This page lists the SEC filings reported by AXA FINANCIAL INC.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13D/A | 2018-04-25 | AXA FINANCIAL INC | ALLIANCEBERNSTEIN L.P. | 170,121,745 | 63.3% | EDGAR |
| SC 13D/A | 2018-04-25 | AXA FINANCIAL INC | ALLIANCEBERNSTEIN HOLDING L.P. | 3,756,520 | 3.9% | EDGAR |
| SC 13G/A | 2018-04-10 | AXA FINANCIAL INC | PROSHARES TRUST | 56,620 | 17.4% | EDGAR |
| SC 13G/A | 2018-03-12 | AXA FINANCIAL INC | PowerShares DB G10 Currency Harvest Fund | 137,250 | 11.4% | EDGAR |
| SC 13D/A | 2018-03-06 | AXA FINANCIAL INC | ALLIANCEBERNSTEIN L.P. | 170,121,745 | 63.3% | EDGAR |
| SC 13D/A | 2018-03-06 | AXA FINANCIAL INC | ALLIANCEBERNSTEIN HOLDING L.P. | 3,756,520 | 3.9% | EDGAR |
| SC 13G/A | 2018-02-13 | AXA FINANCIAL INC | PROSHARES TRUST | 54,150 | 10.3% | EDGAR |
| SC 13G/A | 2018-02-13 | AXA FINANCIAL INC | PowerShares DB G10 Currency Harvest Fund | 132,550 | 8.3% | EDGAR |
| SC 13G/A | 2018-02-13 | AXA FINANCIAL INC | iSHARES TRUST | 764,423 | 13.8% | EDGAR |
| SC 13G/A | 2018-02-13 | AXA FINANCIAL INC | iSHARES TRUST | 410,650 | 5.6% | EDGAR |
| SC 13G/A | 2018-02-13 | AXA FINANCIAL INC | iSHARES TRUST | 304,936 | 7.9% | EDGAR |
| SC 13G | 2018-02-13 | AXA FINANCIAL INC | PowerShares DB Gold Fund | 181,405 | 5.3% | EDGAR |
| SC 13G | 2018-01-30 | AXA FINANCIAL INC | PROSHARES TRUST | 53,240 | 10.1% | EDGAR |
| SC 13G/A | 2018-01-09 | AXA FINANCIAL INC | POWERSHARES DB SILVER FUND | 139,370 | 17.4% | EDGAR |
| SC 13D/A | 2017-12-13 | AXA FINANCIAL INC | ALLIANCEBERNSTEIN HOLDING L.P. | 3,756,519 | 4.0% | EDGAR |
| SC 13D/A | 2017-12-13 | AXA FINANCIAL INC | ALLIANCEBERNSTEIN L.P. | 170,121,745 | 64.0% | EDGAR |
| SC 13G/A | 2017-07-07 | AXA FINANCIAL INC | Powershares Actively Managed Exchange-Traded Fund Trust | 0 | 0.0% | EDGAR |
| SC 13D/A | 2017-07-03 | AXA FINANCIAL INC | ALLIANCEBERNSTEIN HOLDING L.P. | 2,515,537 | 2.6% | EDGAR |
| SC 13D/A | 2017-07-03 | AXA FINANCIAL INC | ALLIANCEBERNSTEIN L.P. | 170,121,745 | 63.3% | EDGAR |
| SC 13D/A | 2017-05-01 | AXA FINANCIAL INC | ALLIANCEBERNSTEIN HOLDING L.P. | 1,444,356 | 1.5% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.