$832 Million is the total value of SHUFRO ROSE & CO LLC's 261 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 9.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GE | Buy | GENERAL ELECTRIC CO | $36,287,000 | -1.0% | 1,438,849 | +4.3% | 4.36% | +11.9% |
| INTC | Buy | INTEL CORP | $33,188,000 | +10.8% | 1,101,159 | +11.8% | 3.99% | +25.3% |
| GLW | Buy | CORNING INC | $29,029,000 | -13.2% | 1,695,634 | +0.1% | 3.49% | -1.8% |
| XOM | Sell | EXXON MOBIL CORP | $23,759,000 | -12.0% | 319,563 | -1.5% | 2.85% | -0.5% |
| AVY | Sell | AVERY DENNISON CORP | $23,008,000 | -7.6% | 406,724 | -0.4% | 2.76% | +4.5% |
| CSCO | Sell | CISCO SYS INC | $21,683,000 | -4.5% | 826,035 | -0.1% | 2.60% | +8.0% |
| JCI | Buy | JOHNSON CTLS INC | $20,521,000 | -15.0% | 496,159 | +1.8% | 2.46% | -3.9% |
| VOD | Buy | VODAFONE GROUP PLC NEWspnsr adr no par | $19,362,000 | -12.5% | 610,029 | +0.4% | 2.33% | -1.1% |
| TXN | Sell | TEXAS INSTRS INC | $18,777,000 | -4.3% | 379,186 | -0.4% | 2.26% | +8.3% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $16,219,000 | -7.0% | 139,815 | -2.2% | 1.95% | +5.2% |
| AMGN | Sell | AMGEN INC | $16,219,000 | -11.9% | 117,263 | -2.2% | 1.95% | -0.3% |
| COG | Sell | CABOT OIL & GAS CORP | $15,527,000 | -32.3% | 710,311 | -2.3% | 1.86% | -23.4% |
| JPM | Sell | JPMORGAN CHASE & CO | $14,286,000 | -10.2% | 234,323 | -0.2% | 1.72% | +1.5% |
| POT | Buy | POTASH CORP SASK INC | $13,861,000 | -32.3% | 674,530 | +2.1% | 1.66% | -23.4% |
| KMT | Sell | KENNAMETAL INC | $13,119,000 | -29.5% | 527,085 | -3.4% | 1.58% | -20.3% |
| DD | Buy | DU PONT E I DE NEMOURS & CO | $12,943,000 | +25.8% | 268,543 | +67.0% | 1.56% | +42.3% |
| SON | Buy | SONOCO PRODS CO | $12,767,000 | -7.2% | 338,295 | +5.4% | 1.53% | +5.0% |
| COL | Sell | ROCKWELL COLLINS INC | $12,688,000 | -11.9% | 155,041 | -0.6% | 1.52% | -0.4% |
| NUE | Buy | NUCOR CORP | $12,677,000 | +12.9% | 337,614 | +32.5% | 1.52% | +27.7% |
| MET | Buy | METLIFE INC | $11,924,000 | -14.4% | 252,897 | +1.6% | 1.43% | -3.2% |
| WD | Sell | WALKER & DUNLOP INC | $11,735,000 | -4.4% | 449,965 | -2.0% | 1.41% | +8.1% |
| J | Buy | JACOBS ENGR GROUP INC DEL | $11,308,000 | -7.8% | 302,120 | +0.0% | 1.36% | +4.3% |
| MSFT | Sell | MICROSOFT CORP | $11,037,000 | -1.1% | 249,384 | -1.3% | 1.33% | +11.9% |
| NWLI | Sell | NATIONAL WESTN LIFE INS COcl a | $10,805,000 | -8.8% | 48,520 | -1.9% | 1.30% | +3.2% |
| KSS | Sell | KOHLS CORP | $10,476,000 | -26.3% | 226,220 | -0.4% | 1.26% | -16.7% |
| MMM | Sell | 3M CO | $10,353,000 | -9.4% | 73,027 | -1.4% | 1.24% | +2.5% |
| AA | Buy | ALCOA INC | $10,237,000 | +23.8% | 1,059,734 | +42.9% | 1.23% | +40.1% |
| ITW | Sell | ILLINOIS TOOL WKS INC | $10,066,000 | -12.1% | 122,295 | -2.0% | 1.21% | -0.7% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $9,938,000 | -2.7% | 228,421 | +4.3% | 1.19% | +10.0% |
| BKE | Sell | BUCKLE INC | $9,429,000 | -20.5% | 255,065 | -1.5% | 1.13% | -10.1% |
| AEO | Sell | AMERICAN EAGLE OUTFITTERS NE | $9,280,000 | -23.3% | 593,775 | -15.5% | 1.12% | -13.2% |
| TPH | Buy | TRI POINTE GROUP INC | $8,408,000 | -14.3% | 642,350 | +0.2% | 1.01% | -3.1% |
| RAIL | Buy | FREIGHTCAR AMER INC | $8,372,000 | -11.6% | 487,905 | +7.6% | 1.01% | 0.0% |
| WEN | Sell | WENDYS CO | $8,257,000 | -24.6% | 954,605 | -1.7% | 0.99% | -14.8% |
| SYK | Sell | STRYKER CORP | $8,098,000 | -4.8% | 86,065 | -3.3% | 0.97% | +7.6% |
| AAPL | Buy | APPLE INC | $7,902,000 | -11.9% | 71,646 | +0.2% | 0.95% | -0.3% |
| TRC | Sell | TEJON RANCH CO | $7,891,000 | -16.0% | 361,840 | -1.0% | 0.95% | -5.0% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $7,835,000 | -6.3% | 64,082 | -0.6% | 0.94% | +5.8% |
| AGU | Sell | AGRIUM INC | $7,530,000 | -17.1% | 84,136 | -1.8% | 0.90% | -6.1% |
| VMI | Sell | VALMONT INDS INC | $7,424,000 | -20.8% | 78,245 | -0.7% | 0.89% | -10.4% |
| CLB | Sell | CORE LABORATORIES N V | $7,420,000 | -12.7% | 74,349 | -0.3% | 0.89% | -1.3% |
| VPG | Sell | VISHAY PRECISION GROUP INC | $7,395,000 | -23.7% | 638,095 | -0.9% | 0.89% | -13.8% |
| LMCK | Sell | LIBERTY MEDIA CORP DELAWARE | $6,840,000 | -6.5% | 198,510 | -2.6% | 0.82% | +5.8% |
| SCHN | Sell | SCHNITZER STL INDScl a | $6,475,000 | -33.2% | 478,225 | -13.8% | 0.78% | -24.4% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $6,364,000 | -3.3% | 48,808 | +1.0% | 0.76% | +9.4% |
| GM | Buy | GENERAL MTRS CO | $6,087,000 | -4.0% | 202,770 | +6.6% | 0.73% | +8.5% |
| NEWP | Buy | NEWPORT CORP | $5,864,000 | -26.0% | 426,475 | +2.1% | 0.70% | -16.3% |
| CVX | Buy | CHEVRON CORP NEW | $5,801,000 | -3.1% | 73,546 | +18.5% | 0.70% | +9.6% |
| INT | Buy | WORLD FUEL SVCS CORP | $5,662,000 | -24.6% | 158,160 | +1.0% | 0.68% | -14.8% |
| FLEX | Sell | FLEXTRONICS INTL LTDord | $5,339,000 | -8.0% | 506,577 | -1.3% | 0.64% | +3.9% |
| MOS | Sell | MOSAIC CO NEW | $5,329,000 | -35.3% | 171,305 | -2.5% | 0.64% | -26.9% |
| IIVI | Sell | II VI INC | $5,136,000 | -15.6% | 319,410 | -0.3% | 0.62% | -4.5% |
| KELYA | Sell | KELLY SVCS INCcl a | $4,897,000 | -9.1% | 346,350 | -1.4% | 0.59% | +2.6% |
| BP | Sell | BP PLCsponsored adr | $4,429,000 | -24.8% | 144,931 | -1.6% | 0.53% | -14.9% |
| LLY | Sell | LILLY ELI & CO | $4,410,000 | -1.0% | 52,700 | -1.2% | 0.53% | +12.1% |
| DAR | Sell | DARLING INGREDIENTS INC | $4,199,000 | -37.8% | 373,585 | -18.9% | 0.50% | -29.7% |
| CHS | Sell | CHICOS FAS INC | $4,095,000 | -6.5% | 260,390 | -1.2% | 0.49% | +5.8% |
| JNJ | Sell | JOHNSON & JOHNSON | $3,885,000 | -4.8% | 41,624 | -0.5% | 0.47% | +7.9% |
| PFE | Sell | PFIZER INC | $3,676,000 | -8.5% | 117,033 | -2.4% | 0.44% | +3.5% |
| GNTX | Sell | GENTEX CORP | $3,671,000 | -7.1% | 236,850 | -1.6% | 0.44% | +5.0% |
| BBBY | Buy | BED BATH & BEYOND INC | $3,665,000 | +16.8% | 64,280 | +41.3% | 0.44% | +32.1% |
| DKS | Sell | DICKS SPORTING GOODS INC | $3,618,000 | -6.0% | 72,945 | -1.9% | 0.44% | +6.4% |
| TEVA | Sell | TEVA PHARMACEUTICAL INDS LTDadr | $3,381,000 | -10.4% | 59,895 | -6.3% | 0.41% | +1.2% |
| BAX | Sell | BAXTER INTL INC | $3,368,000 | -53.6% | 102,540 | -1.2% | 0.40% | -47.5% |
| BXLT | New | BAXALTA INC | $3,231,000 | – | 102,540 | +100.0% | 0.39% | – |
| SAFM | New | SANDERSON FARMS INC | $3,186,000 | – | 46,470 | +100.0% | 0.38% | – |
| KN | Sell | KNOWLES CORP | $3,173,000 | -1.7% | 172,205 | -3.4% | 0.38% | +11.1% |
| SYX | Buy | SYSTEMAX INC | $3,042,000 | -10.1% | 406,170 | +3.6% | 0.36% | +1.4% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $2,928,000 | -4.7% | 15 | 0.0% | 0.35% | +8.0% | |
| JOY | Sell | JOY GLOBAL INC | $2,902,000 | -63.8% | 194,395 | -12.1% | 0.35% | -59.0% |
| WPG | Sell | WP GLIMCHER IN | $2,857,000 | -15.2% | 245,050 | -1.7% | 0.34% | -4.2% |
| DNOW | Sell | NOW INC | $2,822,000 | -29.7% | 190,685 | -5.5% | 0.34% | -20.6% |
| ED | Sell | CONSOLIDATED EDISON INC | $2,780,000 | -65.5% | 41,590 | -70.1% | 0.33% | -61.0% |
| AMRK | Buy | A MARK PRECIOUS METALS INC | $2,672,000 | +15.0% | 231,210 | +4.1% | 0.32% | +30.0% |
| TER | Sell | TERADYNE INC | $2,651,000 | -9.4% | 147,245 | -3.0% | 0.32% | +2.6% |
| SNDK | Buy | SANDISK CORP | $2,642,000 | -0.0% | 48,646 | +7.1% | 0.32% | +12.8% |
| SUP | Sell | SUPERIOR INDS INTL INC | $2,588,000 | +0.9% | 138,570 | -1.1% | 0.31% | +13.9% |
| AON | AON PLC | $2,569,000 | -11.1% | 29,000 | 0.0% | 0.31% | +0.7% | |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $2,553,000 | -10.0% | 17,611 | +1.0% | 0.31% | +2.0% |
| LMCA | Sell | LIBERTY MEDIA CORP DELAWAREcl a | $2,377,000 | -2.4% | 66,565 | -1.5% | 0.29% | +10.4% |
| MBRG | Buy | MIDDLEBURG FINANCIAL CORP | $2,359,000 | -1.3% | 134,003 | +0.9% | 0.28% | +11.4% |
| CBI | New | CHICAGO BRIDGE & IRON CO N V | $2,289,000 | – | 57,719 | +100.0% | 0.28% | – |
| LBRDK | Sell | LIBERTY BROADBAND CORP | $2,216,000 | -1.8% | 43,320 | -1.8% | 0.27% | +10.8% |
| HD | HOME DEPOT INC | $1,957,000 | +3.9% | 16,950 | 0.0% | 0.24% | +17.5% | |
| QCOM | Sell | QUALCOMM INC | $1,804,000 | -17.3% | 33,589 | -3.6% | 0.22% | -6.5% |
| BIG | Sell | BIG LOTS INC | $1,787,000 | +4.6% | 37,300 | -1.8% | 0.22% | +18.1% |
| FE | FIRSTENERGY CORP | $1,736,000 | -3.8% | 55,466 | 0.0% | 0.21% | +8.9% | |
| DSW | Buy | DSW INCcl a | $1,711,000 | -11.8% | 67,640 | +16.3% | 0.21% | 0.0% |
| EMR | Buy | EMERSON ELEC CO | $1,709,000 | -15.5% | 38,700 | +6.1% | 0.20% | -4.7% |
| AGYS | Sell | AGILYSYS INC | $1,570,000 | +19.4% | 141,235 | -1.5% | 0.19% | +35.0% |
| HAL | Buy | HALLIBURTON CO | $1,537,000 | +4.7% | 43,506 | +27.6% | 0.18% | +18.6% |
| NVS | NOVARTIS A Gsponsored adr | $1,540,000 | -6.5% | 16,757 | 0.0% | 0.18% | +5.7% | |
| CCL | Sell | CARNIVAL CORPpaired ctf | $1,458,000 | -3.6% | 29,350 | -4.2% | 0.18% | +8.7% |
| PSEC | Sell | PROSPECT CAPITAL CORPORATION | $1,422,000 | -7.5% | 199,500 | -4.5% | 0.17% | +4.9% |
| TWX | Buy | TIME WARNER INC | $1,374,000 | -21.2% | 19,995 | +0.2% | 0.16% | -10.8% |
| CVS | Sell | CVS HEALTH CORP | $1,372,000 | -8.5% | 14,230 | -0.5% | 0.16% | +3.8% |
| OME | Sell | OMEGA PROTEIN CORP | $1,374,000 | -3.2% | 81,000 | -21.6% | 0.16% | +9.3% |
| AVX | Sell | AVX CORP NEW | $1,281,000 | -3.2% | 97,900 | -0.4% | 0.15% | +9.2% |
| MNR | Buy | MONMOUTH REAL ESTATE INVT COcl a | $1,224,000 | +4.3% | 125,550 | +4.0% | 0.15% | +17.6% |
| BAC | Sell | BANK AMER CORP | $1,205,000 | -9.5% | 77,360 | -1.1% | 0.14% | +2.8% |
| HSIC | SCHEIN HENRY INC | $1,128,000 | -6.6% | 8,500 | 0.0% | 0.14% | +6.2% | |
| DIS | DISNEY WALT CO | $1,103,000 | -10.5% | 10,801 | 0.0% | 0.13% | +1.5% | |
| HSC | Sell | HARSCO CORP | $1,105,000 | -45.2% | 121,865 | -0.3% | 0.13% | -37.9% |
| MTB | Sell | M & T BK CORP | $1,094,000 | -3.4% | 8,974 | -1.1% | 0.13% | +9.2% |
| FRD | Sell | FRIEDMAN INDS INC | $1,086,000 | -8.4% | 181,120 | -4.6% | 0.13% | +3.2% |
| FRA | Sell | BLACKROCK FLOAT RATE OME STR | $1,067,000 | -6.2% | 82,500 | -2.0% | 0.13% | +5.8% |
| SENEA | Sell | SENECA FOODS CORP NEWcl a | $1,043,000 | -5.7% | 39,600 | -0.6% | 0.12% | +6.8% |
| REFR | Sell | RESEARCH FRONTIERS INC | $1,038,000 | -8.2% | 204,850 | -3.3% | 0.12% | +4.2% |
| GOV | Buy | GOVERNMENT PPTYS INCOME TR | $1,020,000 | -11.6% | 63,750 | +2.4% | 0.12% | 0.0% |
| ALTR | Sell | ALTERA CORP | $1,009,000 | -2.4% | 20,150 | -0.2% | 0.12% | +10.0% |
| SEB | SEABOARD CORP | $969,000 | -14.5% | 315 | 0.0% | 0.12% | -3.3% | |
| C | Sell | CITIGROUP INC | $955,000 | -12.7% | 19,266 | -2.7% | 0.12% | -0.9% |
| FCX | Buy | FREEPORT-MCMORAN INCcl b | $947,000 | -21.1% | 97,775 | +51.6% | 0.11% | -10.2% |
| TSO | Sell | TESORO CORP | $952,000 | -3.5% | 9,800 | -16.2% | 0.11% | +8.6% |
| TRN | Buy | TRINITY INDS INC | $909,000 | -12.7% | 40,100 | +1.8% | 0.11% | -1.8% |
| MDT | Buy | MEDTRONIC PLC | $897,000 | -9.5% | 13,413 | +0.3% | 0.11% | +2.9% |
| TWC | TIME WARNER CABLE INC | $899,000 | +0.7% | 5,016 | 0.0% | 0.11% | +13.7% | |
| TGT | Sell | TARGET CORP | $891,000 | -36.8% | 11,332 | -34.4% | 0.11% | -28.7% |
| PEG | Sell | PUBLIC SVC ENTERPRISE GROUP | $854,000 | +0.4% | 20,266 | -6.5% | 0.10% | +14.4% |
| XYL | Sell | XYLEM INC | $856,000 | -13.7% | 26,073 | -2.6% | 0.10% | -1.9% |
| LBRDA | Sell | LIBERTY BROADBAND CORP | $846,000 | -0.9% | 16,462 | -1.8% | 0.10% | +12.1% |
| R114PS | Buy | CHIPMOS TECH BERMUDA LTD | $853,000 | -24.6% | 52,000 | +0.4% | 0.10% | -15.0% |
| VLO | VALERO ENERGY CORP NEW | $829,000 | -3.9% | 13,800 | 0.0% | 0.10% | +8.7% | |
| AL | Buy | AIR LEASE CORPcl a | $828,000 | +2.2% | 26,800 | +12.1% | 0.10% | +15.1% |
| HCSG | Sell | HEALTHCARE SVCS GRP INC | $797,000 | +1.1% | 23,650 | -0.8% | 0.10% | +14.3% |
| MDY | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $768,000 | -8.9% | 3,089 | 0.0% | 0.09% | +2.2% | |
| NSR | New | NEUSTAR INCcl a | $756,000 | – | 27,800 | +100.0% | 0.09% | – |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $755,000 | -10.2% | 12,755 | +0.8% | 0.09% | +2.2% |
| GTY | Sell | GETTY RLTY CORP NEW | $745,000 | -5.5% | 47,212 | -2.1% | 0.09% | +7.1% |
| ATI | New | ALLEGHENY TECHNOLOGIES INC | $752,000 | – | 53,100 | +100.0% | 0.09% | – |
| T | Buy | AT&T INC | $737,000 | +5.1% | 22,636 | +14.6% | 0.09% | +20.3% |
| XBI | Buy | SPDR SERIES TRUSTs&p biotech | $728,000 | -25.9% | 11,700 | +200.0% | 0.09% | -16.3% |
| COP | Buy | CONOCOPHILLIPS | $724,000 | -17.5% | 15,110 | +5.6% | 0.09% | -6.5% |
| PDCE | Buy | PDC ENERGY INC | $720,000 | +2.6% | 13,600 | +3.8% | 0.09% | +16.0% |
| OPK | Sell | OPKO HEALTH INC | $726,000 | -49.9% | 86,400 | -4.2% | 0.09% | -43.5% |
| CMC | Sell | COMMERCIAL METALS CO | $718,000 | -19.6% | 53,050 | -4.5% | 0.09% | -9.5% |
| GIS | Sell | GENERAL MLS INC | $698,000 | -0.9% | 12,450 | -1.6% | 0.08% | +12.0% |
| SZYM | Sell | SOLAZYME INC | $683,000 | -20.7% | 262,966 | -4.2% | 0.08% | -9.9% |
| ABB | Buy | ABB LTDsponsored adr | $666,000 | -13.3% | 37,700 | +2.4% | 0.08% | -2.4% |
| PPT | Buy | PUTNAM PREMIER INCOME TRsh ben int | $665,000 | +10.1% | 136,100 | +14.8% | 0.08% | +25.0% |
| MIN | MFS INTER INCOME TRsh ben int | $669,000 | -1.6% | 147,190 | 0.0% | 0.08% | +11.1% | |
| ANTM | Sell | ANTHEM INC | $651,000 | -21.4% | 4,650 | -7.9% | 0.08% | -11.4% |
| KO | COCA COLA CO | $625,000 | +2.3% | 15,600 | 0.0% | 0.08% | +15.4% | |
| DGX | QUEST DIAGNOSTICS INC | $619,000 | -15.3% | 10,080 | 0.0% | 0.07% | -5.1% | |
| SSD | Sell | SIMPSON MANUFACTURING CO INC | $599,000 | -2.3% | 17,905 | -0.8% | 0.07% | +10.8% |
| PEP | PEPSICO INC | $602,000 | +1.2% | 6,385 | 0.0% | 0.07% | +14.3% | |
| UL | Buy | UNILEVER PLCspon adr new | $595,000 | -3.7% | 14,600 | +1.4% | 0.07% | +7.6% |
| HDNG | Sell | HARDINGE INC | $584,000 | -9.7% | 63,700 | -3.0% | 0.07% | +1.4% |
| EXAM | EXAMWORKS GROUP INC | $551,000 | -25.2% | 18,856 | 0.0% | 0.07% | -15.4% | |
| KMM | Sell | DEUTSCHE MULTI-MKT INCOME TR | $529,000 | -12.6% | 71,600 | -4.0% | 0.06% | 0.0% |
| RAND | Buy | RAND CAP CORP | $528,000 | -0.4% | 137,800 | +1.1% | 0.06% | +12.5% |
| EVV | Sell | EATON VANCE LTD DUR INCOME F | $505,000 | -11.6% | 39,850 | -6.1% | 0.06% | 0.0% |
| BHB | Sell | BAR HBR BANKSHARES | $509,000 | -10.2% | 15,912 | -0.6% | 0.06% | +1.7% |
| VSH | Sell | VISHAY INTERTECHNOLOGY INC | $500,000 | -21.1% | 51,600 | -5.0% | 0.06% | -10.4% |
| SYT | SYNGENTA AGsponsored adr | $500,000 | -21.8% | 7,840 | 0.0% | 0.06% | -11.8% | |
| OPHT | New | OPHTHOTECH CORP | $481,000 | – | 11,875 | +100.0% | 0.06% | – |
| ITT | Sell | ITT CORP NEW | $475,000 | -20.8% | 14,210 | -1.0% | 0.06% | -10.9% |
| TAL | Sell | TAL INTL GROUP INC | $472,000 | -63.7% | 34,550 | -16.0% | 0.06% | -58.7% |
| ORI | OLD REP INTL CORP | $453,000 | +0.2% | 28,975 | 0.0% | 0.05% | +12.5% | |
| MPW | Buy | MEDICAL PPTYS TRUST INC | $441,000 | +8.4% | 39,900 | +28.3% | 0.05% | +23.3% |
| AR | Buy | ANTERO RES CORP | $439,000 | -25.8% | 20,750 | +20.3% | 0.05% | -15.9% |
| VGM | INVESCO TR INVT GRADE MUNS | $425,000 | +1.9% | 32,900 | 0.0% | 0.05% | +15.9% | |
| PFL | Buy | PIMCO INCOME STRATEGY FUND | $424,000 | -8.8% | 43,900 | +2.3% | 0.05% | +4.1% |
| MRK | Buy | MERCK & CO INC NEW | $427,000 | -12.9% | 8,664 | +0.5% | 0.05% | -1.9% |
| ADP | AUTOMATIC DATA PROCESSING IN | $420,000 | +0.2% | 5,228 | 0.0% | 0.05% | +11.1% | |
| WBA | WALGREENS BOOTS ALLIANCE INC | $415,000 | -1.7% | 5,000 | 0.0% | 0.05% | +11.1% | |
| RDSA | ROYAL DUTCH SHELL PLCspons adr a | $420,000 | -16.8% | 8,873 | 0.0% | 0.05% | -7.4% | |
| FUND | Buy | SPROTT FOCUS TR INC | $393,000 | -13.4% | 66,642 | +3.9% | 0.05% | -2.1% |
| NCLH | NORWEGIAN CRUISE LINE HLDGS | $389,000 | +2.1% | 6,800 | 0.0% | 0.05% | +17.5% | |
| GIM | Sell | TEMPLETON GLOBAL INCOME FD | $381,000 | -18.6% | 62,575 | -6.0% | 0.05% | -8.0% |
| KMB | KIMBERLY CLARK CORP | $381,000 | +3.0% | 3,500 | 0.0% | 0.05% | +17.9% | |
| ORBK | Buy | ORBOTECH LTDord | $380,000 | -17.2% | 24,650 | +11.5% | 0.05% | -6.1% |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $382,000 | +3.2% | 3,875 | +1.3% | 0.05% | +17.9% |
| LM | LEGG MASON INC | $374,000 | -19.2% | 9,000 | 0.0% | 0.04% | -8.2% | |
| GILD | Sell | GILEAD SCIENCES INC | $365,000 | -22.0% | 3,720 | -7.0% | 0.04% | -12.0% |
| CNX | Sell | CONSOL ENERGY INC | $365,000 | -58.8% | 37,300 | -8.6% | 0.04% | -53.2% |
| LLL | L-3 COMMUNICATIONS HLDGS INC | $365,000 | -7.8% | 3,500 | 0.0% | 0.04% | +4.8% | |
| BHI | Sell | BAKER HUGHES INC | $364,000 | -17.8% | 6,995 | -2.8% | 0.04% | -6.4% |
| EFT | EATON VANCE FLTING RATE INC | $364,000 | -3.7% | 27,500 | 0.0% | 0.04% | +10.0% | |
| DHI | Sell | D R HORTON INC | $362,000 | +7.1% | 12,340 | -0.4% | 0.04% | +19.4% |
| MS | Sell | MORGAN STANLEY | $349,000 | -21.0% | 11,100 | -2.6% | 0.04% | -10.6% |
| VTN | INVESCO TR INVT GRADE NY MUN | $344,000 | +3.3% | 25,000 | 0.0% | 0.04% | +17.1% | |
| EXC | EXELON CORP | $340,000 | -5.3% | 11,450 | 0.0% | 0.04% | +7.9% | |
| HSBCPRA | HSBC HLDGS PLCadr a 1/40pf a | $342,000 | +0.3% | 13,525 | 0.0% | 0.04% | +13.9% | |
| UNP | Buy | UNION PAC CORP | $336,000 | +10.2% | 3,802 | +18.8% | 0.04% | +25.0% |
| BK | BANK NEW YORK MELLON CORP | $336,000 | -6.7% | 8,600 | 0.0% | 0.04% | +5.3% | |
| PFN | Sell | PIMCO INCOME STRATEGY FUND I | $327,000 | -12.6% | 37,100 | -2.6% | 0.04% | -2.5% |
| SNY | SANOFIsponsored adr | $327,000 | -4.1% | 6,900 | 0.0% | 0.04% | +8.3% | |
| CROX | CROCS INC | $328,000 | -12.1% | 25,405 | 0.0% | 0.04% | -2.5% | |
| P | PANDORA MEDIA INC | $320,000 | +37.3% | 15,000 | 0.0% | 0.04% | +52.0% | |
| ABT | Sell | ABBOTT LABS | $316,000 | -21.8% | 7,875 | -4.5% | 0.04% | -11.6% |
| AFG | AMERICAN FINL GROUP INC OHIO | $310,000 | +6.2% | 4,500 | 0.0% | 0.04% | +19.4% | |
| BKCC | BLACKROCK CAPITAL INVESTMENT | $310,000 | -3.1% | 35,100 | 0.0% | 0.04% | +8.8% | |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $306,000 | -8.1% | 1,601 | -1.1% | 0.04% | +5.7% |
| SWZ | Buy | SWISS HELVETIA FD INC | $297,000 | -5.7% | 27,374 | +1.5% | 0.04% | +9.1% |
| ES | EVERSOURCE ENERGY | $290,000 | +11.1% | 5,748 | 0.0% | 0.04% | +25.0% | |
| SAL | SALISBURY BANCORP INC | $288,000 | -5.6% | 9,975 | 0.0% | 0.04% | +9.4% | |
| QQQ | Sell | POWERSHARES QQQ TRUSTunit ser 1 | $284,000 | -8.7% | 2,797 | -4.0% | 0.03% | +3.0% |
| JEQ | ABERDEEN JAPAN EQUITY FD INC | $287,000 | -17.1% | 41,950 | 0.0% | 0.03% | -8.1% | |
| AME | Sell | AMETEK INC NEW | $281,000 | -4.7% | 5,375 | -0.5% | 0.03% | +9.7% |
| AAL | AMERICAN AIRLS GROUP INC | $275,000 | -2.8% | 7,102 | 0.0% | 0.03% | +10.0% | |
| F | FORD MTR CO DEL | $277,000 | -9.8% | 20,468 | 0.0% | 0.03% | 0.0% | |
| MO | ALTRIA GROUP INC | $269,000 | +11.2% | 4,950 | 0.0% | 0.03% | +23.1% | |
| MYN | BLACKROCK MUNIYIELD NY QLTY | $261,000 | 0.0% | 20,000 | 0.0% | 0.03% | +10.7% | |
| JBLU | JETBLUE AIRWAYS CORP | $258,000 | +24.0% | 10,050 | 0.0% | 0.03% | +40.9% | |
| ICE | INTERCONTINENTAL EXCHANGE IN | $258,000 | +5.3% | 1,100 | 0.0% | 0.03% | +19.2% | |
| MERC | Sell | MERCER INTL INC | $254,000 | -29.2% | 25,400 | -3.4% | 0.03% | -18.4% |
| LXP | Sell | LEXINGTON REALTY TRUST | $260,000 | -7.8% | 32,193 | -3.4% | 0.03% | +3.3% |
| UTF | COHEN & STEERS INFRASTRUCTUR | $251,000 | -9.4% | 13,200 | 0.0% | 0.03% | +3.4% | |
| CDE | Buy | COEUR MNG INC | $238,000 | -29.4% | 84,475 | +42.8% | 0.03% | -19.4% |
| NTRS | NORTHERN TR CORP | $238,000 | -10.9% | 3,500 | 0.0% | 0.03% | +3.6% | |
| CRRTQ | Sell | CARBO CERAMICS INC | $242,000 | -55.0% | 12,745 | -1.5% | 0.03% | -49.1% |
| PHG | KONINKLIJKE PHILIPS N Vny reg sh new | $245,000 | -7.9% | 10,476 | 0.0% | 0.03% | +3.6% | |
| ICCC | Sell | IMMUCELL CORP | $239,000 | -38.4% | 40,191 | -18.8% | 0.03% | -29.3% |
| MNP | WESTERN ASST MN PRT FD INC | $230,000 | -0.4% | 15,445 | 0.0% | 0.03% | +12.0% | |
| INS | Buy | INTELLIGENT SYS CORP NEW | $232,000 | +5.0% | 78,712 | +5.7% | 0.03% | +21.7% |
| UTX | UNITED TECHNOLOGIES CORP | $224,000 | -20.0% | 2,525 | 0.0% | 0.03% | -10.0% | |
| RTIX | Sell | RTI SURGICAL INC | $227,000 | -16.2% | 40,000 | -4.8% | 0.03% | -6.9% |
| KERX | Buy | KERYX BIOPHARMACEUTICALS INC | $216,000 | -37.6% | 61,400 | +76.9% | 0.03% | -29.7% |
| RPT | RAMCO-GERSHENSON PPTYS TR | $210,000 | -7.9% | 14,000 | 0.0% | 0.02% | +4.2% | |
| AAME | Sell | ATLANTIC AMERN CORP | $209,000 | +6.1% | 51,949 | -4.9% | 0.02% | +19.0% |
| BDJ | BLACKROCK ENHANCED EQT DIV T | $204,000 | -9.7% | 28,385 | 0.0% | 0.02% | +4.2% | |
| NUV | NUVEEN MUN VALUE FD INC | $201,000 | +2.0% | 20,500 | 0.0% | 0.02% | +14.3% | |
| SKX | New | SKECHERS U S A INCcl a | $201,000 | – | 1,500 | +100.0% | 0.02% | – |
| CC | New | CHEMOURS CO | $201,000 | – | 31,219 | +100.0% | 0.02% | – |
| TINY | Buy | HARRIS & HARRIS GROUP INC | $182,000 | -17.3% | 85,500 | +6.9% | 0.02% | -4.3% |
| DGICA | DONEGAL GROUP INCcl a | $174,000 | -7.9% | 12,410 | 0.0% | 0.02% | +5.0% | |
| EFR | Buy | EATON VANCE SR FLTNG RTE TR | $169,000 | +11.2% | 12,850 | +15.8% | 0.02% | +25.0% |
| FCT | Buy | FIRST TR SR FLG RTE INCM FD | $164,000 | +7.2% | 13,100 | +12.0% | 0.02% | +25.0% |
| ERF | Sell | ENERPLUS CORP | $160,000 | -46.5% | 33,000 | -3.2% | 0.02% | -40.6% |
| GDF | WESTERN ASSET GLB PTNRS INCO | $157,000 | -12.8% | 19,700 | 0.0% | 0.02% | 0.0% | |
| MHN | Sell | BLACKROCK MUNIHLDGS NY QLTY | $161,000 | -6.9% | 11,800 | -7.8% | 0.02% | +5.6% |
| GV | Buy | GOLDFIELD CORP | $158,000 | +28.5% | 94,979 | +27.5% | 0.02% | +46.2% |
| LOAN | Buy | MANHATTAN BRIDGE CAPITAL INC | $156,000 | -3.1% | 38,175 | +4.1% | 0.02% | +11.8% |
| FAX | Sell | ABERDEEN ASIA PACIFIC INCOM | $151,000 | -14.7% | 33,700 | -5.6% | 0.02% | -5.3% |
| ALOT | ASTRO-MED INC NEW | $138,000 | -3.5% | 10,004 | 0.0% | 0.02% | +13.3% | |
| LAND | GLADSTONE LD CORP | $139,000 | -11.5% | 15,200 | 0.0% | 0.02% | 0.0% | |
| TICC | TICC CAPITAL CORP | $117,000 | 0.0% | 17,500 | 0.0% | 0.01% | +16.7% | |
| JHP | Sell | NUVEEN QUALITY PFD INC FD 3 | $113,000 | -6.6% | 14,150 | -5.4% | 0.01% | +7.7% |
| JQC | Sell | NUVEEN CR STRATEGIES INCM FD | $106,000 | -24.3% | 13,300 | -18.4% | 0.01% | -13.3% |
| FEIM | New | FREQUENCY ELECTRS INC | $107,000 | – | 10,341 | +100.0% | 0.01% | – |
| TSQ | TOWNSQUARE MEDIA INCcl a | $97,000 | -28.1% | 10,000 | 0.0% | 0.01% | -14.3% | |
| JTP | Sell | NUVEEN QUALITY PFD INCOME FD | $99,000 | -5.7% | 12,600 | -5.3% | 0.01% | +9.1% |
| MIND | Buy | MITCHAM INDS INC | $92,000 | +43.8% | 24,450 | +58.3% | 0.01% | +57.1% |
| JPC | NUVEEN PFD INCOME OPPRTNY FD | $89,000 | -2.2% | 10,000 | 0.0% | 0.01% | +10.0% | |
| MSD | New | MORGAN STANLEY EMER MKTS DEB | $91,000 | – | 11,000 | +100.0% | 0.01% | – |
| ERINQ | Sell | ERIN ENERGY CORP | $77,000 | -3.8% | 19,673 | -3.9% | 0.01% | +12.5% |
| MFCB | MFC INDL LTD | $73,000 | -29.8% | 25,850 | 0.0% | 0.01% | -18.2% | |
| SKUL | New | SKULLCANDY INC | $75,000 | – | 13,700 | +100.0% | 0.01% | – |
| ARTW | Buy | ARTS WAY MFG INC | $66,000 | -15.4% | 17,775 | +6.0% | 0.01% | 0.0% |
| BDSI | BIODELIVERY SCIENCES INTL IN | $56,000 | -30.9% | 10,200 | 0.0% | 0.01% | -22.2% | |
| SMIT | Buy | SCHMITT INDS INC ORE | $60,000 | +87.5% | 20,000 | +66.7% | 0.01% | +133.3% |
| DHF | Sell | DREYFUS HIGH YIELD STRATEGIEsh ben int | $46,000 | -17.9% | 15,275 | -8.9% | 0.01% | 0.0% |
| PPR | VOYA PRIME RATE TRsh ben int | $50,000 | -3.8% | 10,000 | 0.0% | 0.01% | 0.0% | |
| EQS | EQUUS TOTAL RETURN INC | $31,000 | -6.1% | 17,735 | 0.0% | 0.00% | 0.0% | |
| CASLQ | Buy | CASTLE A M & CO | $34,000 | -54.1% | 15,500 | +29.2% | 0.00% | -50.0% |
| GVP | GSE SYS INC | $17,000 | 0.0% | 11,500 | 0.0% | 0.00% | 0.0% | |
| P | New | PANDORA MEDIA INCcall | $11,000 | – | 10,000 | +100.0% | 0.00% | – |
| CYCC | CYCLACEL PHARMACEUTICALS INC | $8,000 | -42.9% | 17,500 | 0.0% | 0.00% | 0.0% | |
| STEM | STEMCELLS INC | $4,000 | -20.0% | 10,000 | 0.0% | 0.00% | -100.0% | |
| ESSX | ESSEX RENT CORP | $3,000 | -62.5% | 10,000 | 0.0% | 0.00% | -100.0% | |
| MPET | Exit | MAGELLAN PETE CORP | $0 | – | -29,500 | -100.0% | -0.00% | – |
| JPS | Exit | NUVEEN QUALITY PFD INCOME FD | $0 | – | -11,700 | -100.0% | -0.01% | – |
| PSX | Exit | PHILLIPS 66 | $0 | – | -2,600 | -100.0% | -0.02% | – |
| ESRX | Exit | EXPRESS SCRIPTS HLDG CO | $0 | – | -2,580 | -100.0% | -0.02% | – |
| NFG | Exit | NATIONAL FUEL GAS CO N J | $0 | – | -3,910 | -100.0% | -0.02% | – |
| WLL | Exit | WHITING PETE CORP NEW | $0 | – | -6,900 | -100.0% | -0.02% | – |
| HILL | Exit | DOT HILL SYS CORP | $0 | – | -60,000 | -100.0% | -0.04% | – |
| MJN | Exit | MEAD JOHNSON NUTRITION CO | $0 | – | -4,500 | -100.0% | -0.04% | – |
| STRN | Exit | SUTRON CORP | $0 | – | -49,000 | -100.0% | -0.04% | – |
| PERY | Exit | ELLIS PERRY INTL INC | $0 | – | -22,500 | -100.0% | -0.06% | – |
| MIG | Exit | MEADOWBROOK INS GROUP INC | $0 | – | -104,100 | -100.0% | -0.10% | – |
| VNCE | Exit | VINCE HLDG CORP | $0 | – | -140,600 | -100.0% | -0.18% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-10-23
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CORNING INC | 43 | Q3 2023 | 5.2% |
| INTEL CORP | 43 | Q3 2023 | 4.9% |
| AVERY DENNISON CORP | 43 | Q3 2023 | 3.6% |
| CISCO SYS INC | 43 | Q3 2023 | 4.2% |
| TEXAS INSTRS INC | 43 | Q3 2023 | 3.3% |
| JPMORGAN CHASE & CO | 43 | Q3 2023 | 2.6% |
| MICROSOFT CORP | 43 | Q3 2023 | 3.9% |
| EXXON MOBIL CORP | 43 | Q3 2023 | 4.4% |
| THERMO FISHER SCIENTIFIC INC | 43 | Q3 2023 | 3.5% |
| SONOCO PRODS CO | 43 | Q3 2023 | 3.2% |
View SHUFRO ROSE & CO LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Vishay Precision Group, Inc. | February 10, 2017 | 583,080 | 4.8% |
| BAR HARBOR BANKSHARES | January 30, 2013 | 121,025 | 3.1% |
| JAPAN EQUITY FUND INC | March 02, 2011 | 710,356 | 4.9% |
| LAKELAND INDUSTRIES INC | March 02, 2011 | 255,997 | 4.7% |
| SCHMITT INDUSTRIES INC | March 02, 2011 | 127,900 | 4.4% |
| STRATTEC SECURITY CORP | March 02, 2011 | 146,630 | 4.5% |
| MFRI INC | February 15, 2005 | 32,000 | 0.6% |
| TWIN DISC INC | February 15, 2005 | 40,900 | 1.4% |
| MILLBROOK PRESS INC | February 09, 2004 | ? | ? |
| BALDWIN TECHNOLOGY CO INC | February 13, 2003 | 460,800 | 3.6% |
View SHUFRO ROSE & CO LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-05 |
| 13F-HR | 2023-10-26 |
| 13F-HR | 2023-08-03 |
| 13F-HR | 2023-04-20 |
| 13F-HR | 2023-01-25 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-07-22 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-01-27 |
| 13F-HR | 2021-11-05 |
View SHUFRO ROSE & CO LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.