$560 Million is the total value of CALTON & ASSOCIATES, INC.'s 382 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 12.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWF | Sell | ISHARES RUSSELL 1000 GROWTH ETFrus 1000 grw etf | $33,215,000 | -15.3% | 137,739 | -23.9% | 5.93% | -26.4% |
| IWD | Sell | ISHARES RUSSELL 1000 VALUE ETFrus 1000 val etf | $21,598,000 | -11.2% | 157,957 | -23.3% | 3.85% | -22.8% |
| EFA | Sell | ISHARES MSCI EAFE ETFmsci eafe etf | $19,692,000 | -5.3% | 269,903 | -17.4% | 3.51% | -17.7% |
| IJH | Sell | ISHARES CORE SP MID-CAP ETFcore s&p mcp etf | $16,283,000 | -1.1% | 70,846 | -20.3% | 2.91% | -14.1% |
| AAPL | Sell | APPLE INC | $15,849,000 | +10.9% | 119,697 | -3.0% | 2.83% | -3.6% |
| IWM | Sell | ISHARES RUSSELL 2000 ETFrussell 2000 etf | $12,811,000 | +3.6% | 65,343 | -20.8% | 2.29% | -10.0% |
| AGG | Sell | ISHARES CORE U.S. AGGREGATE BOND ETFcore us aggbd et | $12,430,000 | -12.9% | 105,170 | -12.9% | 2.22% | -24.3% |
| SHV | Sell | ISHARES TR BARCLAYS SHORT TREAS BD FDshort treas bd | $10,090,000 | -17.7% | 91,284 | -17.5% | 1.80% | -28.4% |
| SPY | Sell | SPDR SP 500 ETF TRUST UNIT SER 1 SPtr unit | $8,851,000 | +8.6% | 23,673 | -2.7% | 1.58% | -5.6% |
| XLV | Sell | SELECT SECTOR SPDR TR HEALTH CARE FORMERLY CONSUMER SVCS TO 06242002sbi healthcare | $5,742,000 | -2.3% | 50,619 | -9.1% | 1.02% | -15.1% |
| SCHX | Sell | SCHWAB STRATEGIC TRus lrg cap etf | $5,029,000 | +2.5% | 55,289 | -9.2% | 0.90% | -11.0% |
| USMV | Sell | ISHARES EDGE MSCI MIN VOL USA ETFmsci usa min vol | $4,187,000 | +4.3% | 61,677 | -2.1% | 0.75% | -9.5% |
| VOOG | Sell | VANGUARD SP 500 GRW ETF500 grth idx f | $3,976,000 | -1.1% | 17,279 | -10.4% | 0.71% | -13.9% |
| XLK | Sell | SECTOR SPDR TR SHS BEN INT TECHNOLOGYtechnology | $3,909,000 | +3.6% | 30,067 | -7.0% | 0.70% | -9.9% |
| BOND | Sell | PIMCO ETF TRUST TOTAL RETURN ACTIVE EXCH-TRADED FUNDactive bd etf | $3,847,000 | +0.3% | 34,015 | -0.3% | 0.69% | -12.8% |
| SPLV | Sell | INVESCO SP 500 LOW VOLATILITY ETFs&p500 low vol | $3,545,000 | -3.6% | 63,045 | -8.0% | 0.63% | -16.2% |
| SRLN | Sell | SPDR BLACKSTONEGSO SENIOR LOANblkstn gsosrln | $3,327,000 | -4.9% | 72,879 | -6.9% | 0.59% | -17.4% |
| HD | Sell | HOME DEPOT INC COM | $2,910,000 | -4.9% | 10,957 | -0.5% | 0.52% | -17.4% |
| MDY | Sell | SPDR SP MIDCAP 400 ETF TR UTSER1 SPDCRPutser1 s&pdcrp | $2,830,000 | +1.4% | 6,739 | -18.2% | 0.50% | -11.9% |
| BNDX | Sell | VANGUARD CHARLOTTE TOTAL INTL BD INDEX FD ETFintl bd idx etf | $2,814,000 | -3.5% | 48,061 | -4.1% | 0.50% | -16.2% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX FUND INC FTSE EMERGING MARKETS ETFftse emr mkt etf | $2,643,000 | +5.3% | 52,742 | -9.1% | 0.47% | -8.3% |
| NHC | Sell | NATIONAL HEALTHCARE CORP | $2,469,000 | -14.8% | 37,182 | -20.1% | 0.44% | -25.9% |
| DBEF | Sell | DBX ETF TRUST X-TRACKERS MSCI EAFE HDG EQUITY FUNDxtrack msci eafe | $2,350,000 | +4.8% | 69,934 | -4.5% | 0.42% | -8.9% |
| BSV | Sell | VANGUARD BD INDEX FD INC SHORT TERM BD ETFshort trm bond | $2,291,000 | -2.2% | 27,633 | -2.0% | 0.41% | -15.0% |
| JPM | Sell | JPMORGAN CHASE CO | $2,217,000 | +18.7% | 17,449 | -28.3% | 0.40% | +3.4% |
| EFAV | Sell | ISHARES EDGE MSCI MIN VOL EAFE ETFmsci eafe min vl | $2,132,000 | -5.8% | 29,040 | -12.6% | 0.38% | -18.3% |
| ABBV | Sell | ABBVIE INC COM USD0.01 | $2,093,000 | -4.9% | 19,536 | -22.2% | 0.37% | -17.3% |
| VZ | Sell | VERIZON COMMUNICATIONS | $1,975,000 | -1.8% | 33,620 | -0.6% | 0.35% | -14.8% |
| TSLA | Sell | TESLA MOTORS INC COM USD0.001 | $1,881,000 | +53.4% | 2,665 | -6.8% | 0.34% | +33.3% |
| NVDA | Sell | NVIDIA CORP | $1,860,000 | -5.4% | 3,561 | -2.0% | 0.33% | -17.8% |
| QTWO | Sell | Q2 HLDGS INC COM | $1,814,000 | +30.3% | 14,335 | -6.0% | 0.32% | +13.3% |
| TOTL | Sell | SSGA ACTIVE ETF TR SPDR TR TACTICspdr tr tactic | $1,811,000 | -14.2% | 36,753 | -14.1% | 0.32% | -25.4% |
| T | Sell | ATT INC COM USD1 | $1,708,000 | -8.9% | 59,394 | -9.7% | 0.30% | -20.8% |
| CFO | Sell | VICTORYSHARES US 500 ENHANCED VOLATILITY WTD ETF | $1,685,000 | +8.7% | 27,012 | -5.1% | 0.30% | -5.3% |
| JNJ | Sell | JOHNSON JOHNSON | $1,584,000 | -3.8% | 10,064 | -9.0% | 0.28% | -16.3% |
| VPU | Sell | VANGUARD SECTOR INDEX FDS VANGUARD UTILS VIPERSutilities etf | $1,504,000 | +5.7% | 10,964 | -0.5% | 0.27% | -8.2% |
| BA | Sell | BOEING CO | $1,492,000 | +18.4% | 6,967 | -8.6% | 0.27% | +2.7% |
| PYPL | Sell | PAYPAL HLDGS INC COM | $1,397,000 | +18.2% | 5,963 | -0.6% | 0.25% | +2.5% |
| SPTM | Sell | SPDR SERIES TRUST PORTFOLIO TL STK ETFportfoli s&p1500 | $1,390,000 | +12.2% | 30,161 | -0.4% | 0.25% | -2.4% |
| DIA | Sell | SPDR DOW JONES INDL AVERAGE ETF TR UNIT SER 1ut ser 1 | $1,354,000 | -29.6% | 4,428 | -36.1% | 0.24% | -38.7% |
| ADBE | Sell | ADOBE SYS INC | $1,317,000 | +1.1% | 2,634 | -0.9% | 0.24% | -12.3% |
| VNQ | Sell | VANGUARD INDEX FDS VANGUARD REIT ETF FORMERLY VANGUARD INDEX TR TO 052401 REIT VIPER SHSreal estate etf | $1,267,000 | +5.0% | 14,923 | -2.4% | 0.23% | -8.9% |
| MRK | Sell | MERCK CO INC NEW COM | $1,211,000 | -8.9% | 14,803 | -7.6% | 0.22% | -20.9% |
| ACWV | Sell | ISHARE EDGE MSCI MIN VOL GLOBAL ETF FORMERLY ISHARES MSCI ALL COUNTRY WORLDmsci gbl min vol | $1,142,000 | -38.4% | 11,779 | -41.6% | 0.20% | -46.5% |
| MCD | Sell | MCDONALDS CORP | $1,057,000 | -4.2% | 4,925 | -2.0% | 0.19% | -16.7% |
| PG | Sell | PROCTER AND GAMBLE CO COM | $1,038,000 | -0.4% | 7,462 | -0.4% | 0.18% | -13.6% |
| BIV | Sell | VANGUARD BD INDEX FD INC INTERMEDIATE TERM BD ETFintermed term | $1,034,000 | -1.0% | 11,136 | -0.3% | 0.18% | -13.6% |
| CVX | Sell | CHEVRON CORP NEW COM | $1,033,000 | +7.5% | 12,231 | -8.3% | 0.18% | -6.6% |
| SHY | Sell | ISHARES TR BARCLAYS 1-3 YR TREAS BD FD1 3 yr treas bd | $1,003,000 | -77.5% | 11,612 | -77.4% | 0.18% | -80.4% |
| GOOGL | Sell | ALPHABET INC CAP STK CL Acap stk cl a | $1,001,000 | -7.5% | 571 | -22.6% | 0.18% | -19.4% |
| FB | Sell | FACEBOOK INC COM USD0.000006 CL Acl a | $986,000 | +0.8% | 3,608 | -3.3% | 0.18% | -12.4% |
| CDC | Sell | VICTORY PORTFOLIOS II CEMP US EQ INCOM | $974,000 | +2.3% | 18,097 | -9.8% | 0.17% | -11.2% |
| IWR | Sell | ISHARES TR RUS MID-CAP ETFrus mid cap etf | $974,000 | +11.3% | 14,211 | -6.8% | 0.17% | -3.3% |
| GLDM | Sell | WORLD GOLD TR SPDR GLD MINISspdr gld minis | $938,000 | -3.3% | 49,528 | -4.0% | 0.17% | -16.1% |
| INDA | Sell | ISHARES TRUST MSCI INDIA INDEX FDmsci india etf | $887,000 | +15.2% | 22,062 | -3.0% | 0.16% | 0.0% |
| SHOP | Sell | SHOPIFY INC NPV SUBORDINATED A ISIN #CA82509L1076 SEDOL #BX865C7cl a | $852,000 | -15.2% | 752 | -23.4% | 0.15% | -26.2% |
| GDX | Sell | VANECK VECTORS ETF TR GOLD MINERS ETFgold miners etf | $822,000 | -12.5% | 22,833 | -4.8% | 0.15% | -23.8% |
| GOOG | Sell | ALPHABET INC CAP STK CL Ccap stk cl c | $767,000 | -3.6% | 437 | -19.2% | 0.14% | -16.0% |
| EEM | Sell | ISHARES MSCI EMERGING MARKETS ETFmsci emg mkt etf | $768,000 | +11.8% | 14,861 | -4.6% | 0.14% | -2.8% |
| IBM | Sell | INTL BUSINESS MACH | $760,000 | -4.3% | 6,038 | -7.5% | 0.14% | -16.6% |
| MET | Sell | METLIFE INC 5.625 PFD SE | $723,000 | -15.7% | 25,577 | -14.4% | 0.13% | -26.7% |
| FEZ | Sell | SPDR INDEX SHS FDS EURO STOXX 50 ETFeuro stoxx 50 | $716,000 | +11.5% | 17,150 | -2.9% | 0.13% | -3.0% |
| COST | Sell | COSTCO WHOLESALE CORP | $718,000 | -1.5% | 1,904 | -7.2% | 0.13% | -14.7% |
| PNC | Sell | PNC FINL SVCS GROUP | $672,000 | -0.4% | 4,508 | -26.6% | 0.12% | -13.7% |
| VTV | Sell | VANGUARD INDEX FDS VANGUARD VALUE ETF FORMERLY VANGUARD INDEX TRvalue etf | $658,000 | -21.7% | 5,532 | -31.2% | 0.12% | -32.4% |
| INTC | Sell | INTEL CORP | $639,000 | -29.9% | 12,827 | -27.2% | 0.11% | -39.0% |
| LUV | Sell | SOUTHWEST AIRLNS CO | $641,000 | 0.0% | 13,761 | -19.5% | 0.11% | -13.6% |
| VTI | Sell | VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETFtotal stk mkt | $612,000 | +8.5% | 3,143 | -5.0% | 0.11% | -6.0% |
| IBB | Sell | ISHARES NASDAQ BIOTECHNOLOGY ETFnasdaq biotech | $603,000 | -7.5% | 3,979 | -17.4% | 0.11% | -19.4% |
| LOW | Sell | LOWES COS INC COM | $595,000 | -7.6% | 3,704 | -4.6% | 0.11% | -19.7% |
| ES | Sell | EVERSOURCE ENERGY COM | $576,000 | +0.2% | 6,662 | -3.2% | 0.10% | -12.7% |
| IJR | Sell | ISHARES CORE SP SMALL-CAP ETFcore s&p scp etf | $577,000 | +9.5% | 6,274 | -16.3% | 0.10% | -4.6% |
| JNK | Sell | SPDR SERIES TRUST BLOOMBERG BRCLYSbloomberg brclys | $564,000 | +2.9% | 5,180 | -1.4% | 0.10% | -10.6% |
| BABA | Sell | ALIBABA GROUP HLDG LTDsponsored ads | $560,000 | -38.9% | 2,405 | -22.9% | 0.10% | -46.8% |
| NFLX | Sell | NETFLIX COM INC COM | $557,000 | +1.6% | 1,029 | -6.1% | 0.10% | -12.4% |
| DUK | Sell | DUKE ENERGY CORP NEW COM NEW ISIN #US26441C2044 SEDOL #B7JZSK0 | $540,000 | +1.1% | 5,897 | -2.2% | 0.10% | -12.7% |
| MDT | Sell | MEDTRONIC PLC USD0.0001 | $531,000 | +9.0% | 4,536 | -3.2% | 0.10% | -5.0% |
| BMY | Sell | BRISTOL MYERS SQUIBB | $525,000 | -14.8% | 8,471 | -17.1% | 0.09% | -26.0% |
| LLY | Sell | LILLY ELI CO COM NPV | $519,000 | +11.6% | 3,074 | -2.2% | 0.09% | -2.1% |
| BAC | Sell | BANK OF AMERICA CORP | $512,000 | +12.5% | 16,881 | -10.6% | 0.09% | -2.2% |
| VDE | Sell | VANGUARD SECTOR INDEX FDS VANGUARD ENERGY VIPERSenergy etf | $496,000 | +26.2% | 9,562 | -1.8% | 0.09% | +9.9% |
| BX | Sell | BLACKSTONE GROUP LP COM UNIT LTD | $493,000 | -5.9% | 7,611 | -24.2% | 0.09% | -18.5% |
| SQ | Sell | SQUARE INC CL Acl a | $452,000 | +20.9% | 2,075 | -9.7% | 0.08% | +5.2% |
| INTU | Sell | INTUIT INCORPORATED COM | $451,000 | +11.9% | 1,187 | -3.7% | 0.08% | -3.6% |
| GSY | Sell | INVESCO ULTRA SHORT DURATION ETFultra shrt dur | $449,000 | 0.0% | 8,870 | -0.1% | 0.08% | -13.0% |
| MMM | Sell | 3M COMPANY | $445,000 | +3.0% | 2,548 | -5.5% | 0.08% | -11.2% |
| BSJM | Sell | INVESCO BULLETSHARES 2022 HI YIELD CORP BOND ETF | $443,000 | +1.1% | 18,964 | -1.0% | 0.08% | -12.2% |
| CSX | Sell | C S X CORP | $443,000 | +15.1% | 4,878 | -1.7% | 0.08% | 0.0% |
| MGK | Sell | VANGUARD WORLD FD MEGA CAP GROWTH ETFmega grwth ind | $436,000 | +7.1% | 2,142 | -2.3% | 0.08% | -7.1% |
| MO | Sell | ALTRIA GROUP INC | $432,000 | +1.9% | 10,534 | -3.9% | 0.08% | -11.5% |
| SCHA | Sell | SCHWAB STRATEGIC TR US SMALL-CAP ETFus sml cap etf | $422,000 | +10.2% | 4,736 | -15.6% | 0.08% | -5.1% |
| PAYX | Sell | PAYCHEX INC COM | $421,000 | +13.2% | 4,516 | -3.2% | 0.08% | -1.3% |
| BSJN | Sell | INVESCO EXCH TRD SLF IDX FD | $412,000 | -8.8% | 16,231 | -11.9% | 0.07% | -20.4% |
| IYLD | Sell | ISHARES TRUST ISHARES MORNINGSTAR MULTI ASSET INCOMEmrngstr inc etf | $409,000 | -5.8% | 16,988 | -11.7% | 0.07% | -18.0% |
| UNP | Sell | UNION PACIFIC CORP | $387,000 | -18.9% | 1,857 | -23.3% | 0.07% | -29.6% |
| AMGN | Sell | AMGEN INC | $363,000 | -16.2% | 1,579 | -7.4% | 0.06% | -27.0% |
| EWC | Sell | ISHARES MSCI CANADA ETFmsci cda etf | $356,000 | +10.9% | 11,540 | -1.4% | 0.06% | -3.0% |
| NOBL | Sell | PROSHARES TRUST SP 500 DIVID ARISTOCRATS ETFs&p 500 dv arist | $361,000 | -26.5% | 4,522 | -33.5% | 0.06% | -36.6% |
| COF | Sell | CAPITAL ONE FINANCIAL CORP | $360,000 | +31.4% | 3,645 | -65.9% | 0.06% | +14.3% |
| NSC | Sell | NORFOLK SOUTHERN CRP | $352,000 | -24.1% | 1,479 | -31.8% | 0.06% | -33.7% |
| XME | Sell | SPDR SER TR SP METALS MNG ETFs&p metals mng | $346,000 | +34.6% | 10,346 | -6.3% | 0.06% | +17.0% |
| CAT | Sell | CATERPILLAR INC | $341,000 | +0.9% | 1,874 | -17.3% | 0.06% | -11.6% |
| MAIN | Sell | MAIN STREET CAPITAL CORP COM | $334,000 | -5.1% | 10,340 | -13.0% | 0.06% | -16.7% |
| GSK | Sell | GLAXOSMITHKLINE ADR EACH CNV INTO 2 ORD GBP0.25sponsored adr | $337,000 | -14.9% | 9,148 | -13.1% | 0.06% | -25.9% |
| EWZ | Sell | ISHARES MSCI BRAZIL ETFmsci brazil etf | $339,000 | +32.9% | 9,150 | -0.7% | 0.06% | +15.4% |
| SDY | Sell | SPDR SER TR SP DIVID ETFs&p divid etf | $333,000 | -5.9% | 3,142 | -18.0% | 0.06% | -19.2% |
| LVS | Sell | LAS VEGAS SANDS CORP | $332,000 | -34.5% | 5,575 | -48.7% | 0.06% | -43.3% |
| SO | Sell | SOUTHERN CO | $326,000 | -22.4% | 5,312 | -31.4% | 0.06% | -32.6% |
| AWK | Sell | AMERICAN WTR WKS CO INC NEW COM | $323,000 | +2.9% | 2,105 | -2.7% | 0.06% | -9.4% |
| ZLAB | Sell | ZAI LAB LTD-ADRadr | $320,000 | +57.6% | 2,361 | -3.4% | 0.06% | +35.7% |
| DXJ | Sell | WISDOMTREE TRUST JAPAN HEDGE EQTjapn hedge eqt | $314,000 | +4.3% | 5,771 | -6.2% | 0.06% | -9.7% |
| IBUY | Sell | AMPLIFY ETF TR AMPLIFY ONLINE RETAIL ETFonlin retl etf | $311,000 | +23.4% | 2,722 | -4.6% | 0.06% | +7.7% |
| DHR | Sell | DANAHER CORP COM USD0.01 | $309,000 | -10.2% | 1,391 | -13.0% | 0.06% | -22.5% |
| AOR | Sell | ISHARES CORE GROWTH ALLOCATION ETFgrwt allocat etf | $310,000 | -16.0% | 5,943 | -21.9% | 0.06% | -27.6% |
| STZ | Sell | CONSTELLATION BRANDS INC CL Acl a | $304,000 | +15.6% | 1,385 | -0.1% | 0.05% | 0.0% |
| FXI | Sell | ISHARES CHINA LARGE CAP ETFchina lg-cap etf | $302,000 | -1.0% | 6,504 | -10.6% | 0.05% | -14.3% |
| WM | Sell | WASTE MANAGEMENT INC | $301,000 | -5.0% | 2,552 | -9.0% | 0.05% | -16.9% |
| VIG | Sell | VANGUARD SPECIALIZED PORTFOLIOS DIV APPRECIATION INDEX FD VIPER SHSdiv app etf | $300,000 | -11.2% | 2,126 | -19.0% | 0.05% | -21.7% |
| F | Sell | FORD MTR CO DEL COM | $299,000 | +31.1% | 34,070 | -0.3% | 0.05% | +12.8% |
| MGV | Sell | VANGUARD WORLD FD MEGA CAP VALUE ETFmega cap val etf | $295,000 | +11.3% | 3,396 | -1.8% | 0.05% | -1.9% |
| CFA | Sell | VICTORYSHARES US 500 VOLATILITY WTD ETF | $293,000 | +8.9% | 4,705 | -5.1% | 0.05% | -5.5% |
| OKE | Sell | ONEOK INC | $285,000 | +31.9% | 7,413 | -10.8% | 0.05% | +15.9% |
| VBK | Sell | VANGUARD INDEX FDS VANGUARD SMALL CAP GROWTH VIPERS FORMERLY VANGUARD INDEX TRsml cp grw etf | $284,000 | +14.1% | 1,059 | -8.5% | 0.05% | 0.0% |
| FIVE | Sell | FIVE BELOW INC COM | $286,000 | +32.4% | 1,635 | -3.8% | 0.05% | +15.9% |
| BLL | Sell | BALL CORP | $287,000 | +11.7% | 3,078 | -0.3% | 0.05% | -3.8% |
| NKE | Sell | NIKE INC CLASS Bcl b | $275,000 | +5.0% | 1,944 | -6.9% | 0.05% | -9.3% |
| XLRN | Sell | ACCELERON PHARMA COM USD0.001 | $262,000 | +9.2% | 2,050 | -3.8% | 0.05% | -4.1% |
| TLT | Sell | ISHARES TR 20 YR TR BD ETF20 yr tr bd etf | $266,000 | -15.6% | 1,688 | -12.4% | 0.05% | -27.7% |
| UGI | Sell | UGI CORP NEW | $266,000 | +3.1% | 7,616 | -2.7% | 0.05% | -11.3% |
| AES | Sell | AES CORP | $260,000 | +25.6% | 11,081 | -3.0% | 0.05% | +7.0% |
| DLS | Sell | WISDOMTREE TR INTL SMALLCAP DIVID FDintl smcap div | $253,000 | +5.0% | 3,719 | -7.6% | 0.04% | -8.2% |
| EXAS | Sell | EXACT SCIENCES CORP | $251,000 | -4.6% | 1,891 | -26.6% | 0.04% | -16.7% |
| ULTA | Sell | ULTA SALON COSMETCS FRAG INC COM | $250,000 | +11.1% | 872 | -13.0% | 0.04% | -2.2% |
| RGEN | Sell | REPLIGEN CORP COM | $249,000 | +14.7% | 1,301 | -11.6% | 0.04% | -2.2% |
| INSM | Sell | INSMED INCORPORATED COM | $246,000 | -14.9% | 7,375 | -18.1% | 0.04% | -25.4% |
| XLU | Sell | SECTOR SPDR TR SHS BEN INT UTILITIESsbi int-utils | $248,000 | -10.5% | 3,948 | -15.5% | 0.04% | -22.8% |
| TD | Sell | TORONTO-DOMINION BANK COM NPV SEDOL #2897222 | $249,000 | +17.5% | 4,416 | -3.8% | 0.04% | 0.0% |
| EBR | Sell | CENTRAIS ELETRICAS BRASILEIRASsponsored adr | $246,000 | +22.4% | 35,161 | -3.2% | 0.04% | +7.3% |
| EUFN | Sell | ISHARES TRUST MSCI EUROPE FINANCIALS ISIN #US4642891802 SEDOL #B633900msci euro fl etf | $242,000 | +24.7% | 13,795 | -2.5% | 0.04% | +7.5% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $239,000 | -1.2% | 513 | -6.2% | 0.04% | -14.0% |
| UPS | Sell | UNITED PARCEL SVC INC CL Bcl b | $241,000 | -11.1% | 1,431 | -11.8% | 0.04% | -23.2% |
| NRG | Sell | NRG ENERGY INC COM NEW | $242,000 | +18.6% | 6,443 | -3.0% | 0.04% | +2.4% |
| FTS | Sell | FORTIS INC COM | $238,000 | -2.5% | 5,822 | -2.5% | 0.04% | -16.0% |
| CTSH | Sell | COGNIZANT TECH SOLUTIONS CORPcl a | $236,000 | +6.8% | 2,882 | -9.3% | 0.04% | -6.7% |
| ED | Sell | CONSOLIDATED EDISON HLDG CO INC | $238,000 | -7.8% | 3,287 | -0.8% | 0.04% | -20.8% |
| FSK | Sell | FS KKR CAPITAL CORP COM | $237,000 | -8.8% | 14,301 | -12.8% | 0.04% | -20.8% |
| QGRO | Sell | AMERICAN CENTY ETF TRstoxx us qlty | $234,000 | -8.2% | 3,788 | -19.1% | 0.04% | -19.2% |
| GH | Sell | GUARDANT HEALTH INC COM | $230,000 | +13.9% | 1,783 | -1.1% | 0.04% | 0.0% |
| IEI | Sell | ISHARES BARCLAYS 3 7 YEAR TREASURY BOND FUND3 7 yr treas bd | $232,000 | -22.7% | 1,745 | -22.3% | 0.04% | -33.9% |
| VST | Sell | VISTRA ENERGY CORP | $231,000 | -0.9% | 11,726 | -5.0% | 0.04% | -14.6% |
| GLW | Sell | CORNING INC | $225,000 | +1.4% | 6,253 | -8.7% | 0.04% | -13.0% |
| ZTS | Sell | ZOETIS INC COM USD0.01 CL Acl a | $217,000 | -18.7% | 1,308 | -19.0% | 0.04% | -29.1% |
| NXRT | Sell | NEXPOINT RESIDENTIAL TR INC COM | $218,000 | -9.2% | 5,162 | -4.6% | 0.04% | -20.4% |
| FOLD | Sell | AMICUS THERAPEUTICS INC | $212,000 | +31.7% | 9,178 | -19.7% | 0.04% | +15.2% |
| AEE | Sell | AMEREN CORP COM | $211,000 | -2.8% | 2,704 | -1.4% | 0.04% | -15.6% |
| GILD | Sell | GILEAD SCIENCES INC | $211,000 | -40.6% | 3,621 | -35.5% | 0.04% | -47.9% |
| ISRG | Sell | INTUITIVE SURGICAL INC COM NEW | $212,000 | 0.0% | 258 | -13.7% | 0.04% | -13.6% |
| AMT | Sell | AMERICAN TOWER CORPORATION | $214,000 | -45.5% | 953 | -41.3% | 0.04% | -53.1% |
| BHK | Sell | BLACKROCK CORE TR SHS BEN INT | $205,000 | -12.8% | 12,589 | -16.1% | 0.04% | -22.9% |
| MRCC | Sell | MONROE CAPITAL CORP | $83,000 | +13.7% | 10,377 | -2.7% | 0.02% | 0.0% |
| KMDA | Sell | KAMADA ORD ILS1.00 | $79,000 | -26.9% | 12,259 | -5.5% | 0.01% | -36.4% |
| ZAGG | Sell | ZAGG INC COM | $64,000 | +45.5% | 15,233 | -3.8% | 0.01% | +22.2% |
| SRGA | Sell | SURGALIGN HOLDINGS INC | $54,000 | +17.4% | 24,437 | -3.6% | 0.01% | +11.1% |
| TXMD | Sell | THERAPEUTICS MD INC | $17,000 | -43.3% | 14,000 | -26.3% | 0.00% | -50.0% |
| MRO | Exit | MARATHON OIL CORP | $0 | – | -12,000 | -100.0% | -0.01% | – |
| HIE | Exit | MILLERHOWARD HIGH INCOME EQUITY FUND | $0 | – | -10,631 | -100.0% | -0.01% | – |
| ACB | Exit | AURORA CANNABIS INC | $0 | – | -15,191 | -100.0% | -0.02% | – |
| DNP | Exit | DNP SELECT INCOME FD INC COM | $0 | – | -13,532 | -100.0% | -0.03% | – |
| AQN | Exit | Algonquin Power & Utilities Corp | $0 | – | -10,874 | -100.0% | -0.03% | – |
| BP | Exit | BP PLC SPONSORED ADRsponsored adr | $0 | – | -10,793 | -100.0% | -0.04% | – |
| RTRX | Exit | RETROPHIN INC COM | $0 | – | -10,453 | -100.0% | -0.04% | – |
| EXEL | Exit | EXELIXIS INC | $0 | – | -8,237 | -100.0% | -0.04% | – |
| OLLI | Exit | OLLIES BARGAIN OUTLET HOLDINGS | $0 | – | -2,328 | -100.0% | -0.04% | – |
| ISTB | Exit | ISHS CORE 1-5 YEAR ETFcore 1 5 yr usd | $0 | – | -4,077 | -100.0% | -0.04% | – |
| HZNP | Exit | HORIZON PHARMA PLC ISIN IE00BQPVQZ61 | $0 | – | -2,912 | -100.0% | -0.05% | – |
| TSM | Exit | TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADRsponsored ads | $0 | – | -3,087 | -100.0% | -0.05% | – |
| CCL | Exit | CARNIVAL CORP PAIRED CTFunit 99/99/9999 | $0 | – | -16,291 | -100.0% | -0.05% | – |
| BSJK | Exit | INVESCO BULLETSHARES 2020 HIGH YIELD CORPORATE BOND ETF | $0 | – | -12,987 | -100.0% | -0.06% | – |
| RJF | Exit | RAYMOND JAMES FINL INC | $0 | – | -4,710 | -100.0% | -0.07% | – |
| BAB | Exit | INVESCO TAXABLE MUNI BOND ETFtaxable mun bd | $0 | – | -10,171 | -100.0% | -0.07% | – |
| D | Exit | DOMINION RESOURCES INC VA NEW | $0 | – | -4,366 | -100.0% | -0.07% | – |
| BDX | Exit | BECTON DICKINSON CO | $0 | – | -1,627 | -100.0% | -0.08% | – |
| DFEB | Exit | FIRST TR EXCHANGE ETFus eqt deep dufr | $0 | – | -14,355 | -100.0% | -0.09% | – |
| IGSB | Exit | ISHARES TR 1-3 YR CR BD ETF | $0 | – | -8,493 | -100.0% | -0.10% | – |
| BSCK | Exit | INVESCO BULLETSHARES 2020 CORP BOND ETF | $0 | – | -23,438 | -100.0% | -0.10% | – |
| IEF | Exit | ISHARES 7-10 YEAR TREASURY BOND ETFbarclays 7 10 yr | $0 | – | -16,511 | -100.0% | -0.41% | – |
| IMMU | Exit | IMMUNOMEDICS INC | $0 | – | -44,550 | -100.0% | -0.78% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-01-25
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 24 | Q3 2023 | 5.9% |
| SPDR SP 500 ETF TRUST UNIT SER 1 SP | 24 | Q3 2023 | 5.0% |
| MICROSOFT CORP | 24 | Q3 2023 | 2.5% |
| SELECT SECTOR SPDR TR HEALTH CARE FORMERLY CONSUMER SVCS TO 06242002 | 24 | Q3 2023 | 3.4% |
| ISHARES TR | 24 | Q3 2023 | 2.0% |
| AMAZONCOM INC | 24 | Q3 2023 | 2.2% |
| VANGUARD INDEX FDS VANGUARD GROWTH ETF FORMERLY VANGUARD INDEX TR VIPERS | 24 | Q3 2023 | 2.4% |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | 24 | Q3 2023 | 3.5% |
| EXXON MOBIL CORPORATION 3 | 24 | Q3 2023 | 4.4% |
| HOME DEPOT INC COM | 24 | Q3 2023 | 1.2% |
View CALTON & ASSOCIATES, INC.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-16 |
| 13F-HR | 2024-02-07 |
| X-17A-5/A | 2024-01-02 |
| X-17A-5 | 2023-12-27 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-07-24 |
| 13F-HR | 2023-04-19 |
| 13F-HR | 2023-01-18 |
| X-17A-5/A | 2022-12-29 |
| X-17A-5 | 2022-12-21 |
View CALTON & ASSOCIATES, INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.