ROCKEFELLER FINANCIAL SERVICES INC - Q3 2014 holdings

$4.49 Billion is the total value of ROCKEFELLER FINANCIAL SERVICES INC's 708 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 3.7% .

 Value Shares↓ Weighting
ITW  Illinois Tool Works Inc.$62,628,000
-3.6%
741,8670.0%1.40%
-4.4%
V107SC  Wellpoint Inc.$8,616,000
+11.2%
72,0280.0%0.19%
+10.3%
DIA  SPDR Dow Jones Industrial Average ETFexchange traded fund$8,259,000
+1.3%
48,5620.0%0.18%
+0.5%
GGP  General Growth Properties, Inc.$4,159,000
-0.0%
176,5950.0%0.09%
-1.1%
EEM  iShares MSCI Emerging Markets ETFexchange traded fund$3,656,000
-3.9%
87,9560.0%0.08%
-4.7%
SXL  Sunoco Logistics Partners MLP$3,571,000
+2.4%
74,0000.0%0.08%
+2.6%
WES  Western Gas Partners MLP$3,156,000
-1.9%
42,0700.0%0.07%
-2.8%
KEY  Keycorp$2,399,000
-7.0%
180,0000.0%0.05%
-8.6%
EEP  Enbridge Energy Partners, MLP$2,324,000
+5.3%
59,8100.0%0.05%
+4.0%
CNI  Canadian National Railway Company$2,271,000
+9.1%
32,0000.0%0.05%
+8.5%
MLI  Mueller Industries, Inc.$1,712,000
-3.0%
60,0000.0%0.04%
-5.0%
2108SC  El Paso Pipeline Partners MLP$1,639,000
+10.9%
40,8100.0%0.04%
+12.1%
USB  US Bancorp$1,526,000
-3.4%
36,4700.0%0.03%
-5.6%
ING  ING Groep N.V. - Sponsored ADRadr$1,439,000
+1.2%
101,4000.0%0.03%0.0%
NSC  Norfolk Southern Corp.$1,359,000
+8.3%
12,1800.0%0.03%
+7.1%
QQQ  PowerShares QQQ Trust, Series 1exchange traded fund$1,267,000
+5.2%
12,8250.0%0.03%
+3.7%
PHI  Philippine Long Distance Telephoneadr$1,106,000
+2.3%
16,0380.0%0.02%
+4.2%
GIS  General Mills, Inc.$1,066,000
-4.0%
21,1210.0%0.02%
-4.0%
HLX  Helix Energy Solutions Group I$1,035,000
-16.1%
46,9070.0%0.02%
-17.9%
VEU  Vanguard Ftse All-World Ex-US Index Fundexchange traded fund$1,009,000
-5.9%
20,5000.0%0.02%
-8.3%
CI  CIGNA Corporation$989,000
-1.4%
10,9050.0%0.02%
-4.3%
ADP  Automatic Data Processing$939,000
+4.8%
11,3000.0%0.02%
+5.0%
MTD  Mettler-Toledo International$934,000
+1.2%
3,6460.0%0.02%0.0%
TWC  Time Warner Cable, Inc.$924,000
-2.6%
6,4400.0%0.02%0.0%
ZBH  Zimmer Holdings, Inc.$915,000
-3.2%
9,1000.0%0.02%
-4.8%
IGSB  iShares 1-3 Year Credit Bond ETFexchange traded fund$807,000
-0.4%
7,6670.0%0.02%0.0%
CIE  Cobalt International Energy, Inc.$795,000
-25.8%
58,4300.0%0.02%
-25.0%
TSU  Tim Particiacoes S.A. - ADRadr$782,000
-9.8%
29,8570.0%0.02%
-10.5%
IJR  iShares Core S&P Small-Cap ETFexchange traded fund$730,000
-7.0%
7,0000.0%0.02%
-11.1%
MJN  Mead Johnson Nutrition Company$723,000
+3.3%
7,5120.0%0.02%0.0%
CGNX  Cognex Corp.$604,000
+4.9%
14,9920.0%0.01%0.0%
AON  Aon PLC$546,000
-2.7%
6,2300.0%0.01%
-7.7%
ITM  Market Vectors Intermediate Municipalexchange traded fund-taxexempt$543,000
+0.7%
23,1690.0%0.01%0.0%
LAZ  Lazard Ltd. - Cl. Aclass a$559,000
-1.8%
11,0300.0%0.01%
-7.7%
CVC  Cablevision Systems Aclass a$489,000
-0.8%
27,9000.0%0.01%0.0%
KN  Knowles Corp$480,000
-13.8%
18,1170.0%0.01%
-15.4%
GWW  Grainger W W Inc.$503,000
-1.2%
2,0000.0%0.01%0.0%
AMCX  AMC Networks Incclass a$472,000
-5.0%
8,0750.0%0.01%0.0%
PGF  PowerShares Financial Preferredexchange traded fund$459,000
-0.9%
25,4600.0%0.01%0.0%
AMP  Ameriprise Financial, Inc.$438,000
+2.8%
3,5500.0%0.01%0.0%
MSG  Madison Square Garden, Inc.$461,000
+6.0%
6,9750.0%0.01%0.0%
FITB  Fifth Third Bancorp$471,000
-6.4%
23,5500.0%0.01%
-9.1%
EQM  EQT Midstream Partners MLP$426,000
-7.4%
4,7500.0%0.01%
-10.0%
AMTD  Ameritrade Holding Corporation$411,000
+6.2%
12,3300.0%0.01%0.0%
PRE  PartnerRe Ltd.$352,000
+0.9%
3,2000.0%0.01%0.0%
BNS  Bank of Nova Scotia$357,000
-7.0%
5,7700.0%0.01%
-11.1%
RDSB  Royal Dutch Shell PLC - ADR Badr$376,000
-9.2%
4,7560.0%0.01%
-11.1%
PHM  Pulte Group Inc.$340,000
-12.4%
19,2300.0%0.01%
-11.1%
YNDX  Yandex NVclass a$365,000
-22.0%
13,1320.0%0.01%
-27.3%
FRC  First Republic Bank$315,000
-10.0%
6,3700.0%0.01%
-12.5%
MHK  Mohawk Industries Inc.$315,000
-2.5%
2,3350.0%0.01%0.0%
BSJE  Guggenheim BulletShares 2014 High Yieldexchange traded fund$325,000
-0.3%
12,3270.0%0.01%0.0%
BSJF  Guggenheim BulletShares 2015 High Yieldexchange traded fund$324,000
-1.8%
12,2630.0%0.01%0.0%
UBSI  United Bankshares Inc.$327,000
-4.4%
10,5880.0%0.01%
-12.5%
KOPN  Kopin Corporation$261,000
+4.0%
76,8200.0%0.01%0.0%
CTSH  Cognizant Technology Solutions Corp.$267,000
-8.6%
5,9660.0%0.01%
-14.3%
CMCSK  Comcast Corporation - Special CL Aclass a$261,000
+0.4%
4,8760.0%0.01%0.0%
SEP  Spectra Energy Partners MLP$252,000
-0.4%
4,7500.0%0.01%0.0%
KB  KB Financial Group Inc. - ADRadr$247,000
+4.2%
6,8300.0%0.01%
+20.0%
SBS  Companhia de Saneamento Basico do Estadoadr$254,000
-24.2%
31,2640.0%0.01%
-25.0%
L109PS  Access Midstream Partners MLP$277,000
+0.4%
4,3500.0%0.01%0.0%
DCI  Donaldson Company, Inc.$269,000
-4.3%
6,6300.0%0.01%0.0%
RBSPRQCL  Royal Bank of Scotland 6.75% Pfdpreferred$272,000
+0.4%
10,8700.0%0.01%0.0%
CLH  Clean Harbors, Inc.$261,000
-16.1%
4,8390.0%0.01%
-14.3%
LNN  Lindsay Manufacturing Co.$262,000
-11.5%
3,5040.0%0.01%
-14.3%
EXPD  Expeditors International of Washington,$212,000
-8.2%
5,2300.0%0.01%0.0%
BPL  Buckeye Partners, MLP$236,000
-4.1%
2,9640.0%0.01%
-16.7%
TCF  TCF Financial Corporation$241,000
-5.1%
15,5200.0%0.01%
-16.7%
MSEX  Middlesex Water Company$214,000
-7.4%
10,9070.0%0.01%0.0%
AMJ  JPMorgan Alerian MLP Index ETNexchange traded fund$234,000
+1.3%
4,4030.0%0.01%0.0%
APL  Atlas Pipeline Partners, MLP$206,000
+6.2%
5,6500.0%0.01%
+25.0%
WPZ  Williams Partners MLP$218,000
-2.2%
4,1100.0%0.01%0.0%
HSBCPRA  HSBC Holdings PLC - Pfd,preferred$176,000
-0.6%
7,0000.0%0.00%0.0%
MWE  Markwest Energy Partners, MLP$190,000
+6.7%
2,4750.0%0.00%0.0%
SNDK  SanDisk Corporation$170,000
-6.1%
1,7340.0%0.00%0.0%
PGR  Progressive Corporation$141,000
-0.7%
5,5910.0%0.00%0.0%
USAC  USA Compression Partners MLP$130,000
-5.1%
5,3500.0%0.00%0.0%
COST  Costco Wholesale Corporation$118,000
+9.3%
9400.0%0.00%
+50.0%
KOF  Coca-Cola Femsa, S.A. de C.V. - Sp ADRadr$113,000
-11.0%
1,1200.0%0.00%0.0%
OKS  Oneok Partners MLP$157,000
-4.3%
2,8000.0%0.00%
-25.0%
PII  Polaris Industries Inc.$120,000
+15.4%
8000.0%0.00%
+50.0%
ADBE  Adobe Systems Incorporated$88,000
-4.3%
1,2750.0%0.00%0.0%
AN  AutoNation, Inc.$86,000
-14.9%
1,7000.0%0.00%0.0%
BCSPRCCL  Barclays Bank PLC, Pfd 7.75%preferred$103,0000.0%4,0000.0%0.00%0.0%
CPAC  Cementos Pacasmayo S.A.A. - ADRadr$109,000
+5.8%
12,1800.0%0.00%0.0%
SCOR  ComScore Inc.$94,000
+2.2%
2,5810.0%0.00%0.0%
ET  Energy Transfer Equity MLP$77,000
+4.1%
1,2500.0%0.00%0.0%
ENLK  Enlink Midstream Partners MLP$76,000
-3.8%
2,5000.0%0.00%0.0%
EXLP  Exterran Partners MLP$109,000
+3.8%
3,7000.0%0.00%0.0%
FAST  Fastenal Company$100,000
-9.1%
2,2300.0%0.00%0.0%
FMER  FirstMerit Corporation$78,000
-11.4%
4,4490.0%0.00%0.0%
FXI  iShares China Large-Cap ETFexchange traded fund$70,000
+2.9%
1,8300.0%0.00%0.0%
IWP  iShares Russell Mid-Cap Growth ETFexchange traded fund$106,000
-0.9%
1,2000.0%0.00%0.0%
NYF  iShares New York AMT-Free Muni Bond ETFexchange traded fund$86,000
+1.2%
7770.0%0.00%0.0%
SAPE  Sapient Corporation$105,000
-13.2%
7,4730.0%0.00%
-33.3%
SPLS  Staples, Inc.$97,000
+11.5%
7,9980.0%0.00%0.0%
TSM  Taiwan Semiconductor Manufacturingadr$97,000
-5.8%
4,8100.0%0.00%0.0%
NGLS  Targa Resources Partners MLP$87,000
+1.2%
1,2000.0%0.00%0.0%
WFM  Whole Foods Market, Inc.$81,000
-1.2%
2,1200.0%0.00%0.0%
PSX  Phillips 66$47,000
+2.2%
5760.0%0.00%0.0%
KMB  Kimberly-Clark Corp$27,000
-3.6%
2500.0%0.00%0.0%
J  Jacobs Engineering Group, Inc.$61,000
-9.0%
1,2500.0%0.00%
-50.0%
IVW  iShares S&P 500 Growth ETFexchange traded fund$32,0000.0%3000.0%0.00%0.0%
WEC  Wisconsin Energy Corporation$58,000
-9.4%
1,3560.0%0.00%0.0%
TLK  PT Telekomunikasi Indonesia - Tbk ADRadr$29,000
+16.0%
6000.0%0.00%0.0%
BDX  Becton Dickinson & Co.$28,000
-6.7%
2500.0%0.00%0.0%
PCLN  Priceline.com Inc$28,000
-3.4%
240.0%0.00%0.0%
IMPV  Imperva Inc.$25,000
+8.7%
8750.0%0.00%0.0%
BOH  Bank of Hawaii Corporation$28,000
-3.4%
5000.0%0.00%0.0%
TLLP  Tesoro Logistics LP$29,000
-3.3%
4100.0%0.00%0.0%
PM  Philip Morris International Inc.$39,0000.0%4640.0%0.00%0.0%
TR  Tootsie Roll Industries Inc.$52,000
-3.7%
1,8420.0%0.00%0.0%
AIGWS  AIG Warrants Strike @ $45warrant$58,000
-10.8%
2,4250.0%0.00%0.0%
TRP  TransCanada Corporation$31,000
+6.9%
6000.0%0.00%0.0%
TRV  The Travelers Companies, Inc.$43,0000.0%4480.0%0.00%0.0%
AKOB  Embotelladora Andina S.A. Adr Badr$67,000
-15.2%
3,5100.0%0.00%
-50.0%
A  Agilent Technologies, Inc.$35,0000.0%6080.0%0.00%0.0%
LULU  Lululemon Athletica Inc.$42,000
+5.0%
1,0000.0%0.00%0.0%
DE  Deere & Company$49,000
-9.3%
6000.0%0.00%0.0%
TGP  Teekay LNG Partners MLP$43,000
-6.5%
9910.0%0.00%0.0%
LRCX  Lam Research Corporation$49,000
+11.4%
6500.0%0.00%0.0%
CVD  Covance Inc.$39,000
-9.3%
5000.0%0.00%0.0%
PZD  PowerShares Cleantech Portfolioexchange traded fund$15,000
-6.2%
5000.0%0.00%
XEL  Xcel Energy, Inc.$5,000
-16.7%
1800.0%0.00%
BRCM  Broadcom Corp - Class Aclass a$7,0000.0%1850.0%0.00%
BK  Bank of New York Mellon Corporation$4,0000.0%1000.0%0.00%
ACI  Arch Coal, Inc.$4,000
-42.9%
1,8000.0%0.00%
AMSC  American Superconductor Corp.$2,0000.0%1,3500.0%0.00%
AEP  American Electric Power Company, Inc.$6,0000.0%1100.0%0.00%
MO  Altria Group, Inc.$14,000
+7.7%
3000.0%0.00%
ASML  ASML Holdings NV NY Reg Shs ADRadr$10,000
+11.1%
970.0%0.00%
4305PS  Alcatel - Lucent - Sponsored ADRadr$0780.0%0.00%
LYB  LyondellBasell Industries NVclass a$2,0000.0%160.0%0.00%
AAP  Advance Auto Parts, Inc.$16,0000.0%1200.0%0.00%
ADT  The ADT Corporation$1,0000.0%320.0%0.00%
WY  Weyerhaeuser Company$16,0000.0%4880.0%0.00%
SYMC  Symantec Corporation$4,0000.0%1630.0%0.00%
PTR  PetroChina Company Ltd. -ADRadr$030.0%0.00%
JCPNQ  J.C. Penney Company, Inc. (Hldg Co.)$1,0000.0%1300.0%0.00%
PAYX  Paychex, Inc.$22,000
+4.8%
5000.0%0.00%
TLM  Talisman Energy Inc.$1,0000.0%740.0%0.00%
PPL  PPL Corporation$17,000
-5.6%
5170.0%0.00%
NYT  The New York Times Company$5,000
-16.7%
4200.0%0.00%
DDD  3D Systems Corporation$8,000
-20.0%
1670.0%0.00%
MSI  Motorola Solutions, Inc.$3,0000.0%420.0%0.00%
MCPIQ  Molycorp, Inc.$01000.0%0.00%
MPC  Marathon Petroleum Corporation$14,000
+7.7%
1660.0%0.00%
MRO  Marathon Oil Corp$13,0000.0%3340.0%0.00%
KRFT  Kraft Foods Group Inc.$19,000
-5.0%
3330.0%0.00%
INTU  Intuit Corp.$7,000
+16.7%
770.0%0.00%
IP  International Paper Co.$4,0000.0%800.0%0.00%
INFI  Infinity Pharmaceuticals Inc.$16,000
+6.7%
1,2050.0%0.00%
VALE  Vale SA (ADR)adr$0
-100.0%
440.0%0.00%
HMC  Honda Motor Co., Ltdadr$4,0000.0%1060.0%0.00%
HR  Healthcare Realty Trust Inc.$12,000
-7.7%
5000.0%0.00%
HAS  Hasbro, Inc.$8,000
+14.3%
1400.0%0.00%
HQL  H&Q Life Science Investorsexchange traded fund$18,000
+5.9%
8250.0%0.00%
FTR  Frontier Communications Company$0180.0%0.00%
VNQ  Vanguard REIT VIPERsexchange traded fund$18,000
-5.3%
2500.0%0.00%
FE  FirstEnergy Corp.$4,0000.0%1130.0%0.00%
WBC  WABCO Holdings Inc.$3,0000.0%300.0%0.00%
DDS  Dillard's Inc.$21,000
-4.5%
1900.0%0.00%
CSGP  CoStart Group Inc.$10,0000.0%630.0%0.00%
CYHHZ  Community Health Systems - CVRright$04500.0%0.00%
XLF  Financial Select Sector SPDR Fundexchange traded fund$12,0000.0%5060.0%0.00%
XLE  Energy Select Sector SPDR Fundexchange traded fund$1,0000.0%90.0%0.00%
SE  Spectra Energy Corporation$2,000
-33.3%
620.0%0.00%
QRE  QR Energy MLP$0250.0%0.00%
SUNEQ  SunEdison, Inc.$6,000
-14.3%
3160.0%0.00%
Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2014-11-05
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
J.P. Morgan Chase & Co.19Q4 20174.0%
Microsoft Corp.19Q4 20173.3%
Oracle Corporation19Q4 20173.6%
Wells Fargo Company19Q4 20172.8%
Visa Inc - Class A Shares19Q4 20172.9%
Royal Caribbean Cruises Ltd.19Q4 20172.7%
Novartis AG - ADR19Q4 20172.4%
SPDR S&P 500 ETF Trust19Q4 20172.0%
Exxon Mobil Corporation19Q4 20172.3%
Reinsurance Group of America, Inc.19Q4 20172.6%

View ROCKEFELLER FINANCIAL SERVICES INC's complete holdings history.

Latest filings
TypeFiled
13F-HR2018-02-02
13F-HR2017-10-20
13F-HR2017-07-18
13F-HR2017-04-28
13F-HR2017-01-19
13F-HR2016-10-28
13F-HR2016-07-20
13F-HR2016-04-28
13F-HR2016-02-03
13F-HR2015-10-23

View ROCKEFELLER FINANCIAL SERVICES INC's complete filings history.

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