$560 Million is the total value of CALTON & ASSOCIATES, INC.'s 382 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 37.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ITOT | Buy | ISHARES CORE SP TOTAL US STOCK MARKET ETFcore s&p ttl stk | $28,424,000 | +94.0% | 329,665 | +69.8% | 5.07% | +68.6% |
| IUSB | Buy | ISHARES TRUST CORE TOTAL USD B OND MRKT ETFcore total usd | $25,361,000 | +37.9% | 464,657 | +37.4% | 4.53% | +19.8% |
| IVV | Buy | ISHARES CORE SP 500 ETFcore s&p500 etf | $14,176,000 | +97.8% | 37,764 | +77.1% | 2.53% | +71.9% |
| QQQ | Buy | INVESCO QQQ TRUSTunit ser 1 | $13,730,000 | +14.1% | 43,763 | +1.0% | 2.45% | -0.9% |
| IEMG | Buy | ISHARES INC CORE MSCI EMERGING MKTS ETFcore msci emkt | $10,376,000 | +135.2% | 167,253 | +100.1% | 1.85% | +104.4% |
| MSFT | Buy | MICROSOFT CORP | $6,097,000 | +6.8% | 27,411 | +1.0% | 1.09% | -7.2% |
| IUSG | Buy | ISHARES CORE SP US GROWTH ETFcore s&p us gwt | $4,873,000 | +119.2% | 54,945 | +97.7% | 0.87% | +90.4% |
| IJS | New | ISHARES TR SP SMALLCAP 600 VALUE INDEX FDsp smcp600vl etf | $4,702,000 | – | 57,832 | +100.0% | 0.84% | – |
| IXUS | Buy | ISHARES CORE INTL STOCK ETFcore msci total | $4,575,000 | +77.3% | 68,089 | +53.9% | 0.82% | +54.0% |
| FVD | Buy | FIRST TR VALUE LINE DIVID INDEX FD SHS | $4,224,000 | +13.4% | 120,444 | +1.7% | 0.75% | -1.4% |
| TIP | Buy | ISHARES TIPS BOND ETFtips bd etf | $4,007,000 | +42.0% | 31,390 | +40.7% | 0.72% | +23.3% |
| VFH | Buy | VANGUARD SECTOR INDEX FDS VANGUARD FINLS VIPERSfinancials etf | $3,999,000 | +27.2% | 54,895 | +2.1% | 0.71% | +10.5% |
| IYE | New | ISHARES U S ENERGY ETFu.s. energy etf | $3,996,000 | – | 197,427 | +100.0% | 0.71% | – |
| AMZN | Buy | AMAZON.COM INC | $3,383,000 | +7.1% | 1,038 | +3.5% | 0.60% | -6.9% |
| IVW | Buy | ISHARES SP 500 GROWTH ETFs&p 500 grwt etf | $3,377,000 | +79.0% | 52,914 | +548.0% | 0.60% | +55.4% |
| FLRN | Buy | SPDR SER TR BLOMBERG BRC INVblomberg brc inv | $3,298,000 | +2.9% | 107,804 | +2.9% | 0.59% | -10.5% |
| FTSM | Buy | FIRST TRUST FIRST TR ENH NEW E TFfirst tr enh new | $3,098,000 | +13.6% | 51,602 | +13.5% | 0.55% | -1.2% |
| VDC | Buy | VANGUARD SECTOR INDEX FDS VANGUARD CONSUMER STAPLES VIPERSconsum stp etf | $2,951,000 | +12.3% | 16,964 | +5.5% | 0.53% | -2.4% |
| VEA | Buy | VANGUARD FTSE DEVELOPED MARKET ETFftse dev mkt etf | $2,935,000 | +21.9% | 62,177 | +5.7% | 0.52% | +6.1% |
| BND | Buy | VANGUARD BD INDEX FD INC TOTAL BD MARKET ETFtotal bnd mrkt | $2,815,000 | +5.9% | 31,922 | +5.9% | 0.50% | -8.1% |
| VUG | Buy | VANGUARD INDEX FDS VANGUARD GROWTH ETF FORMERLY VANGUARD INDEX TR VIPERSgrowth etf | $2,693,000 | +16.5% | 10,629 | +4.7% | 0.48% | +1.3% |
| LQD | Buy | ISHARES IBOXX INVESTMENT GRADE CORPORATE BOND ETFiboxx inv cp etf | $2,640,000 | +165.6% | 19,113 | +159.1% | 0.47% | +130.9% |
| MUB | Buy | ISHARES NATIONAL MUNI BOND ETFnational mun etf | $2,460,000 | +5.7% | 20,993 | +4.6% | 0.44% | -8.2% |
| VHT | Buy | VANGUARD SECTOR INDEX FDS VANGUARD HEALTH CARE VIPERShealth car etf | $2,404,000 | +18.5% | 10,746 | +8.0% | 0.43% | +2.9% |
| ISCG | New | ISHARES MORNINGSTAR SMALL - CAPmrgstr sm cp gr | $2,358,000 | – | 7,768 | +100.0% | 0.42% | – |
| IMCG | New | ISHARES MORNINGSTAR MID-CAPmrgstr md cp grw | $2,305,000 | – | 6,026 | +100.0% | 0.41% | – |
| XMLV | Buy | INVESCO SP MIDCAP LOW VOLATILITY ETFs&p midcp low | $2,260,000 | +22.6% | 46,972 | +6.2% | 0.40% | +6.3% |
| PZA | Buy | INVESCO NAT AMT-FREE MUNI BOND ETFnatl amt muni | $2,077,000 | +14.4% | 76,626 | +12.4% | 0.37% | -0.5% |
| DIS | Buy | DISNEY WALT CO | $2,068,000 | +48.2% | 11,411 | +1.5% | 0.37% | +29.0% |
| MGC | Buy | VANGUARD WORLD FD MEGA CAP 300 INDEX ETFmega cap index | $2,030,000 | +21.3% | 15,211 | +8.9% | 0.36% | +5.2% |
| BIL | New | SPDR BBG BARC 1-3 MONTH Tspdr bloomberg | $1,806,000 | – | 19,736 | +100.0% | 0.32% | – |
| V | Buy | VISA INC COM CL A | $1,645,000 | +21.8% | 7,520 | +11.3% | 0.29% | +6.1% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DEL CL B NEWcl b new | $1,621,000 | +23.8% | 6,992 | +13.8% | 0.29% | +7.4% |
| IEFA | Buy | ISHARES TRUST CORE MSCI EAFE ETFcore msci eafe | $1,580,000 | +35.5% | 22,863 | +18.2% | 0.28% | +18.0% |
| VOO | Buy | VANGUARD INDEX FDS SP 500 ETF NEW | $1,519,000 | +18.4% | 4,420 | +6.0% | 0.27% | +3.0% |
| PFF | Buy | ISHARES TR U.S. PFD STK ETFpfd and incm sec | $1,520,000 | +10.4% | 39,472 | +4.5% | 0.27% | -4.2% |
| XSLV | Buy | INVESCO SP SMALLCALL LOW VOLATILITY ETFs&p smlcp low | $1,492,000 | +26.0% | 36,610 | +2.6% | 0.27% | +9.5% |
| NEAR | New | ISHARES SHORT MATURITY BOblackrock st mat | $1,407,000 | – | 28,043 | +100.0% | 0.25% | – |
| HYG | Buy | ISHARES TR IBOXX HI YD ETFiboxx hi yd etf | $1,367,000 | +541.8% | 15,657 | +518.1% | 0.24% | +454.5% |
| TGT | Buy | TARGET CORP COM | $1,337,000 | +37.6% | 7,576 | +22.7% | 0.24% | +19.5% |
| XOM | Buy | EXXON MOBIL CORP | $1,323,000 | +72.5% | 32,087 | +18.0% | 0.24% | +49.4% |
| IJK | Buy | ISHARES SP MID CAP 400 GROWTH ETFs&p mc 400gr etf | $1,292,000 | +524.2% | 17,883 | +1965.0% | 0.23% | +437.2% |
| IYM | New | ISHARES DOW JONES U.S. BASIC MATERIAL SECTOR ETFu.s. bas mtl etf | $1,273,000 | – | 11,227 | +100.0% | 0.23% | – |
| SLYV | Buy | SPDR SER TR DJ WILSHIRE SMALL CAP VALUE ETFs&p 600 smcp val | $1,265,000 | +40.2% | 19,111 | +6.1% | 0.23% | +22.2% |
| WMT | Buy | WAL-MART STORES INC COM | $1,229,000 | +9.0% | 8,526 | +5.7% | 0.22% | -5.6% |
| SCHO | Buy | SCHWAB SHORT TERM US TREAsht tm us tres | $1,202,000 | +3.2% | 23,396 | +3.4% | 0.22% | -10.0% |
| SPYD | Buy | SPDR SER TR SP500 HIGH DIVprtflo s&p500 hi | $1,175,000 | +37.1% | 35,661 | +14.0% | 0.21% | +19.3% |
| DVY | Buy | ISHARES SELECT DIVIDEND ETFselect divid etf | $1,175,000 | +56.5% | 12,219 | +32.7% | 0.21% | +36.4% |
| PFE | Buy | PFIZER INC | $1,149,000 | +6.4% | 31,205 | +6.1% | 0.20% | -7.7% |
| TMFC | Buy | RBB FD INC MOTLEY FOL ETFmotley fol etf | $1,109,000 | +21.1% | 31,401 | +9.3% | 0.20% | +5.3% |
| NEE | Buy | NEXTERA ENERGY INC COM | $1,102,000 | +19.3% | 14,277 | +329.1% | 0.20% | +3.7% |
| GLD | Buy | SPDR GOLD TR GOLD SHS | $1,015,000 | +7.6% | 5,692 | +7.0% | 0.18% | -6.7% |
| MDYG | Buy | SPDR SER TR DJ WILSHIRE MID CAP GROWTH ETFs&p 400 mdcp grw | $1,005,000 | +21.4% | 14,491 | +0.4% | 0.18% | +5.3% |
| FPX | Buy | FIRST TR US IPO INDEX FD SHSus eqty oppt etf | $1,003,000 | +51.5% | 8,476 | +23.7% | 0.18% | +31.6% |
| VCSH | Buy | VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FD ETF SHSshrt trm corp bd | $990,000 | +2.6% | 11,890 | +2.1% | 0.18% | -10.6% |
| CWB | Buy | SPDR SERIES TRUST BLMBRG BRC CNVRTblmbrg brc cnvrt | $991,000 | +21.4% | 11,969 | +1.0% | 0.18% | +5.4% |
| IYK | Buy | ISHARES U S CONSUMER GOODS ETFu.s. cnsm gd etf | $977,000 | +263.2% | 5,635 | +213.1% | 0.17% | +216.4% |
| DGRO | Buy | ISHARES TRUST CORE DIVID GWTHcore div grwth | $952,000 | +189.4% | 21,242 | +156.7% | 0.17% | +150.0% |
| IGM | Buy | ISHARES TR SP GSSI TECHNOLOGY INDEX FDexpnd tec sc etf | $943,000 | +94.0% | 2,695 | +71.4% | 0.17% | +68.0% |
| QCOM | Buy | QUALCOMM INC | $915,000 | +112.3% | 6,007 | +63.9% | 0.16% | +83.1% |
| WFC | Buy | WELLS FARGO COMPANY COM USD1.666 | $903,000 | +177.8% | 29,924 | +116.4% | 0.16% | +140.3% |
| HYMB | Buy | SPDR SERIES TRUST NUVEEN SP HIGH YLD MUN B ETFnuveen bbg brcly | $898,000 | +6.5% | 15,229 | +2.7% | 0.16% | -7.5% |
| ABT | Buy | ABBOTT LABORATORIES | $888,000 | +2.9% | 8,108 | +2.2% | 0.16% | -10.7% |
| MA | Buy | MASTERCARD INCORPORATED CL Acl a | $885,000 | +8.1% | 2,480 | +2.4% | 0.16% | -6.0% |
| PDP | Buy | INVESCO DWA MOMENTUM ETFdwa momentum | $867,000 | +22.5% | 9,880 | +6.7% | 0.16% | +6.9% |
| UNH | Buy | UNITEDHEALTH GROUP INC COM | $858,000 | +14.7% | 2,445 | +2.0% | 0.15% | -0.6% |
| FTCS | Buy | FIRST TRUST CAP STRENGTH ETFcap strength etf | $857,000 | +27.7% | 12,699 | +19.8% | 0.15% | +10.9% |
| PGX | New | INVESCO PREFERRED ETFpfd etf | $846,000 | – | 55,470 | +100.0% | 0.15% | – |
| SUB | Buy | ISHARES SHORT-TERM NATIONAL MUNI BOND ETFshrt nat mun etf | $839,000 | +1.2% | 7,760 | +1.2% | 0.15% | -11.8% |
| LMT | Buy | LOCKHEED MARTIN CORP | $827,000 | -5.4% | 2,328 | +2.1% | 0.15% | -17.3% |
| BAR | Buy | GRANITESHARES GOLD TR SHS BEN INT | $828,000 | +0.7% | 43,857 | +0.1% | 0.15% | -12.4% |
| XLF | Buy | SECTOR SPDR TR SHS BEN INT FINANCIALsbi int-finl | $818,000 | +25.1% | 27,752 | +2.1% | 0.15% | +9.0% |
| KRE | Buy | SPDR SER TR SP REGL BKG ETFs&p regl bkg | $815,000 | +65.3% | 15,684 | +13.5% | 0.14% | +43.6% |
| IYW | New | ISHARES US TECHNOLOGY ETFu.s. tech etf | $807,000 | – | 9,481 | +100.0% | 0.14% | – |
| CSCO | Buy | CISCO SYS INC COM | $802,000 | +28.9% | 17,926 | +13.6% | 0.14% | +11.7% |
| PEG | Buy | PUBLIC SERVICE ENTERPRISE GROUP INC | $788,000 | +10.8% | 13,514 | +4.3% | 0.14% | -3.4% |
| IYJ | New | iShares U.S. Industrialsus industrials | $780,000 | – | 8,032 | +100.0% | 0.14% | – |
| EDOG | Buy | ALPS EMERGING SECTOR DIVIDEND DOGSem sect div dg | $774,000 | +32.5% | 34,039 | +7.2% | 0.14% | +15.0% |
| RAVI | Buy | FLEXSHARES TRUST READY ACCESS VARready acc vari | $764,000 | +7.3% | 10,022 | +7.4% | 0.14% | -6.8% |
| HON | Buy | HONEYWELL INTL INC | $682,000 | +33.2% | 3,207 | +3.2% | 0.12% | +16.2% |
| IJT | Buy | ISHARES SP SMALLCAP GROWTH ETFs&p sml 600 gwt | $683,000 | +27.2% | 5,977 | +96.4% | 0.12% | +10.9% |
| KO | Buy | COCA COLA CO | $659,000 | +11.7% | 12,012 | +0.5% | 0.12% | -2.5% |
| VTIP | Buy | VANGUARD MALVERN FDS SHORT-TERM INFLATION PROTECTED SECS INDEX FD ETF SHSstrm infproidx | $662,000 | +5.1% | 12,955 | +5.0% | 0.12% | -8.5% |
| SCHG | Buy | SCHWAB STRATEGIC TR US LARGE CAP GROWTH ETFus lcap gr etf | $652,000 | +18.8% | 5,074 | +6.5% | 0.12% | +2.7% |
| MU | Buy | MICRON TECHNOLOGY | $639,000 | +68.2% | 8,495 | +4.9% | 0.11% | +46.2% |
| WIP | Buy | SPDR SER TR DB INTL GOVT INFLATION- PROTECTEDftse int gvt etf | $633,000 | +15.3% | 10,778 | +6.5% | 0.11% | 0.0% |
| CRM | Buy | SALESFORCE COM INC | $631,000 | -4.0% | 2,836 | +8.5% | 0.11% | -16.3% |
| UAL | New | UNITED CONTINENTAL HOLDINGS INC COM USD0.01 | $600,000 | – | 13,884 | +100.0% | 0.11% | – |
| KXI | Buy | ISHARES TR SP GLOBAL CONSUMER STAPLES INDEXglb cnsm stp etf | $596,000 | +7.4% | 10,217 | +2.0% | 0.11% | -7.0% |
| SPGI | Buy | SP GLOBAL INC | $581,000 | -6.3% | 1,766 | +2.8% | 0.10% | -18.1% |
| HYLB | Buy | DBX ETF TR XTRACK USD HIGHxtrack usd high | $582,000 | +14.3% | 11,612 | +9.8% | 0.10% | -1.0% |
| JPST | Buy | JPMORGAN ULTRA-SHORT INCOMEultra shrt inc | $575,000 | +21.3% | 11,328 | +21.3% | 0.10% | +6.2% |
| VIS | Buy | VANGUARD SECTOR INDEX FDS VANGUARD INDLS VIPERSindustrial etf | $573,000 | +29.3% | 3,372 | +10.2% | 0.10% | +12.1% |
| ITA | Buy | ISHARES TR U.S. AERDEF ETFus aer def etf | $557,000 | +17.0% | 5,883 | +96.0% | 0.10% | +1.0% |
| PKW | Buy | INVESCO BUYBACK ACHIEVERS ETFbuyback achiev | $546,000 | +22.1% | 7,441 | +0.1% | 0.10% | +5.4% |
| SPEM | Buy | SPDR PRTFOLIO EMERGING MARKETS ETFportfolio emg mk | $534,000 | +27.8% | 12,656 | +10.7% | 0.10% | +10.5% |
| SKYY | Buy | FIRST TR EXCHANGE TRADED FD II ISE CLOUD COMPUTING INDEX FD | $522,000 | +108.8% | 5,490 | +72.5% | 0.09% | +82.4% |
| AEP | Buy | AMERICAN ELEC PWR CO | $515,000 | +3.2% | 6,188 | +1.3% | 0.09% | -9.8% |
| TXN | Buy | TEXAS INSTRUMENTS INC | $508,000 | +43.9% | 3,096 | +25.3% | 0.09% | +26.4% |
| A | Buy | AGILENT TECH INC | $502,000 | +33.5% | 4,238 | +13.7% | 0.09% | +16.9% |
| ORCL | Buy | ORACLE CORP COM | $501,000 | +21.3% | 7,741 | +11.9% | 0.09% | +4.7% |
| CVS | Buy | CVS HEALTH CORP COM | $497,000 | +23.9% | 7,269 | +5.9% | 0.09% | +8.5% |
| LMBS | Buy | FIRST TRUST FST LOW OPPT EFT E TFfst low oppt eft | $493,000 | +21.7% | 9,588 | +22.5% | 0.09% | +6.0% |
| FDG | Buy | AMERICAN CENTURY FOCUSED DYNfocused dynamic | $489,000 | +89.5% | 6,568 | +65.2% | 0.09% | +64.2% |
| DGRW | Buy | WISDOMTREE TR US QUALITY DIVID GROWTH FDus qtly div grt | $475,000 | +22.7% | 8,802 | +12.6% | 0.08% | +7.6% |
| TTD | Buy | TRADE DESK INCTHE -CLASS A | $474,000 | +74.9% | 592 | +13.6% | 0.08% | +51.8% |
| CMCSA | Buy | COMCAST CORP NEW CL Acl a | $469,000 | +16.1% | 8,946 | +2.5% | 0.08% | +1.2% |
| ONEQ | Buy | FIDELITY NASDAQ COMPOSITE INDEX TRACKING STOCKndq cp idx trk | $463,000 | +18.4% | 923 | +2.4% | 0.08% | +3.8% |
| FBT | Buy | FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECHNOLOGY INDEX FDny arca biotech | $458,000 | +90.8% | 2,729 | +78.7% | 0.08% | +67.3% |
| AMD | Buy | ADVANCED MICRO DEVICES INC COM | $454,000 | +24.0% | 4,954 | +10.9% | 0.08% | +8.0% |
| FLOT | Buy | ISHARES TRUST FLOATING RATE BD ETFfltg rate nt etf | $441,000 | +6.3% | 8,701 | +6.3% | 0.08% | -7.1% |
| PEP | Buy | PEPSICO INC | $435,000 | +7.4% | 2,932 | +0.4% | 0.08% | -6.0% |
| CMI | Buy | CUMMINS INC | $435,000 | +12.7% | 1,916 | +4.8% | 0.08% | -1.3% |
| FDX | Buy | FEDEX CORP COM | $434,000 | +37.8% | 1,671 | +33.3% | 0.08% | +18.5% |
| EMB | Buy | ISHARES TR JP MOR EM MK ETFjpmorgan usd emg | $420,000 | +12.6% | 3,624 | +7.7% | 0.08% | -2.6% |
| AVGO | Buy | BROADCOM INC | $417,000 | +29.1% | 953 | +7.6% | 0.07% | +12.1% |
| NOC | Buy | NORTHROP GRUMMAN CORP HOLDING CO | $415,000 | +41.6% | 1,362 | +46.9% | 0.07% | +23.3% |
| EMLC | Buy | VANECK VECTORS ETF TR JP MORGAN MKTSjp morgan mkts | $412,000 | +12.6% | 12,369 | +4.2% | 0.07% | -1.3% |
| XEL | Buy | XCEL ENERGY INC COM | $417,000 | +16.8% | 6,251 | +20.9% | 0.07% | +1.4% |
| DON | Buy | WISDOMTREE TR MIDCAP DIVID FDus midcap divid | $400,000 | +25.8% | 11,491 | +4.5% | 0.07% | +9.2% |
| FCX | New | FREEPORT MCMORAN INCcl b | $396,000 | – | 15,229 | +100.0% | 0.07% | – |
| MTUM | New | ISHARES TRUST MSCI USA MOMENTUM FACTOR ETFmsci usa mmentm | $392,000 | – | 2,430 | +100.0% | 0.07% | – |
| USRT | New | ISHARES CORE US REIT ETFcre u s reit etf | $384,000 | – | 7,941 | +100.0% | 0.07% | – |
| SPDW | Buy | SPDR PRTFOLIO WORLD EX-US ETFportfolio devlpd | $382,000 | +41.5% | 11,304 | +22.4% | 0.07% | +23.6% |
| CVM | Buy | CEL SCI CORP COM PAR $0.01 | $367,000 | -7.6% | 31,500 | +1.3% | 0.06% | -20.7% |
| FTSL | Buy | First Trust Senior Loan Fund Loansenior ln fd | $358,000 | +3.5% | 7,525 | +0.2% | 0.06% | -9.9% |
| PM | Buy | PHILIP MORRIS INTL INC COM | $353,000 | +11.7% | 4,259 | +1.1% | 0.06% | -3.1% |
| VBR | Buy | VANGUARD INDEX FDS VANGUARD SMALL CAP VALUE VIPERS FORMERLY VANGUARD INDEX TRsm cp val etf | $345,000 | +50.7% | 2,425 | +17.1% | 0.06% | +31.9% |
| MRNA | Buy | MODERNA INC COM | $340,000 | +59.6% | 3,258 | +8.1% | 0.06% | +38.6% |
| SPTL | Buy | SPDR LONG TERM TREASURY ETFportfolio ln tsr | $334,000 | +7.7% | 7,397 | +11.7% | 0.06% | -6.2% |
| RMD | Buy | RESMED INC | $339,000 | +24.2% | 1,595 | +0.1% | 0.06% | +7.1% |
| ETR | Buy | ENTERGY CORP NEW | $336,000 | +4.3% | 3,365 | +2.9% | 0.06% | -9.1% |
| RTX | Buy | RAYTHEON TECHNOLOGIES CORP COM | $338,000 | +28.0% | 4,730 | +3.2% | 0.06% | +11.1% |
| ACN | Buy | ACCENTURE PLC CLS A USD0.0000225 | $328,000 | +17.1% | 1,254 | +1.3% | 0.06% | +1.7% |
| RSP | New | INVESCO SP 500 EQUAL WEIGHT ETFs&p500 eql wgt | $333,000 | – | 2,614 | +100.0% | 0.06% | – |
| MDLZ | Buy | MONDELEZ INTL INC COMcl a | $325,000 | +3.8% | 5,551 | +2.0% | 0.06% | -9.4% |
| OEF | Buy | ISHARES SP 100 ETFs&p 100 etf | $319,000 | +18.1% | 1,857 | +7.3% | 0.06% | +3.6% |
| GTO | New | INVESCO TOTAL RETURN BONDtotal return | $322,000 | – | 5,582 | +100.0% | 0.06% | – |
| QUAL | New | ISHARES EDGE MSCI USA QUALITY FACTOR ETFmsci usa qlt fct | $321,000 | – | 2,764 | +100.0% | 0.06% | – |
| FNI | Buy | FIRST TR ISE CHINDIA INDEX FDchindia etf | $312,000 | +30.5% | 5,284 | +5.2% | 0.06% | +14.3% |
| VOT | New | VANGUARD INDEX FDS MIDCAP GROWTH INDEX VIPER SHSmcap gr idxvip | $313,000 | – | 1,477 | +100.0% | 0.06% | – |
| ADP | New | AUTOMATIC DATA PROCESSING INC | $315,000 | – | 1,784 | +100.0% | 0.06% | – |
| BLK | Buy | BLACKROCK INC | $315,000 | +36.4% | 436 | +6.6% | 0.06% | +19.1% |
| CMF | Buy | ISHARES CALIFORNIA MUNI BOND ETFcalif mun bd etf | $303,000 | +6.3% | 4,822 | +5.5% | 0.05% | -8.5% |
| DOCU | New | DOCUSIGN INC | $305,000 | – | 1,370 | +100.0% | 0.05% | – |
| MS | New | MORGAN STANLEY | $301,000 | – | 4,395 | +100.0% | 0.05% | – |
| SPHD | Buy | INVESCO SP 500 HIGH DIVID LOW VOLATILITY ETFs&p500 hdl vol | $303,000 | +21.7% | 8,071 | +6.9% | 0.05% | +5.9% |
| ADSK | New | AUTODESK INC COM | $296,000 | – | 968 | +100.0% | 0.05% | – |
| DTE | Buy | DTE ENERGY HOLDING CO | $292,000 | +11.9% | 2,405 | +5.9% | 0.05% | -3.7% |
| ETN | Buy | EATON CORP PLC COM | $283,000 | +26.9% | 2,358 | +8.1% | 0.05% | +10.9% |
| ARKK | New | ARK INNOVATION ETFinnovation etf | $284,000 | – | 2,281 | +100.0% | 0.05% | – |
| MFMS | New | RBB FUND INC MFAF SMALL CAP GR OWTH ETFmfam smlcp grwth | $288,000 | – | 7,470 | +100.0% | 0.05% | – |
| ALL | Buy | ALLSTATE CORP | $286,000 | +23.3% | 2,599 | +5.4% | 0.05% | +6.2% |
| AMAT | New | APPLIED MATERIALS INC | $280,000 | – | 3,249 | +100.0% | 0.05% | – |
| TVTX | New | RETROPHIN INC | $275,000 | – | 10,085 | +100.0% | 0.05% | – |
| FCOR | Buy | FIDELITY CORPORATE BOND ETFcorp bond etf | $276,000 | +27.8% | 4,814 | +24.4% | 0.05% | +11.4% |
| GBT | Buy | GLOBAL BLOOD THERAPEUTICS INC COM | $272,000 | -13.4% | 6,288 | +10.4% | 0.05% | -23.4% |
| HYD | Buy | VANECK VECTORS HIGH-YIELD MUNICIPAL ETFhigh yld mun etf | $270,000 | +5.5% | 4,394 | +2.6% | 0.05% | -9.4% |
| SCHD | New | SCHWAB STRATEGIC TR US DIVIDEND EQUITY ETFus dividend eq | $265,000 | – | 4,132 | +100.0% | 0.05% | – |
| FEP | New | FIRST TRUST EUROPE ALPHADEXeurope alphadex | $255,000 | – | 6,686 | +100.0% | 0.05% | – |
| SRPT | New | SAREPTA THERAPEUTICS INC COM | $258,000 | – | 1,516 | +100.0% | 0.05% | – |
| ALGN | New | ALIGN TECHNOLOGY INC COM | $257,000 | – | 480 | +100.0% | 0.05% | – |
| NEO | New | NEOGENOMICS INC COM NEW | $259,000 | – | 4,805 | +100.0% | 0.05% | – |
| ZM | Buy | ZOOM VIDEO COMMUNICATIONS-Acl a | $259,000 | -1.1% | 767 | +37.7% | 0.05% | -14.8% |
| C | New | CITIGROUP INC COM NEW | $259,000 | – | 4,202 | +100.0% | 0.05% | – |
| GE | Buy | GENERAL ELECTRIC CO | $253,000 | +104.0% | 23,398 | +17.4% | 0.04% | +80.0% |
| PWR | New | QUANTA SERVICES INC LTD VOTE COM STK | $252,000 | – | 3,494 | +100.0% | 0.04% | – |
| SPYG | Buy | SPDR SERIES TRUST SP 500 GROWTH ETFprtflo s&p500 gw | $253,000 | +10.5% | 4,579 | +0.0% | 0.04% | -4.3% |
| ASML | New | ASML HOLDING N V N Y REGISTRY SHS | $247,000 | – | 506 | +100.0% | 0.04% | – |
| EXC | Buy | EXELON CORP | $244,000 | +18.4% | 5,770 | +0.2% | 0.04% | +4.8% |
| CPRI | New | CAPRI HOLDINGS LIMITED COM NPV | $241,000 | – | 5,731 | +100.0% | 0.04% | – |
| GIS | Buy | GENERAL MILLS INC | $233,000 | +2.2% | 3,970 | +7.4% | 0.04% | -10.6% |
| APD | Buy | AIR PRODUCTS CHEM | $235,000 | +13.0% | 859 | +22.9% | 0.04% | -2.3% |
| SLB | New | SCHLUMBERGER LIMITED COM USD0.01 | $235,000 | – | 10,777 | +100.0% | 0.04% | – |
| GS | New | GOLDMAN SACHS GROUP INC | $235,000 | – | 890 | +100.0% | 0.04% | – |
| SWKS | Buy | SKYWORKS SOLUTIONS INC COM | $228,000 | +6.5% | 1,489 | +1.4% | 0.04% | -6.8% |
| DG | Buy | DOLLAR GEN CORP NEW COM | $227,000 | -3.0% | 1,118 | +0.3% | 0.04% | -14.6% |
| FNDX | New | SCHWAB STRATEGIC TR SCHWAB FUNDAMENTAL Uschwab fdt us lg | $230,000 | – | 5,079 | +100.0% | 0.04% | – |
| YUM | New | YUM BRANDS INC | $230,000 | – | 2,114 | +100.0% | 0.04% | – |
| BMRN | New | BIOMARIN PHARMACEUTICAL INC COM | $229,000 | – | 2,607 | +100.0% | 0.04% | – |
| SHM | Buy | SPDR SER TR NUVEEN BLMBRG SRnuveen blmbrg sr | $228,000 | 0.0% | 4,585 | +0.1% | 0.04% | -12.8% |
| GPS | New | GAP INC DEL COM | $232,000 | – | 11,474 | +100.0% | 0.04% | – |
| ICLN | New | ISHARES TR SP GLOBAL CLEAN ENERGY INDEXgl clean ene etf | $228,000 | – | 8,063 | +100.0% | 0.04% | – |
| AGGY | New | WISDOMTREE TR BRCLYS US AGGRyield enhancd us | $232,000 | – | 4,321 | +100.0% | 0.04% | – |
| CGC | New | CANOPY GROWTH CORP COM | $225,000 | – | 9,133 | +100.0% | 0.04% | – |
| BPMC | New | BLUEPRINT MEDICINES CORP COM | $226,000 | – | 2,019 | +100.0% | 0.04% | – |
| NBIX | New | NEUROCRINE BIOSCIENCES INC | $225,000 | – | 2,352 | +100.0% | 0.04% | – |
| EMR | New | EMERSON ELECTRIC CO | $219,000 | – | 2,722 | +100.0% | 0.04% | – |
| ADPT | New | ADAPTIVE BIOTECHNOLOGIES | $221,000 | – | 3,734 | +100.0% | 0.04% | – |
| TWLO | New | TWILIO INC CL Acl a | $214,000 | – | 632 | +100.0% | 0.04% | – |
| KORP | New | AMERICAN CENTY ETF TRdiversifid crp | $211,000 | – | 3,984 | +100.0% | 0.04% | – |
| ARKG | New | ARK GENOMIC REVL MULTI-SECTOR ETFgenomic rev etf | $212,000 | – | 2,270 | +100.0% | 0.04% | – |
| SYY | New | SYSCO CORP COM | $215,000 | – | 2,890 | +100.0% | 0.04% | – |
| OMER | Buy | OMEROS CORP COM | $212,000 | +58.2% | 14,806 | +11.8% | 0.04% | +35.7% |
| BIO | New | BIO RAD LABORATORIES INC CL Acl a | $210,000 | – | 360 | +100.0% | 0.04% | – |
| SCHV | New | SCHWAB STRATEGIC TR US LAGRE CAP VALUE ETFus lcap va etf | $209,000 | – | 3,505 | +100.0% | 0.04% | – |
| IOVA | New | IOVANCE BIOTHERAPEUTICS INC | $209,000 | – | 4,500 | +100.0% | 0.04% | – |
| EVN | Buy | EATON VANCE MUN INCOME TR SH BEN INTsh ben int | $204,000 | +9.1% | 15,235 | +4.6% | 0.04% | -5.3% |
| LB | New | L BRANDS INC COM | $204,000 | – | 5,479 | +100.0% | 0.04% | – |
| HPE | Buy | HEWLETT PACKARD ENTERPRISE CO COM | $172,000 | +48.3% | 14,496 | +17.5% | 0.03% | +29.2% |
| FULT | Buy | FULTON FINL CORP PA | $171,000 | +40.2% | 13,426 | +3.1% | 0.03% | +24.0% |
| TCPC | Buy | TCP CAP CORP COM | $157,000 | +49.5% | 13,951 | +30.2% | 0.03% | +27.3% |
| NMFC | Buy | NEW MTN FIN CORP COM | $159,000 | +59.0% | 14,030 | +34.2% | 0.03% | +33.3% |
| SUNS | New | SOLAR SENIOR CAPITAL LTD | $150,000 | – | 10,384 | +100.0% | 0.03% | – |
| OCSL | Buy | OAKTREE SPECIALTY LENDING CORP COM | $130,000 | +51.2% | 23,355 | +30.7% | 0.02% | +27.8% |
| ATRS | Buy | ANTARES PHARMA INC | $86,000 | +56.4% | 21,500 | +4.9% | 0.02% | +36.4% |
| SIRI | Buy | SIRIUS XM HLDGS INC COM | $69,000 | +19.0% | 10,849 | +0.3% | 0.01% | 0.0% |
| NYMT | Buy | NEW YORK MTG TR INC COM PAR | $55,000 | +48.6% | 14,770 | +2.4% | 0.01% | +25.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-01-25
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 24 | Q3 2023 | 5.9% |
| SPDR SP 500 ETF TRUST UNIT SER 1 SP | 24 | Q3 2023 | 5.0% |
| MICROSOFT CORP | 24 | Q3 2023 | 2.5% |
| SELECT SECTOR SPDR TR HEALTH CARE FORMERLY CONSUMER SVCS TO 06242002 | 24 | Q3 2023 | 3.4% |
| ISHARES TR | 24 | Q3 2023 | 2.0% |
| AMAZONCOM INC | 24 | Q3 2023 | 2.2% |
| VANGUARD INDEX FDS VANGUARD GROWTH ETF FORMERLY VANGUARD INDEX TR VIPERS | 24 | Q3 2023 | 2.4% |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | 24 | Q3 2023 | 3.5% |
| EXXON MOBIL CORPORATION 3 | 24 | Q3 2023 | 4.4% |
| HOME DEPOT INC COM | 24 | Q3 2023 | 1.2% |
View CALTON & ASSOCIATES, INC.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-16 |
| 13F-HR | 2024-02-07 |
| X-17A-5/A | 2024-01-02 |
| X-17A-5 | 2023-12-27 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-07-24 |
| 13F-HR | 2023-04-19 |
| 13F-HR | 2023-01-18 |
| X-17A-5/A | 2022-12-29 |
| X-17A-5 | 2022-12-21 |
View CALTON & ASSOCIATES, INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.