$375 Million is the total value of CALTON & ASSOCIATES, INC.'s 365 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TXMD | Exit | THERAPEUTICS MD INC | $0 | – | -12,000 | -100.0% | -0.00% | – |
| CS | Exit | CREDIT SUISSE GROUP SPON ADR-REP 1 ORD CHF0.40REGDsponsored adr | $0 | – | -15,011 | -100.0% | -0.03% | – |
| SUNS | Exit | SOLAR SENIOR CAPITAL LTD | $0 | – | -12,182 | -100.0% | -0.04% | – |
| SYY | Exit | SYSCO CORP COM | $0 | – | -2,553 | -100.0% | -0.04% | – |
| GIS | Exit | GENERAL MILLS INC | $0 | – | -3,345 | -100.0% | -0.04% | – |
| FEP | Exit | FIRST TRUST EUROPE ALPHADEXeurope alphadex | $0 | – | -4,946 | -100.0% | -0.04% | – |
| GLW | Exit | CORNING INC | $0 | – | -5,698 | -100.0% | -0.04% | – |
| VCR | Exit | VANGUARD SECTOR INDEX FDS VANGUARD CONSUMER DISCRETIONARY VIPERSconsum dis etf | $0 | – | -687 | -100.0% | -0.05% | – |
| MS | Exit | MORGAN STANLEY | $0 | – | -2,200 | -100.0% | -0.05% | – |
| NBIX | Exit | NEUROCRINE BIOSCIENCES INC | $0 | – | -2,263 | -100.0% | -0.05% | – |
| WBA | Exit | WALGREENS BOOTS ALLIANCE INC COM | $0 | – | -4,687 | -100.0% | -0.05% | – |
| EBAY | Exit | EBAY INC | $0 | – | -3,170 | -100.0% | -0.05% | – |
| GD | Exit | GENERAL DYNAMICS CRP | $0 | – | -1,150 | -100.0% | -0.05% | – |
| ARKG | Exit | ARK GENOMIC REVL MULTI-SECTOR ETFgenomic rev etf | $0 | – | -3,098 | -100.0% | -0.05% | – |
| DOCU | Exit | DOCUSIGN INC | $0 | – | -934 | -100.0% | -0.05% | – |
| GH | Exit | GUARDANT HEALTH INC COM | $0 | – | -1,921 | -100.0% | -0.05% | – |
| ALLO | Exit | ALLOGENE THERAPEUTICS INC COM | $0 | – | -9,546 | -100.0% | -0.05% | – |
| NEO | Exit | NEOGENOMICS INC COM NEW | $0 | – | -5,087 | -100.0% | -0.05% | – |
| PRU | Exit | PRUDENTIAL FINL INC | $0 | – | -2,400 | -100.0% | -0.06% | – |
| NSC | Exit | NORFOLK SOUTHERN CRP | $0 | – | -1,045 | -100.0% | -0.06% | – |
| NOC | Exit | NORTHROP GRUMMAN CORP HOLDING CO | $0 | – | -722 | -100.0% | -0.06% | – |
| SO | Exit | SOUTHERN CO | $0 | – | -4,255 | -100.0% | -0.06% | – |
| GILD | Exit | GILEAD SCIENCES INC | $0 | – | -3,958 | -100.0% | -0.06% | – |
| ALL | Exit | ALLSTATE CORP | $0 | – | -2,223 | -100.0% | -0.06% | – |
| VBK | Exit | VANGUARD INDEX FDS VANGUARD SMALL CAP GROWTH VIPERS FORMERLY VANGUARD INDEX TRsml cp grw etf | $0 | – | -1,033 | -100.0% | -0.06% | – |
| USRT | Exit | ISHARES CORE US REIT ETFcre u s reit etf | $0 | – | -4,982 | -100.0% | -0.06% | – |
| MET | Exit | METLIFE INC 5.625 PFD SE | $0 | – | -5,307 | -100.0% | -0.06% | – |
| MGV | Exit | VANGUARD WORLD FD MEGA CAP VALUE ETFmega cap val etf | $0 | – | -3,396 | -100.0% | -0.07% | – |
| LVS | Exit | LAS VEGAS SANDS CORP | $0 | – | -9,411 | -100.0% | -0.08% | – |
| DKS | Exit | DICKS SPORTING GOODS INC COM | $0 | – | -2,963 | -100.0% | -0.08% | – |
| XLRN | Exit | ACCELERON PHARMA COM USD0.001 | $0 | – | -2,151 | -100.0% | -0.08% | – |
| JNK | Exit | SPDR SERIES TRUST BLOOMBERG BRCLYSbloomberg brclys | $0 | – | -3,405 | -100.0% | -0.08% | – |
| AA | Exit | ALCOA CORP COM NEW | $0 | – | -7,657 | -100.0% | -0.08% | – |
| NET | Exit | CLOUDFLARE INC - CLASS A | $0 | – | -3,372 | -100.0% | -0.08% | – |
| IYM | Exit | ISHARES DOW JONES U.S. BASIC MATERIAL SECTOR ETFu.s. bas mtl etf | $0 | – | -3,138 | -100.0% | -0.08% | – |
| IJS | Exit | ISHARES TR SP SMALLCAP 600 VALUE INDEX FDsp smcp600vl etf | $0 | – | -4,085 | -100.0% | -0.09% | – |
| RMD | Exit | RESMED INC | $0 | – | -1,585 | -100.0% | -0.09% | – |
| IVE | Exit | ISHARES SP 500 VALUE ETFs&p 500 val etf | $0 | – | -3,218 | -100.0% | -0.10% | – |
| VOE | Exit | VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHSmcap vl idxvip | $0 | – | -3,567 | -100.0% | -0.11% | – |
| MGK | Exit | VANGUARD WORLD FD MEGA CAP GROWTH ETFmega grwth ind | $0 | – | -2,142 | -100.0% | -0.11% | – |
| VOT | Exit | VANGUARD INDEX FDS MIDCAP GROWTH INDEX VIPER SHSmcap gr idxvip | $0 | – | -2,922 | -100.0% | -0.15% | – |
| MDY | Exit | SPDR SP MIDCAP 400 ETF TR UTSER1 SPDCRPutser1 s&pdcrp | $0 | – | -1,507 | -100.0% | -0.16% | – |
| MRNA | Exit | MODERNA INC COM | $0 | – | -2,247 | -100.0% | -0.19% | – |
| IYH | Exit | ISHARES U S HEALTHCARE ETFus hlthcare etf | $0 | – | -3,376 | -100.0% | -0.20% | – |
| IYW | Exit | ISHARES US TECHNOLOGY ETFu.s. tech etf | $0 | – | -9,378 | -100.0% | -0.21% | – |
| IYF | Exit | ISHARES U S FINANCIALS ETFu.s. finls etf | $0 | – | -11,732 | -100.0% | -0.21% | – |
| IAU | Exit | ISHARES GOLD TRUST ISHARES ISIN US4642851053 SEDOL B0SF3S5ishares new | $0 | – | -46,014 | -100.0% | -0.34% | – |
| PGX | Exit | INVESCO PREFERRED ETFpfd etf | $0 | – | -115,612 | -100.0% | -0.38% | – |
| EMXC | Exit | ISHARES MSCI EMR MRK EX CHNAmsci emrg chn | $0 | – | -32,217 | -100.0% | -0.43% | – |
| IYE | Exit | ISHARES U S ENERGY ETFu.s. energy etf | $0 | – | -75,259 | -100.0% | -0.46% | – |
| CMDY | Exit | ISHARES U S ETF TR BLOOMBERG ROLLbloomberg roll | $0 | – | -40,154 | -100.0% | -0.51% | – |
| NHC | Exit | NATIONAL HEALTHCARE CORP | $0 | – | -35,997 | -100.0% | -0.55% | – |
| IBDM | Exit | ISHARES TRUST IBONDS DEC 2021 TERM CORP ETFibonds dec21 etf | $0 | – | -197,210 | -100.0% | -1.07% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-01-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 24 | Q3 2023 | 5.9% |
| SPDR SP 500 ETF TRUST UNIT SER 1 SP | 24 | Q3 2023 | 5.0% |
| MICROSOFT CORP | 24 | Q3 2023 | 2.5% |
| SELECT SECTOR SPDR TR HEALTH CARE FORMERLY CONSUMER SVCS TO 06242002 | 24 | Q3 2023 | 3.4% |
| ISHARES TR | 24 | Q3 2023 | 2.0% |
| AMAZONCOM INC | 24 | Q3 2023 | 2.2% |
| VANGUARD INDEX FDS VANGUARD GROWTH ETF FORMERLY VANGUARD INDEX TR VIPERS | 24 | Q3 2023 | 2.4% |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | 24 | Q3 2023 | 3.5% |
| EXXON MOBIL CORPORATION 3 | 24 | Q3 2023 | 4.4% |
| HOME DEPOT INC COM | 24 | Q3 2023 | 1.2% |
View CALTON & ASSOCIATES, INC.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-16 |
| 13F-HR | 2024-02-07 |
| X-17A-5/A | 2024-01-02 |
| X-17A-5 | 2023-12-27 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-07-24 |
| 13F-HR | 2023-04-19 |
| 13F-HR | 2023-01-18 |
| X-17A-5/A | 2022-12-29 |
| X-17A-5 | 2022-12-21 |
View CALTON & ASSOCIATES, INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.