This page lists the SEC filings reported by AXA FINANCIAL INC.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13D/A | 2016-01-05 | AXA FINANCIAL INC | ALLIANCEBERNSTEIN L.P. | 170,121,745 | 62.5% | EDGAR |
| SC 13G/A | 2015-11-09 | AXA FINANCIAL INC | POWERSHARES DB SILVER FUND | 82,750 | 10.3% | EDGAR |
| SC 13G/A | 2015-06-10 | AXA FINANCIAL INC | iSHARES TRUST | 145,837 | 8.1% | EDGAR |
| SC 13G/A | 2015-02-12 | AXA FINANCIAL INC | iSHARES TRUST | 687,623 | 12.1% | EDGAR |
| SC 13G/A | 2015-02-12 | AXA FINANCIAL INC | iSHARES TRUST | 250,037 | 13.9% | EDGAR |
| SC 13G/A | 2015-02-12 | AXA FINANCIAL INC | CGG | 657,457 | 0.4% | EDGAR |
| SC 13G | 2015-02-12 | AXA FINANCIAL INC | iSHARES TRUST | 411,850 | 5.4% | EDGAR |
| SC 13G | 2015-02-12 | AXA FINANCIAL INC | POWERSHARES DB SILVER FUND | 73,910 | 9.2% | EDGAR |
| SC 13G/A | 2014-02-10 | AXA FINANCIAL INC | iSHARES TRUST | 543,963 | 10.3% | EDGAR |
| SC 13G/A | 2014-02-10 | AXA FINANCIAL INC | iSHARES TRUST | 229,937 | 15.9% | EDGAR |
| SC 13G/A | 2014-02-10 | AXA FINANCIAL INC | SPDR S&P MIDCAP 400 ETF TRUST | 23,094 | 2.4% | EDGAR |
| SC 13G | 2014-02-10 | AXA FINANCIAL INC | CGG | 9,147,752 | 5.2% | EDGAR |
| SC 13D/A | 2013-12-20 | AXA FINANCIAL INC | ALLIANCEBERNSTEIN HOLDING L.P. | 1,444,356 | 1.5% | EDGAR |
| SC 13D/A | 2013-12-20 | AXA FINANCIAL INC | ALLIANCEBERNSTEIN L.P. | 170,121,745 | 63.4% | EDGAR |
| SC 13D/A | 2013-09-23 | AXA FINANCIAL INC | ALLIANCEBERNSTEIN HOLDING L.P. | 1,444,356 | 1.6% | EDGAR |
| SC 13D/A | 2013-09-23 | AXA FINANCIAL INC | ALLIANCEBERNSTEIN L.P. | 170,121,745 | 64.3% | EDGAR |
| SC 13G | 2013-02-11 | AXA FINANCIAL INC | SPDR SERIES TRUST | 23,094 | 5.8% | EDGAR |
| SC 13G/A | 2013-02-07 | AXA FINANCIAL INC | iSHARES TRUST | 741,263 | 12.7% | EDGAR |
| SC 13G/A | 2013-02-07 | AXA FINANCIAL INC | iSHARES TRUST | 220,437 | 18.4% | EDGAR |
| SC 13G/A | 2013-02-07 | AXA FINANCIAL INC | iSHARES TRUST | 1,523,400 | 4.9% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.