TOCQUEVILLE ASSET MANAGEMENT L.P.

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$9.3 Billion is the total value of TOCQUEVILLE ASSET MANAGEMENT L.P.'s 968 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was - .

All

			Value		Shares		↓ Weighting
	New	The Tocqueville International	$69,680,000	–	5,165,333	+100.0%	0.75%	–
	New	The Tocqueville Fund	$46,409,000	–	1,362,167	+100.0%	0.50%	–
MAT	New	MATTEL INC COM	$42,502,000	–	1,373,706	+100.0%	0.46%	–
	New	The Tocqueville Opportunity Fu	$42,095,000	–	2,059,453	+100.0%	0.45%	–
	New	Tocqueville Alternative Strate	$19,787,000	–	732,567	+100.0%	0.21%	–
TWX	New	Time Warner Inc.	$18,165,000	–	212,656	+100.0%	0.20%	–
	New	Tocqueville Bullion Reserve SW	$15,989,000	–	13,806	+100.0%	0.17%	–
	New	Tocqueville Select Fund	$15,184,000	–	1,137,344	+100.0%	0.16%	–
	New	The Delafield Fund	$14,091,000	–	431,168	+100.0%	0.15%	–
GLD	New	SPDR Gold Trust	$13,140,000	–	115,693	+100.0%	0.14%	–
	New	Ivanhoe Mines Ltd	$12,595,000	–	14,535,827	+100.0%	0.14%	–
	New	American EuroPacific Growth Fu	$10,498,000	–	223,261	+100.0%	0.11%	–
NTG	New	Tortoise MLP Fund, Inc.	$9,433,000	–	337,743	+100.0%	0.10%	–
PDCO	New	Patterson Companies Inc.	$9,286,000	–	193,065	+100.0%	0.10%	–
	New	Merger Fund Sh Ben Int	$9,253,000	–	591,976	+100.0%	0.10%	–
XLU	New	Utilities Select Sector SPDR F	$9,181,000	–	194,435	+100.0%	0.10%	–
CNI	New	Canadian Natl RY Co	$7,890,000	–	114,500	+100.0%	0.08%	–
WBA	New	Walgreens Boots Alliance Inc	$7,937,000	–	104,160	+100.0%	0.08%	–
XLE	New	Energy Select Sector SPDR Fund	$7,252,000	–	91,610	+100.0%	0.08%	–
MRC	New	MRC Global Inc	$7,121,000	–	470,000	+100.0%	0.08%	–
SCEDN	New	Southern Calif Edison Pfd Ser	$7,097,000	–	70,634	+100.0%	0.08%	–
KRE	New	SPDR Series Trust S&P Regl Bkg	$7,098,000	–	174,409	+100.0%	0.08%	–
	New	Fidelity Spartan 500 Index Fun	$6,936,000	–	95,211	+100.0%	0.08%	–
FCG	New	First Trust ISE Revere Nat Gas	$6,920,000	–	617,310	+100.0%	0.07%	–
	New	Gold Bullion International LLC	$6,893,000	–	5,000,000	+100.0%	0.07%	–
USBPRM	New	US Bancorp Del Depositary Shs	$6,828,000	–	231,860	+100.0%	0.07%	–
STN	New	Stantec Inc.	$6,700,000	–	244,364	+100.0%	0.07%	–
	New	The Tocqueville Gold Fund	$6,529,000	–	203,889	+100.0%	0.07%	–
ROC	New	Rockwood Holdings Inc	$5,910,000	–	75,000	+100.0%	0.06%	–
COMM	New	CommScope Holding Co Inc	$5,673,000	–	248,500	+100.0%	0.06%	–
CPRN	New	Citigroup Cap XIII Trust Pfd S	$5,463,000	–	205,536	+100.0%	0.06%	–
PNCPRP	New	PNC Financial Services Group I	$4,822,000	–	173,690	+100.0%	0.05%	–
PFGZP	New	Principal Financial Group 5.56	$4,650,000	–	46,495	+100.0%	0.05%	–
PHYS	New	Sprott Physical Gold Trust	$4,341,000	–	444,370	+100.0%	0.05%	–
	New	Rockwood Services Corp. (RESTR	$4,055,000	–	751	+100.0%	0.04%	–
HYH	New	Halyard Health Inc	$4,045,000	–	88,956	+100.0%	0.04%	–
XLF	New	Financial Select Sector SPDR F	$3,819,000	–	154,448	+100.0%	0.04%	–
MHRGQ	New	Magnum Hunter Resources 8% Ser	$3,682,000	–	108,485	+100.0%	0.04%	–
IFN	New	India Fund Inc.	$3,742,000	–	144,971	+100.0%	0.04%	–
	New	Fidelity Spartan 500 Index Fun	$3,611,000	–	49,572	+100.0%	0.04%	–
	New	Pitney Bowes Int'l Holdings In	$3,608,000	–	3,420	+100.0%	0.04%	–
5100PS	New	Volcano Corporation	$3,557,000	–	198,958	+100.0%	0.04%	–
	New	White Securities Corporation (	$3,576,000	–	2,180	+100.0%	0.04%	–
FITBI	New	Fifth Third Bank 6.625% Pfd	$3,476,000	–	127,175	+100.0%	0.04%	–
SPXU	New	Proshares Ultrapro Short S&P 5	$3,405,000	–	89,503	+100.0%	0.04%	–
KEYS	New	KEYSIGHT TECHNOLOGIES INC COM	$3,444,000	–	101,970	+100.0%	0.04%	–
PFF	New	iShares U.S. Preferred Stock E	$3,370,000	–	85,437	+100.0%	0.04%	–
AMLP	New	Alerian MLP ETF	$3,195,000	–	182,390	+100.0%	0.03%	–
HAO	New	Claymore Exchange Traded Fund	$3,197,000	–	122,990	+100.0%	0.03%	–
SHPG	New	Shire Pharmaceuticals Group PL	$3,081,000	–	14,494	+100.0%	0.03%	–
	New	Tocqueville Falcon Global Equi	$3,093,000	–	28,699	+100.0%	0.03%	–
ZIONO	New	Zions Bancorporation Pfd.6.3%	$2,940,000	–	113,550	+100.0%	0.03%	–
SPY	New	SPDR S&P 500 ETF	$2,949,000	–	14,346	+100.0%	0.03%	–
TDF	New	Templeton Dragon Fund Inc	$2,968,000	–	123,465	+100.0%	0.03%	–
GXC	New	SPDR Index Share Fund S&P Chin	$2,509,000	–	31,500	+100.0%	0.03%	–
HEDJ	New	Wisdomtree Tr Europe Hedged Eq	$2,481,000	–	44,600	+100.0%	0.03%	–
CDK	New	CDK Global Inc.	$2,510,000	–	61,586	+100.0%	0.03%	–
IWM	New	iShares Russell 2000 Index Fun	$2,373,000	–	19,837	+100.0%	0.03%	–
	New	Matthews China Fund	$2,417,000	–	112,642	+100.0%	0.03%	–
EEM	New	iShares MSCI Emerging Markets	$2,330,000	–	59,295	+100.0%	0.02%	–
RWX	New	SPDR Dow Jones Internatioinal	$2,227,000	–	53,565	+100.0%	0.02%	–
MXF	New	The Mexico Fund	$2,201,000	–	105,800	+100.0%	0.02%	–
CRH	New	CRH PLC - ADR	$2,211,000	–	92,100	+100.0%	0.02%	–
	New	Primero Mining Corporation	$2,116,000	–	550,000	+100.0%	0.02%	–
TYC	New	Tyco International Ltd.	$2,185,000	–	49,810	+100.0%	0.02%	–
SNDK	New	SanDisk Corporation	$2,118,000	–	21,615	+100.0%	0.02%	–
ANTM	New	Anthem Inc	$2,078,000	–	16,533	+100.0%	0.02%	–
AMJ	New	The JPMorgan Alerian MLP Index	$1,871,000	–	40,725	+100.0%	0.02%	–
PTEN	New	Patterson-Uti Energy, Inc.	$1,808,000	–	108,967	+100.0%	0.02%	–
PGJ	New	Powershares ETF Trust Golden D	$1,648,000	–	59,175	+100.0%	0.02%	–
IYR	New	iShares DJ U.S. Real Estate In	$1,574,000	–	20,490	+100.0%	0.02%	–
RZA	New	Reinsurance Group America Inc	$1,502,000	–	54,110	+100.0%	0.02%	–
PLKI	New	Popeyes LA Kitchen Inc	$1,379,000	–	24,500	+100.0%	0.02%	–
FNFGPRB	New	First Niagara Series B 8.625%	$1,435,000	–	53,140	+100.0%	0.02%	–
USBPRH	New	US Bancorp Pfd Ser B	$1,347,000	–	60,800	+100.0%	0.01%	–
WLKP	New	Westlake Chemical Partners LP	$1,305,000	–	45,000	+100.0%	0.01%	–
SLMBP	New	SLM Corp Pfd. Series B	$1,341,000	–	20,000	+100.0%	0.01%	–
MRKT	New	Markit Ltd	$1,189,000	–	45,000	+100.0%	0.01%	–
XBI	New	SPDR S&P Biotech ETF	$1,169,000	–	6,270	+100.0%	0.01%	–
PCRX	New	Pacira Pharmaceuticals Inc.	$1,197,000	–	13,500	+100.0%	0.01%	–
GSTCQ	New	Gastar Exploration Ltd.	$1,227,000	–	509,201	+100.0%	0.01%	–
FXI	New	iShares FTSE/Xinhua China 25 I	$1,098,000	–	26,375	+100.0%	0.01%	–
ADS	New	Alliance Data Systems	$1,122,000	–	3,922	+100.0%	0.01%	–
DIA	New	SPDR Dow Jones Industrial Aver	$1,085,000	–	6,100	+100.0%	0.01%	–
XLV	New	Health Care Select Sector SPDR	$1,032,000	–	15,086	+100.0%	0.01%	–
SDY	New	SPDR S&P Dividend ETF	$1,017,000	–	12,910	+100.0%	0.01%	–
CPRK	New	Citigroup Inc. Series K	$1,063,000	–	40,000	+100.0%	0.01%	–
	New	American Fundamental Investors	$1,002,000	–	19,263	+100.0%	0.01%	–
IF	New	Aberdeen Indonesia Fund Inc.	$1,061,000	–	126,183	+100.0%	0.01%	–
HUSIPRFCL	New	HSBC USA Inc Ser F	$904,000	–	40,000	+100.0%	0.01%	–
RH	New	Restoration Hardware Holdings	$963,000	–	10,025	+100.0%	0.01%	–
SU	New	Suncor Energy, Inc.	$918,000	–	28,900	+100.0%	0.01%	–
FIW	New	First Trust ISE Water Index Fu	$963,000	–	28,575	+100.0%	0.01%	–
	New	JPMorgan Us Large Cap Core Plu	$821,000	–	27,910	+100.0%	0.01%	–
KITE	New	Kite Pharma Inc.	$848,000	–	14,700	+100.0%	0.01%	–
RCPT	New	Receptos Inc	$858,000	–	7,000	+100.0%	0.01%	–
VIG	New	Vanguard Dividend Appreciation	$831,000	–	10,235	+100.0%	0.01%	–
FPI	New	Farmland Partners Inc.	$708,000	–	68,050	+100.0%	0.01%	–
RGLS	New	Regulus Therapeutics LLC	$635,000	–	39,600	+100.0%	0.01%	–
SNCR	New	Synchross Technologies Inc	$674,000	–	16,100	+100.0%	0.01%	–
VOO	New	Vanguard S&P 500 ETF	$626,000	–	3,325	+100.0%	0.01%	–
	New	Loomis Sayles Strategic Income	$636,000	–	38,770	+100.0%	0.01%	–
TD	New	The Toronto-Dominion Bank	$664,000	–	13,900	+100.0%	0.01%	–
GDX	New	Market Vectors Gold Miners ETF	$616,000	–	33,535	+100.0%	0.01%	–
MDY	New	Midcap SPDR Trust Series 1	$632,000	–	2,395	+100.0%	0.01%	–
EWC	New	iShares MSCI Canada Index Fund	$681,000	–	23,600	+100.0%	0.01%	–
APB	New	Asia Pacific Fund Inc	$604,000	–	53,550	+100.0%	0.01%	–
ASPX	New	Auspex Pharmaceuticals	$562,000	–	10,700	+100.0%	0.01%	–
DTKCL	New	Deutsche Bk Contgnt Cap Tr III	$554,000	–	20,000	+100.0%	0.01%	–
	New	Goldman Sachs Strg Incm Fund	$541,000	–	52,598	+100.0%	0.01%	–
ILMN	New	Illumina, Inc.	$545,000	–	2,950	+100.0%	0.01%	–
IAU	New	iShares Comex Gold Trust	$549,000	–	48,025	+100.0%	0.01%	–
	New	JPMorgan Strg Incm Fund	$525,000	–	45,035	+100.0%	0.01%	–
PRAA	New	PRA Group Inc.	$521,000	–	9,000	+100.0%	0.01%	–
	New	Parnassus Fund	$513,000	–	10,661	+100.0%	0.01%	–
PSAPRQCL	New	Public Storage Ser-Q 6.50% C@	$480,000	–	18,200	+100.0%	0.01%	–
CEF	New	Central Fund Canada LTD	$511,000	–	44,100	+100.0%	0.01%	–
RYH	New	Rydex S&P Equal Weight Healthc	$428,000	–	3,000	+100.0%	0.01%	–
3106PS	New	Delphi Automotive PLC	$471,000	–	6,473	+100.0%	0.01%	–
JUNO	New	Juno Therapeutics Inc.	$433,000	–	8,300	+100.0%	0.01%	–
IRM	New	Iron Mountain Inc	$440,000	–	11,389	+100.0%	0.01%	–
MSZCL	New	Morgan Stanley CAP 6.60% TR VI	$503,000	–	19,875	+100.0%	0.01%	–
ENB	New	Enbridge Inc.	$397,000	–	7,725	+100.0%	0.00%	–
	New	JP Morgan Intermediate Tax Fre	$378,000	–	34,075	+100.0%	0.00%	–
QQQ	New	PowerShares QQQ	$342,000	–	3,310	+100.0%	0.00%	–
BACPRWCL	New	Bank of America Corp.	$409,000	–	16,000	+100.0%	0.00%	–
MU	New	Micron Technology Inc.	$413,000	–	11,785	+100.0%	0.00%	–
MDCO	New	Medicines Company	$360,000	–	13,000	+100.0%	0.00%	–
NLNK	New	Newlink Genetics Corp	$390,000	–	9,800	+100.0%	0.00%	–
BHI	New	Baker Hughes Inc COM	$384,000	–	6,840	+100.0%	0.00%	–
RYT	New	Rydex S&P Equal Weight Technol	$363,000	–	4,000	+100.0%	0.00%	–
GTU	New	Central Gold Trust	$404,000	–	9,940	+100.0%	0.00%	–
USBPRA	New	US Bancorp Ser A	$409,000	–	500	+100.0%	0.00%	–
LEA	New	Lear Corp	$388,000	–	3,956	+100.0%	0.00%	–
QSR	New	Restaurant Brands Intl Inc	$354,000	–	9,061	+100.0%	0.00%	–
FDX	New	FedEx Corp.	$406,000	–	2,336	+100.0%	0.00%	–
KNX	New	Knight Transportation	$334,000	–	9,917	+100.0%	0.00%	–
EQIX	New	Equinix, Inc.	$371,000	–	1,637	+100.0%	0.00%	–
DXBCL	New	Deutsche Bank Contingent Cap P	$327,000	–	12,450	+100.0%	0.00%	–
CORE	New	Core-Mark Holding Company Inc	$310,000	–	5,002	+100.0%	0.00%	–
	New	Columbia Select Smaller Cap Va	$304,000	–	13,812	+100.0%	0.00%	–
BIP	New	Brookfield Infrastructure Part	$289,000	–	6,900	+100.0%	0.00%	–
MYL	New	Mylan Inc.	$234,000	–	4,150	+100.0%	0.00%	–
BLCM	New	Bellicum Pharmaceuticals Inc	$323,000	–	14,000	+100.0%	0.00%	–
MAR	New	Marriott International Inc.	$323,000	–	4,140	+100.0%	0.00%	–
MHRLQ	New	Magnum Hunter Resources 8% Ser	$274,000	–	13,850	+100.0%	0.00%	–
ACRX	New	Acelrx Pharmaceuticals Inc.	$269,000	–	40,000	+100.0%	0.00%	–
AERI	New	AERIE PHARMACEUTICALS INC COM	$237,000	–	8,112	+100.0%	0.00%	–
LAD	New	Lithia Mtr Inc.	$260,000	–	3,000	+100.0%	0.00%	–
JCI	New	Johnson Controls Inc.	$288,000	–	5,963	+100.0%	0.00%	–
XLY	New	Sector SPDR fd Consumer Discre	$249,000	–	3,450	+100.0%	0.00%	–
SSNC	New	SS&C Technologies Hldgs Inc	$240,000	–	4,100	+100.0%	0.00%	–
IJK	New	iShares S&P Midcap 400/Barra G	$271,000	–	1,700	+100.0%	0.00%	–
	New	InnVest Real Estate Investment	$303,000	–	50,750	+100.0%	0.00%	–
RAX	New	Rackspace Hosting Inc	$257,000	–	5,500	+100.0%	0.00%	–
MDT	New	Medtronic PLC	$300,000	–	4,153	+100.0%	0.00%	–
AWI	New	Armstrong World Industries, In	$256,000	–	5,000	+100.0%	0.00%	–
	New	Vanguard/Primecap Fund Admiral	$315,000	–	2,953	+100.0%	0.00%	–
ATRO	New	Astronics Corp	$271,000	–	4,900	+100.0%	0.00%	–
ECYT	New	Endocyte Inc	$315,000	–	50,000	+100.0%	0.00%	–
	New	Virtus Opportunities TR	$261,000	–	27,377	+100.0%	0.00%	–
VSI	New	Vitamin Shoppe Inc	$317,000	–	6,525	+100.0%	0.00%	–
PPLT	New	ETFS Platinum Trust	$304,000	–	2,600	+100.0%	0.00%	–
C	New	Citigroup Inc.	$231,000	–	4,260	+100.0%	0.00%	–
PHM	New	Pulte Group Inc.	$215,000	–	10,000	+100.0%	0.00%	–
PCAR	New	PACCAR Inc.	$216,000	–	3,183	+100.0%	0.00%	–
PNM	New	PNM Resources Inc.	$207,000	–	7,000	+100.0%	0.00%	–
SWZ	New	Swiss Helvitia Fund	$217,000	–	19,519	+100.0%	0.00%	–
TEF	New	Telefonica De Espana S A A -	$192,000	–	13,490	+100.0%	0.00%	–
IWN	New	iShares - Russell 2000 Value F	$230,000	–	2,260	+100.0%	0.00%	–
TLOG	New	Tetralogic Pharmaceuticals Cor	$171,000	–	35,500	+100.0%	0.00%	–
HA	New	Hawaiian Holdings Inc	$204,000	–	7,843	+100.0%	0.00%	–
	New	Gastar Exploration USA Pfd Ser	$207,000	–	9,600	+100.0%	0.00%	–
FRPT	New	Freshpet Inc	$183,000	–	10,750	+100.0%	0.00%	–
VEEV	New	Veeva Systems, Inc Cl A	$203,000	–	7,700	+100.0%	0.00%	–
WRI	New	Weingarten Realty Investment	$210,000	–	6,000	+100.0%	0.00%	–
RNP	New	Cohn & Steers REIT & PFD Inc F	$190,000	–	10,000	+100.0%	0.00%	–
CHL	New	China Mobile ADR	$209,000	–	3,549	+100.0%	0.00%	–
CBOE	New	CBOE Holdings Inc	$216,000	–	3,400	+100.0%	0.00%	–
BDC	New	Belden Inc.	$221,000	–	2,800	+100.0%	0.00%	–
ALGN	New	Align Technologies Inc.	$212,000	–	3,800	+100.0%	0.00%	–
GAS	New	AGL Resources Inc	$213,000	–	3,913	+100.0%	0.00%	–
	New	Micell Technologies Inc Ser D-	$100,000	–	17,699	+100.0%	0.00%	–
	New	Micell Technologies Inc Ser D-	$100,000	–	17,699	+100.0%	0.00%	–
ONVI	New	Onvia Inc.	$89,000	–	17,681	+100.0%	0.00%	–
PSLV	New	Sprott Physical Silver Trust	$75,000	–	12,230	+100.0%	0.00%	–
T108PS	New	First Opportunity Fund Inc.	$121,000	–	12,700	+100.0%	0.00%	–
	New	General Motors 6.25% 07/15/33	$0	–	110,000	+100.0%	0.00%	–
	New	Chelsea Therapeutics Contingen	$0	–	80,000	+100.0%	0.00%	–
	New	Magnum Hunter Corp Warrants $8	$46,000	–	81,713	+100.0%	0.00%	–
	New	Mirant Corp - (ESCROW)	$0	–	10,320	+100.0%	0.00%	–
U104	New	Q2 Gold Resources Inc	$0	–	75,131	+100.0%	0.00%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2015-01-30

Signatures

The EDGAR filing(s) were signed by:

Elizabeth F. Bosco — Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
The Home Depot, Inc.	42	Q3 2023	8.5%
MICROSOFT CORP.	42	Q3 2023	3.7%
APPLE INC.	42	Q3 2023	3.5%
AMAZON INC.	42	Q3 2023	3.0%
JOHNSON & JOHNSON	42	Q3 2023	1.6%
MERCK & CO. INC.	42	Q3 2023	1.8%
Nextera Energy Inc COM	42	Q3 2023	1.6%
PFIZER INC	42	Q3 2023	1.2%
META PLATFORMS INC	42	Q3 2023	1.7%
Procter & Gamble Company	42	Q3 2023	1.2%

View TOCQUEVILLE ASSET MANAGEMENT L.P.'s complete holdings history.

Latest significant ownerships (13-D/G)

TOCQUEVILLE ASSET MANAGEMENT L.P. Q4 2014 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Coda Octopus Group, Inc.	February 13, 2023	615,000	5.7%
NCS Multistage Holdings, Inc.	February 13, 2023	111,057	4.6%
ALMADEN MINERALS LTD	January 14, 2020	10	4.9%
Argonaut Gold, Inc.	January 14, 2020	10	5.7%
BEAR CREEK MINING CORP	January 14, 2020	10	9.9%
Corvus Gold Inc.	January 14, 2020	10	19.6%
Electromed, Inc.	January 14, 2020	10	5.1%
INTERNATIONAL TOWER HILL MINES LTD	January 14, 2020	10	16.1%
Jaguar Mining Inc	January 14, 2020	10	19.3%
MAG SILVER CORP	January 14, 2020	10	9.8%

View TOCQUEVILLE ASSET MANAGEMENT L.P.'s complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-09
13F-HR	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G	2024-02-12
SC 13G	2024-02-12
13F-HR	2023-11-09
13F-HR	2023-08-11
13F-HR	2023-05-10
SC 13G/A	2023-02-13

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