This page lists the SEC filings reported by AXA FINANCIAL INC.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G/A | 2013-01-07 | AXA FINANCIAL INC | iSHARES INC | 118,736 | 2.8% | EDGAR |
| SC 13G/A | 2012-02-14 | AXA FINANCIAL INC | iSHARES TRUST | 816,663 | 15.1% | EDGAR |
| SC 13G/A | 2012-02-14 | AXA FINANCIAL INC | iSHARES INC | 385,528 | 4.6% | EDGAR |
| SC 13G/A | 2012-02-14 | AXA FINANCIAL INC | Cogo Group Inc. | 1,293,047 | 3.8% | EDGAR |
| SC 13G/A | 2012-02-14 | AXA FINANCIAL INC | iSHARES TRUST | 236,837 | 18.2% | EDGAR |
| SC 13G | 2012-02-14 | AXA FINANCIAL INC | AXA FINANCIAL INC | 236,837 | 18.2% | EDGAR |
| SC 13G | 2012-02-14 | AXA FINANCIAL INC | iSHARES INC | 179,736 | 8.2% | EDGAR |
| SC 13G | 2012-02-14 | AXA FINANCIAL INC | iSHARES TRUST | 1,610,600 | 5.9% | EDGAR |
| SC 13D/A | 2011-12-16 | AXA FINANCIAL INC | ALLIANCEBERNSTEIN L.P. | 170,121,745 | 61.2% | EDGAR |
| SC 13D/A | 2011-12-16 | AXA FINANCIAL INC | ALLIANCEBERNSTEIN HOLDING L.P. | 1,444,356 | 1.4% | EDGAR |
| SC 13G | 2011-05-10 | AXA FINANCIAL INC | iSHARES TRUST | 268,037 | 17.9% | EDGAR |
| SC 13G | 2011-04-11 | AXA FINANCIAL INC | iSHARES TRUST | 755,163 | 13.2% | EDGAR |
| SC 13G/A | 2011-02-09 | AXA FINANCIAL INC | ARCHER DANIELS MIDLAND CO | 763,155 | 0.1% | EDGAR |
| SC 13G/A | 2011-02-09 | AXA FINANCIAL INC | AMERIPRISE FINANCIAL INC | 2,051,573 | 0.8% | EDGAR |
| SC 13G/A | 2011-02-09 | AXA FINANCIAL INC | ARCH CHEMICALS INC | 61,927 | 0.2% | EDGAR |
| SC 13G/A | 2011-02-09 | AXA FINANCIAL INC | Bunge LTD | 290,296 | 0.2% | EDGAR |
| SC 13G/A | 2011-02-09 | AXA FINANCIAL INC | BLACKHAWK CAPITAL GROUP BDC INC | 0 | 0.0% | EDGAR |
| SC 13G/A | 2011-02-09 | AXA FINANCIAL INC | Blackstone Group L.P. | 587,260 | 0.2% | EDGAR |
| SC 13G/A | 2011-02-09 | AXA FINANCIAL INC | CAMERON INTERNATIONAL CORP | 161,097 | 0.1% | EDGAR |
| SC 13G/A | 2011-02-09 | AXA FINANCIAL INC | Cooper Industries plc | 31,985 | 0.0% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.