This page lists the SEC filings reported by AXA FINANCIAL INC.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13D/A | 2017-05-01 | AXA FINANCIAL INC | ALLIANCEBERNSTEIN L.P. | 170,121,745 | 63.3% | EDGAR |
| SC 13G/A | 2017-02-10 | AXA FINANCIAL INC | Conatus Pharmaceuticals Inc. | 479,686 | 1.8% | EDGAR |
| SC 13G/A | 2017-02-10 | AXA FINANCIAL INC | iSHARES TRUST | 611,323 | 10.4% | EDGAR |
| SC 13G/A | 2017-02-10 | AXA FINANCIAL INC | iSHARES TRUST | 132,937 | 5.8% | EDGAR |
| SC 13G | 2017-02-10 | AXA FINANCIAL INC | PowerShares DB G10 Currency Harvest Fund | 148,100 | 7.4% | EDGAR |
| SC 13G | 2017-02-10 | AXA FINANCIAL INC | iSHARES TRUST | 415,150 | 5.1% | EDGAR |
| SC 13G/A | 2017-01-09 | AXA FINANCIAL INC | iSHARES TRUST | 424,336 | 11.3% | EDGAR |
| SC 13G | 2017-01-09 | AXA FINANCIAL INC | POWERSHARES DB SILVER FUND | 112,390 | 11.2% | EDGAR |
| SC 13G/A | 2016-09-09 | AXA FINANCIAL INC | Invesco PowerShares Capital Management LLC | 0 | 0.0% | EDGAR |
| SC 13G/A | 2016-09-09 | AXA FINANCIAL INC | Powershares Actively Managed Exchange-Traded Fund Trust | 65,200 | 21.7% | EDGAR |
| SC 13G | 2016-09-09 | AXA FINANCIAL INC | Powershares Actively Managed Exchange-Traded Fund Trust | 68,220 | 11.4% | EDGAR |
| SC 13G/A | 2016-08-09 | AXA FINANCIAL INC | POWERSHARES DB SILVER FUND | 84,780 | 2.8% | EDGAR |
| SC 13G/A | 2016-02-16 | AXA FINANCIAL INC | POWERSHARES DB SILVER FUND | 84,750 | 10.6% | EDGAR |
| SC 13G/A | 2016-02-16 | AXA FINANCIAL INC | iSHARES TRUST | 738,623 | 10.4% | EDGAR |
| SC 13G/A | 2016-02-16 | AXA FINANCIAL INC | iSHARES TRUST | 77,937 | 5.2% | EDGAR |
| SC 13G/A | 2016-02-16 | AXA FINANCIAL INC | iSHARES TRUST | 416,450 | 4.8% | EDGAR |
| SC 13G | 2016-02-16 | AXA FINANCIAL INC | Conatus Pharmaceuticals Inc. | 1,070,836 | 5.4% | EDGAR |
| SC 13G | 2016-02-16 | AXA FINANCIAL INC | iSHARES TRUST | 174,736 | 5.2% | EDGAR |
| SC 13G | 2016-01-11 | AXA FINANCIAL INC | Invesco PowerShares Capital Management LLC | 68,220 | 11.4% | EDGAR |
| SC 13D/A | 2016-01-05 | AXA FINANCIAL INC | ALLIANCEBERNSTEIN HOLDING L.P. | 1,444,356 | 1.4% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.