$362 Billion is the total value of AMERIPRISE FINANCIAL INC's 11639 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ROYAL CARIBBEAN CRUISES LTDconv bnd | $54,590,000 | -9.4% | 42,900,000 | 0.0% | 0.02% | -21.1% | ||
| LYFT INCconv bnd | $43,948,000 | -14.3% | 32,996,000 | 0.0% | 0.01% | -25.0% | ||
| AKAMAI TECHNOLOGIES INCconv bnd | $33,095,000 | +7.1% | 28,300,000 | 0.0% | 0.01% | -10.0% | ||
| ZILLOW GROUP INCconv bnd | $33,723,000 | -17.3% | 26,200,000 | 0.0% | 0.01% | -30.8% | ||
| OKTA INCconv bnd | $30,107,000 | -2.5% | 25,300,000 | 0.0% | 0.01% | -20.0% | ||
| CLOVIS ONCOLOGY INCconv bnd | $29,333,000 | -3.6% | 42,200,000 | 0.0% | 0.01% | -20.0% | ||
| INSMED INCconv bnd | $27,413,000 | -0.9% | 25,300,000 | 0.0% | 0.01% | -11.1% | ||
| LIVE NATION ENTERTAINMENT INCconv bnd | $25,271,000 | +25.1% | 14,000,000 | 0.0% | 0.01% | +16.7% | ||
| LUMENTUM HOLDINGS INCconv bnd | $23,865,000 | +13.0% | 19,200,000 | 0.0% | 0.01% | 0.0% | ||
| SNAP INCconv bnd | $26,519,000 | -33.6% | 12,250,000 | 0.0% | 0.01% | -46.2% | ||
| RADIUS HEALTH INCconv bnd | $24,577,000 | +6.5% | 25,400,000 | 0.0% | 0.01% | 0.0% | ||
| AEPPZ | AEP 6 1/8 08/15/23conv prf | $20,558,000 | +5.4% | 393,000 | 0.0% | 0.01% | 0.0% | |
| AERIE PHARMACEUTICALS INCconv bnd | $22,009,000 | -6.5% | 26,200,000 | 0.0% | 0.01% | -25.0% | ||
| MONGODB INCconv bnd | $20,436,000 | +12.1% | 8,000,000 | 0.0% | 0.01% | 0.0% | ||
| EXACT SCIENCES CORPORATIONconv bnd | $19,604,000 | -10.1% | 20,302,000 | 0.0% | 0.01% | -28.6% | ||
| RWT HOLDINGS INCconv bnd | $17,178,000 | +0.3% | 16,800,000 | 0.0% | 0.01% | 0.0% | ||
| SMART GLOBAL HOLDINGS INCconv bnd | $16,905,000 | +42.1% | 9,100,000 | 0.0% | 0.01% | +25.0% | ||
| SJIV | SJI 8 3/4 04/01/24prf | $19,353,000 | +15.8% | 347,600 | 0.0% | 0.01% | 0.0% | |
| COUPA SOFTWARE INCconv bnd | $14,663,000 | -19.1% | 12,000,000 | 0.0% | 0.00% | -33.3% | ||
| KBR INCconv bnd | $15,404,000 | +18.7% | 8,100,000 | 0.0% | 0.00% | 0.0% | ||
| PEBBLEBROOK HOTEL TRUSTconv bnd | $14,535,000 | -1.4% | 13,200,000 | 0.0% | 0.00% | -20.0% | ||
| UGIC | UGI 7 1/4 06/01/24prf | $13,801,000 | +3.8% | 132,500 | 0.0% | 0.00% | 0.0% | |
| EQT CORPconv bnd | $13,666,000 | +5.7% | 8,200,000 | 0.0% | 0.00% | 0.0% | ||
| NRC | NATIONAL RESEARCH CORP | $13,583,000 | -1.5% | 327,111 | 0.0% | 0.00% | 0.0% | |
| CONMED CORPORATIONconv bnd | $13,470,000 | +7.6% | 8,102,000 | 0.0% | 0.00% | 0.0% | ||
| UNDER ARMOUR INCconv bnd | $12,378,000 | +2.2% | 6,500,000 | 0.0% | 0.00% | -25.0% | ||
| NEOGENOMICS INCconv bnd | $11,845,000 | -19.7% | 10,000,000 | 0.0% | 0.00% | -40.0% | ||
| ALLEGHENY TECHNOLOGIES INCconv bnd | $12,414,000 | -3.1% | 9,600,000 | 0.0% | 0.00% | -25.0% | ||
| CALLAWAY GOLF COMPANYconv bnd | $12,235,000 | -1.5% | 7,100,000 | 0.0% | 0.00% | -25.0% | ||
| INVACARE CORPORATIONconv bnd | $9,550,000 | +0.1% | 10,757,000 | 0.0% | 0.00% | 0.0% | ||
| CHEFS WAREHOURSE INCconv bnd | $11,791,000 | -0.1% | 11,130,000 | 0.0% | 0.00% | -25.0% | ||
| SERVICENOW INCconv bnd | $12,278,000 | +4.3% | 2,552,000 | 0.0% | 0.00% | -25.0% | ||
| INSMED INCconv bnd | $11,604,000 | -0.7% | 11,300,000 | 0.0% | 0.00% | -25.0% | ||
| TILRAY INCconv bnd | $11,959,000 | -0.1% | 12,250,000 | 0.0% | 0.00% | -25.0% | ||
| SOLN | SO 6 3/4 08/01/22conv prf | $8,804,000 | +4.8% | 164,721 | 0.0% | 0.00% | -33.3% | |
| ZENVIA INC - A | $2,054,000 | -50.6% | 302,557 | 0.0% | 0.00% | 0.0% | ||
| SCOR | COMSCORE INC | $3,021,000 | -14.4% | 904,547 | 0.0% | 0.00% | 0.0% | |
| REVG | REV GROUP INC | $5,281,000 | -17.5% | 373,177 | 0.0% | 0.00% | -50.0% | |
| BALY | BALLY'S CORP | $2,293,000 | -24.1% | 60,234 | 0.0% | 0.00% | 0.0% | |
| ISTR | INVESTAR HOLDING CORP | $223,000 | -16.8% | 12,155 | 0.0% | 0.00% | – | |
| AJX | GREAT AJAX CORP | $544,000 | -2.3% | 41,317 | 0.0% | 0.00% | – | |
| GOLDMAN SACHS BDC INCconv bnd | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| AUMN | GOLDEN MINERALS CO | $9,000 | -18.2% | 25,150 | 0.0% | 0.00% | – | |
| ULCC | FRONTIER GROUP HOLDINGS INC | $1,226,000 | -14.0% | 90,313 | 0.0% | 0.00% | – | |
| FBIZ | FIRST BUSINESS FINANCIAL SER | $280,000 | +1.4% | 9,600 | 0.0% | 0.00% | – | |
| FSBW | FS BANCORP INC | $308,000 | -2.5% | 9,134 | 0.0% | 0.00% | – | |
| LBC | LUTHER BURBANK CORP | $520,000 | +4.6% | 37,030 | 0.0% | 0.00% | – | |
| ELAT | ELANCO ANIMAL HEALTH UNITS INCconv prf | $455,000 | -10.4% | 10,173 | 0.0% | 0.00% | – | |
| MBWM | MERCANTILE BANK CORP | $842,000 | +9.4% | 24,041 | 0.0% | 0.00% | – | |
| ETX | EATON VANCE MUNI INC 2028 TM | $265,000 | -3.6% | 12,319 | 0.0% | 0.00% | – | |
| EVI | EVI INDUSTRIES INC | $1,249,000 | +14.8% | 39,994 | 0.0% | 0.00% | – | |
| DCUE | D 7 1/4 06/01/22conv prf | $442,000 | +3.3% | 4,400 | 0.0% | 0.00% | – | |
| NEEPRP | NEE 5.279 03/01/23conv prf | $355,000 | +12.3% | 6,191 | 0.0% | 0.00% | – | |
| NEEPRO | NEE 4.872 09/01/22conv prf | $480,000 | +16.5% | 7,050 | 0.0% | 0.00% | – | |
| DGLY | DIGITAL ALLY INC | $21,000 | -12.5% | 20,000 | 0.0% | 0.00% | – | |
| NID | NUVEEN INT DUR MUNI TERM FD | $515,000 | +1.4% | 34,534 | 0.0% | 0.00% | – | |
| ORRF | ORRSTOWN FINL SERVICES INC | $285,000 | +8.0% | 11,300 | 0.0% | 0.00% | – | |
| PCB | PCB BANCORP | $584,000 | +10.2% | 26,600 | 0.0% | 0.00% | – | |
| DIDI | DIDI GLOBAL INCadr | $51,000 | -36.2% | 10,273 | 0.0% | 0.00% | – | |
| CMLS | CUMULUS MEDIA INC-CL A | $119,000 | -8.5% | 10,649 | 0.0% | 0.00% | – | |
| CFB | CROSSFIRST BANKSHARES INC | $279,000 | +19.7% | 17,900 | 0.0% | 0.00% | – | |
| DHY | CREDIT SUISSE HIGH YIELD BD | $166,000 | 0.0% | 67,199 | 0.0% | 0.00% | – | |
| PMF | PIMCO MUNICIPAL INCOME FUND | $215,000 | +3.9% | 14,137 | 0.0% | 0.00% | – | |
| PFC | PREMIER FINANCIAL CORP | $901,000 | -2.9% | 29,135 | 0.0% | 0.00% | – | |
| PROSPECT CAPITAL CORPconv bnd | $27,000 | -3.6% | 27,000 | 0.0% | 0.00% | – | ||
| PROSPECT CAPITAL CORPconv bnd | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| CIG | CIA ENERGETICA DE-SPON ADRadr | $88,000 | -3.3% | 36,149 | 0.0% | 0.00% | – | |
| TCFC | COMMUNITY FINANCIAL CORP/THE | $271,000 | +6.7% | 6,900 | 0.0% | 0.00% | – | |
| RLX | RLX TECHNOLOGY INC-ADRadr | $79,000 | -14.1% | 20,339 | 0.0% | 0.00% | – | |
| CCO | CLEAR CHANNEL OUTDOOR HOLDIN | $664,000 | +22.3% | 200,327 | 0.0% | 0.00% | – | |
| CASI | CASI PHARMACEUTICALS INC | $8,000 | -33.3% | 10,000 | 0.0% | 0.00% | – | |
| CARE | CARTER BANKSHARES INC | $349,000 | +8.4% | 22,700 | 0.0% | 0.00% | – | |
| SEB | SEABOARD CORP | $296,000 | -4.2% | 75 | 0.0% | 0.00% | – | |
| CVRX | CVRX INC | $615,000 | -26.1% | 50,324 | 0.0% | 0.00% | – | |
| SGU | STAR GROUP LPlp | $138,000 | +6.2% | 12,800 | 0.0% | 0.00% | – | |
| BRMKWS | BROADMARK REALTY CAPIT-CW24wt | $11,000 | -21.4% | 128,500 | 0.0% | 0.00% | – | |
| TRTX | TPG RE FINANCE TRUST INC | $533,000 | -0.2% | 42,775 | 0.0% | 0.00% | – | |
| TCPC | BLACKROCK TCP CAPITAL CORP | $184,000 | -0.5% | 13,604 | 0.0% | 0.00% | – | |
| TBLTW | TOUGHBUILT INDUSTRIES-CW23wt | $10,000 | -28.6% | 75,000 | 0.0% | 0.00% | – | |
| MYC | BLACKROCK MUNIYIELD CALI FD | $299,000 | -1.0% | 19,849 | 0.0% | 0.00% | – | |
| TRS | TRIMAS CORP | $299,000 | +14.6% | 8,069 | 0.0% | 0.00% | – | |
| BNY | BLACKROCK NEW YORK MUNI INC | $229,000 | -3.8% | 15,522 | 0.0% | 0.00% | – | |
| BGSF | BGSF INC | $324,000 | +12.1% | 22,615 | 0.0% | 0.00% | – | |
| BCBP | BCB BANCORP INC | $267,000 | +4.3% | 17,320 | 0.0% | 0.00% | – | |
| ARES CAPITAL CORPORATIONconv bnd | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | – | ||
| APTX | APTINYX INC | $46,000 | +15.0% | 17,200 | 0.0% | 0.00% | – | |
| DMO | WESTERN ASSET MORTGAGE OPPOR | $192,000 | -1.5% | 12,616 | 0.0% | 0.00% | – | |
| WMPN | WILLIAM PENN BANCORP | $257,000 | -1.2% | 21,300 | 0.0% | 0.00% | – | |
| ALTERYX INCconv bnd | $9,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| NYXOAH SA | $587,000 | -21.3% | 26,423 | 0.0% | 0.00% | – | ||
| ADILW | ADIAL PHARMACEUTICALS I-CW23wt | $10,000 | -28.6% | 15,000 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Columbia Management Investment Advisers, LLC #2
- Ameriprise Trust Co #3
- Ameriprise Certificate Co #4
- RiverSource Life Insurance Co #5
- RiverSource Life Insurance Co of New York #6
- Threadneedle Asset Management Holdings LTD #10
- Ameriprise Financial Services, Inc. #16
- Columbia Wanger Asset Management, LLC. #17
- Ameriprise Bank, FSB #18
- BMO Asset Management Limited #19
- Pyrford International Ltd #20
- LGM Investments Limited #22
- Thames River Capital LLP #23
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-02-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 3.8% |
| APPLE INC | 42 | Q3 2023 | 3.2% |
| AMAZON.COM INC | 42 | Q3 2023 | 2.5% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 1.8% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 1.3% |
| META PLATFORMS INC-CLASS A | 42 | Q3 2023 | 1.6% |
| CISCO SYSTEMS INC | 42 | Q3 2023 | 1.3% |
| VISA INC-CLASS A SHARES | 42 | Q3 2023 | 1.1% |
| COMCAST CORP-CLASS A | 42 | Q3 2023 | 1.2% |
| CHEVRON CORPORATION | 42 | Q3 2023 | 1.2% |
View AMERIPRISE FINANCIAL INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Quotient Ltd | February 21, 2023 | 94,755 | 0.4% |
| Afya Ltd | February 14, 2023 | 1,435,024 | 3.0% |
| AMEDISYS INC | February 14, 2023 | 1,100,719 | 3.4% |
| Anika Therapeutics, Inc. | February 14, 2023 | 181,943 | 1.2% |
| Doximity, Inc. | February 14, 2023 | 2,294,675 | 2.0% |
| IBEX Ltd | February 14, 2023 | 664,667 | 3.6% |
| ICF International, Inc. | February 14, 2023 | 801,152 | 4.3% |
| INTER PARFUMS INC | February 14, 2023 | 595,717 | 1.9% |
| Planet Fitness, Inc. | February 14, 2023 | 2,273,733 | 2.7% |
| REGIS CORP | February 14, 2023 | 104,955 | 0.2% |
View AMERIPRISE FINANCIAL INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 10-Q | 2024-05-06 |
| 4 | 2024-04-26 |
| 4 | 2024-04-26 |
| 4 | 2024-04-26 |
| 4 | 2024-04-26 |
| 4 | 2024-04-26 |
| 4 | 2024-04-26 |
| 4 | 2024-04-26 |
| 8-K | 2024-04-26 |
| 8-K | 2024-04-22 |
View AMERIPRISE FINANCIAL INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.