$4.49 Billion is the total value of ROCKEFELLER FINANCIAL SERVICES INC's 708 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 3.7% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
ITW | Illinois Tool Works Inc. | $62,628,000 | -3.6% | 741,867 | 0.0% | 1.40% | -4.4% | |
V107SC | Wellpoint Inc. | $8,616,000 | +11.2% | 72,028 | 0.0% | 0.19% | +10.3% | |
DIA | SPDR Dow Jones Industrial Average ETFexchange traded fund | $8,259,000 | +1.3% | 48,562 | 0.0% | 0.18% | +0.5% | |
GGP | General Growth Properties, Inc. | $4,159,000 | -0.0% | 176,595 | 0.0% | 0.09% | -1.1% | |
EEM | iShares MSCI Emerging Markets ETFexchange traded fund | $3,656,000 | -3.9% | 87,956 | 0.0% | 0.08% | -4.7% | |
SXL | Sunoco Logistics Partners MLP | $3,571,000 | +2.4% | 74,000 | 0.0% | 0.08% | +2.6% | |
WES | Western Gas Partners MLP | $3,156,000 | -1.9% | 42,070 | 0.0% | 0.07% | -2.8% | |
KEY | Keycorp | $2,399,000 | -7.0% | 180,000 | 0.0% | 0.05% | -8.6% | |
EEP | Enbridge Energy Partners, MLP | $2,324,000 | +5.3% | 59,810 | 0.0% | 0.05% | +4.0% | |
CNI | Canadian National Railway Company | $2,271,000 | +9.1% | 32,000 | 0.0% | 0.05% | +8.5% | |
MLI | Mueller Industries, Inc. | $1,712,000 | -3.0% | 60,000 | 0.0% | 0.04% | -5.0% | |
2108SC | El Paso Pipeline Partners MLP | $1,639,000 | +10.9% | 40,810 | 0.0% | 0.04% | +12.1% | |
USB | US Bancorp | $1,526,000 | -3.4% | 36,470 | 0.0% | 0.03% | -5.6% | |
ING | ING Groep N.V. - Sponsored ADRadr | $1,439,000 | +1.2% | 101,400 | 0.0% | 0.03% | 0.0% | |
NSC | Norfolk Southern Corp. | $1,359,000 | +8.3% | 12,180 | 0.0% | 0.03% | +7.1% | |
QQQ | PowerShares QQQ Trust, Series 1exchange traded fund | $1,267,000 | +5.2% | 12,825 | 0.0% | 0.03% | +3.7% | |
PHI | Philippine Long Distance Telephoneadr | $1,106,000 | +2.3% | 16,038 | 0.0% | 0.02% | +4.2% | |
GIS | General Mills, Inc. | $1,066,000 | -4.0% | 21,121 | 0.0% | 0.02% | -4.0% | |
HLX | Helix Energy Solutions Group I | $1,035,000 | -16.1% | 46,907 | 0.0% | 0.02% | -17.9% | |
VEU | Vanguard Ftse All-World Ex-US Index Fundexchange traded fund | $1,009,000 | -5.9% | 20,500 | 0.0% | 0.02% | -8.3% | |
CI | CIGNA Corporation | $989,000 | -1.4% | 10,905 | 0.0% | 0.02% | -4.3% | |
ADP | Automatic Data Processing | $939,000 | +4.8% | 11,300 | 0.0% | 0.02% | +5.0% | |
MTD | Mettler-Toledo International | $934,000 | +1.2% | 3,646 | 0.0% | 0.02% | 0.0% | |
TWC | Time Warner Cable, Inc. | $924,000 | -2.6% | 6,440 | 0.0% | 0.02% | 0.0% | |
ZBH | Zimmer Holdings, Inc. | $915,000 | -3.2% | 9,100 | 0.0% | 0.02% | -4.8% | |
IGSB | iShares 1-3 Year Credit Bond ETFexchange traded fund | $807,000 | -0.4% | 7,667 | 0.0% | 0.02% | 0.0% | |
CIE | Cobalt International Energy, Inc. | $795,000 | -25.8% | 58,430 | 0.0% | 0.02% | -25.0% | |
TSU | Tim Particiacoes S.A. - ADRadr | $782,000 | -9.8% | 29,857 | 0.0% | 0.02% | -10.5% | |
IJR | iShares Core S&P Small-Cap ETFexchange traded fund | $730,000 | -7.0% | 7,000 | 0.0% | 0.02% | -11.1% | |
MJN | Mead Johnson Nutrition Company | $723,000 | +3.3% | 7,512 | 0.0% | 0.02% | 0.0% | |
CGNX | Cognex Corp. | $604,000 | +4.9% | 14,992 | 0.0% | 0.01% | 0.0% | |
AON | Aon PLC | $546,000 | -2.7% | 6,230 | 0.0% | 0.01% | -7.7% | |
ITM | Market Vectors Intermediate Municipalexchange traded fund-taxexempt | $543,000 | +0.7% | 23,169 | 0.0% | 0.01% | 0.0% | |
LAZ | Lazard Ltd. - Cl. Aclass a | $559,000 | -1.8% | 11,030 | 0.0% | 0.01% | -7.7% | |
CVC | Cablevision Systems Aclass a | $489,000 | -0.8% | 27,900 | 0.0% | 0.01% | 0.0% | |
KN | Knowles Corp | $480,000 | -13.8% | 18,117 | 0.0% | 0.01% | -15.4% | |
GWW | Grainger W W Inc. | $503,000 | -1.2% | 2,000 | 0.0% | 0.01% | 0.0% | |
AMCX | AMC Networks Incclass a | $472,000 | -5.0% | 8,075 | 0.0% | 0.01% | 0.0% | |
PGF | PowerShares Financial Preferredexchange traded fund | $459,000 | -0.9% | 25,460 | 0.0% | 0.01% | 0.0% | |
AMP | Ameriprise Financial, Inc. | $438,000 | +2.8% | 3,550 | 0.0% | 0.01% | 0.0% | |
MSG | Madison Square Garden, Inc. | $461,000 | +6.0% | 6,975 | 0.0% | 0.01% | 0.0% | |
FITB | Fifth Third Bancorp | $471,000 | -6.4% | 23,550 | 0.0% | 0.01% | -9.1% | |
EQM | EQT Midstream Partners MLP | $426,000 | -7.4% | 4,750 | 0.0% | 0.01% | -10.0% | |
AMTD | Ameritrade Holding Corporation | $411,000 | +6.2% | 12,330 | 0.0% | 0.01% | 0.0% | |
PRE | PartnerRe Ltd. | $352,000 | +0.9% | 3,200 | 0.0% | 0.01% | 0.0% | |
BNS | Bank of Nova Scotia | $357,000 | -7.0% | 5,770 | 0.0% | 0.01% | -11.1% | |
RDSB | Royal Dutch Shell PLC - ADR Badr | $376,000 | -9.2% | 4,756 | 0.0% | 0.01% | -11.1% | |
PHM | Pulte Group Inc. | $340,000 | -12.4% | 19,230 | 0.0% | 0.01% | -11.1% | |
YNDX | Yandex NVclass a | $365,000 | -22.0% | 13,132 | 0.0% | 0.01% | -27.3% | |
FRC | First Republic Bank | $315,000 | -10.0% | 6,370 | 0.0% | 0.01% | -12.5% | |
MHK | Mohawk Industries Inc. | $315,000 | -2.5% | 2,335 | 0.0% | 0.01% | 0.0% | |
BSJE | Guggenheim BulletShares 2014 High Yieldexchange traded fund | $325,000 | -0.3% | 12,327 | 0.0% | 0.01% | 0.0% | |
BSJF | Guggenheim BulletShares 2015 High Yieldexchange traded fund | $324,000 | -1.8% | 12,263 | 0.0% | 0.01% | 0.0% | |
UBSI | United Bankshares Inc. | $327,000 | -4.4% | 10,588 | 0.0% | 0.01% | -12.5% | |
KOPN | Kopin Corporation | $261,000 | +4.0% | 76,820 | 0.0% | 0.01% | 0.0% | |
CTSH | Cognizant Technology Solutions Corp. | $267,000 | -8.6% | 5,966 | 0.0% | 0.01% | -14.3% | |
CMCSK | Comcast Corporation - Special CL Aclass a | $261,000 | +0.4% | 4,876 | 0.0% | 0.01% | 0.0% | |
SEP | Spectra Energy Partners MLP | $252,000 | -0.4% | 4,750 | 0.0% | 0.01% | 0.0% | |
KB | KB Financial Group Inc. - ADRadr | $247,000 | +4.2% | 6,830 | 0.0% | 0.01% | +20.0% | |
SBS | Companhia de Saneamento Basico do Estadoadr | $254,000 | -24.2% | 31,264 | 0.0% | 0.01% | -25.0% | |
L109PS | Access Midstream Partners MLP | $277,000 | +0.4% | 4,350 | 0.0% | 0.01% | 0.0% | |
DCI | Donaldson Company, Inc. | $269,000 | -4.3% | 6,630 | 0.0% | 0.01% | 0.0% | |
RBSPRQCL | Royal Bank of Scotland 6.75% Pfdpreferred | $272,000 | +0.4% | 10,870 | 0.0% | 0.01% | 0.0% | |
CLH | Clean Harbors, Inc. | $261,000 | -16.1% | 4,839 | 0.0% | 0.01% | -14.3% | |
LNN | Lindsay Manufacturing Co. | $262,000 | -11.5% | 3,504 | 0.0% | 0.01% | -14.3% | |
EXPD | Expeditors International of Washington, | $212,000 | -8.2% | 5,230 | 0.0% | 0.01% | 0.0% | |
BPL | Buckeye Partners, MLP | $236,000 | -4.1% | 2,964 | 0.0% | 0.01% | -16.7% | |
TCF | TCF Financial Corporation | $241,000 | -5.1% | 15,520 | 0.0% | 0.01% | -16.7% | |
MSEX | Middlesex Water Company | $214,000 | -7.4% | 10,907 | 0.0% | 0.01% | 0.0% | |
AMJ | JPMorgan Alerian MLP Index ETNexchange traded fund | $234,000 | +1.3% | 4,403 | 0.0% | 0.01% | 0.0% | |
APL | Atlas Pipeline Partners, MLP | $206,000 | +6.2% | 5,650 | 0.0% | 0.01% | +25.0% | |
WPZ | Williams Partners MLP | $218,000 | -2.2% | 4,110 | 0.0% | 0.01% | 0.0% | |
HSBCPRA | HSBC Holdings PLC - Pfd,preferred | $176,000 | -0.6% | 7,000 | 0.0% | 0.00% | 0.0% | |
MWE | Markwest Energy Partners, MLP | $190,000 | +6.7% | 2,475 | 0.0% | 0.00% | 0.0% | |
SNDK | SanDisk Corporation | $170,000 | -6.1% | 1,734 | 0.0% | 0.00% | 0.0% | |
PGR | Progressive Corporation | $141,000 | -0.7% | 5,591 | 0.0% | 0.00% | 0.0% | |
USAC | USA Compression Partners MLP | $130,000 | -5.1% | 5,350 | 0.0% | 0.00% | 0.0% | |
COST | Costco Wholesale Corporation | $118,000 | +9.3% | 940 | 0.0% | 0.00% | +50.0% | |
KOF | Coca-Cola Femsa, S.A. de C.V. - Sp ADRadr | $113,000 | -11.0% | 1,120 | 0.0% | 0.00% | 0.0% | |
OKS | Oneok Partners MLP | $157,000 | -4.3% | 2,800 | 0.0% | 0.00% | -25.0% | |
PII | Polaris Industries Inc. | $120,000 | +15.4% | 800 | 0.0% | 0.00% | +50.0% | |
ADBE | Adobe Systems Incorporated | $88,000 | -4.3% | 1,275 | 0.0% | 0.00% | 0.0% | |
AN | AutoNation, Inc. | $86,000 | -14.9% | 1,700 | 0.0% | 0.00% | 0.0% | |
BCSPRCCL | Barclays Bank PLC, Pfd 7.75%preferred | $103,000 | 0.0% | 4,000 | 0.0% | 0.00% | 0.0% | |
CPAC | Cementos Pacasmayo S.A.A. - ADRadr | $109,000 | +5.8% | 12,180 | 0.0% | 0.00% | 0.0% | |
SCOR | ComScore Inc. | $94,000 | +2.2% | 2,581 | 0.0% | 0.00% | 0.0% | |
ET | Energy Transfer Equity MLP | $77,000 | +4.1% | 1,250 | 0.0% | 0.00% | 0.0% | |
ENLK | Enlink Midstream Partners MLP | $76,000 | -3.8% | 2,500 | 0.0% | 0.00% | 0.0% | |
EXLP | Exterran Partners MLP | $109,000 | +3.8% | 3,700 | 0.0% | 0.00% | 0.0% | |
FAST | Fastenal Company | $100,000 | -9.1% | 2,230 | 0.0% | 0.00% | 0.0% | |
FMER | FirstMerit Corporation | $78,000 | -11.4% | 4,449 | 0.0% | 0.00% | 0.0% | |
FXI | iShares China Large-Cap ETFexchange traded fund | $70,000 | +2.9% | 1,830 | 0.0% | 0.00% | 0.0% | |
IWP | iShares Russell Mid-Cap Growth ETFexchange traded fund | $106,000 | -0.9% | 1,200 | 0.0% | 0.00% | 0.0% | |
NYF | iShares New York AMT-Free Muni Bond ETFexchange traded fund | $86,000 | +1.2% | 777 | 0.0% | 0.00% | 0.0% | |
SAPE | Sapient Corporation | $105,000 | -13.2% | 7,473 | 0.0% | 0.00% | -33.3% | |
SPLS | Staples, Inc. | $97,000 | +11.5% | 7,998 | 0.0% | 0.00% | 0.0% | |
TSM | Taiwan Semiconductor Manufacturingadr | $97,000 | -5.8% | 4,810 | 0.0% | 0.00% | 0.0% | |
NGLS | Targa Resources Partners MLP | $87,000 | +1.2% | 1,200 | 0.0% | 0.00% | 0.0% | |
WFM | Whole Foods Market, Inc. | $81,000 | -1.2% | 2,120 | 0.0% | 0.00% | 0.0% | |
PSX | Phillips 66 | $47,000 | +2.2% | 576 | 0.0% | 0.00% | 0.0% | |
KMB | Kimberly-Clark Corp | $27,000 | -3.6% | 250 | 0.0% | 0.00% | 0.0% | |
J | Jacobs Engineering Group, Inc. | $61,000 | -9.0% | 1,250 | 0.0% | 0.00% | -50.0% | |
IVW | iShares S&P 500 Growth ETFexchange traded fund | $32,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
WEC | Wisconsin Energy Corporation | $58,000 | -9.4% | 1,356 | 0.0% | 0.00% | 0.0% | |
TLK | PT Telekomunikasi Indonesia - Tbk ADRadr | $29,000 | +16.0% | 600 | 0.0% | 0.00% | 0.0% | |
BDX | Becton Dickinson & Co. | $28,000 | -6.7% | 250 | 0.0% | 0.00% | 0.0% | |
PCLN | Priceline.com Inc | $28,000 | -3.4% | 24 | 0.0% | 0.00% | 0.0% | |
IMPV | Imperva Inc. | $25,000 | +8.7% | 875 | 0.0% | 0.00% | 0.0% | |
BOH | Bank of Hawaii Corporation | $28,000 | -3.4% | 500 | 0.0% | 0.00% | 0.0% | |
TLLP | Tesoro Logistics LP | $29,000 | -3.3% | 410 | 0.0% | 0.00% | 0.0% | |
PM | Philip Morris International Inc. | $39,000 | 0.0% | 464 | 0.0% | 0.00% | 0.0% | |
TR | Tootsie Roll Industries Inc. | $52,000 | -3.7% | 1,842 | 0.0% | 0.00% | 0.0% | |
AIGWS | AIG Warrants Strike @ $45warrant | $58,000 | -10.8% | 2,425 | 0.0% | 0.00% | 0.0% | |
TRP | TransCanada Corporation | $31,000 | +6.9% | 600 | 0.0% | 0.00% | 0.0% | |
TRV | The Travelers Companies, Inc. | $43,000 | 0.0% | 448 | 0.0% | 0.00% | 0.0% | |
AKOB | Embotelladora Andina S.A. Adr Badr | $67,000 | -15.2% | 3,510 | 0.0% | 0.00% | -50.0% | |
A | Agilent Technologies, Inc. | $35,000 | 0.0% | 608 | 0.0% | 0.00% | 0.0% | |
LULU | Lululemon Athletica Inc. | $42,000 | +5.0% | 1,000 | 0.0% | 0.00% | 0.0% | |
DE | Deere & Company | $49,000 | -9.3% | 600 | 0.0% | 0.00% | 0.0% | |
TGP | Teekay LNG Partners MLP | $43,000 | -6.5% | 991 | 0.0% | 0.00% | 0.0% | |
LRCX | Lam Research Corporation | $49,000 | +11.4% | 650 | 0.0% | 0.00% | 0.0% | |
CVD | Covance Inc. | $39,000 | -9.3% | 500 | 0.0% | 0.00% | 0.0% | |
PZD | PowerShares Cleantech Portfolioexchange traded fund | $15,000 | -6.2% | 500 | 0.0% | 0.00% | – | |
XEL | Xcel Energy, Inc. | $5,000 | -16.7% | 180 | 0.0% | 0.00% | – | |
BRCM | Broadcom Corp - Class Aclass a | $7,000 | 0.0% | 185 | 0.0% | 0.00% | – | |
BK | Bank of New York Mellon Corporation | $4,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
ACI | Arch Coal, Inc. | $4,000 | -42.9% | 1,800 | 0.0% | 0.00% | – | |
AMSC | American Superconductor Corp. | $2,000 | 0.0% | 1,350 | 0.0% | 0.00% | – | |
AEP | American Electric Power Company, Inc. | $6,000 | 0.0% | 110 | 0.0% | 0.00% | – | |
MO | Altria Group, Inc. | $14,000 | +7.7% | 300 | 0.0% | 0.00% | – | |
ASML | ASML Holdings NV NY Reg Shs ADRadr | $10,000 | +11.1% | 97 | 0.0% | 0.00% | – | |
4305PS | Alcatel - Lucent - Sponsored ADRadr | $0 | – | 78 | 0.0% | 0.00% | – | |
LYB | LyondellBasell Industries NVclass a | $2,000 | 0.0% | 16 | 0.0% | 0.00% | – | |
AAP | Advance Auto Parts, Inc. | $16,000 | 0.0% | 120 | 0.0% | 0.00% | – | |
ADT | The ADT Corporation | $1,000 | 0.0% | 32 | 0.0% | 0.00% | – | |
WY | Weyerhaeuser Company | $16,000 | 0.0% | 488 | 0.0% | 0.00% | – | |
SYMC | Symantec Corporation | $4,000 | 0.0% | 163 | 0.0% | 0.00% | – | |
PTR | PetroChina Company Ltd. -ADRadr | $0 | – | 3 | 0.0% | 0.00% | – | |
JCPNQ | J.C. Penney Company, Inc. (Hldg Co.) | $1,000 | 0.0% | 130 | 0.0% | 0.00% | – | |
PAYX | Paychex, Inc. | $22,000 | +4.8% | 500 | 0.0% | 0.00% | – | |
TLM | Talisman Energy Inc. | $1,000 | 0.0% | 74 | 0.0% | 0.00% | – | |
PPL | PPL Corporation | $17,000 | -5.6% | 517 | 0.0% | 0.00% | – | |
NYT | The New York Times Company | $5,000 | -16.7% | 420 | 0.0% | 0.00% | – | |
DDD | 3D Systems Corporation | $8,000 | -20.0% | 167 | 0.0% | 0.00% | – | |
MSI | Motorola Solutions, Inc. | $3,000 | 0.0% | 42 | 0.0% | 0.00% | – | |
MCPIQ | Molycorp, Inc. | $0 | – | 100 | 0.0% | 0.00% | – | |
MPC | Marathon Petroleum Corporation | $14,000 | +7.7% | 166 | 0.0% | 0.00% | – | |
MRO | Marathon Oil Corp | $13,000 | 0.0% | 334 | 0.0% | 0.00% | – | |
KRFT | Kraft Foods Group Inc. | $19,000 | -5.0% | 333 | 0.0% | 0.00% | – | |
INTU | Intuit Corp. | $7,000 | +16.7% | 77 | 0.0% | 0.00% | – | |
IP | International Paper Co. | $4,000 | 0.0% | 80 | 0.0% | 0.00% | – | |
INFI | Infinity Pharmaceuticals Inc. | $16,000 | +6.7% | 1,205 | 0.0% | 0.00% | – | |
VALE | Vale SA (ADR)adr | $0 | -100.0% | 44 | 0.0% | 0.00% | – | |
HMC | Honda Motor Co., Ltdadr | $4,000 | 0.0% | 106 | 0.0% | 0.00% | – | |
HR | Healthcare Realty Trust Inc. | $12,000 | -7.7% | 500 | 0.0% | 0.00% | – | |
HAS | Hasbro, Inc. | $8,000 | +14.3% | 140 | 0.0% | 0.00% | – | |
HQL | H&Q Life Science Investorsexchange traded fund | $18,000 | +5.9% | 825 | 0.0% | 0.00% | – | |
FTR | Frontier Communications Company | $0 | – | 18 | 0.0% | 0.00% | – | |
VNQ | Vanguard REIT VIPERsexchange traded fund | $18,000 | -5.3% | 250 | 0.0% | 0.00% | – | |
FE | FirstEnergy Corp. | $4,000 | 0.0% | 113 | 0.0% | 0.00% | – | |
WBC | WABCO Holdings Inc. | $3,000 | 0.0% | 30 | 0.0% | 0.00% | – | |
DDS | Dillard's Inc. | $21,000 | -4.5% | 190 | 0.0% | 0.00% | – | |
CSGP | CoStart Group Inc. | $10,000 | 0.0% | 63 | 0.0% | 0.00% | – | |
CYHHZ | Community Health Systems - CVRright | $0 | – | 450 | 0.0% | 0.00% | – | |
XLF | Financial Select Sector SPDR Fundexchange traded fund | $12,000 | 0.0% | 506 | 0.0% | 0.00% | – | |
XLE | Energy Select Sector SPDR Fundexchange traded fund | $1,000 | 0.0% | 9 | 0.0% | 0.00% | – | |
SE | Spectra Energy Corporation | $2,000 | -33.3% | 62 | 0.0% | 0.00% | – | |
QRE | QR Energy MLP | $0 | – | 25 | 0.0% | 0.00% | – | |
SUNEQ | SunEdison, Inc. | $6,000 | -14.3% | 316 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-05
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
J.P. Morgan Chase & Co. | 19 | Q4 2017 | 4.0% |
Microsoft Corp. | 19 | Q4 2017 | 3.3% |
Oracle Corporation | 19 | Q4 2017 | 3.6% |
Wells Fargo Company | 19 | Q4 2017 | 2.8% |
Visa Inc - Class A Shares | 19 | Q4 2017 | 2.9% |
Royal Caribbean Cruises Ltd. | 19 | Q4 2017 | 2.7% |
Novartis AG - ADR | 19 | Q4 2017 | 2.4% |
SPDR S&P 500 ETF Trust | 19 | Q4 2017 | 2.0% |
Exxon Mobil Corporation | 19 | Q4 2017 | 2.3% |
Reinsurance Group of America, Inc. | 19 | Q4 2017 | 2.6% |
View ROCKEFELLER FINANCIAL SERVICES INC's complete holdings history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2018-02-02 |
13F-HR | 2017-10-20 |
13F-HR | 2017-07-18 |
13F-HR | 2017-04-28 |
13F-HR | 2017-01-19 |
13F-HR | 2016-10-28 |
13F-HR | 2016-07-20 |
13F-HR | 2016-04-28 |
13F-HR | 2016-02-03 |
13F-HR | 2015-10-23 |
View ROCKEFELLER FINANCIAL SERVICES INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.