This page lists the SEC filings reported by CALTON & ASSOCIATES, INC..
| Type | Filed | |
|---|---|---|
| 13F-HR | 2024-04-16 | EDGAR |
| 13F-HR | 2024-02-07 | EDGAR |
| X-17A-5/A | 2024-01-02 | EDGAR |
| X-17A-5 | 2023-12-27 | EDGAR |
| 13F-HR | 2023-11-01 | EDGAR |
| 13F-HR | 2023-07-24 | EDGAR |
| 13F-HR | 2023-04-19 | EDGAR |
| 13F-HR | 2023-01-18 | EDGAR |
| X-17A-5/A | 2022-12-29 | EDGAR |
| X-17A-5 | 2022-12-21 | EDGAR |
| 13F-HR | 2022-10-31 | EDGAR |
| 13F-HR | 2022-07-12 | EDGAR |
| 13F-HR/A | 2022-04-26 | EDGAR |
| 13F-HR | 2022-04-12 | EDGAR |
| 13F-HR | 2022-01-13 | EDGAR |
| X-17A-5 | 2021-11-24 | EDGAR |
| 13F-HR | 2021-11-05 | EDGAR |
| 13F-HR | 2021-08-11 | EDGAR |
| 13F-HR | 2021-05-03 | EDGAR |
| 13F-HR | 2021-01-25 | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.