This page lists the SEC filings reported by BARCLAYS CAPITAL INC..
Type | Filed | |
---|---|---|
X-17A-5 | 2024-02-27 | EDGAR |
ABS-15G | 2024-02-13 | EDGAR |
ATS-N/MA | 2024-02-02 | EDGAR |
ATS-N/UA | 2024-01-31 | EDGAR |
ATS-N/UA | 2024-01-11 | EDGAR |
ATS-N/MA | 2023-12-12 | EDGAR |
ABS-15G | 2023-11-08 | EDGAR |
ATS-N/MA | 2023-10-19 | EDGAR |
ATS-N/UA | 2023-10-17 | EDGAR |
ATS-N/MA | 2023-10-11 | EDGAR |
ABS-15G | 2023-08-07 | EDGAR |
ATS-N/UA | 2023-05-31 | EDGAR |
ABS-15G | 2023-05-05 | EDGAR |
ATS-N/UA | 2023-04-28 | EDGAR |
X-17A-5 | 2023-02-27 | EDGAR |
ABS-15G | 2023-02-06 | EDGAR |
ATS-N/UA | 2023-01-27 | EDGAR |
ATS-N/UA | 2023-01-19 | EDGAR |
ATS-N/MA | 2022-12-21 | EDGAR |
ATS-N/CA | 2022-11-17 | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.