Q3 2023
Q2 2023
Q4 2022
Q3 2022
Q4 2021
Q3 2021
Q2 2021
Q4 2019
Q3 2019
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Sell | SPDR S&P 500 TRUST ETF (spy)etf | $7,881,617,000 | +72588.5% | 26,558 | -28.2% | 8.56% | -24.8% |
| LUMN | Sell | CENTURYLINK INC (ctl) | $4,767,659,000 | +97139.6% | 382,024 | -8.4% | 5.18% | +0.7% |
| VOO | Sell | Vanguard Index S&P 500 (voo)etf | $4,200,493,000 | +99721.6% | 15,409 | -1.5% | 4.56% | +3.4% |
| IVV | Sell | S&P 500 INDX (ivv)etf | $4,139,576,000 | +98461.3% | 13,867 | -2.7% | 4.50% | +2.0% |
| NLY | Sell | ANNALY CAPITAL MANAGEMNT INC (nly) | $3,802,348,000 | +91324.6% | 432,085 | -5.2% | 4.13% | -5.4% |
| T | Sell | AT&T, Inc.(t) | $3,800,996,000 | +97712.6% | 100,449 | -13.4% | 4.13% | +1.3% |
| NOK | Sell | Nokia Corp (nok)adr | $3,520,338,000 | +94481.9% | 695,719 | -6.4% | 3.82% | -2.1% |
| QID | New | ProShares TR UltraShort QQQ New (qid)etf | $2,630,928,000 | – | 87,610 | – | 2.86% | – |
| FSK | Sell | FS KKR Capital Corp. (fsk) | $2,391,137,000 | +92976.6% | 410,144 | -4.9% | 2.60% | -3.6% |
| RDSA | Buy | ROYAL DUTCH SHELL PLC SPONSORED (rds a)adr | $2,258,957,000 | +232782.2% | 38,385 | +157.4% | 2.45% | +141.2% |
| CVS | Sell | CVS Health Corp (cvs) | $2,219,244,000 | +108314.5% | 35,187 | -6.3% | 2.41% | +12.2% |
| AMLP | Buy | ALPS ALERIAN MLP ETF (amlp)etf | $2,070,310,000 | +223475.6% | 226,511 | +140.9% | 2.25% | +131.5% |
| SDS | Sell | ProShares UltraShort S&P 500 (sds)etf | $2,069,867,000 | +29976.5% | 70,165 | -68.7% | 2.25% | -68.9% |
| SNH | Buy | Sr. Housing Properties Trust (snh) | $1,846,728,000 | +159238.1% | 199,538 | +42.3% | 2.00% | +64.9% |
| BMY | Sell | Bristol Myers-Squibb (bmy) | $1,824,596,000 | +105612.4% | 35,981 | -5.5% | 1.98% | +9.4% |
| ORCL | New | ORACLE CORPORATION (orcl) | $1,749,623,000 | – | 31,794 | – | 1.90% | – |
| DX | Buy | DYNEX CAP INC COM (dx) | $1,687,895,000 | +145785.5% | 114,201 | +65.3% | 1.83% | +51.1% |
| NYMT | New | New York Mortgage Trust (nymt) | $1,675,846,000 | – | 275,180 | – | 1.82% | – |
| TRGP | New | Targa Resources Corp. (trgp) | $1,626,483,000 | – | 40,490 | – | 1.77% | – |
| BP | New | BP PLC SPONS ADR (bp)adr | $1,566,023,000 | – | 41,222 | – | 1.70% | – |
| XOM | Sell | Exxon Mobil Corporation (xom) | $1,531,883,000 | +86741.4% | 21,695 | -5.8% | 1.66% | -10.1% |
| TRMT | Sell | Tremont Mortgage Trust (trmt) | $1,495,832,000 | +110784.5% | 306,523 | -6.2% | 1.62% | +14.8% |
| CDR | New | Cedar Realty Tr Com (cdr) | $1,380,465,000 | – | 460,155 | – | 1.50% | – |
| WRK | Sell | WestRock Company (wrk) | $1,348,285,000 | +93336.2% | 36,990 | -6.5% | 1.46% | -3.2% |
| KSS | Sell | KOHLS CORP (kss) | $1,157,425,000 | +99678.0% | 23,307 | -4.5% | 1.26% | +3.3% |
| M | Buy | MACY'S INC (m) | $1,037,015,000 | +125294.8% | 66,732 | +73.1% | 1.13% | +29.9% |
| GSK | Sell | GLAXOSMITHKLINE PLC-ADR (gsk)adr | $1,035,800,000 | +99977.3% | 24,269 | -6.2% | 1.12% | +3.7% |
| C | Sell | CITIGROUP INC COM (c) | $910,888,000 | +65858.6% | 13,186 | -33.2% | 0.99% | -31.7% |
| SVC | New | Service Properties Trust Reit (svc) | $901,102,000 | – | 34,940 | – | 0.98% | – |
| JNPR | New | JUNIPER NETWORKS INC (jnpr) | $886,668,000 | – | 35,825 | – | 0.96% | – |
| FITB | New | FIFTH THIRD BANCORP (fitb) | $870,300,000 | – | 31,786 | – | 0.94% | – |
| JWN | Sell | NORDSTROM INC (jwn) | $857,238,000 | +57510.1% | 25,460 | -45.5% | 0.93% | -40.4% |
| PEI | New | PENNSYLVANIA REAL ESTATE INV TRUST (pei) | $854,997,000 | – | 149,475 | – | 0.93% | – |
| AAIC | Sell | Arlington Asset Investment (ai) | $839,777,000 | +75692.1% | 152,965 | -5.1% | 0.91% | -21.5% |
| VIA | New | Viacom Inc. Class A (via) | $814,191,000 | – | 31,005 | – | 0.88% | – |
| VIAB | New | Viacom Inc. Class B (viab) | $800,559,000 | – | 33,315 | – | 0.87% | – |
| MDLY | Sell | Medley Management Inc. (mdly) | $800,250,000 | +103025.0% | 228,643 | -27.6% | 0.87% | +6.8% |
| SDIV | Sell | Global X SuperDividend ETF (sdiv)etf | $791,345,000 | +95128.0% | 46,632 | -3.5% | 0.86% | -1.5% |
| DIS | Sell | The Walt Disney Company (dis) | $791,433,000 | +59766.3% | 6,073 | -35.9% | 0.86% | -38.0% |
| TTE | Sell | TOTAL S.A. (tot)adr | $776,464,000 | +85982.5% | 14,932 | -7.7% | 0.84% | -10.9% |
| JNJ | Sell | JOHNSON & JOHNSON (jnj) | $737,854,000 | +86401.1% | 5,703 | -6.9% | 0.80% | -10.5% |
| QCOM | Sell | QUALCOMM INC (qcom) | $636,327,000 | +93066.5% | 8,342 | -7.1% | 0.69% | -3.5% |
| TGT | Sell | TARGET CORP (tgt) | $586,080,000 | +97255.5% | 5,482 | -21.2% | 0.64% | +0.8% |
| CHACU | Sell | Chardan Healthcare Acquisition Corp Unit | $570,550,000 | +116101.6% | 47,665 | -1.4% | 0.62% | +20.2% |
| CCL | New | Carnival Corporation (ccl)unit | $539,381,000 | – | 12,340 | – | 0.59% | – |
| SLB | Buy | Schlumberger LTD (slb) | $444,790,000 | +206779.1% | 13,017 | +139.7% | 0.48% | +114.7% |
| STT | New | STATE STREET CORP (stt) | $434,632,000 | – | 7,343 | – | 0.47% | – |
| OLN | Sell | Olin Corp. (oln) | $416,538,000 | +22913.1% | 22,251 | -73.1% | 0.45% | -76.2% |
| IP | Sell | International Paper Company (ip) | $407,828,000 | +91136.7% | 9,752 | -5.7% | 0.44% | -5.5% |
| IRM | New | Iron Mountain Inc. (irm) | $391,757,000 | – | 12,095 | – | 0.42% | – |
| FDX | New | FedEx Corp (fdx) | $389,545,000 | – | 2,676 | – | 0.42% | – |
| GLW | Sell | CORNING INC (glw) | $381,797,000 | +44976.4% | 13,387 | -47.5% | 0.42% | -53.3% |
| LOW | New | LOWES COMPANIES INC (low) | $377,492,000 | – | 3,433 | – | 0.41% | – |
| BAC | New | BANK OF AMERICA CORP (bac) | $374,834,000 | – | 12,850 | – | 0.41% | – |
| GE | New | General Electric Company (ge) | $366,540,000 | – | 41,000 | – | 0.40% | – |
| AXDX | New | Accelerate Diagnostics Inc. (axdx) | $365,829,000 | – | 19,700 | – | 0.40% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHINE CORP (ibm) | $364,567,000 | – | 2,507 | – | 0.40% | – |
| RTN | New | RAYTHEON COMPANY (rtn) | $362,362,000 | – | 1,847 | – | 0.39% | – |
| PFE | New | Pfizer Inc. (pfe) | $347,586,000 | – | 9,674 | – | 0.38% | – |
| ET | New | Energy Transfer LP (et) | $343,153,000 | – | 26,235 | – | 0.37% | – |
| SMH | New | Vaneck Vectors Semiconductor ETF (smh)etf | $310,571,000 | – | 2,607 | – | 0.34% | – |
| ATH | New | Athene Holding Ltd. (ath)cl a | $270,950,000 | – | 6,442 | – | 0.29% | – |
| CQP | New | Cheniere Energy Partners LP (cqp) | $258,690,000 | – | 5,688 | – | 0.28% | – |
| UVXY | Sell | ProShares Tr II Ultra Short Futures (uvxy)etf | $249,072,000 | +37130.5% | 9,565 | -55.0% | 0.27% | -61.5% |
| FV | New | First Tr Exchange FD Focus 5 ETF (fv)etf | $232,133,000 | – | 7,845 | – | 0.25% | – |
| DOG | New | Proshares Tr Short Dow30 (dog)etf | $226,364,000 | – | 4,315 | – | 0.25% | – |
| SBRA | Sell | Sabra Health Care Inc. (sbra) | $209,395,000 | +89004.3% | 9,120 | -23.7% | 0.23% | -7.7% |
| YNDX | New | Yandex N.V. (yndx) | $207,609,000 | – | 5,930 | – | 0.22% | – |
| SACH | New | Sachem Capital Corp. (sach) | $188,800,000 | – | 40,000 | – | 0.20% | – |
| PFLT | New | PENNANTPARK FLOATING RATE CAPITAL (pflt) | $185,054,000 | – | 15,953 | – | 0.20% | – |
| FBIO | New | Fortress Biotech Inc. (fbio) | $111,601,000 | – | 79,150 | – | 0.12% | – |
| PSEC | Sell | Prospect Capital Corp. (psec) | $90,480,000 | +11712.0% | 13,730 | -88.3% | 0.10% | -87.8% |
| PNNT | New | PENNANTPARK INVSTMNT CRP (pnnt) | $66,681,000 | – | 10,635 | – | 0.07% | – |
| PRTO | New | Proteon Therapeutics Inc. (prto) | $2,600,000 | – | 10,000 | – | 0.00% | – |
| UQM | Exit | UQM Technologies Inc. (uqm) | $0 | – | -100,000 | – | -0.17% | – |
| MERC | Exit | Mercer International Inc. (merc) | $0 | – | -11,520 | – | -0.19% | – |
| WHF | Exit | Whitehorse Finance, Inc. (whf) | $0 | – | -13,000 | – | -0.19% | – |
| HES | Exit | HESS CORPORATION (hes) | $0 | – | -3,154 | – | -0.21% | – |
| NFLX | Exit | Netflix, Inc. (nflx) | $0 | – | -653 | – | -0.25% | – |
| VOYA | Exit | Voya Financial Inc. (voya) | $0 | – | -4,340 | – | -0.25% | – |
| SH | Exit | ProShares Short S&P500 (sh)etf | $0 | – | -9,080 | – | -0.25% | – |
| HUM | Exit | Humana Inc. (hum) | $0 | – | -915 | – | -0.25% | – |
| SC | Exit | Santander Consumer USA Holdings Inc. (sc) | $0 | – | -10,185 | – | -0.26% | – |
| EME | Exit | EMCOR GROUP INC (eme) | $0 | – | -2,875 | – | -0.26% | – |
| PI | Exit | Impinj, Inc. (pi) | $0 | – | -9,530 | – | -0.28% | – |
| NWL | Exit | Newell Brands Inc. (nwl) | $0 | – | -23,870 | – | -0.39% | – |
| CVX | Exit | Chevron Corporation (cvx) | $0 | – | -3,115 | – | -0.41% | – |
| ERIC | Exit | ERICSSON (LM) TEL-SP ADR NEW (eric)adr | $0 | – | -45,085 | – | -0.45% | – |
| IHI | Exit | Ishares US Medical Devices (ihi)etf | $0 | – | -2,060 | – | -0.52% | – |
| AINV | Exit | Apollo Investment Corp (ainv) | $0 | – | -34,085 | – | -0.56% | – |
| BGGSQ | Exit | Briggs & Stratton Corp. (bgg) | $0 | – | -74,510 | – | -0.80% | – |
| ARCC | Exit | ARES CAPITAL CORP (arcc) | $0 | – | -48,966 | – | -0.92% | – |
| UPS | Exit | UNITED PARCEL SERVICE INC (ups)clb | $0 | – | -8,732 | – | -0.94% | – |
| HTGC | Exit | Hercules Capital Inc (htgc) | $0 | – | -73,980 | – | -0.99% | – |
| GILD | Exit | Gilead Sciences Inc (gild) | $0 | – | -14,367 | – | -1.02% | – |
| NRZ | Exit | NEW RESIDENTIAL INVESTMENT CORP (nrz) | $0 | – | -106,150 | – | -1.71% | – |
| DOW | Exit | Dow Inc. (dow) | $0 | – | -34,340 | – | -1.78% | – |
| WFC | Exit | WELLS FARGO COMPANY (wfc) | $0 | – | -36,209 | – | -1.80% | – |
| TWO | Exit | TWO HARBORS INVT CORP (two) | $0 | – | -138,042 | – | -1.83% | – |
Q2 2019
Q4 2018
Q3 2018
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SDS | Buy | ProShares UltraShort S&P 500 (sds)etf | $15,222,000 | +6.1% | 459,890 | +22.5% | 10.89% | +28.0% |
| SPY | Sell | SPDR S&P 500 TRUST ETF (spy)etf | $10,904,000 | +3.8% | 37,507 | -3.1% | 7.80% | +25.2% |
| VOO | Sell | Vanguard Index S&P 500 (voo)etf | $9,502,000 | +2.9% | 35,582 | -3.9% | 6.80% | +24.0% |
| IVV | Sell | S&P 500 INDX (ivv)etf | $9,462,000 | +3.0% | 32,324 | -3.9% | 6.77% | +24.3% |
| T | Sell | AT&T, Inc.(t) | $5,633,000 | +0.2% | 167,769 | -4.2% | 4.03% | +20.8% |
| NOK | New | Nokia Corp (nok)adr | $4,221,000 | – | 756,540 | – | 3.02% | – |
| AMLP | Sell | ALPS ALERIAN MLP ETF (amlp) | $3,949,000 | -25.7% | 369,762 | -29.7% | 2.82% | -10.3% |
| NWL | Buy | Newell Brands Inc. (nwl) | $3,800,000 | +34.5% | 187,217 | +70.9% | 2.72% | +62.2% |
| Buy | Corporate Capital Trust, Inc. (cct) | $3,459,000 | +166.3% | 226,687 | +172.5% | 2.48% | +221.0% | |
| WFC | New | WELLS FARGO COMPANY (wfc) | $2,556,000 | – | 48,635 | – | 1.83% | – |
| CVS | Sell | CVS Health Corp (cvs) | $2,545,000 | +21.6% | 32,336 | -0.6% | 1.82% | +46.6% |
| BBDC | Buy | Barings BDC, Inc. (bbdc) | $2,487,000 | +82.6% | 248,480 | +109.7% | 1.78% | +120.2% |
| NYCB | New | New York Community Bancorp Inc. (nycb) | $2,474,000 | – | 238,639 | – | 1.77% | – |
| TEF | Buy | Telefonica, S.A. (tef)adr | $2,457,000 | +30.0% | 312,602 | +41.0% | 1.76% | +56.8% |
| OLN | Sell | Olin Corp. (oln) | $2,448,000 | -11.1% | 95,328 | -0.7% | 1.75% | +7.2% |
| DIS | Sell | The Walt Disney Company (dis) | $2,427,000 | -11.2% | 20,761 | -20.4% | 1.74% | +7.1% |
| LUMN | Sell | CENTURYLINK INC (ctl) | $2,355,000 | +10.3% | 111,087 | -3.1% | 1.68% | +33.0% |
| CVX | New | Chevron Corporation (cvx) | $2,037,000 | – | 16,666 | – | 1.46% | – |
| GSK | Buy | GLAXOSMITHKLINE PLC-ADR (gsk) | $1,998,000 | +67.1% | 49,752 | +67.5% | 1.43% | +101.4% |
| MRVL | Buy | Marvell Tech Group (mrvl) | $1,810,000 | +331.0% | 93,802 | +378.2% | 1.30% | +420.1% |
| NBR | Sell | Nabors Industries Ltd. (nbr) | $1,765,000 | -26.4% | 286,636 | -23.4% | 1.26% | -11.2% |
| C | Sell | CITIGROUP INC COM (c) | $1,750,000 | -38.1% | 24,397 | -42.2% | 1.25% | -25.3% |
| MRK | Sell | Merck & Company Inc. (mrk) | $1,648,000 | +9.9% | 23,241 | -6.0% | 1.18% | +32.5% |
| IP | Buy | International Paper Company (ip) | $1,607,000 | +12.8% | 32,702 | +19.5% | 1.15% | +36.1% |
| KMI | Sell | KINDER MORGAN INC DEL (kmi) | $1,483,000 | -23.8% | 83,653 | -24.1% | 1.06% | -8.1% |
| IVW | Sell | ISHARES S&P 500 ETF GROWTH (ivw)etf | $1,473,000 | +5.3% | 8,318 | -3.3% | 1.05% | +27.0% |
| JNJ | Sell | JOHNSON & JOHNSON (jnj) | $1,434,000 | -47.3% | 10,381 | -53.8% | 1.03% | -36.5% |
| VIV | New | TELEFONICA BRASIL SA SPONSORED ADR (viv)adr | $1,369,000 | – | 140,799 | – | 0.98% | – |
| GLD | Sell | SPDR Gold Trust (gld)etf | $1,343,000 | -69.4% | 11,913 | -67.8% | 0.96% | -63.1% |
| PEP | Sell | PEPSICO INC (pep) | $1,341,000 | -42.4% | 11,997 | -43.9% | 0.96% | -30.6% |
| SJM | Sell | J M SMUCKER CO (sjm) | $1,312,000 | -17.9% | 12,792 | -14.0% | 0.94% | -0.9% |
| INTC | Sell | Intel Corp (intc) | $1,298,000 | -7.5% | 27,461 | -2.8% | 0.93% | +11.7% |
| BAC | Sell | BANK OF AMERICA CORP (bac) | $1,292,000 | -54.9% | 43,862 | -56.8% | 0.92% | -45.6% |
| RILYH | Buy | B Riley Financial, 5/31/23, 7.375 (rilyh) | $1,271,000 | +149.2% | 50,000 | +150.0% | 0.91% | +200.0% |
| RDSA | New | ROYAL DUTCH SHELL PLC SPONSORED (rds a)adr | $1,245,000 | – | 18,281 | – | 0.89% | – |
| IBM | Sell | INTERNATIONAL BUSINESS MACHINE CORP (ibm) | $1,152,000 | -56.3% | 7,622 | -59.6% | 0.82% | -47.3% |
| OCSL | Sell | Oaktree Specialty Lending Corp. (ocsl) | $1,140,000 | -1.2% | 230,010 | -4.8% | 0.82% | +19.1% |
| IYT | New | ISHARES ETF TRANSPORTATION AVERAGE (iyt)etf | $1,031,000 | – | 5,045 | – | 0.74% | – |
| NUE | Sell | NUCOR CORP (nue) | $1,016,000 | -0.8% | 16,015 | -2.3% | 0.73% | +19.6% |
| CIBR | New | First Tr Nasdaq Cybersecurity ETF (cibr) | $937,000 | – | 32,885 | – | 0.67% | – |
| ITA | New | IShares DJ Aerospace & Defense ETF (ita)etf | $886,000 | – | 4,095 | – | 0.63% | – |
| PJP | New | Invesco Dynamic Pharmaceuticals ETF (pjp)etf | $885,000 | – | 12,050 | – | 0.63% | – |
| GPS | New | Gap Inc. (gps) | $885,000 | – | 30,700 | – | 0.63% | – |
| PG | Sell | Procter & Gamble Co. (pg) | $841,000 | -71.2% | 10,106 | -73.0% | 0.60% | -65.2% |
| UNIT | Sell | Uniti Group Inc. (unit) | $838,000 | -13.7% | 41,592 | -14.3% | 0.60% | +4.2% |
| F | New | Ford Motor (f) | $779,000 | – | 84,317 | – | 0.56% | – |
| FBT | New | First Trust Arca Biotech ETF (fbt)etf | $772,000 | – | 4,875 | – | 0.55% | – |
| IOO | New | IShares S&P Global 100 Index (ioo)etf | $749,000 | – | 15,365 | – | 0.54% | – |
| MMLP | Buy | Martin Midstream Partners LP (mmlp) | $739,000 | +16.7% | 63,710 | +38.8% | 0.53% | +40.7% |
| KSS | Sell | KOHLS CORP (kss) | $712,000 | -2.5% | 9,553 | -4.6% | 0.51% | +17.6% |
| Sell | Global Medical REIT, Inc. (gmre) | $690,000 | -8.2% | 73,302 | -13.7% | 0.49% | +10.8% | |
| TPVG | Sell | Triplepoint Venture Growth Corp (tpvg) | $605,000 | +1.2% | 44,583 | -7.4% | 0.43% | +22.0% |
| BMY | Sell | Bristol Myers-Squibb (bmy) | $594,000 | -80.3% | 9,569 | -82.4% | 0.42% | -76.2% |
| SH | Sell | ProShares Short S&P500 (sh)etf | $570,000 | -53.4% | 20,865 | -50.0% | 0.41% | -43.8% |
| AMGN | Sell | Amgen Inc (amgn) | $541,000 | -70.7% | 2,612 | -73.9% | 0.39% | -64.7% |
| SUNS | Sell | Solar Senior Capital Ltd. (suns) | $525,000 | -4.0% | 31,476 | -6.3% | 0.38% | +15.7% |
| GLPPRA | New | Global Partners LP, 9.75 Pfd (glpru) | $512,000 | – | 20,000 | – | 0.37% | – |
| MRCCL | New | Monroe Capital Corp 2023,5.75 Pfd (mrccl) | $499,000 | – | 20,000 | – | 0.36% | – |
| CBLAQ | Sell | CBL & ASSOC PROPERTIES REIT INC (cbl) | $487,000 | -30.0% | 122,062 | -2.3% | 0.35% | -15.7% |
| USB | Sell | US BANCORP NEW (usb) | $480,000 | -77.2% | 9,104 | -78.3% | 0.34% | -72.5% |
| APTS | New | Pref Apartment Communities, Inc. (apts) | $413,000 | – | 23,530 | – | 0.30% | – |
| TGT | Sell | TARGET CORP (tgt) | $404,000 | -51.0% | 4,581 | -57.7% | 0.29% | -40.9% |
| UVXY | New | ProShares Tr II Ultra Short Futures (uvxy)etf | $385,000 | – | 10,480 | – | 0.28% | – |
| GECCM | Sell | Great Elm Cap Corp Nts 8.25 Qtr (geccm) | $328,000 | -34.5% | 13,106 | -34.5% | 0.24% | -20.9% |
| IXJ | New | Ishares S&P Global Healthcare ETF (ixj)etf | $317,000 | – | 5,035 | – | 0.23% | – |
| OAKPRB | New | Oaktree Capital Group 6.55 Pfd (oktgp) | $267,000 | – | 10,760 | – | 0.19% | – |
| M | Sell | MACY'S INC (m) | $260,000 | -73.0% | 7,501 | -70.9% | 0.19% | -67.5% |
| IWM | Sell | ISHARES ETF RUSSELL 2000 (iwm)etf | $254,000 | -20.1% | 1,507 | -22.4% | 0.18% | -3.7% |
| XRT | New | SPDR S&P RETAIL ETF (xrt)etf | $246,000 | – | 4,840 | – | 0.18% | – |
| QQQ | Sell | Invesco QQQ TR ETF SERIES 1 (qqq)etf | $237,000 | +4.4% | 1,279 | -3.6% | 0.17% | +25.9% |
| WHLRD | Sell | Wheeler REIT, Pfd D.8.75 (whlrd) | $232,000 | -40.7% | 11,100 | -47.4% | 0.17% | -28.4% |
| GILD | New | Gilead Sciences Inc (gild) | $203,000 | – | 2,640 | – | 0.14% | – |
| SFTBY | New | SOFTBANK CORP ADR (sftby) | $201,000 | – | 4,045 | – | 0.14% | – |
| CAH | Sell | Cardinal Health Inc. (cah) | $201,000 | -66.0% | 3,730 | -69.2% | 0.14% | -59.0% |
| AXSM | Exit | Axsome Therapeutics Inc. (axsm) | $0 | – | -14,240 | – | -0.03% | – |
| DHY | Exit | Credit Suisse High Yield Bond Fund (dhy)bond | $0 | – | -19,690 | – | -0.03% | – |
| CLF | Exit | Cleveland-Cliffs Inc (clf) | $0 | – | -10,635 | – | -0.05% | – |
| UQM | Exit | UQM Technologies Inc. (uqm) | $0 | – | -145,408 | – | -0.09% | – |
| MVIS | Exit | MicroVision, Inc. (mvis) | $0 | – | -200,000 | – | -0.13% | – |
| SMLP | Exit | Summit Midstream Partners LP (smlp) | $0 | – | -17,630 | – | -0.16% | – |
| ARLP | Exit | Alliance Resource Partners LP (arlp) | $0 | – | -17,420 | – | -0.19% | – |
| SAN | Exit | BANCO SANTANDER CENT HISPANO ADR (san) | $0 | – | -68,000 | – | -0.22% | – |
| KHC | Exit | Kraft Heinz Co (khc) | $0 | – | -6,900 | – | -0.26% | – |
| HTGC | Exit | Hercules Capital Inc (htgc) | $0 | – | -37,415 | – | -0.28% | – |
| SLRC | Exit | Solar Capital Ltd. (slrc) | $0 | – | -23,892 | – | -0.29% | – |
| ETPPRC | Exit | Energy Transfer Partners LP (etppp) | $0 | – | -20,000 | – | -0.30% | – |
| PFLT | Exit | PENNANTPARK FLOATING RATE CAPITAL (pflt) | $0 | – | -38,600 | – | -0.31% | – |
| AAIC | Exit | Arlington Asset Investment (ai) | $0 | – | -56,849 | – | -0.35% | – |
| TWO | Exit | TWO HARBORS INVT CORP (two) | $0 | – | -38,123 | – | -0.36% | – |
| MHLD | Exit | Maiden Holdings Ltd (mhld) | $0 | – | -79,610 | – | -0.36% | – |
| LM | Exit | Legg Mason Inc. (lm) | $0 | – | -17,900 | – | -0.37% | – |
| KOF | Exit | Coca-Cola Femsa (kof) | $0 | – | -11,640 | – | -0.39% | – |
| LXP | Exit | LEXINGTON REALTY TRUST REIT (lxp) | $0 | – | -87,531 | – | -0.45% | – |
| PSEC | Exit | Prospect Capital Corp. (psec) | $0 | – | -123,891 | – | -0.49% | – |
| HP | Exit | Helmerich and Payne (hp) | $0 | – | -14,860 | – | -0.56% | – |
| SNH | Exit | Sr. Housing Properties Trust (snh) | $0 | – | -59,006 | – | -0.63% | – |
| KMB | Exit | KIMBERLY-CLARK CORP (kmb) | $0 | – | -10,783 | – | -0.67% | – |
| IRT | Exit | Independence Realty Trust, Inc. (irt) | $0 | – | -122,937 | – | -0.75% | – |
| AMC | Exit | AMC Entertainment Holdings Inc (amc) | $0 | – | -84,678 | – | -0.80% | – |
| WSR | Exit | Whitestone REIT (wsr) | $0 | – | -118,197 | – | -0.88% | – |
| CPB | Exit | CAMPBELL SOUP COMPANY (cpb) | $0 | – | -36,878 | – | -0.89% | – |
| XLK | Exit | SECTOR SPDR ETF TECHNOLOGY (xlk)etf | $0 | – | -23,590 | – | -0.97% | – |
| WBA | Exit | Walgreens Boots Alliance Inc. (wba) | $0 | – | -27,460 | – | -0.98% | – |
| SIR | Exit | SELECT INCOME REIT (sir)etf | $0 | – | -76,303 | – | -1.02% | – |
| RHHBY | Exit | ROCHE HOLDINGS LTD ADR (rhhby)adr | $0 | – | -63,606 | – | -1.04% | – |
| SNR | Exit | New Senior Investment Group Inc. (snr) | $0 | – | -280,798 | – | -1.26% | – |
| AINV | Exit | Apollo Investment Corp (ainv) | $0 | – | -407,438 | – | -1.35% | – |
| XLF | Exit | SECTOR SPDR - FINANCIAL SHS BEN INT (xlf)etf | $0 | – | -94,157 | – | -1.48% | – |
| MCC | Exit | MEDLEY CAPITAL CORP (mcc)etf | $0 | – | -1,097,064 | – | -2.26% | – |
| APCC | Exit | ARES CAPITAL CORP (arcc) | $0 | – | -329,450 | – | -3.22% | – |
Q2 2018
Q4 2017
Q3 2017
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SDS | Sell | ProShares UltraShort S&P 500 (sds)etf | $25,473,652,000 | -32.3% | 546,059 | -81.6% | 11.18% | -21.2% |
| SPY | Sell | SPDR S&P 500 TRUST ETF (spy)etf | $10,534,576,000 | -1.6% | 41,932 | -5.3% | 4.62% | +14.5% |
| IVV | Sell | S&P 500 INDX (ivv)etf | $9,610,834,000 | -3.1% | 37,998 | -6.7% | 4.22% | +12.8% |
| VOO | Sell | Vanguard Index S&P 500 (voo)etf | $9,569,386,000 | -3.1% | 41,469 | -6.8% | 4.20% | +12.7% |
| BP | Sell | BP PLC SPONS ADR (bp)adr | $9,308,898,000 | +0.4% | 242,230 | -9.5% | 4.08% | +16.8% |
| WSR | Sell | Whitestone REIT (wsr) | $9,162,052,000 | -23.6% | 702,073 | -28.3% | 4.02% | -11.1% |
| GE | Buy | General Electric Company (ge) | $8,153,825,000 | -2.1% | 337,213 | +9.4% | 3.58% | +14.0% |
| APCC | Buy | ARES CAPITAL CORP (arcc) | $6,699,920,000 | +107.4% | 408,781 | +107.2% | 2.94% | +141.4% |
| CBLAQ | Sell | CBL & ASSOC PROPERTIES REIT INC (cbl) | $6,268,152,000 | -9.9% | 747,098 | -9.4% | 2.75% | +4.9% |
| M | Buy | MACY'S INC (m) | $5,776,146,000 | +13.0% | 264,718 | +20.4% | 2.54% | +31.5% |
| INTC | Sell | Intel Corp (intc) | $5,342,433,000 | +0.2% | 140,295 | -11.2% | 2.34% | +16.6% |
| NUE | Buy | NUCOR CORP (nue) | $5,187,118,000 | +7.5% | 92,561 | +11.0% | 2.28% | +25.1% |
| CVS | Sell | CVS Health Corp (cvs) | $5,180,734,000 | -9.3% | 63,708 | -10.3% | 2.27% | +5.5% |
| MRK | Buy | Merck & Company Inc. (mrk) | $5,166,696,000 | +98.4% | 80,691 | +98.5% | 2.27% | +130.9% |
| BAC | Sell | BANK OF AMERICA CORP (bac) | $5,037,693,000 | -7.2% | 198,804 | -11.2% | 2.21% | +8.0% |
| XOM | Buy | Exxon Mobil Corporation (xom) | $4,963,643,000 | +44.7% | 60,547 | +42.5% | 2.18% | +68.4% |
| WFC | Buy | WELLS FARGO COMPANY (wfc) | $4,787,516,000 | +67.8% | 86,809 | +68.6% | 2.10% | +95.3% |
| TGT | Sell | TARGET CORP (tgt) | $4,578,998,000 | +0.7% | 77,597 | -10.8% | 2.01% | +17.1% |
| QID | Buy | ProShares TR UltraShort QQQ New (qid)etf | $4,497,113,000 | +137.7% | 290,887 | +168.5% | 1.97% | +176.7% |
| SNR | Sell | New Senior Investment Group Inc. (snr) | $4,260,011,000 | -17.7% | 465,575 | -9.6% | 1.87% | -4.3% |
| SJM | Sell | J M SMUCKER CO (sjm) | $4,006,437,000 | -48.2% | 38,182 | -41.6% | 1.76% | -39.7% |
| CYS | Sell | CYS INVESTMENTS INC (cys) | $3,286,820,000 | -5.8% | 380,419 | -8.3% | 1.44% | +9.6% |
| T | Sell | AT&T, Inc.(t) | $3,180,564,000 | -5.0% | 81,199 | -8.5% | 1.40% | +10.5% |
| NTAP | Sell | NETAPP INC (ntap) | $2,660,826,000 | -2.3% | 60,805 | -10.6% | 1.17% | +13.7% |
| TBT | Sell | PROSHARES TRUST ETF ULTRASHORT 20 (tbt)etf | $2,650,247,000 | -12.9% | 74,487 | -12.2% | 1.16% | +1.4% |
| UNIT | Buy | Uniti Group Inc. (unit) | $2,548,904,000 | -23.3% | 173,868 | +31.5% | 1.12% | -10.7% |
| CY | New | Cypress Semiconductor (cy) | $2,512,936,000 | – | 167,306 | – | 1.10% | – |
| AZN | Sell | ASTRAZENECA PLC SPON ADR (azn)adr | $2,370,414,000 | -10.6% | 69,965 | -10.0% | 1.04% | +4.1% |
| AMC | New | AMC Entertainment Holdings Inc (amc) | $2,340,387,000 | – | 159,210 | – | 1.03% | – |
| QCOM | New | QUALCOMM INC (qcom) | $2,247,056,000 | – | 43,346 | – | 0.99% | – |
| GSK | Sell | GLAXOSMITHKLINE PLC-ADR (gsk)adr | $2,213,918,000 | -15.5% | 54,530 | -10.3% | 0.97% | -1.6% |
| APC | New | ANADARKO PETROLEUM CORP (apc) | $2,153,796,000 | – | 44,090 | – | 0.94% | – |
| DIS | Sell | The Walt Disney Company (dis) | $1,972,188,000 | -16.8% | 20,008 | -10.4% | 0.86% | -3.2% |
| LUMN | Sell | CENTURYLINK INC (ctl) | $1,945,282,000 | -78.7% | 102,925 | -73.1% | 0.85% | -75.2% |
| CVX | Sell | Chevron Corporation (cvx) | $1,893,395,000 | +12.1% | 16,114 | -0.4% | 0.83% | +30.5% |
| IRT | Buy | Independence Realty Trust, Inc. (irt) | $1,820,107,000 | +38.7% | 178,968 | +34.6% | 0.80% | +61.4% |
| OCSL | New | Oaktree Specialty Lending Corp. (ocsl) | $1,780,670,000 | – | 325,534 | – | 0.78% | – |
| TEF | Sell | Telefonica, S.A. (tef)adr | $1,737,938,000 | -11.7% | 161,069 | -15.0% | 0.76% | +2.8% |
| KSS | Sell | KOHLS CORP (kss) | $1,721,005,000 | +17.9% | 37,700 | -0.1% | 0.76% | +37.3% |
| PFE | Sell | Pfizer Inc. (pfe) | $1,717,669,000 | -9.6% | 48,114 | -15.0% | 0.75% | +5.2% |
| Sell | Global Medical REIT, Inc. (gmre) | $1,718,430,000 | -65.4% | 191,362 | -65.5% | 0.75% | -59.7% | |
| TPVG | Buy | Triplepoint Venture Growth (tpvy) | $1,678,743,000 | +21.7% | 107,548 | +3.7% | 0.74% | +41.7% |
| VSTO | New | Vista Outdoor Inc. (vsto) | $1,650,854,000 | – | 71,964 | – | 0.72% | – |
| AAIC | Sell | Arlington Asset Investment (ai) | $1,613,476,000 | -15.5% | 126,746 | -9.2% | 0.71% | -1.7% |
| XLE | Sell | SELECT SECTOR SPDR TRUST ENERG (xle)etf | $1,608,663,000 | -11.6% | 23,491 | -16.2% | 0.71% | +2.9% |
| SIR | Sell | SELECT INCOME REIT (sir)etf | $1,578,976,000 | -13.1% | 67,420 | -10.8% | 0.69% | +1.2% |
| SH | Buy | ProShares Short S&P500 (sh)etf | $1,357,927,000 | +56.9% | 42,211 | +63.3% | 0.60% | +82.8% |
| SNH | Sell | Sr. Housing Properties Trust (snh) | $1,260,355,000 | -12.6% | 64,468 | -8.6% | 0.55% | +1.7% |
| TWO | Sell | TWO HARBORS INVT CORP (two) | $1,214,480,000 | -12.7% | 120,484 | -14.2% | 0.53% | +1.5% |
| JPM | Sell | JPMorgan Chase & Co. (jpm) | $1,137,524,000 | +4.1% | 11,910 | -0.3% | 0.50% | +21.1% |
| CAT | Sell | Caterpillar Inc. (cat) | $1,117,276,000 | -3.1% | 8,959 | -16.5% | 0.49% | +12.6% |
| TSLX | Sell | TPG Specialty Lending Inc. (tslx) | $972,103,000 | -13.3% | 46,379 | -15.4% | 0.43% | +0.9% |
| SUNS | Sell | Solar Senior Capital Ltd. (suns) | $928,938,000 | -11.6% | 53,914 | -14.2% | 0.41% | +3.0% |
| XBI | New | SPDR Ser Tr S&P Biotech ETF (xbi)etf | $877,386,000 | – | 10,135 | – | 0.38% | – |
| IGV | New | ISHARES ETF NORTH AMERICAN TECH-SO (igv)etf | $865,127,000 | – | 5,915 | – | 0.38% | – |
| IEV | New | Ishares S&P Europe 350 (iev)etf | $856,080,000 | – | 18,265 | – | 0.38% | – |
| IHE | New | Ishares US Pharmaceuticals (ihe)etf | $841,998,000 | – | 5,385 | – | 0.37% | – |
| TCRD | Sell | THL CREDIT INC (tcrd) | $809,508,000 | -19.9% | 86,764 | -14.5% | 0.36% | -6.8% |
| LXP | Sell | LEXINGTON REALTY TRUST REIT (lxp) | $790,353,000 | -11.5% | 77,334 | -14.1% | 0.35% | +3.0% |
| GPJA | New | Georgia Power Co Jr (gpja) | $754,200,000 | – | 30,000 | – | 0.33% | – |
| PSEC | Sell | Prospect Capital Corp. (psec) | $719,900,000 | -31.9% | 107,128 | -17.8% | 0.32% | -20.8% |
| CIEN | New | CIENA CORPORATION (cien) | $674,259,000 | – | 30,690 | – | 0.30% | – |
| GMREPRA | New | Global Medical REIT Inc. (gmre pra) | $627,000,000 | – | 25,000 | – | 0.28% | – |
| LOW | New | LOWES COMPANIES INC (low) | $615,538,000 | – | 7,700 | – | 0.27% | – |
| K | New | KELLOGG COMPANY (k) | $548,856,000 | – | 8,800 | – | 0.24% | – |
| RDSA | New | ROYAL DUTCH SHELL PLC SPONSORED (rds a)adr | $385,894,000 | – | 6,370 | – | 0.17% | – |
| WU | New | The Western Union Company (wu) | $268,800,000 | – | 14,000 | – | 0.12% | – |
| MDXG | New | Mimedx Group Inc. (mdxg) | $126,700,000 | – | 10,665 | – | 0.06% | – |
| AXSM | Sell | Axsome Therapeutics Inc. (axsm) | $103,923,000 | -8.3% | 18,725 | -9.1% | 0.05% | +7.0% |
| MCC | Sell | MEDLEY CAPITAL CORP (mcc) | $88,087,000 | -41.9% | 14,755 | -37.8% | 0.04% | -31.6% |
| KCAP | New | Kcap Financial Inc. (kcap) | $60,298,000 | – | 16,520 | – | 0.03% | – |
| NDRO | Exit | Enduro Royalty Trust (ndro) | $0 | – | -10,750 | – | -0.01% | – |
| HIO | Exit | Western Asset High Income Fd (hio) | $0 | – | -10,785 | – | -0.02% | – |
| AINV | Exit | Apollo Investment Corp (ainv) | $0 | – | -11,930 | – | -0.03% | – |
| PEJ | Exit | PowerShares Dynamic Leisure&Enter (pej)etf | $0 | – | -18,520 | – | -0.29% | – |
| QABA | Exit | First Trust Community ETF (qaba) | $0 | – | -52,185 | – | -1.00% | – |
| HBI | Exit | HANESBRANDS INC (hbi) | $0 | – | -141,533 | – | -1.24% | – |
| DG | Exit | DOLLAR GENERAL CORP (dg) | $0 | – | -56,195 | – | -1.53% | – |
| GIS | Exit | General Mills (gis) | $0 | – | -135,949 | – | -2.84% | – |
| FSC | Exit | FIFTH STREET FINANCE CORP (fsc) | $0 | – | -1,628,567 | – | -2.98% | – |
| WIN | Exit | WindStream Corp (win) | $0 | – | -2,150,653 | – | -3.15% | – |
Q2 2017
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SDS | New | ProShares UltraShort S&P 500 (sds)etf | $37,607,726,000 | – | 2,965,909 | – | 14.18% | – |
| WSR | New | Whitestone REIT (wsr) | $11,990,471,000 | – | 978,814 | – | 4.52% | – |
| SPY | New | SPDR S&P 500 TRUST ETF (spy)etf | $10,704,969,000 | – | 44,272 | – | 4.04% | – |
| IVV | New | S&P 500 INDX (ivv)etf | $9,917,740,000 | – | 40,745 | – | 3.74% | – |
| VOO | New | Vanguard Index S&P 500 (voo)etf | $9,879,005,000 | – | 44,488 | – | 3.72% | – |
| BP | New | BP PLC SPONS ADR (bp)adr | $9,271,854,000 | – | 267,586 | – | 3.50% | – |
| LUMN | New | CENTURYLINK INC (ctl) | $9,130,518,000 | – | 382,350 | – | 3.44% | – |
| WIN | New | WindStream Corp (win) | $8,344,535,000 | – | 2,150,653 | – | 3.15% | – |
| GE | New | General Electric Company (ge) | $8,324,979,000 | – | 308,218 | – | 3.14% | – |
| FSC | New | FIFTH STREET FINANCE CORP (fsc) | $7,914,835,000 | – | 1,628,567 | – | 2.98% | – |
| SJM | New | J M SMUCKER CO (sjm) | $7,730,498,000 | – | 65,330 | – | 2.92% | – |
| GIS | New | General Mills (gis) | $7,531,574,000 | – | 135,949 | – | 2.84% | – |
| CBLAQ | New | CBL & ASSOC PROPERTIES REIT INC (cbl) | $6,954,429,000 | – | 824,962 | – | 2.62% | – |
| CVS | New | CVS Health Corp (cvs) | $5,713,866,000 | – | 71,015 | – | 2.16% | – |
| BAC | New | BANK OF AMERICA CORP (bac) | $5,429,606,000 | – | 223,809 | – | 2.05% | – |
| INTC | New | Intel Corp (intc) | $5,329,502,000 | – | 157,958 | – | 2.01% | – |
| SNR | New | New Senior Investment Group Inc. (snr) | $5,177,136,000 | – | 515,138 | – | 1.95% | – |
| M | New | MACY'S INC (m) | $5,111,707,000 | – | 219,953 | – | 1.93% | – |
| New | Global Medical REIT, Inc. (gmre) | $4,963,452,000 | – | 555,196 | – | 1.87% | – | |
| NUE | New | NUCOR CORP (nue) | $4,823,522,000 | – | 83,351 | – | 1.82% | – |
| TGT | New | TARGET CORP (tgt) | $4,549,073,000 | – | 86,997 | – | 1.72% | – |
| DG | New | DOLLAR GENERAL CORP (dg) | $4,051,097,000 | – | 56,195 | – | 1.53% | – |
| CYS | New | CYS INVESTMENTS INC (cys) | $3,489,847,000 | – | 414,964 | – | 1.32% | – |
| XOM | New | Exxon Mobil Corporation (xom) | $3,430,056,000 | – | 42,488 | – | 1.29% | – |
| T | New | AT&T, Inc.(t) | $3,349,631,000 | – | 88,779 | – | 1.26% | – |
| UNIT | New | Uniti Group Inc. (unit) | $3,323,558,000 | – | 132,202 | – | 1.25% | – |
| HBI | New | HANESBRANDS INC (hbi) | $3,277,904,000 | – | 141,533 | – | 1.24% | – |
| APCC | New | ARES CAPITAL CORP (arcc) | $3,230,922,000 | – | 197,248 | – | 1.22% | – |
| TBT | New | PROSHARES TRUST ETF ULTRASHORT 20 (tbt)etf | $3,042,744,000 | – | 84,827 | – | 1.15% | – |
| WFC | New | WELLS FARGO COMPANY (wfc) | $2,853,781,000 | – | 51,503 | – | 1.08% | – |
| NTAP | New | NETAPP INC (ntap) | $2,723,440,000 | – | 68,001 | – | 1.03% | – |
| AZN | New | ASTRAZENECA PLC SPON ADR (azn)adr | $2,650,361,000 | – | 77,746 | – | 1.00% | – |
| QABA | New | First Trust Community ETF (qaba) | $2,641,082,000 | – | 52,185 | – | 1.00% | – |
| GSK | New | GLAXOSMITHKLINE PLC-ADR (gsk)adr | $2,620,876,000 | – | 60,781 | – | 0.99% | – |
| MRK | New | Merck & Company Inc. (mrk) | $2,604,721,000 | – | 40,641 | – | 0.98% | – |
| DIS | New | The Walt Disney Company (dis) | $2,371,606,000 | – | 22,321 | – | 0.89% | – |
| TEF | New | Telefonica, S.A. (tef) | $1,968,198,000 | – | 189,432 | – | 0.74% | – |
| AAIC | New | Arlington Asset Investment (ai) | $1,908,605,000 | – | 139,620 | – | 0.72% | – |
| PFE | New | Pfizer Inc. (pfe) | $1,900,958,000 | – | 56,593 | – | 0.72% | – |
| QID | New | ProShares TR UltraShort QQQ New (qid)etf | $1,891,895,000 | – | 108,356 | – | 0.71% | – |
| XLE | New | SELECT SECTOR SPDR TRUST ENERG (xle)etf | $1,819,772,000 | – | 28,031 | – | 0.69% | – |
| SIR | New | SELECT INCOME REIT (sir)etf | $1,816,523,000 | – | 75,594 | – | 0.68% | – |
| CVX | New | Chevron Corporation (cvx) | $1,688,685,000 | – | 16,186 | – | 0.64% | – |
| WMT | New | WAL-MART STORES INC (wmt) | $1,511,708,000 | – | 19,975 | – | 0.57% | – |
| KSS | New | KOHLS CORP (kss) | $1,459,405,000 | – | 37,740 | – | 0.55% | – |
| SNH | New | Sr. Housing Properties Trust (snh) | $1,442,070,000 | – | 70,551 | – | 0.54% | – |
| TWO | New | TWO HARBORS INVT CORP (two) | $1,391,287,000 | – | 140,392 | – | 0.52% | – |
| TPVG | New | Triplepoint Venture Growth Corp (tpvg) | $1,379,821,000 | – | 103,668 | – | 0.52% | – |
| IRT | New | Independence Realty Trust, Inc. (irt) | $1,311,866,000 | – | 132,914 | – | 0.50% | – |
| CAT | New | Caterpillar Inc. (cat) | $1,153,583,000 | – | 10,735 | – | 0.44% | – |
| TSLX | New | TPG Specialty Lending Inc. (tslx) | $1,120,966,000 | – | 54,815 | – | 0.42% | – |
| JPM | New | JPMorgan Chase & Co. (jpm) | $1,092,230,000 | – | 11,950 | – | 0.41% | – |
| IR | New | INGERSOLL-RAND PLC SHARES (ir) | $1,063,779,000 | – | 11,640 | – | 0.40% | – |
| PSEC | New | Prospect Capital Corp. (psec) | $1,057,727,000 | – | 130,261 | – | 0.40% | – |
| SUNS | New | Solar Senior Capital Ltd. (suns) | $1,051,305,000 | – | 62,802 | – | 0.40% | – |
| TCRD | New | THL CREDIT INC (tcrd) | $1,010,263,000 | – | 101,534 | – | 0.38% | – |
| LXP | New | LEXINGTON REALTY TRUST REIT (lxp) | $892,623,000 | – | 90,073 | – | 0.34% | – |
| SH | New | ProShares Short S&P500 (sh)etf | $865,740,000 | – | 25,843 | – | 0.33% | – |
| PEJ | New | PowerShares Dynamic Leisure&Enter (pej)etf | $768,580,000 | – | 18,520 | – | 0.29% | – |
| OAKS | New | Five Oaks Investment Corp. (oaks) | $656,848,000 | – | 134,600 | – | 0.25% | – |
| HD | New | HOME DEPOT INC (hd) | $480,142,000 | – | 3,130 | – | 0.18% | – |
| MCC | New | MEDLEY CAPITAL CORP (mcc) | $151,602,000 | – | 23,725 | – | 0.06% | – |
| AXSM | New | Axsome Therapeutics Inc. (axsm) | $113,272,000 | – | 20,595 | – | 0.04% | – |
| AINV | New | Apollo Investment Corp (ainv) | $76,232,000 | – | 11,930 | – | 0.03% | – |
| HIO | New | Western Asset High Income Fd (hio) | $54,679,000 | – | 10,785 | – | 0.02% | – |
| NDRO | New | Enduro Royalty Trust (ndro) | $34,937,000 | – | 10,750 | – | 0.01% | – |
Q4 2016
Q3 2016
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SDS | New | ProShares UltraShort S&P 500 (sds)etf | $53,758,446,000 | – | 3,279,954 | – | 22.74% | – |
| SPY | New | SPDR S&P 500 TRUST ETF (spy)etf | $8,743,494,000 | – | 40,423 | – | 3.70% | – |
| IVV | New | S&P 500 INDX (ivv)etf | $8,520,302,000 | – | 39,163 | – | 3.60% | – |
| VOO | New | Vanguard Index S&P 500 (voo)etf | $8,463,597,000 | – | 42,597 | – | 3.58% | – |
| PCEF | New | PowerShares CEF Income ETF (pcef)etf | $7,589,913,000 | – | 332,745 | – | 3.21% | – |
| MCC | New | MEDLEY CAPITAL CORP (mcc) | $7,437,511,000 | – | 974,772 | – | 3.15% | – |
| CVS | New | CVS Health Corp (cvs) | $6,651,201,000 | – | 74,741 | – | 2.81% | – |
| SLRC | New | Solar Capital Ltd. (slrc) | $4,972,468,000 | – | 242,323 | – | 2.10% | – |
| FTR | New | FRONTIER COMMUNICATIONS CORP (ftr) | $4,872,046,000 | – | 1,171,165 | – | 2.06% | – |
| WFC | New | WELLS FARGO COMPANY (wfc) | $4,668,263,000 | – | 105,426 | – | 1.98% | – |
| RCL | New | Royal Caribbean Cruises Ltd. (rcl) | $4,609,125,000 | – | 61,496 | – | 1.95% | – |
| ERIC | New | ERICSSON (LM) TEL-SP ADR NEW (eric)adr | $4,527,721,000 | – | 627,978 | – | 1.92% | – |
| ARCC | New | ARES CAPITAL CORP (arcc) | $3,817,991,000 | – | 246,322 | – | 1.62% | – |
| IVR | New | Invesco Mortgage Capital (ivr) | $3,596,671,000 | – | 236,157 | – | 1.52% | – |
| TWO | New | TWO HARBORS INVT CORP (two) | $3,516,498,000 | – | 412,250 | – | 1.49% | – |
| OLN | New | Olin Corp. (oln) | $3,509,186,000 | – | 171,013 | – | 1.48% | – |
| CBLAQ | New | CBL & ASSOC PROPERTIES REIT INC (cbl) | $2,968,120,000 | – | 244,491 | – | 1.26% | – |
| CMTL | New | Comtech Telecommunications Corp (cmtl) | $2,913,865,000 | – | 227,468 | – | 1.23% | – |
| SPLS | New | Staples Inc. (spls) | $2,835,496,000 | – | 331,637 | – | 1.20% | – |
| PSEC | New | Prospect Capital Corp. (psec) | $2,787,928,000 | – | 344,188 | – | 1.18% | – |
| SNH | New | Sr. Housing Properties Trust (snh) | $2,710,661,000 | – | 119,359 | – | 1.15% | – |
| SNR | New | New Senior Investment Group Inc. (snr) | $2,678,849,000 | – | 232,136 | – | 1.13% | – |
| AMJ | New | JP Morgan Chase & Co Alerian MLP (amj) | $2,622,469,000 | – | 83,253 | – | 1.11% | – |
| M | New | MACY'S INC (m) | $2,615,692,000 | – | 70,599 | – | 1.11% | – |
| LXP | New | LEXINGTON REALTY TRUST REIT (lxp) | $2,586,268,000 | – | 251,094 | – | 1.09% | – |
| CAT | New | Caterpillar Inc. (cat) | $2,577,436,000 | – | 29,035 | – | 1.09% | – |
| AZN | New | ASTRAZENECA PLC SPON ADR (azn) | $2,523,253,000 | – | 76,788 | – | 1.07% | – |
| CYS | New | CYS INVESTMENTS INC (cys) | $2,469,303,000 | – | 283,177 | – | 1.04% | – |
| TGT | New | TARGET CORP (tgt) | $2,471,106,000 | – | 35,980 | – | 1.04% | – |
| SIR | New | SELECT INCOME REIT (sir)etf | $2,454,920,000 | – | 91,261 | – | 1.04% | – |
| PBI | New | PITNEY BOWES INC (pbi) | $2,427,211,000 | – | 133,657 | – | 1.03% | – |
| JNPR | New | JUNIPER NETWORKS INC (jnpr) | $2,428,760,000 | – | 100,946 | – | 1.03% | – |
| C | New | CITIGROUP INC COM (c) | $2,410,641,000 | – | 51,040 | – | 1.02% | – |
| PFE | New | Pfizer Inc. (pfe) | $2,410,460,000 | – | 71,168 | – | 1.02% | – |
| GSK | New | GLAXOSMITHKLINE PLC-ADR (gsk) | $2,387,806,000 | – | 55,363 | – | 1.01% | – |
| TEF | New | Telefonica, S.A. (tef)adr | $2,320,305,000 | – | 230,189 | – | 0.98% | – |
| FSC | New | FIFTH STREET FINANCE CORP (fsc) | $2,313,873,000 | – | 398,257 | – | 0.98% | – |
| IRT | New | Independence Realty Trust, Inc. (irt) | $2,205,799,000 | – | 245,088 | – | 0.93% | – |
| AAIC | New | Arlington Asset Investment (ai) | $2,188,357,000 | – | 147,962 | – | 0.93% | – |
| BKCC | New | BlackRock Kelso Capital Corp. (bkcc) | $2,097,159,000 | – | 253,280 | – | 0.89% | – |
| CY | New | Cypress Semiconductor (cy) | $2,034,064,000 | – | 167,275 | – | 0.86% | – |
| MRK | New | Merck & Company Inc. (mrk) | $1,917,110,000 | – | 30,718 | – | 0.81% | – |
| AMGN | New | Amgen Inc (amgn) | $1,913,310,000 | – | 11,470 | – | 0.81% | – |
| CSAL | New | Communications Sales & Leasing Inc. (csal) | $1,841,945,000 | – | 58,642 | – | 0.78% | – |
| QCOM | New | QUALCOMM INC (qcom) | $1,702,225,000 | – | 24,850 | – | 0.72% | – |
| STT | New | STATE STREET CORP (stt) | $1,610,263,000 | – | 23,126 | – | 0.68% | – |
| BP | New | BP PLC SPONS ADR (bp)adr | $1,559,240,000 | – | 44,347 | – | 0.66% | – |
| WSR | New | Whitestone REIT (wsr) | $1,539,305,000 | – | 110,901 | – | 0.65% | – |
| KSS | New | KOHLS CORP (kss) | $1,515,587,000 | – | 34,642 | – | 0.64% | – |
| TPVG | New | Triplepoint Venture Growth Corp (tpvg) | $1,420,983,000 | – | 134,055 | – | 0.60% | – |
| GE | New | General Electric Company (ge) | $1,374,458,000 | – | 46,403 | – | 0.58% | – |
| WIN | New | WindStream Corp (win) | $1,301,505,000 | – | 129,503 | – | 0.55% | – |
| MSFT | New | Microsoft Corp. (msft) | $1,268,870,000 | – | 22,029 | – | 0.54% | – |
| TSLX | New | TPG Specialty Lending Inc. (tslx) | $1,267,609,000 | – | 69,995 | – | 0.54% | – |
| BAC | New | BANK OF AMERICA CORP (bac) | $1,262,970,000 | – | 80,701 | – | 0.53% | – |
| GS | New | GOLDMAN SACHS GROUP INC (gs) | $1,216,459,000 | – | 7,543 | – | 0.52% | – |
| FBR | New | Fibria Celulose S.A.(fbr) | $1,218,479,000 | – | 172,345 | – | 0.52% | – |
| GES | New | Guess INC (ges) | $1,212,586,000 | – | 82,997 | – | 0.51% | – |
| TCRD | New | THL CREDIT INC (tcrd) | $1,207,689,000 | – | 126,725 | – | 0.51% | – |
| IYW | New | Ishares DJ US Technology Sec (iyw)etf | $1,055,530,000 | – | 8,870 | – | 0.45% | – |
| IJR | New | ISHARES CORE S&P SMALL CAP ETF (ijr)etf | $1,049,067,000 | – | 8,450 | – | 0.44% | – |
| New | Global Medical REIT, Inc. (gmre) | $1,035,780,000 | – | 106,125 | – | 0.44% | – | |
| IWO | New | ISHARES ETF RUSSELL 2000 GROWTH (iwo)etf | $728,121,000 | – | 4,890 | – | 0.31% | – |
| EPP | New | ISHARES MSCI PACIFIC ETF EX-JAPAN (epp)etf | $702,905,000 | – | 16,625 | – | 0.30% | – |
| IGF | New | ISHARES GLOBAL INFRASTRUCTURE (igf)etf | $677,012,000 | – | 16,290 | – | 0.29% | – |
| IBB | New | ISHARES NASDAQ BIOTECH (ibb)etf | $672,994,000 | – | 2,325 | – | 0.28% | – |
| SH | New | ProShares Short S&P500 (sh)etf | $469,783,000 | – | 12,340 | – | 0.20% | – |
| EEM | New | ISHARES MSCI ETF EMERGING MARKETS (eem)etf | $357,834,000 | – | 9,555 | – | 0.15% | – |
| PTH | New | PowerShares DWA Healthcare ETF (pth)etf | $353,679,000 | – | 6,715 | – | 0.15% | – |
| ORI | New | OLD REPUBLIC INTL CORP (ori) | $260,035,000 | – | 14,758 | – | 0.11% | – |
| New | Chevron Corporation (cvx) | $247,008,000 | – | 2,400 | – | 0.10% | – | |
| GLW | New | CORNING INC (glw) | $215,688,000 | – | 9,120 | – | 0.09% | – |
| LZAGY | New | Lonza Group Ag Adr (lzagy)adr | $212,407,000 | – | 11,115 | – | 0.09% | – |
| FHY | New | First Tr Strategic High Income Fd (fhy)bond | $172,241,000 | – | 13,958 | – | 0.07% | – |
| TICC | New | TICC Capital Corp (ticc) | $90,239,000 | – | 15,505 | – | 0.04% | – |
| New | Washington Mut Mtg (93934fay8)bond | $32,399,000 | – | 33,666 | – | 0.01% | – | |
| New | Bebe Stores, Inc. (bebe) | $31,329,000 | – | 44,750 | – | 0.01% | – |