$560 Million is the total value of CALTON & ASSOCIATES, INC.'s 382 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IJS | New | ISHARES TR SP SMALLCAP 600 VALUE INDEX FDsp smcp600vl etf | $4,702,000 | – | 57,832 | +100.0% | 0.84% | – |
| IYE | New | ISHARES U S ENERGY ETFu.s. energy etf | $3,996,000 | – | 197,427 | +100.0% | 0.71% | – |
| ISCG | New | ISHARES MORNINGSTAR SMALL - CAPmrgstr sm cp gr | $2,358,000 | – | 7,768 | +100.0% | 0.42% | – |
| IMCG | New | ISHARES MORNINGSTAR MID-CAPmrgstr md cp grw | $2,305,000 | – | 6,026 | +100.0% | 0.41% | – |
| BIL | New | SPDR BBG BARC 1-3 MONTH Tspdr bloomberg | $1,806,000 | – | 19,736 | +100.0% | 0.32% | – |
| NEAR | New | ISHARES SHORT MATURITY BOblackrock st mat | $1,407,000 | – | 28,043 | +100.0% | 0.25% | – |
| IYM | New | ISHARES DOW JONES U.S. BASIC MATERIAL SECTOR ETFu.s. bas mtl etf | $1,273,000 | – | 11,227 | +100.0% | 0.23% | – |
| PGX | New | INVESCO PREFERRED ETFpfd etf | $846,000 | – | 55,470 | +100.0% | 0.15% | – |
| IYW | New | ISHARES US TECHNOLOGY ETFu.s. tech etf | $807,000 | – | 9,481 | +100.0% | 0.14% | – |
| IYJ | New | iShares U.S. Industrialsus industrials | $780,000 | – | 8,032 | +100.0% | 0.14% | – |
| UAL | New | UNITED CONTINENTAL HOLDINGS INC COM USD0.01 | $600,000 | – | 13,884 | +100.0% | 0.11% | – |
| FCX | New | FREEPORT MCMORAN INCcl b | $396,000 | – | 15,229 | +100.0% | 0.07% | – |
| MTUM | New | ISHARES TRUST MSCI USA MOMENTUM FACTOR ETFmsci usa mmentm | $392,000 | – | 2,430 | +100.0% | 0.07% | – |
| USRT | New | ISHARES CORE US REIT ETFcre u s reit etf | $384,000 | – | 7,941 | +100.0% | 0.07% | – |
| RSP | New | INVESCO SP 500 EQUAL WEIGHT ETFs&p500 eql wgt | $333,000 | – | 2,614 | +100.0% | 0.06% | – |
| GTO | New | INVESCO TOTAL RETURN BONDtotal return | $322,000 | – | 5,582 | +100.0% | 0.06% | – |
| QUAL | New | ISHARES EDGE MSCI USA QUALITY FACTOR ETFmsci usa qlt fct | $321,000 | – | 2,764 | +100.0% | 0.06% | – |
| VOT | New | VANGUARD INDEX FDS MIDCAP GROWTH INDEX VIPER SHSmcap gr idxvip | $313,000 | – | 1,477 | +100.0% | 0.06% | – |
| ADP | New | AUTOMATIC DATA PROCESSING INC | $315,000 | – | 1,784 | +100.0% | 0.06% | – |
| DOCU | New | DOCUSIGN INC | $305,000 | – | 1,370 | +100.0% | 0.05% | – |
| MS | New | MORGAN STANLEY | $301,000 | – | 4,395 | +100.0% | 0.05% | – |
| ADSK | New | AUTODESK INC COM | $296,000 | – | 968 | +100.0% | 0.05% | – |
| ARKK | New | ARK INNOVATION ETFinnovation etf | $284,000 | – | 2,281 | +100.0% | 0.05% | – |
| MFMS | New | RBB FUND INC MFAF SMALL CAP GR OWTH ETFmfam smlcp grwth | $288,000 | – | 7,470 | +100.0% | 0.05% | – |
| AMAT | New | APPLIED MATERIALS INC | $280,000 | – | 3,249 | +100.0% | 0.05% | – |
| TVTX | New | RETROPHIN INC | $275,000 | – | 10,085 | +100.0% | 0.05% | – |
| SCHD | New | SCHWAB STRATEGIC TR US DIVIDEND EQUITY ETFus dividend eq | $265,000 | – | 4,132 | +100.0% | 0.05% | – |
| FEP | New | FIRST TRUST EUROPE ALPHADEXeurope alphadex | $255,000 | – | 6,686 | +100.0% | 0.05% | – |
| SRPT | New | SAREPTA THERAPEUTICS INC COM | $258,000 | – | 1,516 | +100.0% | 0.05% | – |
| ALGN | New | ALIGN TECHNOLOGY INC COM | $257,000 | – | 480 | +100.0% | 0.05% | – |
| NEO | New | NEOGENOMICS INC COM NEW | $259,000 | – | 4,805 | +100.0% | 0.05% | – |
| C | New | CITIGROUP INC COM NEW | $259,000 | – | 4,202 | +100.0% | 0.05% | – |
| PWR | New | QUANTA SERVICES INC LTD VOTE COM STK | $252,000 | – | 3,494 | +100.0% | 0.04% | – |
| ASML | New | ASML HOLDING N V N Y REGISTRY SHS | $247,000 | – | 506 | +100.0% | 0.04% | – |
| CPRI | New | CAPRI HOLDINGS LIMITED COM NPV | $241,000 | – | 5,731 | +100.0% | 0.04% | – |
| SLB | New | SCHLUMBERGER LIMITED COM USD0.01 | $235,000 | – | 10,777 | +100.0% | 0.04% | – |
| GS | New | GOLDMAN SACHS GROUP INC | $235,000 | – | 890 | +100.0% | 0.04% | – |
| FNDX | New | SCHWAB STRATEGIC TR SCHWAB FUNDAMENTAL Uschwab fdt us lg | $230,000 | – | 5,079 | +100.0% | 0.04% | – |
| YUM | New | YUM BRANDS INC | $230,000 | – | 2,114 | +100.0% | 0.04% | – |
| BMRN | New | BIOMARIN PHARMACEUTICAL INC COM | $229,000 | – | 2,607 | +100.0% | 0.04% | – |
| GPS | New | GAP INC DEL COM | $232,000 | – | 11,474 | +100.0% | 0.04% | – |
| ICLN | New | ISHARES TR SP GLOBAL CLEAN ENERGY INDEXgl clean ene etf | $228,000 | – | 8,063 | +100.0% | 0.04% | – |
| AGGY | New | WISDOMTREE TR BRCLYS US AGGRyield enhancd us | $232,000 | – | 4,321 | +100.0% | 0.04% | – |
| CGC | New | CANOPY GROWTH CORP COM | $225,000 | – | 9,133 | +100.0% | 0.04% | – |
| BPMC | New | BLUEPRINT MEDICINES CORP COM | $226,000 | – | 2,019 | +100.0% | 0.04% | – |
| NBIX | New | NEUROCRINE BIOSCIENCES INC | $225,000 | – | 2,352 | +100.0% | 0.04% | – |
| EMR | New | EMERSON ELECTRIC CO | $219,000 | – | 2,722 | +100.0% | 0.04% | – |
| ADPT | New | ADAPTIVE BIOTECHNOLOGIES | $221,000 | – | 3,734 | +100.0% | 0.04% | – |
| TWLO | New | TWILIO INC CL Acl a | $214,000 | – | 632 | +100.0% | 0.04% | – |
| KORP | New | AMERICAN CENTY ETF TRdiversifid crp | $211,000 | – | 3,984 | +100.0% | 0.04% | – |
| ARKG | New | ARK GENOMIC REVL MULTI-SECTOR ETFgenomic rev etf | $212,000 | – | 2,270 | +100.0% | 0.04% | – |
| SYY | New | SYSCO CORP COM | $215,000 | – | 2,890 | +100.0% | 0.04% | – |
| BIO | New | BIO RAD LABORATORIES INC CL Acl a | $210,000 | – | 360 | +100.0% | 0.04% | – |
| SCHV | New | SCHWAB STRATEGIC TR US LAGRE CAP VALUE ETFus lcap va etf | $209,000 | – | 3,505 | +100.0% | 0.04% | – |
| IOVA | New | IOVANCE BIOTHERAPEUTICS INC | $209,000 | – | 4,500 | +100.0% | 0.04% | – |
| LB | New | L BRANDS INC COM | $204,000 | – | 5,479 | +100.0% | 0.04% | – |
| SUNS | New | SOLAR SENIOR CAPITAL LTD | $150,000 | – | 10,384 | +100.0% | 0.03% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-01-25
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 24 | Q3 2023 | 5.9% |
| SPDR SP 500 ETF TRUST UNIT SER 1 SP | 24 | Q3 2023 | 5.0% |
| MICROSOFT CORP | 24 | Q3 2023 | 2.5% |
| SELECT SECTOR SPDR TR HEALTH CARE FORMERLY CONSUMER SVCS TO 06242002 | 24 | Q3 2023 | 3.4% |
| ISHARES TR | 24 | Q3 2023 | 2.0% |
| AMAZONCOM INC | 24 | Q3 2023 | 2.2% |
| VANGUARD INDEX FDS VANGUARD GROWTH ETF FORMERLY VANGUARD INDEX TR VIPERS | 24 | Q3 2023 | 2.4% |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | 24 | Q3 2023 | 3.5% |
| EXXON MOBIL CORPORATION 3 | 24 | Q3 2023 | 4.4% |
| HOME DEPOT INC COM | 24 | Q3 2023 | 1.2% |
View CALTON & ASSOCIATES, INC.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-16 |
| 13F-HR | 2024-02-07 |
| X-17A-5/A | 2024-01-02 |
| X-17A-5 | 2023-12-27 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-07-24 |
| 13F-HR | 2023-04-19 |
| 13F-HR | 2023-01-18 |
| X-17A-5/A | 2022-12-29 |
| X-17A-5 | 2022-12-21 |
View CALTON & ASSOCIATES, INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.