$879 Million is the total value of SHUFRO ROSE & CO LLC's 253 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 10.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GE | Buy | GENERAL ELECTRIC CO | $34,232,000 | +5.3% | 1,432,939 | +2.2% | 3.89% | +0.8% |
| GLW | Buy | CORNING INC | $32,773,000 | +2.7% | 2,246,280 | +0.2% | 3.73% | -1.7% |
| INTC | Buy | INTEL CORP | $29,300,000 | -4.0% | 1,278,310 | +1.4% | 3.33% | -8.2% |
| XOM | Sell | EXXON MOBIL CORP | $28,869,000 | -8.0% | 335,538 | -3.4% | 3.28% | -11.9% |
| SON | Sell | SONOCO PRODS CO | $27,427,000 | +0.6% | 704,360 | -10.7% | 3.12% | -3.7% |
| TXN | Sell | TEXAS INSTRS INC | $26,618,000 | +14.6% | 660,667 | -0.8% | 3.03% | +9.7% |
| CSCO | Buy | CISCO SYS INC | $25,647,000 | +127.4% | 1,094,590 | +136.2% | 2.92% | +117.7% |
| AVY | Sell | AVERY DENNISON CORP | $24,269,000 | +0.2% | 557,653 | -1.5% | 2.76% | -4.1% |
| VOD | Sell | VODAFONE GROUP PLC NEWspons adr new | $23,477,000 | +22.1% | 667,363 | -0.3% | 2.67% | +16.8% |
| KSS | Sell | KOHLS CORP | $21,718,000 | -26.0% | 419,690 | -27.8% | 2.47% | -29.2% |
| JCI | Sell | JOHNSON CTLS INC | $20,696,000 | +15.3% | 498,706 | -0.6% | 2.35% | +10.4% |
| MDT | Sell | MEDTRONIC INC | $19,486,000 | +2.7% | 365,938 | -0.7% | 2.22% | -1.7% |
| TEVA | Buy | TEVA PHARMACEUTICAL INDS LTDadr | $18,553,000 | -1.4% | 491,094 | +2.4% | 2.11% | -5.6% |
| DD | Sell | DU PONT E I DE NEMOURS & CO | $17,510,000 | +10.1% | 299,021 | -1.3% | 1.99% | +5.3% |
| AMGN | Sell | AMGEN INC | $15,966,000 | +9.5% | 142,652 | -3.5% | 1.82% | +4.8% |
| J | Sell | JACOBS ENGR GROUP INC DEL | $14,768,000 | +1.7% | 253,837 | -3.6% | 1.68% | -2.7% |
| MET | Sell | METLIFE INC | $13,238,000 | +0.8% | 281,980 | -1.8% | 1.50% | -3.6% |
| NWLI | Sell | NATIONAL WESTN LIFE INS COcl a | $12,901,000 | +3.2% | 63,942 | -2.9% | 1.47% | -1.3% |
| SCHN | Buy | SCHNITZER STL INDScl a | $12,849,000 | +80.5% | 467,265 | +53.4% | 1.46% | +72.7% |
| JPM | Sell | JPMORGAN CHASE & CO | $12,844,000 | -2.4% | 248,494 | -0.4% | 1.46% | -6.6% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $11,653,000 | +7.6% | 162,730 | -1.6% | 1.32% | +3.0% |
| ITW | Sell | ILLINOIS TOOL WKS INC | $11,424,000 | +8.5% | 149,785 | -1.6% | 1.30% | +3.8% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $11,391,000 | +8.8% | 123,615 | -0.1% | 1.30% | +4.1% |
| HCC | Sell | HCC INS HLDGS INC | $11,233,000 | -0.9% | 256,355 | -2.5% | 1.28% | -5.2% |
| BHI | Sell | BAKER HUGHES INC | $10,582,000 | +5.4% | 215,525 | -1.0% | 1.20% | +0.8% |
| MMM | Sell | 3M CO | $10,351,000 | +3.3% | 86,685 | -5.4% | 1.18% | -1.2% |
| PFE | Sell | PFIZER INC | $10,212,000 | -6.4% | 355,518 | -8.7% | 1.16% | -10.4% |
| BKE | Sell | BUCKLE INC | $9,339,000 | +3.1% | 172,795 | -0.8% | 1.06% | -1.3% |
| DGX | Sell | QUEST DIAGNOSTICS INC | $9,241,000 | +0.2% | 149,565 | -1.7% | 1.05% | -4.1% |
| MSFT | Sell | MICROSOFT CORP | $9,236,000 | -22.8% | 277,536 | -19.8% | 1.05% | -26.1% |
| NEWP | Sell | NEWPORT CORP | $8,740,000 | +9.6% | 559,225 | -2.3% | 0.99% | +4.9% |
| RAIL | Sell | FREIGHTCAR AMER INC | $8,274,000 | +19.3% | 400,105 | -2.0% | 0.94% | +14.2% |
| EXAM | Sell | EXAMWORKS GROUP INC | $8,132,000 | -41.2% | 312,900 | -52.0% | 0.92% | -43.7% |
| LAYN | Buy | LAYNE CHRISTENSEN CO | $8,096,000 | +8.7% | 405,615 | +6.3% | 0.92% | +4.1% |
| LLL | Sell | L-3 COMMUNICATIONS HLDGS INC | $7,934,000 | +7.9% | 83,960 | -2.1% | 0.90% | +3.2% |
| WD | Buy | WALKER & DUNLOP INC | $7,591,000 | +10.3% | 477,165 | +21.3% | 0.86% | +5.5% |
| IRF | Sell | INTERNATIONAL RECTIFIER CORP | $7,528,000 | +17.8% | 303,935 | -0.5% | 0.86% | +12.6% |
| AGU | Sell | AGRIUM INC | $7,504,000 | -5.3% | 89,311 | -2.2% | 0.85% | -9.4% |
| EXC | Sell | EXELON CORP | $7,452,000 | -4.8% | 251,425 | -0.8% | 0.85% | -8.9% |
| VPG | Sell | VISHAY PRECISION GROUP INC | $7,279,000 | -4.3% | 500,329 | -0.4% | 0.83% | -8.4% |
| SYK | Sell | STRYKER CORP | $6,818,000 | +2.5% | 100,880 | -1.9% | 0.78% | -2.0% |
| AEO | Buy | AMERICAN EAGLE OUTFITTERS NE | $6,735,000 | +546.4% | 481,425 | +743.1% | 0.77% | +517.7% |
| AA | Buy | ALCOA INC | $6,505,000 | +4.6% | 801,119 | +0.7% | 0.74% | +0.1% |
| CROX | New | CROCS INC | $6,383,000 | – | 469,375 | +100.0% | 0.73% | – |
| BP | Sell | BP PLCsponsored adr | $6,331,000 | -0.1% | 150,645 | -0.8% | 0.72% | -4.4% |
| INT | New | WORLD FUEL SVCS CORP | $6,182,000 | – | 165,700 | +100.0% | 0.70% | – |
| AVX | Sell | AVX CORP NEW | $6,126,000 | +10.8% | 466,615 | -0.9% | 0.70% | +6.1% |
| TITN | Buy | TITAN MACHY INC | $5,933,000 | -5.8% | 369,250 | +15.1% | 0.68% | -9.8% |
| AAPL | Buy | APPLE INC | $5,792,000 | +20.9% | 12,151 | +0.5% | 0.66% | +15.8% |
| ACG | Buy | ALLIANCEBERNSTEIN INCOME FUN | $5,763,000 | +16.0% | 818,701 | +23.0% | 0.66% | +11.0% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $5,739,000 | -5.2% | 50,568 | -6.5% | 0.65% | -9.2% |
| FLEX | Sell | FLEXTRONICS INTL LTDord | $5,517,000 | +16.0% | 607,027 | -1.2% | 0.63% | +11.0% |
| KELYA | Sell | KELLY SVCS INCcl a | $5,436,000 | -27.3% | 279,250 | -34.7% | 0.62% | -30.4% |
| WTSLQ | Sell | WET SEAL INCcl a | $5,258,000 | -18.0% | 1,338,050 | -1.5% | 0.60% | -21.5% |
| SNDK | New | SANDISK CORPcall | $5,200,000 | – | 17,000 | +100.0% | 0.59% | – |
| RIG | New | TRANSOCEAN LTD | $5,062,000 | – | 113,765 | +100.0% | 0.58% | – |
| SYX | Sell | SYSTEMAX INC | $4,716,000 | -8.0% | 508,770 | -6.6% | 0.54% | -12.0% |
| KMT | KENNAMETAL INC | $4,632,000 | +17.4% | 101,590 | 0.0% | 0.53% | +12.4% | |
| MFB | Sell | MAIDENFORM BRANDS INC | $4,493,000 | +34.8% | 191,300 | -0.5% | 0.51% | +29.0% |
| ABBV | Sell | ABBVIE INC | $3,987,000 | +4.5% | 89,150 | -3.4% | 0.45% | 0.0% |
| CVX | CHEVRON CORP NEW | $3,922,000 | +2.7% | 32,284 | 0.0% | 0.45% | -1.8% | |
| CHS | Sell | CHICOS FAS INC | $3,844,000 | -39.5% | 230,775 | -38.0% | 0.44% | -42.1% |
| JNJ | Sell | JOHNSON & JOHNSON | $3,823,000 | -6.6% | 44,110 | -7.5% | 0.44% | -10.5% |
| HPQ | Sell | HEWLETT PACKARD CO | $3,799,000 | -15.8% | 181,012 | -0.5% | 0.43% | -19.4% |
| ABT | Sell | ABBOTT LABS | $3,626,000 | -7.1% | 109,250 | -2.4% | 0.41% | -11.2% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $3,480,000 | -3.6% | 18,795 | -0.5% | 0.40% | -7.7% |
| GNTX | GENTEX CORP | $3,004,000 | +11.0% | 117,415 | 0.0% | 0.34% | +6.2% | |
| HSC | Buy | HARSCO CORP | $2,966,000 | +9.2% | 119,130 | +1.7% | 0.34% | +4.3% |
| WPO | Sell | WASHINGTON POST COcl b | $2,893,000 | +21.8% | 4,733 | -3.6% | 0.33% | +16.7% |
| TRC | Sell | TEJON RANCH CO | $2,803,000 | -14.7% | 90,900 | -21.2% | 0.32% | -18.4% |
| OME | Buy | OMEGA PROTEIN CORP | $2,733,000 | +13.7% | 268,800 | +0.4% | 0.31% | +8.7% |
| TER | Sell | TERADYNE INC | $2,648,000 | -15.7% | 160,330 | -10.3% | 0.30% | -19.3% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $2,556,000 | +1.1% | 15 | 0.0% | 0.29% | -3.3% | |
| SUP | Buy | SUPERIOR INDS INTL INC | $2,491,000 | +16.0% | 139,740 | +12.0% | 0.28% | +11.0% |
| EMR | EMERSON ELEC CO | $2,455,000 | +18.7% | 37,950 | 0.0% | 0.28% | +13.4% | |
| MBRG | Sell | MIDDLEBURG FINANCIAL CORP | $2,335,000 | +0.6% | 121,131 | -0.3% | 0.27% | -3.6% |
| BHB | Sell | BAR HBR BANKSHARES | $2,289,000 | -33.7% | 62,225 | -34.1% | 0.26% | -36.6% |
| AON | Sell | AON PLC | $2,233,000 | -6.2% | 30,000 | -18.9% | 0.25% | -10.2% |
| QCOM | Sell | QUALCOMM INC | $2,141,000 | +9.7% | 31,815 | -0.5% | 0.24% | +4.7% |
| PDCE | Sell | PDC ENERGY INC | $2,116,000 | -16.0% | 35,550 | -27.4% | 0.24% | -19.4% |
| MDP | Sell | MEREDITH CORP | $1,991,000 | -11.2% | 41,830 | -11.0% | 0.23% | -15.0% |
| FRD | Buy | FRIEDMAN INDS INC | $1,931,000 | +16.3% | 193,144 | +14.5% | 0.22% | +11.7% |
| PSEC | Sell | PROSPECT CAPITAL CORPORATION | $1,767,000 | +3.2% | 158,200 | -0.3% | 0.20% | -1.5% |
| AGYS | Sell | AGILYSYS INC | $1,757,000 | +5.2% | 147,415 | -0.4% | 0.20% | +1.0% |
| BBBY | Sell | BED BATH & BEYOND INC | $1,676,000 | -19.5% | 21,670 | -26.2% | 0.19% | -23.0% |
| FCX | Buy | FREEPORT-MCMORAN COPPER & GO | $1,467,000 | +37.1% | 44,365 | +14.4% | 0.17% | +31.5% |
| TWX | TIME WARNER INC | $1,335,000 | +13.8% | 20,288 | 0.0% | 0.15% | +9.4% | |
| GOV | GOVERNMENT PPTYS INCOME TR | $1,311,000 | -5.1% | 54,800 | 0.0% | 0.15% | -9.1% | |
| HD | HOME DEPOT INC | $1,300,000 | -2.1% | 17,150 | 0.0% | 0.15% | -6.3% | |
| NVS | Buy | NOVARTIS A Gsponsored adr | $1,282,000 | +84.7% | 16,725 | +70.4% | 0.15% | +78.0% |
| JJSF | Buy | J & J SNACK FOODS CORP | $1,211,000 | +3.8% | 15,005 | +0.0% | 0.14% | -0.7% |
| SAL | Sell | SALISBURY BANCORP INC | $1,184,000 | -20.9% | 45,375 | -21.2% | 0.14% | -24.2% |
| SENEA | SENECA FOODS CORP NEWcl a | $1,165,000 | -1.9% | 38,750 | 0.0% | 0.13% | -6.4% | |
| BAC | Sell | BANK OF AMERICA CORPORATION | $1,159,000 | +6.0% | 84,028 | -1.2% | 0.13% | +1.5% |
| MRK | Sell | MERCK & CO INC NEW | $1,140,000 | -10.6% | 23,964 | -12.7% | 0.13% | -13.9% |
| MTB | M & T BK CORP | $1,121,000 | +0.2% | 10,022 | 0.0% | 0.13% | -4.5% | |
| FRA | BLACKROCK FLOAT RATE OME STR | $1,111,000 | -4.2% | 74,950 | 0.0% | 0.13% | -8.7% | |
| CNX | CONSOL ENERGY INC | $1,100,000 | +24.2% | 32,700 | 0.0% | 0.12% | +19.0% | |
| TINY | Sell | HARRIS & HARRIS GROUP INC | $1,093,000 | -6.2% | 364,550 | -5.0% | 0.12% | -10.1% |
| GTY | Sell | GETTY RLTY CORP NEW | $1,082,000 | -6.7% | 55,712 | -0.9% | 0.12% | -10.9% |
| HDNG | Sell | HARDINGE INC | $1,052,000 | +2.3% | 68,100 | -2.2% | 0.12% | -1.6% |
| BIG | New | BIG LOTS INC | $1,055,000 | – | 28,450 | +100.0% | 0.12% | – |
| PEG | Buy | PUBLIC SVC ENTERPRISE GROUP | $1,037,000 | +5.9% | 31,500 | +5.0% | 0.12% | +1.7% |
| HSIC | Sell | SCHEIN HENRY INC | $1,027,000 | +7.3% | 9,900 | -1.0% | 0.12% | +2.6% |
| C | Buy | CITIGROUP INC | $991,000 | +1.1% | 20,444 | +0.0% | 0.11% | -2.6% |
| TGT | TARGET CORP | $995,000 | -7.1% | 15,564 | 0.0% | 0.11% | -11.0% | |
| CMC | Sell | COMMERCIAL METALS CO | $984,000 | +10.6% | 58,100 | -3.6% | 0.11% | +5.7% |
| STRT | Sell | STRATTEC SEC CORP | $984,000 | -77.9% | 25,670 | -78.5% | 0.11% | -78.9% |
| COP | Sell | CONOCOPHILLIPS | $973,000 | +11.6% | 14,007 | -2.9% | 0.11% | +6.7% |
| MIG | Buy | MEADOWBROOK INS GROUP INC | $963,000 | -18.3% | 148,300 | +1.0% | 0.11% | -21.4% |
| CCL | Buy | CARNIVAL CORPpaired ctf | $962,000 | +16.2% | 29,475 | +21.9% | 0.11% | +11.2% |
| CVS | CVS CAREMARK CORPORATION | $939,000 | -0.7% | 16,550 | 0.0% | 0.11% | -4.5% | |
| NPTN | NEOPHOTONICS CORP | $911,000 | -14.9% | 123,300 | 0.0% | 0.10% | -18.1% | |
| ABB | Sell | ABB LTDsponsored adr | $904,000 | +7.5% | 38,350 | -1.3% | 0.10% | +3.0% |
| VSH | Sell | VISHAY INTERTECHNOLOGY INC | $877,000 | -8.6% | 68,100 | -1.4% | 0.10% | -12.3% |
| WFT | Sell | WEATHERFORD INTERNATIONAL LT | $866,000 | +11.7% | 56,555 | -0.2% | 0.10% | +6.5% |
| MNR | Buy | MONMOUTH REAL ESTATE INVT COcl a | $864,000 | +22.9% | 95,300 | +33.7% | 0.10% | +16.7% |
| REFR | Buy | RESEARCH FRONTIERS INC | $851,000 | +33.4% | 200,900 | +25.2% | 0.10% | +27.6% |
| ERF | ENERPLUS CORP | $842,000 | +12.0% | 50,900 | 0.0% | 0.10% | +7.9% | |
| MIN | MFS INTER INCOME TRsh ben int | $815,000 | -7.7% | 153,580 | 0.0% | 0.09% | -11.4% | |
| DIS | DISNEY WALT CO | $815,000 | +2.1% | 12,641 | 0.0% | 0.09% | -2.1% | |
| XYL | Sell | XYLEM INC | $812,000 | +3.4% | 29,080 | -0.3% | 0.09% | -1.1% |
| WLL | WHITING PETE CORP NEW | $813,000 | +29.9% | 13,600 | 0.0% | 0.09% | +24.3% | |
| LM | LEGG MASON INC | $799,000 | +7.8% | 23,900 | 0.0% | 0.09% | +3.4% | |
| SKX | Sell | SKECHERS U S A INCcl a | $764,000 | -78.7% | 24,585 | -83.5% | 0.09% | -79.6% |
| TRN | Sell | TRINITY INDS INC | $766,000 | +11.3% | 16,900 | -5.6% | 0.09% | +6.1% |
| TAL | New | TAL INTL GROUP INC | $752,000 | – | 16,100 | +100.0% | 0.09% | – |
| MDY | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $720,000 | +7.8% | 3,184 | 0.0% | 0.08% | +3.8% | |
| HCSG | HEALTHCARE SVCS GRP INC | $719,000 | +5.0% | 27,950 | 0.0% | 0.08% | +1.2% | |
| KMM | DWS MULTI MKT INCOME TR | $676,000 | +2.9% | 67,600 | 0.0% | 0.08% | -1.3% | |
| XBI | SPDR SERIES TRUSTs&p biotech | $671,000 | +23.8% | 5,200 | 0.0% | 0.08% | +18.8% | |
| EVV | EATON VANCE LTD DUR INCOME F | $656,000 | -1.9% | 41,950 | 0.0% | 0.08% | -5.1% | |
| PEP | Buy | PEPSICO INC | $648,000 | -1.8% | 8,160 | +1.1% | 0.07% | -5.1% |
| RDSA | Buy | ROYAL DUTCH SHELL PLCspons adr a | $639,000 | +7.8% | 9,729 | +4.6% | 0.07% | +4.3% |
| GIS | Sell | GENERAL MLS INC | $639,000 | -2.0% | 13,350 | -0.7% | 0.07% | -5.2% |
| SSD | SIMPSON MANUFACTURING CO INC | $625,000 | +10.6% | 19,205 | 0.0% | 0.07% | +6.0% | |
| T | Sell | AT&T INC | $620,000 | -9.9% | 18,348 | -5.7% | 0.07% | -13.4% |
| TWC | Sell | TIME WARNER CABLE INC | $628,000 | -0.9% | 5,631 | -0.1% | 0.07% | -5.3% |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $628,000 | -13.0% | 6,880 | -17.6% | 0.07% | -17.4% |
| BMY | BRISTOL MYERS SQUIBB CO | $594,000 | +3.5% | 12,850 | 0.0% | 0.07% | 0.0% | |
| BERK | Sell | BERKSHIRE BANCORP INC DEL | $583,000 | +0.2% | 72,756 | -0.7% | 0.07% | -4.3% |
| SEB | SEABOARD CORP | $577,000 | +1.6% | 210 | 0.0% | 0.07% | -1.5% | |
| PPT | Sell | PUTNAM PREMIER INCOME TRsh ben int | $568,000 | -8.4% | 108,000 | -6.8% | 0.06% | -12.2% |
| UL | Sell | UNILEVER PLCspon adr new | $570,000 | -5.3% | 14,800 | -0.7% | 0.06% | -9.7% |
| GILD | Sell | GILEAD SCIENCES INC | $565,000 | +18.7% | 9,000 | -3.2% | 0.06% | +12.3% |
| ITT | Sell | ITT CORP NEW | $555,000 | +20.7% | 15,464 | -1.1% | 0.06% | +14.5% |
| ORI | Sell | OLD REP INTL CORP | $552,000 | +2.0% | 35,850 | -14.7% | 0.06% | -1.6% |
| SYY | SYSCO CORP | $537,000 | -6.9% | 16,900 | 0.0% | 0.06% | -11.6% | |
| V107SC | WELLPOINT INC | $535,000 | +2.3% | 6,400 | 0.0% | 0.06% | -1.6% | |
| VLO | Sell | VALERO ENERGY CORP NEW | $525,000 | -2.4% | 15,400 | -0.6% | 0.06% | -6.2% |
| BK | Buy | BANK NEW YORK MELLON CORP | $522,000 | +25.8% | 17,300 | +16.9% | 0.06% | +20.4% |
| CRRTQ | CARBO CERAMICS INC | $512,000 | +47.1% | 5,175 | 0.0% | 0.06% | +41.5% | |
| VEOEY | Sell | VEOLIA ENVIRONNEMENTsponsored adr | $497,000 | +42.4% | 29,050 | -5.2% | 0.06% | +39.0% |
| KO | COCA COLA CO | $500,000 | -5.7% | 13,216 | 0.0% | 0.06% | -9.5% | |
| MJN | Buy | MEAD JOHNSON NUTRITION CO | $490,000 | +51.2% | 6,600 | +61.0% | 0.06% | +47.4% |
| PFL | PIMCO INCOME STRATEGY FUND | $479,000 | -3.2% | 41,450 | 0.0% | 0.05% | -8.5% | |
| CDE | New | COEUR MNG INC | $463,000 | – | 38,475 | +100.0% | 0.05% | – |
| VTN | Buy | INVESCO TR INVT GRADE NY MUN | $435,000 | +8.2% | 31,500 | +14.5% | 0.05% | +2.1% |
| TSO | Buy | TESORO CORP | $431,000 | -13.3% | 9,800 | +3.2% | 0.05% | -16.9% |
| SWZ | Sell | SWISS HELVETIA FD INC | $433,000 | -25.2% | 30,485 | -35.1% | 0.05% | -29.0% |
| SLB | SCHLUMBERGER LTD | $430,000 | +23.6% | 4,870 | 0.0% | 0.05% | +19.5% | |
| WAG | Sell | WALGREEN CO | $430,000 | -38.4% | 8,000 | -49.4% | 0.05% | -41.0% |
| NYX | NYSE EURONEXT | $419,000 | +1.2% | 10,000 | 0.0% | 0.05% | -2.0% | |
| ADP | Sell | AUTOMATIC DATA PROCESSING IN | $410,000 | -45.0% | 5,678 | -47.6% | 0.05% | -47.2% |
| VGM | Buy | INVESCO TR INVT GRADE MUNS | $410,000 | +9.9% | 32,900 | +20.1% | 0.05% | +6.8% |
| TDF | TEMPLETON DRAGON FD INC | $413,000 | +3.5% | 15,900 | 0.0% | 0.05% | 0.0% | |
| RPT | RAMCO-GERSHENSON PPTYS TR | $403,000 | -0.7% | 26,200 | 0.0% | 0.05% | -4.2% | |
| SZYM | SOLAZYME INC | $399,000 | -7.9% | 37,000 | 0.0% | 0.04% | -11.8% | |
| CB | CHUBB CORP | $400,000 | +5.5% | 4,486 | 0.0% | 0.04% | 0.0% | |
| RAND | Buy | RAND CAP CORP | $377,000 | +3.3% | 127,966 | +3.6% | 0.04% | 0.0% |
| P | Sell | PANDORA MEDIA INC | $376,000 | -48.2% | 15,000 | -62.0% | 0.04% | -50.0% |
| AEP | AMERICAN ELEC PWR INC | $377,000 | -3.1% | 8,701 | 0.0% | 0.04% | -6.5% | |
| RINF | New | PROSHARES TR30yr tips/tsy | $369,000 | – | 10,000 | +100.0% | 0.04% | – |
| CHK | Sell | CHESAPEAKE ENERGY CORP | $372,000 | +14.5% | 14,400 | -9.7% | 0.04% | +7.7% |
| LXP | Sell | LEXINGTON REALTY TRUST | $366,000 | -11.6% | 32,628 | -8.0% | 0.04% | -14.3% |
| HSBCPRA | HSBC HLDGS PLCadr a 1/40pf a | $370,000 | -0.8% | 15,025 | 0.0% | 0.04% | -4.5% | |
| SNY | SANOFIsponsored adr | $364,000 | -1.6% | 7,200 | 0.0% | 0.04% | -6.8% | |
| GIM | Buy | TEMPLETON GLOBAL INCOME FD | $362,000 | -2.2% | 43,400 | +1.2% | 0.04% | -6.8% |
| BKCC | BLACKROCK KELSO CAPITAL CORP | $351,000 | +1.2% | 37,100 | 0.0% | 0.04% | -2.4% | |
| MYL | MYLAN INC | $353,000 | +23.0% | 9,270 | 0.0% | 0.04% | +17.6% | |
| PHG | KONINKLIJKE PHILIPS N Vny reg sh new | $342,000 | +18.8% | 10,606 | 0.0% | 0.04% | +14.7% | |
| UTF | COHEN & STEERS INFRASTRUCTUR | $341,000 | +4.3% | 17,323 | 0.0% | 0.04% | 0.0% | |
| MERC | MERCER INTL INC | $343,000 | +8.5% | 48,500 | 0.0% | 0.04% | +2.6% | |
| PFN | PIMCO INCOME STRATEGY FUND I | $330,000 | -2.9% | 32,400 | 0.0% | 0.04% | -5.0% | |
| JEQ | JAPAN EQUITY FD INC | $333,000 | +6.1% | 48,700 | 0.0% | 0.04% | +2.7% | |
| KMB | KIMBERLY CLARK CORP | $329,000 | -2.9% | 3,500 | 0.0% | 0.04% | -7.5% | |
| ALTV | Sell | ALTEVA | $321,000 | -32.1% | 41,400 | -13.6% | 0.04% | -33.9% |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $323,000 | -33.1% | 3,000 | -42.3% | 0.04% | -35.1% |
| MS | MORGAN STANLEY | $318,000 | +10.4% | 11,800 | 0.0% | 0.04% | +5.9% | |
| F | Buy | FORD MTR CO DEL | $311,000 | +9.9% | 18,440 | +0.6% | 0.04% | +2.9% |
| BDJ | Buy | BLACKROCK ENHANCED EQT DIV T | $306,000 | +13.8% | 40,777 | +15.3% | 0.04% | +9.4% |
| HPT | HOSPITALITY PPTYS TR | $297,000 | +8.0% | 10,500 | 0.0% | 0.03% | +3.0% | |
| CTO | Sell | CONSOLIDATED TOMOKA LD CO | $288,000 | -68.9% | 7,500 | -69.1% | 0.03% | -70.0% |
| VZ | VERIZON COMMUNICATIONS INC | $278,000 | -7.3% | 5,971 | 0.0% | 0.03% | -11.1% | |
| SU | SUNCOR ENERGY INC NEW | $279,000 | +21.3% | 7,810 | 0.0% | 0.03% | +18.5% | |
| LUK | LEUCADIA NATL CORP | $273,000 | +3.8% | 10,044 | 0.0% | 0.03% | 0.0% | |
| MYN | Buy | BLACKROCK MUNIYIELD NY QLTY | $272,000 | -6.5% | 22,000 | +2.3% | 0.03% | -11.4% |
| HP | HELMERICH & PAYNE INC | $275,000 | +10.4% | 4,000 | 0.0% | 0.03% | +3.3% | |
| ORBK | ORBOTECH LTDord | $268,000 | -3.6% | 22,400 | 0.0% | 0.03% | -9.1% | |
| NFG | NATIONAL FUEL GAS CO N J | $268,000 | +18.6% | 3,910 | 0.0% | 0.03% | +11.1% | |
| MIND | MITCHAM INDS INC | $258,000 | -8.8% | 16,900 | 0.0% | 0.03% | -14.7% | |
| UNP | Sell | UNION PAC CORP | $248,000 | -38.2% | 1,600 | -38.5% | 0.03% | -41.7% |
| DHI | Sell | D R HORTON INC | $248,000 | -10.1% | 12,810 | -1.5% | 0.03% | -15.2% |
| AFG | AMERICAN FINL GROUP INC OHIO | $243,000 | +10.5% | 4,500 | 0.0% | 0.03% | +7.7% | |
| ICCC | Buy | IMMUCELL CORP | $245,000 | +27.6% | 51,863 | +1.2% | 0.03% | +21.7% |
| QQQ | Sell | POWERSHARES QQQ TRUSTunit ser 1 | $249,000 | +7.3% | 3,163 | -3.1% | 0.03% | 0.0% |
| NU | NORTHEAST UTILS | $237,000 | -1.7% | 5,748 | 0.0% | 0.03% | -6.9% | |
| RTIX | Buy | RTI SURGICAL INC | $239,000 | +44.8% | 64,000 | +45.5% | 0.03% | +35.0% |
| TRV | Buy | TRAVELERS COMPANIES INC | $231,000 | +6.0% | 2,735 | +0.0% | 0.03% | 0.0% |
| EFT | EATON VANCE FLTING RATE INC | $225,000 | -6.2% | 14,500 | 0.0% | 0.03% | -10.3% | |
| FAX | ABERDEEN ASIA PACIFIC INCOM | $231,000 | -2.1% | 38,200 | 0.0% | 0.03% | -7.1% | |
| PSX | Sell | PHILLIPS 66 | $226,000 | -4.6% | 3,920 | -2.7% | 0.03% | -7.1% |
| AWK | AMERICAN WTR WKS CO INC NEW | $227,000 | +0.4% | 5,500 | 0.0% | 0.03% | -3.7% | |
| BWP | BOARDWALK PIPELINE PARTNERSut ltd partner | $224,000 | +0.4% | 7,400 | 0.0% | 0.02% | -3.8% | |
| AAME | ATLANTIC AMERN CORP | $222,000 | +3.7% | 54,949 | 0.0% | 0.02% | 0.0% | |
| GDF | WESTERN ASSET GLB PTNRS INCO | $219,000 | -2.2% | 19,700 | 0.0% | 0.02% | -7.4% | |
| AME | AMETEK INC NEW | $220,000 | +8.4% | 4,800 | 0.0% | 0.02% | +4.2% | |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $215,000 | +1.9% | 1,284 | -2.5% | 0.02% | -4.0% |
| QLGC | QLOGIC CORP | $212,000 | +14.6% | 19,400 | 0.0% | 0.02% | +9.1% | |
| GOOGL | GOOGLE INCcl a | $214,000 | -0.5% | 245 | 0.0% | 0.02% | -7.7% | |
| ENTR | Sell | ENTROPIC COMMUNICATIONS INC | $211,000 | -16.9% | 48,500 | -18.5% | 0.02% | -20.0% |
| OPK | Sell | OPKO HEALTH INC | $200,000 | -1.0% | 22,800 | -20.0% | 0.02% | -4.2% |
| LPX | LOUISIANA PAC CORP | $200,000 | +19.0% | 11,400 | 0.0% | 0.02% | +15.0% | |
| MNP | WESTERN ASST MN PRT FD INC | $189,000 | -7.4% | 13,709 | 0.0% | 0.02% | -12.5% | |
| DGICA | DONEGAL GROUP INCcl a | $180,000 | 0.0% | 12,930 | 0.0% | 0.02% | -4.8% | |
| MHN | BLACKROCK MUNIHLDGS NY QLTY | $169,000 | -8.2% | 13,200 | 0.0% | 0.02% | -13.6% | |
| FCT | FIRST TR SR FLG RTE INCM FD | $167,000 | -5.6% | 11,700 | 0.0% | 0.02% | -9.5% | |
| TICC | TICC CAPITAL CORP | $160,000 | +1.3% | 16,500 | 0.0% | 0.02% | -5.3% | |
| 5101PS | CAMAC ENERGY INC | $147,000 | +41.3% | 184,400 | 0.0% | 0.02% | +41.7% | |
| AMSWA | AMERICAN SOFTWARE INCcl a | $137,000 | -1.4% | 16,050 | 0.0% | 0.02% | -5.9% | |
| JQC | Sell | NUVEEN CR STRATEGIES INCM FD | $143,000 | -11.7% | 15,300 | -6.1% | 0.02% | -15.8% |
| JHP | NUVEEN QUALITY PFD INC FD 3 | $129,000 | -6.5% | 16,450 | 0.0% | 0.02% | -6.2% | |
| INS | Buy | INTELLIGENT SYS CORP NEW | $133,000 | +22.0% | 88,273 | +1.0% | 0.02% | +15.4% |
| LAKE | Sell | LAKELAND INDS INC | $135,000 | -35.1% | 25,097 | -43.1% | 0.02% | -40.0% |
| SMIT | Sell | SCHMITT INDS INC ORE | $126,000 | -16.6% | 50,000 | -2.9% | 0.01% | -22.2% |
| ALOT | ASTRO-MED INC NEW | $109,000 | -0.9% | 10,004 | 0.0% | 0.01% | -7.7% | |
| JTP | Sell | NUVEEN QUALITY PFD INCOME FD | $94,000 | -30.9% | 12,500 | -24.2% | 0.01% | -31.2% |
| ZAGG | Buy | ZAGG INC | $94,000 | +36.2% | 21,000 | +61.5% | 0.01% | +37.5% |
| JBLU | Sell | JETBLUE AIRWAYS CORP | $99,000 | -47.1% | 15,000 | -49.7% | 0.01% | -50.0% |
| JPC | NUVEEN PFD INCOME OPPRTNY FD | $86,000 | -9.5% | 10,000 | 0.0% | 0.01% | -9.1% | |
| LOAN | MANHATTAN BRIDGE CAPITAL INC | $64,000 | +14.3% | 33,975 | 0.0% | 0.01% | 0.0% | |
| DHF | DREYFUS HIGH YIELD STRATEGIEsh ben int | $54,000 | -3.6% | 13,500 | 0.0% | 0.01% | -14.3% | |
| ACI | New | ARCH COAL INC | $49,000 | – | 12,000 | +100.0% | 0.01% | – |
| GV | Buy | GOLDFIELD CORP | $46,000 | -4.2% | 27,204 | +22.5% | 0.01% | -16.7% |
| GVP | GSE SYS INC | $43,000 | +4.9% | 27,500 | 0.0% | 0.01% | 0.0% | |
| GERN | Sell | GERON CORP | $40,000 | -11.1% | 12,100 | -60.5% | 0.01% | 0.0% |
| EQS | EQUUS TOTAL RETURN INC | $36,000 | 0.0% | 19,237 | 0.0% | 0.00% | 0.0% | |
| MPET | MAGELLAN PETE CORP | $35,000 | -2.8% | 35,000 | 0.0% | 0.00% | 0.0% | |
| RWC | Buy | RELM WIRELESS CORP | $32,000 | 0.0% | 12,300 | +13.9% | 0.00% | 0.0% |
| AZC | AUGUSTA RES CORP | $22,000 | -4.3% | 11,000 | 0.0% | 0.00% | 0.0% | |
| CPGI | CHINA SHENGDA PACKAGING GROU | $25,000 | -10.7% | 24,500 | 0.0% | 0.00% | 0.0% | |
| APT | ALPHA PRO TECH LTD | $22,000 | -4.3% | 14,900 | 0.0% | 0.00% | 0.0% | |
| ZLCS | ZALICUS INC | $14,000 | +133.3% | 12,000 | 0.0% | 0.00% | +100.0% | |
| CXM | Exit | CARDIUM THERAPEUTICS INC | $0 | – | -12,500 | -100.0% | 0.00% | – |
| AUDC | Exit | AUDIOCODES LTDord | $0 | – | -10,000 | -100.0% | -0.01% | – |
| OCLR | Exit | OCLARO INC | $0 | – | -36,500 | -100.0% | -0.01% | – |
| SDOCQ | Exit | SANDRIDGE ENERGY INC | $0 | – | -15,000 | -100.0% | -0.01% | – |
| LUV | Exit | SOUTHWEST AIRLS CO | $0 | – | -10,500 | -100.0% | -0.02% | – |
| BAX | Exit | BAXTER INTL INC | $0 | – | -2,900 | -100.0% | -0.02% | – |
| NTRS | Exit | NORTHERN TR CORP | $0 | – | -3,500 | -100.0% | -0.02% | – |
| ZBH | Exit | ZIMMER HLDGS INC | $0 | – | -2,740 | -100.0% | -0.02% | – |
| LLY | Exit | LILLY ELI & CO | $0 | – | -4,100 | -100.0% | -0.02% | – |
| PNC | Exit | PNC FINL SVCS GROUP INC | $0 | – | -2,800 | -100.0% | -0.02% | – |
| BIIB | Exit | BIOGEN IDEC INC | $0 | – | -1,000 | -100.0% | -0.03% | – |
| SQM | Exit | SOCIEDAD QUIMICA MINERA DE Cspon adr ser b | $0 | – | -6,500 | -100.0% | -0.03% | – |
| MAKO | Exit | MAKO SURGICAL CORP | $0 | – | -22,500 | -100.0% | -0.03% | – |
| MO | Exit | ALTRIA GROUP INC | $0 | – | -9,450 | -100.0% | -0.04% | – |
| PG | Exit | PROCTER & GAMBLE CO | $0 | – | -5,045 | -100.0% | -0.05% | – |
| STL | Exit | STERLING BANCORP | $0 | – | -39,012 | -100.0% | -0.05% | – |
| PM | Exit | PHILIP MORRIS INTL INC | $0 | – | -5,450 | -100.0% | -0.06% | – |
| VPRT | Exit | VISTAPRINT N V | $0 | – | -20,100 | -100.0% | -0.12% | – |
| BTH | Exit | BLYTH INC | $0 | – | -299,325 | -100.0% | -0.50% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CORNING INC | 43 | Q3 2023 | 5.2% |
| INTEL CORP | 43 | Q3 2023 | 4.9% |
| AVERY DENNISON CORP | 43 | Q3 2023 | 3.6% |
| CISCO SYS INC | 43 | Q3 2023 | 4.2% |
| TEXAS INSTRS INC | 43 | Q3 2023 | 3.3% |
| JPMORGAN CHASE & CO | 43 | Q3 2023 | 2.6% |
| MICROSOFT CORP | 43 | Q3 2023 | 3.9% |
| EXXON MOBIL CORP | 43 | Q3 2023 | 4.4% |
| THERMO FISHER SCIENTIFIC INC | 43 | Q3 2023 | 3.5% |
| SONOCO PRODS CO | 43 | Q3 2023 | 3.2% |
View SHUFRO ROSE & CO LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Vishay Precision Group, Inc. | February 10, 2017 | 583,080 | 4.8% |
| BAR HARBOR BANKSHARES | January 30, 2013 | 121,025 | 3.1% |
| JAPAN EQUITY FUND INC | March 02, 2011 | 710,356 | 4.9% |
| LAKELAND INDUSTRIES INC | March 02, 2011 | 255,997 | 4.7% |
| SCHMITT INDUSTRIES INC | March 02, 2011 | 127,900 | 4.4% |
| STRATTEC SECURITY CORP | March 02, 2011 | 146,630 | 4.5% |
| MFRI INC | February 15, 2005 | 32,000 | 0.6% |
| TWIN DISC INC | February 15, 2005 | 40,900 | 1.4% |
| MILLBROOK PRESS INC | February 09, 2004 | ? | ? |
| BALDWIN TECHNOLOGY CO INC | February 13, 2003 | 460,800 | 3.6% |
View SHUFRO ROSE & CO LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-05 |
| 13F-HR | 2023-10-26 |
| 13F-HR | 2023-08-03 |
| 13F-HR | 2023-04-20 |
| 13F-HR | 2023-01-25 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-07-22 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-01-27 |
| 13F-HR | 2021-11-05 |
View SHUFRO ROSE & CO LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.