AMERIPRISE FINANCIAL INC - Q4 2019 holdings

$241 Billion is the total value of AMERIPRISE FINANCIAL INC's 9313 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 100.0% .

 Value Shares↓ Weighting
PSCC ExitINVESCO S&P SMALLCAP CONSUME$0-5,984
-100.0%
0.00%
SPKE ExitSPARK ENERGY INC-CLASS A$0-98,815
-100.0%
0.00%
YY ExitYY INC-ADRadr$0-11,866
-100.0%
0.00%
CQP ExitCHENIERE ENERGY PARTNERS LPlp$0-4,582
-100.0%
0.00%
JCS ExitCOMMUNICATIONS SYSTEMS INC$0-10,438
-100.0%
0.00%
CARS ExitCARS.COM INC$0-94,899
-100.0%
0.00%
KBWP ExitINVESCO KBW PROPERTY & CASUA$0-5,762
-100.0%
0.00%
SPFF ExitGLOBAL X SUPERINCOME PREFER$0-10,169
-100.0%
0.00%
DBB ExitINVESCO DB BASE METALS FUND$0-14,278
-100.0%
0.00%
UNTCQ ExitUNIT CORP$0-293,785
-100.0%
0.00%
DBJP ExitXTRACKERS MSCI JAPAN HEDGED$0-5,405
-100.0%
0.00%
SFL ExitSHIP FINANCE INTL LTD$0-11,445
-100.0%
0.00%
BLE ExitBLACKROCK MUN INC TRUST II$0-18,726
-100.0%
0.00%
MRKR ExitMARKER THERAPEUTICS INC$0-10,656
-100.0%
0.00%
XOGAQ ExitEXTRACTION OIL & GAS INC$0-93,049
-100.0%
0.00%
ONVO ExitORGANOVO HOLDINGS INC$0-15,807
-100.0%
0.00%
HESM ExitHESS MIDSTREAM PARTNERS LP$0-32,263
-100.0%
0.00%
ZYXI ExitZYNEX INC$0-25,965
-100.0%
0.00%
DBAW ExitXTRACKERS MSCI ALL WORLD EX$0-12,505
-100.0%
0.00%
WMC ExitWESTERN ASSET MORTGAGE CAPIT$0-50,346
-100.0%
0.00%
TUSK ExitMAMMOTH ENERGY SERVICES INC$0-193,320
-100.0%
0.00%
WB ExitWEIBO CORP-SPON ADRadr$0-5,355
-100.0%
0.00%
AFIN ExitAMERICAN FINANCE TRUST INC$0-11,421
-100.0%
0.00%
ANFI ExitAMIRA NATURE FOODS LTD$0-182,206
-100.0%
0.00%
TITN ExitTITAN MACHINERY INC$0-30,360
-100.0%
0.00%
RAMP ExitLIVERAMP HOLDINGS INCput$0-2,000
-100.0%
0.00%
AVYA ExitAVAYA HOLDINGS CORPput$0-65,200
-100.0%
0.00%
SNLN ExitHIGHLAND/IBOXX SENIOR LOAN E$0-15,185
-100.0%
0.00%
CBPX ExitCONTINENTAL BUILDING PRODUCT$0-32,518
-100.0%
0.00%
SSTI ExitSHOTSPOTTER INC$0-31,747
-100.0%
0.00%
GLDM ExitSPDR GOLD MINISHARES TRUST$0-20,633
-100.0%
0.00%
TYG ExitTORTOISE ENERGY INFRASTRUCT$0-16,538
-100.0%
0.00%
NTGN ExitNEON THERAPEUTICS INC$0-11,205
-100.0%
0.00%
QQQ ExitINVESCO QQQ TRUST SERIES 1call$0-1,600
-100.0%
0.00%
VCV ExitINVESCO CA V M I$0-10,277
-100.0%
0.00%
GSLC ExitGOLDMAN ACTIVEBETA US LC ETF$0-10,622
-100.0%
0.00%
TTSH ExitTILE SHOP HLDGS INC$0-197,185
-100.0%
0.00%
SSSS ExitSUTTER ROCK CAPITAL CORP$0-10,431
-100.0%
0.00%
VRAY ExitVIEWRAY INC$0-23,899
-100.0%
0.00%
GSY ExitINVESCO ULTRA SHORT DURATION$0-8,432
-100.0%
0.00%
PNNT ExitPENNANTPARK INVESTMENT CORP$0-122,341
-100.0%
0.00%
ARQL ExitARQULE INC$0-22,974
-100.0%
0.00%
NTLA ExitINTELLIA THERAPEUTICS INC$0-11,281
-100.0%
0.00%
ACTG ExitACACIA RESEARCH CORP$0-18,241
-100.0%
0.00%
DBEZ ExitXTRACKERS MSCI EUROZONE HEDG$0-13,448
-100.0%
0.00%
NTRP ExitNEUROTROPE INC$0-17,000
-100.0%
0.00%
FTRCQ ExitFRONTIER COMMUNICATIONS CORP$0-557,998
-100.0%
0.00%
DFODQ ExitDEAN FOODS CO$0-551,140
-100.0%
0.00%
OMN ExitOMNOVA SOLUTIONS INC$0-64,915
-100.0%
0.00%
INB ExitCOHEN & STEERS GLOBAL INCOME$0-32,285
-100.0%
0.00%
QUAD ExitQUAD GRAPHICS INCput$0-48,800
-100.0%
0.00%
GLO ExitCLOUGH GLBL OPPORTUNITIES FD$0-31,684
-100.0%
0.00%
ONCE ExitSPARK THERAPEUTICS INC$0-7,182
-100.0%
0.00%
BB ExitBLACKBERRY LTD$0-10,767
-100.0%
0.00%
NAK ExitNORTHERN DYNASTY MINERALS$0-13,504
-100.0%
0.00%
BIOC ExitBIOCEPT INC$0-10,000
-100.0%
0.00%
STIM ExitNEURONETICS INC$0-60,249
-100.0%
0.00%
CRNT ExitCERAGON NETWORKS LTD$0-15,450
-100.0%
0.00%
BSM ExitBLACK STONE MINERALS LPlp$0-11,055
-100.0%
0.00%
JYNT ExitJOINT CORP/THE$0-54,633
-100.0%
0.00%
SPAR ExitSPARTAN MOTORS INC$0-59,227
-100.0%
0.00%
BSBR ExitBANCO SANTANDER BRASIL-ADSadr$0-10,081
-100.0%
0.00%
CGO ExitCALAMOS GLOBAL TOTAL RETURN$0-10,738
-100.0%
0.00%
FEIM ExitFREQUENCY ELECTRONICS INC$0-12,888
-100.0%
0.00%
PVTL ExitPIVOTAL SOFTWARE INC - CL A$0-45,170
-100.0%
0.00%
RTIX ExitRTI SURGICAL HDS INC$0-10,746
-100.0%
0.00%
BWG ExitBRANDYWINEGLOBAL GLOBAL INCO$0-10,367
-100.0%
0.00%
FIT ExitFITBIT INC - A$0-172,651
-100.0%
0.00%
VSI ExitVITAMIN SHOPPE INC$0-81,363
-100.0%
0.00%
SSRM ExitSSR MINING INC$0-12,324
-100.0%
0.00%
LMBS ExitFIRST TRUST LOW DURATION OPP$0-14,005
-100.0%
0.00%
PSDO ExitPRESIDIO INC$0-25,579
-100.0%
0.00%
TTP ExitTORTOISE PIPELINE & ENERGY$0-21,344
-100.0%
0.00%
INOD ExitINNODATA INC$0-59,267
-100.0%
0.00%
PTLC ExitPACER TRENDPILOT US LARGE CA$0-6,661
-100.0%
0.00%
DCO ExitDUCOMMUN INC$0-12,985
-100.0%
0.00%
AIMC ExitALTRA INDUSTRIAL MOTION CORP$0-20,222
-100.0%
0.00%
CBAY ExitCYMABAY THERAPEUTICS INC$0-17,018
-100.0%
0.00%
LGL ExitLGL GROUP INC/THE$0-18,280
-100.0%
0.00%
TRXC ExitTRANSENTERIX INC$0-34,121
-100.0%
0.00%
MDCA ExitMDC PARTNERS INC-A$0-301,007
-100.0%
0.00%
CTWS ExitCONNECTICUT WATER SVC INC$0-14,281
-100.0%
0.00%
MRSN ExitMERSANA THERAPEUTICS INC$0-19,485
-100.0%
0.00%
UBNK ExitUNITED FINANCIAL BANCORP INC$0-81,467
-100.0%
0.00%
HCRSQ ExitHI-CRUSH INClp$0-34,022
-100.0%
0.00%
HOLI ExitHOLLYSYS AUTOMATION TECHNOLO$0-41,929
-100.0%
0.00%
LASR ExitNLIGHT INC$0-27,733
-100.0%
0.00%
VEON ExitVEON LTDadr$0-11,248
-100.0%
0.00%
TENB ExitTENABLE HOLDINGS INC$0-17,569
-100.0%
0.00%
DNN ExitDENISON MINES CORP$0-18,200
-100.0%
0.00%
NLSN ExitNIELSEN HOLDINGS PLCcall$0-9,300
-100.0%
0.00%
CSS ExitCSS INDUSTRIES INC$0-11,390
-100.0%
0.00%
ONCE ExitSPARK THERAPEUTICS INCput$0-800
-100.0%
0.00%
JPIB ExitJPMORGAN GLOBAL BOND OPPS$0-8,145
-100.0%
0.00%
OUNZ ExitVANECK MERK GOLD TRUST$0-65,012
-100.0%
0.00%
GIFI ExitGULF ISLAND FABRICATION INC$0-69,387
-100.0%
0.00%
GIGM ExitGIGAMEDIA LTD$0-31,673
-100.0%
0.00%
FRAC ExitKEANE GROUP INC$0-372,597
-100.0%
-0.00%
WSG ExitWANDA SPORTS GROUP CO LT-ADRadr$0-352,424
-100.0%
-0.00%
ExitGNC HOLDINGS INCconv bnd$0-3,400,000
-100.0%
-0.00%
RP ExitREALPAGE INC$0-25,937
-100.0%
-0.00%
QUAD ExitQUAD GRAPHICS INC$0-289,310
-100.0%
-0.00%
LSCC ExitLATTICE SEMICONDUCTOR CORP$0-109,626
-100.0%
-0.00%
ECH ExitISHARES MSCI CHILE CAPPED ET$0-58,928
-100.0%
-0.00%
CMPR ExitCIMPRESS NV$0-14,174
-100.0%
-0.00%
MLNX ExitMELLANOX TECHNOLOGIES LTDput$0-23,200
-100.0%
-0.00%
IMAX ExitIMAX CORP$0-74,657
-100.0%
-0.00%
TACO ExitDEL TACO RESTAURANTS INC$0-122,583
-100.0%
-0.00%
SEMG ExitSEMGROUP CORP-CLASS A$0-110,669
-100.0%
-0.00%
ACMR ExitACM RESEARCH INC-CLASS A$0-99,948
-100.0%
-0.00%
NEWM ExitNEW MEDIA INVESTMENT GROUP$0-339,818
-100.0%
-0.00%
ABBV ExitABBVIE INCcall$0-17,300
-100.0%
-0.00%
ExitVERASTEM INCconv bnd$0-6,500,000
-100.0%
-0.00%
AABA ExitALTABA INC$0-142,054
-100.0%
-0.00%
XAN ExitEXANTAS CAPITAL CORP$0-118,207
-100.0%
-0.00%
PRMW ExitPRIMO WATER CORP$0-140,823
-100.0%
-0.00%
ExitARCONIC INCconv bnd$0-2,591,000
-100.0%
-0.00%
TNET ExitTRINET GROUP INC$0-22,950
-100.0%
-0.00%
ExitINNOVIVA INCconv bnd$0-4,000,000
-100.0%
-0.00%
ExitWORLD WRESTLING ENTERTAINMENT INCconv bnd$0-1,800,000
-100.0%
-0.00%
NANO ExitNANOMETRICS INC$0-129,652
-100.0%
-0.00%
ExitVECTOR GROUP LTDconv bnd$0-4,720,000
-100.0%
-0.00%
RVLV ExitREVOLVE GROUP INC$0-234,184
-100.0%
-0.00%
MGP ExitMGM GROWTH PROPERTIES LLC-A$0-134,491
-100.0%
-0.00%
VIAB ExitVIACOM INC-CLASS B$0-220,017
-100.0%
-0.00%
ORIT ExitORITANI FINANCIAL CORP$0-287,096
-100.0%
-0.00%
TYPE ExitMONOTYPE IMAGING HOLDINGS IN$0-215,826
-100.0%
-0.00%
ISCA ExitINTL SPEEDWAY CORP-CL A$0-109,685
-100.0%
-0.00%
IWM ExitISHARES RUSSELL 2000 ETFput$0-25,200
-100.0%
-0.00%
CBLK ExitCARBON BLACK INC$0-279,271
-100.0%
-0.00%
CECO ExitCAREER EDUCATION CORP$0-401,963
-100.0%
-0.00%
ExitADVANCED MICRO DEVICES INCconv bnd$0-1,500,000
-100.0%
-0.00%
BID ExitSOTHEBY'S$0-109,733
-100.0%
-0.00%
ExitALDER BIOPHARMACEUTICALS INCconv bnd$0-6,500,000
-100.0%
-0.00%
NCI ExitNAVIGANT CONSULTING INC$0-274,431
-100.0%
-0.00%
TNK ExitTEEKAY TANKERS LTD-CLASS A$0-4,829,046
-100.0%
-0.00%
GCI ExitGANNETT CO INC$0-693,846
-100.0%
-0.00%
ECOL ExitUS ECOLOGY INC$0-116,623
-100.0%
-0.00%
CJ ExitC&J ENERGY SERVICES INC$0-692,412
-100.0%
-0.00%
MCRN ExitMILACRON HOLDINGS CORP$0-359,203
-100.0%
-0.00%
CRZO ExitCARRIZO OIL & GAS INC$0-1,108,949
-100.0%
-0.00%
CARB ExitCARBONITE INC$0-642,108
-100.0%
-0.00%
BPL ExitBUCKEYE PARTNERS LPlp$0-194,249
-100.0%
-0.00%
LINX ExitLINX SA - ADRadr$0-1,151,949
-100.0%
-0.00%
BSCJ ExitINVESCO BULLETSHARES 2019 CO$0-551,594
-100.0%
-0.01%
ExitBIOMARIN PHARMACEUTICAL INCconv bnd$0-11,503,000
-100.0%
-0.01%
CBM ExitCAMBREX CORP$0-179,139
-100.0%
-0.01%
LTXB ExitLEGACYTEXAS FINANCIAL GROUP$0-258,722
-100.0%
-0.01%
ExitINVACARE CORPconv bnd$0-14,100,000
-100.0%
-0.01%
VSM ExitVERSUM MATERIALS INC$0-264,587
-100.0%
-0.01%
IBDK ExitISHARES IBONDS DEC 2019 TERM$0-554,047
-100.0%
-0.01%
CBS ExitCBS CORP-CLASS B NON VOTING$0-322,861
-100.0%
-0.01%
OI ExitOWENS-ILLINOIS INC$0-1,539,371
-100.0%
-0.01%
RTEC ExitRUDOLPH TECHNOLOGIES INC$0-588,961
-100.0%
-0.01%
GWR ExitGENESEE & WYOMING INC-CL A$0-142,978
-100.0%
-0.01%
GHDX ExitGENOMIC HEALTH INC$0-254,839
-100.0%
-0.01%
ALDR ExitALDER BIOPHARMACEUTICALS INC$0-992,594
-100.0%
-0.01%
MDSO ExitMEDIDATA SOLUTIONS INC$0-215,228
-100.0%
-0.01%
ExitMEDICINES COMPANYconv bnd$0-27,002,000
-100.0%
-0.02%
HCP ExitHCP INC$0-1,324,548
-100.0%
-0.02%
CELG ExitCELGENE CORP$0-535,704
-100.0%
-0.02%
CNPPRB ExitCENTERPOINT ENERGY INCconv prf$0-1,031,100
-100.0%
-0.02%
CTRP ExitCTRIP.COM INTERNATIONAL-ADRadr$0-2,772,142
-100.0%
-0.04%
SYMC ExitSYMANTEC CORP$0-4,244,122
-100.0%
-0.04%
STI ExitSUNTRUST BANKS INC$0-1,508,941
-100.0%
-0.05%
BBT ExitBB&T CORP$0-7,820,826
-100.0%
-0.19%
Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

  • Columbia Management Investment Advisers, LLC #2
  • Ameriprise Trust Co #3
  • Ameriprise Certificate Co #4
  • RiverSource Life Insurance Co #5
  • RiverSource Life Insurance Co of New York #6
  • Threadneedle Asset Management Holdings LTD #10
  • Ameriprise Financial Services, Inc. #16
  • Columbia Wanger Asset Management, LLC. #17
  • Ameriprise Bank, FSB #18
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2020-02-14
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
MICROSOFT CORP42Q3 20233.8%
APPLE INC42Q3 20233.2%
AMAZON.COM INC42Q3 20232.5%
JPMORGAN CHASE & CO42Q3 20231.8%
JOHNSON & JOHNSON42Q3 20231.3%
META PLATFORMS INC-CLASS A42Q3 20231.6%
CISCO SYSTEMS INC42Q3 20231.3%
VISA INC-CLASS A SHARES42Q3 20231.1%
COMCAST CORP-CLASS A42Q3 20231.2%
CHEVRON CORPORATION42Q3 20231.2%

View AMERIPRISE FINANCIAL INC's complete holdings history.

Latest significant ownerships (13-D/G)
AMERIPRISE FINANCIAL INC Q4 2019 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
Quotient LtdFebruary 21, 202394,7550.4%
Afya LtdFebruary 14, 20231,435,0243.0%
AMEDISYS INCFebruary 14, 20231,100,7193.4%
Anika Therapeutics, Inc.February 14, 2023181,9431.2%
Doximity, Inc.February 14, 20232,294,6752.0%
IBEX LtdFebruary 14, 2023664,6673.6%
ICF International, Inc.February 14, 2023801,1524.3%
INTER PARFUMS INCFebruary 14, 2023595,7171.9%
Planet Fitness, Inc.February 14, 20232,273,7332.7%
REGIS CORPFebruary 14, 2023104,9550.2%

View AMERIPRISE FINANCIAL INC's complete significant-ownership history.

Latest filings
TypeFiled
10-Q2024-05-06
42024-04-26
42024-04-26
42024-04-26
42024-04-26
42024-04-26
42024-04-26
42024-04-26
8-K2024-04-26
8-K2024-04-22

View AMERIPRISE FINANCIAL INC's complete filings history.

Compare quarters

Export AMERIPRISE FINANCIAL INC's holdings