$12.3 Billion is the total value of ADVISORY RESEARCH INC's 656 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 169.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DCP | Buy | DCP MIDSTREAM PARTNERS, LP | $635,210,000 | +105.1% | 17,979,328 | +100.2% | 3.57% | -33.2% |
| ETP | Buy | ENERGY TRANSFER PARTNERS, L.P. | $586,106,000 | +162.3% | 15,840,686 | +169.9% | 3.29% | -14.5% |
| PAA | Buy | PLAINS ALL AMERICAN PIPELINE L | $578,947,000 | +287.0% | 15,153,284 | +178.4% | 3.25% | +26.1% |
| WPZ | Buy | WILLIAMS PARTNERS LP | $501,942,000 | +173.9% | 13,496,696 | +155.1% | 2.82% | -10.7% |
| MMP | Buy | MAGELLAN MIDSTREAM PARTNERS, L | $483,402,000 | +178.2% | 6,866,870 | +200.4% | 2.71% | -9.3% |
| BPL | Buy | BUCKEYE PARTNERS, L.P. | $430,070,000 | +108.0% | 6,006,554 | +104.3% | 2.41% | -32.2% |
| MPLX | Buy | MPLX LP | $389,380,000 | +102.4% | 11,489,160 | +100.9% | 2.19% | -34.0% |
| TCP | Buy | TC PIPELINES, LP | $389,320,000 | +169.0% | 7,167,641 | +183.6% | 2.19% | -12.3% |
| TLLP | Buy | TESORO LOGISTICS LP | $373,692,000 | +201.0% | 7,221,580 | +188.1% | 2.10% | -1.9% |
| GEL | Buy | GENESIS ENERGY, L.P. | $370,233,000 | +252.8% | 8,458,720 | +209.3% | 2.08% | +14.9% |
| EEP | Buy | ENBRIDGE ENERGY PARTNERS, L.P. | $326,980,000 | +118.0% | 12,858,048 | +98.9% | 1.84% | -28.9% |
| TOO | Buy | TEEKAY OFFSHORE PARTNERS L.P. | $325,715,000 | +366.0% | 38,696,527 | +229.4% | 1.83% | +51.9% |
| EEQ | Buy | ENBRIDGE ENERGY MANAGEMENT, L. | $305,590,000 | +129.5% | 12,012,184 | +107.5% | 1.72% | -25.2% |
| TRGP | Buy | TARGA RESOURCES CORP. | $290,670,000 | +164.5% | 5,586,237 | +114.2% | 1.63% | -13.8% |
| KMI | Buy | KINDER MORGAN INC. | $261,946,000 | +593.9% | 9,385,377 | +365.4% | 1.47% | +126.3% |
| WGP | Buy | WESTERN GAS EQUITY PARTNERS LP | $260,623,000 | +259.5% | 5,743,958 | +203.0% | 1.46% | +17.1% |
| ENLK | Buy | ENLINK MIDSTREAM PARTNERS, LP | $258,366,000 | +113.0% | 14,588,640 | +100.0% | 1.45% | -30.6% |
| GPORQ | New | GULFPORT ENERGY CORPORATION | $241,793,000 | – | 3,396,919 | +100.0% | 1.36% | – |
| WMB | Buy | WILLIAMS COMPANIES | $233,916,000 | +155.2% | 6,952,534 | +64.1% | 1.31% | -16.8% |
| TRCO | Buy | TRIBUNE MEDIA COMPANY CLASS A | $231,923,000 | +329.4% | 4,381,637 | +217.9% | 1.30% | +40.0% |
| PXD | Buy | PIONEER NATURAL RESOURCES COMP | $229,106,000 | +415.8% | 1,229,187 | +318.5% | 1.29% | +68.1% |
| WPZ | New | WILLIAMS PARTNERS LP | $225,259,000 | – | 4,422,045 | +100.0% | 1.26% | – |
| ENBL | Buy | ENABLE MIDSTREAM PARTNERS, LP | $197,692,000 | +134.1% | 12,963,310 | +107.4% | 1.11% | -23.7% |
| TEP | Buy | TALLGRASS ENERGY PARTNERS, LP | $168,673,000 | +125.8% | 3,591,666 | +121.3% | 0.95% | -26.4% |
| CRZO | Buy | CARRIZO OIL & GAS INCORPORATED | $166,510,000 | +172.8% | 4,099,188 | +140.8% | 0.94% | -11.1% |
| OSK | New | OSHKOSH TRUCK | $166,476,000 | – | 2,827,865 | +100.0% | 0.94% | – |
| MWE | New | MARKWEST ENERGY PARTNERS LP | $159,649,000 | – | 2,444,104 | +100.0% | 0.90% | – |
| HRB | Buy | H&R BLOCK INC | $156,249,000 | +330.3% | 5,873,833 | +272.0% | 0.88% | +40.1% |
| ISBC | Buy | INVESTORS BANCORP INCORPORATED | $154,723,000 | +284.2% | 9,361,501 | +157.6% | 0.87% | +25.2% |
| 3106SC | New | SUSSER HLDGS CORP COM | $149,606,000 | – | 2,394,842 | +100.0% | 0.84% | – |
| OKE | Buy | ONEOK, INC. | $148,243,000 | +180.7% | 2,829,535 | +154.2% | 0.83% | -8.6% |
| RRC | Buy | RANGE RESOURCES | $145,563,000 | +46855.8% | 3,117,835 | +43281.6% | 0.82% | +16240.0% |
| BCO | Buy | THE BRINK'S COMPANY | $143,402,000 | +166.0% | 3,867,380 | +104.4% | 0.80% | -13.3% |
| KW | Buy | KENNEDY-WILSON HOLDINGS INCORP | $141,310,000 | +194.9% | 6,268,980 | +148.0% | 0.79% | -4.0% |
| EQM | Buy | EQT MIDSTREAM PARTNERS, LP | $138,206,000 | +89.4% | 1,813,962 | +99.6% | 0.78% | -38.3% |
| OC | New | OWENS CORNING INC. | $135,518,000 | – | 3,139,161 | +100.0% | 0.76% | – |
| OKS | Buy | ONEOK PARTNERS, L.P. | $132,044,000 | +156.7% | 3,111,134 | +142.3% | 0.74% | -16.4% |
| CST | Buy | CST BRANDS INCORPORATED | $128,296,000 | +23.4% | 2,667,820 | +10.5% | 0.72% | -59.8% |
| KMR | New | KINDER MORGAN MANAGEMENT LLC | $126,889,000 | – | 1,770,456 | +100.0% | 0.71% | – |
| ENLC | Buy | ENLINK MIDSTREAM, LLC | $126,710,000 | +150.9% | 7,564,812 | +138.3% | 0.71% | -18.3% |
| AWHHF | Buy | ALLIED WORLD ASSURANCE CO | $125,032,000 | +64.9% | 3,093,328 | +43.4% | 0.70% | -46.2% |
| SMLP | Buy | SUMMIT MIDSTREAM PARTNERS, LP | $122,838,000 | +98.4% | 5,324,944 | +96.5% | 0.69% | -35.3% |
| ALEX | Buy | ALEXANDER & BALDWIN HOLDINGS I | $119,258,000 | +103.9% | 3,104,090 | +91.8% | 0.67% | -33.5% |
| RHP | Buy | RYMAN HOSPITALITY PROPERTIES I | $116,635,000 | +226.5% | 2,621,885 | +271.7% | 0.66% | +6.5% |
| PAGP | Buy | PLAINS GP HOLDINGS, L.P. | $116,448,000 | +44860.6% | 4,182,145 | +16738.4% | 0.65% | +16250.0% |
| FUL | Buy | FULLER H B COMPANY | $116,362,000 | +105.2% | 2,504,008 | +94.2% | 0.65% | -33.2% |
| EPD | Buy | ENTERPRISE PRODUCTS PARTNERS L | $110,280,000 | +12.8% | 3,991,360 | +19.5% | 0.62% | -63.2% |
| AEUA | Buy | APC 7.50 6/7/2018 PFDprd | $109,528,000 | +133.6% | 2,628,470 | +105.5% | 0.62% | -23.9% |
| NWSA | New | NEWS CORP LTDcla | $109,483,000 | – | 6,357,906 | +100.0% | 0.62% | – |
| SE | Buy | SPECTRA ENERGY CORP. | $108,885,000 | +197.3% | 2,625,322 | +162.6% | 0.61% | -3.2% |
| ALSN | Buy | ALLISON TRANSMISSION HOLDING | $108,386,000 | +99.3% | 3,779,168 | +96.1% | 0.61% | -35.1% |
| H | Buy | HYATT HOTELS CORPORATION | $107,648,000 | +425.5% | 2,047,619 | +391.2% | 0.60% | +71.1% |
| PSXP | Buy | PHILLIPS 66 PARTNERS LP | $105,208,000 | +103.6% | 2,164,768 | +134.0% | 0.59% | -33.6% |
| DKL | Buy | DELEK LOGISTICS PARTNERS, LP | $99,142,000 | +112.5% | 3,468,980 | +98.6% | 0.56% | -30.7% |
| CDW | Buy | CDW CORPORATION | $98,402,000 | +110.8% | 2,151,804 | +84.8% | 0.55% | -31.3% |
| DOOR | Buy | MASONITE INTERNATIONAL CORP | $97,746,000 | +92.4% | 1,572,256 | +104.6% | 0.55% | -37.3% |
| SUN | Buy | SUNOCO LP | $96,576,000 | +93.5% | 3,329,042 | +99.8% | 0.54% | -37.0% |
| CASY | Buy | CASEYS GENERAL STORES | $96,362,000 | +141.9% | 802,020 | +164.8% | 0.54% | -21.1% |
| SBH | Buy | SALLY BEAUTY HOLDINGS INC | $95,368,000 | +207.8% | 3,713,670 | +252.5% | 0.54% | +0.2% |
| WPX | Buy | WPX ENERGY INCORPORATED | $93,332,000 | +152.2% | 7,052,952 | +77.4% | 0.52% | -17.9% |
| ALOG | Buy | ANALOGIC | $89,084,000 | +119.3% | 1,005,474 | +96.7% | 0.50% | -28.6% |
| WES | Buy | WESTERN GAS PARTNERS LP | $88,834,000 | +6765.1% | 1,354,491 | +5175.1% | 0.50% | +2168.2% |
| VC | Buy | VISTEON CORPORATION | $87,384,000 | +990.1% | 989,386 | +712.2% | 0.49% | +255.8% |
| TTEC | Buy | TELETECH HOLDINGS INC COM | $86,974,000 | +296.0% | 3,272,435 | +304.2% | 0.49% | +29.1% |
| AWI | Buy | ARMSTRONG WORLD INDUSTRIES | $86,086,000 | +129.4% | 2,083,392 | +117.4% | 0.48% | -25.2% |
| MATX | Buy | MATSON INC. | $79,792,000 | +366.3% | 2,266,948 | +327.7% | 0.45% | +51.9% |
| WTM | Buy | WHITE MOUNTAINS INSURANCE GROU | $79,524,000 | +499.6% | 132,562 | +741.6% | 0.45% | +95.6% |
| IPI | New | INTREPID POTASH INC. | $79,441,000 | – | 5,138,477 | +100.0% | 0.45% | – |
| USDP | Buy | USD PARTNERS LP | $78,678,000 | +161.2% | 6,355,234 | +103.4% | 0.44% | -14.8% |
| SBGI | New | SINCLAIR BROADCASTcla | $78,114,000 | – | 2,883,496 | +100.0% | 0.44% | – |
| JACK | Buy | JACK IN THE BOX INCORPORATED | $77,352,000 | +123.9% | 806,258 | +100.6% | 0.43% | -27.1% |
| FNF | Buy | FIDELITY NATIONAL FINANCIAL IN | $77,072,000 | +76.5% | 2,088,098 | +79.3% | 0.43% | -42.4% |
| CEQP | Buy | CRESTWOOD EQUITY PARTNERS LP | $76,330,000 | +110.8% | 3,591,972 | +100.0% | 0.43% | -31.2% |
| BKU | Buy | BANKUNITED INC COM | $75,922,000 | +139.1% | 2,513,988 | +143.2% | 0.43% | -22.1% |
| NGL | Buy | NGL ENERGY PARTNERS LP | $73,188,000 | +94.7% | 3,870,794 | +98.9% | 0.41% | -36.6% |
| BKD | Buy | BROOKDALE SENIOR LIVING INCORP | $71,072,000 | +117.9% | 4,072,928 | +92.8% | 0.40% | -29.0% |
| EXP | Buy | EAGLE MATERIALS INCORPORATED | $68,894,000 | +56.1% | 891,258 | +55.8% | 0.39% | -49.1% |
| RYN | New | RAYONIER | $68,271,000 | – | 1,487,053 | +100.0% | 0.38% | – |
| MDC | New | MDC HOLDINGS | $67,839,000 | – | 2,398,823 | +100.0% | 0.38% | – |
| KNOP | Buy | KNOT OFFSHORE PARTNERS LP | $67,344,000 | +143.4% | 3,158,495 | +111.8% | 0.38% | -20.8% |
| SM | Buy | SM ENERGY COMPANY | $67,245,000 | +216.6% | 1,713,356 | +117.8% | 0.38% | +3.3% |
| GMLP | Buy | GOLAR LNG PARTNERS LP | $66,739,000 | +236.6% | 2,975,125 | +175.1% | 0.38% | +9.6% |
| CKH | New | SEACOR HOLDINGS | $64,925,000 | – | 751,274 | +100.0% | 0.36% | – |
| NAVG | Buy | NAVIGATORS GROUP INC | $64,435,000 | +223.5% | 792,050 | +265.7% | 0.36% | +5.5% |
| VOYA | Buy | VOYA FINANCIAL INCORPORATED | $63,680,000 | +129.6% | 2,209,578 | +97.3% | 0.36% | -25.1% |
| LXU | New | LSB INDUSTRIES INC COM | $62,771,000 | – | 1,677,467 | +100.0% | 0.35% | – |
| EGN | Buy | ENERGEN CORP | $61,318,000 | +204.7% | 1,062,342 | +154.5% | 0.34% | -0.9% |
| KEY | New | KEYCORP | $61,264,000 | – | 4,302,247 | +100.0% | 0.34% | – |
| WIRE | Buy | ENCORE WIRE CORPORATION | $59,682,000 | +90.1% | 1,623,110 | +92.7% | 0.34% | -38.1% |
| SXL | Buy | SUNOCO LOGISTICS PARTNERS LP | $54,686,000 | +107.5% | 1,819,620 | +98.5% | 0.31% | -32.4% |
| TCBI | New | TEXAS CAPITAL BANCSHARES INC | $53,264,000 | – | 969,860 | +100.0% | 0.30% | – |
| TGE | Buy | TALLGRASS ENERGY GP, LP | $52,152,000 | +106.1% | 2,168,470 | +93.5% | 0.29% | -32.8% |
| APLP | Buy | ARCHROCK PARTNERS, L.P. | $48,468,000 | +117.4% | 3,292,666 | +100.0% | 0.27% | -29.2% |
| ET | Sell | ENERGY TRANSFER EQUITY, L.P. | $47,424,000 | -5.2% | 2,824,554 | -18.8% | 0.27% | -69.1% |
| PEGI | Buy | PATTERN ENERGY GROUP INC. | $47,172,000 | +100.7% | 2,097,490 | +105.0% | 0.26% | -34.6% |
| WRK | Buy | WESTROCK COMPANY | $46,672,000 | +134.5% | 962,702 | +88.0% | 0.26% | -23.6% |
| AXTA | Buy | AXALTA COATING SYSTEMS LTD | $46,692,000 | +116.1% | 1,651,634 | +102.8% | 0.26% | -29.6% |
| NYLD | Buy | NRG YIELD INC | $46,502,000 | +123.0% | 2,741,892 | +105.0% | 0.26% | -27.3% |
| DFS | Buy | DISCOVER FINANCIAL SERVICES | $45,542,000 | +93.0% | 805,344 | +82.9% | 0.26% | -36.9% |
| ESGR | Buy | ENSTAR GROUP LIMITED SHS | $44,126,000 | +110.1% | 268,294 | +106.9% | 0.25% | -31.5% |
| EPM | Buy | EVOLUTION PETROLEUM CORP | $43,958,000 | +129.6% | 6,999,696 | +100.0% | 0.25% | -25.2% |
| PCL | New | PLUM CREEK TIMBER | $42,950,000 | – | 1,021,649 | +100.0% | 0.24% | – |
| NFBK | Buy | NORTHFIELD BANCORP INC DEL COM | $42,388,000 | +429.8% | 3,296,085 | +511.0% | 0.24% | +72.5% |
| TECD | Buy | TECH DATA | $42,160,000 | +787.0% | 691,602 | +945.6% | 0.24% | +189.0% |
| UNP | Buy | UNION PACIFIC CORPORATION | $41,543,000 | +1051.7% | 260,004 | +529.0% | 0.23% | +275.8% |
| HOG | Buy | HARLEY DAVIDSON INCORPORATED | $41,207,000 | +43.6% | 783,275 | +23.6% | 0.23% | -53.2% |
| 4945SC | New | KINDER MORGAN ENERGY PARTNERS | $40,628,000 | – | 549,401 | +100.0% | 0.23% | – |
| SCHL | Buy | SCHOLASTIC CORPORATION | $39,878,000 | +45.9% | 1,013,196 | +46.8% | 0.22% | -52.4% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $38,196,000 | +738.4% | 421,227 | +1205.6% | 0.21% | +174.4% |
| AVT | New | AVNET INCORPORATED | $36,238,000 | – | 882,540 | +100.0% | 0.20% | – |
| JPM | Buy | JPMORGAN CHASE & CO | $35,871,000 | +977.2% | 580,692 | +983.7% | 0.20% | +252.6% |
| COG | Buy | CABOT OIL & GAS | $35,712,000 | +109.3% | 1,384,164 | +108.9% | 0.20% | -32.0% |
| SXEEQ | New | SOUTHCROSS ENERGY PARTNERS L.P | $35,214,000 | – | 2,077,560 | +100.0% | 0.20% | – |
| MTN | New | VAIL RESORTS INC. | $34,117,000 | – | 489,487 | +100.0% | 0.19% | – |
| NAP | Buy | NAVIOS MARITIME MIDSTREAM PART | $34,226,000 | +79.6% | 3,238,000 | +100.0% | 0.19% | -41.5% |
| HHC | Buy | HOWARD HUGHES CORP/THE | $34,288,000 | +112.5% | 299,450 | +112.1% | 0.19% | -30.9% |
| LDL | Buy | LYDALL INC. | $34,076,000 | +101.3% | 669,230 | +52.4% | 0.19% | -34.6% |
| FLO | New | FLOWERS FOODS INC | $33,622,000 | – | 2,223,696 | +100.0% | 0.19% | – |
| SYA | New | SYMETRA FINANCIAL INC | $33,562,000 | – | 1,693,364 | +100.0% | 0.19% | – |
| WPT | Buy | WORLD POINT TERMINALS, LP | $33,361,000 | +165.5% | 2,049,404 | +157.7% | 0.19% | -13.4% |
| SNA | New | SNAP ON INCORPORATED | $32,812,000 | – | 216,082 | +100.0% | 0.18% | – |
| CSU | Buy | CAPITAL SENIOR LIVING CORPORAT | $32,022,000 | +132.7% | 1,906,068 | +144.8% | 0.18% | -24.1% |
| MSFT | Buy | MICROSOFT CORP | $31,673,000 | +774.0% | 716,891 | +912.1% | 0.18% | +187.1% |
| CSWI | Buy | CSW INDUSTRIALS INC | $31,248,000 | +91.6% | 964,746 | +92.9% | 0.18% | -37.7% |
| SJM | Buy | SMUCKER J M COMPANY NEW | $31,074,000 | +876.6% | 316,811 | +1417.3% | 0.17% | +216.4% |
| HGGGQ | New | HHGREGG INC | $29,612,000 | – | 3,081,376 | +100.0% | 0.17% | – |
| PBFX | Buy | PBF LOGISTICS LP | $29,116,000 | +94.2% | 1,468,970 | +125.5% | 0.16% | -36.8% |
| STAR | New | ISTAR FINL INC COM | $28,934,000 | – | 1,960,323 | +100.0% | 0.16% | – |
| SCHN | New | SCHNITZER STEEL IND INC.cla | $28,679,000 | – | 994,079 | +100.0% | 0.16% | – |
| MDLZ | Buy | MONDELEZ INT'L INC | $28,008,000 | +600.2% | 764,056 | +769.4% | 0.16% | +127.5% |
| JNJ | Buy | JOHNSON & JOHNSON | $26,659,000 | +943.0% | 263,034 | +1148.3% | 0.15% | +240.9% |
| PEP | Buy | PEPSICO INCORPORATED | $26,380,000 | +590.6% | 302,981 | +740.3% | 0.15% | +124.2% |
| RTN | New | RAYTHEON | $25,737,000 | – | 260,522 | +100.0% | 0.14% | – |
| TESO | New | TESCO CORP COM | $25,476,000 | – | 1,377,101 | +100.0% | 0.14% | – |
| CBF | Buy | CAPITAL BANK FINANCIAL CORPORA | $25,068,000 | +69.7% | 780,694 | +52.2% | 0.14% | -44.7% |
| NPO | Buy | ENPRO INDUSTRIES | $24,006,000 | +157.0% | 422,500 | +100.8% | 0.14% | -16.1% |
| MDT | New | MEDTRONIC | $22,780,000 | – | 370,173 | +100.0% | 0.13% | – |
| VVI | Buy | VIAD CORP NEW | $22,435,000 | +3518.5% | 911,835 | +4458.3% | 0.13% | +1045.5% |
| ROST | New | ROSS STORES | $22,104,000 | – | 308,839 | +100.0% | 0.12% | – |
| NBHC | New | NATIONAL BANK HLDGS CORPcla | $21,916,000 | – | 1,091,961 | +100.0% | 0.12% | – |
| TRP | New | TRANSCANADA CORPORATION | $21,753,000 | – | 477,885 | +100.0% | 0.12% | – |
| YDKN | Buy | YADKIN FINANCIAL CORPORATION | $21,090,000 | +87.2% | 802,180 | +78.7% | 0.12% | -39.2% |
| ESL | New | ESTERLINE TECHNOLOGIES CORP | $20,662,000 | – | 271,730 | +100.0% | 0.12% | – |
| OILT | New | OILTANKING PARTNERS LP | $20,679,000 | – | 268,181 | +100.0% | 0.12% | – |
| IBM | New | INTL BUSINESS MACHINES | $20,222,000 | – | 105,053 | +100.0% | 0.11% | – |
| SBY | New | SILVER BAY RLTY TR CORP | $20,030,000 | – | 1,290,599 | +100.0% | 0.11% | – |
| GWW | Buy | GRAINGER W.W. | $19,862,000 | +4651.7% | 78,612 | +4174.7% | 0.11% | +1500.0% |
| ADUS | Buy | ADDUS HOMECARE CORP. | $19,772,000 | +223.8% | 755,808 | +115.7% | 0.11% | +5.7% |
| MCD | New | MCDONALDS CORP | $19,564,000 | – | 199,568 | +100.0% | 0.11% | – |
| NEP | Buy | NEXTERA ENERGY PARTNERS, LP | $19,362,000 | +88.6% | 692,270 | +104.9% | 0.11% | -38.4% |
| UL | New | UNILEVER PLC ADR (NEW) | $17,884,000 | – | 418,047 | +100.0% | 0.10% | – |
| L | New | LOEWS | $17,336,000 | – | 393,558 | +100.0% | 0.10% | – |
| GATX | New | GATX CORP | $17,295,000 | – | 254,789 | +100.0% | 0.10% | – |
| WMT | New | WAL-MART STORES | $17,065,000 | – | 223,274 | +100.0% | 0.10% | – |
| UTX | New | UNITED TECHNOLOGIES | $16,843,000 | – | 144,152 | +100.0% | 0.10% | – |
| JPEP | Buy | JP ENERGY PARTNERS LP | $16,702,000 | +75.3% | 2,256,960 | +100.0% | 0.09% | -42.7% |
| USB | New | US BANCORP | $16,764,000 | – | 391,134 | +100.0% | 0.09% | – |
| ARCX | Buy | ARC LOGISTICS PARTNERS LP | $16,332,000 | +131.5% | 1,085,190 | +100.0% | 0.09% | -24.6% |
| NGLS | New | TARGA RESOURCES PARTNERS LP | $16,004,000 | – | 284,472 | +100.0% | 0.09% | – |
| ECR | Buy | ECLIPSE RESOURCES CORP | $16,104,000 | +105.8% | 4,894,784 | +108.9% | 0.09% | -33.3% |
| PBPB | Buy | POTBELLY CORP | $15,910,000 | +96.6% | 1,279,958 | +98.4% | 0.09% | -36.0% |
| VCSH | Buy | VANGUARD S/T CORP BOND ETF | $15,700,000 | +96.8% | 194,920 | +97.5% | 0.09% | -35.8% |
| LUK | New | LEUCADIA NATL CORP | $15,301,000 | – | 768,922 | +100.0% | 0.09% | – |
| RRMS | Buy | ROSE ROCK MIDSTREAM L.P. | $15,161,000 | +708.2% | 365,395 | +413.9% | 0.08% | +165.6% |
| KMIPRA | New | KMI 9.75 10/26/2018 PFDprd | $14,916,000 | – | 297,900 | +100.0% | 0.08% | – |
| NBLX | New | NOBLE MIDSTREAM PARTNERS LP | $13,920,000 | – | 498,920 | +100.0% | 0.08% | – |
| RMP | Buy | RICE MIDSTREAM PARTNERS LP | $13,884,000 | +131.2% | 572,260 | +94.6% | 0.08% | -24.3% |
| AMID | Buy | AMERICAN MIDSTREAM PARTNERS, L | $13,764,000 | +149.7% | 931,936 | +100.0% | 0.08% | -18.9% |
| IPHS | New | INNOPHUS HOLDINGS INC. | $13,543,000 | – | 238,850 | +100.0% | 0.08% | – |
| NI | New | NISOURCE | $13,238,000 | – | 372,576 | +100.0% | 0.07% | – |
| MSI | New | MOTOROLA SOLUTIONS INC COM NE | $12,882,000 | – | 200,375 | +100.0% | 0.07% | – |
| PTXP | Buy | PENNTEX MIDSTREAM PARTNERS, LP | $12,898,000 | +122.7% | 743,000 | +100.0% | 0.07% | -28.0% |
| PSTB | New | PARK STERLING CORP | $12,194,000 | – | 1,501,838 | +100.0% | 0.07% | – |
| LF | New | LEAP FROG ENTERPRISE | $11,583,000 | – | 1,544,400 | +100.0% | 0.06% | – |
| HEP | Buy | HOLLY ENERGY PARTNERS, L.P. | $11,338,000 | +71.5% | 335,439 | +75.8% | 0.06% | -43.9% |
| CVS | Buy | CVS HEALTH CORPORATION | $11,046,000 | +113.9% | 124,134 | +130.1% | 0.06% | -30.3% |
| VRTV | New | VERITIV CORP | $10,566,000 | – | 210,616 | +100.0% | 0.06% | – |
| QEPM | New | QEP MIDSTREAM PARTNERS LP | $10,593,000 | – | 453,086 | +100.0% | 0.06% | – |
| DVY | Buy | ISHARES SELECT DIVIDEND ETFdj sel div inx | $10,303,000 | +187.0% | 126,300 | +200.0% | 0.06% | -6.5% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DEL CL | $9,894,000 | +95.1% | 68,486 | +95.6% | 0.06% | -35.6% |
| VLP | New | VALERO ENERGY PARTNERS LP | $9,940,000 | – | 251,050 | +100.0% | 0.06% | – |
| WEN | Sell | WENDYS | $9,954,000 | +4.2% | 921,624 | -7.2% | 0.06% | -66.1% |
| TEL | Buy | TE CONNECTIVITY LTD REG SHS | $8,935,000 | +127.4% | 138,852 | +101.8% | 0.05% | -26.5% |
| PCN | Buy | PIMCO CORP & INCOME STRATEGY F | $8,150,000 | +458.6% | 505,125 | +431.8% | 0.05% | +84.0% |
| PDCE | Buy | PDC ENERGY INCORPORATED | $7,978,000 | +3065.9% | 127,458 | +2810.0% | 0.04% | +1025.0% |
| APU | Buy | AMERIGAS PARTNERS, L.P. | $7,676,000 | +95.6% | 168,098 | +100.0% | 0.04% | -36.8% |
| HAS | Buy | HASBRO | $7,748,000 | +227.5% | 115,214 | +308.9% | 0.04% | +4.9% |
| MDT | Buy | MEDTRONIC PLC SHARES | $7,496,000 | +94.0% | 86,756 | +94.8% | 0.04% | -37.3% |
| CMCSA | Buy | COMCAST CORPORATION NEW CLASS | $7,510,000 | +96.5% | 113,210 | +93.1% | 0.04% | -36.4% |
| GLP | Buy | GLOBAL PARTNERS LP | $7,293,000 | +144.7% | 446,395 | +105.4% | 0.04% | -19.6% |
| AXP | Buy | AMERICAN EXPRESS COMPANY | $7,092,000 | +111.8% | 110,728 | +100.9% | 0.04% | -31.0% |
| SLRC | Buy | SOLAR CAP LTD COM | $7,180,000 | +350.2% | 342,563 | +309.1% | 0.04% | +48.1% |
| GLOP | Buy | GASLOG PARTNERS LP | $6,458,000 | +129.6% | 296,400 | +100.0% | 0.04% | -25.0% |
| AIG | Buy | AMERICAN INTERNATIONAL GROUP I | $6,204,000 | +117.0% | 104,538 | +93.4% | 0.04% | -28.6% |
| FOX | Buy | TWENTY FIRST CENTY FOX INC CL | $6,042,000 | +122.1% | 244,180 | +144.5% | 0.03% | -27.7% |
| GILD | Buy | GILEAD SCIENCES INCORPORATED | $5,539,000 | +93.7% | 70,262 | +104.9% | 0.03% | -36.7% |
| CAH | Buy | CARDINAL HEALTH INCORPORATED | $5,390,000 | +97.7% | 69,368 | +98.5% | 0.03% | -36.2% |
| SLCA | New | US SILICA HOLDILNGS INC. | $5,229,000 | – | 137,000 | +100.0% | 0.03% | – |
| Buy | MCRAE INDS INC CL A | $5,235,000 | +358.4% | 186,203 | +291.3% | 0.03% | +45.0% | |
| TA | New | TRAVELCENTERS OF AMERICA | $4,988,000 | – | 612,004 | +100.0% | 0.03% | – |
| HTGC | Buy | HERCULES TECHNOLOGY GROWTH CAP | $5,002,000 | +226.5% | 366,474 | +197.1% | 0.03% | +7.7% |
| TCAP | Buy | TRIANGLE CAP CORP COM | $4,820,000 | +248.3% | 232,419 | +225.4% | 0.03% | +12.5% |
| REN | New | RESOLUTE ENERGY CORP | $4,866,000 | – | 675,840 | +100.0% | 0.03% | – |
| RSP | Buy | GUGGENHEIM ETF TRUST S&P 500 Egug s&p500 eq wt | $4,651,000 | +244.3% | 58,233 | +246.4% | 0.03% | +13.0% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $4,705,000 | +181.7% | 93,330 | +212.2% | 0.03% | -10.3% |
| ARCC | Buy | ARES CAPITAL CORP | $4,456,000 | +217.8% | 287,538 | +191.3% | 0.02% | +4.2% |
| HXL | Buy | HEXCEL CORPORATION | $4,534,000 | +109.6% | 102,332 | +97.0% | 0.02% | -32.4% |
| SGC | Buy | SUPERIOR UNIFORM GROUP | $4,457,000 | +527.7% | 277,918 | +647.0% | 0.02% | +108.3% |
| CVX | Buy | CHEVRON CORPORATION NEW | $4,248,000 | +94.4% | 41,274 | +98.0% | 0.02% | -36.8% |
| ZINCQ | New | HORSEHEAD HLDG CORP COM | $4,194,000 | – | 249,355 | +100.0% | 0.02% | – |
| WFC | New | WELLS FARGO | $4,326,000 | – | 97,497 | +100.0% | 0.02% | – |
| ESTE | Buy | EARTHSTONE ENERGY INC. | $4,024,000 | +86.6% | 467,940 | +134.0% | 0.02% | -37.8% |
| MRCC | Buy | MONROE CAP CORP COM | $4,134,000 | +364.5% | 276,369 | +360.6% | 0.02% | +53.3% |
| TLP | Buy | TRANSMONTAIGNE PARTNERS L.P. | $4,073,000 | +77.4% | 98,716 | +76.6% | 0.02% | -42.5% |
| SEMG | New | SEMGROUP CORP | $4,090,000 | – | 115,702 | +100.0% | 0.02% | – |
| VCIT | Buy | VANGUARD INTERMEDIATE-TERM COR | $3,928,000 | +22.9% | 43,860 | +22.7% | 0.02% | -60.0% |
| GBDC | Buy | GOLUB CAP BDC INC COM | $3,956,000 | +391.4% | 217,270 | +387.9% | 0.02% | +57.1% |
| GSBD | Buy | GOLDMAN SACHS BDC INC. | $3,956,000 | +179.6% | 181,698 | +156.7% | 0.02% | -8.3% |
| FSK | Buy | FSI CORPORATION | $3,972,000 | +187.4% | 419,448 | +174.6% | 0.02% | -8.3% |
| LAYN | Buy | LAYNE CHRISTENSEN CO | $3,735,000 | +273.5% | 364,096 | +194.9% | 0.02% | +23.5% |
| TCPC | Buy | TCP CAP CORP COM | $3,664,000 | +362.6% | 222,978 | +330.2% | 0.02% | +50.0% |
| TPCA | Buy | TROPICANA ENTERTAINMENT | $3,553,000 | +243.0% | 163,740 | +208.2% | 0.02% | +11.1% |
| NMFC | New | NEW MTN FIN CORP COM | $3,619,000 | – | 258,524 | +100.0% | 0.02% | – |
| FUR | New | WINTHROP REALTY TR NEW REIT | $3,364,000 | – | 290,275 | +100.0% | 0.02% | – |
| HYS | New | PIMCO ETF TR0-5 high yield | $3,206,000 | – | 30,071 | +100.0% | 0.02% | – |
| STBZ | New | STATE BANK FINL CORP | $3,125,000 | – | 176,634 | +100.0% | 0.02% | – |
| OAK | Buy | OAKTREE CAPITAL GROUP | $3,156,000 | +166.6% | 68,592 | +159.3% | 0.02% | -10.0% |
| T | Buy | A T & T INC NEW | $3,172,000 | +87.9% | 78,114 | +99.9% | 0.02% | -37.9% |
| OME | New | OMEGA PROTEIN CORP | $3,134,000 | – | 259,635 | +100.0% | 0.02% | – |
| MVC | New | MVC CAPITAL INC. | $3,036,000 | – | 224,080 | +100.0% | 0.02% | – |
| MAIN | Buy | MAIN STREET CAPITAL CORP COM | $2,942,000 | +310.9% | 86,950 | +298.9% | 0.02% | +41.7% |
| KCG | Buy | KCG HOLDINGS INC. CL A | $2,946,000 | +116.0% | 189,760 | +85.1% | 0.02% | -26.1% |
| EQT | Buy | EQT CORPORATION | $2,792,000 | +88.0% | 38,452 | +100.5% | 0.02% | -38.5% |
| IGIB | Buy | ISHARES INTERMEDIATE CREDIT BO | $2,896,000 | +2.6% | 26,000 | +2.5% | 0.02% | -67.3% |
| DOL | Buy | WISDOM TREE INTL LV DVD FUND | $2,796,000 | +109.0% | 64,640 | +100.0% | 0.02% | -30.4% |
| RAFI | Buy | REGENCY AFFILIATES INC COM PAR | $2,845,000 | +268.0% | 285,125 | +233.7% | 0.02% | +23.1% |
| VVV | New | VALVOLINE INC | $2,606,000 | – | 110,980 | +100.0% | 0.02% | – |
| TRN | New | TRINITY INDUSTRIES | $2,630,000 | – | 36,494 | +100.0% | 0.02% | – |
| MO | Buy | ALTRIA GROUP INC | $2,624,000 | +83.4% | 41,486 | +100.0% | 0.02% | -40.0% |
| BX | Buy | THE BLACKSTONE GROUP LP | $2,636,000 | +162.5% | 98,274 | +140.1% | 0.02% | -11.8% |
| TGP | Buy | TEEKAY LNG PARTNERS LP | $2,515,000 | +179.4% | 162,300 | +102.9% | 0.01% | -12.5% |
| CPTA | Buy | CAPITALA FINANCE CORPORATION | $2,572,000 | +105.1% | 196,196 | +119.0% | 0.01% | -36.4% |
| VTR | Buy | VENTAS INC. | $2,457,000 | +98.8% | 34,954 | +105.9% | 0.01% | -33.3% |
| SVIN | Buy | SCHEID VINEYARDS INC CL A | $2,436,000 | +239.7% | 84,950 | +228.4% | 0.01% | +16.7% |
| BECN | Buy | BEACON ROOFING SUPPLY INC | $2,426,000 | +80.2% | 57,682 | +94.9% | 0.01% | -39.1% |
| TSRE | New | TRADE STREET RESIDENTIAL INC | $2,449,000 | – | 323,140 | +100.0% | 0.01% | – |
| AMJ | New | JPMORGAN ALERIAN MLP INDEX ETN | $2,392,000 | – | 75,910 | +100.0% | 0.01% | – |
| MCC | New | MEDLEY CAP CORPORATION | $2,260,000 | – | 252,446 | +100.0% | 0.01% | – |
| TECU | New | TECUMSEH PRODS CO | $2,277,000 | – | 329,972 | +100.0% | 0.01% | – |
| PG | New | PROCTER & GAMBLE | $2,242,000 | – | 27,814 | +100.0% | 0.01% | – |
| MPET | New | MAGELLAN PETROLEUM CORP | $2,338,000 | – | 1,646,316 | +100.0% | 0.01% | – |
| PPBI | New | PACIFIC PREMIER BANCORP | $2,372,000 | – | 146,993 | +100.0% | 0.01% | – |
| AGM | Buy | FEDERAL AGRICULTURAL MORTGAGE | $2,134,000 | +96.5% | 54,030 | +73.3% | 0.01% | -36.8% |
| AWX | Buy | AVALON HLDGS CORP CL A | $2,216,000 | +153.3% | 751,406 | +100.0% | 0.01% | -20.0% |
| AINV | Buy | APOLLO INVESTMENT CORPORATION | $1,988,000 | +148.2% | 342,888 | +137.3% | 0.01% | -21.4% |
| TSLX | Buy | TPG SPECIALTY LENDING INC. | $1,962,000 | +190.2% | 108,354 | +166.2% | 0.01% | -8.3% |
| SWN | Buy | SOUTHWESTERN ENERGY COMPANY | $1,975,000 | +726.4% | 69,639 | +266.0% | 0.01% | +175.0% |
| GLT | New | GLATFELTER PH CO. | $1,955,000 | – | 71,810 | +100.0% | 0.01% | – |
| PTY | New | PIMCO CORP & INC OPPTY FUND | $2,024,000 | – | 112,095 | +100.0% | 0.01% | – |
| XOP | Buy | SPDR S&P OIL & GAS EXP | $1,928,000 | +121.1% | 50,120 | +100.0% | 0.01% | -26.7% |
| FDUS | Buy | FIDUS INVT CORP COM | $1,908,000 | +243.2% | 121,112 | +232.5% | 0.01% | +10.0% |
| AAPL | Buy | APPLE INC | $2,000,000 | +135.8% | 17,694 | +99.5% | 0.01% | -26.7% |
| NFG | Buy | NATIONAL FUEL GAS | $1,761,000 | +582.6% | 27,210 | +500.7% | 0.01% | +150.0% |
| SFE | New | SAFEGUARD SCIENTIFICS | $1,839,000 | – | 82,910 | +100.0% | 0.01% | – |
| VULC | New | VULCAN INTL CORP | $1,807,000 | – | 47,560 | +100.0% | 0.01% | – |
| TCRD | Buy | THL CREDIT INC COM | $1,730,000 | +114.6% | 157,434 | +117.4% | 0.01% | -28.6% |
| EBSB | New | MERIDIAN INTERSTATE BANC | $1,649,000 | – | 64,502 | +100.0% | 0.01% | – |
| MLR | New | MILLER INDUSTRIES NEW | $1,596,000 | – | 81,725 | +100.0% | 0.01% | – |
| HBOS | New | HERITAGE FINANCIAL NEW | $1,639,000 | – | 83,410 | +100.0% | 0.01% | – |
| GCBC | Buy | GREENE CNTY BANCORP INC | $1,637,000 | +374.5% | 79,164 | +273.6% | 0.01% | +50.0% |
| ORIT | New | ORITANI FINANCIAL NEW | $1,544,000 | – | 97,660 | +100.0% | 0.01% | – |
| RDSB | New | ROYAL DUTCH SHELL PLC SPON ADR | $1,573,000 | – | 20,132 | +100.0% | 0.01% | – |
| BLMC | Buy | BILOXI MARSH LDS CORP COM | $1,590,000 | +46.4% | 132,478 | +100.0% | 0.01% | -52.6% |
| CSD | Buy | CLAYMORE EXCHANGE TRD FD TR GU | $1,594,000 | +117.5% | 37,158 | +100.0% | 0.01% | -30.8% |
| BGC | Buy | GENERAL CABLE | $1,558,000 | +63.0% | 104,010 | +38.3% | 0.01% | -43.8% |
| Buy | SYMPHONY INTERNATIONAL HOLDING | $1,337,000 | +98.7% | 1,743,696 | +98.5% | 0.01% | -33.3% | |
| GPT | New | GRAMERCY PROPERTY TRUST INC. | $1,342,000 | – | 260,170 | +100.0% | 0.01% | – |
| HEIA | Buy | HEICO CORPORATION | $1,452,000 | +125.5% | 24,000 | +100.0% | 0.01% | -27.3% |
| OXF | New | OXFORD RESOURCE PARTNERS LP | $1,442,000 | – | 1,074,615 | +100.0% | 0.01% | – |
| DLN | Buy | WISDOMTREE LARGECAP DIV LARGEC | $1,455,000 | +176.6% | 19,600 | +182.4% | 0.01% | -11.1% |
| IMOS | New | CHIPMOS TECHNOLOGIES | $1,388,000 | – | 70,126 | +100.0% | 0.01% | – |
| PFF | Buy | ISHARES S&P US PFD STOCK INDEXus pfd stk idx | $1,392,000 | +507.9% | 35,519 | +519.0% | 0.01% | +100.0% |
| HCSG | New | HEALTHCARE SERVICES GROUP INC | $1,300,000 | – | 44,739 | +100.0% | 0.01% | – |
| QEP | Buy | QEP RESOURCES INCORPORATED | $1,259,000 | +454.6% | 51,430 | +300.2% | 0.01% | +75.0% |
| EQCPRD | Buy | EQUITY COMMONWEALTH 6.50% PFDcnv | $1,246,000 | +107.3% | 46,000 | +100.0% | 0.01% | -30.0% |
| MSGS | Sell | MADISON SQUARE GARDEN CO- A | $1,190,000 | -11.1% | 7,024 | -9.5% | 0.01% | -69.6% |
| POWL | New | POWELL INDS | $1,234,000 | – | 19,040 | +100.0% | 0.01% | – |
| SO | New | THE SOUTHERN COMPANY | $1,164,000 | – | 26,487 | +100.0% | 0.01% | – |
| AAWW | New | ATLAS AIR WORLDWIDE HOLDINGS I | $1,216,000 | – | 28,400 | +100.0% | 0.01% | – |
| SUNS | New | SOLAR SR CAP LTD COM | $1,114,000 | – | 65,089 | +100.0% | 0.01% | – |
| MRK | Buy | MERCK & CO INC NEW | $1,069,000 | +222.0% | 17,685 | +206.7% | 0.01% | 0.0% |
| ACN | Buy | ACCENTURE PLC | $998,000 | +117.9% | 8,162 | +101.7% | 0.01% | -25.0% |
| RSYS | Buy | RADISYS CORPORATION | $1,154,000 | +52.6% | 215,898 | +28.0% | 0.01% | -53.8% |
| VSTO | Buy | VISTA OUTDOOR INC. | $1,044,000 | +67.0% | 26,200 | +100.0% | 0.01% | -45.5% |
| DUK | Buy | DUKE ENERGY CORP NEW | $982,000 | +87.0% | 12,264 | +100.3% | 0.01% | -33.3% |
| SUP | New | SUPERIOR INDUSTRIES INTL | $983,000 | – | 47,980 | +100.0% | 0.01% | – |
| REXX | New | REX ENERGY CORPORATION COM | $1,115,000 | – | 59,600 | +100.0% | 0.01% | – |
| PNNT | New | PENNANTPARK INVT CORP COM | $1,115,000 | – | 100,929 | +100.0% | 0.01% | – |
| AB | Buy | ALLIANCEBERNSTEIN HLDG UNIT LT | $1,116,000 | +95.8% | 48,920 | +100.0% | 0.01% | -40.0% |
| BKCC | Buy | BLACKROCK KELSO CAPITAL CORPCO | $1,050,000 | +96.6% | 126,894 | +84.8% | 0.01% | -33.3% |
| PRIM | New | PRIMORIS SVCS CORP COM | $1,098,000 | – | 53,254 | +100.0% | 0.01% | – |
| KRFT | New | KRAFT FOODS GROUP | $988,000 | – | 17,618 | +100.0% | 0.01% | – |
| RICE | Buy | RICE ENERGY INCORPORATED | $944,000 | +137.2% | 36,160 | +100.0% | 0.01% | -28.6% |
| ATNI | Sell | ATN INTERNATIONAL INC | $918,000 | -91.6% | 14,100 | -90.0% | 0.01% | -97.3% |
| TICC | New | TICC CAPITAL CORP COM | $903,000 | – | 92,373 | +100.0% | 0.01% | – |
| PSX | New | PHILLIPS 66 | $841,000 | – | 10,911 | +100.0% | 0.01% | – |
| MOFG | New | MIDWESTONE FINL GRP NEW | $909,000 | – | 36,034 | +100.0% | 0.01% | – |
| GSK | New | GLAXOSMITHKLINE PLC SPONSORED | $894,000 | – | 16,740 | +100.0% | 0.01% | – |
| ESP | Buy | ESPEY MFG & ELECTRS CORP COM | $976,000 | +94.4% | 38,612 | +100.0% | 0.01% | -44.4% |
| HLS | Sell | HEALTHSOUTH CORPORATION | $868,000 | -96.1% | 21,380 | -96.3% | 0.01% | -98.7% |
| BACPRL | Buy | BANK OF AMERICA CORPORATION 7.cnv | $854,000 | +104.3% | 700 | +100.0% | 0.01% | -28.6% |
| OPB | Sell | OPUS BANK | $968,000 | -4.2% | 27,360 | -8.4% | 0.01% | -70.6% |
| CVR | Buy | CHICAGO RIVET & MACHINE COMPAN | $842,000 | +111.6% | 29,510 | +100.0% | 0.01% | -28.6% |
| GTI | New | GRAFTECH INTERNATIONAL LTD | $962,000 | – | 88,100 | +100.0% | 0.01% | – |
| PSEC | New | PROSPECT CAPITAL CORPORATIONCO | $894,000 | – | 82,820 | +100.0% | 0.01% | – |
| PSEM | New | PERICOM SEMICONDUCTOR CORP | $946,000 | – | 120,820 | +100.0% | 0.01% | – |
| POT | New | POTASH CORP SASK INC COM | $854,000 | – | 23,570 | +100.0% | 0.01% | – |
| XLE | Buy | ENERGY SELECT SECTOR SPDR FUND | $830,000 | +107.0% | 11,760 | +100.0% | 0.01% | -28.6% |
| OMN | New | OMNOVA SOLUTIONS | $882,000 | – | 104,600 | +100.0% | 0.01% | – |
| MMM | Buy | 3M CO | $958,000 | +100.4% | 5,434 | +99.2% | 0.01% | -37.5% |
| BCE | Buy | BCE | $808,000 | +95.2% | 17,512 | +100.0% | 0.01% | -28.6% |
| OIH | Buy | OIL SERVICE HOLDRS TRUST | $760,000 | +100.0% | 25,980 | +100.0% | 0.00% | -42.9% |
| HELE | Sell | HELEN OF TROY LTD. | $776,000 | -19.8% | 9,000 | -4.3% | 0.00% | -76.5% |
| DEO | Buy | DIAGEO PLC - SPONS ADRadr | $656,000 | +105.6% | 5,646 | +100.0% | 0.00% | -20.0% |
| THS | Sell | TREEHOUSE FOODS INC | $714,000 | -41.6% | 8,200 | -31.1% | 0.00% | -81.0% |
| KHC | Buy | THE KRAFT HEINZ COMPANY | $710,000 | +101.1% | 7,932 | +98.5% | 0.00% | -33.3% |
| TTI | New | TETRA TECHNOLOGIES INC. | $704,000 | – | 55,000 | +100.0% | 0.00% | – |
| DW | New | DREW INDUSTRIES INC | $756,000 | – | 7,708 | +100.0% | 0.00% | – |
| MWW | New | MONSTER WORLDWIDE INC | $733,000 | – | 98,000 | +100.0% | 0.00% | – |
| FITB | Buy | FIFTH THIRD BANCORP | $696,000 | +131.2% | 34,026 | +98.9% | 0.00% | -20.0% |
| AIRM | New | AIR METHODS CORP | $766,000 | – | 24,310 | +100.0% | 0.00% | – |
| NULM | New | NEW ULM TELECOM INC CAP STK | $775,000 | – | 112,584 | +100.0% | 0.00% | – |
| GIS | Buy | GENERAL MILLS | $725,000 | +156.2% | 12,158 | +206.0% | 0.00% | -20.0% |
| NS | Buy | NUSTAR ENERGY L.P. | $670,000 | +100.6% | 13,530 | +101.5% | 0.00% | -33.3% |
| UHAL | Buy | AMERCO INCORPORATED | $762,000 | +73.2% | 2,352 | +100.0% | 0.00% | -50.0% |
| SCI | New | SERVICE CORP INTERNATIONAL | $657,000 | – | 33,040 | +100.0% | 0.00% | – |
| GLDD | New | GREAT LAKES DREDGE & DOCK COCO | $775,000 | – | 84,900 | +100.0% | 0.00% | – |
| HRG | Buy | HRG GROUP INC | $772,000 | +128.4% | 49,180 | +100.0% | 0.00% | -33.3% |
| IHC | New | INDEPENDENCE HOLDINGS CO | $736,000 | – | 54,830 | +100.0% | 0.00% | – |
| PATK | New | PATRICK INDUSTRIES | $746,000 | – | 12,052 | +100.0% | 0.00% | – |
| RGP | New | REGENCY ENERGY PARTNERS | $643,000 | – | 23,640 | +100.0% | 0.00% | – |
| LRN | Buy | K12 INC. | $512,000 | +309.6% | 30,000 | +200.0% | 0.00% | +50.0% |
| XOM | Buy | EXXON MOBIL CORPORATION | $476,000 | +88.9% | 5,456 | +103.1% | 0.00% | -25.0% |
| ERC | New | WELLS FARGO ADVANTAGE MULTI CO | $550,000 | – | 37,950 | +100.0% | 0.00% | – |
| MEP | New | MIDCOAST ENERGY PARTNERS LP | $516,000 | – | 25,000 | +100.0% | 0.00% | – |
| CNTY | Sell | CENTURY CASINOS INC. | $454,000 | -13.2% | 65,600 | -21.8% | 0.00% | -66.7% |
| MLM | New | MARTIN MARIETTA MATERIALS | $474,000 | – | 2,788 | +100.0% | 0.00% | – |
| STRL | Buy | STERLING CONSTRUCTION CO | $594,000 | +201.5% | 76,800 | +91.0% | 0.00% | 0.0% |
| TPVG | New | TRIPLEPOINT VENTURE GROWTH | $607,000 | – | 37,400 | +100.0% | 0.00% | – |
| PFLT | New | PENNANTPARK FLOATING RATE CACO | $502,000 | – | 36,360 | +100.0% | 0.00% | – |
| JCS | Buy | COMMUNICATIONS SYS INC | $520,000 | +36.5% | 109,356 | +100.0% | 0.00% | -57.1% |
| MFIN | New | MEDALLION FINL CORP COM | $490,000 | – | 37,060 | +100.0% | 0.00% | – |
| ATTO | Buy | ATENTO SA | $550,000 | +90.3% | 64,872 | +100.0% | 0.00% | -40.0% |
| CO | Buy | CHINA CORD BLOOD CORPORATION | $478,000 | +77.7% | 93,682 | +100.0% | 0.00% | -40.0% |
| MGPI | New | MGP INGREDIENTS INCORPORATED | $522,000 | – | 12,886 | +100.0% | 0.00% | – |
| New | GARRISON CAP INC COM | $514,000 | – | 36,405 | +100.0% | 0.00% | – | |
| NTRS | New | NORTHERN TRUST | $418,000 | – | 6,383 | +100.0% | 0.00% | – |
| SCM | New | STELLUS CAPITAL INVESTMENT COR | $400,000 | – | 27,790 | +100.0% | 0.00% | – |
| IRGTQ | Sell | IGNITE RESTAURANT GROUP INC CO | $326,000 | -71.4% | 493,274 | -32.4% | 0.00% | -90.0% |
| NEE | New | NEXTERA ENERGY INC | $302,000 | – | 3,154 | +100.0% | 0.00% | – |
| PFSW | New | PFSWEB INC COM NEW | $378,000 | – | 42,000 | +100.0% | 0.00% | – |
| FTR | Buy | FRONTIER COMMUNICATIONS | $114,000 | +93.2% | 27,390 | +131.3% | 0.00% | 0.0% |
| RJF | New | RAYMOND JAMES FIN. | $138,000 | – | 2,459 | +100.0% | 0.00% | – |
| V | New | VISA INC | $98,000 | – | 455 | +100.0% | 0.00% | – |
| CHK | Buy | CHESAPEAKE ENERGY | $126,000 | +106.6% | 20,014 | +39.9% | 0.00% | 0.0% |
| PM | New | PHILIP MORRIS INTL INC | $149,000 | – | 1,817 | +100.0% | 0.00% | – |
| TGT | New | TARGET | $189,000 | – | 3,126 | +100.0% | 0.00% | – |
| LMNR | New | LIMONEIRA CO | $126,000 | – | 5,548 | +100.0% | 0.00% | – |
| New | SISTEMA JSFC GDR | $139,000 | – | 6,171 | +100.0% | 0.00% | – | |
| SDLP | New | SEADRILL PARTNERS LLC | $210,000 | – | 7,000 | +100.0% | 0.00% | – |
| MRTN | New | MARTEN TRANSPORT LTD | $226,000 | – | 10,500 | +100.0% | 0.00% | – |
| BPOP | New | POPULAR INC. | $232,000 | – | 7,500 | +100.0% | 0.00% | – |
| SUSP | New | SUSSER PETROLEUM PARTNERS LP | $130,000 | – | 3,700 | +100.0% | 0.00% | – |
| HUM | New | HUMANA | $138,000 | – | 1,228 | +100.0% | 0.00% | – |
| SF | New | STIFEL FINANCIAL CORP. | $215,000 | – | 4,320 | +100.0% | 0.00% | – |
| PAYX | New | PAYCHEX | $100,000 | – | 2,356 | +100.0% | 0.00% | – |
| ENSV | Buy | ENSERVCO CORP. | $96,000 | +128.6% | 163,800 | +143.8% | 0.00% | 0.0% |
| GHC | New | GRAHAM HLDGS CO COM | $134,000 | – | 191 | +100.0% | 0.00% | – |
| SLB | New | SCHLUMBERGER NV | $128,000 | – | 1,310 | +100.0% | 0.00% | – |
| MA | New | MASTERCARD INC CLASS A | $129,000 | – | 1,730 | +100.0% | 0.00% | – |
| KLIC | New | KULICKE & SOFFA INDUSTRIES | $128,000 | – | 10,167 | +100.0% | 0.00% | – |
| WFCWS | New | WELLS FARGO & CO NEWw exp 10/28/201 | $56,000 | – | 3,000 | +100.0% | 0.00% | – |
| DIS | New | WALT DISNEY | $68,000 | – | 855 | +100.0% | 0.00% | – |
| GD | New | GENERAL DYNAMICS | $69,000 | – | 630 | +100.0% | 0.00% | – |
| GE | New | GENERAL ELECTRIC CO | $78,000 | – | 3,008 | +100.0% | 0.00% | – |
| GGP | New | GENERAL GROWTH PROP. | $68,000 | – | 3,108 | +100.0% | 0.00% | – |
| GM | New | GENERAL MOTORS | $66,000 | – | 1,908 | +100.0% | 0.00% | – |
| GPC | New | GENUINE PARTS | $68,000 | – | 786 | +100.0% | 0.00% | – |
| GNW | New | GENWORTH FINANCIAL | $79,000 | – | 4,441 | +100.0% | 0.00% | – |
| GS | New | GOLDMAN SACHS | $68,000 | – | 414 | +100.0% | 0.00% | – |
| GT | New | GOODYEAR TIRE & RUBBER | $67,000 | – | 2,575 | +100.0% | 0.00% | – |
| GOOG | New | GOOGLE INC CLASS C | $64,000 | – | 57 | +100.0% | 0.00% | – |
| GOV | New | GOVERNMENT PPTYS INCOME TR COM | $66,000 | – | 2,630 | +100.0% | 0.00% | – |
| HCP | New | HCP INC | $69,000 | – | 1,777 | +100.0% | 0.00% | – |
| HAL | New | HALLIBURTON | $71,000 | – | 1,211 | +100.0% | 0.00% | – |
| HAR | New | HARMAN INTERNATIONAL | $70,000 | – | 661 | +100.0% | 0.00% | – |
| TINY | New | HARRIS & HARRIS GROUP INC | $5,000 | – | 1,500 | +100.0% | 0.00% | – |
| HRS | New | HARRIS | $68,000 | – | 936 | +100.0% | 0.00% | – |
| HIG | New | HARTFORD FINANCIAL SVCS GRP | $69,000 | – | 1,964 | +100.0% | 0.00% | – |
| HCN | New | HEALTH CARE REIT INC. | $70,000 | – | 1,171 | +100.0% | 0.00% | – |
| HP | New | HELMERICH & PAYNE | $75,000 | – | 698 | +100.0% | 0.00% | – |
| HSY | New | HERSHEY CO. | $68,000 | – | 651 | +100.0% | 0.00% | – |
| HES | New | HESS CORP | $71,000 | – | 860 | +100.0% | 0.00% | – |
| HPQ | New | HEWLETT-PACKARD | $75,000 | – | 2,313 | +100.0% | 0.00% | – |
| HD | New | HOME DEPOT | $67,000 | – | 842 | +100.0% | 0.00% | – |
| HON | New | HONEYWELL INTERNATIONAL | $68,000 | – | 731 | +100.0% | 0.00% | – |
| HRL | New | HORMEL FOODS | $72,000 | – | 1,453 | +100.0% | 0.00% | – |
| HSP | New | HOSPIRA INC. | $69,000 | – | 1,594 | +100.0% | 0.00% | – |
| HST | New | HOST HOTELS & RESORTS INC. | $71,000 | – | 3,492 | +100.0% | 0.00% | – |
| HCBK | New | HUDSON CITY BANCORP INC | $72,000 | – | 7,279 | +100.0% | 0.00% | – |
| HBAN | New | HUNTINGTON BANCSHARES | $72,000 | – | 7,248 | +100.0% | 0.00% | – |
| ITW | New | ILLINOIS TOOL WORKS INC | $68,000 | – | 834 | +100.0% | 0.00% | – |
| INTC | New | INTEL | $72,000 | – | 2,792 | +100.0% | 0.00% | – |
| P105PS | New | INTEGRYS ENERGY GROUP INC | $72,000 | – | 1,205 | +100.0% | 0.00% | – |
| ICE | New | INTERCONTINENTALEXCHANGE | $65,000 | – | 330 | +100.0% | 0.00% | – |
| IFF | New | INTL FLAVOR & FRAGRANCE | $70,000 | – | 736 | +100.0% | 0.00% | – |
| IGT | New | INTL GAME TECHNOLOGY | $64,000 | – | 4,565 | +100.0% | 0.00% | – |
| IP | New | INTERNATIONAL PAPER | $65,000 | – | 1,412 | +100.0% | 0.00% | – |
| IPG | New | INTERPUBLIC GROUP | $67,000 | – | 3,894 | +100.0% | 0.00% | – |
| INTU | New | INTUIT | $69,000 | – | 888 | +100.0% | 0.00% | – |
| ISRG | New | INTUITIVE SURGICAL INC | $68,000 | – | 156 | +100.0% | 0.00% | – |
| IRM | New | IRON MOUNTAIN | $70,000 | – | 2,524 | +100.0% | 0.00% | – |
| JBL | New | JABIL CIRCUIT | $66,000 | – | 3,683 | +100.0% | 0.00% | – |
| JPMWS | New | JPMORGAN CHASE & COw exp 10/28/201 | $61,000 | – | 3,000 | +100.0% | 0.00% | – |
| J | New | JACOBS ENGINEERING GROUP | $72,000 | – | 1,136 | +100.0% | 0.00% | – |
| JCI | New | JOHNSON CONTROLS INC | $66,000 | – | 1,400 | +100.0% | 0.00% | – |
| JOY | New | JOY GLOBAL INC COM | $72,000 | – | 1,249 | +100.0% | 0.00% | – |
| JNPR | New | JUNIPER NETWORKS | $67,000 | – | 2,600 | +100.0% | 0.00% | – |
| KLAC | New | KLA-TENCOR CORPORATION | $73,000 | – | 1,063 | +100.0% | 0.00% | – |
| KSU | New | KANSAS CITY SOUTHERN | $75,000 | – | 733 | +100.0% | 0.00% | – |
| K | New | KELLOGG | $71,000 | – | 1,135 | +100.0% | 0.00% | – |
| KMB | New | KIMBERLY-CLARK CORP | $69,000 | – | 625 | +100.0% | 0.00% | – |
| KIM | New | KIMCO REALTY | $68,000 | – | 3,104 | +100.0% | 0.00% | – |
| KN | New | KNOWLES CORP. | $12,000 | – | 366 | +100.0% | 0.00% | – |
| KSS | New | KOHLS | $70,000 | – | 1,229 | +100.0% | 0.00% | – |
| KR | New | KROGER | $72,000 | – | 1,658 | +100.0% | 0.00% | – |
| LB | New | L BRANDS INC. | $70,000 | – | 1,227 | +100.0% | 0.00% | – |
| LLL | New | L-3 COMMUNICATIONS | $71,000 | – | 599 | +100.0% | 0.00% | – |
| LH | New | LABORATORY CORP OF AMERICA | $72,000 | – | 735 | +100.0% | 0.00% | – |
| LRCX | New | LAM RESEARCH | $74,000 | – | 1,339 | +100.0% | 0.00% | – |
| LEG | New | LEGGETT & PLATT | $70,000 | – | 2,158 | +100.0% | 0.00% | – |
| LM | New | LEGG MASON | $74,000 | – | 1,501 | +100.0% | 0.00% | – |
| LEN | New | LENNAR CORP. CLASS A | $63,000 | – | 1,580 | +100.0% | 0.00% | – |
| LNC | New | LINCOLN NATIONAL | $69,000 | – | 1,370 | +100.0% | 0.00% | – |
| LLTC | New | LINEAR TECH. | $72,000 | – | 1,476 | +100.0% | 0.00% | – |
| LMT | New | LOCKHEED MARTIN | $69,000 | – | 424 | +100.0% | 0.00% | – |
| New | LSI LOGIC | $69,000 | – | 6,211 | +100.0% | 0.00% | – | |
| LO | New | LORILLARD INC. | $76,000 | – | 1,409 | +100.0% | 0.00% | – |
| LOW | New | LOWE'S COMPANIES | $68,000 | – | 1,385 | +100.0% | 0.00% | – |
| MTB | New | M&T BANK | $72,000 | – | 591 | +100.0% | 0.00% | – |
| MAC | New | MACERICH COMPANY | $71,000 | – | 1,146 | +100.0% | 0.00% | – |
| M | New | MACYS INC | $71,000 | – | 1,193 | +100.0% | 0.00% | – |
| MRO | New | MARATHON OIL GROUP | $73,000 | – | 2,051 | +100.0% | 0.00% | – |
| MPC | New | MARATHON PETROLEUM CORPORATION | $71,000 | – | 820 | +100.0% | 0.00% | – |
| MCS | New | MARCUS CORPORATION | $6,000 | – | 340 | +100.0% | 0.00% | – |
| MMC | New | MARSH & MCLENNAN | $70,000 | – | 1,429 | +100.0% | 0.00% | – |
| MAR | New | MARRIOT INTERNATIONAL INC | $71,000 | – | 1,276 | +100.0% | 0.00% | – |
| MAS | New | MASCO | $66,000 | – | 2,970 | +100.0% | 0.00% | – |
| MAT | New | MATURED BOND | $74,000 | – | 1,846 | +100.0% | 0.00% | – |
| MKC | New | MCCORMICK & CO | $75,000 | – | 1,041 | +100.0% | 0.00% | – |
| MHFI | New | MCGRAW-HILL COMPANIES INC | $66,000 | – | 867 | +100.0% | 0.00% | – |
| MCK | New | MCKESSON | $69,000 | – | 391 | +100.0% | 0.00% | – |
| MJN | New | MEAD JOHNSON NUTRITION CO | $70,000 | – | 845 | +100.0% | 0.00% | – |
| 4107PS | New | MEADWESTVACO CORP | $69,000 | – | 1,840 | +100.0% | 0.00% | – |
| MET | New | METLIFE | $72,000 | – | 1,360 | +100.0% | 0.00% | – |
| MCHP | New | MICROCHIP TECHNOLOGY | $72,000 | – | 1,518 | +100.0% | 0.00% | – |
| MU | New | MICRON TECHNOLOGY | $68,000 | – | 2,869 | +100.0% | 0.00% | – |
| MHK | New | MOHAWK INDUSTRIES | $66,000 | – | 488 | +100.0% | 0.00% | – |
| TAP | New | MOLSON COORS BREWING CO B | $71,000 | – | 1,213 | +100.0% | 0.00% | – |
| MON | New | MONSANTO | $71,000 | – | 625 | +100.0% | 0.00% | – |
| MNST | New | MONSTER WORLDWIDE | $65,000 | – | 933 | +100.0% | 0.00% | – |
| MCO | New | MOODYS | $69,000 | – | 874 | +100.0% | 0.00% | – |
| MS | New | MORGAN STANLEY | $70,000 | – | 2,245 | +100.0% | 0.00% | – |
| MOS | New | MOSAIC COMPANY | $71,000 | – | 1,414 | +100.0% | 0.00% | – |
| MUR | New | MURPHY OIL | $73,000 | – | 1,161 | +100.0% | 0.00% | – |
| MYL | New | MYLAN LABS | $61,000 | – | 1,249 | +100.0% | 0.00% | – |
| NRG | New | NRG ENERGY INC. | $75,000 | – | 2,358 | +100.0% | 0.00% | – |
| NDAQ | New | NASDAQ OMX GROUP INC. | $66,000 | – | 1,789 | +100.0% | 0.00% | – |
| NOV | New | NATIONAL OILWELL VARCO | $70,000 | – | 898 | +100.0% | 0.00% | – |
| NTAP | New | NETAPP INC. | $63,000 | – | 1,708 | +100.0% | 0.00% | – |
| NFLX | New | NETFLIX INC. | $55,000 | – | 155 | +100.0% | 0.00% | – |
| NWL | New | NEWELL RUBBERMAID | $64,000 | – | 2,152 | +100.0% | 0.00% | – |
| NFX | New | NEWFIELD EXPLORATION | $77,000 | – | 2,461 | +100.0% | 0.00% | – |
| NEM | New | NEWMONT MINING | $70,000 | – | 2,969 | +100.0% | 0.00% | – |
| NKE | New | NIKE INC CLASS B | $65,000 | – | 881 | +100.0% | 0.00% | – |
| NBL | New | NOBLE ENERGY | $71,000 | – | 1,004 | +100.0% | 0.00% | – |
| JWN | New | NORDSTROM | $70,000 | – | 1,124 | +100.0% | 0.00% | – |
| NSC | New | NORFOLK SOUTHERN | $73,000 | – | 749 | +100.0% | 0.00% | – |
| NU | New | NORTHEAST UTILITIES | $70,000 | – | 1,548 | +100.0% | 0.00% | – |
| NOC | New | NORTHROP GRUMMAN | $70,000 | – | 570 | +100.0% | 0.00% | – |
| NUE | New | NUCOR | $69,000 | – | 1,372 | +100.0% | 0.00% | – |
| NVDA | New | NVIDIA | $67,000 | – | 3,758 | +100.0% | 0.00% | – |
| ORLY | New | O'REILLY AUTOMOTIVE INC | $68,000 | – | 458 | +100.0% | 0.00% | – |
| OXY | New | OCCIDENTAL PETROLEUM | $68,000 | – | 712 | +100.0% | 0.00% | – |
| OMC | New | OMNICOM | $66,000 | – | 907 | +100.0% | 0.00% | – |
| OPY | New | OPPENHEIMER HLDGS CL A CLASS A | $18,000 | – | 630 | +100.0% | 0.00% | – |
| ORCL | New | ORACLE | $72,000 | – | 1,772 | +100.0% | 0.00% | – |
| OI | New | OWENS ILLINOIS | $69,000 | – | 2,036 | +100.0% | 0.00% | – |
| PCG | New | PG&E CORPORATION | $67,000 | – | 1,559 | +100.0% | 0.00% | – |
| PNC | New | PNC FINANCIAL SERVICES | $73,000 | – | 842 | +100.0% | 0.00% | – |
| PPG | New | P.P.G. INDUSTRIES | $68,000 | – | 349 | +100.0% | 0.00% | – |
| PPL | New | PPL CORPORATION | $71,000 | – | 2,135 | +100.0% | 0.00% | – |
| PVH | New | PHILLIPS-VAN HEUSEN | $68,000 | – | 546 | +100.0% | 0.00% | – |
| PCAR | New | PACCAR INC. | $70,000 | – | 1,045 | +100.0% | 0.00% | – |
| PLL | New | PALL | $72,000 | – | 800 | +100.0% | 0.00% | – |
| PH | New | PARKER-HANNIFIN | $68,000 | – | 572 | +100.0% | 0.00% | – |
| PDCO | New | PATTERSON COMPANIES INC | $70,000 | – | 1,677 | +100.0% | 0.00% | – |
| BTU | New | PEABODY ENERGY | $64,000 | – | 3,915 | +100.0% | 0.00% | – |
| PBCT | New | PEOPLE'S UNITED FINANCIAL INC | $73,000 | – | 4,879 | +100.0% | 0.00% | – |
| POM | New | PEPCO HOLDINGS INC | $69,000 | – | 3,387 | +100.0% | 0.00% | – |
| PKI | New | PERKIN ELMER | $69,000 | – | 1,522 | +100.0% | 0.00% | – |
| PETM | New | PETSMART | $71,000 | – | 1,026 | +100.0% | 0.00% | – |
| PFE | New | PFIZER | $69,000 | – | 2,151 | +100.0% | 0.00% | – |
| PNW | New | PINNACLE WEST | $68,000 | – | 1,238 | +100.0% | 0.00% | – |
| PBI | New | PITNEY BOWES | $71,000 | – | 2,719 | +100.0% | 0.00% | – |
| PX | New | PRAXAIR | $69,000 | – | 528 | +100.0% | 0.00% | – |
| PCP | New | PRECISION CASTPARTS | $67,000 | – | 267 | +100.0% | 0.00% | – |
| TROW | New | T. ROWE PRICE GROUP | $70,000 | – | 849 | +100.0% | 0.00% | – |
| PCLN | New | PRICELINE.COM | $61,000 | – | 51 | +100.0% | 0.00% | – |
| PFG | New | PRINCIPAL FINANCIAL GRP | $74,000 | – | 1,616 | +100.0% | 0.00% | – |
| PGR | New | PROGRESSIVE OHIO | $68,000 | – | 2,821 | +100.0% | 0.00% | – |
| PLD | New | PROLOGIS TRUST | $68,000 | – | 1,672 | +100.0% | 0.00% | – |
| SSO | New | PROSHARES ULTRA S&P 500 | $32,000 | – | 300 | +100.0% | 0.00% | – |
| UVT | New | PROSHS ULTRA RUSSELL2000 ULTRA | $30,000 | – | 510 | +100.0% | 0.00% | – |
| PRU | New | PRUDENTIAL BACHE | $69,000 | – | 816 | +100.0% | 0.00% | – |
| PEG | New | PUBLIC SERVICE ENTERPRISE | $72,000 | – | 1,878 | +100.0% | 0.00% | – |
| PSA | New | PUBLIC STORAGE REIT | $69,000 | – | 407 | +100.0% | 0.00% | – |
| PHM | New | PULTE | $63,000 | – | 3,299 | +100.0% | 0.00% | – |
| QCOM | New | QUALCOMM | $72,000 | – | 916 | +100.0% | 0.00% | – |
| PWR | New | QUANTA SERVICES | $72,000 | – | 1,961 | +100.0% | 0.00% | – |
| DGX | New | QUEST DIAGNOSTICS | $75,000 | – | 1,299 | +100.0% | 0.00% | – |
| RL | New | POLO RALPH LAUREN | $69,000 | – | 428 | +100.0% | 0.00% | – |
| RHT | New | RED HAT INC. | $62,000 | – | 1,172 | +100.0% | 0.00% | – |
| REGN | New | REGENERON PHARMACEUTICALS COM | $63,000 | – | 211 | +100.0% | 0.00% | – |
| RF | New | REGIONS FINANCIAL | $72,000 | – | 6,489 | +100.0% | 0.00% | – |
| RSG | New | REPUBLIC SERVICES | $69,000 | – | 2,021 | +100.0% | 0.00% | – |
| RAI | New | REYNOLDS AMERICAN INC | $72,000 | – | 1,357 | +100.0% | 0.00% | – |
| RELL | New | RICHARDSON ELECTRS LTD | $4,000 | – | 360 | +100.0% | 0.00% | – |
| RHI | New | ROBERT HALF INTL | $71,000 | – | 1,686 | +100.0% | 0.00% | – |
| ROK | New | ROCKWELL INTL | $70,000 | – | 560 | +100.0% | 0.00% | – |
| COL | New | ROCKWELL COLLINS | $67,000 | – | 836 | +100.0% | 0.00% | – |
| ROP | New | ROPER INDUSTRIES | $68,000 | – | 510 | +100.0% | 0.00% | – |
| R | New | RYDER SYSTEM | $73,000 | – | 913 | +100.0% | 0.00% | – |
| EWSC | New | GUGGENHEIM ETF TRUST RUSSELL 2 | $0 | – | 8 | +100.0% | 0.00% | – |
| SLM | New | SLM CORPORATION | $70,000 | – | 2,871 | +100.0% | 0.00% | – |
| SWY | New | SAFEWAY | $68,000 | – | 1,829 | +100.0% | 0.00% | – |
| STJ | New | ST. JUDE MEDICAL | $67,000 | – | 1,028 | +100.0% | 0.00% | – |
| CRM | New | SALESFORCE.COM INC. | $64,000 | – | 1,119 | +100.0% | 0.00% | – |
| SNDK | New | SANDISK | $76,000 | – | 933 | +100.0% | 0.00% | – |
| SCG | New | SCANA CORPORATION | $71,000 | – | 1,391 | +100.0% | 0.00% | – |
| SCHX | New | SCHWAB U.S. LARGE-CAP ETF | $25,000 | – | 549 | +100.0% | 0.00% | – |
| SNI | New | SCRIPPS NETWORKS INTER | $64,000 | – | 848 | +100.0% | 0.00% | – |
| SEE | New | SEALED AIR | $66,000 | – | 2,023 | +100.0% | 0.00% | – |
| SRE | New | SEMPRA ENERGY | $71,000 | – | 731 | +100.0% | 0.00% | – |
| SENEA | New | SENECA FOODS CORP CL Acla | $46,000 | – | 1,450 | +100.0% | 0.00% | – |
| SHW | New | SHERWIN-WILLIAMS | $68,000 | – | 344 | +100.0% | 0.00% | – |
| SIAL | New | SIGMA ALDRICH | $68,000 | – | 732 | +100.0% | 0.00% | – |
| SPG | New | SIMON PROPERTY GROUP | $70,000 | – | 427 | +100.0% | 0.00% | – |
| LUV | New | SOUTHWEST AIRLINES | $73,000 | – | 3,075 | +100.0% | 0.00% | – |
| SWK | New | STANLEY WORKS | $68,000 | – | 831 | +100.0% | 0.00% | – |
| SPLS | New | STAPLES | $58,000 | – | 5,092 | +100.0% | 0.00% | – |
| SBUX | New | STARBUCKS | $71,000 | – | 970 | +100.0% | 0.00% | – |
| HOT | New | STARWOOD HOTELS | $67,000 | – | 841 | +100.0% | 0.00% | – |
| STT | New | STATE STREET CORP. | $73,000 | – | 1,047 | +100.0% | 0.00% | – |
| SRCL | New | STERICYCLE INC. | $69,000 | – | 607 | +100.0% | 0.00% | – |
| SYK | New | STRYKER | $70,000 | – | 859 | +100.0% | 0.00% | – |
| STI | New | SUNTRUST BANK | $73,000 | – | 1,831 | +100.0% | 0.00% | – |
| SYMC | New | SYMANTEC | $64,000 | – | 3,219 | +100.0% | 0.00% | – |
| SYY | New | SYSCO | $69,000 | – | 1,914 | +100.0% | 0.00% | – |
| TCFWS | New | TCF FINL CORPw exp 11/14/201 | $13,000 | – | 4,000 | +100.0% | 0.00% | – |
| TE | New | TECO ENERGY INC. | $70,000 | – | 4,106 | +100.0% | 0.00% | – |
| TJX | New | TJX COMPANIES | $68,000 | – | 1,124 | +100.0% | 0.00% | – |
| THC | New | TENET HEALTHCARE | $67,000 | – | 1,563 | +100.0% | 0.00% | – |
| TDC | New | TERADATA CORPORATION | $86,000 | – | 1,757 | +100.0% | 0.00% | – |
| TSO | New | TESORO PETROLEUM | $68,000 | – | 1,347 | +100.0% | 0.00% | – |
| TXN | New | TEXAS INSTRUMENTS | $72,000 | – | 1,536 | +100.0% | 0.00% | – |
| TXT | New | TEXTRON | $68,000 | – | 1,743 | +100.0% | 0.00% | – |
| TMO | New | THERMO FISCHER SCIENTIFIC | $67,000 | – | 555 | +100.0% | 0.00% | – |
| TIF | New | TIFFANY & CO. | $64,000 | – | 740 | +100.0% | 0.00% | – |
| TWX | New | TIME WARNER INC. | $67,000 | – | 1,026 | +100.0% | 0.00% | – |
| TWC | New | TIME WARNER CABLE | $67,000 | – | 490 | +100.0% | 0.00% | – |
| TMK | New | TORCHMARK | $70,000 | – | 891 | +100.0% | 0.00% | – |
| TD | New | THE TORONTO-DOMINION BANK | $17,000 | – | 366 | +100.0% | 0.00% | – |
| TSS | New | TOTAL SYSTEM SERVICES INC | $69,000 | – | 2,269 | +100.0% | 0.00% | – |
| TSCO | New | TRACTOR SUPPLY CO | $69,000 | – | 978 | +100.0% | 0.00% | – |
| TRV | New | TRAVELERS COMPANIES | $70,000 | – | 821 | +100.0% | 0.00% | – |
| TRIP | New | TRIPADVISOR INC COM | $63,000 | – | 694 | +100.0% | 0.00% | – |
| FOXA | New | TWENTY FIRST CENTY FOX INC CL | $66,000 | – | 2,068 | +100.0% | 0.00% | – |
| TSN | New | TYSON FOODS CL A | $77,000 | – | 1,744 | +100.0% | 0.00% | – |
| UPS | New | UNITED PARCEL SERVICE | $70,000 | – | 720 | +100.0% | 0.00% | – |
| X | New | UNITED STATES STEEL | $79,000 | – | 2,853 | +100.0% | 0.00% | – |
| UAM | New | UNIVERSAL AMERICAN FINACIAL CO | $1,000 | – | 140 | +100.0% | 0.00% | – |
| UUU | New | UNIVERSAL SEC INSTRS INC | $0 | – | 3 | +100.0% | 0.00% | – |
| UNM | New | UNUM GROUP | $70,000 | – | 1,993 | +100.0% | 0.00% | – |
| URBN | New | URBAN OUTFITTERS INC. | $67,000 | – | 1,847 | +100.0% | 0.00% | – |
| VFC | New | VF CORP | $73,000 | – | 1,178 | +100.0% | 0.00% | – |
| VLO | New | VALERO ENERGY | $76,000 | – | 1,435 | +100.0% | 0.00% | – |
| VAR | New | VARIAN MEDICAL SYSTEMS | $69,000 | – | 824 | +100.0% | 0.00% | – |
| VRSN | New | VERISIGN | $68,000 | – | 1,253 | +100.0% | 0.00% | – |
| VRTX | New | VERTEX PHARMACEUTICALS | $61,000 | – | 863 | +100.0% | 0.00% | – |
| VIAB | New | VIACOM INC CLASS B | $67,000 | – | 788 | +100.0% | 0.00% | – |
| VNO | New | VORNADO RLTY TR | $71,000 | – | 717 | +100.0% | 0.00% | – |
| VMC | New | VULCAN MATLS | $68,000 | – | 1,018 | +100.0% | 0.00% | – |
| WAG | New | WALGREEN | $67,000 | – | 1,019 | +100.0% | 0.00% | – |
| WAFDW | New | WASHINGTON FED INCw exp 11/14/201 | $28,000 | – | 4,000 | +100.0% | 0.00% | – |
| WM | New | WASTE MANAGEMENT | $70,000 | – | 1,666 | +100.0% | 0.00% | – |
| WAT | New | WATERS | $67,000 | – | 619 | +100.0% | 0.00% | – |
| V107SC | New | WELLPOINT INC | $75,000 | – | 758 | +100.0% | 0.00% | – |
| AES | New | THE AES CORPORATION | $72,000 | – | 5,050 | +100.0% | 0.00% | – |
| WDC | New | WESTERN DIGITAL | $73,000 | – | 795 | +100.0% | 0.00% | – |
| WU | New | WESTERN UNION CO | $68,000 | – | 4,136 | +100.0% | 0.00% | – |
| WY | New | WEYERHAEUSER | $68,000 | – | 2,333 | +100.0% | 0.00% | – |
| WHR | New | WHIRLPOOL | $72,000 | – | 479 | +100.0% | 0.00% | – |
| WFM | New | WHOLE FOODS MKT INC | $65,000 | – | 1,279 | +100.0% | 0.00% | – |
| WIN | New | WINDSTREAM CORP | $71,000 | – | 8,556 | +100.0% | 0.00% | – |
| WEC | New | WISCONSIN EGY CP HLDG CO | $73,000 | – | 1,567 | +100.0% | 0.00% | – |
| WYND | New | WYNDHAM WORLDWIDE | $70,000 | – | 950 | +100.0% | 0.00% | – |
| WYNN | New | WYNN RESORTS LTD | $63,000 | – | 285 | +100.0% | 0.00% | – |
| XEL | New | XCEL ENERGY INC | $69,000 | – | 2,271 | +100.0% | 0.00% | – |
| XLNX | New | XILINX INC | $72,000 | – | 1,327 | +100.0% | 0.00% | – |
| XRX | New | XEROX | $71,000 | – | 6,291 | +100.0% | 0.00% | – |
| XYL | New | XYLEM INC COM | $64,000 | – | 1,755 | +100.0% | 0.00% | – |
| YHOO | New | YAHOO | $64,000 | – | 1,793 | +100.0% | 0.00% | – |
| YUM | New | YUM! BRANDS INC | $70,000 | – | 931 | +100.0% | 0.00% | – |
| ZBRA | New | ZEBRA TECHNOLOGIES CL A | $58,000 | – | 835 | +100.0% | 0.00% | – |
| ZBH | New | ZIMMER HOLDINGS | $69,000 | – | 734 | +100.0% | 0.00% | – |
| ZION | New | ZIONS BANCORP | $68,000 | – | 2,208 | +100.0% | 0.00% | – |
| ZTS | New | ZOETIS INC CL A | $65,000 | – | 2,229 | +100.0% | 0.00% | – |
| IR | New | INGERSOLL RAND LTD | $65,000 | – | 1,129 | +100.0% | 0.00% | – |
| IVZ | New | INVESCO LIMITED | $74,000 | – | 2,005 | +100.0% | 0.00% | – |
| KORS | New | MICHAEL KORS HOLDINGS LTD | $66,000 | – | 706 | +100.0% | 0.00% | – |
| NBR | New | NABORS INDUSTRIES | $74,000 | – | 2,995 | +100.0% | 0.00% | – |
| NEBLQ | New | NOBLE | $73,000 | – | 2,226 | +100.0% | 0.00% | – |
| RDC | New | ROWAN COMPANIES | $69,000 | – | 2,062 | +100.0% | 0.00% | – |
| STX | New | SEAGATE TECHNOLOGY | $75,000 | – | 1,327 | +100.0% | 0.00% | – |
| PRGO | New | PERRIGO | $66,000 | – | 425 | +100.0% | 0.00% | – |
| XL | New | XL CAPITAL LTD CLASS A | $71,000 | – | 2,274 | +100.0% | 0.00% | – |
| PNR | New | PENTAIR | $68,000 | – | 854 | +100.0% | 0.00% | – |
| RIG | New | TRANSOCEAN LTD | $67,000 | – | 1,620 | +100.0% | 0.00% | – |
| TYC | New | TYCO INTL LTD. | $69,000 | – | 1,633 | +100.0% | 0.00% | – |
| LYB | New | LYONDELLBASELL INDUSTRIES N SH | $70,000 | – | 782 | +100.0% | 0.00% | – |
| NLSN | New | NIELSEN HOLDINGS N V COM | $65,000 | – | 1,458 | +100.0% | 0.00% | – |
| TNK | Exit | Teekay Tankers Ltd. | $0 | – | -20,800 | -100.0% | -0.00% | – |
| ACAS | Exit | American Capital Limited | $0 | – | -11,623 | -100.0% | -0.00% | – |
| BXLC | Exit | Bexil Corp | $0 | – | -38,885 | -100.0% | -0.01% | – |
| FTK | Exit | Flotek Industries Inc. | $0 | – | -20,100 | -100.0% | -0.01% | – |
| HAIN | Exit | Hain Celestial Group Incorpora | $0 | – | -7,100 | -100.0% | -0.01% | – |
| CL | Exit | Colgate Palmolive | $0 | – | -5,894 | -100.0% | -0.01% | – |
| BWXT | Exit | BWX Technologies Inc. | $0 | – | -14,800 | -100.0% | -0.01% | – |
| IRMD | Exit | Iradimed Corporation | $0 | – | -25,535 | -100.0% | -0.01% | – |
| R114PS | Exit | Chipmos Technologies | $0 | – | -38,025 | -100.0% | -0.01% | – |
| CDE | Exit | Coeur D Alene Mines | $0 | – | -138,800 | -100.0% | -0.02% | – |
| ERI | Exit | Eldorado Resorts Inc | $0 | – | -103,200 | -100.0% | -0.03% | – |
| ARLP | Exit | Alliance Resource Partners, L. | $0 | – | -166,680 | -100.0% | -0.04% | – |
| NGVT | Exit | Ingevity Corporation | $0 | – | -115,339 | -100.0% | -0.07% | – |
| CORE | Exit | Core Mark Holding Co Inc | $0 | – | -140,598 | -100.0% | -0.11% | – |
| BLX | Exit | Banco Latinoamercano De Comeri | $0 | – | -280,434 | -100.0% | -0.13% | – |
| AHGP | Exit | Alliance Holdings GP, L.P. | $0 | – | -471,625 | -100.0% | -0.17% | – |
| MRD | Exit | Memorial Resource Development | $0 | – | -3,143,804 | -100.0% | -0.86% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC #1
- General Board of Pension & Health Benefits of The United Methodist Church, INC in Missouri #2
- Acuitas Investments, LLC #3
- GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC #1
- General Board of Pension & Health Benefits of The United Methodist Church, INC in Missouri #2
- Acuitas Investments, LLC #3
Original filings
The following EDGAR filing(s) were analyzed to create this report:
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Unitedhealth Group Incorporate | 42 | Q3 2023 | 2.6% |
| ENSTAR GROUP LIMITED SHS | 42 | Q3 2023 | 2.7% |
| Microsoft Corporation | 42 | Q3 2023 | 3.0% |
| JPMorgan Chase & Co Com | 42 | Q3 2023 | 2.3% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 2.2% |
| Berkshire Hathaway Inc Del Cl B New | 42 | Q3 2023 | 0.4% |
| UNION PACIFIC CORPORATION | 42 | Q3 2023 | 0.3% |
| CHEVRON CORPORATION NEW | 42 | Q3 2023 | 0.3% |
| AMERICAN EXPRESS COMPANY | 42 | Q3 2023 | 0.3% |
| VERIZON COMMUNICATIONS INC | 41 | Q2 2023 | 1.6% |
View ADVISORY RESEARCH INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Epsilon Energy Ltd.Sold out | February 07, 2023 | 0 | 0.0% |
| Sundance Energy Inc.Sold out | August 10, 2020 | 0 | 0.0% |
| Delek Logistics Partners, LPSold out | February 14, 2020 | 0 | 0.0% |
| KNOT Offshore Partners LPSold out | February 14, 2020 | 0 | 0.0% |
| USD Partners LPSold out | February 14, 2020 | 0 | 0.0% |
| ANALOGIC CORPSold out | February 13, 2019 | 0 | 0.0% |
| DCP Midstream, LP | February 13, 2019 | 6,062,034 | 4.2% |
| EVOLUTION PETROLEUM CORP | February 13, 2019 | 1,215,308 | 3.7% |
| Summit Midstream Partners, LP | February 13, 2019 | 279,950 | 0.4% |
| Navios Maritime Midstream Partners LPSold out | May 09, 2018 | 0 | 0.0% |
View ADVISORY RESEARCH INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-13 |
| SC 13G/A | 2023-02-07 |
| 13F-HR | 2022-11-15 |
| 13F-HR/A | 2022-08-17 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-16 |
View ADVISORY RESEARCH INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.
Compare quarters
The following issues were detected while analyzing the report:
- The reported total value is incorrect (12295178000.0 != 17812579000.0)
- The reported number of holdings is incorrect (656 != 1164)
- The reported has been restated
- The reported has been amended
Export ADVISORY RESEARCH INC's holdings