$514 Million is the total value of CALTON & ASSOCIATES, INC.'s 397 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IAU | New | ISHARES GOLD TRUST ISHARES ISIN US4642851053 SEDOL B0SF3S5ishares | $3,202,000 | – | 196,909 | +100.0% | 0.62% | – |
| PTH | New | INVESCO DWA HEALTHCARE MOMENTUM ETFdwa healthcare | $1,676,000 | – | 10,670 | +100.0% | 0.33% | – |
| DVLU | New | FIRST TRUST DORSEY WRIGHT MOMENTUM VALdorsy wrgh vlu | $1,196,000 | – | 53,507 | +100.0% | 0.23% | – |
| FLTR | New | Van Eck Vectors ETF Trust Floating Rateinvt grade fltg | $1,031,000 | – | 40,618 | +100.0% | 0.20% | – |
| PRN | New | INVESCO EXCHANGE TRADED FD TR DWA INDLS MUMT COMMON STOCKdwa indls mumt | $960,000 | – | 9,391 | +100.0% | 0.19% | – |
| MINT | New | PIMCO ETF TR ENHANCED SHORT MAT ACTIVE ETFenhan shrt ma ac | $940,000 | – | 9,221 | +100.0% | 0.18% | – |
| SJNK | New | SPDR SER TR BLOOMBERG SRT TRbloomberg srt tr | $915,000 | – | 33,488 | +100.0% | 0.18% | – |
| PSL | New | INVESCO DWA CONSUMER STAPLE MOMENTUM ETFdwa staples | $811,000 | – | 8,753 | +100.0% | 0.16% | – |
| ARKF | New | ARK FINTECH INNOVATION ETFfintech innova | $461,000 | – | 9,027 | +100.0% | 0.09% | – |
| SYK | New | STRYKER CORP | $442,000 | – | 1,813 | +100.0% | 0.09% | – |
| LIT | New | GLOBAL X FDS GLOBAL X LITHIUM ETFlithium btry etf | $387,000 | – | 6,619 | +100.0% | 0.08% | – |
| FSKR | New | FS KKR CAP CORP II COM | $371,000 | – | 18,974 | +100.0% | 0.07% | – |
| QQQJ | New | INVESCO EXCH TRADED FD TR II NASDAQNXTGEN100 COMMON STOCKnasdaqnxtgen100 | $367,000 | – | 11,530 | +100.0% | 0.07% | – |
| FIW | New | FIRST TRUST WATER ETF FORMERLY FIRST TRUST ISE WATER INDEXwtr etf | $359,000 | – | 4,585 | +100.0% | 0.07% | – |
| HZNP | New | HORIZON PHARMA PLC ISIN IE00BQPVQZ61 | $349,000 | – | 3,794 | +100.0% | 0.07% | – |
| AFL | New | AFLAC INC | $328,000 | – | 6,412 | +100.0% | 0.06% | – |
| DE | New | DEERE COMPANY | $328,000 | – | 876 | +100.0% | 0.06% | – |
| BSCQ | New | INVESCO BULLETSHARES 2026 CO | $320,000 | – | 15,005 | +100.0% | 0.06% | – |
| PLTR | New | PALANTIR TECHNOLOGIES INCcl a | $315,000 | – | 13,512 | +100.0% | 0.06% | – |
| BSCP | New | INVESCO BULLETSHARES 2025 CO | $306,000 | – | 13,834 | +100.0% | 0.06% | – |
| BSCO | New | INVESCO BULLETSHARES 2024 CO | $310,000 | – | 13,965 | +100.0% | 0.06% | – |
| SBUX | New | STARBUCKS CORP COM USD0.001 | $297,000 | – | 2,714 | +100.0% | 0.06% | – |
| NUE | New | NUCOR CORP COM | $285,000 | – | 3,552 | +100.0% | 0.06% | – |
| BSCR | New | INVESCO BULLETSHARES 2027 CO | $282,000 | – | 13,070 | +100.0% | 0.06% | – |
| PEY | New | INVESCO HIGH YIELD EQTY DIVIDEND ACHIEVERS ETFhig yld eq div | $281,000 | – | 13,889 | +100.0% | 0.06% | – |
| ATO | New | ATMOS ENERGY CORP | $275,000 | – | 2,785 | +100.0% | 0.05% | – |
| CIBR | New | FIRST TR EXCH-TRADED FND II FIRST TRnasdaq cyb etf | $277,000 | – | 6,630 | +100.0% | 0.05% | – |
| FNY | New | FIRST TR EXCHANGE-TRADED ALPHADEX FD MID CAP GROWTH ALPHADEX FDmid cp gr alph | $252,000 | – | 3,701 | +100.0% | 0.05% | – |
| EVRG | New | EVERGY INC COM | $253,000 | – | 4,251 | +100.0% | 0.05% | – |
| NI | New | NISOURCE INC | $247,000 | – | 10,227 | +100.0% | 0.05% | – |
| XLE | New | SECTOR SPDR TR SHS BEN INT ENERGYenergy | $249,000 | – | 5,076 | +100.0% | 0.05% | – |
| LIN | New | LINDE PLC SH | $239,000 | – | 854 | +100.0% | 0.05% | – |
| GD | New | GENERAL DYNAMICS CRP | $239,000 | – | 1,313 | +100.0% | 0.05% | – |
| BKLN | New | INVESCO SENIOR LOAN ETFsr ln etf | $243,000 | – | 11,003 | +100.0% | 0.05% | – |
| DAL | New | DELTA AIR LINES INC DEL COM NEW | $236,000 | – | 4,886 | +100.0% | 0.05% | – |
| XHE | New | SPDR SP HEALTH CARE EQUIPMENT ETFhlth cr equip | $229,000 | – | 1,915 | +100.0% | 0.04% | – |
| FLV | New | AMERICAN CENTURY FOCUSED LARfocused lrg cap | $232,000 | – | 3,995 | +100.0% | 0.04% | – |
| RJF | New | RAYMOND JAMES FINL INC | $222,000 | – | 1,810 | +100.0% | 0.04% | – |
| BP | New | BP PLC SPONSORED ADRsponsored adr | $218,000 | – | 8,942 | +100.0% | 0.04% | – |
| ALLO | New | ALLOGENE THERAPEUTICS INC COM | $214,000 | – | 6,067 | +100.0% | 0.04% | – |
| FMIL | New | FIDELITY COVINGTON TR NEW MILLENNIUM COMMON STOCKnew millennium | $214,000 | – | 7,755 | +100.0% | 0.04% | – |
| DKNG | New | DRAFTKINGS INC COM CL A | $215,000 | – | 3,508 | +100.0% | 0.04% | – |
| AMLP | New | ALPS ETF TR ALERIAN MLP ETFalerian mlp | $213,000 | – | 6,973 | +100.0% | 0.04% | – |
| DLTR | New | DOLLAR TREE INC COM | $209,000 | – | 1,829 | +100.0% | 0.04% | – |
| TAN | New | INVESCO SOLAR ETFsolar etf | $213,000 | – | 2,320 | +100.0% | 0.04% | – |
| MAR | New | MARRIOTT INTL INC CL Acl a | $211,000 | – | 1,424 | +100.0% | 0.04% | – |
| AXP | New | AMERICAN EXPRESS CO | $209,000 | – | 1,475 | +100.0% | 0.04% | – |
| AL | New | AIR LEASE CORP USD0.01cl a | $204,000 | – | 4,156 | +100.0% | 0.04% | – |
| CDL | New | VICTORYSHARES US LARGE CAP HIGH DIV VOLATILITY WTD ETF | $208,000 | – | 3,796 | +100.0% | 0.04% | – |
| HNDL | New | STRATEGY SHARES NS 7HANDL IDX ETFns 7handl idx | $208,000 | – | 8,398 | +100.0% | 0.04% | – |
| SPE | New | SPECIAL OPPORTUNITIES FUND | $198,000 | – | 13,516 | +100.0% | 0.04% | – |
| QQEW | New | FIRST TRUST NASDAQ 100 EQUAL W EIGHT INDEX | $201,000 | – | 1,945 | +100.0% | 0.04% | – |
| PID | New | INVESCO INTERNATIONAL DIV ACHIEVERS ETFintl divi achi | $194,000 | – | 11,610 | +100.0% | 0.04% | – |
| ACB | New | AURORA CANNABIS INC | $152,000 | – | 16,350 | +100.0% | 0.03% | – |
| TACO | New | DEL TACO RESTAURANTS INC | $105,000 | – | 10,951 | +100.0% | 0.02% | – |
| PSEC | New | PROSPECT CAP CORP | $85,000 | – | 11,127 | +100.0% | 0.02% | – |
| PTMN | New | PORTMAN RIDGE FIN CORP | $41,000 | – | 18,788 | +100.0% | 0.01% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-03
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 24 | Q3 2023 | 5.9% |
| SPDR SP 500 ETF TRUST UNIT SER 1 SP | 24 | Q3 2023 | 5.0% |
| MICROSOFT CORP | 24 | Q3 2023 | 2.5% |
| SELECT SECTOR SPDR TR HEALTH CARE FORMERLY CONSUMER SVCS TO 06242002 | 24 | Q3 2023 | 3.4% |
| ISHARES TR | 24 | Q3 2023 | 2.0% |
| AMAZONCOM INC | 24 | Q3 2023 | 2.2% |
| VANGUARD INDEX FDS VANGUARD GROWTH ETF FORMERLY VANGUARD INDEX TR VIPERS | 24 | Q3 2023 | 2.4% |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | 24 | Q3 2023 | 3.5% |
| EXXON MOBIL CORPORATION 3 | 24 | Q3 2023 | 4.4% |
| HOME DEPOT INC COM | 24 | Q3 2023 | 1.2% |
View CALTON & ASSOCIATES, INC.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-16 |
| 13F-HR | 2024-02-07 |
| X-17A-5/A | 2024-01-02 |
| X-17A-5 | 2023-12-27 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-07-24 |
| 13F-HR | 2023-04-19 |
| 13F-HR | 2023-01-18 |
| X-17A-5/A | 2022-12-29 |
| X-17A-5 | 2022-12-21 |
View CALTON & ASSOCIATES, INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.