$68.4 Million is the total value of CALTON & ASSOCIATES, INC.'s 101 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| APPH | Exit | APPHARVEST INC | $0 | – | -17,770 | -100.0% | -0.00% | – |
| UIS | Exit | UNISYS CORP | $0 | – | -10,000 | -100.0% | -0.02% | – |
| BTEGF | Exit | BAYTEX ENERGY CORP | $0 | – | -15,095 | -100.0% | -0.02% | – |
| CARV | Exit | CARVER BANCORP INC | $0 | – | -25,150 | -100.0% | -0.03% | – |
| UONE | Exit | URBAN ONE INCcl a | $0 | – | -13,900 | -100.0% | -0.04% | – |
| SSSS | Exit | SURO CAPITAL CORP | $0 | – | -26,555 | -100.0% | -0.04% | – |
| ADPT | Exit | ADAPTIVE BIOTECHNOLOGIES COR | $0 | – | -14,020 | -100.0% | -0.04% | – |
| KMDA | Exit | KAMADA LTD | $0 | – | -19,630 | -100.0% | -0.05% | – |
| ALLO | Exit | ALLOGENE THERAPEUTICS INC | $0 | – | -22,907 | -100.0% | -0.05% | – |
| TPVG | Exit | TRIPLEPOINT VENTURE GROWTH B | $0 | – | -11,730 | -100.0% | -0.06% | – |
| FOLD | Exit | AMICUS THERAPEUTICS INC | $0 | – | -10,923 | -100.0% | -0.06% | – |
| NIO | Exit | NIO INCspon ads | $0 | – | -16,100 | -100.0% | -0.07% | – |
| TAC | Exit | TRANSALTA CORP | $0 | – | -18,479 | -100.0% | -0.08% | – |
| PID | Exit | INVESCO EXCHANGE TRADED FD Tintl divi achi | $0 | – | -10,734 | -100.0% | -0.09% | – |
| GH | Exit | GUARDANT HEALTH INC | $0 | – | -5,597 | -100.0% | -0.09% | – |
| ALL | Exit | ALLSTATE CORP | $0 | – | -1,840 | -100.0% | -0.09% | – |
| DEF | Exit | INVESCO EXCH TRD SLF IDX FDdefensive eqty | $0 | – | -2,983 | -100.0% | -0.10% | – |
| AWK | Exit | AMERICAN WTR WKS CO INC NEW | $0 | – | -1,435 | -100.0% | -0.10% | – |
| DVY | Exit | ISHARES TRselect divid etf | $0 | – | -1,819 | -100.0% | -0.10% | – |
| ALB | Exit | ALBEMARLE CORP | $0 | – | -934 | -100.0% | -0.10% | – |
| AFL | Exit | AFLAC INC | $0 | – | -3,016 | -100.0% | -0.10% | – |
| KHC | Exit | KRAFT HEINZ CO | $0 | – | -5,983 | -100.0% | -0.10% | – |
| VCR | Exit | VANGUARD WORLD FDSconsum dis etf | $0 | – | -762 | -100.0% | -0.10% | – |
| SCHX | Exit | SCHWAB STRATEGIC TRus lrg cap etf | $0 | – | -4,174 | -100.0% | -0.10% | – |
| BND | Exit | VANGUARD BD INDEX FDStotal bnd mrkt | $0 | – | -3,053 | -100.0% | -0.10% | – |
| AES | Exit | AES CORP | $0 | – | -10,666 | -100.0% | -0.10% | – |
| EXC | Exit | EXELON CORP | $0 | – | -5,456 | -100.0% | -0.10% | – |
| NI | Exit | NISOURCE INC | $0 | – | -8,177 | -100.0% | -0.10% | – |
| TD | Exit | TORONTO DOMINION BK ONT | $0 | – | -3,582 | -100.0% | -0.10% | – |
| EBR | Exit | CENTRAIS ELETRICAS BRASILEIRsponsored adr | $0 | – | -27,532 | -100.0% | -0.11% | – |
| DTE | Exit | DTE ENERGY CO | $0 | – | -2,067 | -100.0% | -0.11% | – |
| ATO | Exit | ATMOS ENERGY CORP | $0 | – | -1,991 | -100.0% | -0.11% | – |
| FDL | Exit | FIRST TR MORNINGSTAR DIVID L | $0 | – | -6,852 | -100.0% | -0.11% | – |
| KR | Exit | KROGER CO | $0 | – | -4,955 | -100.0% | -0.11% | – |
| FTSM | Exit | FIRST TR EXCHANGE-TRADED FDfirst tr enh new | $0 | – | -3,959 | -100.0% | -0.11% | – |
| VTIP | Exit | VANGUARD MALVERN FDSstrm infproidx | $0 | – | -5,023 | -100.0% | -0.11% | – |
| MRVL | Exit | MARVELL TECHNOLOGY INC | $0 | – | -3,964 | -100.0% | -0.11% | – |
| FTCS | Exit | FIRST TR EXCHANGE-TRADED FDcap strength etf | $0 | – | -3,157 | -100.0% | -0.11% | – |
| EXAS | Exit | EXACT SCIENCES CORP | $0 | – | -2,588 | -100.0% | -0.11% | – |
| STZ | Exit | CONSTELLATION BRANDS INCcl a | $0 | – | -986 | -100.0% | -0.11% | – |
| MCD | Exit | MCDONALDS CORP | $0 | – | -822 | -100.0% | -0.11% | – |
| DLS | Exit | WISDOMTREE TRintl smcap div | $0 | – | -4,122 | -100.0% | -0.11% | – |
| SMCI | Exit | SUPER MICRO COMPUTER INC | $0 | – | -1,001 | -100.0% | -0.12% | – |
| CFA | Exit | VICTORY PORTFOLIOS II | $0 | – | -3,503 | -100.0% | -0.12% | – |
| IYJ | Exit | ISHARES TRus industrials | $0 | – | -2,381 | -100.0% | -0.12% | – |
| NRG | Exit | NRG ENERGY INC | $0 | – | -6,818 | -100.0% | -0.12% | – |
| AEP | Exit | AMERICAN ELEC PWR CO INC | $0 | – | -3,052 | -100.0% | -0.12% | – |
| DON | Exit | WISDOMTREE TRus midcap divid | $0 | – | -6,101 | -100.0% | -0.12% | – |
| GUNR | Exit | FLEXSHARES TRmornstar upstr | $0 | – | -6,562 | -100.0% | -0.12% | – |
| VGT | Exit | VANGUARD WORLD FDSinf tech etf | $0 | – | -595 | -100.0% | -0.12% | – |
| URI | Exit | UNITED RENTALS INC | $0 | – | -606 | -100.0% | -0.13% | – |
| FTSL | Exit | FIRST TR EXCHANGE-TRADED FDsenior ln fd | $0 | – | -5,960 | -100.0% | -0.13% | – |
| RDVY | Exit | FIRST TR EXCHANGE-TRADED FDrisng divd achiv | $0 | – | -5,780 | -100.0% | -0.13% | – |
| Exit | BLACKROCK ESG CAP ALLC TERM | $0 | – | -17,528 | -100.0% | -0.13% | – | |
| RJF | Exit | RAYMOND JAMES FINL INC | $0 | – | -2,715 | -100.0% | -0.13% | – |
| Exit | GSK PLCsponsored adr | $0 | – | -7,978 | -100.0% | -0.13% | – | |
| GNR | Exit | SPDR INDEX SHS FDSglb nat resrce | $0 | – | -5,404 | -100.0% | -0.14% | – |
| COST | Exit | COSTCO WHSL CORP NEW | $0 | – | -541 | -100.0% | -0.14% | – |
| CVS | Exit | CVS HEALTH CORP | $0 | – | -4,261 | -100.0% | -0.14% | – |
| OLED | Exit | UNIVERSAL DISPLAY CORP | $0 | – | -2,046 | -100.0% | -0.14% | – |
| IWM | Exit | ISHARES TRrussell 2000 etf | $0 | – | -1,616 | -100.0% | -0.14% | – |
| BKLN | Exit | INVESCO EXCH TRADED FD TR IIsr ln etf | $0 | – | -14,715 | -100.0% | -0.14% | – |
| SPTL | Exit | SPDR SER TRportfolio ln tsr | $0 | – | -10,560 | -100.0% | -0.15% | – |
| C | Exit | CITIGROUP INC | $0 | – | -6,889 | -100.0% | -0.15% | – |
| EUFN | Exit | ISHARES TRmsci euro fl etf | $0 | – | -16,670 | -100.0% | -0.15% | – |
| ETR | Exit | ENTERGY CORP NEW | $0 | – | -3,303 | -100.0% | -0.15% | – |
| Exit | FRANKLIN BSP RLTY TR INC | $0 | – | -22,819 | -100.0% | -0.15% | – | |
| SDY | Exit | SPDR SER TRs&p divid etf | $0 | – | -2,647 | -100.0% | -0.15% | – |
| CMF | Exit | ISHARES TRcalif mun bd etf | $0 | – | -5,886 | -100.0% | -0.16% | – |
| QCOM | Exit | QUALCOMM INC | $0 | – | -2,908 | -100.0% | -0.16% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDsponsored ads | $0 | – | -4,276 | -100.0% | -0.17% | – |
| AAP | Exit | ADVANCE AUTO PARTS INC | $0 | – | -5,100 | -100.0% | -0.17% | – |
| VOOG | Exit | VANGUARD ADMIRAL FDS INC500 grth idx f | $0 | – | -1,477 | -100.0% | -0.18% | – |
| MMM | Exit | 3M CO | $0 | – | -3,766 | -100.0% | -0.18% | – |
| CMI | Exit | CUMMINS INC | $0 | – | -1,551 | -100.0% | -0.18% | – |
| EFA | Exit | ISHARES TRmsci eafe etf | $0 | – | -5,253 | -100.0% | -0.18% | – |
| PEP | Exit | PEPSICO INC | $0 | – | -2,067 | -100.0% | -0.18% | – |
| CSX | Exit | CSX CORP | $0 | – | -11,339 | -100.0% | -0.18% | – |
| CTBI | Exit | COMMUNITY TR BANCORP INC | $0 | – | -11,244 | -100.0% | -0.19% | – |
| BA | Exit | BOEING CO | $0 | – | -1,921 | -100.0% | -0.19% | – |
| SPHD | Exit | INVESCO EXCH TRADED FD TR IIs&p500 hdl vol | $0 | – | -9,848 | -100.0% | -0.19% | – |
| ICVT | Exit | ISHARES TRconv bd etf | $0 | – | -5,353 | -100.0% | -0.19% | – |
| BCAT | Exit | BLACKROCK CAP ALLOCATION TER | $0 | – | -26,870 | -100.0% | -0.19% | – |
| DBEF | Exit | DBX ETF TRxtrack msci eafe | $0 | – | -11,646 | -100.0% | -0.19% | – |
| MS | Exit | MORGAN STANLEY | $0 | – | -4,867 | -100.0% | -0.19% | – |
| EWZ | Exit | ISHARES INCmsci brazil etf | $0 | – | -12,877 | -100.0% | -0.20% | – |
| AFIN | Exit | THE NECESSITY RETAIL REIT IN | $0 | – | -63,073 | -100.0% | -0.20% | – |
| DXJ | Exit | WISDOMTREE TRjapn hedge eqt | $0 | – | -5,225 | -100.0% | -0.20% | – |
| JBHT | Exit | HUNT J B TRANS SVCS INC | $0 | – | -2,414 | -100.0% | -0.20% | – |
| TGT | Exit | TARGET CORP | $0 | – | -3,426 | -100.0% | -0.21% | – |
| KBE | Exit | SPDR SER TRs&p bk etf | $0 | – | -12,961 | -100.0% | -0.22% | – |
| GSY | Exit | INVESCO ACTIVELY MANAGED ETFultra shrt dur | $0 | – | -9,742 | -100.0% | -0.23% | – |
| SPDW | Exit | SPDR INDEX SHS FDSportfolio devlpd | $0 | – | -15,078 | -100.0% | -0.23% | – |
| XBI | Exit | SPDR SER TRs&p biotech | $0 | – | -6,085 | -100.0% | -0.24% | – |
| HON | Exit | HONEYWELL INTL INC | $0 | – | -2,475 | -100.0% | -0.24% | – |
| PFE | Exit | PFIZER INC | $0 | – | -14,073 | -100.0% | -0.24% | – |
| ITOT | Exit | ISHARES TRcore s&p ttl stk | $0 | – | -5,279 | -100.0% | -0.24% | – |
| SPEM | Exit | SPDR INDEX SHS FDSportfolio emg mk | $0 | – | -15,143 | -100.0% | -0.24% | – |
| PEG | Exit | PUBLIC SVC ENTERPRISE GRP IN | $0 | – | -8,430 | -100.0% | -0.25% | – |
| GNRC | Exit | GENERAC HLDGS INC | $0 | – | -3,650 | -100.0% | -0.25% | – |
| MRK | Exit | MERCK & CO INC | $0 | – | -4,840 | -100.0% | -0.26% | – |
| AMD | Exit | ADVANCED MICRO DEVICES INC | $0 | – | -5,146 | -100.0% | -0.27% | – |
| IJT | Exit | ISHARES TRs&p sml 600 gwt | $0 | – | -5,183 | -100.0% | -0.28% | – |
| FLOT | Exit | ISHARES TRfltg rate nt etf | $0 | – | -11,783 | -100.0% | -0.28% | – |
| Exit | INVENTRUST PPTYS CORP | $0 | – | -26,398 | -100.0% | -0.28% | – | |
| GS | Exit | GOLDMAN SACHS GROUP INC | $0 | – | -1,904 | -100.0% | -0.29% | – |
| NEE | Exit | NEXTERA ENERGY INC | $0 | – | -8,342 | -100.0% | -0.29% | – |
| LLY | Exit | LILLY ELI & CO | $0 | – | -1,320 | -100.0% | -0.29% | – |
| IVV | Exit | ISHARES TRcore s&p500 etf | $0 | – | -1,400 | -100.0% | -0.29% | – |
| AGG | Exit | ISHARES TRcore us aggbd et | $0 | – | -6,480 | -100.0% | -0.30% | – |
| CSCO | Exit | CISCO SYS INC | $0 | – | -12,324 | -100.0% | -0.30% | – |
| PKW | Exit | INVESCO EXCHANGE TRADED FD Tbuyback achiev | $0 | – | -7,267 | -100.0% | -0.30% | – |
| HYMB | Exit | SPDR SER TRnuveen bloomberg | $0 | – | -26,112 | -100.0% | -0.30% | – |
| IVW | Exit | ISHARES TRs&p 500 grwt etf | $0 | – | -9,811 | -100.0% | -0.32% | – |
| EWC | Exit | ISHARES INCmsci cda etf | $0 | – | -19,794 | -100.0% | -0.32% | – |
| WIP | Exit | SPDR SER TRftse int gvt etf | $0 | – | -16,963 | -100.0% | -0.33% | – |
| CWB | Exit | SPDR SER TRbbg conv sec etf | $0 | – | -10,537 | -100.0% | -0.34% | – |
| GWW | Exit | GRAINGER W W INC | $0 | – | -950 | -100.0% | -0.35% | – |
| BAC | Exit | BANK AMERICA CORP | $0 | – | -26,283 | -100.0% | -0.35% | – |
| KXI | Exit | ISHARES TRglb cnsm stp etf | $0 | – | -13,448 | -100.0% | -0.38% | – |
| Exit | CAPITAL GROUP GBL GROWTH EQT | $0 | – | -34,043 | -100.0% | -0.39% | – | |
| USMV | Exit | ISHARES TRmsci usa min vol | $0 | – | -11,423 | -100.0% | -0.40% | – |
| IBB | Exit | ISHARES TRishares biotech | $0 | – | -7,045 | -100.0% | -0.42% | – |
| PEY | Exit | INVESCO EXCHANGE TRADED FD Thig yld eq div | $0 | – | -46,713 | -100.0% | -0.42% | – |
| VNQ | Exit | VANGUARD INDEX FDSreal estate etf | $0 | – | -10,807 | -100.0% | -0.42% | – |
| EEM | Exit | ISHARES TRmsci emg mkt etf | $0 | – | -23,063 | -100.0% | -0.42% | – |
| EDOG | Exit | ALPS ETF TRem sect div dg | $0 | – | -45,879 | -100.0% | -0.45% | – |
| PFF | Exit | ISHARES TRpfd and incm sec | $0 | – | -31,998 | -100.0% | -0.46% | – |
| BIV | Exit | VANGUARD BD INDEX FDSintermed term | $0 | – | -13,261 | -100.0% | -0.46% | – |
| ITA | Exit | ISHARES TRus aer def etf | $0 | – | -8,623 | -100.0% | -0.47% | – |
| DIS | Exit | DISNEY WALT CO | $0 | – | -12,250 | -100.0% | -0.51% | – |
| VIS | Exit | VANGUARD WORLD FDSindustrial etf | $0 | – | -5,355 | -100.0% | -0.51% | – |
| XME | Exit | SPDR SER TRs&p metals mng | $0 | – | -21,769 | -100.0% | -0.52% | – |
| MGV | Exit | VANGUARD WORLD FDmega cap val etf | $0 | – | -10,842 | -100.0% | -0.52% | – |
| PNC | Exit | PNC FINL SVCS GROUP INC | $0 | – | -8,996 | -100.0% | -0.53% | – |
| FEZ | Exit | SPDR INDEX SHS FDSeuro stoxx 50 | $0 | – | -24,734 | -100.0% | -0.53% | – |
| VDE | Exit | VANGUARD WORLD FDSenergy etf | $0 | – | -10,183 | -100.0% | -0.54% | – |
| CDC | Exit | VICTORY PORTFOLIOS II | $0 | – | -20,127 | -100.0% | -0.54% | – |
| PDP | Exit | INVESCO EXCHANGE TRADED FD Tdwa momentum | $0 | – | -14,367 | -100.0% | -0.54% | – |
| INDA | Exit | ISHARES TRmsci india etf | $0 | – | -28,187 | -100.0% | -0.57% | – |
| TFLO | Exit | ISHARES TRtrs flt rt bd | $0 | – | -25,708 | -100.0% | -0.61% | – |
| FPX | Exit | FIRST TR EXCHANGE TRADED FDus eqty oppt etf | $0 | – | -15,768 | -100.0% | -0.65% | – |
| STIP | Exit | ISHARES TR0-5 yr tips etf | $0 | – | -14,791 | -100.0% | -0.67% | – |
| CFO | Exit | VICTORY PORTFOLIOS II | $0 | – | -23,978 | -100.0% | -0.69% | – |
| GOOG | Exit | ALPHABET INCcap stk cl c | $0 | – | -13,158 | -100.0% | -0.74% | – |
| SPTM | Exit | SPDR SER TRportfoli s&p1500 | $0 | – | -29,472 | -100.0% | -0.75% | – |
| TOTL | Exit | SSGA ACTIVE ETF TRspdr tr tactic | $0 | – | -40,279 | -100.0% | -0.76% | – |
| KRE | Exit | SPDR SER TRs&p regl bkg | $0 | – | -40,244 | -100.0% | -0.77% | – |
| BSV | Exit | VANGUARD BD INDEX FDSshort trm bond | $0 | – | -22,695 | -100.0% | -0.80% | – |
| VPU | Exit | VANGUARD WORLD FDSutilities etf | $0 | – | -12,520 | -100.0% | -0.83% | – |
| VOO | Exit | VANGUARD INDEX FDS | $0 | – | -5,215 | -100.0% | -0.99% | – |
| Exit | CAPITAL GROUP GROWTH ETF | $0 | – | -99,207 | -100.0% | -1.17% | – | |
| SLYV | Exit | SPDR SER TRs&p 600 smcp val | $0 | – | -36,252 | -100.0% | -1.30% | – |
| SPYD | Exit | SPDR SER TRprtflo s&p500 hi | $0 | – | -91,778 | -100.0% | -1.59% | – |
| FCOR | Exit | FIDELITY MERRIMACK STR TRcorp bond etf | $0 | – | -75,427 | -100.0% | -1.61% | – |
| MGC | Exit | VANGUARD WORLD FDmega cap index | $0 | – | -24,357 | -100.0% | -1.78% | – |
| FLRN | Exit | SPDR SER TRbloomberg invt | $0 | – | -126,023 | -100.0% | -1.80% | – |
| VDC | Exit | VANGUARD WORLD FDSconsum stp etf | $0 | – | -21,667 | -100.0% | -1.96% | – |
| VHT | Exit | VANGUARD WORLD FDShealth car etf | $0 | – | -17,325 | -100.0% | -1.98% | – |
| BIL | Exit | SPDR SER TRbloomberg 1-3 mo | $0 | – | -47,413 | -100.0% | -2.03% | – |
| SRLN | Exit | SSGA ACTIVE ETF TRblackstone senr | $0 | – | -118,785 | -100.0% | -2.32% | – |
| VFH | Exit | VANGUARD WORLD FDSfinancials etf | $0 | – | -82,909 | -100.0% | -3.14% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-01
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 24 | Q3 2023 | 5.9% |
| SPDR SP 500 ETF TRUST UNIT SER 1 SP | 24 | Q3 2023 | 5.0% |
| MICROSOFT CORP | 24 | Q3 2023 | 2.5% |
| SELECT SECTOR SPDR TR HEALTH CARE FORMERLY CONSUMER SVCS TO 06242002 | 24 | Q3 2023 | 3.4% |
| ISHARES TR | 24 | Q3 2023 | 2.0% |
| AMAZONCOM INC | 24 | Q3 2023 | 2.2% |
| VANGUARD INDEX FDS VANGUARD GROWTH ETF FORMERLY VANGUARD INDEX TR VIPERS | 24 | Q3 2023 | 2.4% |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | 24 | Q3 2023 | 3.5% |
| EXXON MOBIL CORPORATION 3 | 24 | Q3 2023 | 4.4% |
| HOME DEPOT INC COM | 24 | Q3 2023 | 1.2% |
View CALTON & ASSOCIATES, INC.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-16 |
| 13F-HR | 2024-02-07 |
| X-17A-5/A | 2024-01-02 |
| X-17A-5 | 2023-12-27 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-07-24 |
| 13F-HR | 2023-04-19 |
| 13F-HR | 2023-01-18 |
| X-17A-5/A | 2022-12-29 |
| X-17A-5 | 2022-12-21 |
View CALTON & ASSOCIATES, INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.