This page lists the SEC filings reported by AMERIPRISE FINANCIAL INC.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G/A | 2024-04-10 | AMERIPRISE FINANCIAL INC | Outset Medical, Inc. | 5,112,408 | 10.1% | EDGAR |
| SC 13G/A | 2024-02-27 | AMERIPRISE FINANCIAL INC | P3 Health Partners Inc. | 5,441,489 | 4.7% | EDGAR |
| SC 13G/A | 2024-02-14 | AMERIPRISE FINANCIAL INC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC | 373,702 | 4.1% | EDGAR |
| SC 13G/A | 2024-02-14 | AMERIPRISE FINANCIAL INC | Transphorm, Inc. | 4,943,812 | 8.0% | EDGAR |
| SC 13G/A | 2024-02-14 | AMERIPRISE FINANCIAL INC | SYNAPTICS Inc | 4,085,695 | 10.4% | EDGAR |
| SC 13G/A | 2024-02-14 | AMERIPRISE FINANCIAL INC | Xperi Inc. | 204,758 | 0.5% | EDGAR |
| SC 13G/A | 2024-02-14 | AMERIPRISE FINANCIAL INC | AMPCO PITTSBURGH CORP | 980,207 | 4.9% | EDGAR |
| SC 13G/A | 2024-02-14 | AMERIPRISE FINANCIAL INC | GCM Grosvenor Inc. | 4,788,660 | 11.1% | EDGAR |
| SC 13G/A | 2024-02-14 | AMERIPRISE FINANCIAL INC | P3 Health Partners Inc. | 5,441,489 | 4.7% | EDGAR |
| SC 13G/A | 2024-02-14 | AMERIPRISE FINANCIAL INC | Stevanato Group S.p.A. | 1,098,308 | 3.2% | EDGAR |
| SC 13G/A | 2024-02-14 | AMERIPRISE FINANCIAL INC | TERADATA CORP /DE/ | 5,856,627 | 6.0% | EDGAR |
| SC 13G/A | 2024-02-14 | AMERIPRISE FINANCIAL INC | GAIA, INC | 1,173,798 | 6.7% | EDGAR |
| SC 13G/A | 2024-02-14 | AMERIPRISE FINANCIAL INC | SMART Global Holdings, Inc. | 4,772,421 | 9.2% | EDGAR |
| SC 13G/A | 2024-02-14 | AMERIPRISE FINANCIAL INC | Eiger BioPharmaceuticals, Inc. | 7,505,539 | 16.9% | EDGAR |
| SC 13G/A | 2024-02-14 | AMERIPRISE FINANCIAL INC | EDUCATIONAL DEVELOPMENT CORP | 545,269 | 6.4% | EDGAR |
| SC 13G/A | 2024-02-14 | AMERIPRISE FINANCIAL INC | DROPBOX, INC. | 19,144,616 | 7.2% | EDGAR |
| SC 13G/A | 2024-02-14 | AMERIPRISE FINANCIAL INC | Adeia Inc. | 13,432,165 | 12.5% | EDGAR |
| SC 13G/A | 2024-02-14 | AMERIPRISE FINANCIAL INC | Bloom Energy Corp | 32,454,411 | 14.5% | EDGAR |
| SC 13G/A | 2024-02-14 | AMERIPRISE FINANCIAL INC | CARRIAGE SERVICES INC | 1,324,741 | 8.8% | EDGAR |
| SC 13G/A | 2024-02-14 | AMERIPRISE FINANCIAL INC | NEWPARK RESOURCES INC | 6,410,776 | 7.5% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.