Q4 2021
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FINS | Buy | ANGEL OAK FINL STRATEGIES IN | $21,161,000 | +66.6% | 1,240,375 | +66.2% | 21.59% | +62.0% |
| New | CRYPTO 1 ACQUISITION CORPunit 04/30/2028 | $7,525,000 | – | 745,000 | – | 7.68% | – | |
| BW | Buy | BABCOCK & WILCOX ENTERPRISES | $5,418,000 | +42.5% | 600,698 | +1.3% | 5.53% | +38.5% |
| GPRE | Sell | GREEN PLAINS INC | $3,824,000 | -1.6% | 110,000 | -7.6% | 3.90% | -4.4% |
| BRIVU | Sell | B RILEY PRIN 250 MERGER CORPunit 04/06/2026 | $3,462,000 | -22.1% | 350,000 | -22.2% | 3.53% | -24.3% |
| AGAC | New | AFRICAN GOLD ACQUISITION COR | $3,099,000 | – | 320,094 | – | 3.16% | – |
| Sell | GALATA ACQUISITION CORP | $2,795,000 | -29.4% | 288,735 | -27.8% | 2.85% | -31.4% | |
| ACEL | Sell | ACCEL ENTERTAINMENT INC | $2,604,000 | -0.9% | 200,000 | -7.6% | 2.66% | -3.7% |
| New | ALTENERGY ACQUISITION CORPunit 10/29/2026 | $2,523,000 | – | 250,025 | – | 2.57% | – | |
| New | SEAPORT GLOBAL ACQUISITION Iunit 11/17/2026 | $2,513,000 | – | 250,000 | – | 2.56% | – | |
| UIS | Buy | UNISYS CORP | $2,057,000 | -3.7% | 100,000 | +17.6% | 2.10% | -6.4% |
| QFTA | Sell | QUANTUM FINTECH ACQUISTIN CO | $1,629,000 | -39.0% | 164,723 | -39.2% | 1.66% | -40.7% |
| FTAI | Buy | FORTRESS TRANS INFRST INVS L | $1,365,000 | +73.4% | 47,200 | +52.3% | 1.39% | +68.6% |
| Sell | PARABELLUM ACQUISITION CORPunit 99/99/9999 | $1,064,000 | +1.0% | 104,868 | -0.7% | 1.09% | -1.7% | |
| MGNI | Buy | MAGNITE INC | $875,000 | +25.0% | 50,000 | +100.0% | 0.89% | +21.5% |
| New | REDBOX ENTERTAINMENT INC*w exp 12/15/202 | $859,000 | – | 825,636 | – | 0.88% | – | |
| MCAEU | Sell | MOUNTAIN CREST ACQSTN CORP Iunit 99/99/9999 | $690,000 | -23.3% | 70,000 | -20.7% | 0.70% | -25.5% |
| GSM | Buy | FERROGLOBE PLC | $621,000 | +42.8% | 100,000 | +100.0% | 0.63% | +38.7% |
| ACVA | New | ACV AUCTIONS INC | $565,000 | – | 30,000 | – | 0.58% | – |
| AGACWS | New | AFRICAN GOLD ACQUISITION COR*w exp 03/31/202 | $540,000 | – | 1,098,000 | – | 0.55% | – |
| DRTT | New | DIRTT ENVIRONMENTAL SOLUTION | $360,000 | – | 165,000 | – | 0.37% | – |
| FBC | New | FLAGSTAR BANCORP INC | $360,000 | – | 7,500 | – | 0.37% | – |
| GWB | Buy | GREAT WESTERN BANCORP INC | $357,000 | +21.0% | 10,500 | +16.7% | 0.36% | +17.4% |
| UMPQ | New | UMPQUA HLDGS CORP | $342,000 | – | 17,800 | – | 0.35% | – |
| GSKY | Buy | GREENSKY INCcl a | $341,000 | +52.2% | 30,000 | +50.0% | 0.35% | +48.1% |
| TSC | New | TRISTATE CAP HLDGS INC | $327,000 | – | 10,800 | – | 0.33% | – |
| SLV | Sell | ISHARES SILVER TRishares | $301,000 | -58.1% | 14,000 | -60.0% | 0.31% | -59.3% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $285,000 | +65.7% | 600 | +50.0% | 0.29% | +60.8% |
| COHR | Sell | COHERENT INC | $267,000 | -11.0% | 1,000 | -16.7% | 0.27% | -13.7% |
| BMTC | New | BRYN MAWR BK CORP | $260,000 | – | 5,786 | – | 0.26% | – |
| New | NEXTNAV INC*w exp 10/28/202 | $246,000 | – | 145,274 | – | 0.25% | – | |
| EPAY | New | BOTTOMLINE TECH DEL INC | $226,000 | – | 4,000 | – | 0.23% | – |
| PSXP | New | PHILLIPS 66 PARTNERS LP | $216,000 | – | 6,000 | – | 0.22% | – |
| MNR | Buy | MONMOUTH REAL ESTATE INVT COcl a | $210,000 | +60.3% | 10,000 | +42.9% | 0.21% | +55.1% |
| KL | New | KIRKLAND LAKE GOLD LTD | $210,000 | – | 5,000 | – | 0.21% | – |
| VG | New | VONAGE HLDGS CORP | $208,000 | – | 10,000 | – | 0.21% | – |
| NUAN | Sell | NUANCE COMMUNICATIONS INC | $205,000 | -28.3% | 3,700 | -28.8% | 0.21% | -30.3% |
| CIR | New | CIRCOR INTL INC | $204,000 | – | 7,500 | – | 0.21% | – |
| TGP | New | TEEKAY LNG PARTNERS L Pprtnrsp units | $204,000 | – | 12,071 | – | 0.21% | – |
| TACO | New | DEL TACO RESTAURANTS INC NEW | $187,000 | – | 15,000 | – | 0.19% | – |
| FLOW | New | SPX FLOW INC | $182,000 | – | 2,100 | – | 0.19% | – |
| VNE | Buy | VEONEER INC | $142,000 | +610.0% | 4,000 | +566.7% | 0.14% | +590.5% |
| ARNA | New | ARENA PHARMACEUTICALS INC | $139,000 | – | 1,500 | – | 0.14% | – |
| ROG | New | ROGERS CORP | $137,000 | – | 500 | – | 0.14% | – |
| CONE | New | CYRUSONE INC | $135,000 | – | 1,500 | – | 0.14% | – |
| QDEL | New | QUIDEL CORP | $135,000 | – | 1,000 | – | 0.14% | – |
| QFTAWS | Sell | QUANTUM FINTECH ACQUISTIN CO*w exp 01/30/202 | $133,000 | +68.4% | 260,814 | -10.9% | 0.14% | +63.9% |
| New | COMPOSECURE INC*w exp 12/27/202 | $130,000 | – | 85,050 | – | 0.13% | – | |
| GCP | New | GCP APPLIED TECHNOLOGIES INC | $127,000 | – | 4,000 | – | 0.13% | – |
| QMCO | Sell | QUANTUM CORP | $119,000 | -4.0% | 21,499 | -10.5% | 0.12% | -6.9% |
| CHNG | Sell | CHANGE HEALTHCARE INC | $111,000 | -29.3% | 5,200 | -30.7% | 0.11% | -31.5% |
| XLNX | New | XILINX INC | $106,000 | – | 500 | – | 0.11% | – |
| XLNX | New | XILINX INCput | $106,000 | – | 500 | – | 0.11% | – |
| MCFE | New | MCAFEE CORP | $103,000 | – | 4,000 | – | 0.10% | – |
| CSPR | New | CASPER SLEEP INC | $100,000 | – | 15,000 | – | 0.10% | – |
| PAE | New | PAE INC | $99,000 | – | 10,000 | – | 0.10% | – |
| CERN | New | CERNER CORP | $93,000 | – | 1,000 | – | 0.10% | – |
| NPTN | New | NEOPHOTONICS CORP | $92,000 | – | 6,000 | – | 0.09% | – |
| PNM | Sell | PNM RES INC | $91,000 | -54.0% | 2,000 | -50.0% | 0.09% | -55.3% |
| MIME | New | MIMECAST LTD | $80,000 | – | 1,000 | – | 0.08% | – |
| CPLG | New | COREPOINT LODGING INC | $79,000 | – | 5,000 | – | 0.08% | – |
| AZPN | New | ASPEN TECHNOLOGY INC | $76,000 | – | 500 | – | 0.08% | – |
| FOE | Sell | FERRO CORP | $65,000 | -21.7% | 3,000 | -26.8% | 0.07% | -24.1% |
| CHNG | Sell | CHANGE HEALTHCARE INCput | $62,000 | -72.3% | 2,900 | -72.9% | 0.06% | -73.2% |
| AJRD | Sell | AEROJET ROCKETDYNE HLDGS INC | $47,000 | -73.0% | 1,000 | -75.0% | 0.05% | -73.8% |
| CHNG | New | CHANGE HEALTHCARE INCcall | $43,000 | – | 2,000 | – | 0.04% | – |
| ENTG | New | ENTEGRIS INC | $42,000 | – | 300 | – | 0.04% | – |
| CECE | Buy | CECO ENVIRONMENTAL CORP | $42,000 | 0.0% | 6,790 | +13.2% | 0.04% | -2.3% |
| SRDX | New | SURMODICS INC | $39,000 | – | 800 | – | 0.04% | – |
| BRPMW | Sell | B RILEY PRINCIPAL 150 MERGER*w exp 03/01/202 | $32,000 | -8.6% | 21,767 | -51.9% | 0.03% | -10.8% |
| QUOT | Buy | QUOTIENT TECHNOLOGY INC | $30,000 | +76.5% | 4,000 | +33.3% | 0.03% | +72.2% |
| ZG | New | ZILLOW GROUP INCcl a | $25,000 | – | 400 | – | 0.03% | – |
| MMAT | New | META MATERIALS INC | $22,000 | – | 8,800 | – | 0.02% | – |
| DM | New | DESKTOP METAL INC | $22,000 | – | 4,504 | – | 0.02% | – |
| New | LARGO INC | $19,000 | – | 2,000 | – | 0.02% | – | |
| PNM | New | PNM RES INCput | $18,000 | – | 400 | – | 0.02% | – |
| UEPS | Sell | NET 1 UEPS TECHNOLOGIES INC | $16,000 | -51.5% | 3,101 | -56.9% | 0.02% | -54.3% |
| TLRY | Sell | TILRAY INC | $14,000 | -41.7% | 2,000 | -4.4% | 0.01% | -44.0% |
| New | GRAB HOLDINGS LIMITEDclass a ord | $7,000 | – | 1,000 | – | 0.01% | – | |
| BCOV | New | BRIGHTCOVE INC | $5,000 | – | 500 | – | 0.01% | – |
| New | XERIS BIOPHARMA HOLDINGS INC | $4,000 | – | 1,404 | – | 0.00% | – | |
| NTGR | New | NETGEAR INC | $1,000 | – | 36 | – | 0.00% | – |
| New | KYNDRYL HLDGS INC | $1,000 | – | 40 | – | 0.00% | – | |
| Sell | GREENIDGE GENERATION HLDGS I | $0 | -100.0% | 17 | -97.1% | 0.00% | -100.0% | |
| GM | New | GENERAL MTRS COcall | $0 | – | 1,200 | – | 0.00% | – |
| RRD | New | DONNELLEY R R & SONS COcall | $0 | – | 400 | – | 0.00% | – |
| HYG | Exit | ISHARES TRput | $0 | – | -10,000 | – | 0.00% | – |
| CRUS | Exit | CIRRUS LOGIC INCcall | $0 | – | -200 | – | 0.00% | – |
| KLAC | Exit | KLA CORPcall | $0 | – | -100 | – | 0.00% | – |
| AAPL | Exit | APPLE INCcall | $0 | – | -1,500 | – | 0.00% | – |
| ATOS | Exit | ATOSSA THERAPEUTICS INC | $0 | – | -1,900 | – | -0.01% | – |
| NGL | Exit | NGL ENERGY PARTNERS LP | $0 | – | -2,500 | – | -0.01% | – |
| BVS | Exit | BIOVENTUS INC | $0 | – | -601 | – | -0.01% | – |
| LGO | Exit | LARGO RES LTD | $0 | – | -2,000 | – | -0.02% | – |
| EBSB | Exit | MERIDIAN BANCORP INC MD | $0 | – | -1,804 | – | -0.04% | – |
| CHK | Exit | CHESAPEAKE ENERGY CORP | $0 | – | -1,000 | – | -0.06% | – |
| MNR | Exit | MONMOUTH REAL ESTATE INVT COput | $0 | – | -4,000 | – | -0.08% | – |
| AJRD | Exit | AEROJET ROCKETDYNE HLDGS INCput | $0 | – | -2,000 | – | -0.09% | – |
| QADA | Exit | QAD INCcl a | $0 | – | -1,100 | – | -0.10% | – |
| SOLY | Exit | SOLITON INC | $0 | – | -5,000 | – | -0.11% | – |
| XONE | Exit | EXONE CO | $0 | – | -4,500 | – | -0.11% | – |
| ALTG | Exit | ALTA EQUIPMENT GROUP INC | $0 | – | -8,600 | – | -0.12% | – |
| XLRN | Exit | ACCELERON PHARMA INC | $0 | – | -700 | – | -0.13% | – |
| Exit | TRILLIUM THERAPEUTICS INCput | $0 | – | -7,000 | – | -0.13% | – | |
| SCR | Exit | SCORE MEDIA & GAMING INC | $0 | – | -3,600 | – | -0.13% | – |
| MDLA | Exit | MEDALLIA INC | $0 | – | -4,000 | – | -0.14% | – |
| ECHO | Exit | ECHO GLOBAL LOGISTICS INC | $0 | – | -3,000 | – | -0.15% | – |
| VER | Exit | VEREIT INC | $0 | – | -3,201 | – | -0.15% | – |
| HRC | Exit | HILL-ROM HLDGS INC | $0 | – | -1,000 | – | -0.16% | – |
| SAFM | Exit | SANDERSON FARMS INC | $0 | – | -800 | – | -0.16% | – |
| DBDRW | Exit | ROMAN DBDR TECH ACQUISITION*w exp 10/31/202 | $0 | – | -94,850 | – | -0.16% | – |
| CAI | Exit | CAI INTERNATIONAL INC | $0 | – | -3,000 | – | -0.18% | – |
| KDMN | Exit | KADMON HLDGS INC | $0 | – | -20,000 | – | -0.18% | – |
| Exit | TRILLIUM THERAPEUTICS INC | $0 | – | -10,000 | – | -0.18% | – | |
| INOV | Exit | INOVALON HLDGS INC | $0 | – | -4,500 | – | -0.19% | – |
| CVA | Exit | COVANTA HLDG CORP | $0 | – | -9,000 | – | -0.19% | – |
| PPD | Exit | PPD INC | $0 | – | -4,000 | – | -0.20% | – |
| CXP | Exit | COLUMBIA PPTY TR INC | $0 | – | -10,000 | – | -0.20% | – |
| Exit | ANGEL OAK FINL STRATEGIES INright 10/14/2021 | $0 | – | -1,028,521 | – | -0.23% | – | |
| TMTSW | Exit | SPARTACUS ACQUISITION CORP*w exp 10/31/202 | $0 | – | -145,274 | – | -0.24% | – |
| MGLN | Exit | MAGELLAN HEALTH INC | $0 | – | -2,500 | – | -0.25% | – |
| STMP | Exit | STAMPS COM INC | $0 | – | -800 | – | -0.28% | – |
| KSU | Exit | KANSAS CITY SOUTHERN | $0 | – | -1,000 | – | -0.28% | – |
| CADE | Exit | CADENCE BANCORPORATIONcl a | $0 | – | -12,500 | – | -0.29% | – |
| UFS | Exit | DOMTAR CORP | $0 | – | -5,100 | – | -0.29% | – |
| ELMD | Exit | ELECTROMED INC | $0 | – | -30,018 | – | -0.34% | – |
| PBCT | Exit | PEOPLES UNITED FINANCIAL INC | $0 | – | -29,797 | – | -0.55% | – |
| CASH | Exit | META FINL GROUP INC | $0 | – | -10,000 | – | -0.55% | – |
| CLW | Exit | CLEARWATER PAPER CORP | $0 | – | -20,000 | – | -0.80% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -1,900 | – | -0.86% | – |
| SGAMW | Exit | SEAPORT GLOBAL ACQUISITN COR*w exp 12/15/202 | $0 | – | -906,773 | – | -0.89% | – |
| BRPM | Exit | B RILEY PRINCIPAL 150 MERGER | $0 | – | -135,675 | – | -1.39% | – |
| SPY | Exit | SPDR S&P 500 ETF TRcall | $0 | – | -41,200 | – | -18.56% | – |
Q3 2021
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | New | SPDR S&P 500 ETF TRcall | $17,681,000 | – | 41,200 | – | 18.56% | – |
| FINS | New | ANGEL OAK FINL STRATEGIES IN | $12,700,000 | – | 746,171 | – | 13.33% | – |
| OEC | New | ORION ENGINEERED CARBONS S A | $5,792,000 | – | 317,744 | – | 6.08% | – |
| BRIVU | New | B RILEY PRIN 250 MERGER CORPunit 04/06/2026 | $4,446,000 | – | 450,000 | – | 4.67% | – |
| New | GALATA ACQUISITION CORP | $3,960,000 | – | 400,000 | – | 4.16% | – | |
| GPRE | New | GREEN PLAINS INC | $3,887,000 | – | 119,044 | – | 4.08% | – |
| BW | New | BABCOCK & WILCOX ENTERPRISES | $3,802,000 | – | 593,198 | – | 3.99% | – |
| QFTA | New | QUANTUM FINTECH ACQUISTIN CO | $2,670,000 | – | 271,087 | – | 2.80% | – |
| EAC | New | EDIFY ACQUISITION CORPcl a | $2,668,000 | – | 273,114 | – | 2.80% | – |
| ACEL | New | ACCEL ENTERTAINMENT INC | $2,628,000 | – | 216,500 | – | 2.76% | – |
| EACPU | New | EDIFY ACQUISITION CORPunit 11/25/2025 | $2,212,000 | – | 221,417 | – | 2.32% | – |
| UIS | New | UNISYS CORP | $2,137,000 | – | 85,000 | – | 2.24% | – |
| CINR | New | CINER RESOURCES LP | $1,590,000 | – | 100,000 | – | 1.67% | – |
| EVOJU | New | EVO ACQUISITION CORPunit 99/99/9999 | $1,546,000 | – | 155,208 | – | 1.62% | – |
| DRAYU | New | MACONDRAY CAP ACQUISITN CORPunit 05/31/2028 | $1,497,000 | – | 150,000 | – | 1.57% | – |
| BRPM | New | B RILEY PRINCIPAL 150 MERGER | $1,323,000 | – | 135,675 | – | 1.39% | – |
| New | PARABELLUM ACQUISITION CORPunit 99/99/9999 | $1,053,000 | – | 105,590 | – | 1.10% | – | |
| MCAEU | New | MOUNTAIN CREST ACQSTN CORP Iunit 99/99/9999 | $900,000 | – | 88,300 | – | 0.94% | – |
| SGAMW | New | SEAPORT GLOBAL ACQUISITN COR*w exp 12/15/202 | $852,000 | – | 906,773 | – | 0.89% | – |
| SPY | New | SPDR S&P 500 ETF TRput | $815,000 | – | 1,900 | – | 0.86% | – |
| FTAI | New | FORTRESS TRANS INFRST INVS L | $787,000 | – | 31,000 | – | 0.83% | – |
| CLW | New | CLEARWATER PAPER CORP | $767,000 | – | 20,000 | – | 0.80% | – |
| SLV | New | ISHARES SILVER TRishares | $718,000 | – | 35,000 | – | 0.75% | – |
| FMBI | New | FIRST MIDWEST BANCORP DEL | $706,000 | – | 37,137 | – | 0.74% | – |
| MGNI | New | MAGNITE INC | $700,000 | – | 25,000 | – | 0.74% | – |
| SMTS | New | SIERRA METALS INC | $555,000 | – | 308,204 | – | 0.58% | – |
| CASH | New | META FINL GROUP INC | $525,000 | – | 10,000 | – | 0.55% | – |
| PBCT | New | PEOPLES UNITED FINANCIAL INC | $521,000 | – | 29,797 | – | 0.55% | – |
| CIT | New | CIT GROUP INC | $520,000 | – | 10,000 | – | 0.55% | – |
| RONIU | New | RICE ACQUISITION CORP IIunit 99/99/9999 | $515,000 | – | 50,000 | – | 0.54% | – |
| INFO | New | IHS MARKIT LTD | $466,000 | – | 4,000 | – | 0.49% | – |
| INFO | New | IHS MARKIT LTDput | $466,000 | – | 4,000 | – | 0.49% | – |
| KBAL | New | KIMBALL INTL INCcl b | $448,000 | – | 40,000 | – | 0.47% | – |
| GSM | New | FERROGLOBE PLC | $435,000 | – | 50,000 | – | 0.46% | – |
| ATH | New | ATHENE HOLDING LTDcl a | $413,000 | – | 6,000 | – | 0.43% | – |
| ACBI | New | ATLANTIC CAP BANCSHARES INC | $403,000 | – | 15,200 | – | 0.42% | – |
| EML | New | EASTERN CO | $377,000 | – | 15,000 | – | 0.40% | – |
| ELMD | New | ELECTROMED INC | $325,000 | – | 30,018 | – | 0.34% | – |
| ISBC | New | INVESTORS BANCORP INC NEW | $302,000 | – | 20,000 | – | 0.32% | – |
| COHR | New | COHERENT INC | $300,000 | – | 1,200 | – | 0.32% | – |
| GWB | New | GREAT WESTERN BANCORP INC | $295,000 | – | 9,000 | – | 0.31% | – |
| RILY | New | B. RILEY FINANCIAL INC | $295,000 | – | 5,000 | – | 0.31% | – |
| NUAN | New | NUANCE COMMUNICATIONS INC | $286,000 | – | 5,200 | – | 0.30% | – |
| UFS | New | DOMTAR CORP | $278,000 | – | 5,100 | – | 0.29% | – |
| CADE | New | CADENCE BANCORPORATIONcl a | $275,000 | – | 12,500 | – | 0.29% | – |
| XNCR | New | XENCOR INC | $274,000 | – | 8,382 | – | 0.29% | – |
| KSU | New | KANSAS CITY SOUTHERN | $271,000 | – | 1,000 | – | 0.28% | – |
| STMP | New | STAMPS COM INC | $264,000 | – | 800 | – | 0.28% | – |
| COHR | New | COHERENT INCput | $250,000 | – | 1,000 | – | 0.26% | – |
| STL | New | STERLING BANCORP DEL | $245,000 | – | 9,799 | – | 0.26% | – |
| ATC | New | ATOTECH LTD | $242,000 | – | 10,012 | – | 0.25% | – |
| MGLN | New | MAGELLAN HEALTH INC | $236,000 | – | 2,500 | – | 0.25% | – |
| TMTSW | New | SPARTACUS ACQUISITION CORP*w exp 10/31/202 | $231,000 | – | 145,274 | – | 0.24% | – |
| GSKY | New | GREENSKY INCcl a | $224,000 | – | 20,000 | – | 0.24% | – |
| CHNG | New | CHANGE HEALTHCARE INCput | $224,000 | – | 10,700 | – | 0.24% | – |
| New | ANGEL OAK FINL STRATEGIES INright 10/14/2021 | $220,000 | – | 1,028,521 | – | 0.23% | – | |
| MGP | New | MGM GROWTH PPTYS LLC | $214,000 | – | 5,600 | – | 0.22% | – |
| PNM | New | PNM RES INC | $198,000 | – | 4,000 | – | 0.21% | – |
| XENT | New | INTERSECT ENT INC | $190,000 | – | 7,000 | – | 0.20% | – |
| CXP | New | COLUMBIA PPTY TR INC | $190,000 | – | 10,000 | – | 0.20% | – |
| PPD | New | PPD INC | $187,000 | – | 4,000 | – | 0.20% | – |
| WBT | New | WELBILT INC | $186,000 | – | 8,000 | – | 0.20% | – |
| INOV | New | INOVALON HLDGS INC | $181,000 | – | 4,500 | – | 0.19% | – |
| CVA | New | COVANTA HLDG CORP | $181,000 | – | 9,000 | – | 0.19% | – |
| New | GALATA ACQUISITION CORP*w exp 99/99/999 | $176,000 | – | 400,000 | – | 0.18% | – | |
| New | TRILLIUM THERAPEUTICS INC | $176,000 | – | 10,000 | – | 0.18% | – | |
| KDMN | New | KADMON HLDGS INC | $174,000 | – | 20,000 | – | 0.18% | – |
| AJRD | New | AEROJET ROCKETDYNE HLDGS INC | $174,000 | – | 4,000 | – | 0.18% | – |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $172,000 | – | 400 | – | 0.18% | – |
| CAI | New | CAI INTERNATIONAL INC | $168,000 | – | 3,000 | – | 0.18% | – |
| CHNG | New | CHANGE HEALTHCARE INC | $157,000 | – | 7,500 | – | 0.16% | – |
| DBDRW | New | ROMAN DBDR TECH ACQUISITION*w exp 10/31/202 | $153,000 | – | 94,850 | – | 0.16% | – |
| SAFM | New | SANDERSON FARMS INC | $151,000 | – | 800 | – | 0.16% | – |
| HRC | New | HILL-ROM HLDGS INC | $150,000 | – | 1,000 | – | 0.16% | – |
| VER | New | VEREIT INC | $145,000 | – | 3,201 | – | 0.15% | – |
| EACPW | New | EDIFY ACQUISITION CORP*w exp 11/25/202 | $144,000 | – | 248,350 | – | 0.15% | – |
| ECHO | New | ECHO GLOBAL LOGISTICS INC | $143,000 | – | 3,000 | – | 0.15% | – |
| MDLA | New | MEDALLIA INC | $135,000 | – | 4,000 | – | 0.14% | – |
| MNR | New | MONMOUTH REAL ESTATE INVT COcl a | $131,000 | – | 7,000 | – | 0.14% | – |
| NTIC | New | NORTHERN TECHNOLOGIES INTL C | $129,000 | – | 8,501 | – | 0.14% | – |
| QMCO | New | QUANTUM CORP | $124,000 | – | 24,025 | – | 0.13% | – |
| New | TRILLIUM THERAPEUTICS INCput | $123,000 | – | 7,000 | – | 0.13% | – | |
| SCR | New | SCORE MEDIA & GAMING INC | $123,000 | – | 3,600 | – | 0.13% | – |
| XLRN | New | ACCELERON PHARMA INC | $120,000 | – | 700 | – | 0.13% | – |
| ALTG | New | ALTA EQUIPMENT GROUP INC | $118,000 | – | 8,600 | – | 0.12% | – |
| HCARW | New | HEALTHCARE SERVICES ACQU COR*w exp 99/99/999 | $108,000 | – | 164,132 | – | 0.11% | – |
| XONE | New | EXONE CO | $105,000 | – | 4,500 | – | 0.11% | – |
| STFC | New | STATE AUTO FINL CORPput | $102,000 | – | 2,000 | – | 0.11% | – |
| STFC | New | STATE AUTO FINL CORP | $102,000 | – | 2,000 | – | 0.11% | – |
| SOLY | New | SOLITON INC | $102,000 | – | 5,000 | – | 0.11% | – |
| QADA | New | QAD INCcl a | $96,000 | – | 1,100 | – | 0.10% | – |
| AJRD | New | AEROJET ROCKETDYNE HLDGS INCput | $87,000 | – | 2,000 | – | 0.09% | – |
| FOE | New | FERRO CORP | $83,000 | – | 4,100 | – | 0.09% | – |
| PFN | New | PIMCO INCOME STRATEGY FD II | $81,000 | – | 8,000 | – | 0.08% | – |
| QFTAWS | New | QUANTUM FINTECH ACQUISTIN CO*w exp 01/30/202 | $79,000 | – | 292,700 | – | 0.08% | – |
| ANAT | New | AMERICAN NATIONAL GROUP INC | $76,000 | – | 400 | – | 0.08% | – |
| MNR | New | MONMOUTH REAL ESTATE INVT COput | $75,000 | – | 4,000 | – | 0.08% | – |
| FRTA | New | FORTERRA INC | $71,000 | – | 3,000 | – | 0.08% | – |
| CHK | New | CHESAPEAKE ENERGY CORP | $62,000 | – | 1,000 | – | 0.06% | – |
| New | OTONOMO TECHNOLOGIES LTD*w exp 08/13/202 | $57,000 | – | 71,141 | – | 0.06% | – | |
| SBNY | New | SIGNATURE BK NEW YORK N Y | $54,000 | – | 200 | – | 0.06% | – |
| TBT | New | PROSHARES TR | $48,000 | – | 2,625 | – | 0.05% | – |
| ARI | New | APOLLO COML REAL EST FIN INC | $45,000 | – | 3,002 | – | 0.05% | – |
| CECE | New | CECO ENVIRONMENTAL CORP | $42,000 | – | 6,000 | – | 0.04% | – |
| BAC | New | BK OF AMERICA CORP | $42,000 | – | 1,000 | – | 0.04% | – |
| OVV | New | OVINTIV INCput | $39,000 | – | 1,200 | – | 0.04% | – |
| OVV | New | OVINTIV INC | $39,000 | – | 1,200 | – | 0.04% | – |
| EBSB | New | MERIDIAN BANCORP INC MD | $37,000 | – | 1,804 | – | 0.04% | – |
| DSL | New | DOUBLELINE INCOME SOLUTIONS | $36,000 | – | 2,000 | – | 0.04% | – |
| BRPMW | New | B RILEY PRINCIPAL 150 MERGER*w exp 03/01/202 | $35,000 | – | 45,225 | – | 0.04% | – |
| UEPS | New | NET 1 UEPS TECHNOLOGIES INC | $33,000 | – | 7,200 | – | 0.04% | – |
| AMZN | New | AMAZON COM INC | $30,000 | – | 9 | – | 0.03% | – |
| AWRE | New | AWARE INC MASS | $28,000 | – | 7,000 | – | 0.03% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $28,000 | – | 200 | – | 0.03% | – |
| GPMT | New | GRANITE PT MTG TR INC | $26,000 | – | 2,000 | – | 0.03% | – |
| NEV | New | NUVEEN ENHANCED MUN VALUE FD | $24,000 | – | 1,500 | – | 0.02% | – |
| TLRY | New | TILRAY INC | $24,000 | – | 2,091 | – | 0.02% | – |
| STWD | New | STARWOOD PPTY TR INC | $24,000 | – | 1,000 | – | 0.02% | – |
| LGO | New | LARGO RES LTD | $21,000 | – | 2,000 | – | 0.02% | – |
| VNE | New | VEONEER INCput | $20,000 | – | 600 | – | 0.02% | – |
| VNE | New | VEONEER INC | $20,000 | – | 600 | – | 0.02% | – |
| QUOT | New | QUOTIENT TECHNOLOGY INC | $17,000 | – | 3,000 | – | 0.02% | – |
| PFFA | New | ETFIS SER TR Ivirtus infrcap | $15,000 | – | 600 | – | 0.02% | – |
| New | GREENIDGE GENERATION HLDGS I | $15,000 | – | 578 | – | 0.02% | – | |
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $15,000 | – | 100 | – | 0.02% | – |
| ITI | New | ITERIS INC NEW | $14,000 | – | 2,708 | – | 0.02% | – |
| PFLT | New | PENNANTPARK FLOATING RATE CA | $13,000 | – | 1,000 | – | 0.01% | – |
| COWN | New | COWEN INCcl a new | $13,000 | – | 374 | – | 0.01% | – |
| DOYU | New | DOUYU INTL HLDGS LTDsponsored ads | $10,000 | – | 3,064 | – | 0.01% | – |
| BVS | New | BIOVENTUS INC | $9,000 | – | 601 | – | 0.01% | – |
| UTI | New | UNIVERSAL TECHNICAL INST INC | $7,000 | – | 1,000 | – | 0.01% | – |
| NGL | New | NGL ENERGY PARTNERS LP | $6,000 | – | 2,500 | – | 0.01% | – |
| ATOS | New | ATOSSA THERAPEUTICS INC | $6,000 | – | 1,900 | – | 0.01% | – |
| GOOGL | New | ALPHABET INCcap stk cl a | $5,000 | – | 2 | – | 0.01% | – |
| LUMO | New | LUMOS PHARMA INC | $3,000 | – | 277 | – | 0.00% | – |
| GT | New | GOODYEAR TIRE & RUBR CO | $2,000 | – | 91 | – | 0.00% | – |
| GEG | New | GREAT ELM GROUP INC | $2,000 | – | 769 | – | 0.00% | – |
| OXYWS | New | OCCIDENTAL PETE CORP*w exp 08/03/202 | $1,000 | – | 87 | – | 0.00% | – |
| WAB | New | WABTEC | $1,000 | – | 16 | – | 0.00% | – |
| SWIR | New | SIERRA WIRELESS INC | $1,000 | – | 36 | – | 0.00% | – |
| AAPL | New | APPLE INCcall | $0 | – | 1,500 | – | 0.00% | – |
| KLAC | New | KLA CORPcall | $0 | – | 100 | – | 0.00% | – |
| NLY | New | ANNALY CAPITAL MANAGEMENT IN | $0 | – | 1 | – | 0.00% | – |
| HYG | New | ISHARES TRput | $0 | – | 10,000 | – | 0.00% | – |
| YELL | New | YELLOW CORP | $0 | – | 53 | – | 0.00% | – |
| KO | New | COCA COLA CO | $0 | – | 8 | – | 0.00% | – |
| CRUS | New | CIRRUS LOGIC INCcall | $0 | – | 200 | – | 0.00% | – |
Q3 2018
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HMNY | Exit | HELIOS & MATHESON ANALYTICS | $0 | – | -84,800 | – | -0.11% | – |
| FNJN | Exit | FINJAN HLDGS INC | $0 | – | -45,015 | – | -0.67% | – |
| SLV | Exit | ISHARES SILVER TRUSTishares | $0 | – | -10,600 | – | -0.71% | – |
| XCRA | Exit | XCERRA CORP | $0 | – | -15,000 | – | -0.92% | – |
| CVG | Exit | CONVERGYS CORP | $0 | – | -8,981 | – | -0.96% | – |
| ESRX | Exit | EXPRESS SCRIPTS HLDG CO | $0 | – | -3,000 | – | -1.02% | – |
| TRCO | Exit | TRIBUNE MEDIA COcl a | $0 | – | -6,500 | – | -1.09% | – |
| JPC | Exit | NUVEEN PFD & INCM OPPORTNYS | $0 | – | -27,000 | – | -1.11% | – |
| MITL | Exit | MITEL NETWORKS CORP | $0 | – | -25,000 | – | -1.20% | – |
| RCII | Exit | RENT A CTR INC NEW | $0 | – | -20,000 | – | -1.29% | – |
| PHH | Exit | PHH CORP | $0 | – | -28,000 | – | -1.34% | – |
| CPLA | Exit | CAPELLA EDUCATION COMPANY | $0 | – | -3,200 | – | -1.39% | – |
| PAY | Exit | VERIFONE SYS INC | $0 | – | -14,000 | – | -1.40% | – |
| PF | Exit | PINNACLE FOODS INC DEL | $0 | – | -5,000 | – | -1.43% | – |
| ILG | Exit | ILG INC | $0 | – | -10,000 | – | -1.45% | – |
| COL | Exit | ROCKWELL COLLINS INCput | $0 | – | -2,500 | – | -1.48% | – |
| ESRX | Exit | EXPRESS SCRIPTS HLDG COput | $0 | – | -4,500 | – | -1.52% | – |
| COTV | Exit | COTIVITI HLDGS INC | $0 | – | -8,000 | – | -1.55% | – |
| COL | Exit | ROCKWELL COLLINS INC | $0 | – | -2,665 | – | -1.58% | – |
| ANDV | Exit | ANDEAVOR | $0 | – | -3,000 | – | -1.73% | – |
| TSLA | Exit | TESLA INC | $0 | – | -1,200 | – | -1.81% | – |
| GPT | Exit | GRAMERCY PPTY TR | $0 | – | -16,000 | – | -1.92% | – |
| BXC | Exit | BLUELINX HLDGS INC | $0 | – | -12,047 | – | -1.99% | – |
| XL | Exit | XL GROUP LTD | $0 | – | -9,000 | – | -2.21% | – |
| EVHC | Exit | ENVISION HEALTHCARE CORP | $0 | – | -12,000 | – | -2.32% | – |
| KS | Exit | KAPSTONE PAPER & PACKAGING C | $0 | – | -15,600 | – | -2.36% | – |
| FNGN | Exit | FINANCIAL ENGINES INC | $0 | – | -12,000 | – | -2.37% | – |
| PNK | Exit | PINNACLE ENTMT INC NEW | $0 | – | -16,000 | – | -2.37% | – |
| VR | Exit | VALIDUS HOLDINGS LTD | $0 | – | -8,000 | – | -2.38% | – |
| AMZN | Exit | AMAZON COM INC | $0 | – | -320 | – | -2.39% | – |
| GGP | Exit | GGP INC | $0 | – | -30,000 | – | -2.69% | – |
| WPZ | Exit | WILLIAMS PARTNERS L P NEW | $0 | – | -16,000 | – | -2.85% | – |
| STBZ | Exit | STATE BK FINL CORP | $0 | – | -20,000 | – | -2.94% | – |
| BW | Exit | BABCOCK & WILCOX ENTERPRIS I | $0 | – | -314,716 | – | -3.29% | – |
| RSPP | Exit | RSP PERMIAN INC | $0 | – | -18,000 | – | -3.48% | – |
| XNCR | Exit | XENCOR INC | $0 | – | -25,400 | – | -4.13% | – |
| AMZN | Exit | AMAZON COM INCput | $0 | – | -1,400 | – | -10.46% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -20,200 | – | -24.08% | – |
Q2 2018
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | New | SPDR S&P 500 ETF TRput | $5,480,000 | – | 20,200 | – | 24.08% | – |
| AMZN | New | AMAZON COM INCput | $2,380,000 | – | 1,400 | – | 10.46% | – |
| XNCR | New | XENCOR INC | $940,000 | – | 25,400 | – | 4.13% | – |
| RSPP | New | RSP PERMIAN INC | $792,000 | – | 18,000 | – | 3.48% | – |
| BW | New | BABCOCK & WILCOX ENTERPRIS I | $749,000 | – | 314,716 | – | 3.29% | – |
| STBZ | New | STATE BK FINL CORP | $668,000 | – | 20,000 | – | 2.94% | – |
| WPZ | New | WILLIAMS PARTNERS L P NEW | $649,000 | – | 16,000 | – | 2.85% | – |
| GGP | New | GGP INC | $613,000 | – | 30,000 | – | 2.69% | – |
| AMZN | New | AMAZON COM INC | $544,000 | – | 320 | – | 2.39% | – |
| VR | New | VALIDUS HOLDINGS LTD | $541,000 | – | 8,000 | – | 2.38% | – |
| PNK | New | PINNACLE ENTMT INC NEW | $540,000 | – | 16,000 | – | 2.37% | – |
| FNGN | New | FINANCIAL ENGINES INC | $539,000 | – | 12,000 | – | 2.37% | – |
| KS | New | KAPSTONE PAPER & PACKAGING C | $538,000 | – | 15,600 | – | 2.36% | – |
| EVHC | New | ENVISION HEALTHCARE CORP | $528,000 | – | 12,000 | – | 2.32% | – |
| XL | New | XL GROUP LTD | $504,000 | – | 9,000 | – | 2.21% | – |
| BXC | New | BLUELINX HLDGS INC | $452,000 | – | 12,047 | – | 1.99% | – |
| GPT | New | GRAMERCY PPTY TR | $437,000 | – | 16,000 | – | 1.92% | – |
| TSLA | New | TESLA INC | $412,000 | – | 1,200 | – | 1.81% | – |
| ANDV | New | ANDEAVOR | $394,000 | – | 3,000 | – | 1.73% | – |
| COL | New | ROCKWELL COLLINS INC | $359,000 | – | 2,665 | – | 1.58% | – |
| COTV | New | COTIVITI HLDGS INC | $353,000 | – | 8,000 | – | 1.55% | – |
| ESRX | New | EXPRESS SCRIPTS HLDG COput | $347,000 | – | 4,500 | – | 1.52% | – |
| COL | New | ROCKWELL COLLINS INCput | $337,000 | – | 2,500 | – | 1.48% | – |
| ILG | New | ILG INC | $330,000 | – | 10,000 | – | 1.45% | – |
| PF | New | PINNACLE FOODS INC DEL | $325,000 | – | 5,000 | – | 1.43% | – |
| PAY | New | VERIFONE SYS INC | $319,000 | – | 14,000 | – | 1.40% | – |
| CPLA | New | CAPELLA EDUCATION COMPANY | $316,000 | – | 3,200 | – | 1.39% | – |
| PHH | New | PHH CORP | $304,000 | – | 28,000 | – | 1.34% | – |
| RCII | New | RENT A CTR INC NEW | $294,000 | – | 20,000 | – | 1.29% | – |
| MITL | New | MITEL NETWORKS CORP | $274,000 | – | 25,000 | – | 1.20% | – |
| JPC | New | NUVEEN PFD & INCM OPPORTNYS | $252,000 | – | 27,000 | – | 1.11% | – |
| TRCO | New | TRIBUNE MEDIA COcl a | $249,000 | – | 6,500 | – | 1.09% | – |
| ESRX | New | EXPRESS SCRIPTS HLDG CO | $232,000 | – | 3,000 | – | 1.02% | – |
| CVG | New | CONVERGYS CORP | $219,000 | – | 8,981 | – | 0.96% | – |
| XCRA | New | XCERRA CORP | $210,000 | – | 15,000 | – | 0.92% | – |
| SLV | New | ISHARES SILVER TRUSTishares | $161,000 | – | 10,600 | – | 0.71% | – |
| FNJN | New | FINJAN HLDGS INC | $153,000 | – | 45,015 | – | 0.67% | – |
| HMNY | New | HELIOS & MATHESON ANALYTICS | $26,000 | – | 84,800 | – | 0.11% | – |
Q4 2016
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| APPY | Exit | VENAXIS INC | $0 | – | -32 | – | 0.00% | – |
| CDZI | Exit | CADIZ INC | $0 | – | -7 | – | 0.00% | – |
| UNISQ | Exit | UNILIFE CORP NEW | $0 | – | -100 | – | 0.00% | – |
| APRI | Exit | APRICUS BIOSCIENCES INC | $0 | – | -1,266 | – | 0.00% | – |
| KO | Exit | COCA COLA CO | $0 | – | -8 | – | 0.00% | – |
| YRCW | Exit | YRC WORLDWIDE INC | $0 | – | -53 | – | -0.00% | – |
| GEC | Exit | GREAT ELM CAP GROUP INC | $0 | – | -333 | – | -0.00% | – |
| NMRX | Exit | NUMEREX CORP PAcl a | $0 | – | -200 | – | -0.00% | – |
| UTI | Exit | UNIVERSAL TECHNICAL INST INC | $0 | – | -1,000 | – | -0.00% | – |
| MS | Exit | MORGAN STANLEY | $0 | – | -100 | – | -0.01% | – |
| COWN | Exit | COWEN GROUP INC NEWcl a | $0 | – | -1,497 | – | -0.01% | – |
| NADLQ | Exit | NORTH ATLANTIC DRILLING LTD | $0 | – | -1,600 | – | -0.01% | – |
| SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -40 | – | -0.02% | – |
| VNRSQ | Exit | VANGUARD NAT RES LLC | $0 | – | -10,066 | – | -0.02% | – |
| ITI | Exit | ITERIS INC | $0 | – | -2,708 | – | -0.02% | – |
| RSYS | Exit | RADISYS CORP | $0 | – | -2,000 | – | -0.02% | – |
| PFLT | Exit | PENNANTPARK FLOATING RATE CA | $0 | – | -1,000 | – | -0.03% | – |
| KNDI | Exit | KANDI TECHNOLOGIES GROUP INC | $0 | – | -2,500 | – | -0.03% | – |
| UYG | Exit | PROSHARES TRultra fncls new | $0 | – | -200 | – | -0.03% | – |
| NLNK | Exit | NEWLINK GENETICS CORPput | $0 | – | -1,000 | – | -0.03% | – |
| DRV | Exit | DIREXION SHS ETF TRdly r/e bear3x | $0 | – | -1,500 | – | -0.04% | – |
| SLV | Exit | ISHARES SILVER TRUSTishares | $0 | – | -1,000 | – | -0.04% | – |
| HBAN | Exit | HUNTINGTON BANCSHARES INC | $0 | – | -2,196 | – | -0.04% | – |
| APOL | Exit | APOLLO ED GROUP INCput | $0 | – | -3,000 | – | -0.05% | – |
| APOL | Exit | APOLLO ED GROUP INCcl a | $0 | – | -4,000 | – | -0.06% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDsponsored ads | $0 | – | -300 | – | -0.06% | – |
| IM | Exit | INGRAM MICRO INCcl a | $0 | – | -1,000 | – | -0.07% | – |
| POT | Exit | POTASH CORP SASK INC | $0 | – | -2,500 | – | -0.08% | – |
| COB | Exit | COMMUNITYONE BANCORP | $0 | – | -3,136 | – | -0.09% | – |
| NLNK | Exit | NEWLINK GENETICS CORP | $0 | – | -3,000 | – | -0.09% | – |
| RIG | Exit | TRANSOCEAN LTD | $0 | – | -4,400 | – | -0.10% | – |
| ARI | Exit | APOLLO COML REAL EST FIN INC | $0 | – | -3,002 | – | -0.10% | – |
| AWRE | Exit | AWARE INC MASS | $0 | – | -11,031 | – | -0.12% | – |
| CHMT | Exit | CHEMTURA CORP | $0 | – | -1,800 | – | -0.12% | – |
| SCTY | Exit | SOLARCITY CORPcall | $0 | – | -3,000 | – | -0.12% | – |
| NEM | Exit | NEWMONT MINING CORP | $0 | – | -1,500 | – | -0.12% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHS | $0 | – | -400 | – | -0.13% | – |
| NRF | Exit | NORTHSTAR RLTY FIN CORP | $0 | – | -5,000 | – | -0.13% | – |
| SEMI | Exit | SUNEDISON SEMICONDUCTOR LTD | $0 | – | -6,000 | – | -0.14% | – |
| STWD | Exit | STARWOOD PPTY TR INC | $0 | – | -3,000 | – | -0.14% | – |
| UEPS | Exit | NET 1 UEPS TECHNOLOGIES INC | $0 | – | -9,000 | – | -0.16% | – |
| BLOX | Exit | INFOBLOX INC | $0 | – | -3,000 | – | -0.16% | – |
| KMI | Exit | KINDER MORGAN INC DEL | $0 | – | -3,500 | – | -0.16% | – |
| TSLA | Exit | TESLA MTRS INCput | $0 | – | -400 | – | -0.17% | – |
| TLN | Exit | TALEN ENERGY CORP | $0 | – | -6,000 | – | -0.17% | – |
| TBT | Exit | PROSHARES TR | $0 | – | -2,625 | – | -0.17% | – |
| TWO | Exit | TWO HBRS INVT CORP | $0 | – | -10,000 | – | -0.17% | – |
| WR | Exit | WESTAR ENERGY INC | $0 | – | -1,500 | – | -0.17% | – |
| GILD | Exit | GILEAD SCIENCES INC | $0 | – | -1,093 | – | -0.18% | – |
| ISIL | Exit | INTERSIL CORPcl a | $0 | – | -4,000 | – | -0.18% | – |
| LLTC | Exit | LINEAR TECHNOLOGY CORP | $0 | – | -1,500 | – | -0.18% | – |
| FLTX | Exit | FLEETMATICS GROUP PLC | $0 | – | -1,500 | – | -0.18% | – |
| RPTP | Exit | RAPTOR PHARMACEUTICAL CORP | $0 | – | -10,000 | – | -0.18% | – |
| ISLE | Exit | ISLE OF CAPRI CASINOS INC | $0 | – | -4,500 | – | -0.20% | – |
| JPC | Exit | NUVEEN PFD INCOME OPPRTNY FD | $0 | – | -10,000 | – | -0.20% | – |
| MON | Exit | MONSANTO CO NEWcall | $0 | – | -1,000 | – | -0.21% | – |
| ACAS | Exit | AMERICAN CAP LTD | $0 | – | -6,070 | – | -0.21% | – |
| WWAV | Exit | WHITEWAVE FOODS CO | $0 | – | -2,000 | – | -0.22% | – |
| BAC | Exit | BANK AMER CORPcall | $0 | – | -7,200 | – | -0.23% | – |
| PNY | Exit | PIEDMONT NAT GAS INC | $0 | – | -2,000 | – | -0.24% | – |
| ININ | Exit | INTERACTIVE INTELLIGENCE GRO | $0 | – | -2,000 | – | -0.24% | – |
| EXC | Exit | EXELON CORP | $0 | – | -3,736 | – | -0.25% | – |
| EPIQ | Exit | EPIQ SYS INC | $0 | – | -8,000 | – | -0.27% | – |
| CST | Exit | CST BRANDS INC | $0 | – | -3,000 | – | -0.29% | – |
| RSTI | Exit | ROFIN SINAR TECHNOLOGIES INC | $0 | – | -4,500 | – | -0.30% | – |
| RAD | Exit | RITE AID CORPput | $0 | – | -20,000 | – | -0.31% | – |
| BAC | Exit | BANK AMER CORP | $0 | – | -10,072 | – | -0.32% | – |
| LXK | Exit | LEXMARK INTL INCput | $0 | – | -4,000 | – | -0.33% | – |
| VA | Exit | VIRGIN AMER INC | $0 | – | -3,000 | – | -0.33% | – |
| VTAE | Exit | VITAE PHARMACEUTICALS INC | $0 | – | -8,000 | – | -0.34% | – |
| CSX | Exit | CSX CORPput | $0 | – | -5,600 | – | -0.35% | – |
| PG | Exit | PROCTER AND GAMBLE COput | $0 | – | -2,000 | – | -0.37% | – |
| RAX | Exit | RACKSPACE HOSTING INC | $0 | – | -6,000 | – | -0.39% | – |
| USO | Exit | UNITED STATES OIL FUND LPcall | $0 | – | -17,500 | – | -0.39% | – |
| EVER | Exit | EVERBANK FINL CORP | $0 | – | -10,000 | – | -0.40% | – |
| LXK | Exit | LEXMARK INTL INCcl a | $0 | – | -5,000 | – | -0.41% | – |
| CPHD | Exit | CEPHEID | $0 | – | -4,000 | – | -0.43% | – |
| BATS | Exit | BATS GLOBAL MKTS INC | $0 | – | -7,097 | – | -0.44% | – |
| SE | Exit | SPECTRA ENERGY CORP | $0 | – | -5,000 | – | -0.44% | – |
| RAD | Exit | RITE AID CORP | $0 | – | -28,000 | – | -0.44% | – |
| CFNL | Exit | CARDINAL FINL CORP | $0 | – | -8,372 | – | -0.44% | – |
| ITC | Exit | ITC HLDGS CORP | $0 | – | -5,000 | – | -0.47% | – |
| GK | Exit | G & K SVCS INCcl a | $0 | – | -2,500 | – | -0.49% | – |
| RIGP | Exit | TRANSOCEAN PARTNERS LLC | $0 | – | -19,881 | – | -0.50% | – |
| STRZA | Exit | STARZ | $0 | – | -8,000 | – | -0.51% | – |
| PPS | Exit | POST PPTYS INC | $0 | – | -4,000 | – | -0.54% | – |
| VAL | Exit | VALSPAR CORPcall | $0 | – | -2,500 | – | -0.54% | – |
| EXC | Exit | EXELON CORPput | $0 | – | -8,100 | – | -0.55% | – |
| LNKD | Exit | LINKEDIN CORP | $0 | – | -1,500 | – | -0.58% | – |
| CSX | Exit | CSX CORPcall | $0 | – | -13,800 | – | -0.86% | – |
| GILD | Exit | GILEAD SCIENCES INCput | $0 | – | -9,000 | – | -1.45% | – |
| PVTB | Exit | PRIVATEBANCORP INC | $0 | – | -16,000 | – | -1.50% | – |
| EXC | Exit | EXELON CORPcall | $0 | – | -24,500 | – | -1.66% | – |
| WHR | Exit | WHIRLPOOL CORP | $0 | – | -5,883 | – | -1.94% | – |
| GILD | Exit | GILEAD SCIENCES INCcall | $0 | – | -12,700 | – | -2.04% | – |
| SBY | Exit | SILVER BAY RLTY TR CORP | $0 | – | -69,426 | – | -2.48% | – |
| ADPTQ | Exit | ADEPTUS HEALTH INCcall | $0 | – | -37,900 | – | -3.32% | – |
| PG | Exit | PROCTER AND GAMBLE COcall | $0 | – | -18,300 | – | -3.34% | – |
| WHR | Exit | WHIRLPOOL CORPput | $0 | – | -11,700 | – | -3.86% | – |
| ADPTQ | Exit | ADEPTUS HEALTH INCput | $0 | – | -50,100 | – | -4.39% | – |
| XNCR | Exit | XENCOR INC | $0 | – | -125,018 | – | -6.23% | – |
| DB | Exit | DEUTSCHE BANK AGcall | $0 | – | -712,200 | – | -18.97% | – |
| DB | Exit | DEUTSCHE BANK AGput | $0 | – | -1,145,200 | – | -30.50% | – |
Q3 2016
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DB | Buy | DEUTSCHE BANK AGput | $14,991,000 | +53.0% | 1,145,200 | +60.5% | 30.50% | +56.4% |
| DB | Sell | DEUTSCHE BANK AGcall | $9,323,000 | -34.3% | 712,200 | -31.1% | 18.97% | -32.8% |
| XNCR | Sell | XENCOR INC | $3,062,000 | +26.0% | 125,018 | -2.3% | 6.23% | +28.8% |
| ADPTQ | Buy | ADEPTUS HEALTH INCput | $2,157,000 | +73.3% | 50,100 | +107.9% | 4.39% | +77.2% |
| WHR | Sell | WHIRLPOOL CORPput | $1,897,000 | -16.9% | 11,700 | -14.6% | 3.86% | -15.0% |
| PG | Buy | PROCTER AND GAMBLE COcall | $1,642,000 | +19.7% | 18,300 | +13.0% | 3.34% | +22.4% |
| ADPTQ | Sell | ADEPTUS HEALTH INCcall | $1,632,000 | -48.5% | 37,900 | -38.3% | 3.32% | -47.4% |
| SBY | Sell | SILVER BAY RLTY TR CORP | $1,217,000 | +1.3% | 69,426 | -1.6% | 2.48% | +3.6% |
| GILD | New | GILEAD SCIENCES INCcall | $1,005,000 | – | 12,700 | – | 2.04% | – |
| WHR | Buy | WHIRLPOOL CORP | $954,000 | +174.1% | 5,883 | +181.5% | 1.94% | +180.5% |
| EXC | Sell | EXELON CORPcall | $816,000 | -38.0% | 24,500 | -32.3% | 1.66% | -36.6% |
| PVTB | Buy | PRIVATEBANCORP INC | $735,000 | +67.0% | 16,000 | +60.0% | 1.50% | +70.9% |
| GILD | Sell | GILEAD SCIENCES INCput | $712,000 | -36.8% | 9,000 | -33.3% | 1.45% | -35.3% |
| CSX | New | CSX CORPcall | $421,000 | – | 13,800 | – | 0.86% | – |
| EXC | New | EXELON CORPput | $270,000 | – | 8,100 | – | 0.55% | – |
| PPS | New | POST PPTYS INC | $265,000 | – | 4,000 | – | 0.54% | – |
| STRZA | New | STARZ | $250,000 | – | 8,000 | – | 0.51% | – |
| RIGP | New | TRANSOCEAN PARTNERS LLC | $245,000 | – | 19,881 | – | 0.50% | – |
| GK | New | G & K SVCS INCcl a | $239,000 | – | 2,500 | – | 0.49% | – |
| ITC | Buy | ITC HLDGS CORP | $232,000 | +146.8% | 5,000 | +150.0% | 0.47% | +152.4% |
| CFNL | New | CARDINAL FINL CORP | $218,000 | – | 8,372 | – | 0.44% | – |
| SE | New | SPECTRA ENERGY CORP | $214,000 | – | 5,000 | – | 0.44% | – |
| BATS | New | BATS GLOBAL MKTS INC | $214,000 | – | 7,097 | – | 0.44% | – |
| CPHD | New | CEPHEID | $211,000 | – | 4,000 | – | 0.43% | – |
| LXK | Buy | LEXMARK INTL INCcl a | $200,000 | +163.2% | 5,000 | +150.0% | 0.41% | +169.5% |
| EVER | New | EVERBANK FINL CORP | $194,000 | – | 10,000 | – | 0.40% | – |
| RAX | New | RACKSPACE HOSTING INC | $190,000 | – | 6,000 | – | 0.39% | – |
| PG | New | PROCTER AND GAMBLE COput | $180,000 | – | 2,000 | – | 0.37% | – |
| CSX | Buy | CSX CORPput | $171,000 | +92.1% | 5,600 | +64.7% | 0.35% | +96.6% |
| VTAE | New | VITAE PHARMACEUTICALS INC | $167,000 | – | 8,000 | – | 0.34% | – |
| VA | Sell | VIRGIN AMER INC | $161,000 | -34.8% | 3,000 | -31.8% | 0.33% | -33.2% |
| LXK | New | LEXMARK INTL INCput | $160,000 | – | 4,000 | – | 0.33% | – |
| BAC | Sell | BANK AMER CORP | $158,000 | -15.5% | 10,072 | -28.4% | 0.32% | -13.7% |
| RSTI | Buy | ROFIN SINAR TECHNOLOGIES INC | $145,000 | +202.1% | 4,500 | +200.0% | 0.30% | +210.5% |
| CST | New | CST BRANDS INC | $144,000 | – | 3,000 | – | 0.29% | – |
| EPIQ | New | EPIQ SYS INC | $132,000 | – | 8,000 | – | 0.27% | – |
| EXC | New | EXELON CORP | $124,000 | – | 3,736 | – | 0.25% | – |
| ININ | New | INTERACTIVE INTELLIGENCE GRO | $120,000 | – | 2,000 | – | 0.24% | – |
| BAC | Sell | BANK AMER CORPcall | $113,000 | -0.9% | 7,200 | -16.3% | 0.23% | +1.3% |
| WWAV | New | WHITEWAVE FOODS CO | $109,000 | – | 2,000 | – | 0.22% | – |
| MON | New | MONSANTO CO NEWcall | $102,000 | – | 1,000 | – | 0.21% | – |
| ISLE | New | ISLE OF CAPRI CASINOS INC | $100,000 | – | 4,500 | – | 0.20% | – |
| RPTP | New | RAPTOR PHARMACEUTICAL CORP | $90,000 | – | 10,000 | – | 0.18% | – |
| FLTX | New | FLEETMATICS GROUP PLC | $90,000 | – | 1,500 | – | 0.18% | – |
| LLTC | New | LINEAR TECHNOLOGY CORP | $89,000 | – | 1,500 | – | 0.18% | – |
| ISIL | New | INTERSIL CORPcl a | $88,000 | – | 4,000 | – | 0.18% | – |
| GILD | Sell | GILEAD SCIENCES INC | $86,000 | -72.3% | 1,093 | -70.6% | 0.18% | -71.6% |
| TLN | New | TALEN ENERGY CORP | $83,000 | – | 6,000 | – | 0.17% | – |
| TSLA | New | TESLA MTRS INCput | $82,000 | – | 400 | – | 0.17% | – |
| BLOX | New | INFOBLOX INC | $79,000 | – | 3,000 | – | 0.16% | – |
| SEMI | New | SUNEDISON SEMICONDUCTOR LTD | $68,000 | – | 6,000 | – | 0.14% | – |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $64,000 | -15.8% | 400 | -20.0% | 0.13% | -13.9% |
| SCTY | New | SOLARCITY CORPcall | $59,000 | – | 3,000 | – | 0.12% | – |
| CHMT | New | CHEMTURA CORP | $59,000 | – | 1,800 | – | 0.12% | – |
| ARI | Buy | APOLLO COML REAL EST FIN INC | $49,000 | +206.2% | 3,002 | +200.2% | 0.10% | +212.5% |
| NLNK | Sell | NEWLINK GENETICS CORP | $45,000 | -19.6% | 3,000 | -40.0% | 0.09% | -17.1% |
| COB | Sell | COMMUNITYONE BANCORP | $43,000 | -39.4% | 3,136 | -44.2% | 0.09% | -38.3% |
| HBAN | New | HUNTINGTON BANCSHARES INC | $22,000 | – | 2,196 | – | 0.04% | – |
| SLV | Sell | ISHARES SILVER TRUSTishares | $18,000 | -74.6% | 1,000 | -75.0% | 0.04% | -73.8% |
| NLNK | Sell | NEWLINK GENETICS CORPput | $15,000 | -55.9% | 1,000 | -66.7% | 0.03% | -54.4% |
| PFLT | Sell | PENNANTPARK FLOATING RATE CA | $13,000 | -38.1% | 1,000 | -41.2% | 0.03% | -38.1% |
| MS | New | MORGAN STANLEY | $3,000 | – | 100 | – | 0.01% | – |
| GPN | Exit | GLOBAL PMTS INC | $0 | – | -2 | – | 0.00% | – |
| CDZI | New | CADIZ INC | $0 | – | 7 | – | 0.00% | – |
| NOK | Exit | NOKIA CORPsponsored adr | $0 | – | -33 | – | 0.00% | – |
| MSCC | Exit | MICROSEMI CORP | $0 | – | -62 | – | -0.00% | – |
| CNC | Exit | CENTENE CORP DEL | $0 | – | -199 | – | -0.03% | – |
| VMW | Exit | VMWARE INCput | $0 | – | -300 | – | -0.03% | – |
| EDE | Exit | EMPIRE DIST ELEC COput | $0 | – | -800 | – | -0.05% | – |
| BBT | Exit | BB&T CORP | $0 | – | -776 | – | -0.06% | – |
| KLAC | Exit | KLA-TENCOR CORP | $0 | – | -400 | – | -0.06% | – |
| AAPL | Exit | APPLE INC | $0 | – | -400 | – | -0.08% | – |
| WMB | Exit | WILLIAMS COS INC DELput | $0 | – | -2,000 | – | -0.09% | – |
| REXI | Exit | RESOURCE AMERICA INCcl a | $0 | – | -5,000 | – | -0.10% | – |
| AMTG | Exit | APOLLO RESIDENTIAL MTG INC | $0 | – | -4,796 | – | -0.13% | – |
| GAS | Exit | AGL RES INC | $0 | – | -1,000 | – | -0.13% | – |
| Q104PS | Exit | PARKWAY PPTYS INC | $0 | – | -4,000 | – | -0.13% | – |
| EDE | Exit | EMPIRE DIST ELEC CO | $0 | – | -2,000 | – | -0.14% | – |
| DWA | Exit | DREAMWORKS ANIMATION SKG INCcl a | $0 | – | -2,000 | – | -0.16% | – |
| CSX | Exit | CSX CORP | $0 | – | -3,194 | – | -0.16% | – |
| WMB | Exit | WILLIAMS COS INC DEL | $0 | – | -3,982 | – | -0.17% | – |
| FXCB | Exit | FOX CHASE BANCORP INC NEW | $0 | – | -4,325 | – | -0.18% | – |
| IVR | Exit | INVESCO MORTGAGE CAPITAL INCput | $0 | – | -6,500 | – | -0.18% | – |
| CKEC | Exit | CARMIKE CINEMAS INC | $0 | – | -3,000 | – | -0.18% | – |
| EMC | Exit | E M C CORP MASS | $0 | – | -3,603 | – | -0.20% | – |
| IWM | Exit | ISHARES TRrussell 2000 etf | $0 | – | -900 | – | -0.20% | – |
| STJ | Exit | ST JUDE MED INC | $0 | – | -1,378 | – | -0.21% | – |
| RDEN | Exit | ELIZABETH ARDEN INC | $0 | – | -8,000 | – | -0.22% | – |
| BNK | Exit | C1 FINL INC | $0 | – | -5,000 | – | -0.23% | – |
| TIVO | Exit | TIVO INC | $0 | – | -12,000 | – | -0.24% | – |
| UNTD | Exit | UNITED ONLINE INC | $0 | – | -11,000 | – | -0.24% | – |
| MESG | Exit | XURA INC | $0 | – | -5,000 | – | -0.24% | – |
| AET | Exit | AETNA INC NEWput | $0 | – | -1,000 | – | -0.24% | – |
| CVT | Exit | CVENT INC | $0 | – | -4,000 | – | -0.28% | – |
| HTWR | Exit | HEARTWARE INTL INC | $0 | – | -2,500 | – | -0.29% | – |
| CKEC | Exit | CARMIKE CINEMAS INCput | $0 | – | -5,000 | – | -0.30% | – |
| QLIK | Exit | QLIK TECHNOLOGIES INC | $0 | – | -5,500 | – | -0.32% | – |
| DRII | Exit | DIAMOND RESORTS INTL INC | $0 | – | -6,000 | – | -0.36% | – |
| BAC | Exit | BANK AMER CORPput | $0 | – | -14,700 | – | -0.39% | – |
| ALR | Exit | ALERE INC | $0 | – | -4,800 | – | -0.40% | – |
| HUM | Exit | HUMANA INCput | $0 | – | -1,200 | – | -0.43% | – |
| HUM | Exit | HUMANA INC | $0 | – | -1,200 | – | -0.43% | – |
| ALR | Exit | ALERE INCput | $0 | – | -5,500 | – | -0.46% | – |
| CPXX | Exit | CELATOR PHARMACEUTICALS INC | $0 | – | -8,000 | – | -0.48% | – |
| FNFG | Exit | FIRST NIAGARA FINL GP INC | $0 | – | -25,588 | – | -0.50% | – |
| HOT | Exit | STARWOOD HOTELS&RESORTS WRLD | $0 | – | -3,731 | – | -0.55% | – |
| EXAM | Exit | EXAMWORKS GROUP INC | $0 | – | -8,000 | – | -0.56% | – |
| AXLL | Exit | AXIALL CORP | $0 | – | -9,500 | – | -0.62% | – |
| MRD | Exit | MEMORIAL RESOURCE DEV CORP | $0 | – | -20,000 | – | -0.63% | – |
| SCNB | Exit | SUFFOLK BANCORP | $0 | – | -12,000 | – | -0.75% | – |
| FMER | Exit | FIRSTMERIT CORP | $0 | – | -21,000 | – | -0.85% | – |
| WHR | Exit | WHIRLPOOL CORPcall | $0 | – | -6,500 | – | -2.16% | – |
Q2 2016
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DB | New | DEUTSCHE BANK AGcall | $14,184,000 | – | 1,033,100 | – | 28.22% | – |
| DB | New | DEUTSCHE BANK AGput | $9,799,000 | – | 713,700 | – | 19.50% | – |
| ADPTQ | New | ADEPTUS HEALTH INCcall | $3,172,000 | – | 61,400 | – | 6.31% | – |
| XNCR | New | XENCOR INC | $2,431,000 | – | 128,018 | – | 4.84% | – |
| WHR | New | WHIRLPOOL CORPput | $2,283,000 | – | 13,700 | – | 4.54% | – |
| PG | New | PROCTER & GAMBLE COcall | $1,372,000 | – | 16,200 | – | 2.73% | – |
| EXC | New | EXELON CORPcall | $1,316,000 | – | 36,200 | – | 2.62% | – |
| ADPTQ | New | ADEPTUS HEALTH INCput | $1,245,000 | – | 24,100 | – | 2.48% | – |
| SBY | New | SILVER BAY RLTY TR CORP | $1,201,000 | – | 70,526 | – | 2.39% | – |
| GILD | New | GILEAD SCIENCES INCput | $1,126,000 | – | 13,500 | – | 2.24% | – |
| WHR | New | WHIRLPOOL CORPcall | $1,083,000 | – | 6,500 | – | 2.16% | – |
| PVTB | New | PRIVATEBANCORP INC | $440,000 | – | 10,000 | – | 0.88% | – |
| FMER | New | FIRSTMERIT CORP | $426,000 | – | 21,000 | – | 0.85% | – |
| SCNB | New | SUFFOLK BANCORP | $376,000 | – | 12,000 | – | 0.75% | – |
| WHR | New | WHIRLPOOL CORP | $348,000 | – | 2,090 | – | 0.69% | – |
| MRD | New | MEMORIAL RESOURCE DEV CORP | $318,000 | – | 20,000 | – | 0.63% | – |
| GILD | New | GILEAD SCIENCES INC | $310,000 | – | 3,713 | – | 0.62% | – |
| AXLL | New | AXIALL CORP | $310,000 | – | 9,500 | – | 0.62% | – |
| LNKD | New | LINKEDIN CORP | $284,000 | – | 1,500 | – | 0.56% | – |
| EXAM | New | EXAMWORKS GROUP INC | $279,000 | – | 8,000 | – | 0.56% | – |
| HOT | New | STARWOOD HOTELS&RESORTS WRLD | $276,000 | – | 3,731 | – | 0.55% | – |
| VAL | New | VALSPAR CORPcall | $270,000 | – | 2,500 | – | 0.54% | – |
| FNFG | New | FIRST NIAGARA FINL GP INC | $249,000 | – | 25,588 | – | 0.50% | – |
| VA | New | VIRGIN AMER INC | $247,000 | – | 4,400 | – | 0.49% | – |
| CPXX | New | CELATOR PHARMACEUTICALS INC | $241,000 | – | 8,000 | – | 0.48% | – |
| ALR | New | ALERE INCput | $229,000 | – | 5,500 | – | 0.46% | – |
| HUM | New | HUMANA INC | $216,000 | – | 1,200 | – | 0.43% | – |
| HUM | New | HUMANA INCput | $216,000 | – | 1,200 | – | 0.43% | – |
| RAD | New | RITE AID CORP | $210,000 | – | 28,000 | – | 0.42% | – |
| USO | New | UNITED STATES OIL FUND LPcall | $202,000 | – | 17,500 | – | 0.40% | – |
| ALR | New | ALERE INC | $200,000 | – | 4,800 | – | 0.40% | – |
| BAC | New | BANK AMER CORPput | $195,000 | – | 14,700 | – | 0.39% | – |
| BAC | New | BANK AMER CORP | $187,000 | – | 14,072 | – | 0.37% | – |
| DRII | New | DIAMOND RESORTS INTL INC | $180,000 | – | 6,000 | – | 0.36% | – |
| QLIK | New | QLIK TECHNOLOGIES INC | $163,000 | – | 5,500 | – | 0.32% | – |
| CKEC | New | CARMIKE CINEMAS INCput | $151,000 | – | 5,000 | – | 0.30% | – |
| RAD | New | RITE AID CORPput | $150,000 | – | 20,000 | – | 0.30% | – |
| HTWR | New | HEARTWARE INTL INC | $144,000 | – | 2,500 | – | 0.29% | – |
| CVT | New | CVENT INC | $143,000 | – | 4,000 | – | 0.28% | – |
| MESG | New | XURA INC | $122,000 | – | 5,000 | – | 0.24% | – |
| AET | New | AETNA INC NEWput | $122,000 | – | 1,000 | – | 0.24% | – |
| UNTD | New | UNITED ONLINE INC | $121,000 | – | 11,000 | – | 0.24% | – |
| PNY | New | PIEDMONT NAT GAS INC | $120,000 | – | 2,000 | – | 0.24% | – |
| TIVO | New | TIVO INC | $119,000 | – | 12,000 | – | 0.24% | – |
| BNK | New | C1 FINL INC | $117,000 | – | 5,000 | – | 0.23% | – |
| BAC | New | BANK AMER CORPcall | $114,000 | – | 8,600 | – | 0.23% | – |
| RDEN | New | ELIZABETH ARDEN INC | $110,000 | – | 8,000 | – | 0.22% | – |
| STJ | New | ST JUDE MED INC | $107,000 | – | 1,378 | – | 0.21% | – |
| IWM | New | ISHARES TRrussell 2000 etf | $103,000 | – | 900 | – | 0.20% | – |
| JPC | New | NUVEEN PFD INCOME OPPRTNY FD | $100,000 | – | 10,000 | – | 0.20% | – |
| EMC | New | E M C CORP MASS | $98,000 | – | 3,603 | – | 0.20% | – |
| ACAS | New | AMERICAN CAP LTD | $96,000 | – | 6,070 | – | 0.19% | – |
| ITC | New | ITC HLDGS CORP | $94,000 | – | 2,000 | – | 0.19% | – |
| CKEC | New | CARMIKE CINEMAS INC | $90,000 | – | 3,000 | – | 0.18% | – |
| UEPS | New | NET 1 UEPS TECHNOLOGIES INC | $90,000 | – | 9,000 | – | 0.18% | – |
| IVR | New | INVESCO MORTGAGE CAPITAL INCput | $89,000 | – | 6,500 | – | 0.18% | – |
| CSX | New | CSX CORPput | $89,000 | – | 3,400 | – | 0.18% | – |
| FXCB | New | FOX CHASE BANCORP INC NEW | $88,000 | – | 4,325 | – | 0.18% | – |
| WMB | New | WILLIAMS COS INC DEL | $86,000 | – | 3,982 | – | 0.17% | – |
| TWO | New | TWO HBRS INVT CORP | $86,000 | – | 10,000 | – | 0.17% | – |
| WR | New | WESTAR ENERGY INC | $84,000 | – | 1,500 | – | 0.17% | – |
| TBT | New | PROSHARES TR | $83,000 | – | 2,625 | – | 0.16% | – |
| CSX | New | CSX CORP | $83,000 | – | 3,194 | – | 0.16% | – |
| DWA | New | DREAMWORKS ANIMATION SKG INCcl a | $82,000 | – | 2,000 | – | 0.16% | – |
| LXK | New | LEXMARK INTL INCcl a | $76,000 | – | 2,000 | – | 0.15% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $76,000 | – | 500 | – | 0.15% | – |
| COB | New | COMMUNITYONE BANCORP | $71,000 | – | 5,617 | – | 0.14% | – |
| SLV | New | ISHARES SILVER TRUSTishares | $71,000 | – | 4,000 | – | 0.14% | – |
| EDE | New | EMPIRE DIST ELEC CO | $68,000 | – | 2,000 | – | 0.14% | – |
| Q104PS | New | PARKWAY PPTYS INC | $67,000 | – | 4,000 | – | 0.13% | – |
| GAS | New | AGL RES INC | $66,000 | – | 1,000 | – | 0.13% | – |
| KMI | New | KINDER MORGAN INC DEL | $66,000 | – | 3,500 | – | 0.13% | – |
| AMTG | New | APOLLO RESIDENTIAL MTG INC | $64,000 | – | 4,796 | – | 0.13% | – |
| STWD | New | STARWOOD PPTY TR INC | $62,000 | – | 3,000 | – | 0.12% | – |
| NEM | New | NEWMONT MINING CORP | $59,000 | – | 1,500 | – | 0.12% | – |
| NRF | New | NORTHSTAR RLTY FIN CORP | $57,000 | – | 5,000 | – | 0.11% | – |
| NLNK | New | NEWLINK GENETICS CORP | $56,000 | – | 5,000 | – | 0.11% | – |
| RIG | New | TRANSOCEAN LTD | $52,000 | – | 4,400 | – | 0.10% | – |
| REXI | New | RESOURCE AMERICA INCcl a | $49,000 | – | 5,000 | – | 0.10% | – |
| AWRE | New | AWARE INC MASS | $48,000 | – | 11,031 | – | 0.10% | – |
| RSTI | New | ROFIN SINAR TECHNOLOGIES INC | $48,000 | – | 1,500 | – | 0.10% | – |
| WMB | New | WILLIAMS COS INC DELput | $43,000 | – | 2,000 | – | 0.09% | – |
| POT | New | POTASH CORP SASK INC | $41,000 | – | 2,500 | – | 0.08% | – |
| AAPL | New | APPLE INC | $38,000 | – | 400 | – | 0.08% | – |
| APOL | New | APOLLO ED GROUP INCcl a | $36,000 | – | 4,000 | – | 0.07% | – |
| IM | New | INGRAM MICRO INCcl a | $35,000 | – | 1,000 | – | 0.07% | – |
| NLNK | New | NEWLINK GENETICS CORPput | $34,000 | – | 3,000 | – | 0.07% | – |
| KLAC | New | KLA-TENCOR CORP | $29,000 | – | 400 | – | 0.06% | – |
| BBT | New | BB&T CORP | $28,000 | – | 776 | – | 0.06% | – |
| APOL | New | APOLLO ED GROUP INCput | $27,000 | – | 3,000 | – | 0.05% | – |
| EDE | New | EMPIRE DIST ELEC COput | $27,000 | – | 800 | – | 0.05% | – |
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $24,000 | – | 300 | – | 0.05% | – |
| PFLT | New | PENNANTPARK FLOATING RATE CA | $21,000 | – | 1,700 | – | 0.04% | – |
| KNDI | New | KANDI TECHNOLOGIES GROUP INC | $18,000 | – | 2,500 | – | 0.04% | – |
| DRV | New | DIREXION SHS ETF TRdly r/e bear3x | $18,000 | – | 1,500 | – | 0.04% | – |
| VMW | New | VMWARE INCput | $17,000 | – | 300 | – | 0.03% | – |
| ARI | New | APOLLO COML REAL EST FIN INC | $16,000 | – | 1,000 | – | 0.03% | – |
| VNRSQ | New | VANGUARD NAT RES LLC | $14,000 | – | 10,066 | – | 0.03% | – |
| CNC | New | CENTENE CORP DEL | $14,000 | – | 199 | – | 0.03% | – |
| UYG | New | PROSHARES TRultra fncls new | $13,000 | – | 200 | – | 0.03% | – |
| NADLQ | New | NORTH ATLANTIC DRILLING LTD | $11,000 | – | 1,600 | – | 0.02% | – |
| RSYS | New | RADISYS CORP | $9,000 | – | 2,000 | – | 0.02% | – |
| ITI | New | ITERIS INC | $8,000 | – | 2,708 | – | 0.02% | – |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $8,000 | – | 40 | – | 0.02% | – |
| COWN | New | COWEN GROUP INC NEWcl a | $4,000 | – | 1,497 | – | 0.01% | – |
| UTI | New | UNIVERSAL TECHNICAL INST INC | $2,000 | – | 1,000 | – | 0.00% | – |
| GEC | New | GREAT ELM CAP GROUP INC | $2,000 | – | 333 | – | 0.00% | – |
| MSCC | New | MICROSEMI CORP | $2,000 | – | 62 | – | 0.00% | – |
| NMRX | New | NUMEREX CORP PAcl a | $1,000 | – | 200 | – | 0.00% | – |
| APRI | New | APRICUS BIOSCIENCES INC | $1,000 | – | 1,266 | – | 0.00% | – |
| NOK | New | NOKIA CORPsponsored adr | $0 | – | 33 | – | 0.00% | – |
| KO | New | COCA COLA CO | $0 | – | 8 | – | 0.00% | – |
| UNISQ | New | UNILIFE CORP NEW | $0 | – | 100 | – | 0.00% | – |
| GPN | New | GLOBAL PMTS INC | $0 | – | 2 | – | 0.00% | – |
| YRCW | New | YRC WORLDWIDE INC | $0 | – | 53 | – | 0.00% | – |
| APPY | New | VENAXIS INC | $0 | – | 32 | – | 0.00% | – |
Q4 2015
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ANRZQ | Exit | ALPHA NAT RES INC | $0 | – | -380 | – | 0.00% | – |
| VTGDF | Exit | VANTAGE DRILLING COMPANY | $0 | – | -6,000 | – | 0.00% | – |
| KO | Exit | COCA COLA CO | $0 | – | -8 | – | 0.00% | – |
| APPY | Exit | VENAXIS INC | $0 | – | -250 | – | 0.00% | – |
| YRCW | Exit | YRC WORLDWIDE INC | $0 | – | -53 | – | -0.00% | – |
| LUNA | Exit | LUNA INNOVATIONS | $0 | – | -1,271 | – | -0.00% | – |
| UNIS | Exit | UNILIFE CORP NEW | $0 | – | -1,000 | – | -0.00% | – |
| NMRX | Exit | NUMEREX CORP PAcl a | $0 | – | -200 | – | -0.00% | – |
| APRI | Exit | APRICUS BIOSCIENCES INC | $0 | – | -1,266 | – | -0.00% | – |
| AVP | Exit | AVON PRODS INC | $0 | – | -600 | – | -0.00% | – |
| UPIP | Exit | UNWIRED PLANET INC NEW | $0 | – | -4,000 | – | -0.00% | – |
| UTI | Exit | UNIVERSAL TECHNICAL INST INC | $0 | – | -1,000 | – | -0.00% | – |
| RSYS | Exit | RADISYS CORP | $0 | – | -2,000 | – | -0.01% | – |
| OXY | Exit | OCCIDENTAL PETE CORP DELcall | $0 | – | -100 | – | -0.01% | – |
| ITI | Exit | ITERIS INC | $0 | – | -2,708 | – | -0.01% | – |
| COWN | Exit | COWEN GROUP INC NEWcl a | $0 | – | -1,497 | – | -0.01% | – |
| SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -40 | – | -0.01% | – |
| CECE | Exit | CECO ENVIRONMENTAL CORP | $0 | – | -1,317 | – | -0.01% | – |
| 4305PS | Exit | ALCATEL-LUCENTsponsored adr | $0 | – | -3,333 | – | -0.01% | – |
| UYG | Exit | PROSHARES TRultra fncls new | $0 | – | -200 | – | -0.01% | – |
| ATML | Exit | ATMEL CORP | $0 | – | -2,000 | – | -0.02% | – |
| ODP | Exit | OFFICE DEPOT INCput | $0 | – | -2,500 | – | -0.02% | – |
| ODP | Exit | OFFICE DEPOT INC | $0 | – | -2,500 | – | -0.02% | – |
| KNDI | Exit | KANDI TECHNOLOGIES GROUP INC | $0 | – | -3,500 | – | -0.02% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDsponsored ads | $0 | – | -300 | – | -0.02% | – |
| NADL | Exit | NORTH ATLANTIC DRILLING LTD | $0 | – | -24,000 | – | -0.02% | – |
| HBAN | Exit | HUNTINGTON BANCSHARES INC | $0 | – | -2,196 | – | -0.02% | – |
| HTS | Exit | HATTERAS FINL CORP | $0 | – | -1,500 | – | -0.02% | – |
| IVR | Exit | INVESCO MORTGAGE CAPITAL INC | $0 | – | -2,000 | – | -0.02% | – |
| NOK | Exit | NOKIA CORPput | $0 | – | -3,700 | – | -0.03% | – |
| TRAK | Exit | DEALERTRACK TECHNOLOGIES INC | $0 | – | -400 | – | -0.03% | – |
| NOK | Exit | NOKIA CORPsponsored adr | $0 | – | -3,700 | – | -0.03% | – |
| ADEP | Exit | ADEPT TECHNOLOGY INC | $0 | – | -2,000 | – | -0.03% | – |
| CSBK | Exit | CLIFTON BANCORP INC | $0 | – | -2,000 | – | -0.03% | – |
| EROC | Exit | EAGLE ROCK ENERGY PARTNERS Lunit | $0 | – | -22,900 | – | -0.03% | – |
| ATLS | Exit | ATLAS ENERGY GROUP LLC | $0 | – | -14,888 | – | -0.04% | – |
| WMB | Exit | WILLIAMS COS INC DEL | $0 | – | -982 | – | -0.04% | – |
| AWRE | Exit | AWARE INC MASS | $0 | – | -11,031 | – | -0.04% | – |
| BXLT | Exit | BAXALTA INCput | $0 | – | -1,200 | – | -0.04% | – |
| BXLT | Exit | BAXALTA INC | $0 | – | -1,200 | – | -0.04% | – |
| DRV | Exit | DIREXION SHS ETF TRdly r/e bear3x | $0 | – | -1,500 | – | -0.04% | – |
| AAPL | Exit | APPLE INCcall | $0 | – | -400 | – | -0.05% | – |
| PFLT | Exit | PENNANTPARK FLOATING RATE CA | $0 | – | -3,802 | – | -0.05% | – |
| ARI | Exit | APOLLO COML REAL EST FIN INC | $0 | – | -3,000 | – | -0.05% | – |
| RIG | Exit | TRANSOCEAN LTD | $0 | – | -4,200 | – | -0.06% | – |
| MEG | Exit | MEDIA GEN INC NEWcall | $0 | – | -4,400 | – | -0.06% | – |
| STWD | Exit | STARWOOD PPTY TR INC | $0 | – | -3,000 | – | -0.06% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHScall | $0 | – | -500 | – | -0.08% | – |
| VNRSQ | Exit | VANGUARD NAT RES LLCput | $0 | – | -10,000 | – | -0.08% | – |
| IPCM | Exit | IPC HEALTHCARE INC | $0 | – | -1,000 | – | -0.08% | – |
| LRE | Exit | LRR ENERGY LP | $0 | – | -20,600 | – | -0.09% | – |
| RSO | Exit | RESOURCE CAP CORPput | $0 | – | -7,500 | – | -0.09% | – |
| ISSI | Exit | INTEGRATED SILICON SOLUTION | $0 | – | -4,000 | – | -0.09% | – |
| CHTR | Exit | CHARTER COMMUNICATIONS INC Dput | $0 | – | -500 | – | -0.09% | – |
| TWO | Exit | TWO HBRS INVT CORP | $0 | – | -10,000 | – | -0.09% | – |
| JPC | Exit | NUVEEN PFD INCOME OPPRTNY FD | $0 | – | -10,000 | – | -0.09% | – |
| GULTU | Exit | GULF COAST ULTRA DEEP RTY TRroyalty tr unt | $0 | – | -316,522 | – | -0.10% | – |
| CNW | Exit | CON-WAY INC | $0 | – | -2,000 | – | -0.10% | – |
| ISSI | Exit | INTEGRATED SILICON SOLUTIONput | $0 | – | -4,500 | – | -0.10% | – |
| AVOL | Exit | AVOLON HLDGS LTD | $0 | – | -3,200 | – | -0.10% | – |
| REMY | Exit | REMY INTL INC NEW | $0 | – | -3,400 | – | -0.10% | – |
| PGI | Exit | PREMIERE GLOBAL SVCS INC | $0 | – | -7,500 | – | -0.11% | – |
| SLH | Exit | SOLERA HOLDINGS INC | $0 | – | -2,000 | – | -0.11% | – |
| ALTR | Exit | ALTERA CORP | $0 | – | -2,200 | – | -0.12% | – |
| TBT | Exit | PROSHARES TR | $0 | – | -2,625 | – | -0.12% | – |
| SFG | Exit | STANCORP FINL GROUP INC | $0 | – | -1,000 | – | -0.12% | – |
| HCBK | Exit | HUDSON CITY BANCORP | $0 | – | -11,500 | – | -0.12% | – |
| UEPS | Exit | NET 1 UEPS TECHNOLOGIES INC | $0 | – | -7,000 | – | -0.12% | – |
| BSQR | Exit | BSQUARE CORP | $0 | – | -19,086 | – | -0.13% | – |
| LMNS | Exit | LUMENIS LTD | $0 | – | -10,000 | – | -0.15% | – |
| CVC | Exit | CABLEVISION SYS CORPcl a ny cablvs | $0 | – | -4,500 | – | -0.15% | – |
| CNL | Exit | CLECO CORP NEW | $0 | – | -3,000 | – | -0.17% | – |
| HILL | Exit | DOT HILL SYS CORP | $0 | – | -17,000 | – | -0.17% | – |
| MEG | Exit | MEDIA GEN INC NEWput | $0 | – | -11,900 | – | -0.17% | – |
| MEG | Exit | MEDIA GEN INC NEW | $0 | – | -11,900 | – | -0.17% | – |
| STNR | Exit | STEINER LEISURE LTDord | $0 | – | -2,700 | – | -0.18% | – |
| HNT | Exit | HEALTH NET INC | $0 | – | -2,892 | – | -0.18% | – |
| NTLS | Exit | NTELOS HLDGS CORP | $0 | – | -20,500 | – | -0.19% | – |
| BRCM | Exit | BROADCOM CORPcl a | $0 | – | -3,654 | – | -0.20% | – |
| SYA | Exit | SYMETRA FINL CORP | $0 | – | -6,000 | – | -0.20% | – |
| WHR | Exit | WHIRLPOOL CORPcall | $0 | – | -1,300 | – | -0.20% | – |
| NLNK | Exit | NEWLINK GENETICS CORPput | $0 | – | -5,700 | – | -0.21% | – |
| BHI | Exit | BAKER HUGHES INC | $0 | – | -4,000 | – | -0.22% | – |
| SLV | Exit | ISHARES SILVER TRUSTishares | $0 | – | -15,500 | – | -0.23% | – |
| FSL | Exit | FREESCALE SEMICONDUCTOR LTD | $0 | – | -5,907 | – | -0.23% | – |
| PG | Exit | PROCTER & GAMBLE COput | $0 | – | -3,000 | – | -0.23% | – |
| XOM | Exit | EXXON MOBIL CORPput | $0 | – | -3,000 | – | -0.23% | – |
| NPBC | Exit | NATIONAL PENN BANCSHARES INC | $0 | – | -19,160 | – | -0.24% | – |
| OMG | Exit | OM GROUP INC | $0 | – | -8,000 | – | -0.28% | – |
| TWC | Exit | TIME WARNER CABLE INCput | $0 | – | -1,500 | – | -0.28% | – |
| XOOM | Exit | XOOM CORP | $0 | – | -11,600 | – | -0.30% | – |
| HE | Exit | HAWAIIAN ELEC INDUSTRIESput | $0 | – | -10,100 | – | -0.30% | – |
| MDP | Exit | MEREDITH CORP | $0 | – | -6,800 | – | -0.30% | – |
| BAC | Exit | BANK AMER CORPcall | $0 | – | -18,800 | – | -0.31% | – |
| CYN | Exit | CITY NATL CORP | $0 | – | -3,344 | – | -0.31% | – |
| CYT | Exit | CYTEC INDS INC | $0 | – | -4,000 | – | -0.31% | – |
| DB | Exit | DEUTSCHE BANK AGcall | $0 | – | -11,100 | – | -0.31% | – |
| CAM | Exit | CAMERON INTERNATIONAL CORP | $0 | – | -5,200 | – | -0.34% | – |
| GILD | Exit | GILEAD SCIENCES INC | $0 | – | -3,270 | – | -0.34% | – |
| HME | Exit | HOME PROPERTIES INC | $0 | – | -4,600 | – | -0.36% | – |
| PRE | Exit | PARTNERRE LTD | $0 | – | -2,500 | – | -0.36% | – |
| CB | Exit | CHUBB CORP | $0 | – | -2,991 | – | -0.38% | – |
| HE | Exit | HAWAIIAN ELEC INDUSTRIES | $0 | – | -13,333 | – | -0.40% | – |
| PCP | Exit | PRECISION CASTPARTS CORP | $0 | – | -2,000 | – | -0.48% | – |
| OXY | Exit | OCCIDENTAL PETE CORP DEL | $0 | – | -7,400 | – | -0.51% | – |
| SIAL | Exit | SIGMA ALDRICH CORP | $0 | – | -4,000 | – | -0.58% | – |
| GILD | Exit | GILEAD SCIENCES INCcall | $0 | – | -6,600 | – | -0.68% | – |
| TWC | Exit | TIME WARNER CABLE INC | $0 | – | -3,938 | – | -0.74% | – |
| XOM | Exit | EXXON MOBIL CORPcall | $0 | – | -10,000 | – | -0.78% | – |
| CSX | Exit | CSX CORP | $0 | – | -29,328 | – | -0.83% | – |
| BAC | Exit | BANK AMER CORP | $0 | – | -52,846 | – | -0.86% | – |
| OXY | Exit | OCCIDENTAL PETE CORP DELput | $0 | – | -13,000 | – | -0.90% | – |
| BAC | Exit | BANK AMER CORPput | $0 | – | -59,800 | – | -0.98% | – |
| DB | Exit | DEUTSCHE BANK AGnamen akt | $0 | – | -37,100 | – | -1.05% | – |
| SBY | Exit | SILVER BAY RLTY TR CORP | $0 | – | -73,026 | – | -1.23% | – |
| ATNY | Exit | API TECHNOLOGIES CORP | $0 | – | -593,782 | – | -1.35% | – |
| GILD | Exit | GILEAD SCIENCES INCput | $0 | – | -13,400 | – | -1.38% | – |
| UNP | Exit | UNION PAC CORPput | $0 | – | -14,900 | – | -1.38% | – |
| XNCR | Exit | XENCOR INC | $0 | – | -128,018 | – | -1.64% | – |
| DB | Exit | DEUTSCHE BANK AGput | $0 | – | -59,100 | – | -1.67% | – |
| PG | Exit | PROCTER & GAMBLE COcall | $0 | – | -24,000 | – | -1.81% | – |
| EXC | Exit | EXELON CORPcall | $0 | – | -58,800 | – | -1.83% | – |
| CSX | Exit | CSX CORPput | $0 | – | -107,800 | – | -3.04% | – |
| UNP | Exit | UNION PAC CORPcall | $0 | – | -37,500 | – | -3.48% | – |
| EXC | Exit | EXELON CORP | $0 | – | -117,117 | – | -3.65% | – |
| EXC | Exit | EXELON CORPput | $0 | – | -182,500 | – | -5.68% | – |
| CSX | Exit | CSX CORPcall | $0 | – | -266,400 | – | -7.52% | – |
| WHR | Exit | WHIRLPOOL CORP | $0 | – | -114,416 | – | -17.67% | – |
| WHR | Exit | WHIRLPOOL CORPput | $0 | – | -171,000 | – | -26.41% | – |
Q3 2015
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| WHR | Buy | WHIRLPOOL CORPput | $25,181,000 | +252.3% | 171,000 | +314.0% | 26.41% | +232.7% |
| WHR | Buy | WHIRLPOOL CORP | $16,849,000 | +276.3% | 114,416 | +342.1% | 17.67% | +255.4% |
| CSX | Buy | CSX CORPcall | $7,166,000 | +72.7% | 266,400 | +109.6% | 7.52% | +63.1% |
| EXC | Buy | EXELON CORPput | $5,420,000 | +61.8% | 182,500 | +71.2% | 5.68% | +52.9% |
| EXC | Buy | EXELON CORP | $3,478,000 | +45.0% | 117,117 | +53.4% | 3.65% | +36.9% |
| UNP | New | UNION PAC CORPcall | $3,315,000 | – | 37,500 | – | 3.48% | – |
| CSX | Buy | CSX CORPput | $2,900,000 | +3195.5% | 107,800 | +3892.6% | 3.04% | +3004.1% |
| EXC | Sell | EXELON CORPcall | $1,746,000 | -29.7% | 58,800 | -25.6% | 1.83% | -33.6% |
| PG | New | PROCTER & GAMBLE COcall | $1,727,000 | – | 24,000 | – | 1.81% | – |
| DB | Buy | DEUTSCHE BANK AGput | $1,593,000 | +842.6% | 59,100 | +955.4% | 1.67% | +788.8% |
| UNP | Sell | UNION PAC CORPput | $1,317,000 | -74.8% | 14,900 | -72.9% | 1.38% | -76.3% |
| GILD | Sell | GILEAD SCIENCES INCput | $1,316,000 | -52.8% | 13,400 | -43.7% | 1.38% | -55.4% |
| DB | Buy | DEUTSCHE BANK AGnamen akt | $1,000,000 | +1233.3% | 37,100 | +1384.0% | 1.05% | +1163.9% |
| BAC | New | BANK AMER CORPput | $932,000 | – | 59,800 | – | 0.98% | – |
| OXY | Buy | OCCIDENTAL PETE CORP DELput | $860,000 | +121.1% | 13,000 | +160.0% | 0.90% | +108.8% |
| BAC | Buy | BANK AMER CORP | $823,000 | +528.2% | 52,846 | +588.8% | 0.86% | +495.2% |
| CSX | New | CSX CORP | $789,000 | – | 29,328 | – | 0.83% | – |
| XOM | New | EXXON MOBIL CORPcall | $744,000 | – | 10,000 | – | 0.78% | – |
| TWC | Buy | TIME WARNER CABLE INC | $706,000 | +98.3% | 3,938 | +96.9% | 0.74% | +87.6% |
| GILD | Sell | GILEAD SCIENCES INCcall | $648,000 | -49.2% | 6,600 | -39.4% | 0.68% | -52.0% |
| OXY | Buy | OCCIDENTAL PETE CORP DEL | $490,000 | +600.0% | 7,400 | +722.2% | 0.51% | +559.0% |
| PCP | New | PRECISION CASTPARTS CORP | $459,000 | – | 2,000 | – | 0.48% | – |
| HE | Buy | HAWAIIAN ELEC INDUSTRIES | $383,000 | +15.0% | 13,333 | +19.2% | 0.40% | +8.6% |
| CB | New | CHUBB CORP | $367,000 | – | 2,991 | – | 0.38% | – |
| PRE | Buy | PARTNERRE LTD | $347,000 | +580.4% | 2,500 | +525.0% | 0.36% | +538.6% |
| HME | Buy | HOME PROPERTIES INC | $344,000 | +135.6% | 4,600 | +130.0% | 0.36% | +122.8% |
| GILD | Sell | GILEAD SCIENCES INC | $321,000 | -80.5% | 3,270 | -76.7% | 0.34% | -81.5% |
| CAM | New | CAMERON INTERNATIONAL CORP | $319,000 | – | 5,200 | – | 0.34% | – |
| DB | Buy | DEUTSCHE BANK AGcall | $299,000 | +374.6% | 11,100 | +428.6% | 0.31% | +348.6% |
| CYT | New | CYTEC INDS INC | $295,000 | – | 4,000 | – | 0.31% | – |
| BAC | Sell | BANK AMER CORPcall | $293,000 | -81.1% | 18,800 | -79.4% | 0.31% | -82.2% |
| HE | New | HAWAIIAN ELEC INDUSTRIESput | $290,000 | – | 10,100 | – | 0.30% | – |
| MDP | New | MEREDITH CORP | $290,000 | – | 6,800 | – | 0.30% | – |
| XOOM | New | XOOM CORP | $289,000 | – | 11,600 | – | 0.30% | – |
| TWC | New | TIME WARNER CABLE INCput | $269,000 | – | 1,500 | – | 0.28% | – |
| OMG | New | OM GROUP INC | $263,000 | – | 8,000 | – | 0.28% | – |
| NPBC | New | NATIONAL PENN BANCSHARES INC | $225,000 | – | 19,160 | – | 0.24% | – |
| XOM | Sell | EXXON MOBIL CORPput | $223,000 | -73.2% | 3,000 | -70.0% | 0.23% | -74.7% |
| PG | New | PROCTER & GAMBLE COput | $216,000 | – | 3,000 | – | 0.23% | – |
| FSL | Buy | FREESCALE SEMICONDUCTOR LTD | $216,000 | +61.2% | 5,907 | +76.3% | 0.23% | +52.3% |
| SLV | Buy | ISHARES SILVER TRUSTishares | $215,000 | -4.4% | 15,500 | +3.3% | 0.23% | -9.6% |
| BHI | Sell | BAKER HUGHES INC | $208,000 | -43.8% | 4,000 | -33.3% | 0.22% | -47.0% |
| NLNK | Sell | NEWLINK GENETICS CORPput | $204,000 | -23.3% | 5,700 | -5.0% | 0.21% | -27.5% |
| WHR | Sell | WHIRLPOOL CORPcall | $191,000 | -80.6% | 1,300 | -77.2% | 0.20% | -81.7% |
| SYA | New | SYMETRA FINL CORP | $190,000 | – | 6,000 | – | 0.20% | – |
| BRCM | Buy | BROADCOM CORPcl a | $188,000 | +164.8% | 3,654 | +166.7% | 0.20% | +149.4% |
| NTLS | New | NTELOS HLDGS CORP | $185,000 | – | 20,500 | – | 0.19% | – |
| HNT | New | HEALTH NET INC | $174,000 | – | 2,892 | – | 0.18% | – |
| STNR | New | STEINER LEISURE LTDord | $171,000 | – | 2,700 | – | 0.18% | – |
| MEG | New | MEDIA GEN INC NEWput | $166,000 | – | 11,900 | – | 0.17% | – |
| MEG | New | MEDIA GEN INC NEW | $166,000 | – | 11,900 | – | 0.17% | – |
| HILL | New | DOT HILL SYS CORP | $165,000 | – | 17,000 | – | 0.17% | – |
| CNL | Sell | CLECO CORP NEW | $160,000 | -50.5% | 3,000 | -50.0% | 0.17% | -53.2% |
| CVC | New | CABLEVISION SYS CORPcl a ny cablvs | $146,000 | – | 4,500 | – | 0.15% | – |
| HCBK | Sell | HUDSON CITY BANCORP | $117,000 | -20.9% | 11,500 | -23.3% | 0.12% | -25.0% |
| SFG | New | STANCORP FINL GROUP INC | $114,000 | – | 1,000 | – | 0.12% | – |
| ALTR | Buy | ALTERA CORP | $110,000 | +42.9% | 2,200 | +46.7% | 0.12% | +33.7% |
| SLH | New | SOLERA HOLDINGS INC | $108,000 | – | 2,000 | – | 0.11% | – |
| PGI | New | PREMIERE GLOBAL SVCS INC | $103,000 | – | 7,500 | – | 0.11% | – |
| REMY | New | REMY INTL INC NEW | $99,000 | – | 3,400 | – | 0.10% | – |
| ISSI | New | INTEGRATED SILICON SOLUTIONput | $97,000 | – | 4,500 | – | 0.10% | – |
| AVOL | New | AVOLON HLDGS LTD | $97,000 | – | 3,200 | – | 0.10% | – |
| CNW | New | CON-WAY INC | $95,000 | – | 2,000 | – | 0.10% | – |
| GULTU | Sell | GULF COAST ULTRA DEEP RTY TRroyalty tr unt | $92,000 | -78.9% | 316,522 | -49.1% | 0.10% | -80.0% |
| CHTR | New | CHARTER COMMUNICATIONS INC Dput | $88,000 | – | 500 | – | 0.09% | – |
| ISSI | Buy | INTEGRATED SILICON SOLUTION | $86,000 | +11.7% | 4,000 | +14.3% | 0.09% | +4.7% |
| RSO | New | RESOURCE CAP CORPput | $84,000 | – | 7,500 | – | 0.09% | – |
| LRE | Buy | LRR ENERGY LP | $83,000 | +3.8% | 20,600 | +94.3% | 0.09% | -2.2% |
| IPCM | New | IPC HEALTHCARE INC | $78,000 | – | 1,000 | – | 0.08% | – |
| VNRSQ | Buy | VANGUARD NAT RES LLCput | $76,000 | +533.3% | 10,000 | +1150.0% | 0.08% | +515.4% |
| IBM | New | INTERNATIONAL BUSINESS MACHScall | $72,000 | – | 500 | – | 0.08% | – |
| STWD | New | STARWOOD PPTY TR INC | $62,000 | – | 3,000 | – | 0.06% | – |
| MEG | New | MEDIA GEN INC NEWcall | $62,000 | – | 4,400 | – | 0.06% | – |
| RIG | Sell | TRANSOCEAN LTD | $54,000 | -49.1% | 4,200 | -36.4% | 0.06% | -51.7% |
| ARI | New | APOLLO COML REAL EST FIN INC | $47,000 | – | 3,000 | – | 0.05% | – |
| PFLT | New | PENNANTPARK FLOATING RATE CA | $45,000 | – | 3,802 | – | 0.05% | – |
| AAPL | New | APPLE INCcall | $44,000 | – | 400 | – | 0.05% | – |
| DRV | Sell | DIREXION SHS ETF TRdly r/e bear3x | $38,000 | -55.8% | 1,500 | -50.0% | 0.04% | -58.3% |
| BXLT | New | BAXALTA INCput | $38,000 | – | 1,200 | – | 0.04% | – |
| BXLT | New | BAXALTA INC | $38,000 | – | 1,200 | – | 0.04% | – |
| WMB | New | WILLIAMS COS INC DEL | $36,000 | – | 982 | – | 0.04% | – |
| ATLS | Sell | ATLAS ENERGY GROUP LLC | $33,000 | -93.7% | 14,888 | -85.7% | 0.04% | -94.0% |
| CSBK | Sell | CLIFTON BANCORP INC | $28,000 | -50.0% | 2,000 | -50.0% | 0.03% | -53.2% |
| ADEP | New | ADEPT TECHNOLOGY INC | $26,000 | – | 2,000 | – | 0.03% | – |
| NOK | New | NOKIA CORPput | $25,000 | – | 3,700 | – | 0.03% | – |
| TRAK | Sell | DEALERTRACK TECHNOLOGIES INC | $25,000 | -90.0% | 400 | -90.0% | 0.03% | -90.7% |
| NOK | New | NOKIA CORPsponsored adr | $25,000 | – | 3,700 | – | 0.03% | – |
| IVR | Sell | INVESCO MORTGAGE CAPITAL INC | $24,000 | -52.0% | 2,000 | -42.9% | 0.02% | -55.4% |
| HTS | Sell | HATTERAS FINL CORP | $23,000 | -53.1% | 1,500 | -50.0% | 0.02% | -55.6% |
| KNDI | Buy | KANDI TECHNOLOGIES GROUP INC | $18,000 | -21.7% | 3,500 | +40.0% | 0.02% | -26.9% |
| ODP | Buy | OFFICE DEPOT INC | $16,000 | +433.3% | 2,500 | +525.0% | 0.02% | +466.7% |
| ATML | New | ATMEL CORP | $16,000 | – | 2,000 | – | 0.02% | – |
| 4305PS | Sell | ALCATEL-LUCENTsponsored adr | $12,000 | -66.7% | 3,333 | -66.7% | 0.01% | -67.5% |
| CECE | New | CECO ENVIRONMENTAL CORP | $11,000 | – | 1,317 | – | 0.01% | – |
| OXY | New | OCCIDENTAL PETE CORP DELcall | $7,000 | – | 100 | – | 0.01% | – |
| CMLP | Exit | CRESTWOOD MIDSTREAM PARTNERSunit ltd partner | $0 | – | -200 | – | -0.00% | – |
| ABBV | Exit | ABBVIE INC | $0 | – | -63 | – | -0.00% | – |
| QEPM | Exit | QEP MIDSTREAM PARTNERS LP | $0 | – | -300 | – | -0.01% | – |
| 2206PS | Exit | PALMETTO BANCSHARES INC | $0 | – | -1,000 | – | -0.02% | – |
| OCR | Exit | OMNICARE INC | $0 | – | -500 | – | -0.05% | – |
| MIG | Exit | MEADOWBROOK INS GROUP INCput | $0 | – | -6,000 | – | -0.06% | – |
| POM | Exit | PEPCO HOLDINGS INCput | $0 | – | -2,000 | – | -0.06% | – |
| HVB | Exit | HUDSON VALLEY HOLDING CORP | $0 | – | -2,000 | – | -0.06% | – |
| P107PS | Exit | MCG CAPITAL CORP | $0 | – | -14,568 | – | -0.07% | – |
| RIG | Exit | TRANSOCEAN LTDput | $0 | – | -5,100 | – | -0.09% | – |
| ADVS | Exit | ADVENT SOFTWARE INC | $0 | – | -2,000 | – | -0.10% | – |
| WPZ | Exit | WILLIAMS PARTNERS L P NEW | $0 | – | -2,000 | – | -0.11% | – |
| POM | Exit | PEPCO HOLDINGS INC | $0 | – | -3,600 | – | -0.11% | – |
| HSP | Exit | HOSPIRA INC | $0 | – | -1,100 | – | -0.11% | – |
| EXL | Exit | EXCEL TR INC | $0 | – | -7,000 | – | -0.12% | – |
| IGTE | Exit | IGATE CORP | $0 | – | -2,500 | – | -0.13% | – |
| BBNK | Exit | BRIDGE CAP HLDGS | $0 | – | -4,000 | – | -0.13% | – |
| BHI | Exit | BAKER HUGHES INCput | $0 | – | -2,000 | – | -0.14% | – |
| PRGO | Exit | PERRIGO CO PLC | $0 | – | -700 | – | -0.14% | – |
| PRGO | Exit | PERRIGO CO PLCput | $0 | – | -700 | – | -0.14% | – |
| PMFG | Exit | PMFG INC | $0 | – | -20,000 | – | -0.14% | – |
| ROSE | Exit | ROSETTA RESOURCES INC | $0 | – | -6,000 | – | -0.15% | – |
| INFA | Exit | INFORMATICA CORP | $0 | – | -3,000 | – | -0.16% | – |
| CKSW | Exit | CLICKSOFTWARE TECHNOLOGIES Lord | $0 | – | -12,000 | – | -0.17% | – |
| HCC | Exit | HCC INS HLDGS INC | $0 | – | -2,000 | – | -0.17% | – |
| RTI | Exit | RTI INTL METALS INC | $0 | – | -5,000 | – | -0.18% | – |
| CTRX | Exit | CATAMARAN CORP | $0 | – | -2,700 | – | -0.18% | – |
| A309PS | Exit | DIRECTV | $0 | – | -2,000 | – | -0.21% | – |
| MIG | Exit | MEADOWBROOK INS GROUP INC | $0 | – | -23,000 | – | -0.22% | – |
| PLL | Exit | PALL CORP | $0 | – | -1,700 | – | -0.24% | – |
| QLTY | Exit | QUALITY DISTR INC FLA | $0 | – | -14,600 | – | -0.25% | – |
| A309PS | Exit | DIRECTVcall | $0 | – | -2,500 | – | -0.26% | – |
| PPO | Exit | POLYPORE INTL INC | $0 | – | -4,000 | – | -0.27% | – |
| CI | Exit | CIGNA CORPORATION | $0 | – | -1,500 | – | -0.27% | – |
| CI | Exit | CIGNA CORPORATIONput | $0 | – | -1,500 | – | -0.27% | – |
| SUSQ | Exit | SUSQUEHANNA BANCSHARES INC P | $0 | – | -19,193 | – | -0.30% | – |
| WMB | Exit | WILLIAMS COS INC DELcall | $0 | – | -5,000 | – | -0.32% | – |
| ANN | Exit | ANN INC | $0 | – | -6,300 | – | -0.34% | – |
| DRC | Exit | DRESSER-RAND GROUP INC | $0 | – | -4,000 | – | -0.38% | – |
| FDO | Exit | FAMILY DLR STORES INC | $0 | – | -5,000 | – | -0.44% | – |
| ARPJQ | Exit | ATLAS RESOURCE PARTNERS LP | $0 | – | -64,300 | – | -0.45% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -7,400 | – | -0.68% | – |
| UNP | Exit | UNION PAC CORP | $0 | – | -32,491 | – | -3.44% | – |
| XBI | Exit | SPDR SERIES TRUSTcall | $0 | – | -52,900 | – | -14.82% | – |
| XBI | Exit | SPDR SERIES TRUSTput | $0 | – | -62,400 | – | -17.48% | – |
Q2 2015
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| XBI | New | SPDR SERIES TRUSTput | $15,740,000 | – | 62,400 | – | 17.48% | – |
| XBI | New | SPDR SERIES TRUSTcall | $13,343,000 | – | 52,900 | – | 14.82% | – |
| WHR | New | WHIRLPOOL CORPput | $7,147,000 | – | 41,300 | – | 7.94% | – |
| UNP | New | UNION PAC CORPput | $5,236,000 | – | 54,900 | – | 5.82% | – |
| WHR | New | WHIRLPOOL CORP | $4,478,000 | – | 25,878 | – | 4.97% | – |
| CSX | New | CSX CORPcall | $4,150,000 | – | 127,100 | – | 4.61% | – |
| EXC | New | EXELON CORPput | $3,349,000 | – | 106,600 | – | 3.72% | – |
| UNP | New | UNION PAC CORP | $3,099,000 | – | 32,491 | – | 3.44% | – |
| XNCR | New | XENCOR INC | $2,813,000 | – | 128,018 | – | 3.12% | – |
| GILD | New | GILEAD SCIENCES INCput | $2,787,000 | – | 23,800 | – | 3.10% | – |
| EXC | New | EXELON CORPcall | $2,482,000 | – | 79,000 | – | 2.76% | – |
| EXC | New | EXELON CORP | $2,399,000 | – | 76,366 | – | 2.66% | – |
| GILD | New | GILEAD SCIENCES INC | $1,644,000 | – | 14,041 | – | 1.83% | – |
| BAC | New | BANK AMER CORPcall | $1,551,000 | – | 91,100 | – | 1.72% | – |
| ATNY | New | API TECHNOLOGIES CORP | $1,490,000 | – | 593,782 | – | 1.66% | – |
| GILD | New | GILEAD SCIENCES INCcall | $1,276,000 | – | 10,900 | – | 1.42% | – |
| SBY | New | SILVER BAY RLTY TR CORP | $1,190,000 | – | 73,026 | – | 1.32% | – |
| WHR | New | WHIRLPOOL CORPcall | $986,000 | – | 5,700 | – | 1.10% | – |
| XOM | New | EXXON MOBIL CORPput | $832,000 | – | 10,000 | – | 0.92% | – |
| XOM | New | EXXON MOBIL CORP | $616,000 | – | 7,400 | – | 0.68% | – |
| SIAL | New | SIGMA ALDRICH CORP | $557,000 | – | 4,000 | – | 0.62% | – |
| ATLS | New | ATLAS ENERGY GROUP LLC | $522,000 | – | 104,352 | – | 0.58% | – |
| GULTU | New | GULF COAST ULTRA DEEP RTY TRroyalty tr unt | $436,000 | – | 622,419 | – | 0.48% | – |
| ARPJQ | New | ATLAS RESOURCE PARTNERS LP | $403,000 | – | 64,300 | – | 0.45% | – |
| FDO | New | FAMILY DLR STORES INC | $394,000 | – | 5,000 | – | 0.44% | – |
| OXY | New | OCCIDENTAL PETE CORP DELput | $389,000 | – | 5,000 | – | 0.43% | – |
| BHI | New | BAKER HUGHES INC | $370,000 | – | 6,000 | – | 0.41% | – |
| TWC | New | TIME WARNER CABLE INC | $356,000 | – | 2,000 | – | 0.40% | – |
| DRC | New | DRESSER-RAND GROUP INC | $341,000 | – | 4,000 | – | 0.38% | – |
| HE | New | HAWAIIAN ELEC INDUSTRIES | $333,000 | – | 11,189 | – | 0.37% | – |
| CNL | New | CLECO CORP NEW | $323,000 | – | 6,000 | – | 0.36% | – |
| ANN | New | ANN INC | $304,000 | – | 6,300 | – | 0.34% | – |
| CYN | New | CITY NATL CORP | $302,000 | – | 3,344 | – | 0.34% | – |
| WMB | New | WILLIAMS COS INC DELcall | $287,000 | – | 5,000 | – | 0.32% | – |
| SUSQ | New | SUSQUEHANNA BANCSHARES INC P | $271,000 | – | 19,193 | – | 0.30% | – |
| NLNK | New | NEWLINK GENETICS CORPput | $266,000 | – | 6,000 | – | 0.30% | – |
| TRAK | New | DEALERTRACK TECHNOLOGIES INC | $251,000 | – | 4,000 | – | 0.28% | – |
| CI | New | CIGNA CORPORATION | $243,000 | – | 1,500 | – | 0.27% | – |
| CI | New | CIGNA CORPORATIONput | $243,000 | – | 1,500 | – | 0.27% | – |
| PPO | New | POLYPORE INTL INC | $240,000 | – | 4,000 | – | 0.27% | – |
| A309PS | New | DIRECTVcall | $232,000 | – | 2,500 | – | 0.26% | – |
| QLTY | New | QUALITY DISTR INC FLA | $226,000 | – | 14,600 | – | 0.25% | – |
| SLV | New | ISHARES SILVER TRUSTishares | $225,000 | – | 15,000 | – | 0.25% | – |
| PLL | New | PALL CORP | $212,000 | – | 1,700 | – | 0.24% | – |
| MIG | New | MEADOWBROOK INS GROUP INC | $198,000 | – | 23,000 | – | 0.22% | – |
| A309PS | New | DIRECTV | $186,000 | – | 2,000 | – | 0.21% | – |
| DB | New | DEUTSCHE BANK AGput | $169,000 | – | 5,600 | – | 0.19% | – |
| CTRX | New | CATAMARAN CORP | $165,000 | – | 2,700 | – | 0.18% | – |
| RTI | New | RTI INTL METALS INC | $158,000 | – | 5,000 | – | 0.18% | – |
| HCC | New | HCC INS HLDGS INC | $154,000 | – | 2,000 | – | 0.17% | – |
| CKSW | New | CLICKSOFTWARE TECHNOLOGIES Lord | $151,000 | – | 12,000 | – | 0.17% | – |
| HCBK | New | HUDSON CITY BANCORP | $148,000 | – | 15,000 | – | 0.16% | – |
| HME | New | HOME PROPERTIES INC | $146,000 | – | 2,000 | – | 0.16% | – |
| INFA | New | INFORMATICA CORP | $145,000 | – | 3,000 | – | 0.16% | – |
| ROSE | New | ROSETTA RESOURCES INC | $139,000 | – | 6,000 | – | 0.15% | – |
| LMNS | New | LUMENIS LTD | $137,000 | – | 10,000 | – | 0.15% | – |
| FSL | New | FREESCALE SEMICONDUCTOR LTD | $134,000 | – | 3,351 | – | 0.15% | – |
| BAC | New | BANK AMER CORP | $131,000 | – | 7,672 | – | 0.14% | – |
| TBT | New | PROSHARES TR | $131,000 | – | 2,625 | – | 0.14% | – |
| PMFG | New | PMFG INC | $129,000 | – | 20,000 | – | 0.14% | – |
| PRGO | New | PERRIGO CO PLCput | $129,000 | – | 700 | – | 0.14% | – |
| PRGO | New | PERRIGO CO PLC | $129,000 | – | 700 | – | 0.14% | – |
| BSQR | New | BSQUARE CORP | $129,000 | – | 19,086 | – | 0.14% | – |
| UEPS | New | NET 1 UEPS TECHNOLOGIES INC | $128,000 | – | 7,000 | – | 0.14% | – |
| BHI | New | BAKER HUGHES INCput | $123,000 | – | 2,000 | – | 0.14% | – |
| IGTE | New | IGATE CORP | $119,000 | – | 2,500 | – | 0.13% | – |
| BBNK | New | BRIDGE CAP HLDGS | $119,000 | – | 4,000 | – | 0.13% | – |
| EXL | New | EXCEL TR INC | $110,000 | – | 7,000 | – | 0.12% | – |
| RIG | New | TRANSOCEAN LTD | $106,000 | – | 6,600 | – | 0.12% | – |
| HSP | New | HOSPIRA INC | $98,000 | – | 1,100 | – | 0.11% | – |
| TWO | New | TWO HBRS INVT CORP | $97,000 | – | 10,000 | – | 0.11% | – |
| POM | New | PEPCO HOLDINGS INC | $97,000 | – | 3,600 | – | 0.11% | – |
| WPZ | New | WILLIAMS PARTNERS L P NEW | $97,000 | – | 2,000 | – | 0.11% | – |
| JPC | New | NUVEEN PFD INCOME OPPRTNY FD | $92,000 | – | 10,000 | – | 0.10% | – |
| ADVS | New | ADVENT SOFTWARE INC | $88,000 | – | 2,000 | – | 0.10% | – |
| CSX | New | CSX CORPput | $88,000 | – | 2,700 | – | 0.10% | – |
| DRV | New | DIREXION SHS ETF TRdly r/e bear3x | $86,000 | – | 3,000 | – | 0.10% | – |
| RIG | New | TRANSOCEAN LTDput | $82,000 | – | 5,100 | – | 0.09% | – |
| LRE | New | LRR ENERGY LP | $80,000 | – | 10,600 | – | 0.09% | – |
| ISSI | New | INTEGRATED SILICON SOLUTION | $77,000 | – | 3,500 | – | 0.09% | – |
| ALTR | New | ALTERA CORP | $77,000 | – | 1,500 | – | 0.09% | – |
| DB | New | DEUTSCHE BANK AGnamen akt | $75,000 | – | 2,500 | – | 0.08% | – |
| BRCM | New | BROADCOM CORPcl a | $71,000 | – | 1,370 | – | 0.08% | – |
| OXY | New | OCCIDENTAL PETE CORP DEL | $70,000 | – | 900 | – | 0.08% | – |
| P107PS | New | MCG CAPITAL CORP | $66,000 | – | 14,568 | – | 0.07% | – |
| DB | New | DEUTSCHE BANK AGcall | $63,000 | – | 2,100 | – | 0.07% | – |
| EROC | New | EAGLE ROCK ENERGY PARTNERS Lunit | $57,000 | – | 22,900 | – | 0.06% | – |
| CSBK | New | CLIFTON BANCORP INC | $56,000 | – | 4,000 | – | 0.06% | – |
| HVB | New | HUDSON VALLEY HOLDING CORP | $56,000 | – | 2,000 | – | 0.06% | – |
| POM | New | PEPCO HOLDINGS INCput | $54,000 | – | 2,000 | – | 0.06% | – |
| MIG | New | MEADOWBROOK INS GROUP INCput | $52,000 | – | 6,000 | – | 0.06% | – |
| PRE | New | PARTNERRE LTD | $51,000 | – | 400 | – | 0.06% | – |
| IVR | New | INVESCO MORTGAGE CAPITAL INC | $50,000 | – | 3,500 | – | 0.06% | – |
| HTS | New | HATTERAS FINL CORP | $49,000 | – | 3,000 | – | 0.05% | – |
| OCR | New | OMNICARE INC | $47,000 | – | 500 | – | 0.05% | – |
| AWRE | New | AWARE INC MASS | $44,000 | – | 11,031 | – | 0.05% | – |
| 4305PS | New | ALCATEL-LUCENTsponsored adr | $36,000 | – | 10,000 | – | 0.04% | – |
| NADL | New | NORTH ATLANTIC DRILLING LTD | $29,000 | – | 24,000 | – | 0.03% | – |
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $25,000 | – | 300 | – | 0.03% | – |
| HBAN | New | HUNTINGTON BANCSHARES INC | $25,000 | – | 2,196 | – | 0.03% | – |
| KNDI | New | KANDI TECHNOLOGIES GROUP INC | $23,000 | – | 2,500 | – | 0.03% | – |
| ODP | New | OFFICE DEPOT INCput | $22,000 | – | 2,500 | – | 0.02% | – |
| 2206PS | New | PALMETTO BANCSHARES INC | $20,000 | – | 1,000 | – | 0.02% | – |
| UYG | New | PROSHARES TRultra fncls new | $15,000 | – | 200 | – | 0.02% | – |
| VNRSQ | New | VANGUARD NAT RES LLCput | $12,000 | – | 800 | – | 0.01% | – |
| COWN | New | COWEN GROUP INC NEWcl a | $10,000 | – | 1,497 | – | 0.01% | – |
| UTI | New | UNIVERSAL TECHNICAL INST INC | $9,000 | – | 1,000 | – | 0.01% | – |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $8,000 | – | 40 | – | 0.01% | – |
| ITI | New | ITERIS INC | $5,000 | – | 2,708 | – | 0.01% | – |
| RSYS | New | RADISYS CORP | $5,000 | – | 2,000 | – | 0.01% | – |
| QEPM | New | QEP MIDSTREAM PARTNERS LP | $5,000 | – | 300 | – | 0.01% | – |
| ABBV | New | ABBVIE INC | $4,000 | – | 63 | – | 0.00% | – |
| AVP | New | AVON PRODS INC | $4,000 | – | 600 | – | 0.00% | – |
| ODP | New | OFFICE DEPOT INC | $3,000 | – | 400 | – | 0.00% | – |
| APRI | New | APRICUS BIOSCIENCES INC | $2,000 | – | 1,266 | – | 0.00% | – |
| NMRX | New | NUMEREX CORP PAcl a | $2,000 | – | 200 | – | 0.00% | – |
| UNIS | New | UNILIFE CORP NEW | $2,000 | – | 1,000 | – | 0.00% | – |
| UPIP | New | UNWIRED PLANET INC NEW | $2,000 | – | 4,000 | – | 0.00% | – |
| CMLP | New | CRESTWOOD MIDSTREAM PARTNERSunit ltd partner | $2,000 | – | 200 | – | 0.00% | – |
| YRCW | New | YRC WORLDWIDE INC | $1,000 | – | 53 | – | 0.00% | – |
| VTGDF | New | VANTAGE DRILLING COMPANY | $1,000 | – | 6,000 | – | 0.00% | – |
| LUNA | New | LUNA INNOVATIONS | $1,000 | – | 1,271 | – | 0.00% | – |
| KO | New | COCA COLA CO | $0 | – | 8 | – | 0.00% | – |
| ANRZQ | New | ALPHA NAT RES INC | $0 | – | 380 | – | 0.00% | – |
| APPY | New | VENAXIS INC | $0 | – | 250 | – | 0.00% | – |