | -9.4% | 20,000 | 0.0% | 0.01% | -16.7% | |
| CASLQ | CASTLE A M & CO | $42,000 | +75.0% | 15,500 | 0.0% | 0.01% | +66.7% | |
| DHF | New | DREYFUS HIGH YIELD STRATEGIEsh ben int | $48,000 | – | 15,275 | +100.0% | 0.01% | – |
| SKUL | SKULLCANDY INC | $36,000 | -23.4% | 10,000 | 0.0% | 0.00% | -20.0% | |
| EQS | EQUUS TOTAL RETURN INC | $28,000 | -9.7% | 17,735 | 0.0% | 0.00% | -25.0% | |
| CYCC | CYCLACEL PHARMACEUTICALS INC | $7,000 | -12.5% | 17,500 | 0.0% | 0.00% | 0.0% | |
| STEM | STEMCELLS INC | $3,000 | -25.0% | 10,000 | 0.0% | 0.00% | – | |
| DHF | Exit | DREYFUS HIGH YIELD STRATEGIEsh ben int | $0 | – | -15,275 | -100.0% | -0.01% | – |
| CC | Exit | CHEMOURS CO | $0 | – | -10,430 | -100.0% | -0.01% | – |
| PPR | Exit | VOYA PRIME RATE TRsh ben int | $0 | – | -10,000 | -100.0% | -0.01% | – |
| ERINQ | Exit | ERIN ENERGY CORP | $0 | – | -19,220 | -100.0% | -0.01% | – |
| JPC | Exit | NUVEEN PFD INCOME OPPRTNY FD | $0 | – | -10,000 | -100.0% | -0.01% | – |
| MSD | Exit | MORGAN STANLEY EMER MKTS DEB | $0 | – | -11,000 | -100.0% | -0.01% | – |
| JTP | Exit | NUVEEN QUALITY PFD INCOME FD | $0 | – | -12,600 | -100.0% | -0.01% | – |
| JQC | Exit | NUVEEN CR STRATEGIES INCM FD | $0 | – | -13,300 | -100.0% | -0.01% | – |
| JHP | Exit | NUVEEN QUALITY PFD INC FD 3 | $0 | – | -14,150 | -100.0% | -0.01% | – |
| GDF | Exit | WESTERN ASSET GLB PTNRS INCO | $0 | – | -19,700 | -100.0% | -0.02% | – |
| FAX | Exit | ABERDEEN ASIA PACIFIC INCOM | $0 | – | -32,200 | -100.0% | -0.02% | – |
| EFR | Exit | EATON VANCE SR FLTNG RTE TR | $0 | – | -13,650 | -100.0% | -0.02% | – |
| MHN | Exit | BLACKROCK MUNIHLDGS NY QLTY | $0 | – | -11,800 | -100.0% | -0.02% | – |
| FCT | Exit | FIRST TR SR FLG RTE INCM FD | $0 | – | -14,600 | -100.0% | -0.02% | – |
| NUV | Exit | NUVEEN MUN VALUE FD INC | $0 | – | -20,500 | -100.0% | -0.02% | – |
| BDJ | Exit | BLACKROCK ENHANCED EQT DIV T | $0 | – | -28,385 | -100.0% | -0.02% | – |
| MNP | Exit | WESTERN ASST MN PRT FD INC | $0 | – | -15,445 | -100.0% | -0.03% | – |
| UTF | Exit | COHEN & STEERS INFRASTRUCTUR | $0 | – | -13,200 | -100.0% | -0.03% | – |
| MYN | Exit | BLACKROCK MUNIYIELD NY QLTY | $0 | – | -20,000 | -100.0% | -0.03% | – |
| SWZ | Exit | SWISS HELVETIA FD INC | $0 | – | -26,180 | -100.0% | -0.03% | – |
| JEQ | Exit | ABERDEEN JAPAN EQUITY FD INC | $0 | – | -41,950 | -100.0% | -0.04% | – |
| PFN | Exit | PIMCO INCOME STRATEGY FUND I | $0 | – | -37,100 | -100.0% | -0.04% | – |
| EFT | Exit | EATON VANCE FLTING RATE INC | $0 | – | -27,500 | -100.0% | -0.04% | – |
| HSC | Exit | HARSCO CORP | $0 | – | -44,862 | -100.0% | -0.04% | – |
| VTN | Exit | INVESCO TR INVT GRADE NY MUN | $0 | – | -25,000 | -100.0% | -0.04% | – |
| FUND | Exit | SPROTT FOCUS TR INC | $0 | – | -67,642 | -100.0% | -0.04% | – |
| GIM | Exit | TEMPLETON GLOBAL INCOME FD | $0 | – | -62,575 | -100.0% | -0.05% | – |
| VGM | Exit | INVESCO TR INVT GRADE MUNS | $0 | – | -32,900 | -100.0% | -0.05% | – |
| PFL | Exit | PIMCO INCOME STRATEGY FUND | $0 | – | -44,900 | -100.0% | -0.05% | – |
| EVV | Exit | EATON VANCE LTD DUR INCOME F | $0 | – | -39,150 | -100.0% | -0.06% | – |
| KMM | Exit | DEUTSCHE MULTI-MKT INCOME TR | $0 | – | -73,100 | -100.0% | -0.06% | – |
| ORBK | Exit | ORBOTECH LTDord | $0 | – | -25,550 | -100.0% | -0.06% | – |
| MIN | Exit | MFS INTER INCOME TRsh ben int | $0 | – | -143,810 | -100.0% | -0.08% | – |
| PPT | Exit | PUTNAM PREMIER INCOME TRsh ben int | $0 | – | -136,600 | -100.0% | -0.08% | – |
| LBRDA | Exit | LIBERTY BROADBAND CORP | $0 | – | -16,040 | -100.0% | -0.10% | – |
| FRA | Exit | BLACKROCK FLOAT RATE OME STR | $0 | – | -84,200 | -100.0% | -0.12% | – |
| R114PS | Exit | CHIPMOS TECH BERMUDA LTD | $0 | – | -55,200 | -100.0% | -0.13% | – |
| BAX | Exit | BAXTER INTL INC | $0 | – | -99,690 | -100.0% | -0.44% | – |
| NEWP | Exit | NEWPORT CORP | $0 | – | -416,175 | -100.0% | -0.76% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2016-05-26
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CORNING INC | 43 | Q3 2023 | 5.2% |
| INTEL CORP | 43 | Q3 2023 | 4.9% |
| AVERY DENNISON CORP | 43 | Q3 2023 | 3.6% |
| CISCO SYS INC | 43 | Q3 2023 | 4.2% |
| TEXAS INSTRS INC | 43 | Q3 2023 | 3.3% |
| JPMORGAN CHASE & CO | 43 | Q3 2023 | 2.6% |
| MICROSOFT CORP | 43 | Q3 2023 | 3.9% |
| EXXON MOBIL CORP | 43 | Q3 2023 | 4.4% |
| THERMO FISHER SCIENTIFIC INC | 43 | Q3 2023 | 3.5% |
| SONOCO PRODS CO | 43 | Q3 2023 | 3.2% |
View SHUFRO ROSE & CO LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Vishay Precision Group, Inc. | February 10, 2017 | 583,080 | 4.8% |
| BAR HARBOR BANKSHARES | January 30, 2013 | 121,025 | 3.1% |
| JAPAN EQUITY FUND INC | March 02, 2011 | 710,356 | 4.9% |
| LAKELAND INDUSTRIES INC | March 02, 2011 | 255,997 | 4.7% |
| SCHMITT INDUSTRIES INC | March 02, 2011 | 127,900 | 4.4% |
| STRATTEC SECURITY CORP | March 02, 2011 | 146,630 | 4.5% |
| MFRI INC | February 15, 2005 | 32,000 | 0.6% |
| TWIN DISC INC | February 15, 2005 | 40,900 | 1.4% |
| MILLBROOK PRESS INC | February 09, 2004 | ? | ? |
| BALDWIN TECHNOLOGY CO INC | February 13, 2003 | 460,800 | 3.6% |
View SHUFRO ROSE & CO LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-05 |
| 13F-HR | 2023-10-26 |
| 13F-HR | 2023-08-03 |
| 13F-HR | 2023-04-20 |
| 13F-HR | 2023-01-25 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-07-22 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-01-27 |
| 13F-HR | 2021-11-05 |
View SHUFRO ROSE & CO LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.