$9.72 Billion is the total value of ADVISORY RESEARCH INC's 356 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 32.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ET | Sell | ENERGY TRANSFER EQUITY, L.P. | $409,375,000 | +19.2% | 5,008,255 | -4.1% | 4.21% | +13.9% |
| EPD | Buy | ENTERPRISE PRODUCTS PARTNERS L | $328,981,000 | +9.2% | 4,962,016 | +0.5% | 3.38% | +4.4% |
| BPL | Sell | BUCKEYE PARTNERS L.P. | $250,474,000 | +8.2% | 3,527,316 | -0.1% | 2.58% | +3.5% |
| PAA | Sell | PLAINS ALL AMERICAN PIPELINE L | $236,768,000 | -21.3% | 4,573,454 | -19.9% | 2.44% | -24.7% |
| WPZ | Sell | WILLIAMS PARTNERS LP | $229,762,000 | -23.7% | 4,517,545 | -20.7% | 2.36% | -27.0% |
| GPORQ | Buy | GULFPORT ENERGY CORP COM NEW | $226,667,000 | +2.3% | 3,590,477 | +4.3% | 2.33% | -2.2% |
| DCP | Buy | DCP MIDSTREAM PARTNERS LP | $212,640,000 | +3.0% | 4,223,235 | +1.5% | 2.19% | -1.6% |
| CEQP | New | CRESTWOOD EQUITY PARTNERS LP | $169,651,000 | – | 12,266,924 | +100.0% | 1.74% | – |
| OSK | Buy | OSHKOSH CORP COM | $167,162,000 | +7.4% | 3,318,023 | +4.4% | 1.72% | +2.6% |
| L109PS | Buy | ACCESS MIDSTREAM PARTNERS LP | $166,721,000 | +52.4% | 2,946,645 | +30.1% | 1.72% | +45.7% |
| KMI | Sell | KINDER MORGAN INC. | $164,109,000 | -1.6% | 4,558,593 | -2.7% | 1.69% | -5.9% |
| MWE | Sell | MARKWEST ENERGY PARTNERS LP | $158,812,000 | -8.6% | 2,401,516 | -0.1% | 1.63% | -12.6% |
| 3106SC | Sell | SUSSER HLDGS CORP | $157,325,000 | +11.3% | 2,402,271 | -9.7% | 1.62% | +6.4% |
| GEL | Buy | GENESIS ENERGY LP | $156,991,000 | +5.4% | 2,986,331 | +0.4% | 1.62% | +0.7% |
| MMP | MAGELLAN MIDSTREAM PARTNERS L. | $149,210,000 | +12.1% | 2,358,292 | 0.0% | 1.54% | +7.2% | |
| TRCO | Buy | TRIBUNE CO NEW CL Acla | $135,204,000 | +24.5% | 1,746,825 | +1.5% | 1.39% | +19.0% |
| OC | Buy | OWENS CORNING NEW COM | $130,277,000 | +9.8% | 3,199,329 | +2.4% | 1.34% | +4.9% |
| CIT | Buy | CIT GROUP INC | $129,055,000 | +9.5% | 2,475,634 | +2.5% | 1.33% | +4.7% |
| ALEX | Buy | ALEXANDER & BALDWIN INC NEW COM | $124,783,000 | +28.2% | 2,990,236 | +10.6% | 1.28% | +22.5% |
| KMR | Buy | KINDER MORGAN MANAGEMENT, LLC | $123,602,000 | +3.3% | 1,633,640 | +2.4% | 1.27% | -1.2% |
| EVEPQ | Sell | EV ENERGY PARTNERS LP | $118,253,000 | -8.7% | 3,485,195 | -0.2% | 1.22% | -12.7% |
| NWSA | Buy | NEWS CORP/NEW-CL Acla | $116,317,000 | +47.9% | 6,454,904 | +31.8% | 1.20% | +41.3% |
| PXD | Sell | PIONEER NATURAL RESOURCES CO | $113,862,000 | -5.9% | 618,580 | -3.5% | 1.17% | -10.1% |
| CMA | Buy | COMERICA INC | $113,631,000 | +23.7% | 2,390,227 | +2.3% | 1.17% | +18.3% |
| CMLP | New | CRESTWOOD MIDSTREAM PARTNERS L | $110,502,000 | – | 4,439,647 | +100.0% | 1.14% | – |
| SBGI | Sell | SINCLAIR BROADCAST GROUP INCCL Acla | $107,832,000 | -1.1% | 3,017,955 | -7.3% | 1.11% | -5.5% |
| WIRE | Sell | ENCORE WIRE CORP | $104,626,000 | +24.0% | 1,930,365 | -9.8% | 1.08% | +18.5% |
| PAGP | New | PLAINS GP HOLDINGS LP | $103,572,000 | – | 3,868,975 | +100.0% | 1.07% | – |
| TCP | Sell | TC PIPELINES, LP | $102,406,000 | -2.0% | 2,114,514 | -1.5% | 1.05% | -6.3% |
| AWHHF | Buy | ALLIED WRLD ASSUR COM HLDG ASHS | $100,726,000 | +19.6% | 892,885 | +5.4% | 1.04% | +14.3% |
| ATI | Buy | ALLEGHENY TECHNOLOGIES INC | $99,661,000 | +24.2% | 2,797,115 | +6.4% | 1.02% | +18.6% |
| TOO | Sell | TEEKAY OFFSHORE PARTNERS, L.P. | $99,411,000 | -1.5% | 3,004,235 | -0.7% | 1.02% | -5.9% |
| VC | Buy | VISTEON CORP COM NEW | $99,454,000 | +12.0% | 1,214,487 | +3.5% | 1.02% | +7.1% |
| TLLP | Buy | TESORO LOGISTICS LP | $97,450,000 | +5.9% | 1,861,863 | +17.4% | 1.00% | +1.3% |
| CST | Buy | CST BRANDS INC COM | $94,419,000 | +318.6% | 2,571,329 | +239.7% | 0.97% | +299.6% |
| WGP | Buy | WESTERN GAS EQUITY PARTNERS LP | $93,807,000 | +52.7% | 2,374,244 | +43.7% | 0.96% | +46.0% |
| FL | Sell | FOOT LOCKER INC | $93,487,000 | +12.1% | 2,255,965 | -8.2% | 0.96% | +7.1% |
| WTM | Buy | WHITE MOUNTAINS INSURANCE GROUP LTD | $91,264,000 | +11.1% | 151,330 | +4.6% | 0.94% | +6.2% |
| ACAS | Buy | AMERICAN CAPITAL LTD. | $90,151,000 | +21.3% | 5,764,110 | +6.7% | 0.93% | +15.9% |
| CRZO | Sell | CARRIZO OIL & GAS INC | $89,921,000 | +7.3% | 2,008,518 | -10.6% | 0.92% | +2.5% |
| IPI | Sell | INTREPID POTASH INC COM | $84,183,000 | -9.4% | 5,314,567 | -10.3% | 0.87% | -13.4% |
| MDC | Sell | M D C HOLDINGS INC | $82,534,000 | +0.5% | 2,559,979 | -6.4% | 0.85% | -4.0% |
| RJF | Sell | RAYMOND JAMES FINANCIAL INC | $79,002,000 | +13.6% | 1,513,735 | -9.3% | 0.81% | +8.5% |
| WES | Sell | WESTERN GAS PARTNERS LP | $78,176,000 | -6.9% | 1,267,237 | -9.3% | 0.80% | -11.1% |
| H | Sell | HYATT HOTELS CORP CL Acla | $77,510,000 | +12.8% | 1,567,132 | -2.0% | 0.80% | +7.8% |
| ISBC | Sell | INVESTORS BANCORP INC | $75,901,000 | +6.0% | 2,967,209 | -9.3% | 0.78% | +1.3% |
| CKH | Buy | SEACOR HOLDINGS INC | $74,889,000 | +15.1% | 821,153 | +14.2% | 0.77% | +10.0% |
| WMB | Buy | WILLIAMS COMPANIES | $74,009,000 | +207.7% | 1,918,820 | +190.1% | 0.76% | +193.8% |
| LXU | Buy | LSB INDS INC COM | $72,072,000 | +88.2% | 1,757,005 | +53.9% | 0.74% | +79.9% |
| CORE | Sell | CORE MARK HOLDING CO INC | $70,532,000 | +3.8% | 928,906 | -9.1% | 0.73% | -0.7% |
| CNO | Buy | CNO FINL GROUP INC COM | $66,676,000 | +38.0% | 3,769,107 | +12.3% | 0.69% | +31.9% |
| SCHN | Sell | SCHNITZER STL INDS INC CL Acla | $64,616,000 | +10.7% | 1,977,852 | -6.8% | 0.66% | +5.9% |
| APL | Sell | ATLAS PIPELINE PARTNERS UTS | $63,938,000 | -9.8% | 1,824,186 | -0.1% | 0.66% | -13.8% |
| PCL | Sell | PLUM CREEK TIMBER CO INC | $63,521,000 | -19.0% | 1,365,755 | -18.4% | 0.65% | -22.5% |
| RHP | Buy | RYMAN HOSPITALITY PPTYS INC COM | $63,591,000 | +75.2% | 1,522,054 | +44.7% | 0.65% | +67.3% |
| KEY | Sell | KEYCORP | $60,388,000 | +15.7% | 4,499,833 | -1.7% | 0.62% | +10.7% |
| EQM | Buy | EQT MIDSTREAM PNTRS LP | $55,946,000 | +40.3% | 951,640 | +17.5% | 0.58% | +34.3% |
| MTN | Sell | VAIL RESORTS INC | $55,903,000 | -10.9% | 743,101 | -17.8% | 0.58% | -14.8% |
| DFS | Buy | DISCOVER FINANCIAL SERVICES | $55,686,000 | +13.8% | 995,284 | +2.8% | 0.57% | +8.7% |
| UHAL | Sell | AMERCO INC | $53,948,000 | +14.7% | 226,823 | -11.2% | 0.56% | +9.7% |
| BH | Buy | BIGLARI HLDGS INC COM | $51,982,000 | +52.7% | 102,602 | +24.4% | 0.54% | +46.2% |
| CASY | Sell | CASEYS GEN STORES INC | $51,063,000 | -36.8% | 726,882 | -34.0% | 0.52% | -39.6% |
| RRC | Buy | RANGE RES CORP | $50,708,000 | +15.1% | 601,442 | +3.6% | 0.52% | +10.1% |
| NFBK | Sell | NORTHFIELD BANCORP INC DEL COM | $45,610,000 | +5.2% | 3,455,286 | -3.2% | 0.47% | +0.6% |
| AHGP | Sell | ALLIANCE HOLDINGS GP LP | $45,419,000 | -8.7% | 774,667 | -6.8% | 0.47% | -12.7% |
| TTEC | Buy | TELETECH HOLDINGS INC COM | $45,186,000 | +7.2% | 1,887,452 | +12.4% | 0.46% | +2.4% |
| 4945SC | Sell | KINDER MORGAN ENERGY PARTNERS | $44,425,000 | -1.4% | 550,766 | -2.4% | 0.46% | -5.8% |
| DKL | Sell | DELEK LOGISTICS PARTNERS LP | $43,385,000 | +2.4% | 1,370,785 | -1.1% | 0.45% | -2.2% |
| BWP | Sell | BOARDWALK PIPELINE PARTNERS | $42,414,000 | -35.3% | 1,661,968 | -23.0% | 0.44% | -38.2% |
| SYA | Sell | SYMETRA FINL CORP | $38,489,000 | -7.9% | 2,030,027 | -13.4% | 0.40% | -12.0% |
| ECPG | Sell | ENCORE CAP GROUP INC COM | $38,247,000 | -15.3% | 760,984 | -22.9% | 0.39% | -19.1% |
| TECD | Buy | TECH DATA CORP | $36,197,000 | +9.2% | 701,484 | +5.6% | 0.37% | +4.2% |
| ESGR | Sell | ENSTAR GROUP LIMITED | $35,024,000 | -12.5% | 252,137 | -13.9% | 0.36% | -16.5% |
| HGGGQ | Buy | HHGREGG INC COM | $34,494,000 | +10.9% | 2,469,154 | +42.1% | 0.36% | +6.0% |
| KW | Buy | KENNEDY-WILSON HLDGS INC COM | $33,911,000 | +32.5% | 1,524,102 | +10.5% | 0.35% | +26.9% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $32,887,000 | +21.3% | 436,744 | +15.4% | 0.34% | +15.8% |
| SXEEQ | Sell | SOUTHCROSS ENERGY PARTNERS, L. | $32,462,000 | +6.5% | 1,800,460 | -0.8% | 0.33% | +1.8% |
| LUK | Sell | LEUCADIA NATL CORP | $31,505,000 | -53.8% | 1,111,679 | -55.5% | 0.32% | -55.8% |
| TESO | Buy | TESCO CORP COM | $31,274,000 | +26.9% | 1,581,074 | +6.2% | 0.32% | +21.5% |
| EXLP | Buy | EXTERRAN PARTNERS LP | $30,340,000 | +6.8% | 1,003,651 | +2.7% | 0.31% | +2.0% |
| OKS | Sell | ONEOK PARTNERS LP | $29,875,000 | -1.9% | 567,418 | -1.3% | 0.31% | -6.4% |
| JPM | Sell | J.P. MORGAN CHASE & CO | $29,471,000 | +10.3% | 503,946 | -2.5% | 0.30% | +5.2% |
| XTEX | Sell | CROSSTEX ENERGY L.P. | $29,012,000 | +35.5% | 1,051,140 | -2.3% | 0.30% | +29.6% |
| UNP | Buy | UNION PAC CORP | $28,855,000 | +18.2% | 171,756 | +9.3% | 0.30% | +12.9% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DEL CL Bclb | $28,406,000 | +3.6% | 239,591 | -0.8% | 0.29% | -1.0% |
| VVI | Sell | VIAD CORP COM NEW | $28,204,000 | +4.0% | 1,015,260 | -6.6% | 0.29% | -0.7% |
| BCC | Buy | BOISE CASCADE CO | $27,801,000 | +14.1% | 943,041 | +4.3% | 0.29% | +9.2% |
| DXLG | Buy | DESTINATION XL GROUP INC | $27,788,000 | +1.8% | 4,249,005 | +0.7% | 0.29% | -2.7% |
| TRGP | Buy | TARGA RESOURCES CORP. | $27,595,000 | +43.3% | 312,980 | +18.6% | 0.28% | +37.2% |
| NBHC | Sell | NATIONAL BK HLDGS CORP CL Acla | $27,650,000 | -8.9% | 1,292,056 | -12.6% | 0.28% | -13.1% |
| BBBY | Buy | BED BATH & BEYOND INC | $27,568,000 | +4.0% | 343,307 | +0.2% | 0.28% | -0.4% |
| FOR | Buy | FORESTAR REAL ESTATE GROUP ICOM | $27,259,000 | +9.2% | 1,281,553 | +10.5% | 0.28% | +4.1% |
| RTN | Sell | RAYTHEON CO | $26,913,000 | +17.5% | 296,726 | -0.1% | 0.28% | +12.6% |
| AIG | Sell | AMERICAN INTERNATIONAL GROUP INC | $26,708,000 | +4.0% | 523,175 | -0.9% | 0.28% | -0.4% |
| ROST | Sell | ROSS STORES INC | $26,595,000 | +2.3% | 354,925 | -0.6% | 0.27% | -2.1% |
| BKU | Sell | BANKUNITED INC COM | $26,579,000 | -17.9% | 807,375 | -22.2% | 0.27% | -21.8% |
| CVX | Sell | CHEVRON CORPORATION | $25,926,000 | +1.7% | 207,560 | -1.1% | 0.27% | -2.6% |
| AXP | Sell | AMERICAN EXPRESS CO | $25,633,000 | +15.1% | 282,522 | -4.2% | 0.26% | +10.0% |
| EEQ | Buy | ENBRIDGE ENERGY MANAGEMENT, LL | $25,632,000 | +7.6% | 893,711 | +7.9% | 0.26% | +3.1% |
| DEL | Sell | DELTIC TIMBER CORP | $24,079,000 | -27.8% | 354,417 | -30.7% | 0.25% | -30.9% |
| NAVG | Sell | NAVIGATORS GROUP INC | $23,844,000 | -7.7% | 377,517 | -15.5% | 0.24% | -11.9% |
| PEP | Sell | PEPSICO INC | $23,767,000 | +3.7% | 286,551 | -0.6% | 0.24% | -0.8% |
| EMR | Sell | EMERSON ELEC CO | $23,720,000 | +5.2% | 337,994 | -3.0% | 0.24% | +0.4% |
| GATX | Sell | GATX CORP | $23,395,000 | -34.2% | 448,434 | -40.0% | 0.24% | -36.9% |
| MDT | Sell | MEDTRONIC INC | $23,310,000 | +5.8% | 406,169 | -1.9% | 0.24% | +1.3% |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $23,041,000 | +5.5% | 202,473 | -0.0% | 0.24% | +0.9% |
| MSFT | Sell | MICROSOFT CORP | $22,781,000 | +11.1% | 608,954 | -1.2% | 0.23% | +5.9% |
| MDLZ | Sell | MONDELEZ INTL INC COM | $22,661,000 | +10.0% | 641,958 | -2.1% | 0.23% | +5.0% |
| USB | Buy | U S BANCORP | $22,115,000 | +12.1% | 547,398 | +1.5% | 0.23% | +7.5% |
| DE | Sell | DEERE & CO | $21,846,000 | +12.2% | 239,203 | -0.0% | 0.22% | +7.1% |
| WMT | Sell | WAL MART STORES INC | $21,518,000 | +3.7% | 273,451 | -2.5% | 0.22% | -0.9% |
| GMLP | GOLAR LNG PARTNERS LP | $21,282,000 | -6.9% | 703,540 | 0.0% | 0.22% | -11.0% | |
| IBM | Buy | I B M | $21,174,000 | +2.7% | 112,885 | +1.4% | 0.22% | -1.8% |
| JNJ | Sell | JOHNSON & JOHNSON | $21,117,000 | +3.6% | 230,561 | -1.9% | 0.22% | -0.9% |
| UL | Buy | UNILEVER PLC SPON ADR | $20,958,000 | +8.6% | 508,678 | +1.7% | 0.22% | +3.8% |
| ASB | Sell | ASSOCIATED BANC CORP COM | $20,611,000 | -11.8% | 1,184,557 | -21.5% | 0.21% | -15.5% |
| TGT | Buy | TARGET CORP | $20,324,000 | -0.8% | 321,219 | +0.3% | 0.21% | -5.4% |
| APD | Sell | AIR PRODS & CHEMS INC | $20,286,000 | -2.7% | 181,484 | -7.2% | 0.21% | -6.7% |
| MCD | Sell | MCDONALDS CORP | $19,776,000 | -0.7% | 203,809 | -1.5% | 0.20% | -5.1% |
| L | Buy | LOEWS CORP | $19,546,000 | +3.6% | 405,176 | +0.4% | 0.20% | -1.0% |
| ARLP | ALLIANCE RESOURCE PARTNERS | $18,809,000 | +3.9% | 244,265 | 0.0% | 0.19% | -0.5% | |
| SBY | Buy | SILVER BAY RLTY TR CORP COM | $18,323,000 | +38.1% | 1,145,886 | +35.3% | 0.19% | +32.2% |
| ENB | Buy | ENBRIDGE INC. | $17,977,000 | +15.1% | 411,560 | +10.0% | 0.18% | +10.1% |
| EEP | ENBRIDGE ENERGY PARTNERS LP | $17,822,000 | -1.9% | 596,639 | 0.0% | 0.18% | -6.6% | |
| CSX | Buy | CSX CORP | $17,531,000 | +11.9% | 609,334 | +0.2% | 0.18% | +6.5% |
| ETP | Buy | ENERGY TRANSFER PARTNERS UNITS | $17,167,000 | +11.1% | 299,863 | +1.0% | 0.18% | +6.6% |
| CBF | Buy | CAPITAL BK FINL CORP CL A COMcla | $17,018,000 | +145.3% | 748,064 | +136.7% | 0.18% | +133.3% |
| HRB | New | BLOCK H & R INC | $16,848,000 | – | 580,152 | +100.0% | 0.17% | – |
| OILT | OILTANKING PARTNERS LP | $16,646,000 | +21.1% | 268,181 | 0.0% | 0.17% | +15.5% | |
| ARCX | New | ARC LOGISTICS PARTNERS LP | $16,425,000 | – | 750,000 | +100.0% | 0.17% | – |
| CMCSA | Sell | COMCAST CORP CL Acla | $15,974,000 | +2.8% | 307,397 | -10.8% | 0.16% | -1.8% |
| CVG | Sell | CONVERGYS CORP | $15,549,000 | +12.0% | 738,661 | -0.2% | 0.16% | +7.4% |
| A309PS | Buy | DIRECTV | $15,375,000 | +15.8% | 222,635 | +0.2% | 0.16% | +10.5% |
| NGLS | TARGA RESOURCES PARTNERS LP | $14,616,000 | +1.6% | 279,472 | 0.0% | 0.15% | -3.2% | |
| MSI | Sell | MOTOROLA SOLUTIONS INC COM NE | $14,085,000 | +9.4% | 208,674 | -3.7% | 0.14% | +5.1% |
| OKE | Sell | ONEOK INC. | $14,036,000 | -22.6% | 225,735 | -33.7% | 0.14% | -26.2% |
| DK | New | DELEK US HLDGS INC COM | $13,912,000 | – | 404,313 | +100.0% | 0.14% | – |
| EQT | Sell | EQT CORPORATION | $13,912,000 | -22.4% | 154,958 | -23.3% | 0.14% | -25.9% |
| TRP | Buy | TRANSCANADA CORPORATION | $13,148,000 | +9.2% | 287,960 | +5.1% | 0.14% | +3.8% |
| SE | Buy | SPECTRA ENERGY CORP. | $12,870,000 | +9.4% | 361,325 | +5.1% | 0.13% | +3.9% |
| RRMS | Sell | ROSE ROCK MIDSTREAM L.P. | $12,101,000 | +17.4% | 312,680 | -3.1% | 0.12% | +11.7% |
| TEP | Sell | TALLGRASS ENERGY PARTNERS LP | $11,770,000 | -8.7% | 452,705 | -18.2% | 0.12% | -12.9% |
| UAM | Sell | UNIVERSAL AMERICAN SPIN CORP COM | $11,489,000 | -49.7% | 1,573,854 | -47.5% | 0.12% | -52.0% |
| SJM | Buy | SMUCKER J M CO | $11,308,000 | +4.6% | 109,127 | +6.1% | 0.12% | 0.0% |
| 2108SC | EL PASO PIPELINE PARTNERS, LP | $10,681,000 | -14.7% | 296,715 | 0.0% | 0.11% | -18.5% | |
| QEPM | Buy | QEP MIDSTREAM PARTNERS, LP | $10,585,000 | +3.9% | 455,861 | +1.3% | 0.11% | -0.9% |
| APC | Sell | ANADARKO PETROLEUM | $10,599,000 | -14.7% | 133,620 | -0.0% | 0.11% | -18.7% |
| BLX | Sell | BANCO LATINOAMERICANO DE EXPCL E | $9,394,000 | -9.5% | 335,249 | -19.5% | 0.10% | -13.4% |
| EPM | Sell | EVOLUTION PETROLEUM CORP | $9,193,000 | -22.5% | 744,986 | -29.3% | 0.10% | -25.8% |
| WPT | Sell | WORLD POINT TERMINALS, LP | $8,455,000 | -15.5% | 439,245 | -12.2% | 0.09% | -19.4% |
| TA | New | TRAVELCENTERS OF AMERICA LLCCOM | $7,572,000 | – | 777,370 | +100.0% | 0.08% | – |
| SLCA | New | U S SILICA HLDGS INC COM | $6,822,000 | – | 200,000 | +100.0% | 0.07% | – |
| OXY | Buy | OCCIDENTAL PETROLEUM | $6,503,000 | +5.9% | 68,385 | +4.2% | 0.07% | +1.5% |
| PDCE | Sell | PDC ENERGY INC COM | $6,272,000 | -41.6% | 117,848 | -34.7% | 0.06% | -44.0% |
| REN | Sell | RESOLUTE ENERGY CORP | $6,193,000 | -65.5% | 685,840 | -68.0% | 0.06% | -66.8% |
| QEP | Sell | QEP RESOURCES INC | $5,678,000 | +3.4% | 185,260 | -6.6% | 0.06% | -1.7% |
| SGC | Sell | SUPERIOR UNIFORM INC FLORIDA | $5,534,000 | +22.9% | 357,504 | -0.9% | 0.06% | +18.8% |
| TECUA | Buy | TECUMSEH PRODS CO CL Acla | $5,281,000 | +74.4% | 583,582 | +72.5% | 0.05% | +63.6% |
| VLP | New | VALERO ENERGY PARTNERS LP | $5,167,000 | – | 150,000 | +100.0% | 0.05% | – |
| NI | Sell | NISOURCE | $5,174,000 | -46.0% | 157,350 | -49.3% | 0.05% | -48.5% |
| PCN | Sell | PIMCO CORPORATE & INCOME STRATEGY FUND | $4,735,000 | -25.9% | 299,705 | -21.7% | 0.05% | -29.0% |
| CNP | Sell | CENTERPOINT ENERGY INC | $4,617,000 | -38.4% | 199,165 | -36.3% | 0.05% | -42.0% |
| DNRCQ | Sell | DENBURY RESOURCES INC | $4,579,000 | -24.2% | 278,670 | -15.1% | 0.05% | -27.7% |
| DDC | Sell | DOMINION DIAMOND CORP COM | $4,527,000 | -74.6% | 315,274 | -78.5% | 0.05% | -75.5% |
| NICK | Buy | NICHOLAS FINANCIAL INC COM NEW | $4,467,000 | +8.8% | 283,814 | +12.6% | 0.05% | +4.5% |
| MCS | Sell | MARCUS CORP | $4,362,000 | -78.2% | 324,575 | -76.4% | 0.04% | -79.1% |
| MTRN | Sell | MATERION CORP COM | $4,159,000 | -67.6% | 134,803 | -66.4% | 0.04% | -68.8% |
| ZINCQ | Buy | HORSEHEAD HLDG CORP COM | $4,170,000 | +30.1% | 257,260 | +0.1% | 0.04% | +26.5% |
| MASC | Buy | MATERIAL SCIENCES CORP COM | $4,005,000 | +59.5% | 339,085 | +26.7% | 0.04% | +51.9% |
| MCRAE INDS INC CL Acla | $3,931,000 | +36.9% | 117,161 | 0.0% | 0.04% | +29.0% | ||
| CSWC | Buy | CAPITAL SOUTHWEST CORP COM | $3,720,000 | +16.2% | 106,685 | +14.1% | 0.04% | +11.8% |
| STBZ | Sell | STATE BK FINL CORP COM | $3,276,000 | +12.0% | 180,099 | -2.2% | 0.03% | +9.7% |
| HAS | Sell | HASBRO INC | $3,227,000 | +16.6% | 58,669 | -0.0% | 0.03% | +10.0% |
| SXL | SUNOCO LOGISTICS PARTNERS LP | $3,235,000 | +13.6% | 42,860 | 0.0% | 0.03% | +6.5% | |
| ARC | Buy | ARC DOCUMENT SOLUTIONS INC COM | $3,139,000 | +178.3% | 381,817 | +55.5% | 0.03% | +166.7% |
| DVY | ISHARES TR DJ SEL DIV INXselect divid etf | $3,004,000 | +7.6% | 42,100 | 0.0% | 0.03% | +3.3% | |
| SM | Sell | SM ENERGY CO COM | $2,909,000 | -5.8% | 35,000 | -12.5% | 0.03% | -9.1% |
| FUR | Buy | WINTHROP RLTY TR SH BEN INT NEW | $2,895,000 | +15.9% | 261,965 | +17.0% | 0.03% | +11.1% |
| T | Sell | A T & T INC (NEW) | $2,785,000 | -8.7% | 79,198 | -12.2% | 0.03% | -12.1% |
| BXLC | BEXIL CORP | $2,825,000 | -31.9% | 88,200 | 0.0% | 0.03% | -35.6% | |
| BRKA | BERKSHIRE HATHAWAY INC DEL | $2,846,000 | +4.4% | 16 | 0.0% | 0.03% | 0.0% | |
| ARCC | New | ARES CAP CORP | $2,750,000 | – | 154,770 | +100.0% | 0.03% | – |
| IWN | New | ISHARES TR RUSSL 2000 VAL | $2,637,000 | – | 26,500 | +100.0% | 0.03% | – |
| MO | Sell | ALTRIA GROUP INC | $2,548,000 | -12.7% | 66,382 | -21.8% | 0.03% | -16.1% |
| GBDC | New | GOLUB CAP BDC INC COM | $2,444,000 | – | 127,890 | +100.0% | 0.02% | – |
| ESP | ESPEY MFG & ELECTRS CORP | $2,431,000 | +14.1% | 74,482 | 0.0% | 0.02% | +8.7% | |
| PPBI | Sell | PACIFIC PREMIER BANCORP | $2,314,000 | +13.9% | 146,993 | -2.9% | 0.02% | +9.1% |
| HBOS | Sell | HERITAGE FINANCIAL GROUP INC | $2,347,000 | -11.0% | 121,913 | -19.4% | 0.02% | -14.3% |
| CB | Buy | CHUBB CORP | $2,325,000 | +16.9% | 24,065 | +8.0% | 0.02% | +14.3% |
| GLT | Sell | GLATFELTER COM | $2,252,000 | -65.8% | 81,460 | -66.5% | 0.02% | -67.6% |
| LAYN | Sell | LAYNE CHRISTENSEN CO COM | $2,196,000 | -21.5% | 128,580 | -8.3% | 0.02% | -23.3% |
| CVR | CHICAGO RIVET & MACHINE CO | $2,178,000 | +10.9% | 65,700 | 0.0% | 0.02% | +4.8% | |
| PNNT | New | PENNANTPARK INVT CORP COM | $2,162,000 | – | 186,350 | +100.0% | 0.02% | – |
| SHEN | Sell | SHENANDOAH TELECOMMUNICATIONCDT | $2,144,000 | -43.9% | 83,506 | -47.4% | 0.02% | -46.3% |
| TICC | New | TICC CAPITAL CORP COM | $1,996,000 | – | 193,080 | +100.0% | 0.02% | – |
| TRN | Sell | TRINITY INDS INC | $2,058,000 | -97.5% | 37,745 | -97.9% | 0.02% | -97.6% |
| PG | Sell | PROCTER & GAMBLE COMPANY | $2,048,000 | -4.3% | 25,152 | -11.1% | 0.02% | -8.7% |
| EBSB | Sell | MERIDIAN INTERSTAT BANCORP INC | $2,077,000 | -32.3% | 92,002 | -34.7% | 0.02% | -36.4% |
| AWX | AVALON HLDGS CORP CL Acla | $1,954,000 | -3.3% | 375,703 | 0.0% | 0.02% | -9.1% | |
| VZ | Sell | VERIZON COMMUNICATIONS | $1,899,000 | -7.3% | 38,639 | -12.0% | 0.02% | -9.1% |
| OPY | Buy | OPPENHEIMER HLDGS INC CL A NON VTGcla | $1,903,000 | +46.9% | 76,814 | +5.4% | 0.02% | +42.9% |
| ORIT | Sell | ORITANI FINL CORP | $1,940,000 | -53.3% | 120,887 | -52.1% | 0.02% | -55.6% |
| ACN | Sell | ACCENTURE PLC IRELAND SHS CLASS Acla | $1,982,000 | +5.6% | 24,107 | -5.4% | 0.02% | 0.0% |
| PTY | Sell | PIMCO CORPORATE & INCOME OPPORTUNITY FUND | $1,933,000 | -35.3% | 111,995 | -32.3% | 0.02% | -37.5% |
| FSC | New | FIFTH STREET FINANCE CORP COM | $1,849,000 | – | 199,900 | +100.0% | 0.02% | – |
| KNOP | Sell | KNOT OFFSHORE PARTNERS LP | $1,763,000 | -1.8% | 62,720 | -16.0% | 0.02% | -5.3% |
| HYS | Sell | PIMCO ETF TR 0-5 HIGH YIELD0-5 high yield | $1,753,000 | -66.0% | 16,478 | -66.4% | 0.02% | -67.3% |
| MPET | Sell | MAGELLAN PETE CORP | $1,730,000 | -1.1% | 1,679,566 | -2.0% | 0.02% | -5.3% |
| HEP | HOLLY ENERGY PARTNERS LP | $1,696,000 | -2.2% | 52,446 | 0.0% | 0.02% | -10.5% | |
| DUK | Sell | DUKE ENERGY CORPORATION COM NEW | $1,609,000 | -13.4% | 23,321 | -16.1% | 0.02% | -15.0% |
| VULC | VULCAN INTL CORP | $1,649,000 | +1.0% | 50,738 | 0.0% | 0.02% | -5.6% | |
| BKCC | New | BLACKROCK KELSO CAPITAL CORPCOM | $1,679,000 | – | 179,976 | +100.0% | 0.02% | – |
| MLR | Sell | MILLER INDS INC TENN COM NEW | $1,523,000 | +4.5% | 81,725 | -4.8% | 0.02% | 0.0% |
| NMFC | New | NEW MTN FIN CORP COM | $1,461,000 | – | 97,170 | +100.0% | 0.02% | – |
| ANDE | Sell | ANDERSONS INC | $1,429,000 | -90.2% | 16,030 | -92.3% | 0.02% | -90.4% |
| JCS | COMMUNICATIONS SYS INC | $1,476,000 | -1.5% | 132,507 | 0.0% | 0.02% | -6.2% | |
| MCC | New | MEDLEY CAP CORP COM | $1,443,000 | – | 104,170 | +100.0% | 0.02% | – |
| RDSB | Sell | ROYAL DUTCH SHELL PLC SPON ADR B | $1,446,000 | -12.5% | 19,252 | -19.8% | 0.02% | -16.7% |
| RSP | Sell | RYDEX ETF TRUST S&P 500 EQ TRDgug s&p500 eq wt | $1,451,000 | +8.3% | 20,371 | -0.8% | 0.02% | +7.1% |
| SLRC | New | SOLAR CAP LTD COM | $1,480,000 | – | 65,620 | +100.0% | 0.02% | – |
| OXF | Sell | OXFORD RESOURCE PARTNERS LP | $1,337,000 | -42.8% | 1,086,921 | -9.3% | 0.01% | -44.0% |
| ETN | Buy | EATON CORP PLC SHS | $1,391,000 | +221.2% | 18,273 | +190.8% | 0.01% | +180.0% |
| AR | New | ANTERO RES CORP COM | $1,407,000 | – | 22,175 | +100.0% | 0.01% | – |
| MMM | Sell | 3M COMPANY | $1,384,000 | +6.9% | 9,870 | -8.9% | 0.01% | 0.0% |
| NFG | NATIONAL FUEL & GAS CO | $1,246,000 | +3.8% | 17,450 | 0.0% | 0.01% | 0.0% | |
| MOFG | Sell | MIDWESTONE FINL GROUP INC NECOM | $1,260,000 | -15.3% | 46,336 | -19.9% | 0.01% | -18.8% |
| GCBC | GREENE CNTY BANCORP INC | $1,217,000 | -9.6% | 47,626 | 0.0% | 0.01% | -7.1% | |
| HCSG | Sell | HEALTHCARE SERVICES GROUP INC | $1,269,000 | -24.2% | 44,738 | -31.2% | 0.01% | -27.8% |
| SWN | Buy | SOUTHWESTERN ENERGY CO | $1,176,000 | +8.8% | 29,905 | +0.7% | 0.01% | 0.0% |
| AINV | New | APOLLO INVT CORP COM | $1,126,000 | – | 132,860 | +100.0% | 0.01% | – |
| WPX | Sell | WPX ENERGY INC COM | $1,208,000 | -69.9% | 59,298 | -71.6% | 0.01% | -72.1% |
| ASTE | Sell | ASTEC INDS INC COM | $1,143,000 | +2.2% | 29,580 | -4.8% | 0.01% | 0.0% |
| REXX | Sell | REX ENERGY CORPORATION COM | $1,120,000 | -31.1% | 56,800 | -22.0% | 0.01% | -29.4% |
| LMNR | LIMONEIRA CO | $1,198,000 | +3.5% | 45,050 | 0.0% | 0.01% | 0.0% | |
| TCPC | New | TCP CAP CORP COM | $1,149,000 | – | 68,480 | +100.0% | 0.01% | – |
| COP | Sell | CONOCOPHILLIPS | $1,119,000 | -33.9% | 15,840 | -34.9% | 0.01% | -33.3% |
| BBG | Sell | BILL BARRET CORP | $1,125,000 | -70.5% | 42,025 | -72.4% | 0.01% | -70.7% |
| PSX | New | PHILLIPS 66 COM | $1,111,000 | – | 14,404 | +100.0% | 0.01% | – |
| RAFI | REGENCY AFFILIATES INC COM PAR $.001 | $1,068,000 | +13.1% | 114,215 | 0.0% | 0.01% | +10.0% | |
| PSEC | New | PROSPECT CAPITAL CORPORATIONCOM | $1,032,000 | – | 92,000 | +100.0% | 0.01% | – |
| AAPL | Sell | APPLE INC | $1,098,000 | +6.8% | 1,958 | -9.2% | 0.01% | 0.0% |
| MRK | Sell | MERCK & COMPANY | $1,115,000 | -19.2% | 22,278 | -23.1% | 0.01% | -26.7% |
| MPLX | MPLX LP | $1,049,000 | +22.3% | 23,550 | 0.0% | 0.01% | +22.2% | |
| CHEV | Sell | CHEVIOT FINANCIAL CORP NEW COM | $1,077,000 | -23.6% | 104,542 | -19.3% | 0.01% | -26.7% |
| NULM | NEW ULM TELECOM INC CAP STK | $944,000 | +5.1% | 143,640 | 0.0% | 0.01% | 0.0% | |
| SO | Sell | SOUTHERN CO | $1,020,000 | -22.3% | 24,809 | -22.2% | 0.01% | -28.6% |
| SVIN | SCHEID VINEYARDS INC CL Acla | $830,000 | +9.8% | 33,210 | 0.0% | 0.01% | +12.5% | |
| EOG | New | EOG RESOURCES INC | $904,000 | – | 5,388 | +100.0% | 0.01% | – |
| OME | Sell | OMEGA PROTEIN CORP COM | $895,000 | -27.4% | 72,835 | -39.9% | 0.01% | -30.8% |
| TCAP | New | TRIANGLE CAP CORP COM | $848,000 | – | 30,680 | +100.0% | 0.01% | – |
| MAIN | New | MAIN STREET CAPITAL CORP COM | $847,000 | – | 25,900 | +100.0% | 0.01% | – |
| OAK | Sell | OAKTREE CAP GROUP LLC UNIT CL Acla | $856,000 | -31.0% | 14,550 | -38.6% | 0.01% | -30.8% |
| CL | Sell | COLGATE PALMOLIVE CO | $912,000 | +1.6% | 13,979 | -7.7% | 0.01% | -10.0% |
| KRFT | Sell | KRAFT FOODS GROUP INC COM | $882,000 | -12.4% | 16,353 | -14.7% | 0.01% | -18.2% |
| PFF | Sell | ISHARES TR US PFD STK IDXu.s. pfd stk etf | $886,000 | -65.6% | 24,043 | -64.5% | 0.01% | -67.9% |
| HTGC | New | HERCULES TECH GROWTH CAP INCCOM | $864,000 | – | 52,680 | +100.0% | 0.01% | – |
| GSK | Sell | GLAXOSMITHKLINE PLC ADR SPONSORED | $856,000 | -25.1% | 16,040 | -29.6% | 0.01% | -25.0% |
| GLDD | Buy | GREAT LAKES DREDGE & DOCK COCOM | $855,000 | +61.0% | 92,900 | +30.1% | 0.01% | +50.0% |
| CWHPRD | Sell | COMMONWEALTH REIT 6.50% PFD CUM | $769,000 | -17.5% | 37,500 | -15.7% | 0.01% | -20.0% |
| LUMN | New | CENTURYLINK INC. | $738,000 | – | 23,173 | +100.0% | 0.01% | – |
| GPT | New | GRAMERCY PPTY TR INC COM | $740,000 | – | 128,630 | +100.0% | 0.01% | – |
| GAS | Sell | AGL RES INC | $748,000 | +0.8% | 15,836 | -1.7% | 0.01% | 0.0% |
| AB | Buy | ALLIANCEBERNSTEIN HOLDING LPUNIT LTD PARTN | $695,000 | +8.1% | 32,590 | +0.7% | 0.01% | 0.0% |
| XCO | EXCO RESOURCES INC COM | $722,000 | -21.3% | 136,050 | 0.0% | 0.01% | -30.0% | |
| FDUS | New | FIDUS INVT CORP COM | $646,000 | – | 29,710 | +100.0% | 0.01% | – |
| POT | Sell | POTASH CORP SASK INC | $711,000 | -48.3% | 21,570 | -50.9% | 0.01% | -53.3% |
| RYN | New | RAYONIER INC COM | $653,000 | – | 15,520 | +100.0% | 0.01% | – |
| PFSW | New | PFSWEB INC COM NEW | $540,000 | – | 59,500 | +100.0% | 0.01% | – |
| BACPRL | Sell | BANK OF AMERICA CORPORATION 7.25%CNV PFD L | $610,000 | -31.7% | 575 | -30.3% | 0.01% | -40.0% |
| RGP | REGENCY ENERGY PARTNERS | $621,000 | -8.1% | 23,640 | 0.0% | 0.01% | -14.3% | |
| COMM | New | COMMSCOPE HLDG CO INC COM | $598,000 | – | 31,600 | +100.0% | 0.01% | – |
| TCRD | New | THL CR INC COM | $571,000 | – | 34,600 | +100.0% | 0.01% | – |
| MWW | New | MONSTER WORLDWIDE INC | $611,000 | – | 85,700 | +100.0% | 0.01% | – |
| MFIN | New | MEDALLION FINL CORP COM | $532,000 | – | 37,060 | +100.0% | 0.01% | – |
| RELL | Sell | RICHARDSON ELECTRS LTD COM | $458,000 | -49.9% | 40,360 | -49.8% | 0.01% | -50.0% |
| PSEM | Sell | PERICOM SEMICONDUCTOR CORP COM | $448,000 | +3.5% | 50,610 | -8.8% | 0.01% | 0.0% |
| MVC | New | MVC CAPITAL INC COM | $515,000 | – | 38,160 | +100.0% | 0.01% | – |
| GTI | Buy | GRAFTECH INTL LTD COM | $506,000 | +47.1% | 45,100 | +10.8% | 0.01% | +25.0% |
| ERC | Sell | WELLS FARGO ADVANTAGE MULTI COM SHS | $534,000 | -40.2% | 37,950 | -39.9% | 0.01% | -50.0% |
| AAVVF | ADVANTAGE OIL & GAS LTD COM | $348,000 | +16.4% | 75,500 | 0.0% | 0.00% | +33.3% | |
| SENEA | Sell | SENECA FOODS CORP NEW CL Acla | $369,000 | -95.7% | 11,582 | -95.9% | 0.00% | -95.7% |
| DLN | WISDOMTREE TRUST LARGECAP DIVIDlargecap divid | $381,000 | +8.5% | 5,720 | 0.0% | 0.00% | 0.0% | |
| MRCC | New | MONROE CAP CORP COM | $345,000 | – | 28,270 | +100.0% | 0.00% | – |
| NTRS | Buy | NORTHERN TR CORP | $394,000 | +15.2% | 6,362 | +1.2% | 0.00% | 0.0% |
| AMU | New | ETRACS ALERIAN MLP INDEX ETN | $381,000 | – | 13,100 | +100.0% | 0.00% | – |
| FITB | Buy | FIFTH THIRD BANCORP | $400,000 | +17.0% | 19,024 | +0.6% | 0.00% | 0.0% |
| UTIW | New | UTI WORLDWIDE INC ORD | $413,000 | – | 23,510 | +100.0% | 0.00% | – |
| XOM | Sell | EXXON MOBIL CORP | $380,000 | -55.8% | 3,750 | -62.5% | 0.00% | -55.6% |
| SUNS | New | SOLAR SR CAP LTD COM | $336,000 | – | 18,440 | +100.0% | 0.00% | – |
| AMJ | New | JPMORGAN ALERIAN MLP INDEX ETN | $318,000 | – | 6,870 | +100.0% | 0.00% | – |
| PFLT | New | PENNANTPARK FLOATING RATE CACOM | $312,000 | – | 22,720 | +100.0% | 0.00% | – |
| CSD | CLAYMORE EXCHANGE TRD FD TR GUGG SPINOFF Egugg spinoff etf | $274,000 | +9.6% | 6,079 | 0.0% | 0.00% | 0.0% | |
| SCM | New | STELLUS CAP INVT CORP COM | $311,000 | – | 20,790 | +100.0% | 0.00% | – |
| NRP | NATURAL RESOURCE PARTNERS LP | $312,000 | +4.7% | 15,646 | 0.0% | 0.00% | 0.0% | |
| CO | New | CHINA CORD BLOOD CORP SHS | $266,000 | – | 66,271 | +100.0% | 0.00% | – |
| NEE | Buy | NEXTERA ENERGY INC | $271,000 | +8.8% | 3,160 | +2.1% | 0.00% | 0.0% |
| HYLD | Sell | ADVISORSHARES TR PERITUS HG YLDperitus hg yld | $251,000 | -56.4% | 4,860 | -56.6% | 0.00% | -50.0% |
| New | GARRISON CAP INC COM | $297,000 | – | 21,405 | +100.0% | 0.00% | – | |
| GIS | New | GENERAL MLS INC | $213,000 | – | 4,275 | +100.0% | 0.00% | – |
| PNG | PAA NATURAL GAS STORAGE LP | $148,000 | -1.3% | 6,431 | 0.0% | 0.00% | 0.0% | |
| MT | New | ARCELORMITTAL SA LUXEMBOURG NY | $214,000 | – | 12,006 | +100.0% | 0.00% | – |
| LRN | K12 INC COM | $218,000 | -29.4% | 10,000 | 0.0% | 0.00% | -33.3% | |
| SF | New | STIFEL FINANCIAL CORP | $207,000 | – | 4,320 | +100.0% | 0.00% | – |
| KLIC | New | KULICKE & SOFFA INDS INC COM | $186,000 | – | 13,996 | +100.0% | 0.00% | – |
| AGRO | New | ADECOAGRO S A COM | $205,000 | – | 25,367 | +100.0% | 0.00% | – |
| FTR | Buy | FRONTIER COMMUNICATIONS CORP | $64,000 | +20.8% | 13,752 | +9.0% | 0.00% | 0.0% |
| GLP | GLOBAL PARTNERS LP | $143,000 | +1.4% | 4,045 | 0.0% | 0.00% | -50.0% | |
| ARPJQ | ATLAS RESOURCE PARTNERS | $123,000 | -2.4% | 6,000 | 0.0% | 0.00% | 0.0% | |
| TBACQ | TANDY BRANDS ACCESSORIES INC | $8,000 | -57.9% | 31,569 | 0.0% | 0.00% | – | |
| JTP | Exit | NUVEEN QUALITY PFD I | $0 | – | -12,800 | -100.0% | -0.00% | – |
| AMD | Exit | ADVANCED MICRO DEVIC | $0 | – | -16,955 | -100.0% | -0.00% | – |
| NQP | Exit | NUVEEN PA INVT QUALI | $0 | – | -10,100 | -100.0% | -0.00% | – |
| TPL | Exit | TEXAS PAC LD TR SUB | $0 | – | -2,500 | -100.0% | -0.00% | – |
| AME | Exit | AMETEK INC NEW COM | $0 | – | -4,410 | -100.0% | -0.00% | – |
| MLM | Exit | MARTIN MARIETTA MATL | $0 | – | -2,095 | -100.0% | -0.00% | – |
| MCR | Exit | MFS CHARTER INCOME Tsh ben int | $0 | – | -18,575 | -100.0% | -0.00% | – |
| IWS | Exit | ISHARES TR RUSSELL Mrus mdcp val etf | $0 | – | -4,581 | -100.0% | -0.00% | – |
| MA | Exit | MASTERCARD INC CL Acla | $0 | – | -479 | -100.0% | -0.00% | – |
| BK | Exit | BANK OF NEW YORK MEL | $0 | – | -8,574 | -100.0% | -0.00% | – |
| WFT | Exit | WEATHERFORD INTERNAT | $0 | – | -20,600 | -100.0% | -0.00% | – |
| BFB | Exit | BROWN FORMAN CORP CLclb | $0 | – | -3,492 | -100.0% | -0.00% | – |
| BERY | Exit | BERRY PLASTICS GROUP | $0 | – | -17,100 | -100.0% | -0.00% | – |
| WPO | Exit | WASHINGTON POST CO Cclb | $0 | – | -575 | -100.0% | -0.00% | – |
| TWO | Exit | TWO HBRS INVT CORP C | $0 | – | -34,220 | -100.0% | -0.00% | – |
| KEGXQ | Exit | KEY ENERGY SVCS INC | $0 | – | -57,600 | -100.0% | -0.01% | – |
| AIR | Exit | AAR CORP | $0 | – | -17,700 | -100.0% | -0.01% | – |
| WFD | Exit | WESTFIELD FINANCIAL | $0 | – | -66,943 | -100.0% | -0.01% | – |
| BBCN | Exit | BBCN BANCORP INC COM | $0 | – | -37,160 | -100.0% | -0.01% | – |
| UBNK | Exit | UNITED FINANCIAL BAN | $0 | – | -26,987 | -100.0% | -0.01% | – |
| PM | Exit | PHILIP MORRIS INTL I | $0 | – | -6,146 | -100.0% | -0.01% | – |
| 3101SC | Exit | COMMONWEALTH REIT SH | $0 | – | -26,770 | -100.0% | -0.01% | – |
| FOE | Exit | FERRO CORP COM | $0 | – | -58,200 | -100.0% | -0.01% | – |
| HOME | Exit | HOME FEDERAL BANCORP | $0 | – | -45,000 | -100.0% | -0.01% | – |
| IRGTQ | Exit | IGNITE RESTAURANT GR | $0 | – | -43,100 | -100.0% | -0.01% | – |
| EFT | Exit | EATON VANCE FLTING R | $0 | – | -41,770 | -100.0% | -0.01% | – |
| ZIXI | Exit | ZIX CORP COM | $0 | – | -130,400 | -100.0% | -0.01% | – |
| ALTV | Exit | ALTEVA COM | $0 | – | -96,858 | -100.0% | -0.01% | – |
| EFR | Exit | EATON VANCE SR FLTNG | $0 | – | -47,680 | -100.0% | -0.01% | – |
| MBFI | Exit | MB FINANCIAL INC NEW | $0 | – | -29,410 | -100.0% | -0.01% | – |
| GOV | Exit | GOVERNMENT PPTYS INC | $0 | – | -37,359 | -100.0% | -0.01% | – |
| ASI | Exit | AMERICAN SAFETY INS | $0 | – | -29,804 | -100.0% | -0.01% | – |
| FLIC | Exit | FIRST LONG IS CORP C | $0 | – | -24,747 | -100.0% | -0.01% | – |
| HK | Exit | HALCON RES CORP COM | $0 | – | -282,960 | -100.0% | -0.01% | – |
| NYLD | Exit | NRG YIELD, INC. | $0 | – | -50,000 | -100.0% | -0.02% | – |
| CRRC | Exit | COURIER CORP COM | $0 | – | -95,130 | -100.0% | -0.02% | – |
| EIHI | Exit | EASTERN INS HLDGS IN | $0 | – | -98,621 | -100.0% | -0.03% | – |
| OFG | Exit | OFG BANCORP | $0 | – | -279,458 | -100.0% | -0.05% | – |
| CYD | Exit | CHINA YUCHAI INTL LT | $0 | – | -203,707 | -100.0% | -0.05% | – |
| STR | Exit | QUESTAR | $0 | – | -241,010 | -100.0% | -0.06% | – |
| MHRCQ | Exit | MAGNUM HUNTER RES CO | $0 | – | -1,000,000 | -100.0% | -0.07% | – |
| HUM | Exit | HUMANA INC | $0 | – | -101,590 | -100.0% | -0.10% | – |
| CMLP | Exit | CRESTWOOD MIDSTREAM PARTNERS L | $0 | – | -1,365,719 | -100.0% | -0.36% | – |
| NRGM | Exit | INERGY MIDSTREAM, L.P. | $0 | – | -4,250,458 | -100.0% | -1.01% | – |
| MOLXA | Exit | MOLEX INC CL Acla | $0 | – | -2,951,190 | -100.0% | -1.22% | – |
| NRGY | Exit | INERGY LP | $0 | – | -10,864,738 | -100.0% | -1.61% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Unitedhealth Group Incorporate | 42 | Q3 2023 | 2.6% |
| ENSTAR GROUP LIMITED SHS | 42 | Q3 2023 | 2.7% |
| Microsoft Corporation | 42 | Q3 2023 | 3.0% |
| JPMorgan Chase & Co Com | 42 | Q3 2023 | 2.3% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 2.2% |
| Berkshire Hathaway Inc Del Cl B New | 42 | Q3 2023 | 0.4% |
| UNION PACIFIC CORPORATION | 42 | Q3 2023 | 0.3% |
| CHEVRON CORPORATION NEW | 42 | Q3 2023 | 0.3% |
| AMERICAN EXPRESS COMPANY | 42 | Q3 2023 | 0.3% |
| VERIZON COMMUNICATIONS INC | 41 | Q2 2023 | 1.6% |
View ADVISORY RESEARCH INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Epsilon Energy Ltd.Sold out | February 07, 2023 | 0 | 0.0% |
| Sundance Energy Inc.Sold out | August 10, 2020 | 0 | 0.0% |
| Delek Logistics Partners, LPSold out | February 14, 2020 | 0 | 0.0% |
| KNOT Offshore Partners LPSold out | February 14, 2020 | 0 | 0.0% |
| USD Partners LPSold out | February 14, 2020 | 0 | 0.0% |
| ANALOGIC CORPSold out | February 13, 2019 | 0 | 0.0% |
| DCP Midstream, LP | February 13, 2019 | 6,062,034 | 4.2% |
| EVOLUTION PETROLEUM CORP | February 13, 2019 | 1,215,308 | 3.7% |
| Summit Midstream Partners, LP | February 13, 2019 | 279,950 | 0.4% |
| Navios Maritime Midstream Partners LPSold out | May 09, 2018 | 0 | 0.0% |
View ADVISORY RESEARCH INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-13 |
| SC 13G/A | 2023-02-07 |
| 13F-HR | 2022-11-15 |
| 13F-HR/A | 2022-08-17 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-16 |
View ADVISORY RESEARCH INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.