$4.49 Billion is the total value of ROCKEFELLER FINANCIAL SERVICES INC's 708 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 31.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JPM | Buy | J.P. Morgan Chase & Co. | $140,975,000 | +10.1% | 2,340,240 | +5.3% | 3.14% | +9.2% |
| CVX | New | Chevron Corporation | $139,882,000 | – | 1,172,332 | +100.0% | 3.12% | – |
| MSFT | Buy | Microsoft Corp. | $125,479,000 | +15.6% | 2,706,613 | +4.0% | 2.80% | +14.6% |
| ORCL | Buy | Oracle Corporation | $114,796,000 | +23.3% | 2,998,861 | +30.6% | 2.56% | +22.3% |
| NVS | Buy | Novartis AG - ADRadr | $108,675,000 | +9.4% | 1,154,527 | +5.3% | 2.42% | +8.5% |
| MRK | Buy | Merck & Co. Inc. | $104,246,000 | +4.0% | 1,758,518 | +1.5% | 2.32% | +3.1% |
| TD | Sell | Toronto-Dominion Bank | $104,037,000 | -4.0% | 2,106,447 | -0.0% | 2.32% | -4.8% |
| WFC | Buy | Wells Fargo Company | $97,778,000 | +3.6% | 1,885,059 | +5.0% | 2.18% | +2.7% |
| GOOG | Buy | Google Inc - Class Cclass c | $89,409,000 | +8.4% | 154,858 | +8.1% | 1.99% | +7.5% |
| COF | Buy | Capital One Financial Corp. | $89,227,000 | +67.2% | 1,093,190 | +69.2% | 1.99% | +65.8% |
| HON | Buy | Honeywell Inc. | $88,203,000 | +4.7% | 947,197 | +4.5% | 1.97% | +3.9% |
| RCL | Buy | Royal Caribbean Cruises Ltd. | $84,614,000 | +32.4% | 1,257,450 | +9.4% | 1.89% | +31.2% |
| ESRX | Buy | Express Scripts Holding, Inc. | $83,262,000 | +29.0% | 1,178,832 | +26.6% | 1.86% | +27.8% |
| XOM | Sell | Exxon Mobil Corporation | $82,860,000 | -10.9% | 881,017 | -4.6% | 1.85% | -11.7% |
| SPY | Sell | SPDR S&P 500 ETF Trustexchange traded fund | $81,985,000 | -5.0% | 416,125 | -5.6% | 1.83% | -5.8% |
| UAL | Buy | United Continental Holdings Inc. | $81,942,000 | +20.9% | 1,751,257 | +6.1% | 1.83% | +19.9% |
| EBAY | Buy | eBay Inc. | $81,072,000 | +20.7% | 1,431,628 | +6.7% | 1.81% | +19.7% |
| CMCSA | Buy | Comcast Corporation - CL Aclass a | $80,837,000 | +112.5% | 1,503,118 | +112.1% | 1.80% | +110.6% |
| CFN | Buy | CareFusion Corporation | $80,601,000 | +6.8% | 1,781,233 | +4.7% | 1.80% | +5.8% |
| GOOGL | Sell | Google Inc. - Class Aclass a | $76,230,000 | -7.3% | 129,552 | -7.9% | 1.70% | -8.1% |
| CHL | Sell | China Mobile (Hong Kong) Limited Sp ADRadr | $72,482,000 | -27.8% | 1,233,738 | -40.2% | 1.62% | -28.4% |
| QCOM | Buy | Qualcomm Inc. | $70,395,000 | -2.5% | 941,476 | +3.3% | 1.57% | -3.3% |
| EXPE | Buy | Expedia, Inc. | $69,589,000 | +14.4% | 794,206 | +2.8% | 1.55% | +13.5% |
| 3106PS | Buy | Delphi Automotive PLC | $69,461,000 | -7.0% | 1,132,404 | +4.2% | 1.55% | -7.8% |
| APC | Buy | Anadarko Petroleum Corporation | $69,087,000 | -1.8% | 681,064 | +6.0% | 1.54% | -2.6% |
| WMT | Buy | Wal-Mart Stores, Inc. | $67,820,000 | +8.6% | 886,886 | +6.6% | 1.51% | +7.6% |
| RGA | Buy | Reinsurance Group of America, Inc. | $67,026,000 | +8.4% | 836,466 | +6.8% | 1.49% | +7.5% |
| V | Buy | Visa Inc - Class A Sharesclass a | $65,248,000 | +8.8% | 305,796 | +7.5% | 1.45% | +7.9% |
| APA | Sell | Apache Corporation | $64,732,000 | -8.3% | 689,592 | -1.7% | 1.44% | -9.1% |
| NTAP | Sell | NetApp, Inc. | $64,672,000 | +17.0% | 1,505,410 | -0.5% | 1.44% | +16.0% |
| ITW | Illinois Tool Works Inc. | $62,628,000 | -3.6% | 741,867 | 0.0% | 1.40% | -4.4% | |
| RDSA | Buy | Royal Dutch Shell PLC-ADR Aadr | $58,738,000 | -1.2% | 771,545 | +6.9% | 1.31% | -2.0% |
| STJ | Buy | St. Jude Medical | $57,055,000 | -8.2% | 948,853 | +5.8% | 1.27% | -9.0% |
| MNKKQ | Buy | Mallinckrodt PLC | $56,614,000 | +19.8% | 627,994 | +6.3% | 1.26% | +18.7% |
| YUM | Buy | Yum! Brands, Inc. | $53,896,000 | +3.4% | 748,759 | +16.7% | 1.20% | +2.6% |
| AFL | Buy | Aflac, Inc. | $53,849,000 | +0.1% | 924,452 | +6.9% | 1.20% | -0.8% |
| BHI | Buy | Baker Hughes Incorporated | $50,857,000 | -10.4% | 781,700 | +2.5% | 1.13% | -11.2% |
| EFA | Buy | iShares MSCI EAFE ETFexchange traded fund | $45,258,000 | -5.9% | 705,847 | +0.3% | 1.01% | -6.7% |
| VWO | Sell | Vanguard Emerging Markets ETFexchange traded fund | $40,971,000 | -8.3% | 982,279 | -5.2% | 0.91% | -9.2% |
| OII | Buy | Oceaneering International, Inc | $39,972,000 | -10.4% | 613,355 | +7.4% | 0.89% | -11.2% |
| CTRP | Buy | Ctrip.com International - ADRadr | $38,258,000 | -2.6% | 674,046 | +9.9% | 0.85% | -3.4% |
| DAR | Buy | Darling Ingredients Inc. | $37,874,000 | +7757.7% | 2,067,365 | +8856.6% | 0.84% | +7572.7% |
| COG | New | Cabot Oil & Gas Corporation -Cl Aclass a | $33,774,000 | – | 1,033,180 | +100.0% | 0.75% | – |
| CLR | Buy | Continental Resources, Inc. | $31,942,000 | -34.3% | 480,483 | +56.2% | 0.71% | -34.9% |
| REGN | Sell | Regeneron Pharmaceuticals | $31,658,000 | +1.5% | 87,812 | -20.4% | 0.70% | +0.6% |
| SGEN | Sell | Seattle Genetics, Inc. | $29,538,000 | -15.7% | 794,453 | -13.2% | 0.66% | -16.4% |
| MGM | Buy | MGM Resorts International | $28,999,000 | +2899800.0% | 1,272,984 | +2495947.1% | 0.65% | – |
| KEP | Buy | Korea Electric Power Corp. SP ADRadr | $27,789,000 | +62.2% | 1,238,385 | +33.0% | 0.62% | +60.8% |
| EJ | New | E-House China Holdings Ltd - ADRadr | $24,469,000 | – | 2,570,244 | +100.0% | 0.54% | – |
| CL | Sell | Colgate-Palmolive | $23,686,000 | -6.9% | 363,176 | -2.7% | 0.53% | -7.7% |
| EXAM | Sell | ExamWorks Group, Inc. | $23,000,000 | -0.5% | 702,285 | -3.6% | 0.51% | -1.3% |
| CCL | Sell | Carnival Corporation | $22,818,000 | -5.3% | 568,040 | -11.2% | 0.51% | -6.3% |
| BP | Sell | BP PLC - Spons ADRadr | $22,476,000 | -22.0% | 511,405 | -6.4% | 0.50% | -22.7% |
| HCSG | Buy | Healthcare Services Group. | $21,787,000 | -1.9% | 761,520 | +1.0% | 0.49% | -2.6% |
| JNJ | Sell | Johnson & Johnson | $21,396,000 | -34.2% | 200,737 | -35.4% | 0.48% | -34.7% |
| SRCL | Buy | Stericycle, Inc. | $20,420,000 | -1.0% | 175,191 | +0.6% | 0.46% | -1.9% |
| TRMB | Buy | Trimble Navigation Limited | $18,711,000 | -15.5% | 613,477 | +2.4% | 0.42% | -16.3% |
| FCFS | Sell | First Cash Financial Services, Inc. | $17,614,000 | -6.0% | 314,646 | -3.3% | 0.39% | -6.7% |
| INXN | Buy | InterXion Holding NV | $16,592,000 | +15.7% | 599,192 | +14.4% | 0.37% | +14.9% |
| MENT | Buy | Mentor Graphics | $16,404,000 | -4.0% | 800,394 | +1.0% | 0.37% | -4.7% |
| IBM | Sell | Int'l Business Machines Corp. | $16,399,000 | -12.7% | 86,390 | -16.7% | 0.36% | -13.5% |
| TGI | Buy | Triumph Group, Inc. | $16,193,000 | -5.7% | 248,930 | +1.3% | 0.36% | -6.5% |
| GB | Buy | Greatbatch, Inc. | $15,989,000 | -11.8% | 375,238 | +1.6% | 0.36% | -12.5% |
| CRI | Buy | Carter's, Inc. | $15,609,000 | +13.9% | 201,357 | +1.2% | 0.35% | +13.0% |
| FDS | Buy | FactSet Research Systems, Inc. | $15,381,000 | +2.1% | 126,564 | +1.0% | 0.34% | +1.2% |
| MSCC | Buy | Microsemi Corp. | $14,461,000 | -3.5% | 569,119 | +1.6% | 0.32% | -4.5% |
| THRM | Buy | Gentherm Inc. | $14,277,000 | +2.3% | 338,067 | +7.7% | 0.32% | +1.3% |
| EW | Sell | Edwards Lifesciences Corporation | $13,677,000 | +17.8% | 133,893 | -1.0% | 0.30% | +16.9% |
| CHE | Buy | Chemed Corporation | $13,624,000 | +11.1% | 132,397 | +1.2% | 0.30% | +10.1% |
| IWM | Sell | iShares Russell 2000 ETFexchange traded fund | $13,478,000 | -8.9% | 123,261 | -1.0% | 0.30% | -9.6% |
| PODD | Buy | Insulet Corporation | $13,386,000 | -5.9% | 363,256 | +1.3% | 0.30% | -6.9% |
| TIP | Buy | iShares TIPS Bond ETFexchange traded fund | $13,088,000 | +0.9% | 116,778 | +3.9% | 0.29% | 0.0% |
| HD | Sell | Home Depot Inc. | $13,053,000 | +5.8% | 142,289 | -6.6% | 0.29% | +5.1% |
| SNCR | Buy | Synchronoss Technologies, Inc. | $12,596,000 | +50.4% | 275,150 | +14.9% | 0.28% | +49.5% |
| OMCL | Sell | Omnicell, Inc. | $12,534,000 | -4.8% | 458,628 | -0.0% | 0.28% | -5.7% |
| PRO | Buy | PROS Holdings, Inc. | $12,449,000 | -2.4% | 493,995 | +2.4% | 0.28% | -3.5% |
| LFUS | Buy | Littelfuse, Inc. | $12,305,000 | -7.2% | 144,455 | +1.3% | 0.27% | -8.1% |
| ABBV | Sell | AbbVie Inc. | $11,750,000 | -0.5% | 203,424 | -2.8% | 0.26% | -1.1% |
| MHFI | Sell | McGraw Hill Financial Inc. | $11,424,000 | -45.0% | 135,275 | -45.9% | 0.26% | -45.4% |
| DGI | Buy | DigitalGlobe Inc. | $11,363,000 | +5.8% | 398,719 | +3.2% | 0.25% | +5.0% |
| ABMD | Buy | Abiomed, Inc | $11,333,000 | +3.0% | 456,431 | +4.3% | 0.25% | +2.4% |
| RRC | Sell | Range Resources Corp. | $11,054,000 | -23.3% | 163,016 | -1.6% | 0.25% | -24.1% |
| NR | Buy | Newpark Resources, Inc. | $10,195,000 | +0.8% | 819,539 | +1.0% | 0.23% | 0.0% |
| EPIQ | Buy | EPIQ Systems, Inc. | $10,024,000 | +30.7% | 570,863 | +4.5% | 0.22% | +29.7% |
| PEP | Sell | Pepsico, Inc | $9,842,000 | +0.4% | 105,724 | -3.6% | 0.22% | -0.5% |
| IPGP | Buy | IPG Photonics Corporation | $9,803,000 | +17.9% | 142,527 | +17.9% | 0.22% | +16.6% |
| ABAX | Buy | Abaxis, Inc. | $9,598,000 | +18.1% | 189,274 | +3.2% | 0.21% | +16.9% |
| EGOV | Buy | NIC Inc. | $9,504,000 | +19.4% | 551,925 | +9.9% | 0.21% | +18.4% |
| MCD | Sell | McDonald's Corporation | $9,443,000 | -55.1% | 99,608 | -52.3% | 0.21% | -55.6% |
| ABT | Sell | Abbott Laboratories | $9,341,000 | -0.7% | 224,577 | -2.3% | 0.21% | -1.4% |
| CAR | Sell | Avis Budget Group Inc. | $9,243,000 | -61.2% | 168,383 | -57.8% | 0.21% | -61.5% |
| CLC | Buy | Clarcor Inc. | $9,063,000 | +10.1% | 143,676 | +7.9% | 0.20% | +9.2% |
| RMD | Buy | ResMed Inc. | $8,928,000 | -0.2% | 181,207 | +2.5% | 0.20% | -1.0% |
| MMSI | Buy | Merit Medical Systems, Inc. | $8,708,000 | -19.9% | 732,958 | +1.7% | 0.19% | -20.8% |
| V107SC | Wellpoint Inc. | $8,616,000 | +11.2% | 72,028 | 0.0% | 0.19% | +10.3% | |
| CSCO | Buy | Cisco Systems, Inc. | $8,483,000 | +1.4% | 337,038 | +0.1% | 0.19% | +0.5% |
| DIA | SPDR Dow Jones Industrial Average ETFexchange traded fund | $8,259,000 | +1.3% | 48,562 | 0.0% | 0.18% | +0.5% | |
| MG | Buy | Mistras Group Inc. | $8,226,000 | -14.0% | 403,226 | +3.4% | 0.18% | -14.9% |
| CRS | Buy | Carpenter Technology Corporation | $8,039,000 | -14.8% | 178,061 | +19.3% | 0.18% | -15.6% |
| GSK | Sell | GlaxoSmithKline plc-ADRadr | $7,758,000 | -41.4% | 168,772 | -31.8% | 0.17% | -41.9% |
| UPS | Buy | United Parcel Service Class B | $7,451,000 | -3.0% | 75,801 | +1.3% | 0.17% | -4.0% |
| MASI | Buy | Masimo Corporation | $7,433,000 | -8.3% | 349,302 | +1.7% | 0.17% | -8.8% |
| SSD | Buy | Simpson Manufacturing Co., Inc. | $7,283,000 | -16.3% | 249,860 | +4.5% | 0.16% | -17.3% |
| SLH | Buy | Solera Holdings Inc. | $7,038,000 | -12.5% | 124,879 | +4.3% | 0.16% | -13.3% |
| FREDQ | Buy | Fred's Inc. | $6,890,000 | -3.8% | 492,155 | +5.0% | 0.15% | -4.3% |
| GE | Sell | General Electric Co. | $6,481,000 | -16.4% | 252,975 | -14.3% | 0.14% | -17.2% |
| PKD | Buy | Parker Drilling Company | $6,384,000 | -21.1% | 1,292,259 | +4.1% | 0.14% | -22.0% |
| ROP | Buy | Roper Industries Inc. | $6,321,000 | +1.8% | 43,212 | +1.6% | 0.14% | +0.7% |
| NBL | Sell | Noble Energy, Inc. | $6,301,000 | -13.4% | 92,172 | -1.8% | 0.14% | -14.1% |
| 4945SC | Sell | Kinder Morgan Energy Partners | $6,137,000 | +9.7% | 65,792 | -3.3% | 0.14% | +8.7% |
| NOV | Sell | National Oilwell Varco, Inc. | $5,895,000 | -9.7% | 77,462 | -2.3% | 0.13% | -10.9% |
| F | Buy | Ford Motor Company | $5,485,000 | +24.6% | 370,839 | +45.3% | 0.12% | +23.2% |
| TXN | Sell | Texas Instruments Inc. | $5,445,000 | -0.4% | 114,174 | -0.2% | 0.12% | -1.6% |
| SNY | Sell | Sanofi-Aventis - ADRadr | $5,425,000 | -20.8% | 96,144 | -25.3% | 0.12% | -21.4% |
| TGT | Sell | Target Corporation | $5,359,000 | +1.1% | 85,501 | -6.5% | 0.12% | 0.0% |
| BRKB | Sell | Berkshire Hathaway Inc - Cl Bclass b | $4,993,000 | -12.9% | 36,143 | -20.2% | 0.11% | -14.0% |
| PG | Sell | Procter & Gamble Co. | $4,939,000 | +6.5% | 58,982 | -0.1% | 0.11% | +5.8% |
| AAPL | Sell | Apple Inc. | $4,884,000 | -11.4% | 48,471 | -18.2% | 0.11% | -12.1% |
| INTC | Sell | Intel Corp. | $4,852,000 | +10.6% | 139,334 | -1.8% | 0.11% | +9.1% |
| DRIV | Buy | Digital River, Inc. | $4,719,000 | -3.4% | 324,994 | +2.7% | 0.10% | -4.5% |
| VCRA | Buy | Vocera Communications Inc. | $4,644,000 | -36.4% | 575,463 | +4.0% | 0.10% | -37.2% |
| M | Buy | Macy's Inc. | $4,544,000 | +1.3% | 78,102 | +1.0% | 0.10% | 0.0% |
| 5100PS | Sell | Volcano Corporation | $4,380,000 | -41.3% | 411,609 | -2.9% | 0.10% | -41.7% |
| CMA | Sell | Comerica Incorporated | $4,273,000 | -37.9% | 85,708 | -37.5% | 0.10% | -38.7% |
| PX | Buy | Praxair, Inc. | $4,240,000 | -2.7% | 32,869 | +0.2% | 0.09% | -4.1% |
| GGP | General Growth Properties, Inc. | $4,159,000 | -0.0% | 176,595 | 0.0% | 0.09% | -1.1% | |
| BSMX | Sell | Grupo FIn Santander- ADR Badr | $4,067,000 | -16.7% | 300,646 | -18.2% | 0.09% | -17.3% |
| UL | Buy | Unilever Plc - Sponsored ADRadr | $4,035,000 | +8.8% | 96,316 | +17.6% | 0.09% | +8.4% |
| ENTR | Buy | Entropic Communications | $4,004,000 | -19.6% | 1,505,111 | +0.6% | 0.09% | -20.5% |
| UNP | Sell | Union Pacific Corp. | $4,011,000 | +8.2% | 37,000 | -0.4% | 0.09% | +7.2% |
| HP | Sell | Helmerich & Payne, Inc. | $3,958,000 | -74.5% | 40,440 | -69.7% | 0.09% | -74.8% |
| DRC | Sell | Dresser-Rand Group, Inc. | $3,874,000 | +29.0% | 47,097 | -0.1% | 0.09% | +26.5% |
| WMB | Sell | Williams Co Inc. | $3,651,000 | -16.2% | 65,963 | -11.9% | 0.08% | -17.3% |
| LNG | Sell | Cheniere Energy, Inc. | $3,637,000 | -23.5% | 45,445 | -31.5% | 0.08% | -24.3% |
| EEM | iShares MSCI Emerging Markets ETFexchange traded fund | $3,656,000 | -3.9% | 87,956 | 0.0% | 0.08% | -4.7% | |
| SXL | Sunoco Logistics Partners MLP | $3,571,000 | +2.4% | 74,000 | 0.0% | 0.08% | +2.6% | |
| TTE | Sell | Total SA - Spons ADRadr | $3,588,000 | -11.4% | 55,667 | -0.8% | 0.08% | -12.1% |
| GLD | Sell | SPDR Gold Sharesexchange traded fund | $3,223,000 | -10.7% | 27,733 | -1.7% | 0.07% | -11.1% |
| WES | Western Gas Partners MLP | $3,156,000 | -1.9% | 42,070 | 0.0% | 0.07% | -2.8% | |
| DOV | Sell | Dover Corp. | $3,104,000 | -92.3% | 38,645 | -91.2% | 0.07% | -92.4% |
| GLW | Sell | Corning Inc. | $2,831,000 | -68.1% | 146,381 | -63.8% | 0.06% | -68.3% |
| FNFG | Sell | First Niagara Financial Group, Inc. | $2,754,000 | -11.4% | 330,591 | -7.0% | 0.06% | -12.9% |
| EOG | Sell | EOG Resources Inc. | $2,753,000 | -27.0% | 27,800 | -13.8% | 0.06% | -28.2% |
| PAA | Sell | Plains All American Pipeline, MLP | $2,628,000 | -4.5% | 44,642 | -2.6% | 0.06% | -4.8% |
| EMR | Sell | Emerson Electric Co. | $2,556,000 | -10.3% | 40,842 | -4.9% | 0.06% | -10.9% |
| KSU | Sell | Kansas City Southern | $2,559,000 | -10.7% | 21,111 | -20.8% | 0.06% | -10.9% |
| CAM | Sell | Cameron International Corporation | $2,551,000 | -2.0% | 38,429 | -0.0% | 0.06% | -3.4% |
| NVO | Sell | Novo Nordisk A/S-Spons ADRadr | $2,503,000 | -71.0% | 52,560 | -71.9% | 0.06% | -71.1% |
| EIDO | New | iShares MSCI Indonesia ETFexchange traded fund | $2,502,000 | – | 91,932 | +100.0% | 0.06% | – |
| RNR | Sell | Renaissance Holdings Ltd. | $2,474,000 | -75.9% | 24,745 | -74.2% | 0.06% | -76.2% |
| KMX | Sell | CarMax, Inc. | $2,430,000 | -76.6% | 52,312 | -73.8% | 0.05% | -76.9% |
| KEY | Keycorp | $2,399,000 | -7.0% | 180,000 | 0.0% | 0.05% | -8.6% | |
| BA | Sell | Boeing Co. | $2,368,000 | -2.5% | 18,591 | -2.6% | 0.05% | -3.6% |
| EEP | Enbridge Energy Partners, MLP | $2,324,000 | +5.3% | 59,810 | 0.0% | 0.05% | +4.0% | |
| CNI | Canadian National Railway Company | $2,271,000 | +9.1% | 32,000 | 0.0% | 0.05% | +8.5% | |
| BRKA | Sell | Berkshire Hathaway Inc. - Class Aclass a | $2,276,000 | -74.5% | 11 | -76.6% | 0.05% | -74.6% |
| PFE | Sell | Pfizer Inc. | $2,257,000 | -20.5% | 76,354 | -20.2% | 0.05% | -21.9% |
| DIS | Sell | The Walt Disney Company | $2,219,000 | -5.8% | 24,927 | -9.3% | 0.05% | -7.5% |
| CIB | Sell | Bancolombia S.A.adr | $2,170,000 | -25.6% | 38,268 | -24.2% | 0.05% | -27.3% |
| VIG | New | Vanguard Dividend Appreciation Index Fdexchange traded fund | $2,054,000 | – | 26,698 | +100.0% | 0.05% | – |
| BSV | Sell | Vanguard Short-Term Bond ETFexchange traded fund | $2,018,000 | -1.9% | 25,205 | -1.6% | 0.04% | -2.2% |
| BSAC | Sell | Banco Santander - Chile - ADRadr | $2,029,000 | -23.2% | 91,858 | -8.1% | 0.04% | -23.7% |
| ALSN | Sell | Allison Transmission Holdings, Inc. | $1,973,000 | -77.8% | 69,250 | -75.7% | 0.04% | -77.9% |
| XEC | Sell | Cimarex Energy Co. | $1,987,000 | -77.4% | 15,700 | -74.3% | 0.04% | -77.7% |
| TMO | Sell | Thermo Fisher Scientific Inc. | $1,925,000 | -5.8% | 15,818 | -8.7% | 0.04% | -6.5% |
| UNH | Sell | UnitedHealth Group Inc. | $1,915,000 | -80.3% | 22,200 | -81.3% | 0.04% | -80.3% |
| EPD | Buy | Enterprise Products Partners MLP | $1,878,000 | +1.6% | 46,612 | +97.4% | 0.04% | 0.0% |
| PVH | Buy | PVH Corp. | $1,889,000 | +4.2% | 15,595 | +0.4% | 0.04% | +2.4% |
| DD | Sell | Dupont, E.I. de Nemours & Co. | $1,886,000 | -6.4% | 26,285 | -14.6% | 0.04% | -6.7% |
| GG | Sell | Goldcorp Inc. | $1,866,000 | -27.3% | 81,042 | -11.9% | 0.04% | -27.6% |
| FMX | Sell | Fomento Economico Mexicano, S.A.-Sp ADRadr | $1,783,000 | -22.5% | 19,371 | -21.2% | 0.04% | -23.1% |
| MLI | Mueller Industries, Inc. | $1,712,000 | -3.0% | 60,000 | 0.0% | 0.04% | -5.0% | |
| IJT | New | iShares S&P Small-Cap 600 Growth ETFexchange traded fund | $1,689,000 | – | 15,000 | +100.0% | 0.04% | – |
| NATI | Sell | National Instruments Corporation | $1,686,000 | -79.5% | 54,507 | -78.6% | 0.04% | -79.5% |
| NUE | Sell | Nucor Corporation | $1,659,000 | -75.0% | 30,566 | -77.4% | 0.04% | -75.2% |
| BAM | Sell | Brookfield Asset Managementclass a | $1,675,000 | -76.1% | 37,250 | -76.6% | 0.04% | -76.4% |
| 2108SC | El Paso Pipeline Partners MLP | $1,639,000 | +10.9% | 40,810 | 0.0% | 0.04% | +12.1% | |
| DAL | New | Delta Air Lines, Inc. | $1,681,000 | – | 46,494 | +100.0% | 0.04% | – |
| UGP | Sell | Ultrapar Participacoes SA - Spons ADRadr | $1,615,000 | -22.5% | 76,459 | -13.4% | 0.04% | -23.4% |
| HES | Sell | Hess Corp | $1,600,000 | -5.6% | 16,967 | -1.0% | 0.04% | -5.3% |
| HAL | Sell | Halliburton Co. | $1,602,000 | -10.8% | 24,833 | -1.8% | 0.04% | -10.0% |
| OXY | Sell | Occidental Petroleum Corporation | $1,604,000 | -8.7% | 16,678 | -2.6% | 0.04% | -7.7% |
| KO | Sell | Coca Cola Company | $1,607,000 | -38.0% | 37,662 | -38.5% | 0.04% | -37.9% |
| MMM | Sell | 3M Co. | $1,573,000 | -4.1% | 11,100 | -3.1% | 0.04% | -5.4% |
| USB | US Bancorp | $1,526,000 | -3.4% | 36,470 | 0.0% | 0.03% | -5.6% | |
| VOD | Sell | Vodafone Group PLC - SP ADRadr | $1,530,000 | -8.9% | 46,530 | -7.4% | 0.03% | -10.5% |
| DVN | Sell | Devon Energy Corporation | $1,477,000 | -28.0% | 21,665 | -16.1% | 0.03% | -28.3% |
| VZ | Buy | Verizon Communications | $1,424,000 | +9.6% | 28,469 | +7.3% | 0.03% | +10.3% |
| ING | ING Groep N.V. - Sponsored ADRadr | $1,439,000 | +1.2% | 101,400 | 0.0% | 0.03% | 0.0% | |
| STR | Sell | Questar Corporation | $1,435,000 | -36.2% | 64,379 | -29.0% | 0.03% | -37.3% |
| NSC | Norfolk Southern Corp. | $1,359,000 | +8.3% | 12,180 | 0.0% | 0.03% | +7.1% | |
| QQQ | PowerShares QQQ Trust, Series 1exchange traded fund | $1,267,000 | +5.2% | 12,825 | 0.0% | 0.03% | +3.7% | |
| PCP | Sell | Precision Castparts Corp. | $1,220,000 | -28.9% | 5,152 | -24.2% | 0.03% | -30.8% |
| SLB | Sell | Schlumberger Ltd. | $1,194,000 | -15.7% | 11,740 | -2.2% | 0.03% | -15.6% |
| CE | Sell | Celanese Corp Ser - A | $1,216,000 | -21.9% | 20,778 | -14.2% | 0.03% | -22.9% |
| HPQ | Sell | Hewlett-Packard Company | $1,222,000 | +4.9% | 34,470 | -0.4% | 0.03% | +3.8% |
| TV | Sell | Grupo Televisa S.A. - Spon ADRadr | $1,190,000 | -39.9% | 35,128 | -39.1% | 0.03% | -40.0% |
| MDT | Sell | Medtronic, Inc. | $1,188,000 | -56.8% | 19,167 | -55.5% | 0.03% | -58.1% |
| CCJ | Sell | Cameco Corporation | $1,188,000 | -10.8% | 67,250 | -1.0% | 0.03% | -13.3% |
| ATHN | Buy | Athenahealth Inc | $1,162,000 | +33.9% | 8,827 | +27.2% | 0.03% | +30.0% |
| GS | Sell | Goldman Sachs Group, Inc. | $1,116,000 | +1.0% | 6,081 | -7.8% | 0.02% | 0.0% |
| PHI | Philippine Long Distance Telephoneadr | $1,106,000 | +2.3% | 16,038 | 0.0% | 0.02% | +4.2% | |
| GIS | General Mills, Inc. | $1,066,000 | -4.0% | 21,121 | 0.0% | 0.02% | -4.0% | |
| TWX | Sell | Time Warner Inc. | $1,015,000 | +5.4% | 13,500 | -1.5% | 0.02% | +4.5% |
| HLX | Helix Energy Solutions Group I | $1,035,000 | -16.1% | 46,907 | 0.0% | 0.02% | -17.9% | |
| VMBS | Buy | Vanguard Mortgage Backed Securities ETFexchange traded fund | $1,016,000 | +58.3% | 19,324 | +58.4% | 0.02% | +64.3% |
| DUK | Sell | Duke Energy Corporation | $1,013,000 | -37.9% | 13,546 | -38.4% | 0.02% | -37.8% |
| VEU | Vanguard Ftse All-World Ex-US Index Fundexchange traded fund | $1,009,000 | -5.9% | 20,500 | 0.0% | 0.02% | -8.3% | |
| HSP | Sell | Hospira, Inc. | $991,000 | -22.2% | 19,041 | -23.2% | 0.02% | -24.1% |
| BMY | Sell | Bristol Myers Squibb Co. | $987,000 | -50.8% | 19,302 | -53.3% | 0.02% | -51.1% |
| CI | CIGNA Corporation | $989,000 | -1.4% | 10,905 | 0.0% | 0.02% | -4.3% | |
| ADP | Automatic Data Processing | $939,000 | +4.8% | 11,300 | 0.0% | 0.02% | +5.0% | |
| MTD | Mettler-Toledo International | $934,000 | +1.2% | 3,646 | 0.0% | 0.02% | 0.0% | |
| TWC | Time Warner Cable, Inc. | $924,000 | -2.6% | 6,440 | 0.0% | 0.02% | 0.0% | |
| GOLD | Sell | Randgold Resources Limited - ADRadr | $920,000 | -86.2% | 13,610 | -82.8% | 0.02% | -86.0% |
| CERN | Sell | Cerner Corporation | $905,000 | -23.9% | 15,192 | -34.1% | 0.02% | -25.9% |
| ZBH | Zimmer Holdings, Inc. | $915,000 | -3.2% | 9,100 | 0.0% | 0.02% | -4.8% | |
| GILD | Sell | Gilead Sciences Inc. | $793,000 | -62.0% | 7,452 | -70.4% | 0.02% | -61.7% |
| IGSB | iShares 1-3 Year Credit Bond ETFexchange traded fund | $807,000 | -0.4% | 7,667 | 0.0% | 0.02% | 0.0% | |
| ENIA | Sell | Enersis S.A. Spons ADRadr | $812,000 | -24.8% | 51,465 | -19.8% | 0.02% | -25.0% |
| CIE | Cobalt International Energy, Inc. | $795,000 | -25.8% | 58,430 | 0.0% | 0.02% | -25.0% | |
| C | Sell | Citigroup Inc. | $753,000 | +8.2% | 14,529 | -1.7% | 0.02% | +6.2% |
| F113PS | Sell | Covidien PLC | $776,000 | -90.9% | 8,970 | -90.5% | 0.02% | -91.1% |
| ACN | Sell | Accenture Plc | $771,000 | +0.5% | 9,475 | -0.1% | 0.02% | 0.0% |
| TSU | Tim Particiacoes S.A. - ADRadr | $782,000 | -9.8% | 29,857 | 0.0% | 0.02% | -10.5% | |
| XYL | Buy | Xylem Inc. | $766,000 | -1.4% | 21,593 | +8.6% | 0.02% | 0.0% |
| IJR | iShares Core S&P Small-Cap ETFexchange traded fund | $730,000 | -7.0% | 7,000 | 0.0% | 0.02% | -11.1% | |
| AGN | New | Allergan, Inc. | $718,000 | – | 4,029 | +100.0% | 0.02% | – |
| CNQ | Sell | Canadian Natural Resources Ltd. | $739,000 | -58.0% | 19,026 | -50.3% | 0.02% | -60.0% |
| MJN | Mead Johnson Nutrition Company | $723,000 | +3.3% | 7,512 | 0.0% | 0.02% | 0.0% | |
| RARE | Sell | Ultragenyx Pharmaceutical Inc. | $700,000 | -40.1% | 12,369 | -52.5% | 0.02% | -38.5% |
| NTRS | Sell | Northern Trust Corporation | $607,000 | +1.8% | 8,920 | -4.0% | 0.01% | +7.7% |
| DHR | Buy | Danaher Corporation | $608,000 | +22.3% | 7,998 | +26.8% | 0.01% | +27.3% |
| STIP | New | iShares 0-5 Year TIPS Bond ETFexchange traded fund | $574,000 | – | 5,710 | +100.0% | 0.01% | – |
| WAT | Sell | Waters Corporation | $605,000 | -32.9% | 6,104 | -29.3% | 0.01% | -35.0% |
| IAU | Sell | iShares Gold Trustexchange traded fund | $595,000 | -9.3% | 50,834 | -0.2% | 0.01% | -13.3% |
| CGNX | Cognex Corp. | $604,000 | +4.9% | 14,992 | 0.0% | 0.01% | 0.0% | |
| LLY | Sell | Eli Lilly & Co. | $584,000 | +1.9% | 9,004 | -2.3% | 0.01% | 0.0% |
| MMP | Sell | Magellan Midstream Partners, MLP | $596,000 | -0.8% | 7,082 | -1.0% | 0.01% | -7.1% |
| AON | Aon PLC | $546,000 | -2.7% | 6,230 | 0.0% | 0.01% | -7.7% | |
| IVV | Buy | iShares Core S&P 500 ETFexchange traded fund | $538,000 | +460.4% | 2,716 | +458.8% | 0.01% | +500.0% |
| ACE | Sell | ACE Limited | $541,000 | +0.6% | 5,160 | -0.5% | 0.01% | 0.0% |
| EL | Sell | The Estee Lauder Companies Inc. Class Aclass a | $536,000 | -2.2% | 7,172 | -2.9% | 0.01% | 0.0% |
| ITM | Market Vectors Intermediate Municipalexchange traded fund-taxexempt | $543,000 | +0.7% | 23,169 | 0.0% | 0.01% | 0.0% | |
| LAZ | Lazard Ltd. - Cl. Aclass a | $559,000 | -1.8% | 11,030 | 0.0% | 0.01% | -7.7% | |
| TIF | Buy | Tiffany & Co. | $546,000 | -3.5% | 5,671 | +0.5% | 0.01% | -7.7% |
| HCA | Sell | HCA Holdings Inc. | $557,000 | -54.5% | 7,893 | -63.6% | 0.01% | -55.6% |
| PNR | Buy | Pentair, PLC | $516,000 | +8.9% | 7,878 | +19.8% | 0.01% | 0.0% |
| DBC | Sell | PowerShares Commodity Index Trackingexchange traded fund | $508,000 | -64.9% | 21,875 | -59.8% | 0.01% | -66.7% |
| FCX | Buy | Freeport-McMoran Copper & Gold, Inc. | $496,000 | -10.1% | 15,191 | +0.5% | 0.01% | -8.3% |
| ISRG | Sell | Intuitive Surgical, Inc. | $501,000 | -21.2% | 1,085 | -29.8% | 0.01% | -21.4% |
| CVC | Cablevision Systems Aclass a | $489,000 | -0.8% | 27,900 | 0.0% | 0.01% | 0.0% | |
| KN | Knowles Corp | $480,000 | -13.8% | 18,117 | 0.0% | 0.01% | -15.4% | |
| GWW | Grainger W W Inc. | $503,000 | -1.2% | 2,000 | 0.0% | 0.01% | 0.0% | |
| AWK | Buy | American Water Works Co., Inc. | $472,000 | +8.0% | 9,790 | +10.8% | 0.01% | +10.0% |
| BBVA | New | Banco Bilbao Vizcaya Argentaria S.A. Adradr | $496,000 | – | 41,351 | +100.0% | 0.01% | – |
| AMCX | AMC Networks Incclass a | $472,000 | -5.0% | 8,075 | 0.0% | 0.01% | 0.0% | |
| PGF | PowerShares Financial Preferredexchange traded fund | $459,000 | -0.9% | 25,460 | 0.0% | 0.01% | 0.0% | |
| WTR | Buy | Aqua America Inc. | $471,000 | +43.6% | 20,014 | +60.0% | 0.01% | +42.9% |
| AMP | Ameriprise Financial, Inc. | $438,000 | +2.8% | 3,550 | 0.0% | 0.01% | 0.0% | |
| MSG | Madison Square Garden, Inc. | $461,000 | +6.0% | 6,975 | 0.0% | 0.01% | 0.0% | |
| FITB | Fifth Third Bancorp | $471,000 | -6.4% | 23,550 | 0.0% | 0.01% | -9.1% | |
| ILMN | Sell | Illumina, Inc. | $422,000 | -60.9% | 2,576 | -57.3% | 0.01% | -62.5% |
| EQM | EQT Midstream Partners MLP | $426,000 | -7.4% | 4,750 | 0.0% | 0.01% | -10.0% | |
| UTX | Sell | United Technologies Corp. | $401,000 | -15.0% | 3,800 | -7.0% | 0.01% | -18.2% |
| AGG | Sell | iShares Core Total US Bond Market ETFexchange traded fund | $412,000 | -47.2% | 3,779 | -47.0% | 0.01% | -50.0% |
| COP | Sell | ConocoPhillips | $385,000 | -16.8% | 5,039 | -6.8% | 0.01% | -10.0% |
| CXO | Sell | Concho Resources Inc. | $426,000 | -13.4% | 3,400 | -0.2% | 0.01% | -18.2% |
| APD | Sell | Air Products and Chemicals, Inc. | $391,000 | -5.1% | 3,000 | -6.4% | 0.01% | 0.0% |
| CCC | Buy | Calgon Carbon Corporation | $386,000 | +15.9% | 19,923 | +33.7% | 0.01% | +28.6% |
| VEA | Buy | Vanguard FTSE Developed Markets ETFexchange traded fund | $400,000 | +150.0% | 10,058 | +167.2% | 0.01% | +125.0% |
| AMTD | Ameritrade Holding Corporation | $411,000 | +6.2% | 12,330 | 0.0% | 0.01% | 0.0% | |
| AOS | Buy | Smith (A.O.) Corp | $389,000 | +30.1% | 8,235 | +36.5% | 0.01% | +28.6% |
| PRE | PartnerRe Ltd. | $352,000 | +0.9% | 3,200 | 0.0% | 0.01% | 0.0% | |
| BNS | Bank of Nova Scotia | $357,000 | -7.0% | 5,770 | 0.0% | 0.01% | -11.1% | |
| EMC | Sell | Emc Corp. Mass | $353,000 | +6.6% | 12,077 | -3.9% | 0.01% | +14.3% |
| RDSB | Royal Dutch Shell PLC - ADR Badr | $376,000 | -9.2% | 4,756 | 0.0% | 0.01% | -11.1% | |
| PHM | Pulte Group Inc. | $340,000 | -12.4% | 19,230 | 0.0% | 0.01% | -11.1% | |
| SYK | Sell | Stryker Corporation | $357,000 | -76.3% | 4,425 | -75.3% | 0.01% | -76.5% |
| CIT | Sell | CIT Group, Inc. | $352,000 | -5.1% | 7,650 | -5.6% | 0.01% | 0.0% |
| YNDX | Yandex NVclass a | $365,000 | -22.0% | 13,132 | 0.0% | 0.01% | -27.3% | |
| SNN | New | Smith & Nephew plc ADRadr | $342,000 | – | 4,068 | +100.0% | 0.01% | – |
| FLS | Sell | Flowserve Corporation | $305,000 | -84.4% | 4,319 | -83.6% | 0.01% | -84.1% |
| FRC | First Republic Bank | $315,000 | -10.0% | 6,370 | 0.0% | 0.01% | -12.5% | |
| MHK | Mohawk Industries Inc. | $315,000 | -2.5% | 2,335 | 0.0% | 0.01% | 0.0% | |
| SYY | Sell | SYSCO Corporation | $320,000 | -62.4% | 8,432 | -62.9% | 0.01% | -63.2% |
| TTEK | Buy | Tetra Tech, Inc. | $302,000 | +127.1% | 12,100 | +149.9% | 0.01% | +133.3% |
| STI | Sell | SunTrust Banks, Inc. | $311,000 | -11.9% | 8,190 | -7.0% | 0.01% | -12.5% |
| BSJE | Guggenheim BulletShares 2014 High Yieldexchange traded fund | $325,000 | -0.3% | 12,327 | 0.0% | 0.01% | 0.0% | |
| VOO | New | Vanguard S&P 500 ETFexchange traded fund | $330,000 | – | 1,828 | +100.0% | 0.01% | – |
| ACWI | Buy | iShares MSCI ACWI ETFexchange traded fund | $321,000 | +2.2% | 5,443 | +4.5% | 0.01% | 0.0% |
| NEM | Buy | Newmont Mining Corporation | $311,000 | -8.8% | 13,480 | +0.5% | 0.01% | -12.5% |
| BMRN | New | BioMarin Pharmaceutical Inc. | $295,000 | – | 4,085 | +100.0% | 0.01% | – |
| BSJF | Guggenheim BulletShares 2015 High Yieldexchange traded fund | $324,000 | -1.8% | 12,263 | 0.0% | 0.01% | 0.0% | |
| UBSI | United Bankshares Inc. | $327,000 | -4.4% | 10,588 | 0.0% | 0.01% | -12.5% | |
| CTWS | Buy | Connecticut Water Service, Inc. | $318,000 | +9.3% | 9,798 | +14.1% | 0.01% | 0.0% |
| DGX | Sell | Quest Diagnostics Incorporated | $251,000 | -54.3% | 4,147 | -55.7% | 0.01% | -50.0% |
| KOPN | Kopin Corporation | $261,000 | +4.0% | 76,820 | 0.0% | 0.01% | 0.0% | |
| CTSH | Cognizant Technology Solutions Corp. | $267,000 | -8.6% | 5,966 | 0.0% | 0.01% | -14.3% | |
| CMCSK | Comcast Corporation - Special CL Aclass a | $261,000 | +0.4% | 4,876 | 0.0% | 0.01% | 0.0% | |
| SEP | Spectra Energy Partners MLP | $252,000 | -0.4% | 4,750 | 0.0% | 0.01% | 0.0% | |
| KB | KB Financial Group Inc. - ADRadr | $247,000 | +4.2% | 6,830 | 0.0% | 0.01% | +20.0% | |
| CVS | New | CVS/Caremark Corp. | $259,000 | – | 3,250 | +100.0% | 0.01% | – |
| SBS | Companhia de Saneamento Basico do Estadoadr | $254,000 | -24.2% | 31,264 | 0.0% | 0.01% | -25.0% | |
| ITRI | Buy | Itron, Inc. | $268,000 | +18.6% | 6,829 | +22.4% | 0.01% | +20.0% |
| BMI | Buy | Badger Meter, Inc. | $281,000 | +26.6% | 5,564 | +31.7% | 0.01% | +20.0% |
| L109PS | Access Midstream Partners MLP | $277,000 | +0.4% | 4,350 | 0.0% | 0.01% | 0.0% | |
| DCI | Donaldson Company, Inc. | $269,000 | -4.3% | 6,630 | 0.0% | 0.01% | 0.0% | |
| GCAP | New | Gain Capital Holdings, Inc. | $280,000 | – | 43,994 | +100.0% | 0.01% | – |
| HSIC | Sell | Henry Schein, Inc. | $279,000 | -56.7% | 2,393 | -55.9% | 0.01% | -57.1% |
| TILE | Buy | Interface, Inc. | $268,000 | -2.2% | 16,575 | +13.8% | 0.01% | 0.0% |
| RBSPRQCL | Royal Bank of Scotland 6.75% Pfdpreferred | $272,000 | +0.4% | 10,870 | 0.0% | 0.01% | 0.0% | |
| CLH | Clean Harbors, Inc. | $261,000 | -16.1% | 4,839 | 0.0% | 0.01% | -14.3% | |
| LNN | Lindsay Manufacturing Co. | $262,000 | -11.5% | 3,504 | 0.0% | 0.01% | -14.3% | |
| AIG | Sell | American International Group | $245,000 | -11.6% | 4,544 | -10.6% | 0.01% | -16.7% |
| CELG | Sell | Celgene Corp. | $237,000 | +7.7% | 2,502 | -2.2% | 0.01% | 0.0% |
| EXPD | Expeditors International of Washington, | $212,000 | -8.2% | 5,230 | 0.0% | 0.01% | 0.0% | |
| BPL | Buckeye Partners, MLP | $236,000 | -4.1% | 2,964 | 0.0% | 0.01% | -16.7% | |
| TCF | TCF Financial Corporation | $241,000 | -5.1% | 15,520 | 0.0% | 0.01% | -16.7% | |
| MSEX | Middlesex Water Company | $214,000 | -7.4% | 10,907 | 0.0% | 0.01% | 0.0% | |
| AMJ | JPMorgan Alerian MLP Index ETNexchange traded fund | $234,000 | +1.3% | 4,403 | 0.0% | 0.01% | 0.0% | |
| PFF | New | iShares US Preferred Stock ETFexchange traded fund | $237,000 | – | 6,000 | +100.0% | 0.01% | – |
| ECL | Sell | Ecolab Inc. | $230,000 | +1.3% | 2,000 | -1.7% | 0.01% | 0.0% |
| APL | Atlas Pipeline Partners, MLP | $206,000 | +6.2% | 5,650 | 0.0% | 0.01% | +25.0% | |
| IOO | Buy | iShares Global 100 ETFexchange traded fund | $225,000 | +66.7% | 2,902 | +69.3% | 0.01% | +66.7% |
| WPZ | Williams Partners MLP | $218,000 | -2.2% | 4,110 | 0.0% | 0.01% | 0.0% | |
| DXCM | Sell | Dexcom, Inc. | $168,000 | -56.7% | 4,199 | -57.0% | 0.00% | -55.6% |
| HSBCPRA | HSBC Holdings PLC - Pfd,preferred | $176,000 | -0.6% | 7,000 | 0.0% | 0.00% | 0.0% | |
| THC | Sell | Tenet Healthcare Corporation | $159,000 | -47.4% | 2,682 | -58.3% | 0.00% | -42.9% |
| ACAD | Sell | Acadia Pharmaceuticals, Inc. | $167,000 | -48.3% | 6,751 | -52.8% | 0.00% | -42.9% |
| MWE | Markwest Energy Partners, MLP | $190,000 | +6.7% | 2,475 | 0.0% | 0.00% | 0.0% | |
| EVHC | Sell | Envision Healthcare Holdings, Inc. | $192,000 | -57.6% | 5,524 | -56.2% | 0.00% | -60.0% |
| DOW | Sell | The Dow Chemical Company | $197,000 | 0.0% | 3,761 | -1.8% | 0.00% | 0.0% |
| BOND | Buy | PIMCO Total Return - ETFexchange traded fund | $198,000 | 0.0% | 1,825 | +0.6% | 0.00% | 0.0% |
| ABEV | New | ABFSAmbev SA - ADRadr | $164,000 | – | 25,000 | +100.0% | 0.00% | – |
| TRNX | Sell | Tornier NV | $163,000 | -54.7% | 6,809 | -55.8% | 0.00% | -50.0% |
| WDC | Sell | Western Digital Corporation | $186,000 | +2.8% | 1,912 | -2.3% | 0.00% | 0.0% |
| SNDK | SanDisk Corporation | $170,000 | -6.1% | 1,734 | 0.0% | 0.00% | 0.0% | |
| THOR | Sell | Thoratec Laboratories Corporation | $192,000 | -65.8% | 7,180 | -55.4% | 0.00% | -69.2% |
| BX | Sell | The Blackstone Group MLP | $189,000 | -10.0% | 6,000 | -4.3% | 0.00% | -20.0% |
| T | Sell | AT&T Inc | $163,000 | -1.2% | 4,625 | -0.9% | 0.00% | 0.0% |
| TJX | Sell | The TJX Companies, Inc. | $142,000 | +9.2% | 2,400 | -1.9% | 0.00% | 0.0% |
| WAG | Sell | Walgreen Co. | $150,000 | -21.9% | 2,538 | -2.2% | 0.00% | -25.0% |
| PGR | Progressive Corporation | $141,000 | -0.7% | 5,591 | 0.0% | 0.00% | 0.0% | |
| RWT | Sell | Redwood Trust, Inc. | $134,000 | -20.2% | 8,070 | -6.7% | 0.00% | -25.0% |
| USAC | USA Compression Partners MLP | $130,000 | -5.1% | 5,350 | 0.0% | 0.00% | 0.0% | |
| JCI | Buy | Johnson Controls, Inc. | $151,000 | -9.0% | 3,436 | +3.6% | 0.00% | -25.0% |
| COST | Costco Wholesale Corporation | $118,000 | +9.3% | 940 | 0.0% | 0.00% | +50.0% | |
| KOF | Coca-Cola Femsa, S.A. de C.V. - Sp ADRadr | $113,000 | -11.0% | 1,120 | 0.0% | 0.00% | 0.0% | |
| 9207PS | Buy | Rock-Tenn Company | $143,000 | -9.5% | 3,000 | +100.0% | 0.00% | -25.0% |
| AXP | Sell | American Express Co. | $131,000 | -19.6% | 1,500 | -12.6% | 0.00% | -25.0% |
| OKS | Oneok Partners MLP | $157,000 | -4.3% | 2,800 | 0.0% | 0.00% | -25.0% | |
| PCL | New | Plum Creek Timber Company, Inc. | $117,000 | – | 3,000 | +100.0% | 0.00% | – |
| PII | Polaris Industries Inc. | $120,000 | +15.4% | 800 | 0.0% | 0.00% | +50.0% | |
| BAC | Sell | Bank of America Corporation | $155,000 | -2.5% | 9,088 | -11.9% | 0.00% | -25.0% |
| CTRX | Sell | Catamaran Corporation | $109,000 | -76.4% | 2,575 | -75.4% | 0.00% | -80.0% |
| ADBE | Adobe Systems Incorporated | $88,000 | -4.3% | 1,275 | 0.0% | 0.00% | 0.0% | |
| AET | New | Aetna Inc. | $81,000 | – | 1,000 | +100.0% | 0.00% | – |
| ARWR | Sell | Arrowhead Research Corporation | $86,000 | -50.9% | 5,844 | -52.3% | 0.00% | -50.0% |
| AN | AutoNation, Inc. | $86,000 | -14.9% | 1,700 | 0.0% | 0.00% | 0.0% | |
| BBT | New | BB&T Corporation | $100,000 | – | 2,680 | +100.0% | 0.00% | – |
| BCSPRCCL | Barclays Bank PLC, Pfd 7.75%preferred | $103,000 | 0.0% | 4,000 | 0.0% | 0.00% | 0.0% | |
| CBRE | Sell | CB Richard Ellis Group, Inc. | $89,000 | -9.2% | 3,000 | -1.7% | 0.00% | 0.0% |
| CPAC | Cementos Pacasmayo S.A.A. - ADRadr | $109,000 | +5.8% | 12,180 | 0.0% | 0.00% | 0.0% | |
| SCOR | ComScore Inc. | $94,000 | +2.2% | 2,581 | 0.0% | 0.00% | 0.0% | |
| RDY | Sell | Dr. Reddy's Laboratories Limited - ADRadr | $100,000 | -41.9% | 1,899 | -52.2% | 0.00% | -50.0% |
| EGBN | New | Eagle Bancorp, Inc. | $89,000 | – | 2,792 | +100.0% | 0.00% | – |
| ET | Energy Transfer Equity MLP | $77,000 | +4.1% | 1,250 | 0.0% | 0.00% | 0.0% | |
| ENLK | Enlink Midstream Partners MLP | $76,000 | -3.8% | 2,500 | 0.0% | 0.00% | 0.0% | |
| EXLP | Exterran Partners MLP | $109,000 | +3.8% | 3,700 | 0.0% | 0.00% | 0.0% | |
| FAST | Fastenal Company | $100,000 | -9.1% | 2,230 | 0.0% | 0.00% | 0.0% | |
| FMER | FirstMerit Corporation | $78,000 | -11.4% | 4,449 | 0.0% | 0.00% | 0.0% | |
| FXI | iShares China Large-Cap ETFexchange traded fund | $70,000 | +2.9% | 1,830 | 0.0% | 0.00% | 0.0% | |
| IWP | iShares Russell Mid-Cap Growth ETFexchange traded fund | $106,000 | -0.9% | 1,200 | 0.0% | 0.00% | 0.0% | |
| NYF | iShares New York AMT-Free Muni Bond ETFexchange traded fund | $86,000 | +1.2% | 777 | 0.0% | 0.00% | 0.0% | |
| ISIS | Sell | Isis Pharmaceuticals, Inc. | $100,000 | -71.5% | 2,587 | -74.6% | 0.00% | -75.0% |
| LVS | Sell | Las Vegas Sands Corp. | $112,000 | -90.7% | 1,800 | -88.6% | 0.00% | -92.6% |
| MCK | Sell | McKesson HBOC Inc. | $77,000 | -1.3% | 400 | -4.3% | 0.00% | 0.0% |
| MNTA | Sell | Momenta Pharmaceuticals, Inc. | $79,000 | -56.4% | 6,923 | -53.9% | 0.00% | -50.0% |
| OILT | Buy | Oiltanking Partners MLP | $83,000 | +5.1% | 1,680 | +100.0% | 0.00% | 0.0% |
| SGMO | Sell | Sangamo Biosciences, Inc. | $76,000 | -64.8% | 7,077 | -50.0% | 0.00% | -60.0% |
| SAPE | Sapient Corporation | $105,000 | -13.2% | 7,473 | 0.0% | 0.00% | -33.3% | |
| SPLS | Staples, Inc. | $97,000 | +11.5% | 7,998 | 0.0% | 0.00% | 0.0% | |
| STT | Sell | State Street Corp. | $88,000 | -13.7% | 1,200 | -20.6% | 0.00% | 0.0% |
| TSM | Taiwan Semiconductor Manufacturingadr | $97,000 | -5.8% | 4,810 | 0.0% | 0.00% | 0.0% | |
| NGLS | Targa Resources Partners MLP | $87,000 | +1.2% | 1,200 | 0.0% | 0.00% | 0.0% | |
| TEVA | Sell | Teva Pharmaceutical Industries Ltd. ADRadr | $73,000 | -23.2% | 1,350 | -25.8% | 0.00% | 0.0% |
| WFM | Whole Foods Market, Inc. | $81,000 | -1.2% | 2,120 | 0.0% | 0.00% | 0.0% | |
| YHOO | Buy | Yahoo! Inc. | $90,000 | +47.5% | 2,205 | +27.0% | 0.00% | +100.0% |
| ALKS | Buy | Alkermes, PLC | $87,000 | +70.6% | 2,020 | +100.0% | 0.00% | +100.0% |
| TBPH | Sell | Theravance Biopharma Inc. | $72,000 | -65.6% | 3,109 | -52.5% | 0.00% | -60.0% |
| CPA | Sell | Copa Holdings SA Class Aclass a | $79,000 | -99.8% | 732 | -99.7% | 0.00% | -99.8% |
| NEE | Sell | NextEra Energy, Inc. | $55,000 | -9.8% | 585 | -2.5% | 0.00% | 0.0% |
| PSX | Phillips 66 | $47,000 | +2.2% | 576 | 0.0% | 0.00% | 0.0% | |
| KMB | Kimberly-Clark Corp | $27,000 | -3.6% | 250 | 0.0% | 0.00% | 0.0% | |
| J | Jacobs Engineering Group, Inc. | $61,000 | -9.0% | 1,250 | 0.0% | 0.00% | -50.0% | |
| IVW | iShares S&P 500 Growth ETFexchange traded fund | $32,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| LQD | Sell | iShares iBoxx $ Investment Gradeexchange traded fund | $60,000 | -95.0% | 506 | -95.0% | 0.00% | -96.3% |
| EWJ | Sell | iShares MSCI Japan ETFexchange traded fund | $24,000 | -33.3% | 2,048 | -30.8% | 0.00% | 0.0% |
| WEC | Wisconsin Energy Corporation | $58,000 | -9.4% | 1,356 | 0.0% | 0.00% | 0.0% | |
| P | Buy | Pandora Media Inc. | $50,000 | +66.7% | 2,052 | +100.0% | 0.00% | 0.0% |
| TLK | PT Telekomunikasi Indonesia - Tbk ADRadr | $29,000 | +16.0% | 600 | 0.0% | 0.00% | 0.0% | |
| MS | Sell | Morgan Stanley | $28,000 | -28.2% | 810 | -32.2% | 0.00% | 0.0% |
| BDX | Becton Dickinson & Co. | $28,000 | -6.7% | 250 | 0.0% | 0.00% | 0.0% | |
| MDLZ | Sell | Mondelez International Inc. | $34,000 | -33.3% | 1,000 | -25.7% | 0.00% | 0.0% |
| PCLN | Priceline.com Inc | $28,000 | -3.4% | 24 | 0.0% | 0.00% | 0.0% | |
| IMPV | Imperva Inc. | $25,000 | +8.7% | 875 | 0.0% | 0.00% | 0.0% | |
| BOH | Bank of Hawaii Corporation | $28,000 | -3.4% | 500 | 0.0% | 0.00% | 0.0% | |
| TIME | Sell | Time Inc. | $40,000 | -4.8% | 1,687 | -1.5% | 0.00% | 0.0% |
| TLLP | Tesoro Logistics LP | $29,000 | -3.3% | 410 | 0.0% | 0.00% | 0.0% | |
| PM | Philip Morris International Inc. | $39,000 | 0.0% | 464 | 0.0% | 0.00% | 0.0% | |
| TR | Tootsie Roll Industries Inc. | $52,000 | -3.7% | 1,842 | 0.0% | 0.00% | 0.0% | |
| AIGWS | AIG Warrants Strike @ $45warrant | $58,000 | -10.8% | 2,425 | 0.0% | 0.00% | 0.0% | |
| MCHP | Sell | Microchip Technology Inc. | $47,000 | -9.6% | 1,000 | -6.0% | 0.00% | 0.0% |
| OMC | New | Omnicom Group | $41,000 | – | 600 | +100.0% | 0.00% | – |
| TRP | TransCanada Corporation | $31,000 | +6.9% | 600 | 0.0% | 0.00% | 0.0% | |
| FMI | New | Foundation Medicine Inc. | $54,000 | – | 2,850 | +100.0% | 0.00% | – |
| TRV | The Travelers Companies, Inc. | $43,000 | 0.0% | 448 | 0.0% | 0.00% | 0.0% | |
| FDX | Sell | FedEx Corporation | $49,000 | 0.0% | 304 | -7.0% | 0.00% | 0.0% |
| ELGX | Sell | Endologix, Inc. | $67,000 | -66.7% | 6,309 | -52.2% | 0.00% | -80.0% |
| AKOB | Embotelladora Andina S.A. Adr Badr | $67,000 | -15.2% | 3,510 | 0.0% | 0.00% | -50.0% | |
| NVDQ | Sell | Novadaq Technologies, Inc. | $55,000 | -63.3% | 4,352 | -52.3% | 0.00% | -66.7% |
| A | Agilent Technologies, Inc. | $35,000 | 0.0% | 608 | 0.0% | 0.00% | 0.0% | |
| LULU | Lululemon Athletica Inc. | $42,000 | +5.0% | 1,000 | 0.0% | 0.00% | 0.0% | |
| FUEL | Buy | Rocket Fuel Inc. | $33,000 | +3.1% | 2,068 | +100.0% | 0.00% | 0.0% |
| DE | Deere & Company | $49,000 | -9.3% | 600 | 0.0% | 0.00% | 0.0% | |
| TGP | Teekay LNG Partners MLP | $43,000 | -6.5% | 991 | 0.0% | 0.00% | 0.0% | |
| LRCX | Lam Research Corporation | $49,000 | +11.4% | 650 | 0.0% | 0.00% | 0.0% | |
| CVD | Covance Inc. | $39,000 | -9.3% | 500 | 0.0% | 0.00% | 0.0% | |
| PZD | PowerShares Cleantech Portfolioexchange traded fund | $15,000 | -6.2% | 500 | 0.0% | 0.00% | – | |
| USG | Exit | USG Corporation | $0 | – | -44 | -100.0% | 0.00% | – |
| CAT | Sell | Caterpillar Inc. | $8,000 | -42.9% | 80 | -38.5% | 0.00% | – |
| ABB | Sell | ABB Ltd. - Spon ADRadr | $3,000 | -88.5% | 129 | -88.6% | 0.00% | -100.0% |
| XEL | Xcel Energy, Inc. | $5,000 | -16.7% | 180 | 0.0% | 0.00% | – | |
| BRCM | Broadcom Corp - Class Aclass a | $7,000 | 0.0% | 185 | 0.0% | 0.00% | – | |
| SBGI | Exit | Sinclair Broadcast Group, Inc. | $0 | – | -90 | -100.0% | 0.00% | – |
| BAX | Sell | Baxter Int'l Inc. | $14,000 | -17.6% | 200 | -16.7% | 0.00% | – |
| BK | Bank of New York Mellon Corporation | $4,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| ACI | Arch Coal, Inc. | $4,000 | -42.9% | 1,800 | 0.0% | 0.00% | – | |
| AMGN | Sell | Amgen Inc. | $10,000 | -23.1% | 70 | -38.1% | 0.00% | – |
| AMT | Sell | American Tower Corporation | $19,000 | -26.9% | 200 | -31.5% | 0.00% | -100.0% |
| AMSC | American Superconductor Corp. | $2,000 | 0.0% | 1,350 | 0.0% | 0.00% | – | |
| AEP | American Electric Power Company, Inc. | $6,000 | 0.0% | 110 | 0.0% | 0.00% | – | |
| MO | Altria Group, Inc. | $14,000 | +7.7% | 300 | 0.0% | 0.00% | – | |
| FSL | Exit | Freescale Semiconductor Ltd | $0 | – | -36 | -100.0% | 0.00% | – |
| ALL | Sell | Allstate Corporation | $12,000 | -61.3% | 200 | -62.0% | 0.00% | -100.0% |
| RIG | New | Transocean Inc | $6,000 | – | 199 | +100.0% | 0.00% | – |
| TYC | Sell | Tyco International Ltd | $3,000 | -89.3% | 65 | -89.5% | 0.00% | -100.0% |
| ASML | ASML Holdings NV NY Reg Shs ADRadr | $10,000 | +11.1% | 97 | 0.0% | 0.00% | – | |
| 4305PS | Alcatel - Lucent - Sponsored ADRadr | $0 | – | 78 | 0.0% | 0.00% | – | |
| LYB | LyondellBasell Industries NVclass a | $2,000 | 0.0% | 16 | 0.0% | 0.00% | – | |
| AAP | Advance Auto Parts, Inc. | $16,000 | 0.0% | 120 | 0.0% | 0.00% | – | |
| ADT | The ADT Corporation | $1,000 | 0.0% | 32 | 0.0% | 0.00% | – | |
| MMC | Exit | Marsh McLennan & Co. | $0 | – | -171 | -100.0% | 0.00% | – |
| XLS | Exit | ITT Exelis | $0 | – | -1,111 | -100.0% | 0.00% | – |
| WY | Weyerhaeuser Company | $16,000 | 0.0% | 488 | 0.0% | 0.00% | – | |
| SYMC | Symantec Corporation | $4,000 | 0.0% | 163 | 0.0% | 0.00% | – | |
| PTR | PetroChina Company Ltd. -ADRadr | $0 | – | 3 | 0.0% | 0.00% | – | |
| JCPNQ | J.C. Penney Company, Inc. (Hldg Co.) | $1,000 | 0.0% | 130 | 0.0% | 0.00% | – | |
| PAYX | Paychex, Inc. | $22,000 | +4.8% | 500 | 0.0% | 0.00% | – | |
| NKE | Exit | Nike Inc. - CL Bclass b | $0 | – | -34 | -100.0% | 0.00% | – |
| TLM | Talisman Energy Inc. | $1,000 | 0.0% | 74 | 0.0% | 0.00% | – | |
| LMT | Exit | Lockheed Martin Corporation | $0 | – | -24 | -100.0% | 0.00% | – |
| PPL | PPL Corporation | $17,000 | -5.6% | 517 | 0.0% | 0.00% | – | |
| AMAT | Exit | Applied Materials | $0 | – | -955 | -100.0% | 0.00% | – |
| NYT | The New York Times Company | $5,000 | -16.7% | 420 | 0.0% | 0.00% | – | |
| DDD | 3D Systems Corporation | $8,000 | -20.0% | 167 | 0.0% | 0.00% | – | |
| MSI | Motorola Solutions, Inc. | $3,000 | 0.0% | 42 | 0.0% | 0.00% | – | |
| MCPIQ | Molycorp, Inc. | $0 | – | 100 | 0.0% | 0.00% | – | |
| MUFG | Sell | Mitsubishi UFJ Financial Group, Inc.adr | $3,000 | -88.0% | 500 | -87.8% | 0.00% | -100.0% |
| MPC | Marathon Petroleum Corporation | $14,000 | +7.7% | 166 | 0.0% | 0.00% | – | |
| MRO | Marathon Oil Corp | $13,000 | 0.0% | 334 | 0.0% | 0.00% | – | |
| LEJU | New | Leju Holdings Ltd-ADRadr | $7,000 | – | 544 | +100.0% | 0.00% | – |
| KRFT | Kraft Foods Group Inc. | $19,000 | -5.0% | 333 | 0.0% | 0.00% | – | |
| INTU | Intuit Corp. | $7,000 | +16.7% | 77 | 0.0% | 0.00% | – | |
| IP | International Paper Co. | $4,000 | 0.0% | 80 | 0.0% | 0.00% | – | |
| INFI | Infinity Pharmaceuticals Inc. | $16,000 | +6.7% | 1,205 | 0.0% | 0.00% | – | |
| VALE | Vale SA (ADR)adr | $0 | -100.0% | 44 | 0.0% | 0.00% | – | |
| HMC | Honda Motor Co., Ltdadr | $4,000 | 0.0% | 106 | 0.0% | 0.00% | – | |
| HR | Healthcare Realty Trust Inc. | $12,000 | -7.7% | 500 | 0.0% | 0.00% | – | |
| HAS | Hasbro, Inc. | $8,000 | +14.3% | 140 | 0.0% | 0.00% | – | |
| HQL | H&Q Life Science Investorsexchange traded fund | $18,000 | +5.9% | 825 | 0.0% | 0.00% | – | |
| GM | Sell | General Motors Co. | $19,000 | -38.7% | 600 | -29.0% | 0.00% | -100.0% |
| FTR | Frontier Communications Company | $0 | – | 18 | 0.0% | 0.00% | – | |
| VNQ | Vanguard REIT VIPERsexchange traded fund | $18,000 | -5.3% | 250 | 0.0% | 0.00% | – | |
| FE | FirstEnergy Corp. | $4,000 | 0.0% | 113 | 0.0% | 0.00% | – | |
| WBC | WABCO Holdings Inc. | $3,000 | 0.0% | 30 | 0.0% | 0.00% | – | |
| DDS | Dillard's Inc. | $21,000 | -4.5% | 190 | 0.0% | 0.00% | – | |
| CMI | Sell | Cummins Engine Inc. | $4,000 | -55.6% | 29 | -48.2% | 0.00% | – |
| CSGP | CoStart Group Inc. | $10,000 | 0.0% | 63 | 0.0% | 0.00% | – | |
| CYHHZ | Community Health Systems - CVRright | $0 | – | 450 | 0.0% | 0.00% | – | |
| CYH | New | Community Health Care | $2,000 | – | 31 | +100.0% | 0.00% | – |
| AXLL | Exit | Axiall Corporation | $0 | – | -28 | -100.0% | 0.00% | – |
| KOG | Exit | Kodiak Oil & Gas Corporation | $0 | – | -67 | -100.0% | 0.00% | – |
| ABC | Exit | AmerisourceBergen Corporation | $0 | – | -51 | -100.0% | 0.00% | – |
| STE | Exit | STERIS Corporation | $0 | – | -275 | -100.0% | 0.00% | – |
| MDVN | Exit | Medivation Inc. | $0 | – | -24 | -100.0% | 0.00% | – |
| FHN | Exit | First Horizon National Corporation | $0 | – | -1,223 | -100.0% | 0.00% | – |
| TER | Exit | Teradyne Inc. | $0 | – | -86 | -100.0% | 0.00% | – |
| RLGY | Exit | Realogy Holdings Corporation | $0 | – | -31 | -100.0% | 0.00% | – |
| KEX | Exit | Kirby Corporation | $0 | – | -8 | -100.0% | 0.00% | – |
| FMC | Exit | FMC Corporation | $0 | – | -282 | -100.0% | 0.00% | – |
| ERIC | Exit | Ericsson (LM) Tel - Sp ADRadr | $0 | – | -1,581 | -100.0% | 0.00% | – |
| QEP | Exit | QEP Resources Inc. | $0 | – | -466 | -100.0% | 0.00% | – |
| TDC | Exit | Teradata Corporation | $0 | – | -449 | -100.0% | 0.00% | – |
| NCR | Exit | NCR Corp. | $0 | – | -26 | -100.0% | 0.00% | – |
| GNW | Exit | Genworth Financial Inc.class a | $0 | – | -250 | -100.0% | 0.00% | – |
| ADM | Exit | Archer Daniels Midland Co. | $0 | – | -87 | -100.0% | 0.00% | – |
| CDNS | Exit | Cadence Design Systems, Inc. | $0 | – | -79 | -100.0% | 0.00% | – |
| HOT | Exit | Starwood Hotels & Resorts Worldwide Inc. | $0 | – | -132 | -100.0% | 0.00% | – |
| CHKP | Exit | Check Point Software | $0 | – | -329 | -100.0% | 0.00% | – |
| STX | Exit | Seagate Technology | $0 | – | -328 | -100.0% | 0.00% | – |
| PVTB | Exit | PrivateBancorp, Inc. | $0 | – | -49 | -100.0% | 0.00% | – |
| SLCA | Exit | US Silica Holdings Inc. | $0 | – | -10 | -100.0% | 0.00% | – |
| LPLA | Exit | LPL Financial Holdings, Inc. | $0 | – | -28 | -100.0% | 0.00% | – |
| ULTA | Exit | Ulta Salon, Cosmetics & Fragrance, Inc. | $0 | – | -15 | -100.0% | 0.00% | – |
| Q | Exit | Quitiles Transitional Holdings, Inc. | $0 | – | -25 | -100.0% | 0.00% | – |
| OEH | Exit | Orient-Express Hotel Ltd. - Cl Aclass a | $0 | – | -99 | -100.0% | 0.00% | – |
| UHS | Exit | Universal Health Servies-Bclass b | $0 | – | -12 | -100.0% | 0.00% | – |
| LGF | Exit | Lions Gate Entertainment Corp. | $0 | – | -53 | -100.0% | 0.00% | – |
| BMS | Exit | Bemis Company, Inc. | $0 | – | -79 | -100.0% | 0.00% | – |
| CS | Exit | Credit Suisse Group - Spon ADRadr | $0 | – | -654 | -100.0% | 0.00% | – |
| MYL | Exit | Mylan Inc. | $0 | – | -106 | -100.0% | 0.00% | – |
| NOW | Exit | ServiceNow Inc | $0 | – | -18 | -100.0% | 0.00% | – |
| ZION | Exit | Zions bancorporationclass e | $0 | – | -36 | -100.0% | 0.00% | – |
| LOW | Exit | Lowe's Companies | $0 | – | -46 | -100.0% | 0.00% | – |
| CBSH | Exit | Commerce Bancshares, Inc. | $0 | – | -46 | -100.0% | 0.00% | – |
| ESS | Exit | Essex Property Trust, Inc. | $0 | – | -15 | -100.0% | 0.00% | – |
| STAY | Exit | Extended Stay America Inc. | $0 | – | -54 | -100.0% | 0.00% | – |
| RAD | Exit | Rite Aid Corp. | $0 | – | -115 | -100.0% | 0.00% | – |
| PAG | Exit | Penske Automotive Group, Inc. | $0 | – | -12 | -100.0% | 0.00% | – |
| EVTC | Exit | Evertec Inc. | $0 | – | -40 | -100.0% | 0.00% | – |
| TRW | Exit | TRW Automotive Holdings Corp | $0 | – | -13 | -100.0% | 0.00% | – |
| SHPG | Sell | Shire PLC - ADRadr | $16,000 | -97.7% | 62 | -97.9% | 0.00% | -100.0% |
| XLF | Financial Select Sector SPDR Fundexchange traded fund | $12,000 | 0.0% | 506 | 0.0% | 0.00% | – | |
| XLE | Energy Select Sector SPDR Fundexchange traded fund | $1,000 | 0.0% | 9 | 0.0% | 0.00% | – | |
| SE | Spectra Energy Corporation | $2,000 | -33.3% | 62 | 0.0% | 0.00% | – | |
| LNC | Exit | Lincoln National Corporation | $0 | – | -76 | -100.0% | 0.00% | – |
| HTZ | Exit | Hertz Global Holdings Inc. | $0 | – | -37 | -100.0% | 0.00% | – |
| QRE | QR Energy MLP | $0 | – | 25 | 0.0% | 0.00% | – | |
| SUNEQ | SunEdison, Inc. | $6,000 | -14.3% | 316 | 0.0% | 0.00% | – | |
| CNMD | Exit | CONMED Corporation | $0 | – | -350 | -100.0% | 0.00% | – |
| GPS | Exit | Gap, Inc. | $0 | – | -443 | -100.0% | 0.00% | – |
| MA | Exit | Mastercard Inc - Class Aclass a | $0 | – | -210 | -100.0% | 0.00% | – |
| CAJ | Exit | Canon Inc. - Sponsored ADRadr | $0 | – | -628 | -100.0% | 0.00% | – |
| NAV | Exit | Navistar International Corporation | $0 | – | -20 | -100.0% | 0.00% | – |
| FNSR | Exit | Finisar Corporation | $0 | – | -61 | -100.0% | 0.00% | – |
| CNC | Exit | Centene Corporation | $0 | – | -20 | -100.0% | 0.00% | – |
| CAH | Exit | Cardinal Health, Inc. | $0 | – | -61 | -100.0% | 0.00% | – |
| CR | Exit | Crane Co. | $0 | – | -198 | -100.0% | 0.00% | – |
| FB | Exit | Facebook Inc.class a | $0 | – | -236 | -100.0% | 0.00% | – |
| RTN | Exit | Raytheon Company | $0 | – | -42 | -100.0% | 0.00% | – |
| MAS | Exit | Masco Corporation | $0 | – | -58 | -100.0% | 0.00% | – |
| CSL | Exit | Carlisle Companies Incorporated | $0 | – | -21 | -100.0% | 0.00% | – |
| FOXA | Exit | Twenty First Century Fox, Inc. - Aclass a | $0 | – | -518 | -100.0% | 0.00% | – |
| RYL | Exit | The Ryland Group, Inc. | $0 | – | -32 | -100.0% | 0.00% | – |
| GLPI | Exit | Gaming and Leisure Properties, Inc. | $0 | – | -25 | -100.0% | 0.00% | – |
| IR | Exit | Ingersoll-Rand Plc | $0 | – | -134 | -100.0% | 0.00% | – |
| BR | Exit | Broadridge Financial Solutions LLC | $0 | – | -424 | -100.0% | 0.00% | – |
| SBAC | Exit | SBA Communications Corporation | $0 | – | -14 | -100.0% | 0.00% | – |
| SPNV | Exit | Superior Energy Services, Inc. | $0 | – | -57 | -100.0% | 0.00% | – |
| AWI | Exit | Armstrong World Industries, Inc. | $0 | – | -25 | -100.0% | 0.00% | – |
| NXST | Exit | Nexstar Broadcasting Group, Inc. | $0 | – | -45 | -100.0% | 0.00% | – |
| TEL | Exit | TE Connectivity Limited | $0 | – | -213 | -100.0% | 0.00% | – |
| MDY | Exit | SPDR S&P Mid-Cap 400 ETF Trustexchange traded fund | $0 | – | -72 | -100.0% | 0.00% | – |
| SAVE | Exit | Spirit Airlines Inc. | $0 | – | -31 | -100.0% | 0.00% | – |
| STNG | Exit | Scorpio Tankers Inc. | $0 | – | -91 | -100.0% | 0.00% | – |
| AKAM | Exit | Akamai Technologies, Inc. | $0 | – | -23 | -100.0% | 0.00% | – |
| INTEQ | Exit | Intelsat S.A. | $0 | – | -836 | -100.0% | 0.00% | – |
| RF | Exit | Regions Financial Corporation | $0 | – | -345 | -100.0% | 0.00% | – |
| XRX | Exit | Xerox Corp. | $0 | – | -290 | -100.0% | 0.00% | – |
| HIG | Exit | Hartford Financial Services | $0 | – | -547 | -100.0% | 0.00% | – |
| MSM | Exit | MSC Industrial Direct Co., Inc. | $0 | – | -135 | -100.0% | 0.00% | – |
| EVR | Exit | Evercore Partners Inc-Cl A | $0 | – | -17 | -100.0% | 0.00% | – |
| CME | Exit | CME Group Inc. | $0 | – | -256 | -100.0% | 0.00% | – |
| OASPQ | Exit | Oasis Petroleum Inc. | $0 | – | -22 | -100.0% | 0.00% | – |
| MEOH | Exit | Methanex Corporation | $0 | – | -23 | -100.0% | 0.00% | – |
| MET | Exit | MetLife, Inc. | $0 | – | -275 | -100.0% | 0.00% | – |
| IAC | Exit | IAC/ InterActiveCorp | $0 | – | -199 | -100.0% | 0.00% | – |
| QLIK | Exit | QLIK Technologies Inc. | $0 | – | -47 | -100.0% | 0.00% | – |
| WETF | Exit | WisdomTree Investments, Inc. | $0 | – | -90 | -100.0% | 0.00% | – |
| BSX | Exit | Boston Scientific Co. | $0 | – | -275 | -100.0% | 0.00% | – |
| FTNT | Exit | Fortinet Inc. | $0 | – | -57 | -100.0% | 0.00% | – |
| JDSU | Exit | JDS Uniphase Corp | $0 | – | -81 | -100.0% | 0.00% | – |
| TROW | Exit | T. Rowe Price Group Inc. | $0 | – | -176 | -100.0% | 0.00% | – |
| UPLMQ | Exit | Ultra Petroleum Corp. | $0 | – | -32 | -100.0% | 0.00% | – |
| CRH | Exit | CRH plc - Sponsored ADRadr | $0 | – | -651 | -100.0% | 0.00% | – |
| BPOP | Exit | Popular, Inc. | $0 | – | -27 | -100.0% | 0.00% | – |
| HOG | Exit | Harley Davidson Inc. | $0 | – | -164 | -100.0% | 0.00% | – |
| CFR | Exit | Cullen/Frost Bankers, Inc. | $0 | – | -32 | -100.0% | 0.00% | – |
| SCHW | Exit | Schwab (Charles) Corp. | $0 | – | -597 | -100.0% | 0.00% | – |
| PIR | Exit | Pier 1 Imports, Inc. | $0 | – | -62 | -100.0% | 0.00% | – |
| PLL | Exit | Pall Corporation | $0 | – | -162 | -100.0% | 0.00% | – |
| BIIB | Exit | Biogen Idec Inc. | $0 | – | -65 | -100.0% | 0.00% | – |
| ZTS | Exit | Zoetis Inc. | $0 | – | -686 | -100.0% | 0.00% | – |
| CNK | Exit | Cinemark Holdings Inc. | $0 | – | -26 | -100.0% | 0.00% | – |
| ISBC | Exit | Investors Bancorp Inc | $0 | – | -907 | -100.0% | 0.00% | – |
| WYNN | Exit | Wynn Resorts, Ltd. | $0 | – | -5 | -100.0% | 0.00% | – |
| MUR | Exit | Murphy Oil Corporation | $0 | – | -56 | -100.0% | 0.00% | – |
| RICE | Exit | Rice Energy Inc. | $0 | – | -45 | -100.0% | 0.00% | – |
| MD | Exit | Mednax, Inc | $0 | – | -22 | -100.0% | 0.00% | – |
| PAY | Exit | Verifone Systems Inc. | $0 | – | -31 | -100.0% | 0.00% | – |
| JOY | Exit | Joy Global Inc. | $0 | – | -16 | -100.0% | 0.00% | – |
| ALTR | Exit | Altera Corporation | $0 | – | -61 | -100.0% | 0.00% | – |
| PWR | Exit | Quanta Services, Inc. | $0 | – | -40 | -100.0% | 0.00% | – |
| PH | Exit | Parker-Hannifin Corporation | $0 | – | -19 | -100.0% | 0.00% | – |
| P103PS | Exit | NPS Pharmaceuticals, Inc. | $0 | – | -27 | -100.0% | 0.00% | – |
| GPORQ | Exit | Gulfport Energy Corp. | $0 | – | -24 | -100.0% | 0.00% | – |
| TEX | Exit | Terex Corporation | $0 | – | -22 | -100.0% | 0.00% | – |
| FFIN | Exit | First Financial Bankshares Inc, | $0 | – | -1,524 | -100.0% | -0.00% | – |
| BHP | Exit | BHP Billiton Limited - Spon ADRadr | $0 | – | -361 | -100.0% | -0.00% | – |
| ARCO | Exit | Arcos Dorados Holdings, Inc.class a | $0 | – | -2,613 | -100.0% | -0.00% | – |
| MAT | Exit | Mattel, Inc. | $0 | – | -1,000 | -100.0% | -0.00% | – |
| SYT | Exit | Syngenta AG - ADRadr | $0 | – | -392 | -100.0% | -0.00% | – |
| 1338PS | Exit | UBS AGadr | $0 | – | -1,302 | -100.0% | -0.00% | – |
| GPC | Exit | Genuine Parts Company | $0 | – | -300 | -100.0% | -0.00% | – |
| HSBC | Exit | HSBC Holdings plc - Spons ADRadr | $0 | – | -447 | -100.0% | -0.00% | – |
| ZLTQ | Exit | Zeltiq Aesthetics Inc. | $0 | – | -3,272 | -100.0% | -0.00% | – |
| CTXS | Exit | Citrix Systems Inc. | $0 | – | -387 | -100.0% | -0.00% | – |
| DEO | Exit | Diageo Plc - sponsored ADRadr | $0 | – | -312 | -100.0% | -0.00% | – |
| RUK | Exit | Reed Elsevier Plc - Spons ADRadr | $0 | – | -442 | -100.0% | -0.00% | – |
| PBR | Exit | Petroleo Brasileiro S.A. - Petrobras ADRadr | $0 | – | -1,567 | -100.0% | -0.00% | – |
| BUD | Exit | Anheuser-Busch Inbev Spons Adradr | $0 | – | -299 | -100.0% | -0.00% | – |
| MUB | Exit | iShares National AMT-Free Muni Bond ETFexchange traded fund | $0 | – | -341 | -100.0% | -0.00% | – |
| PVD | Exit | Administradora de Fondos de Pensionesadr | $0 | – | -300 | -100.0% | -0.00% | – |
| CP | Exit | Canadian Pacific Railway Ltd | $0 | – | -231 | -100.0% | -0.00% | – |
| WPP | Exit | WPP Group PLC - Sponsored ADRadr | $0 | – | -483 | -100.0% | -0.00% | – |
| OGXI | Exit | OncoGenex Pharmaceutical Inc. | $0 | – | -14,569 | -100.0% | -0.00% | – |
| SAP | Exit | Sap AG - Sponsored ADRadr | $0 | – | -409 | -100.0% | -0.00% | – |
| CBS | Exit | CBS Corporation - Class Bclass b | $0 | – | -559 | -100.0% | -0.00% | – |
| LYG | Exit | Lloyds TSB Group plc - Sp ADRadr | $0 | – | -5,670 | -100.0% | -0.00% | – |
| RGP | Exit | Regency Energy Partners MLP | $0 | – | -2,397 | -100.0% | -0.00% | – |
| EWZ | Exit | iShares MSCI Brazil Capped ETFexchange traded fund | $0 | – | -1,500 | -100.0% | -0.00% | – |
| WFTIQ | Exit | Weatherford International PLC | $0 | – | -3,133 | -100.0% | -0.00% | – |
| EWY | Exit | iShares MSCI South Korea Capped ETFexchange traded fund | $0 | – | -2,079 | -100.0% | -0.00% | – |
| COH | Exit | Coach, Inc. | $0 | – | -3,562 | -100.0% | -0.00% | – |
| OREX | Exit | Orexigen Therapeutics Inc | $0 | – | -19,845 | -100.0% | -0.00% | – |
| MBII | Exit | Marrone Bio Innovations Inc. | $0 | – | -14,413 | -100.0% | -0.00% | – |
| DNOW | Exit | NOW Inc | $0 | – | -5,521 | -100.0% | -0.00% | – |
| BND | Exit | Vanguard Total Bond Market ETFexchange traded fund | $0 | – | -2,032 | -100.0% | -0.00% | – |
| GTLS | Exit | Chart Industries, Inc. | $0 | – | -2,327 | -100.0% | -0.00% | – |
| IRBT | Exit | iRobot Corporation | $0 | – | -4,975 | -100.0% | -0.01% | – |
| RIO | Exit | Rio Tinto plc - Spon ADRadr | $0 | – | -3,918 | -100.0% | -0.01% | – |
| SRNE | Exit | Sorrento Therapeutics Inc. | $0 | – | -50,512 | -100.0% | -0.01% | – |
| CB | Exit | Chubb Corp. | $0 | – | -3,800 | -100.0% | -0.01% | – |
| VRTX | Exit | Vertex Pharmaceuticals Inc. | $0 | – | -3,558 | -100.0% | -0.01% | – |
| WCN | Exit | Waste Connections, Inc. | $0 | – | -8,859 | -100.0% | -0.01% | – |
| CBST | Exit | Cubist Pharmaceuticals | $0 | – | -6,161 | -100.0% | -0.01% | – |
| JAZZ | Exit | Jazz Pharmaceuticals, Inc. | $0 | – | -3,103 | -100.0% | -0.01% | – |
| SNMX | Exit | Senomyx Inc. | $0 | – | -116,900 | -100.0% | -0.02% | – |
| HFC | Exit | HollyFrontier Corporation | $0 | – | -24,208 | -100.0% | -0.02% | – |
| THO | Exit | Thor Industries, Inc. | $0 | – | -18,550 | -100.0% | -0.02% | – |
| HHC | Exit | Howard Hughes Corporation | $0 | – | -16,922 | -100.0% | -0.06% | – |
| MON | Exit | Monsanto Company | $0 | – | -68,110 | -100.0% | -0.19% | – |
| IRM | Exit | Iron Mountain Inc. | $0 | – | -437,607 | -100.0% | -0.35% | – |
| ARG | Exit | Airgas, Inc. | $0 | – | -167,502 | -100.0% | -0.41% | – |
| INCY | Exit | Incyte Corporation | $0 | – | -518,889 | -100.0% | -0.66% | – |
| ALXN | Exit | Alexion Pharmaceuticals, Inc. | $0 | – | -241,103 | -100.0% | -0.85% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-05
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| J.P. Morgan Chase & Co. | 19 | Q4 2017 | 4.0% |
| Microsoft Corp. | 19 | Q4 2017 | 3.3% |
| Oracle Corporation | 19 | Q4 2017 | 3.6% |
| Wells Fargo Company | 19 | Q4 2017 | 2.8% |
| Visa Inc - Class A Shares | 19 | Q4 2017 | 2.9% |
| Royal Caribbean Cruises Ltd. | 19 | Q4 2017 | 2.7% |
| Novartis AG - ADR | 19 | Q4 2017 | 2.4% |
| SPDR S&P 500 ETF Trust | 19 | Q4 2017 | 2.0% |
| Exxon Mobil Corporation | 19 | Q4 2017 | 2.3% |
| Reinsurance Group of America, Inc. | 19 | Q4 2017 | 2.6% |
View ROCKEFELLER FINANCIAL SERVICES INC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2018-02-02 |
| 13F-HR | 2017-10-20 |
| 13F-HR | 2017-07-18 |
| 13F-HR | 2017-04-28 |
| 13F-HR | 2017-01-19 |
| 13F-HR | 2016-10-28 |
| 13F-HR | 2016-07-20 |
| 13F-HR | 2016-04-28 |
| 13F-HR | 2016-02-03 |
| 13F-HR | 2015-10-23 |
View ROCKEFELLER FINANCIAL SERVICES INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.