$193 Billion is the total value of AMERIPRISE FINANCIAL INC's 6783 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 109.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GABPRH | Exit | GAB 5prf | $0 | – | -15,971 | -100.0% | 0.00% | – |
| CRRFY | Exit | CARREFOUR SA-SP ADRadr | $0 | – | -13,257 | -100.0% | 0.00% | – |
| DNHBY | Exit | DNB ASA-SPONSOR ADRadr | $0 | – | -1,599 | -100.0% | 0.00% | – |
| CDXC | Exit | CHROMADEX CORP | $0 | – | -11,755 | -100.0% | 0.00% | – |
| Exit | MILLENNIUM HEALTH LLC | $0 | – | -16,788 | -100.0% | 0.00% | – | |
| FGL | Exit | FIDELITY & GUARANTY LIFE | $0 | – | -21,519 | -100.0% | 0.00% | – |
| BBTPRF | Exit | BBT 5.2prf | $0 | – | -24,757 | -100.0% | 0.00% | – |
| CLPBY | Exit | COLOPLAST AS- UNSPON ADRadr | $0 | – | -29,854 | -100.0% | 0.00% | – |
| BACPRA | Exit | BAC 6prf | $0 | – | -10,792 | -100.0% | 0.00% | – |
| Exit | BARCLAYS PLC | $0 | – | -62,224 | -100.0% | 0.00% | – | |
| DDAIF | Exit | DAIMLER AG-REGISTERED SHARES | $0 | – | -2,975 | -100.0% | 0.00% | – |
| SNDN | Exit | SENDTEC INC | $0 | – | -27,000 | -100.0% | 0.00% | – |
| Exit | OIL GAS OR OTHER MINERALS DEEMED WORTHLESS | $0 | – | -1 | -100.0% | 0.00% | – | |
| ZTO | Exit | ZTO EXPRESS CAYMAN INC-ADRadr | $0 | – | -30,000 | -100.0% | 0.00% | – |
| CFCPRBCL | Exit | BAC 7 11/01/36prf | $0 | – | -18,191 | -100.0% | 0.00% | – |
| AACAY | Exit | AAC TECHNOLOGIES H-UNSPON ADadr | $0 | – | -2,270 | -100.0% | 0.00% | – |
| Exit | GERBER SCIENTIFIC INC RTSwt | $0 | – | -124,138 | -100.0% | 0.00% | – | |
| LTSA | Exit | LTS 8prf | $0 | – | -18,083 | -100.0% | 0.00% | – |
| NRF | Exit | NORTHSTAR REALTY FINANCE | $0 | – | -30,518 | -100.0% | 0.00% | – |
| SCYX | Exit | SCYNEXIS INC | $0 | – | -10,200 | -100.0% | 0.00% | – |
| Exit | DEX MEDIA 7/16 | $0 | – | -51,678 | -100.0% | 0.00% | – | |
| FUTY | Exit | FIDELITY UTILITIES ETF | $0 | – | -6,406 | -100.0% | 0.00% | – |
| FILL | Exit | ISHARES MSCI GLOBAL ENERGY P | $0 | – | -22,156 | -100.0% | 0.00% | – |
| NMIH | Exit | NMI HOLDINGS INC-CLASS A | $0 | – | -14,351 | -100.0% | 0.00% | – |
| SHECY | Exit | SHIN-ETSU CHEM-UNSPON ADRadr | $0 | – | -23,029 | -100.0% | 0.00% | – |
| UOVEY | Exit | UNITED OVERSEAS BANK-SP ADRadr | $0 | – | -10,316 | -100.0% | 0.00% | – |
| MZDAY | Exit | MAZDA MOTOR CORP-UNSPON ADRadr | $0 | – | -65,935 | -100.0% | 0.00% | – |
| GSPRICL | Exit | GS 5.95prf | $0 | – | -11,125 | -100.0% | 0.00% | – |
| RBGLY | Exit | RECKITT BENCKISER-SPON ADRadr | $0 | – | -30,558 | -100.0% | 0.00% | – |
| CSLLY | Exit | CSL LTD-SPONSORED ADRadr | $0 | – | -11,130 | -100.0% | 0.00% | – |
| MAKSY | Exit | MARKS & SPENCER PLC-ADRadr | $0 | – | -16,862 | -100.0% | 0.00% | – |
| XHS | Exit | SPDR S&P HEALTH CARE SER ETF | $0 | – | -4,360 | -100.0% | 0.00% | – |
| BABA | Exit | ALIBABA GROUP HOLDING-SP ADRput | $0 | – | -6,800 | -100.0% | 0.00% | – |
| GPSNQ | Exit | GPS INDUSTRIES INC | $0 | – | -20,000 | -100.0% | 0.00% | – |
| ARI | Exit | APOLLO COMMERCIAL REAL ESTAT | $0 | – | -11,653 | -100.0% | 0.00% | – |
| SCEP | Exit | MEDISYS TECHNOLOGIES INC | $0 | – | -44,000 | -100.0% | 0.00% | – |
| KRO | Exit | KRONOS WORLDWIDE INC | $0 | – | -11,527 | -100.0% | 0.00% | – |
| BBTPRDCL | Exit | BBT 5.85prf | $0 | – | -11,511 | -100.0% | 0.00% | – |
| KGFHY | Exit | KINGFISHER PLC-SPONS ADRadr | $0 | – | -12,327 | -100.0% | 0.00% | – |
| TLSYY | Exit | TELSTRA CORP-ADRadr | $0 | – | -24,371 | -100.0% | 0.00% | – |
| GBLX | Exit | GROWBLOX SCIENCES INC | $0 | – | -50,000 | -100.0% | 0.00% | – |
| SMM | Exit | SALIENT MIDSTREAM & MLP FUND | $0 | – | -23,734 | -100.0% | 0.00% | – |
| LAACZ | Exit | LAACO LTD-UNITS OF LTD PRTNS | $0 | – | -99 | -100.0% | 0.00% | – |
| TLYS | Exit | TILLY'S INC-CLASS A SHRS | $0 | – | -24,828 | -100.0% | 0.00% | – |
| DAKPQ | Exit | DAKOTA PLAINS HOLDINGS INC | $0 | – | -10,000 | -100.0% | 0.00% | – |
| PCRFY | Exit | PANASONIC CORP-SPON ADRadr | $0 | – | -45,999 | -100.0% | 0.00% | – |
| VIVHY | Exit | VIVENDI SA-UNSPON ADRadr | $0 | – | -25,564 | -100.0% | 0.00% | – |
| UZC | Exit | USM 7 1/4 12/01/64prf | $0 | – | -8,520 | -100.0% | 0.00% | – |
| ZG | Exit | ZILLOW GROUP INC - A | $0 | – | -6,848 | -100.0% | 0.00% | – |
| KYE | Exit | KAYNE ANDERSON ENERGY TOT RT | $0 | – | -14,110 | -100.0% | 0.00% | – |
| PREPRH | Exit | PRE 7 1/4prf | $0 | – | -14,147 | -100.0% | 0.00% | – |
| SGBLY | Exit | STANDARD BANK GROUP-SPON ADRadr | $0 | – | -25,437 | -100.0% | 0.00% | – |
| TRTC | Exit | TERRA TECH CORP | $0 | – | -19,745 | -100.0% | 0.00% | – |
| PSAPRUCL | Exit | PUBLIC STORAGEprf | $0 | – | -8,933 | -100.0% | 0.00% | – |
| LNCOQ | Exit | LINN CO LLC | $0 | – | -16,283 | -100.0% | 0.00% | – |
| MSGIE | Exit | MSGI SECURITY SOLUTIONS INC | $0 | – | -76,000 | -100.0% | 0.00% | – |
| OBQI | Exit | OILSANDS QUEST INC | $0 | – | -38,050 | -100.0% | 0.00% | – |
| Exit | ALERIS INTERNATIONAL INC | $0 | – | -25,910 | -100.0% | 0.00% | – | |
| LMICL | Exit | LM 6 3/8 03/15/56prf | $0 | – | -16,300 | -100.0% | 0.00% | – |
| BOX | Exit | BOX INC - CLASS A | $0 | – | -25,578 | -100.0% | 0.00% | – |
| DPSGY | Exit | DEUTSCHE POST AG-SPON ADRadr | $0 | – | -18,990 | -100.0% | 0.00% | – |
| BCSPRACL | Exit | BACR 7.1prf | $0 | – | -17,098 | -100.0% | 0.00% | – |
| EMLP | Exit | FIRST TRUST NORTH AMERICAN E | $0 | – | -18,999 | -100.0% | 0.00% | – |
| CSC | Exit | COMPUTER SCIENCES CORPcall | $0 | – | -8,600 | -100.0% | 0.00% | – |
| AFC | Exit | ARCC 6 7/8 04/15/47prf | $0 | – | -11,777 | -100.0% | 0.00% | – |
| Exit | RAM CAPITAL LLClp | $0 | – | -3,654,271 | -100.0% | 0.00% | – | |
| Exit | RHODES COMPANIES | $0 | – | -109,053 | -100.0% | 0.00% | – | |
| ORKLY | Exit | ORKLA ASA-SPON ADRadr | $0 | – | -23,720 | -100.0% | 0.00% | – |
| FNMA | Exit | FANNIE MAE | $0 | – | -12,297 | -100.0% | 0.00% | – |
| COVS | Exit | COVISINT CORP | $0 | – | -11,146 | -100.0% | 0.00% | – |
| WTRO | Exit | WI-TRON INC | $0 | – | -300,000 | -100.0% | 0.00% | – |
| EXPGY | Exit | EXPERIAN PLC-SPONS ADRadr | $0 | – | -13,390 | -100.0% | 0.00% | – |
| ANNNP | Exit | ANR PRF SERIES A INCprf | $0 | – | -25,469 | -100.0% | 0.00% | – |
| NTDOY | Exit | NINTENDO CO LTD-UNSPONS ADRadr | $0 | – | -12,138 | -100.0% | 0.00% | – |
| BANCPRCCL | Exit | BANC 8prf | $0 | – | -10,660 | -100.0% | 0.00% | – |
| UAN | Exit | CVR PARTNERS LPlp | $0 | – | -11,462 | -100.0% | 0.00% | – |
| VNRSQ | Exit | VANGUARD NATURAL RESOURCESlp | $0 | – | -29,351 | -100.0% | 0.00% | – |
| GTOMY | Exit | GEMALTO NV-SPONSORED ADRadr | $0 | – | -9,185 | -100.0% | 0.00% | – |
| Exit | CHESAPEAKE ENERGY CORPORATIONconv bnd | $0 | – | -13,000 | -100.0% | 0.00% | – | |
| Exit | UTGR INC | $0 | – | -5,526 | -100.0% | 0.00% | – | |
| Exit | SAFEWAY INC CASA LEY CVR | $0 | – | -386,195 | -100.0% | 0.00% | – | |
| PSAPRSCL | Exit | PSA 5.9prf | $0 | – | -11,814 | -100.0% | 0.00% | – |
| SUNEQ | Exit | SUNEDISON INC | $0 | – | -11,444 | -100.0% | 0.00% | – |
| AET | Exit | AETNA INCcall | $0 | – | -6,200 | -100.0% | 0.00% | – |
| SWJCL | Exit | SWK 5 3/4 07/25/52prf | $0 | – | -11,279 | -100.0% | 0.00% | – |
| TSCDY | Exit | TESCO PLC-SPONSORED ADRadr | $0 | – | -33,941 | -100.0% | 0.00% | – |
| AKZOY | Exit | AKZO NOBEL NV-SPON ADRadr | $0 | – | -30,911 | -100.0% | 0.00% | – |
| ENLAY | Exit | ENEL SPA - UNSPON ADRadr | $0 | – | -24,956 | -100.0% | 0.00% | – |
| DDAIY | Exit | DAIMLER AG- SPN ADRadr | $0 | – | -5,419 | -100.0% | 0.00% | – |
| MRAAY | Exit | MURATA MANUFACTUR-UNSPON ADRadr | $0 | – | -9,913 | -100.0% | 0.00% | – |
| SKYAY | Exit | SKY PLC-SPN ADRadr | $0 | – | -7,452 | -100.0% | 0.00% | – |
| MHGVY | Exit | MARINE HARVEST ASA- SPON ADRadr | $0 | – | -12,133 | -100.0% | 0.00% | – |
| SCGLY | Exit | SOCIETE GENERALE-SPONS ADRadr | $0 | – | -57,539 | -100.0% | 0.00% | – |
| SOJA | Exit | SO 6 1/4 10/15/75prf | $0 | – | -20,560 | -100.0% | 0.00% | – |
| DKILY | Exit | DAIKIN INDUSTRIES-UNSPON ADRadr | $0 | – | -3,245 | -100.0% | 0.00% | – |
| DTEGY | Exit | DEUTSCHE TELEKOM AG-SPON ADRadr | $0 | – | -39,554 | -100.0% | 0.00% | – |
| ENIA | Exit | ENEL AMERICAS SA-ADRadr | $0 | – | -11,289 | -100.0% | 0.00% | – |
| BACPRYCL | Exit | BAC 6 1/2prf | $0 | – | -12,651 | -100.0% | 0.00% | – |
| HOKCY | Exit | HONG KONG & CHINA GAS-SP ADRadr | $0 | – | -16,934 | -100.0% | 0.00% | – |
| Exit | GOODRICH PETROLEUM CORPORATIONwt | $0 | – | -28,071 | -100.0% | 0.00% | – | |
| Exit | HIBU MIDCO SHARES | $0 | – | -623,323 | -100.0% | 0.00% | – | |
| HENOY | Exit | HENKEL KGAA-SPONS ADR PFDadr | $0 | – | -6,212 | -100.0% | 0.00% | – |
| CHUBK | Exit | COMMERCEHUB INC-SERIES C | $0 | – | -10,164 | -100.0% | 0.00% | – |
| WFCPRW | Exit | WFC 5.7prf | $0 | – | -14,079 | -100.0% | 0.00% | – |
| ALFA | Exit | ALPHACLONE ALTERNATIVE ALPHA | $0 | – | -20,249 | -100.0% | 0.00% | – |
| SFSH | Exit | SINOFRESH HEALTHCARE INC | $0 | – | -23,000 | -100.0% | 0.00% | – |
| PPERY | Exit | BANK MANDIRI TBK-UNSPON ADRadr | $0 | – | -22,609 | -100.0% | 0.00% | – |
| PDRDY | Exit | PERNOD-RICARD SA-UNSPON ADRadr | $0 | – | -31,711 | -100.0% | 0.00% | – |
| BMWYY | Exit | BAYERISCHE MOTOREN-SPON ADRadr | $0 | – | -16,488 | -100.0% | 0.00% | – |
| AGOPRF | Exit | ASSURED GUARANTY MUNICIPAL HOLDINGprf | $0 | – | -22,395 | -100.0% | 0.00% | – |
| PHOT | Exit | GROWLIFE INC | $0 | – | -40,500 | -100.0% | 0.00% | – |
| GNGBY | Exit | GETINGE AB-UNSPONSORED ADRadr | $0 | – | -14,109 | -100.0% | 0.00% | – |
| CBRIQ | Exit | CIBER INC | $0 | – | -369,473 | -100.0% | 0.00% | – |
| FINMY | Exit | FINMECCANICA SPA-UNSPN ADRadr | $0 | – | -17,699 | -100.0% | 0.00% | – |
| Exit | HOME PRODUCT CENTER PCL-NVDRgdr | $0 | – | -854,800 | -100.0% | 0.00% | – | |
| KPCPY | Exit | KASIKORNBANK PCL-UNSPON ADRadr | $0 | – | -13,932 | -100.0% | 0.00% | – |
| Exit | TRIUS THERAPEUTICS INC CVR | $0 | – | -188,529 | -100.0% | 0.00% | – | |
| NGLOY | Exit | ANGLO AMERICAN PLC-SPONS ADRadr | $0 | – | -25,341 | -100.0% | 0.00% | – |
| RDSMY | Exit | KONINKLIJKE DSM NV-SPONS ADRadr | $0 | – | -27,736 | -100.0% | 0.00% | – |
| MLNK | Exit | MODUSLINK GLOBAL SOLUTIONS I | $0 | – | -18,200 | -100.0% | 0.00% | – |
| NCMGY | Exit | NEWCREST MINING LTD-SPON ADRadr | $0 | – | -23,535 | -100.0% | 0.00% | – |
| UNICY | Exit | UNICHARM CORP - SPN ADRadr | $0 | – | -10,733 | -100.0% | 0.00% | – |
| GMF | Exit | SPDR S&P EMERGING ASIA PACIF | $0 | – | -3,031 | -100.0% | 0.00% | – |
| BMLPRG | Exit | BANK OF AMERICA CORPprf | $0 | – | -10,450 | -100.0% | 0.00% | – |
| COCP | Exit | COCRYSTAL PHARMA INC | $0 | – | -10,000 | -100.0% | 0.00% | – |
| NSRPF | Exit | NOVO RESOURCES CORP | $0 | – | -15,000 | -100.0% | 0.00% | – |
| Exit | VERINT SYSTEMS INCconv bnd | $0 | – | -14,000 | -100.0% | 0.00% | – | |
| ANZBY | Exit | AUST & NZ BNKG GRP-SPON ADRadr | $0 | – | -36,367 | -100.0% | 0.00% | – |
| ISFCL | Exit | INTNED 6 3/8prf | $0 | – | -17,621 | -100.0% | 0.00% | – |
| Exit | SAFEWAY INC PDC CVR | $0 | – | -386,195 | -100.0% | 0.00% | – | |
| COFPRG | Exit | COF 5.2prf | $0 | – | -15,208 | -100.0% | 0.00% | – |
| NEEPRI | Exit | NEE 5 1/8 11/15/72prf | $0 | – | -10,273 | -100.0% | 0.00% | – |
| CTXCL | Exit | CTL 7 04/01/52prf | $0 | – | -9,079 | -100.0% | 0.00% | – |
| DDEJF | Exit | DUNDEE CORP -CL A | $0 | – | -27,900 | -100.0% | 0.00% | – |
| ARLP | Exit | ALLIANCE RESOURCE PARTNERSlp | $0 | – | -12,588 | -100.0% | 0.00% | – |
| FUJIY | Exit | FUJIFILM HOLDINGS-UNSP ADRadr | $0 | – | -6,682 | -100.0% | 0.00% | – |
| CPRLCL | Exit | C 6 7/8prf | $0 | – | -10,240 | -100.0% | 0.00% | – |
| PMCB | Exit | PHARMACYTE BIOTECH INC | $0 | – | -40,000 | -100.0% | 0.00% | – |
| COFPRPCL | Exit | COF 6prf | $0 | – | -27,675 | -100.0% | 0.00% | – |
| Exit | PROSPECT CAPITAL CORPconv bnd | $0 | – | -25,000 | -100.0% | 0.00% | – | |
| LNEGY | Exit | LINDE AG-SPONSORED ADRadr | $0 | – | -45,502 | -100.0% | 0.00% | – |
| EADSY | Exit | AIRBUS GROUP SE - UNSP ADRadr | $0 | – | -48,924 | -100.0% | 0.00% | – |
| AEHCL | Exit | AEGON 6 3/8prf | $0 | – | -13,782 | -100.0% | 0.00% | – |
| MSPRE | Exit | MS 7 1/8prf | $0 | – | -9,592 | -100.0% | 0.00% | – |
| DNKEY | Exit | DANSKE BANK A/S - SPON ADRadr | $0 | – | -11,127 | -100.0% | 0.00% | – |
| CTV | Exit | CTL 6 7/8 10/01/54prf | $0 | – | -11,934 | -100.0% | 0.00% | – |
| AIQUY | Exit | AIR LIQUIDE-UNSPONSORED ADRadr | $0 | – | -39,017 | -100.0% | 0.00% | – |
| ADDL | Exit | ADUDDELL INDUSTRIES INC | $0 | – | -20,100 | -100.0% | 0.00% | – |
| CDEVY | Exit | CITY DEVELOPMENTS-SPONS ADRadr | $0 | – | -13,313 | -100.0% | 0.00% | – |
| REMX | Exit | VANECK VECTORS RARE EARTH/ST | $0 | – | -14,941 | -100.0% | 0.00% | – |
| SCEPRFCL | Exit | EIX 5 5/8prf | $0 | – | -12,368 | -100.0% | 0.00% | – |
| LIOX | Exit | LIONBRIDGE TECHNOLOGIES INC | $0 | – | -43,627 | -100.0% | 0.00% | – |
| DBOEY | Exit | DEUTSCHE BOERSE AG-UNSPN ADRadr | $0 | – | -17,777 | -100.0% | 0.00% | – |
| CPRJ | Exit | C 7 1/8prf | $0 | – | -21,192 | -100.0% | 0.00% | – |
| SUBCY | Exit | SUBSEA 7 SA-SPON ADRadr | $0 | – | -16,523 | -100.0% | 0.00% | – |
| LTNC | Exit | LABOR SMART INC | $0 | – | -125,000 | -100.0% | 0.00% | – |
| FUND | Exit | SPROTT FOCUS TRUST INC | $0 | – | -12,456 | -100.0% | 0.00% | – |
| AWCMY | Exit | ALUMINA LTD-SPONSORED ADRadr | $0 | – | -11,036 | -100.0% | 0.00% | – |
| ALLPRACL | Exit | ALL 5 5/8prf | $0 | – | -8,497 | -100.0% | 0.00% | – |
| Exit | MONITISE PLC | $0 | – | -675,100 | -100.0% | 0.00% | – | |
| MITEY | Exit | MITSUBISHI ESTATE-UNSPON ADRadr | $0 | – | -33,704 | -100.0% | 0.00% | – |
| COL | Exit | ROCKWELL COLLINS INCcall | $0 | – | -7,700 | -100.0% | 0.00% | – |
| Exit | URANIUM PARTICIPATION CORP | $0 | – | -21,600 | -100.0% | 0.00% | – | |
| JJOFF | Exit | IPATH BLOOMBERG COFFEE SUBIN | $0 | – | -23,125 | -100.0% | 0.00% | – |
| Exit | PRIMA BIOMED LTD | $0 | – | -20,000 | -100.0% | 0.00% | – | |
| ALHAP | Exit | ALPHA NATURAL RESOURCES HOLDINGS Pprf | $0 | – | -25,469 | -100.0% | 0.00% | – |
| BMLPRL | Exit | BAC 4prf | $0 | – | -34,899 | -100.0% | 0.00% | – |
| HCJCL | Exit | HCI 8 01/30/20prf | $0 | – | -21,562 | -100.0% | 0.00% | – |
| HIMX | Exit | HIMAX TECHNOLOGIES INC-ADRadr | $0 | – | -32,242 | -100.0% | 0.00% | – |
| RCPIQ | Exit | ROCK CREEK PHARMACEUTICALS I | $0 | – | -13,106 | -100.0% | 0.00% | – |
| SUHJY | Exit | SUN HUNG KAI PROP LTD-SP ADRadr | $0 | – | -14,704 | -100.0% | 0.00% | – |
| PBIPRB | Exit | PBI 6.7 03/07/43prf | $0 | – | -11,456 | -100.0% | 0.00% | – |
| RNLSY | Exit | RENAULT SA-UNSP ADRadr | $0 | – | -14,947 | -100.0% | 0.00% | – |
| CLPHY | Exit | CLP HOLDINGS LTD-SPONS ADRadr | $0 | – | -16,333 | -100.0% | 0.00% | – |
| TINY | Exit | HARRIS & HARRIS GROUP INC | $0 | – | -30,202 | -100.0% | 0.00% | – |
| VSPC | Exit | VIASPACE INC | $0 | – | -195,000 | -100.0% | 0.00% | – |
| FMO | Exit | FIDUCIARY/CLAYMORE MLP OPPOR | $0 | – | -10,293 | -100.0% | 0.00% | – |
| TRYIY | Exit | TORAY INDUSTRIES-UNSPON ADRadr | $0 | – | -19,958 | -100.0% | 0.00% | – |
| SSREY | Exit | SWISS RE LTD-SPN ADRadr | $0 | – | -15,587 | -100.0% | 0.00% | – |
| TSRYY | Exit | TREASURY WINE ESTATES-ADRadr | $0 | – | -15,923 | -100.0% | 0.00% | – |
| Exit | URTHECAST CORP | $0 | – | -22,000 | -100.0% | 0.00% | – | |
| CTUCL | Exit | CTL 7 07/01/52prf | $0 | – | -25,702 | -100.0% | 0.00% | – |
| RYI | Exit | RYERSON HOLDING CORP | $0 | – | -30,308 | -100.0% | 0.00% | – |
| JPXGY | Exit | JAPAN EXCHANGE GROUP INC-ADRadr | $0 | – | -26,833 | -100.0% | 0.00% | – |
| VWDRY | Exit | VESTAS WIND SYSTEMS-UNSP ADRadr | $0 | – | -20,499 | -100.0% | 0.00% | – |
| AMFL | Exit | AMERICAN FILMS INC | $0 | – | -203,500 | -100.0% | 0.00% | – |
| CPI | Exit | IQ REAL RETURN ETF | $0 | – | -26,111 | -100.0% | 0.00% | – |
| CCLAY | Exit | COCA-COLA AMATIL LTD-SP ADRadr | $0 | – | -18,758 | -100.0% | 0.00% | – |
| MURGY | Exit | MUENCHENER RUECK-UNSPON ADRadr | $0 | – | -34,362 | -100.0% | 0.00% | – |
| Exit | FLASHPOINT TECHNOLOGY | $0 | – | -246,914 | -100.0% | 0.00% | – | |
| KPELY | Exit | KEPPEL CORP LTD-SPONS ADRadr | $0 | – | -13,552 | -100.0% | 0.00% | – |
| SGLRF | Exit | SPYGLASS RESOURCES CORP | $0 | – | -12,589 | -100.0% | 0.00% | – |
| ARKAY | Exit | ARKEMA-SPONSORED ADRadr | $0 | – | -6,715 | -100.0% | 0.00% | – |
| MIELY | Exit | MITSUBISHI ELECTRIC-UNSP ADRadr | $0 | – | -14,376 | -100.0% | 0.00% | – |
| AREM | Exit | AMERICAN RARE EARTHS AND MAT | $0 | – | -10,000 | -100.0% | 0.00% | – |
| HGGGQ | Exit | HHGREGG INC | $0 | – | -22,610 | -100.0% | 0.00% | – |
| Exit | SANDISK CORPconv bnd | $0 | – | -11,000 | -100.0% | 0.00% | – | |
| JSM | Exit | SLM CORPORATIONprf | $0 | – | -28,196 | -100.0% | 0.00% | – |
| MFGLQ | Exit | MF GLOBAL HOLDINGS LTD | $0 | – | -100,000 | -100.0% | 0.00% | – |
| ISNPY | Exit | INTESA SANPAOLO-SPON ADRadr | $0 | – | -46,550 | -100.0% | 0.00% | – |
| AVVIY | Exit | AVIVA PLC - SPON ADRadr | $0 | – | -36,395 | -100.0% | 0.00% | – |
| SSINQ | Exit | STAGE STORES INC | $0 | – | -126,797 | -100.0% | 0.00% | – |
| UGHSQ | Exit | UNIVERSITY GENERAL HEALTH SY | $0 | – | -14,911 | -100.0% | 0.00% | – |
| CPYYY | Exit | CENTRICA PLC-SP ADRadr | $0 | – | -11,190 | -100.0% | 0.00% | – |
| DLRPRG | Exit | DLR 5 7/8prf | $0 | – | -8,899 | -100.0% | 0.00% | – |
| WGHPY | Exit | WH GROUP LTD-ADRadr | $0 | – | -12,491 | -100.0% | 0.00% | – |
| RYCEY | Exit | ROLLS-ROYCE HOLDINGS-SP ADRadr | $0 | – | -16,775 | -100.0% | 0.00% | – |
| Exit | MICRO-ASI INC/TX | $0 | – | -20,000 | -100.0% | 0.00% | – | |
| UMED | Exit | UMED HOLDINGS INC | $0 | – | -12,500 | -100.0% | 0.00% | – |
| DNPLY | Exit | DAI NIPPON PRINT-SPON ADRadr | $0 | – | -10,146 | -100.0% | 0.00% | – |
| TSL | Exit | TRINA SOLAR LTD-SPON ADRadr | $0 | – | -39,153 | -100.0% | 0.00% | – |
| FTLS | Exit | FIRST TRUST LONG/SHORT EQTY | $0 | – | -7,117 | -100.0% | 0.00% | – |
| VLKAY | Exit | VOLKSWAGEN AG-SPONS ADRadr | $0 | – | -14,667 | -100.0% | 0.00% | – |
| Exit | MEDIANEWS GROUP | $0 | – | -15,756 | -100.0% | 0.00% | – | |
| TKOMY | Exit | TOKIO MARINE HOLDINGS-ADRadr | $0 | – | -8,917 | -100.0% | 0.00% | – |
| Exit | INVENTRUST PROPERTIES CORP | $0 | – | -17,911 | -100.0% | 0.00% | – | |
| CMBS | Exit | ISHARES CMBS ETF | $0 | – | -7,034 | -100.0% | 0.00% | – |
| MENT | Exit | MENTOR GRAPHICS CORPput | $0 | – | -100 | -100.0% | 0.00% | – |
| IGI | Exit | WESTERN ASSET INV GRA DEF OP | $0 | – | -11,287 | -100.0% | 0.00% | – |
| Exit | PROSENSA HLDGS CVR | $0 | – | -16,099 | -100.0% | 0.00% | – | |
| SRGHY | Exit | SHOPRITE HOLDINGS-SPN ADRadr | $0 | – | -13,251 | -100.0% | 0.00% | – |
| CRZBY | Exit | COMMERZBANK AG-SPONS ADRadr | $0 | – | -14,619 | -100.0% | 0.00% | – |
| ITOCY | Exit | ITOCHU CORP-UNSPONSORED ADRadr | $0 | – | -10,414 | -100.0% | 0.00% | – |
| USBPRM | Exit | USB 6 1/2prf | $0 | – | -28,873 | -100.0% | 0.00% | – |
| Exit | FIRST HORIZON NATIONAL FRACTIONS | $0 | – | -134,548 | -100.0% | 0.00% | – | |
| GOIG | Exit | GOIP GLOBAL INC | $0 | – | -25,000 | -100.0% | 0.00% | – |
| SDXAY | Exit | SODEXO-SPONSORED ADRadr | $0 | – | -25,722 | -100.0% | 0.00% | – |
| LAND | Exit | GLADSTONE LAND CORP | $0 | – | -11,163 | -100.0% | 0.00% | – |
| BACHY | Exit | BANK OF CHINA-UNSPN ADRadr | $0 | – | -24,643 | -100.0% | 0.00% | – |
| SKHCY | Exit | SONIC HEALTHCARE-UNSP ADRadr | $0 | – | -10,070 | -100.0% | 0.00% | – |
| KCRPY | Exit | KAO CORP-SPONSORED ADRadr | $0 | – | -8,447 | -100.0% | 0.00% | – |
| Exit | GAZPROM PAO -SPON ADRadr | $0 | – | -33,193 | -100.0% | 0.00% | – | |
| CTY | Exit | CTL 6 1/8 06/01/53prf | $0 | – | -24,140 | -100.0% | 0.00% | – |
| TEZNY | Exit | TERNA SPA-UNSPONSORED ADRadr | $0 | – | -10,407 | -100.0% | 0.00% | – |
| RNRPRCCL | Exit | RENAISSANCERE HOLDINGS LTDprf | $0 | – | -11,634 | -100.0% | 0.00% | – |
| PSMMY | Exit | PERSIMMON PLC-UNSPON ADRadr | $0 | – | -4,711 | -100.0% | 0.00% | – |
| BACPRWCL | Exit | BAC 6 5/8prf | $0 | – | -26,410 | -100.0% | 0.00% | – |
| PRKA | Exit | PARKS! AMERICA INC | $0 | – | -371,000 | -100.0% | 0.00% | – |
| SOUHY | Exit | SOUTH32 - ADRadr | $0 | – | -36,209 | -100.0% | 0.00% | – |
| AGNUQ | Exit | AG&E HOLDINGS INC | $0 | – | -12,000 | -100.0% | 0.00% | – |
| FPFCQ | Exit | FIRST PLACE FINANCIAL /OHIO | $0 | – | -25,190 | -100.0% | 0.00% | – |
| SNPHY | Exit | SANTEN PHARMACEUTICAL-UN ADRadr | $0 | – | -34,842 | -100.0% | 0.00% | – |
| VEOEY | Exit | VEOLIA ENVIRONNEMENT-ADRadr | $0 | – | -45,371 | -100.0% | 0.00% | – |
| ALPMY | Exit | ASTELLAS PHARMA INC-UNSP ADRadr | $0 | – | -50,761 | -100.0% | 0.00% | – |
| BBTPRECL | Exit | BBT 5 5/8prf | $0 | – | -28,329 | -100.0% | 0.00% | – |
| Exit | ENBRIDGE ENERGY. MANAGEMENT FRACTIONS | $0 | – | -59,265 | -100.0% | 0.00% | – | |
| SUTNY | Exit | SUMITOMO MITSUI TR-SPON ADRadr | $0 | – | -13,430 | -100.0% | 0.00% | – |
| BXBLY | Exit | BRAMBLES LTD-SPONSORED ADRadr | $0 | – | -26,546 | -100.0% | 0.00% | – |
| Exit | AT HOME CORPORATIONconv bnd | $0 | – | -4,193,138 | -100.0% | 0.00% | – | |
| Exit | CANADIAN ENERGY SERVICES & T | $0 | – | -95,381 | -100.0% | 0.00% | – | |
| MFIN | Exit | MEDALLION FINANCIAL CORP | $0 | – | -13,597 | -100.0% | 0.00% | – |
| INZCL | Exit | INTNED 7.2prf | $0 | – | -10,817 | -100.0% | 0.00% | – |
| WFCPRP | Exit | WFC 5 1/4prf | $0 | – | -20,358 | -100.0% | 0.00% | – |
| RGNA | Exit | REGENECA INC | $0 | – | -85,000 | -100.0% | 0.00% | – |
| SSEZY | Exit | SSE PLC-SPN ADRadr | $0 | – | -20,883 | -100.0% | 0.00% | – |
| WFCPRT | Exit | WFC 6prf | $0 | – | -15,579 | -100.0% | 0.00% | – |
| ZAAP | Exit | ZAP | $0 | – | -26,500 | -100.0% | 0.00% | – |
| BAESY | Exit | BAE SYSTEMS PLC -SPON ADRadr | $0 | – | -27,220 | -100.0% | 0.00% | – |
| SCMWY | Exit | SWISSCOM AG-SPONSORED ADRadr | $0 | – | -6,228 | -100.0% | 0.00% | – |
| ATROB | Exit | ASTRONICS CORP-CL B | $0 | – | -6,343 | -100.0% | 0.00% | – |
| SVNLY | Exit | SVENSKA HANDELSB-A-UNSP ADRadr | $0 | – | -44,706 | -100.0% | 0.00% | – |
| Exit | JARDEN CORPconv bnd | $0 | – | -15,000 | -100.0% | 0.00% | – | |
| ASBFY | Exit | ASSOC BRITISH FOODS-UNSP ADRadr | $0 | – | -23,771 | -100.0% | 0.00% | – |
| Exit | FAIRLANE MANAGEMENT CORP | $0 | – | -52,004 | -100.0% | 0.00% | – | |
| GLNCY | Exit | GLENCORE PLC -UNSP ADRadr | $0 | – | -45,939 | -100.0% | 0.00% | – |
| MEGEF | Exit | MEG ENERGY CORP | $0 | – | -16,400 | -100.0% | 0.00% | – |
| RJDCL | Exit | RJF 6.9 03/15/42prf | $0 | – | -10,486 | -100.0% | 0.00% | – |
| Exit | CAMEO RESOURCES CORP | $0 | – | -33,519 | -100.0% | 0.00% | – | |
| CSUAY | Exit | CHINA SHENHUA-UNSPON ADRadr | $0 | – | -10,970 | -100.0% | 0.00% | – |
| SOMLY | Exit | SECOM LTD -UNSPONSORED ADRadr | $0 | – | -25,883 | -100.0% | 0.00% | – |
| PSAPRE | Exit | PSA 4.9prf | $0 | – | -16,140 | -100.0% | 0.00% | – |
| Exit | KWIKWEB.COM INC | $0 | – | -21,885 | -100.0% | 0.00% | – | |
| OTSKY | Exit | OTSUKA HOLDINGS CO LTDadr | $0 | – | -14,331 | -100.0% | 0.00% | – |
| NOAH | Exit | NOAH HOLDINGS LTD-SPON ADSadr | $0 | – | -23,232 | -100.0% | 0.00% | – |
| JJCTF | Exit | IPATH BLOOMBERG COPPER SUBIN | $0 | – | -22,793 | -100.0% | 0.00% | – |
| AFSIP | Exit | AFSI 7 1/2prf | $0 | – | -10,450 | -100.0% | 0.00% | – |
| STBFY | Exit | SUNTORY BEVERAGE & FOOD-UADRadr | $0 | – | -14,495 | -100.0% | 0.00% | – |
| QEGY | Exit | QUANTUM ENERGY INC | $0 | – | -10,000 | -100.0% | 0.00% | – |
| Exit | HANEI CORP | $0 | – | -49,382 | -100.0% | 0.00% | – | |
| BACPRC | Exit | BAC 6.2prf | $0 | – | -29,341 | -100.0% | 0.00% | – |
| NWGC | Exit | NEW WORLD GOLD CORP | $0 | – | -2,110,000 | -100.0% | 0.00% | – |
| Exit | ARCADIS NV | $0 | – | -21,986 | -100.0% | 0.00% | – | |
| HLNT | Exit | HIGHLINE TECHNICAL INNOVATIO | $0 | – | -31,000 | -100.0% | 0.00% | – |
| Exit | AMERICAN AIRLINES ESCROWwt | $0 | – | -237,666 | -100.0% | 0.00% | – | |
| PJH | Exit | PRU 5 3/4 12/15/52prf | $0 | – | -25,730 | -100.0% | 0.00% | – |
| DNZOY | Exit | DENSO CORPORATION-UNSPON ADRadr | $0 | – | -11,200 | -100.0% | 0.00% | – |
| PNDZY | Exit | PANDORA A/S-UNSP ADRadr | $0 | – | -7,075 | -100.0% | 0.00% | – |
| Exit | AMERICAN INTERNATIONAL GROUP WT 01/19/2021 FRACTIONALwt | $0 | – | -87,326 | -100.0% | 0.00% | – | |
| SPNG | Exit | SPONGETECH DELIVERY SYSTEMS | $0 | – | -265,177 | -100.0% | 0.00% | – |
| FUJHY | Exit | FUJI HEAVY INDUS-UNSPONS ADRadr | $0 | – | -9,868 | -100.0% | 0.00% | – |
| ARWR | Exit | ARROWHEAD PHARMACEUTICALS IN | $0 | – | -498,385 | -100.0% | 0.00% | – |
| EVEIQ | Exit | EVERGREEN ENERGY INC | $0 | – | -19,248 | -100.0% | 0.00% | – |
| PNGAY | Exit | PING AN INSURANCE-ADRadr | $0 | – | -16,624 | -100.0% | 0.00% | – |
| BNCDY | Exit | BANCA MEDIOLANUM SPA-ADRadr | $0 | – | -56,953 | -100.0% | 0.00% | – |
| FPAFY | Exit | FIRST PACIFIC CO LTD-SP ADRadr | $0 | – | -15,793 | -100.0% | 0.00% | – |
| SEKEY | Exit | SEIKO EPSON CORP-UNSPON ADRadr | $0 | – | -25,993 | -100.0% | 0.00% | – |
| CICHY | Exit | CHINA CONSTRUCT-UNSPON ADRadr | $0 | – | -34,863 | -100.0% | 0.00% | – |
| CNB | Exit | COLONIAL BANCGROUP INC | $0 | – | -21,027 | -100.0% | 0.00% | – |
| BTLCY | Exit | BRITISH LAND CO PLC-SPON ADRadr | $0 | – | -16,448 | -100.0% | 0.00% | – |
| MERPRK | Exit | BAC 6.45 12/15/66prf | $0 | – | -11,051 | -100.0% | 0.00% | – |
| IDCBY | Exit | IND & COMM BK OF-UNSPON ADRadr | $0 | – | -32,967 | -100.0% | 0.00% | – |
| Exit | MIRANT CORP ESCROW COMwt | $0 | – | -26,956 | -100.0% | 0.00% | – | |
| Exit | HYBRID COATING TECHNOLOGIES | $0 | – | -35,125 | -100.0% | 0.00% | – | |
| WFCPRV | Exit | WFC 6prf | $0 | – | -12,010 | -100.0% | 0.00% | – |
| SPKKY | Exit | SPARK NEW ZEALAND-SPON ADRadr | $0 | – | -13,742 | -100.0% | 0.00% | – |
| IBND | Exit | SPDR BBG BARC INTL CORP BOND | $0 | – | -17,397 | -100.0% | 0.00% | – |
| UNRDY | Exit | UNIBAIL-RODAMCO SE-UNSP ADRadr | $0 | – | -14,007 | -100.0% | 0.00% | – |
| IDEXY | Exit | INDITEX-UNSPON ADRadr | $0 | – | -27,459 | -100.0% | 0.00% | – |
| ESPH | Exit | ECOSPHERE TECHNOLOGIES INC | $0 | – | -16,800 | -100.0% | 0.00% | – |
| Exit | HIGHLANDS REIT INC | $0 | – | -17,911 | -100.0% | 0.00% | – | |
| IFNNY | Exit | INFINEON TECHNOLOGIES-ADRadr | $0 | – | -48,494 | -100.0% | 0.00% | – |
| TDA | Exit | TDS 5 7/8 12/01/61prf | $0 | – | -12,115 | -100.0% | 0.00% | – |
| EBAYL | Exit | EBAY 6 02/01/56prf | $0 | – | -8,632 | -100.0% | 0.00% | – |
| Exit | HAIGHTS CROSS COMM INC | $0 | – | -302,134 | -100.0% | 0.00% | – | |
| AMBC | Exit | AMBAC FINANCIAL GROUP INCcall | $0 | – | -30,200 | -100.0% | 0.00% | – |
| TOELY | Exit | TOKYO ELECTRON LTD-UNSP ADRadr | $0 | – | -8,389 | -100.0% | 0.00% | – |
| Exit | TEMPLAR ENERGY LLC | $0 | – | -103,114 | -100.0% | 0.00% | – | |
| DK | Exit | DELEK US HOLDINGS INC | $0 | – | -33,091 | -100.0% | 0.00% | – |
| BZLFY | Exit | BUNZL PLC -SPONS ADRadr | $0 | – | -21,233 | -100.0% | 0.00% | – |
| DBE | Exit | POWERSHARES DB ENERGY FUND | $0 | – | -10,074 | -100.0% | 0.00% | – |
| Exit | VARDE INV PARTNER LPlp | $0 | – | -82,850 | -100.0% | 0.00% | – | |
| LBSR | Exit | LIBERTY STAR URANIUM & METAL | $0 | – | -20,000 | -100.0% | 0.00% | – |
| TAK | Exit | TAKEDA PHARMACEUTIC-SP ADRadr | $0 | – | -25,528 | -100.0% | 0.00% | – |
| DTKCL | Exit | DB 7.6prf | $0 | – | -15,924 | -100.0% | 0.00% | – |
| BGOI | Exit | BONANZA OIL & GAS INC | $0 | – | -26,000 | -100.0% | 0.00% | – |
| Exit | CALPINE CORP - ESCROW 4 | $0 | – | -29,236,000 | -100.0% | 0.00% | – | |
| BLTA | Exit | BALTIA AIR LINES INC | $0 | – | -1,968,333 | -100.0% | 0.00% | – |
| REPYY | Exit | REPSOL SA-SPONSORED ADRadr | $0 | – | -23,080 | -100.0% | 0.00% | – |
| FWONK | Exit | LIBERTY MEDIA CORP-MEDIA C | $0 | – | -11,236 | -100.0% | 0.00% | – |
| HEINY | Exit | HEINEKEN NV-SPN ADRadr | $0 | – | -22,011 | -100.0% | 0.00% | – |
| NJDCY | Exit | NIDEC CORPORATION-SPON ADRadr | $0 | – | -15,619 | -100.0% | 0.00% | – |
| SWHC | Exit | SMITH & WESSON HOLDING CORP | $0 | – | -18,365 | -100.0% | 0.00% | – |
| PUBGY | Exit | PUBLICIS GROUPE-ADRadr | $0 | – | -26,558 | -100.0% | 0.00% | – |
| USBPRNCL | Exit | USB 6prf | $0 | – | -31,305 | -100.0% | 0.00% | – |
| AMKBY | Exit | A P MOLLER-MAERSK-B-UNSP ADRadr | $0 | – | -24,082 | -100.0% | 0.00% | – |
| SONVY | Exit | SONOVA HOLDING-UNSPON ADRadr | $0 | – | -15,757 | -100.0% | 0.00% | – |
| TPLMQ | Exit | TRIANGLE PETROLEUM CORP | $0 | – | -10,248 | -100.0% | 0.00% | – |
| PLW | Exit | POWERSHARES 1-30 LADDERED TP | $0 | – | -7,970 | -100.0% | 0.00% | – |
| GCTAY | Exit | GAMESA CORP TECN-UNSPON ADRadr | $0 | – | -12,450 | -100.0% | 0.00% | – |
| JBAXY | Exit | JULIUS BAER GROUP LTD-UN ADRadr | $0 | – | -98,568 | -100.0% | 0.00% | – |
| NHYDY | Exit | NORSK HYDRO AS-SPONS ADRadr | $0 | – | -21,117 | -100.0% | 0.00% | – |
| HTBK | Exit | HERITAGE COMMERCE CORP | $0 | – | -11,803 | -100.0% | 0.00% | – |
| SMCAY | Exit | SMC CORP-SPONSORED ADRadr | $0 | – | -64,804 | -100.0% | 0.00% | – |
| NPSNY | Exit | NASPERS LTD-N SHS SPON ADRadr | $0 | – | -45,044 | -100.0% | 0.00% | – |
| CLMS | Exit | CALAMOS ASSET MANAGEMENT-A | $0 | – | -93,604 | -100.0% | 0.00% | – |
| GIB | Exit | CGI GROUP INC - CLASS A | $0 | – | -10,692 | -100.0% | 0.00% | – |
| TLSNY | Exit | TELIA CO - UNSPON ADRadr | $0 | – | -24,553 | -100.0% | 0.00% | – |
| XBTCQ | Exit | XHIBIT CORP | $0 | – | -11,000 | -100.0% | 0.00% | – |
| GEQ | Exit | GUGGENHEIM EQUAL WEIGHT ENHA | $0 | – | -14,864 | -100.0% | 0.00% | – |
| ZURVY | Exit | ZURICH INSURANCE GROUP-ADRadr | $0 | – | -18,376 | -100.0% | 0.00% | – |
| JPMPRBCL | Exit | JPM 6.7prf | $0 | – | -12,642 | -100.0% | 0.00% | – |
| EJPRY | Exit | EAST JAPAN RAILWAY-UNSP ADRadr | $0 | – | -28,757 | -100.0% | 0.00% | – |
| GBOOY | Exit | GRUPO FIN BANORTE-SPON ADRadr | $0 | – | -8,970 | -100.0% | 0.00% | – |
| ENGIY | Exit | ENGIE-SPON ADRadr | $0 | – | -13,874 | -100.0% | 0.00% | – |
| SOJB | Exit | SO 5 1/4 10/01/76prf | $0 | – | -10,681 | -100.0% | 0.00% | – |
| SAFRY | Exit | SAFRAN SA-UNSPON ADRadr | $0 | – | -10,382 | -100.0% | 0.00% | – |
| HCMLY | Exit | LAFARGEHOLCIM LTD-UNSP ADRadr | $0 | – | -29,788 | -100.0% | 0.00% | – |
| BDGR | Exit | BLACK DRAGON RESOURCE COS IN | $0 | – | -10,000 | -100.0% | 0.00% | – |
| EONGY | Exit | E.ON SE -SPONSORED ADRadr | $0 | – | -18,565 | -100.0% | 0.00% | – |
| DRSV | Exit | DEBT RESOLVE INC | $0 | – | -28,000 | -100.0% | 0.00% | – |
| TVE | Exit | TVA 3.36 05/01/29prf | $0 | – | -17,521 | -100.0% | 0.00% | – |
| TIPZ | Exit | PIMCO BROAD US TIPS INDEX | $0 | – | -4,519 | -100.0% | 0.00% | – |
| SGSOY | Exit | SGS SA-UNSPONSORED ADRadr | $0 | – | -31,333 | -100.0% | 0.00% | – |
| AMTY | Exit | AMERITYRE CORP | $0 | – | -20,500 | -100.0% | 0.00% | – |
| CKHUY | Exit | CK HUTCHISON HOLDIN-UNSP ADRadr | $0 | – | -47,925 | -100.0% | 0.00% | – |
| THKLY | Exit | THK CO LTD-UNSPON ADRadr | $0 | – | -10,182 | -100.0% | 0.00% | – |
| GSPRBCL | Exit | GS 6.2prf | $0 | – | -29,655 | -100.0% | 0.00% | – |
| SBIO | Exit | ALPS MEDICAL BREAKTHROUGHS | $0 | – | -9,868 | -100.0% | 0.00% | – |
| HGH | Exit | HIG 7 7/8 04/15/42prf | $0 | – | -8,686 | -100.0% | 0.00% | – |
| CORT | Exit | CORCEPT THERAPEUTICS INC | $0 | – | -116,360 | -100.0% | 0.00% | – |
| Exit | TITAN MEDICAL INC | $0 | – | -30,523 | -100.0% | 0.00% | – | |
| DSEEY | Exit | DAIWA SECURITIES GR-SPON ADRadr | $0 | – | -36,455 | -100.0% | 0.00% | – |
| CIOXY | Exit | CIELO SA-SPONSORED ADRadr | $0 | – | -13,674 | -100.0% | 0.00% | – |
| IBDRY | Exit | IBERDROLA SA-SPONSORED ADRadr | $0 | – | -27,404 | -100.0% | 0.00% | – |
| DBSDY | Exit | DBS GROUP HOLDINGS-SPON ADRadr | $0 | – | -10,657 | -100.0% | 0.00% | – |
| BDRBF | Exit | BOMBARDIER INC-B | $0 | – | -18,750 | -100.0% | 0.00% | – |
| BZQIY | Exit | BEZEQ THE ISRAELI-UNSPON ADRadr | $0 | – | -71,323 | -100.0% | 0.00% | – |
| Exit | FIVE STAR QUAL FRACTIONS | $0 | – | -23,000 | -100.0% | 0.00% | – | |
| Exit | VARDE FUND V LPlp | $0 | – | -30,000,000 | -100.0% | 0.00% | – | |
| JGH | Exit | NUVEEN GLOBAL H-I FD | $0 | – | -13,094 | -100.0% | 0.00% | – |
| SDOI | Exit | SPECIAL DIVERSIFIED OPPORTUN | $0 | – | -11,203 | -100.0% | 0.00% | – |
| MSADY | Exit | MS&AD INSURANCE-UNSPONS ADRadr | $0 | – | -13,714 | -100.0% | 0.00% | – |
| WEYS | Exit | WEYCO GROUP INC | $0 | – | -6,675 | -100.0% | 0.00% | – |
| SNEY | Exit | SUNERGY INC | $0 | – | -1,464,555 | -100.0% | 0.00% | – |
| SFXEQ | Exit | SFX ENTERTAINMENT INC | $0 | – | -63,023 | -100.0% | 0.00% | – |
| KKPNY | Exit | KONINKLIJKE KPN NV - SP ADRadr | $0 | – | -248,475 | -100.0% | 0.00% | – |
| NYCB | Exit | NEW YORK COMMUNITY BANCORPcall | $0 | – | -30,800 | -100.0% | 0.00% | – |
| PPHM | Exit | PEREGRINE PHARMACEUTICALS | $0 | – | -13,388 | -100.0% | 0.00% | – |
| PUW | Exit | POWERSHARES WILDERH PROGR EN | $0 | – | -13,861 | -100.0% | 0.00% | – |
| Exit | FEDERAL RESERVE SYSTEM | $0 | – | -16,260 | -100.0% | 0.00% | – | |
| SUN | Exit | SUNOCO LPlp | $0 | – | -21,594 | -100.0% | 0.00% | – |
| CPRK | Exit | C 6 7/8prf | $0 | – | -9,004 | -100.0% | 0.00% | – |
| TNGO | Exit | TANGOE INC/CT | $0 | – | -115,560 | -100.0% | 0.00% | – |
| NLYPRD | Exit | NLY 7 1/2prf | $0 | – | -24,937 | -100.0% | 0.00% | – |
| IRGTQ | Exit | IGNITE RESTAURANT GROUP INC | $0 | – | -665,359 | -100.0% | 0.00% | – |
| HNNMY | Exit | HENNES & MAURITZ AB-UNSP ADRadr | $0 | – | -32,645 | -100.0% | 0.00% | – |
| RSNAY | Exit | RSA INSURANCE GROUP PLC-ADRadr | $0 | – | -11,269 | -100.0% | 0.00% | – |
| WIA | Exit | WA/CLAY US INFL-LKD SEC&INC | $0 | – | -11,595 | -100.0% | 0.00% | – |
| Exit | OIL GAS OR OTHER MINERALS DEEMED WORTHLESS | $0 | – | -1 | -100.0% | 0.00% | – | |
| Exit | NELSON EDUCATION LTD | $0 | – | -167,955 | -100.0% | 0.00% | – | |
| Exit | BOTTOMLINE TECHNOLOGIES INCconv bnd | $0 | – | -11,000 | -100.0% | 0.00% | – | |
| SPB | Exit | SPECTRUM BRANDS HOLDINGS INC | $0 | – | -2,968 | -100.0% | 0.00% | – |
| JPMPRDCL | Exit | JPM 5 1/2prf | $0 | – | -14,645 | -100.0% | 0.00% | – |
| TPL | Exit | TEXAS PACIFIC LAND TRUST | $0 | – | -1,884 | -100.0% | 0.00% | – |
| Exit | GOODRICH PETROLEUM ESCROW | $0 | – | -7,599,000 | -100.0% | 0.00% | – | |
| SAMM | Exit | SOUTH AMERICAN MINERALS | $0 | – | -15,000 | -100.0% | 0.00% | – |
| KBCSY | Exit | KBC GROEP NV-UNSP ADRadr | $0 | – | -25,330 | -100.0% | 0.00% | – |
| MGDDY | Exit | MICHELIN (CGDE)-UNSPON ADRadr | $0 | – | -10,542 | -100.0% | 0.00% | – |
| YAHOY | Exit | YAHOO! JAPAN CORP-UNSPON ADRadr | $0 | – | -18,891 | -100.0% | 0.00% | – |
| VTHR | Exit | VANGUARD RUSSELL 3000 | $0 | – | -2,797 | -100.0% | 0.00% | – |
| SMSEY | Exit | SAMSONITE INTERNAT-UNSP ADRadr | $0 | – | -23,973 | -100.0% | 0.00% | – |
| ALLPRECL | Exit | ALL 6 5/8prf | $0 | – | -25,169 | -100.0% | 0.00% | – |
| IRMD | Exit | IRADIMED CORP | $0 | – | -74,500 | -100.0% | 0.00% | – |
| SMVI | Exit | SOCIAL MEDIA VENTURES INC | $0 | – | -250,000 | -100.0% | 0.00% | – |
| EAB | Exit | ETR 4.9 12/01/52prf | $0 | – | -11,546 | -100.0% | 0.00% | – |
| QBIEY | Exit | QBE INSURANCE GROUP-SPN ADRadr | $0 | – | -15,029 | -100.0% | 0.00% | – |
| GVDNY | Exit | GIVAUDAN-UNSPON ADRadr | $0 | – | -17,616 | -100.0% | 0.00% | – |
| Exit | AMARANTH PARTNRS LLClp | $0 | – | -284,026 | -100.0% | 0.00% | – | |
| Exit | DAYCO LLC | $0 | – | -9,586 | -100.0% | 0.00% | – | |
| DENN | Exit | DENNY'S CORP | $0 | – | -131,143 | -100.0% | -0.00% | – |
| Exit | SAMSUNG ELECTR-GDRgdr | $0 | – | -1,565 | -100.0% | -0.00% | – | |
| NILE | Exit | BLUE NILE INC | $0 | – | -58,685 | -100.0% | -0.00% | – |
| PSAPRVCL | Exit | PSA 5 3/8prf | $0 | – | -51,822 | -100.0% | -0.00% | – |
| CFRUY | Exit | CIE FINANCIERE RICH-UNSP ADRadr | $0 | – | -240,375 | -100.0% | -0.00% | – |
| PRH | Exit | PRU 5.7 03/15/53prf | $0 | – | -41,280 | -100.0% | -0.00% | – |
| WCIC | Exit | WCI COMMUNITIES INC | $0 | – | -109,425 | -100.0% | -0.00% | – |
| GSPRJ | Exit | GS 5 1/2prf | $0 | – | -36,861 | -100.0% | -0.00% | – |
| CRMT | Exit | AMERICA'S CAR-MART INC | $0 | – | -49,311 | -100.0% | -0.00% | – |
| MKTAY | Exit | MAKITA CORP-SPONS ADRadr | $0 | – | -31,785 | -100.0% | -0.00% | – |
| MGRC | Exit | MCGRATH RENTCORP | $0 | – | -35,213 | -100.0% | -0.00% | – |
| NSANY | Exit | NISSAN MOTOR CO LTD-SPON ADRadr | $0 | – | -49,308 | -100.0% | -0.00% | – |
| NABZY | Exit | NATIONAL AUSTRALIA BK-SP ADRadr | $0 | – | -98,018 | -100.0% | -0.00% | – |
| Exit | MILLICOM INTL CELLULAR-SDRgdr | $0 | – | -22,938 | -100.0% | -0.00% | – | |
| EDE | Exit | EMPIRE DISTRICT ELECTRIC CO | $0 | – | -58,532 | -100.0% | -0.00% | – |
| LRLCY | Exit | L'OREAL-UNSPONSORED ADRadr | $0 | – | -29,608 | -100.0% | -0.00% | – |
| CTWCL | Exit | CTL 7 1/2 09/15/51prf | $0 | – | -68,757 | -100.0% | -0.00% | – |
| AAGIY | Exit | AIA GROUP LTD-SP ADRadr | $0 | – | -103,036 | -100.0% | -0.00% | – |
| MRC | Exit | MRC GLOBAL INC | $0 | – | -117,711 | -100.0% | -0.00% | – |
| SWDBY | Exit | SWEDBANK AB-ADRadr | $0 | – | -76,424 | -100.0% | -0.00% | – |
| SVNDY | Exit | SEVEN & I HOLDINGS-UNSPN ADRadr | $0 | – | -97,151 | -100.0% | -0.00% | – |
| FMSA | Exit | FAIRMOUNT SANTROL HOLDINGS I | $0 | – | -114,852 | -100.0% | -0.00% | – |
| KMTUY | Exit | KOMATSU LTD -SPONS ADRadr | $0 | – | -69,334 | -100.0% | -0.00% | – |
| ADDYY | Exit | ADIDAS AG-SPONSORED ADRadr | $0 | – | -14,453 | -100.0% | -0.00% | – |
| LTRPA | Exit | LIBERTY TRIPADVISOR HDG-A | $0 | – | -71,630 | -100.0% | -0.00% | – |
| ACAT | Exit | ARCTIC CAT INC | $0 | – | -132,084 | -100.0% | -0.00% | – |
| EWI | Exit | ISHARES MSCI ITALY CAPPED ET | $0 | – | -89,847 | -100.0% | -0.00% | – |
| AXAHY | Exit | AXA -SPONS ADRadr | $0 | – | -57,646 | -100.0% | -0.00% | – |
| TVC | Exit | TVA 3.55 06/01/28prf | $0 | – | -62,918 | -100.0% | -0.00% | – |
| GEHCL | Exit | GE 4 7/8 01/29/53prf | $0 | – | -45,455 | -100.0% | -0.00% | – |
| GEBCL | Exit | GE 4 7/8 10/15/52prf | $0 | – | -38,930 | -100.0% | -0.00% | – |
| VCISY | Exit | VINCI S.A.-UNSPONS ADRadr | $0 | – | -153,871 | -100.0% | -0.00% | – |
| Z | Exit | ZILLOW GROUP INC - C | $0 | – | -40,294 | -100.0% | -0.00% | – |
| BKPRC | Exit | BK 5.2prf | $0 | – | -43,987 | -100.0% | -0.00% | – |
| Exit | RCS CAPITAL CORP | $0 | – | -71,458 | -100.0% | -0.00% | – | |
| GSPRD | Exit | GS 4prf | $0 | – | -89,611 | -100.0% | -0.00% | – |
| TACO | Exit | DEL TACO RESTAURANTS INC | $0 | – | -110,185 | -100.0% | -0.00% | – |
| FANUY | Exit | FANUC CORP-UNSP ADRadr | $0 | – | -94,579 | -100.0% | -0.00% | – |
| SBGSY | Exit | SCHNEIDER ELECT SE-UNSP ADRadr | $0 | – | -87,866 | -100.0% | -0.00% | – |
| LVMUY | Exit | LVMH MOET HENNESSY-UNSP ADRadr | $0 | – | -36,452 | -100.0% | -0.00% | – |
| NNBR | Exit | NN INC | $0 | – | -62,855 | -100.0% | -0.00% | – |
| FSNUY | Exit | FRESENIUS SE & CO-SPN ADRadr | $0 | – | -93,014 | -100.0% | -0.00% | – |
| Exit | HUTCHISON PORT HOLDINGS TR-U | $0 | – | -3,666,900 | -100.0% | -0.00% | – | |
| TUR | Exit | ISHARES MSCI TURKEY ETF | $0 | – | -59,065 | -100.0% | -0.00% | – |
| Exit | ASCENT RESOURCES - SERIES B UNITS | $0 | – | -10,444,015 | -100.0% | -0.00% | – | |
| ASHTY | Exit | ASHTEAD GROUP PLC-UNSPON ADRadr | $0 | – | -29,596 | -100.0% | -0.00% | – |
| RDEIY | Exit | RED ELECTRICA COR-UNSPON ADRadr | $0 | – | -171,595 | -100.0% | -0.00% | – |
| Exit | PTT PCL-NVDRgdr | $0 | – | -154,000 | -100.0% | -0.00% | – | |
| EWT | Exit | ISHARES MSCI TAIWAN CAPPED E | $0 | – | -31,539 | -100.0% | -0.00% | – |
| AIMT | Exit | AIMMUNE THERAPEUTICS INC | $0 | – | -55,773 | -100.0% | -0.00% | – |
| ZOES | Exit | ZOE'S KITCHEN INC | $0 | – | -58,558 | -100.0% | -0.00% | – |
| ADRNY | Exit | KONINKLIJKE AHOLD-SP ADRadr | $0 | – | -74,397 | -100.0% | -0.00% | – |
| WPYGY | Exit | WORLDPAY GROUP PLC-UNSP ADRadr | $0 | – | -109,320 | -100.0% | -0.00% | – |
| BRDCY | Exit | BRIDGESTONE CORP-UNSPONS ADRadr | $0 | – | -66,661 | -100.0% | -0.00% | – |
| HSEBCL | Exit | HSBC 8prf | $0 | – | -87,347 | -100.0% | -0.00% | – |
| SPWH | Exit | SPORTSMAN'S WAREHOUSE HOLDIN | $0 | – | -164,835 | -100.0% | -0.00% | – |
| KEYW | Exit | KEYW HOLDING CORP/THE | $0 | – | -105,523 | -100.0% | -0.00% | – |
| IMBBY | Exit | IMPERIAL BRANDS PLC-SPON ADRadr | $0 | – | -46,365 | -100.0% | -0.00% | – |
| GSPRC | Exit | GS 4prf | $0 | – | -71,008 | -100.0% | -0.00% | – |
| BNPQY | Exit | BNP PARIBAS-ADRadr | $0 | – | -51,516 | -100.0% | -0.00% | – |
| SBY | Exit | SILVER BAY REALTY TRUST CORP | $0 | – | -76,962 | -100.0% | -0.00% | – |
| GEAGY | Exit | GEA GROUP AG - SPON ADRadr | $0 | – | -25,900 | -100.0% | -0.00% | – |
| Exit | CENGAGE LEARNING INC | $0 | – | -103,698 | -100.0% | -0.00% | – | |
| Exit | SIAM COMMERCIAL BANK P-NVDRgdr | $0 | – | -260,000 | -100.0% | -0.00% | – | |
| BAYRY | Exit | BAYER AG-SPONSORED ADRadr | $0 | – | -15,240 | -100.0% | -0.00% | – |
| GDP | Exit | GOODRICH PETROLEUM CORP | $0 | – | -113,673 | -100.0% | -0.00% | – |
| ENTL | Exit | ENTELLUS MEDICAL INC | $0 | – | -55,780 | -100.0% | -0.00% | – |
| REI | Exit | RING ENERGY INC | $0 | – | -96,606 | -100.0% | -0.00% | – |
| PI | Exit | IMPINJ INC | $0 | – | -39,516 | -100.0% | -0.00% | – |
| BETR | Exit | AMPLIFY SNACK BRANDS INC | $0 | – | -126,739 | -100.0% | -0.00% | – |
| BNCN | Exit | BNC BANCORP | $0 | – | -40,970 | -100.0% | -0.00% | – |
| ACAS | Exit | AMERICAN CAPITAL LTD | $0 | – | -89,035 | -100.0% | -0.00% | – |
| PNK | Exit | PINNACLE ENTERTAINMENT INC | $0 | – | -84,935 | -100.0% | -0.00% | – |
| HZN | Exit | HORIZON GLOBAL CORP | $0 | – | -52,986 | -100.0% | -0.00% | – |
| TELNY | Exit | TELENOR ASA-ADRadr | $0 | – | -82,928 | -100.0% | -0.00% | – |
| Exit | IAP WORLDWIDE SERVICES INC | $0 | – | -121 | -100.0% | -0.00% | – | |
| IFJPY | Exit | INFORMA PLC-SP ADRadr | $0 | – | -78,719 | -100.0% | -0.00% | – |
| SYIEY | Exit | SYMRISE AG-UNSPON ADRadr | $0 | – | -124,681 | -100.0% | -0.00% | – |
| NRBAY | Exit | NORDEA BANK AB-SPON ADRadr | $0 | – | -112,469 | -100.0% | -0.00% | – |
| CLCD | Exit | COLUCID PHARMACEUTICALS INC | $0 | – | -29,814 | -100.0% | -0.00% | – |
| REN | Exit | RESOLUTE ENERGY CORP | $0 | – | -36,386 | -100.0% | -0.00% | – |
| AZSEY | Exit | ALLIANZ SE-SPON ADRadr | $0 | – | -97,065 | -100.0% | -0.00% | – |
| SLLDY | Exit | SANLAM LTD-SPONSORED ADRadr | $0 | – | -151,478 | -100.0% | -0.00% | – |
| WFCPRN | Exit | WFC 5.2prf | $0 | – | -49,721 | -100.0% | -0.00% | – |
| CTRA | Exit | CONTURA ENERGY INC | $0 | – | -34,285 | -100.0% | -0.00% | – |
| FLML | Exit | FLAMEL TECHNOLOGIES-SP ADRadr | $0 | – | -184,075 | -100.0% | -0.00% | – |
| JAPAY | Exit | JAPAN TOBACCO INC-UNSPON ADRadr | $0 | – | -113,557 | -100.0% | -0.00% | – |
| CGEMY | Exit | CAPGEMINI SA - UNSPONSOR ADRadr | $0 | – | -88,364 | -100.0% | -0.00% | – |
| BASFY | Exit | BASF SE-SPON ADRadr | $0 | – | -16,776 | -100.0% | -0.00% | – |
| MSPRA | Exit | MS 4prf | $0 | – | -91,969 | -100.0% | -0.00% | – |
| WOSYY | Exit | WOLSELEY PLC-ADRadr | $0 | – | -384,653 | -100.0% | -0.00% | – |
| KDDIY | Exit | KDDI CORP-UNSPONSORED ADRadr | $0 | – | -335,459 | -100.0% | -0.00% | – |
| Exit | STARWOOD WAYPOINT RESIDENTIAL TRSTconv bnd | $0 | – | -3,140,000 | -100.0% | -0.00% | – | |
| Exit | AMAG PHARMACEUTICALS INCconv bnd | $0 | – | -2,500,000 | -100.0% | -0.00% | – | |
| WFCPRJCL | Exit | WFC 8prf | $0 | – | -108,189 | -100.0% | -0.00% | – |
| INSYQ | Exit | INSYS THERAPEUTICS INC | $0 | – | -302,039 | -100.0% | -0.00% | – |
| RYKKY | Exit | RYOHIN KEIKAKU CO -UNSP ADRadr | $0 | – | -84,842 | -100.0% | -0.00% | – |
| METPRA | Exit | MET 4prf | $0 | – | -119,889 | -100.0% | -0.00% | – |
| ALIOY | Exit | ACTELION LTD-UNSP ADRadr | $0 | – | -53,116 | -100.0% | -0.00% | – |
| Exit | TWITTER INCconv bnd | $0 | – | -4,000,000 | -100.0% | -0.00% | – | |
| SCOR | Exit | COMSCORE INC | $0 | – | -116,399 | -100.0% | -0.00% | – |
| Exit | KNOWLES CORPconv bnd | $0 | – | -3,000,000 | -100.0% | -0.00% | – | |
| AMTPRA | Exit | AMT 5 1/4 05/15/17conv prf | $0 | – | -38,242 | -100.0% | -0.00% | – |
| ISLE | Exit | ISLE OF CAPRI CASINOS | $0 | – | -180,360 | -100.0% | -0.00% | – |
| TYFDL | Exit | TSN 4 3/4 07/15/17conv prf | $0 | – | -51,000 | -100.0% | -0.00% | – |
| Exit | MS BASKET NOTE 12.32 03/09/2017prf | $0 | – | -4,121 | -100.0% | -0.00% | – | |
| MTBPRC | Exit | MTB 6 3/8prf | $0 | – | -3,170 | -100.0% | -0.00% | – |
| Exit | SM ENERGY COconv bnd | $0 | – | -3,000,000 | -100.0% | -0.00% | – | |
| CTTAY | Exit | CONTINENTAL AG-SPONS ADRadr | $0 | – | -88,296 | -100.0% | -0.00% | – |
| Exit | BNP BASKET NOTE 14.15 06/06/2017prf | $0 | – | -4,017 | -100.0% | -0.00% | – | |
| RHHBY | Exit | ROCHE HOLDINGS LTD-SPONS ADRadr | $0 | – | -132,050 | -100.0% | -0.00% | – |
| Exit | SCORPIO TANKERS INCconv bnd | $0 | – | -4,790,000 | -100.0% | -0.00% | – | |
| Exit | SOCGEN BASKET NOTE 12.68 1/10/2017prf | $0 | – | -3,200 | -100.0% | -0.00% | – | |
| Exit | JPM BASKET NOTE 13.00 03/31/2017prf | $0 | – | -4,120 | -100.0% | -0.00% | – | |
| SFTBY | Exit | SOFTBANK GROUP CORP-UNSP ADRadr | $0 | – | -89,076 | -100.0% | -0.00% | – |
| WTKWY | Exit | WOLTERS KLUWER NV-SPONS ADRadr | $0 | – | -103,317 | -100.0% | -0.00% | – |
| Exit | ENDOLOGIX INCconv bnd | $0 | – | -4,000,000 | -100.0% | -0.00% | – | |
| GIMO | Exit | GIGAMON INC | $0 | – | -61,806 | -100.0% | -0.00% | – |
| Exit | CSG SYSTEMS INTERNATIONAL INCconv bnd | $0 | – | -3,500,000 | -100.0% | -0.00% | – | |
| PEGA | Exit | PEGASYSTEMS INC | $0 | – | -93,583 | -100.0% | -0.00% | – |
| CABGY | Exit | CARLSBERG AS-B-SPON ADRadr | $0 | – | -190,645 | -100.0% | -0.00% | – |
| MFS | Exit | MANITOWOC FOODSERVICE INC | $0 | – | -218,499 | -100.0% | -0.00% | – |
| Exit | TCP CAPITAL CORPconv bnd | $0 | – | -3,500,000 | -100.0% | -0.00% | – | |
| VST | Exit | VISTRA ENERGY CORP | $0 | – | -210,935 | -100.0% | -0.00% | – |
| Exit | INPHI CORPconv bnd | $0 | – | -4,000,000 | -100.0% | -0.00% | – | |
| Exit | UBS BASKET NOTE 11.74 02/10/2017prf | $0 | – | -4,340 | -100.0% | -0.00% | – | |
| ELLI | Exit | ELLIE MAE INC | $0 | – | -49,324 | -100.0% | -0.00% | – |
| PAM | Exit | PAMPA ENERGIA SA-SPON ADRadr | $0 | – | -126,727 | -100.0% | -0.00% | – |
| SIEGY | Exit | SIEMENS AG-SPONS ADRadr | $0 | – | -26,315 | -100.0% | -0.00% | – |
| FTI | Exit | FMC TECHNOLOGIES INC | $0 | – | -118,771 | -100.0% | -0.00% | – |
| Exit | HSBC BASKET NOTE 14.96 02/10/2017prf | $0 | – | -4,210 | -100.0% | -0.00% | – | |
| CSVI | Exit | COMPUTER SERVICES INC | $0 | – | -75,158 | -100.0% | -0.00% | – |
| IQNT | Exit | INTELIQUENT INC | $0 | – | -184,875 | -100.0% | -0.00% | – |
| Exit | RBC BASKET NOTE 14.43 05/05/2017prf | $0 | – | -4,052 | -100.0% | -0.00% | – | |
| LUKOY | Exit | LUKOIL PJSC-SPON ADRadr | $0 | – | -54,751 | -100.0% | -0.00% | – |
| TCEHY | Exit | TENCENT HOLDINGS LTD-UNS ADRadr | $0 | – | -132,548 | -100.0% | -0.00% | – |
| VLEEY | Exit | VALEO SA-SPON ADRadr | $0 | – | -110,422 | -100.0% | -0.00% | – |
| STRZA | Exit | STARZ - A | $0 | – | -89,648 | -100.0% | -0.00% | – |
| JPMPRFCL | Exit | JPM 6 1/8prf | $0 | – | -110,242 | -100.0% | -0.00% | – |
| NCS | Exit | NCI BUILDING SYSTEMS INC | $0 | – | -235,730 | -100.0% | -0.00% | – |
| Exit | NOVAVAX INCconv bnd | $0 | – | -11,640,000 | -100.0% | -0.00% | – | |
| Exit | MOLINA HEALTHCARE INCconv bnd | $0 | – | -4,700,000 | -100.0% | -0.00% | – | |
| Exit | ENCORE CAPITAL GROUP INCconv bnd | $0 | – | -5,910,000 | -100.0% | -0.00% | – | |
| ASAZY | Exit | ASSA ABLOY AB - UNSP ADRadr | $0 | – | -503,035 | -100.0% | -0.00% | – |
| LLTC | Exit | LINEAR TECHNOLOGY CORP | $0 | – | -97,333 | -100.0% | -0.00% | – |
| PSTUC | Exit | POST 2 1/2conv prf | $0 | – | -36,000 | -100.0% | -0.00% | – |
| SWNC | Exit | SWN 6 1/4 01/15/18conv prf | $0 | – | -185,000 | -100.0% | -0.00% | – |
| Exit | TERADYNE INCconv bnd | $0 | – | -6,000,000 | -100.0% | -0.00% | – | |
| ALLYPRA | Exit | ALLY 6.69067 02/15/40prf | $0 | – | -243,000 | -100.0% | -0.00% | – |
| CLNY | Exit | COLONY CAPITAL INC - A | $0 | – | -296,046 | -100.0% | -0.00% | – |
| ZIONL | Exit | ZION 6.95 09/15/28prf | $0 | – | -175,122 | -100.0% | -0.00% | – |
| Exit | PALO ALTO NETWORKS INCconv bnd | $0 | – | -3,930,000 | -100.0% | -0.00% | – | |
| Exit | INSULET CORPconv bnd | $0 | – | -5,700,000 | -100.0% | -0.00% | – | |
| BLX | Exit | BANCO LATINOAMERICANO COME-E | $0 | – | -197,980 | -100.0% | -0.00% | – |
| BW | Exit | BABCOCK & WILCOX ENTERPR | $0 | – | -312,961 | -100.0% | -0.00% | – |
| IOC | Exit | INTEROIL CORP | $0 | – | -132,709 | -100.0% | -0.00% | – |
| HWAY | Exit | HEALTHWAYS INC | $0 | – | -274,643 | -100.0% | -0.00% | – |
| NSRGY | Exit | NESTLE SA-SPONS ADRadr | $0 | – | -86,083 | -100.0% | -0.00% | – |
| CMPGY | Exit | COMPASS GROUP PLC-SPON ADRadr | $0 | – | -263,410 | -100.0% | -0.00% | – |
| ESRT | Exit | EMPIRE STATE REALTY TRUST-A | $0 | – | -265,876 | -100.0% | -0.00% | – |
| DWAHY | Exit | DAIWA HOUSE INDUS-UNSP ADRadr | $0 | – | -186,045 | -100.0% | -0.00% | – |
| Exit | INCYTE CORPconv bnd | $0 | – | -3,000,000 | -100.0% | -0.00% | – | |
| Exit | FHLB ACTIVITY SHARES | $0 | – | -6,000,000 | -100.0% | -0.00% | – | |
| SAXPY | Exit | SAMPO OYJ-A SHS-UNSP ADRadr | $0 | – | -225,080 | -100.0% | -0.00% | – |
| ALLPRB | Exit | ALL 5.1 01/15/53prf | $0 | – | -252,392 | -100.0% | -0.00% | – |
| OGZPY | Exit | GAZPROM PAO -SPON ADRadr | $0 | – | -1,089,908 | -100.0% | -0.00% | – |
| TRVG | Exit | TRIVAGO NV - ADRadr | $0 | – | -633,800 | -100.0% | -0.00% | – |
| Exit | CTRIP.COM INTERNATIONAL LTDconv bnd | $0 | – | -8,000,000 | -100.0% | -0.00% | – | |
| ELNK | Exit | EARTHLINK HOLDINGS CORP | $0 | – | -1,277,589 | -100.0% | -0.00% | – |
| A104PS | Exit | HILTON WORLDWIDE HOLDINGS IN | $0 | – | -251,377 | -100.0% | -0.00% | – |
| Exit | WEBMD HEALTH CORPconv bnd | $0 | – | -7,400,000 | -100.0% | -0.00% | – | |
| Exit | GNC HOLDINGS INCconv bnd | $0 | – | -8,700,000 | -100.0% | -0.00% | – | |
| Exit | AEGEAN MARINE PETROLEUM NETWORKconv bnd | $0 | – | -7,200,000 | -100.0% | -0.00% | – | |
| Exit | MAIL.RU GROUP-GDR REGSgdr | $0 | – | -415,684 | -100.0% | -0.00% | – | |
| SCAI | Exit | SURGICAL CARE AFFILIATES INC | $0 | – | -139,383 | -100.0% | -0.00% | – |
| Exit | NRG YIELD INCconv bnd | $0 | – | -7,000,000 | -100.0% | -0.00% | – | |
| ENOR | Exit | ISHARES MSCI NORWAY CAPPED | $0 | – | -360,447 | -100.0% | -0.00% | – |
| PLKI | Exit | POPEYES LOUISIANA KITCHEN IN | $0 | – | -108,104 | -100.0% | -0.00% | – |
| Exit | NUANCE COMMUNICATIONS INCconv bnd | $0 | – | -7,320,000 | -100.0% | -0.00% | – | |
| GK | Exit | G & K SERVICES INC -CL A | $0 | – | -102,573 | -100.0% | -0.01% | – |
| ISIL | Exit | INTERSIL CORP-A | $0 | – | -414,151 | -100.0% | -0.01% | – |
| CYNO | Exit | CYNOSURE INC-A | $0 | – | -211,168 | -100.0% | -0.01% | – |
| Exit | ARIAD PHARMACEUTICALS INCconv bnd | $0 | – | -6,150,000 | -100.0% | -0.01% | – | |
| TMH | Exit | TEAM HEALTH HOLDINGS INC | $0 | – | -205,846 | -100.0% | -0.01% | – |
| Exit | CLEAN ENERGY FUELS CORPconv bnd | $0 | – | -11,420,000 | -100.0% | -0.01% | – | |
| STTPRD | Exit | STT 5.9prf | $0 | – | -356,971 | -100.0% | -0.01% | – |
| Exit | FHLB MEMBERSHIP STK CLASS B | $0 | – | -10,003,176 | -100.0% | -0.01% | – | |
| RXNPRA | Exit | RXN 5 3/4 11/15/19conv prf | $0 | – | -192,500 | -100.0% | -0.01% | – |
| CLC | Exit | CLARCOR INC | $0 | – | -134,612 | -100.0% | -0.01% | – |
| EWS | Exit | ISHARES MSCI SINGAPORE CAPPE | $0 | – | -576,389 | -100.0% | -0.01% | – |
| Exit | MEDICINES COconv bnd | $0 | – | -11,000,000 | -100.0% | -0.01% | – | |
| VASC | Exit | VASCULAR SOLUTIONS INC | $0 | – | -211,947 | -100.0% | -0.01% | – |
| SLMNP | Exit | SHLM 6conv prf | $0 | – | -12,075 | -100.0% | -0.01% | – |
| Exit | CYPRESS SEMICONDUCTOR CORPORATIONconv bnd | $0 | – | -10,000,000 | -100.0% | -0.01% | – | |
| Exit | GREEN PLAINS INCconv bnd | $0 | – | -9,800,000 | -100.0% | -0.01% | – | |
| Exit | JARDINE MATHESON HLDGS LTD | $0 | – | -188,600 | -100.0% | -0.01% | – | |
| Exit | INVACARE CORPconv bnd | $0 | – | -9,895,000 | -100.0% | -0.01% | – | |
| Exit | METUSA 5 3/4 06/03/19conv prf | $0 | – | -102,000 | -100.0% | -0.01% | – | |
| Exit | MGM HOLDINGS II INC | $0 | – | -148,702 | -100.0% | -0.01% | – | |
| EQY | Exit | EQUITY ONE INC | $0 | – | -433,365 | -100.0% | -0.01% | – |
| CPRN | Exit | C 7.25733 10/30/40prf | $0 | – | -477,101 | -100.0% | -0.01% | – |
| HAR | Exit | HARMAN INTERNATIONAL | $0 | – | -122,618 | -100.0% | -0.01% | – |
| CWGRP | Exit | COWN 5 5/8conv prf | $0 | – | -15,600 | -100.0% | -0.01% | – |
| STTPRG | Exit | STT 5.35prf | $0 | – | -495,049 | -100.0% | -0.01% | – |
| MTBPRCL | Exit | MTB 6 3/8prf | $0 | – | -15,530 | -100.0% | -0.01% | – |
| PFGC | Exit | PERFORMANCE FOOD GROUP CO | $0 | – | -663,689 | -100.0% | -0.01% | – |
| SYRG | Exit | SYNERGY RESOURCES CORP | $0 | – | -1,771,528 | -100.0% | -0.01% | – |
| BDCPRB | Exit | BDC 6 3/4 07/15/19conv prf | $0 | – | -178,500 | -100.0% | -0.01% | – |
| TSRA | Exit | TESSERA HOLDING CORP | $0 | – | -409,009 | -100.0% | -0.01% | – |
| ARIA | Exit | ARIAD PHARMACEUTICALS INC | $0 | – | -1,439,502 | -100.0% | -0.01% | – |
| AATRL | Exit | AMG 5.15 10/15/37conv prf | $0 | – | -350,000 | -100.0% | -0.01% | – |
| Exit | SESgdr | $0 | – | -920,750 | -100.0% | -0.01% | – | |
| BGEPF | Exit | BUNGE LTDconv prf | $0 | – | -192,500 | -100.0% | -0.01% | – |
| Exit | DB MAND EXCH NOTE 9.80 EMNprf | $0 | – | -278,000 | -100.0% | -0.01% | – | |
| LOCK | Exit | LIFELOCK INC | $0 | – | -939,204 | -100.0% | -0.01% | – |
| VIRT | Exit | VIRTU FINANCIAL INC-CLASS A | $0 | – | -1,338,180 | -100.0% | -0.01% | – |
| Exit | CHESAPEAKE ENERGY CORPORATIONconv bnd | $0 | – | -20,400,000 | -100.0% | -0.01% | – | |
| Exit | MGIC INVESTMENT CORPORATIONconv bnd | $0 | – | -17,870,000 | -100.0% | -0.01% | – | |
| Exit | DB MAND EXCH NOTE 12.50 AALprf | $0 | – | -605,150 | -100.0% | -0.02% | – | |
| Exit | SOG MAND EXCH NOTE 18.76 CFprf | $0 | – | -971,358 | -100.0% | -0.02% | – | |
| Exit | DB MAND EXCH NOTE 11.36 DALprf | $0 | – | -573,650 | -100.0% | -0.02% | – | |
| GGP | Exit | GENERAL GROWTH PROPERTIES | $0 | – | -1,085,195 | -100.0% | -0.02% | – |
| Exit | MAGNIT PJSC-SPON GDR REGSgdr | $0 | – | -606,926 | -100.0% | -0.02% | – | |
| ENH | Exit | ENDURANCE SPECIALTY HOLDINGS | $0 | – | -303,948 | -100.0% | -0.02% | – |
| Exit | CS MAND EXCH NOTE 12.25 UALprf | $0 | – | -428,000 | -100.0% | -0.02% | – | |
| Exit | SBERBANK PJSC -SPONSORED ADRadr | $0 | – | -2,537,675 | -100.0% | -0.02% | – | |
| CSAL | Exit | COMMUNICATIONS SALES & LE | $0 | – | -1,231,523 | -100.0% | -0.02% | – |
| Exit | DB MAND EXCH NOTE 18.41 DVNprf | $0 | – | -753,000 | -100.0% | -0.02% | – | |
| Exit | DB MAND EXCH NOTE 13.09 APCprf | $0 | – | -490,000 | -100.0% | -0.02% | – | |
| Exit | RBC MAND EXCH NOTE 14.67 HESprf | $0 | – | -588,005 | -100.0% | -0.02% | – | |
| Exit | MICROCHIP TECHNOLOGY INCconv bnd | $0 | – | -24,750,000 | -100.0% | -0.02% | – | |
| Exit | BARC MAND EXCH NOTE 11.88 LDOSprf | $0 | – | -760,000 | -100.0% | -0.02% | – | |
| MENT | Exit | MENTOR GRAPHICS CORP | $0 | – | -919,185 | -100.0% | -0.02% | – |
| Exit | JPM MAND EXCH NOTE 15.93 WRKprf | $0 | – | -750,751 | -100.0% | -0.02% | – | |
| Exit | JAMES HARDIE INDUSTRIES-CDIgdr | $0 | – | -2,460,472 | -100.0% | -0.02% | – | |
| Exit | DISH NETWORK CORPconv bnd | $0 | – | -38,165,000 | -100.0% | -0.02% | – | |
| SBAC | Exit | SBA COMMUNICATIONS CORP-CL A | $0 | – | -428,938 | -100.0% | -0.02% | – |
| Exit | LUKOIL PJSC-SPON ADRadr | $0 | – | -811,648 | -100.0% | -0.02% | – | |
| STJ | Exit | ST JUDE MEDICAL INC | $0 | – | -661,216 | -100.0% | -0.03% | – |
| Exit | X 5 RETAIL GROUP NV-REGS GDRgdr | $0 | – | -1,712,658 | -100.0% | -0.03% | – | |
| SE | Exit | SPECTRA ENERGY CORP | $0 | – | -1,626,050 | -100.0% | -0.04% | – |
| HESPRA | Exit | HES 8 02/01/19conv prf | $0 | – | -1,346,888 | -100.0% | -0.05% | – |
| LLL | Exit | L-3 COMMUNICATIONS HOLDINGS | $0 | – | -656,687 | -100.0% | -0.06% | – |
| DANOY | Exit | DANONE-SPONS ADRadr | $0 | – | -8,665,361 | -100.0% | -0.06% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Columbia Management Investment Advisers, LLC #2
- Ameriprise Trust Co #3
- Ameriprise Certificate Co #4
- RiverSource Life Insurance Co #5
- RiverSource Life Insurance Co of New York #6
- Threadneedle Asset Management Holdings LTD #10
- Ameriprise Financial Services, Inc. #16
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-05-05
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 3.8% |
| APPLE INC | 42 | Q3 2023 | 3.2% |
| AMAZON.COM INC | 42 | Q3 2023 | 2.5% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 1.8% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 1.3% |
| META PLATFORMS INC-CLASS A | 42 | Q3 2023 | 1.6% |
| CISCO SYSTEMS INC | 42 | Q3 2023 | 1.3% |
| VISA INC-CLASS A SHARES | 42 | Q3 2023 | 1.1% |
| COMCAST CORP-CLASS A | 42 | Q3 2023 | 1.2% |
| CHEVRON CORPORATION | 42 | Q3 2023 | 1.2% |
View AMERIPRISE FINANCIAL INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Quotient Ltd | February 21, 2023 | 94,755 | 0.4% |
| Afya Ltd | February 14, 2023 | 1,435,024 | 3.0% |
| AMEDISYS INC | February 14, 2023 | 1,100,719 | 3.4% |
| Anika Therapeutics, Inc. | February 14, 2023 | 181,943 | 1.2% |
| Doximity, Inc. | February 14, 2023 | 2,294,675 | 2.0% |
| IBEX Ltd | February 14, 2023 | 664,667 | 3.6% |
| ICF International, Inc. | February 14, 2023 | 801,152 | 4.3% |
| INTER PARFUMS INC | February 14, 2023 | 595,717 | 1.9% |
| Planet Fitness, Inc. | February 14, 2023 | 2,273,733 | 2.7% |
| REGIS CORP | February 14, 2023 | 104,955 | 0.2% |
View AMERIPRISE FINANCIAL INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 10-Q | 2024-05-06 |
| 4 | 2024-04-26 |
| 4 | 2024-04-26 |
| 4 | 2024-04-26 |
| 4 | 2024-04-26 |
| 4 | 2024-04-26 |
| 4 | 2024-04-26 |
| 4 | 2024-04-26 |
| 8-K | 2024-04-26 |
| 8-K | 2024-04-22 |
View AMERIPRISE FINANCIAL INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.