$193 Billion is the total value of AMERIPRISE FINANCIAL INC's 6783 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LLL | New | L3 TECHNOLOGIES INC | $106,468,000 | – | 644,162 | +100.0% | 0.06% | – |
| SBAC | New | SBA COMMUNICATIONS CORP | $56,568,000 | – | 470,008 | +100.0% | 0.03% | – |
| UNIT | New | UNITI GROUP INC | $53,870,000 | – | 2,083,817 | +100.0% | 0.03% | – |
| FRAC | New | KEANE GROUP INC | $28,518,000 | – | 1,994,581 | +100.0% | 0.02% | – |
| PAH | New | PLATFORM SPECIALTY PRODUCTS | $23,209,000 | – | 1,782,602 | +100.0% | 0.01% | – |
| INVH | New | INVITATION HOMES INC | $20,622,000 | – | 944,662 | +100.0% | 0.01% | – |
| HLI | New | HOULIHAN LOKEY INC | $22,102,000 | – | 641,536 | +100.0% | 0.01% | – |
| VRNT | New | VERINT SYSTEMS INC | $19,108,000 | – | 440,477 | +100.0% | 0.01% | – |
| GGP | New | GGP INC | $19,271,000 | – | 831,435 | +100.0% | 0.01% | – |
| BIVV | New | BIOVERATIV INC | $17,030,000 | – | 312,719 | +100.0% | 0.01% | – |
| TRTN | New | TRITON INTERNATIONAL LTD/BER | $16,504,000 | – | 639,881 | +100.0% | 0.01% | – |
| XPER | New | XPERI CORP | $15,062,000 | – | 443,668 | +100.0% | 0.01% | – |
| SRCI | New | SRC ENERGY INC | $15,140,000 | – | 1,793,946 | +100.0% | 0.01% | – |
| VREX | New | VAREX IMAGING CORP | $15,233,000 | – | 453,299 | +100.0% | 0.01% | – |
| GDDY | New | GODADDY INC - CLASS A | $12,617,000 | – | 332,880 | +100.0% | 0.01% | – |
| TVTY | New | TIVITY HEALTH INC | $10,631,000 | – | 365,340 | +100.0% | 0.01% | – |
| New | INVACARE CORPconv bnd | $9,969,000 | – | 9,895,000 | +100.0% | 0.01% | – | |
| REVG | New | REV GROUP INC | $10,316,000 | – | 374,144 | +100.0% | 0.01% | – |
| New | NEW YORK MORTGAGE TRUST INCconv bnd | $9,885,000 | – | 10,100,000 | +100.0% | 0.01% | – | |
| ERJ | New | EMBRAER SA-SPON ADRadr | $9,848,000 | – | 446,027 | +100.0% | 0.01% | – |
| BBN | New | BLACKROCK TAXABLE MUNICIPAL | $7,588,000 | – | 339,414 | +100.0% | 0.00% | – |
| SFLY | New | SHUTTERFLY INC | $8,546,000 | – | 176,973 | +100.0% | 0.00% | – |
| BCX | New | BLACKROCK RESOURCES & COMMOD | $8,619,000 | – | 1,001,985 | +100.0% | 0.00% | – |
| CJ | New | C&J ENERGY SERVICES INC | $7,993,000 | – | 234,756 | +100.0% | 0.00% | – |
| CHI | New | CALAMOS CONVERTIBLE OPP&INC | $7,641,000 | – | 696,487 | +100.0% | 0.00% | – |
| CLNS | New | COLONY NORTHSTAR INC-CLASS A | $8,031,000 | – | 621,511 | +100.0% | 0.00% | – |
| NORW | New | GLOBAL X MSCI NORWAY ETF | $7,009,000 | – | 625,852 | +100.0% | 0.00% | – |
| MYGN | New | MYRIAD GENETICS INC | $6,992,000 | – | 364,125 | +100.0% | 0.00% | – |
| NBB | New | NUVEEN BLD AMER BOND FD | $6,796,000 | – | 325,677 | +100.0% | 0.00% | – |
| FTI | New | TECHNIPFMC PLC | $7,657,000 | – | 235,564 | +100.0% | 0.00% | – |
| PENN | New | PENN NATIONAL GAMING INC | $8,010,000 | – | 434,588 | +100.0% | 0.00% | – |
| New | NOVAVAX INCconv bnd | $6,762,000 | – | 14,740,000 | +100.0% | 0.00% | – | |
| YELP | New | YELP INC | $6,218,000 | – | 189,892 | +100.0% | 0.00% | – |
| EVBG | New | EVERBRIDGE INC | $5,165,000 | – | 251,583 | +100.0% | 0.00% | – |
| OMED | New | ONCOMED PHARMACEUTICALS INC | $6,266,000 | – | 680,450 | +100.0% | 0.00% | – |
| GGAL | New | GRUPO FINANCIERO GALICIA-ADRadr | $6,108,000 | – | 161,336 | +100.0% | 0.00% | – |
| CUDA | New | BARRACUDA NETWORKS INC | $4,867,000 | – | 210,700 | +100.0% | 0.00% | – |
| New | GNC HOLDINGS INCconv bnd | $5,198,000 | – | 8,700,000 | +100.0% | 0.00% | – | |
| VAL | New | VALSPAR CORP/THEput | $6,423,000 | – | 57,900 | +100.0% | 0.00% | – |
| WIX | New | WIX.COM LTD | $5,404,000 | – | 79,581 | +100.0% | 0.00% | – |
| DBAW | New | DEUTSCHE X-TRACKERS MSCI ALL | $5,082,000 | – | 200,340 | +100.0% | 0.00% | – |
| JAG | New | JAGGED PEAK ENERGY INC | $5,631,000 | – | 431,893 | +100.0% | 0.00% | – |
| ATKR | New | ATKORE INTERNATIONAL GROUP I | $5,131,000 | – | 195,250 | +100.0% | 0.00% | – |
| PRTY | New | PARTY CITY HOLDCO INC | $3,623,000 | – | 257,861 | +100.0% | 0.00% | – |
| PXMV | New | POWERSHARES RUSSELL MIDCAP P | $2,999,000 | – | 95,609 | +100.0% | 0.00% | – |
| BDJ | New | BLACKROCK ENHANCED EQUITY DI | $3,250,000 | – | 380,152 | +100.0% | 0.00% | – |
| JNCE | New | JOUNCE THERAPEUTICS INC | $3,550,000 | – | 161,474 | +100.0% | 0.00% | – |
| UNVR | New | UNIVAR INC | $4,517,000 | – | 147,311 | +100.0% | 0.00% | – |
| OIA | New | INVESCO MUNICIPAL INCOME OPP | $3,658,000 | – | 484,631 | +100.0% | 0.00% | – |
| VTA | New | INVESCO DYNAMIC CREDIT OPP | $3,594,000 | – | 294,764 | +100.0% | 0.00% | – |
| New | IMMUNOMEDICS INCconv bnd | $3,780,000 | – | 2,700,000 | +100.0% | 0.00% | – | |
| AFT | New | APOLLO SENIOR FLOATING RATE | $3,819,000 | – | 217,754 | +100.0% | 0.00% | – |
| WBT | New | WELBILT INC | $4,510,000 | – | 229,825 | +100.0% | 0.00% | – |
| PGNX | New | PROGENICS PHARMACEUTICALS | $3,472,000 | – | 367,798 | +100.0% | 0.00% | – |
| PINC | New | PREMIER INC-CLASS A | $4,750,000 | – | 149,273 | +100.0% | 0.00% | – |
| NLNK | New | NEWLINK GENETICS CORP | $3,453,000 | – | 143,225 | +100.0% | 0.00% | – |
| YPF | New | YPF S.A.-SPONSORED ADRadr | $4,700,000 | – | 193,587 | +100.0% | 0.00% | – |
| New | COBALT INTERNATIONAL ENERGY INCconv bnd | $3,113,000 | – | 12,450,000 | +100.0% | 0.00% | – | |
| EMO | New | CLEARBRIDGE ENERGY MLP OPPOR | $3,629,000 | – | 269,184 | +100.0% | 0.00% | – |
| New | CSG SYSTEMS INTERNATIONAL INCconv bnd | $4,155,000 | – | 4,000,000 | +100.0% | 0.00% | – | |
| SGY | New | STONE ENERGY CORP | $4,261,000 | – | 195,147 | +100.0% | 0.00% | – |
| JBSS | New | JOHN B. SANFILIPPO & SON INC | $4,490,000 | – | 61,360 | +100.0% | 0.00% | – |
| EDOG | New | ALPS EMERGING SECTOR DIVIDEN | $1,395,000 | – | 59,473 | +100.0% | 0.00% | – |
| AXTI | New | AXT INC | $1,054,000 | – | 181,725 | +100.0% | 0.00% | – |
| ALRM | New | ALARM.COM HOLDINGS INC | $1,564,000 | – | 50,865 | +100.0% | 0.00% | – |
| AFB | New | ALLIANCE NATIONAL MUNI INC | $1,903,000 | – | 142,227 | +100.0% | 0.00% | – |
| ANGI | New | ANGIE'S LIST INC | $1,327,000 | – | 232,763 | +100.0% | 0.00% | – |
| AQMS | New | AQUA METALS INC | $1,120,000 | – | 57,342 | +100.0% | 0.00% | – |
| AVDL | New | AVADEL PHARMACEUTICALS PLCadr | $1,830,000 | – | 188,977 | +100.0% | 0.00% | – |
| BGT | New | BLACKROCK FLT RT INC | $1,284,000 | – | 89,834 | +100.0% | 0.00% | – |
| BGY | New | BLACKROCK INTERNATIONAL GROW | $1,076,000 | – | 185,805 | +100.0% | 0.00% | – |
| BTT | New | BLACKROCK MUNICIPAL 2030 TAR | $2,271,000 | – | 100,367 | +100.0% | 0.00% | – |
| BIT | New | BLACKROCK MULTI-SECTOR INCOM | $1,699,000 | – | 98,174 | +100.0% | 0.00% | – |
| BLDR | New | BUILDERS FIRSTSOURCE INC | $1,271,000 | – | 85,317 | +100.0% | 0.00% | – |
| UTF | New | COHEN & STEERS INFRASTRUCTUR | $1,422,000 | – | 66,003 | +100.0% | 0.00% | – |
| PSF | New | COHEN & STEERS SELECT PREFER | $2,320,000 | – | 87,438 | +100.0% | 0.00% | – |
| CRF | New | CORNERSTONE TOTAL RETURN FND | $999,000 | – | 62,002 | +100.0% | 0.00% | – |
| VMM | New | DELAWARE INV MINN MUNI II | $2,099,000 | – | 144,223 | +100.0% | 0.00% | – |
| DERM | New | DERMIRA INC | $1,170,000 | – | 34,315 | +100.0% | 0.00% | – |
| DSL | New | DOUBLELINE INCOME SOLUTIONS | $1,325,000 | – | 66,032 | +100.0% | 0.00% | – |
| ETO | New | EATON VANCE TAX ADV GL DVD O | $1,213,000 | – | 52,609 | +100.0% | 0.00% | – |
| ETB | New | EATON VANCE T/M BUY-WR IN | $2,381,000 | – | 146,189 | +100.0% | 0.00% | – |
| ESPR | New | ESPERION THERAPEUTICS INC | $1,498,000 | – | 42,391 | +100.0% | 0.00% | – |
| RDVY | New | FIRST TRUST RISING DIVIDEND | $2,157,000 | – | 81,322 | +100.0% | 0.00% | – |
| FFC | New | FLAH & CRUM PFD SEC INCOME | $2,086,000 | – | 101,258 | +100.0% | 0.00% | – |
| FLXN | New | FLEXION THERAPEUTICS INC | $1,246,000 | – | 46,282 | +100.0% | 0.00% | – |
| TLTD | New | FLEXSHARES MORNINGSTAR DEVEL | $2,447,000 | – | 40,563 | +100.0% | 0.00% | – |
| FET | New | FORUM ENERGY TECHNOLOGIES IN | $2,546,000 | – | 123,008 | +100.0% | 0.00% | – |
| FTF | New | FRANKLIN LIMITED DURATION IN | $1,263,000 | – | 105,505 | +100.0% | 0.00% | – |
| GBT | New | GLOBAL BLOOD THERAPEUTICS IN | $1,510,000 | – | 40,972 | +100.0% | 0.00% | – |
| HTY | New | JOHN HANCOCK TAX-ADVANTAGED | $1,028,000 | – | 113,097 | +100.0% | 0.00% | – |
| HPE | New | HEWLETT PACKARD ENTERPRISput | $2,190,000 | – | 92,400 | +100.0% | 0.00% | – |
| HGV | New | HILTON GRAND VACATIONS INC | $2,819,000 | – | 98,327 | +100.0% | 0.00% | – |
| IMGN | New | IMMUNOGEN INC | $1,528,000 | – | 394,770 | +100.0% | 0.00% | – |
| IMMU | New | IMMUNOMEDICS INC | $1,721,000 | – | 266,233 | +100.0% | 0.00% | – |
| INST | New | INSTRUCTURE INC | $1,635,000 | – | 69,888 | +100.0% | 0.00% | – |
| VLUE | New | ISHARES EDGE MSCI USA VALUE | $2,890,000 | – | 39,484 | +100.0% | 0.00% | – |
| KPTI | New | KARYOPHARM THERAPEUTICS INC | $1,128,000 | – | 87,885 | +100.0% | 0.00% | – |
| KMF | New | KAYNE ANDERSON MIDSTREAM/ENE | $1,801,000 | – | 109,314 | +100.0% | 0.00% | – |
| LAUR | New | LAUREATE EDUCATION INC-A | $1,834,000 | – | 128,489 | +100.0% | 0.00% | – |
| M | New | MACY'S INCcall | $1,307,000 | – | 44,100 | +100.0% | 0.00% | – |
| MJN | New | MEAD JOHNSON NUTRITION COput | $1,327,000 | – | 14,900 | +100.0% | 0.00% | – |
| NML | New | NEUBERGER BERMAN MLP INCOME | $2,879,000 | – | 284,473 | +100.0% | 0.00% | – |
| SNR | New | NEW SENIOR INVESTMENT GROUP | $1,215,000 | – | 119,139 | +100.0% | 0.00% | – |
| NVAX | New | NOVAVAX INC | $2,266,000 | – | 1,770,720 | +100.0% | 0.00% | – |
| NAD | New | NUVEEN QUAL MUNI INCOME FD | $1,398,000 | – | 102,123 | +100.0% | 0.00% | – |
| NMZ | New | NUVEEN MUNI HIGH INC OPP FD | $1,055,000 | – | 80,200 | +100.0% | 0.00% | – |
| NZF | New | NUVEEN MUNI CREDIT INC FD | $1,082,000 | – | 75,214 | +100.0% | 0.00% | – |
| NVG | New | NUVEEN ENH AMT-FR MUNI CR FD | $2,444,000 | – | 179,176 | +100.0% | 0.00% | – |
| JPS | New | NUVEEN PFD SEC INCOME FD | $1,983,000 | – | 207,840 | +100.0% | 0.00% | – |
| EFAD | New | PROSHARES EAFE DVD GROWERS | $1,559,000 | – | 45,588 | +100.0% | 0.00% | – |
| GHY | New | PRUDENTIAL GL SH DUR HI YLD | $1,750,000 | – | 117,300 | +100.0% | 0.00% | – |
| RYF | New | GUGG S&P 500 EQ WGT FINANCIA | $1,165,000 | – | 30,967 | +100.0% | 0.00% | – |
| GII | New | SPDR S&P GLOBAL INFRASTRUCTU | $1,052,000 | – | 21,549 | +100.0% | 0.00% | – |
| SPDW | New | SPDR S&P WORLD EX-US ETF | $2,315,000 | – | 83,753 | +100.0% | 0.00% | – |
| SPTM | New | SPDR RUSSELL 3000 ETF | $1,953,000 | – | 11,079 | +100.0% | 0.00% | – |
| SOR | New | SOURCE CAPITAL INC | $1,020,000 | – | 27,160 | +100.0% | 0.00% | – |
| SCMP | New | SUCAMPO PHARMACEUTICALS-CL A | $1,431,000 | – | 130,100 | +100.0% | 0.00% | – |
| TGTX | New | TG THERAPEUTICS INC | $1,291,000 | – | 110,801 | +100.0% | 0.00% | – |
| UCTT | New | ULTRA CLEAN HOLDINGS INC | $1,933,000 | – | 114,564 | +100.0% | 0.00% | – |
| VAL | New | VALSPAR CORP/THEcall | $1,309,000 | – | 11,800 | +100.0% | 0.00% | – |
| IVOV | New | VANGUARD S&P MID-CAP 400 VAL | $1,169,000 | – | 10,344 | +100.0% | 0.00% | – |
| W | New | WAYFAIR INC- CLASS A | $1,650,000 | – | 40,762 | +100.0% | 0.00% | – |
| WW | New | WEIGHT WATCHERS INTL INC | $1,476,000 | – | 94,783 | +100.0% | 0.00% | – |
| EMD | New | WESTERN ASSET EMERGING MARKE | $1,702,000 | – | 109,808 | +100.0% | 0.00% | – |
| EHI | New | WESTERN ASSET GLOBAL HIGH IN | $1,156,000 | – | 114,450 | +100.0% | 0.00% | – |
| HIX | New | WESTERN ASSET HIGH INC FD II | $2,713,000 | – | 375,805 | +100.0% | 0.00% | – |
| MMU | New | WESTERN ASSET MANAGED MUNICI | $1,404,000 | – | 101,533 | +100.0% | 0.00% | – |
| WLBAQ | New | WESTMORELAND COAL CO | $2,589,000 | – | 178,240 | +100.0% | 0.00% | – |
| ZEN | New | ZENDESK INC | $1,203,000 | – | 42,863 | +100.0% | 0.00% | – |
| INSW | New | INTERNATIONAL SEAWAYS INC | $1,505,000 | – | 78,735 | +100.0% | 0.00% | – |
| PXMG | New | POWERSHARES RUSSELL MIDCAP P | $235,000 | – | 6,876 | +100.0% | 0.00% | – |
| PTH | New | POWERSHARES DWA HEALTHCARE M | $210,000 | – | 3,919 | +100.0% | 0.00% | – |
| MHI | New | PIONEER MUNI HI INCOME TRUST | $143,000 | – | 12,331 | +100.0% | 0.00% | – |
| RJI | New | ELEMENTS ROGERS TOTAL RETURN | $193,000 | – | 38,784 | +100.0% | 0.00% | – |
| MAV | New | PIONEER MUNI HI INC ADV TRST | $169,000 | – | 15,369 | +100.0% | 0.00% | – |
| PHT | New | PIONEER HIGH INCOME TRUST | $208,000 | – | 21,037 | +100.0% | 0.00% | – |
| PCI | New | PIMCO DYNAMIC CREDIT AND MOR | $915,000 | – | 42,690 | +100.0% | 0.00% | – |
| PDI | New | PIMCO DYNAMIC INCOME FUND | $427,000 | – | 14,797 | +100.0% | 0.00% | – |
| SAR | New | SARATOGA INVESTMENT CORP | $213,000 | – | 9,812 | +100.0% | 0.00% | – |
| SHG | New | SHINHAN FINANCIAL GROUP-ADRadr | $315,000 | – | 7,535 | +100.0% | 0.00% | – |
| SC | New | SANTANDER CONSUMER USA HOLDI | $506,000 | – | 37,955 | +100.0% | 0.00% | – |
| GCVRZ | New | SANOFI CVRwt | $16,000 | – | 36,835 | +100.0% | 0.00% | – |
| LGLV | New | SPDR SSGA US LARGE CAP LOW V | $405,000 | – | 4,794 | +100.0% | 0.00% | – |
| XOP | New | SPDR S&P OIL & GAS EXP & PRput | $887,000 | – | 23,700 | +100.0% | 0.00% | – |
| IRY | New | SPDR S&P INTL HEALTH CARE | $226,000 | – | 4,827 | +100.0% | 0.00% | – |
| SQM | New | QUIMICA Y MINERA CHIL-SP ADRadr | $251,000 | – | 7,291 | +100.0% | 0.00% | – |
| RGI | New | GUGG S&P 500 EQ WGT INDUSTRI | $277,000 | – | 2,654 | +100.0% | 0.00% | – |
| New | ROYAL BANK OF SCOTLAND GROUP PLCconv bnd | $199,000 | – | 200,000 | +100.0% | 0.00% | – | |
| SOHO | New | SOTHERLY HOTELS INC | $69,000 | – | 10,763 | +100.0% | 0.00% | – |
| RMRM | New | RMR REAL ESTATE INCOME FUND | $411,000 | – | 19,835 | +100.0% | 0.00% | – |
| REGI | New | RENEWABLE ENERGY GROUP INC | $601,000 | – | 57,487 | +100.0% | 0.00% | – |
| PIM | New | PUTNAM MASTER INTER INC TST | $65,000 | – | 13,810 | +100.0% | 0.00% | – |
| PPT | New | PUTNAM PREMIER INCOME TRUST | $68,000 | – | 12,856 | +100.0% | 0.00% | – |
| PCF | New | PUTNAM HIGH INCOME SECURITIE | $288,000 | – | 33,200 | +100.0% | 0.00% | – |
| ISD | New | PRUDENTIAL SHORT DURATION HI | $867,000 | – | 56,342 | +100.0% | 0.00% | – |
| New | PROSPECT CAPITAL CORPconv bnd | $49,000 | – | 50,000 | +100.0% | 0.00% | – | |
| IGHG | New | PROSHARES IG HEDGED | $395,000 | – | 5,182 | +100.0% | 0.00% | – |
| PSCI | New | POWERSHARES S&P SC INDUSTRIA | $338,000 | – | 6,054 | +100.0% | 0.00% | – |
| PSCM | New | POWERSHARES S&P SC MATERIALS | $660,000 | – | 14,054 | +100.0% | 0.00% | – |
| PSCE | New | POWERSHARES S&P SC ENERGY | $329,000 | – | 18,131 | +100.0% | 0.00% | – |
| IDHQ | New | POWERSHARES S&P INTERNATIONA | $306,000 | – | 14,654 | +100.0% | 0.00% | – |
| STON | New | STONEMOR PARTNERS LPlp | $126,000 | – | 15,933 | +100.0% | 0.00% | – |
| TSI | New | TCW STRATEGIC INCOME FUND IN | $477,000 | – | 88,317 | +100.0% | 0.00% | – |
| PMF | New | PIMCO MUNICIPAL INCOME FUND | $147,000 | – | 11,154 | +100.0% | 0.00% | – |
| PIP | New | PHARMATHENE INC | $11,000 | – | 16,250 | +100.0% | 0.00% | – |
| PEBO | New | PEOPLES BANCORP INC | $475,000 | – | 15,017 | +100.0% | 0.00% | – |
| TSLX | New | TPG SPECIALTY LENDING INC | $201,000 | – | 9,880 | +100.0% | 0.00% | – |
| P | New | PANDORA MEDIA INCput | $964,000 | – | 81,600 | +100.0% | 0.00% | – |
| PTN | New | PALATIN TECHNOLOGIES INC | $5,000 | – | 14,500 | +100.0% | 0.00% | – |
| TTGT | New | TECHTARGET | $641,000 | – | 70,938 | +100.0% | 0.00% | – |
| TURN | New | 180 DEGREE CAPITAL CORP | $44,000 | – | 30,202 | +100.0% | 0.00% | – |
| OAK | New | OAKTREE CAPITAL GROUP LLClp | $408,000 | – | 9,013 | +100.0% | 0.00% | – |
| NUO | New | NUVEEN OH QUAL MUNI INC FD | $196,000 | – | 13,259 | +100.0% | 0.00% | – |
| NUV | New | NUVEEN MUNI VALUE FD | $707,000 | – | 72,285 | +100.0% | 0.00% | – |
| JCE | New | NUVEEN CORE EQU ALPHA FD | $256,000 | – | 18,400 | +100.0% | 0.00% | – |
| JSD | New | NUVEEN SHT DUR CRED OPP FD | $224,000 | – | 12,569 | +100.0% | 0.00% | – |
| JMF | New | NUVEEN ENERGY MLP TOT RET FD | $754,000 | – | 55,249 | +100.0% | 0.00% | – |
| NEV | New | NUVEEN ENH MUNI VALUE FD | $353,000 | – | 25,132 | +100.0% | 0.00% | – |
| JRS | New | NUVEEN REAL EST INC FD | $426,000 | – | 38,336 | +100.0% | 0.00% | – |
| QQQX | New | NUVEEN NAS100 DYN OVERWRT FD | $501,000 | – | 24,210 | +100.0% | 0.00% | – |
| NBL | New | NOBLE ENERGY INCput | $910,000 | – | 26,500 | +100.0% | 0.00% | – |
| TIME | New | TIME INCput | $459,000 | – | 23,700 | +100.0% | 0.00% | – |
| NMFC | New | NEW MOUNTAIN FINANCE CORP | $233,000 | – | 15,675 | +100.0% | 0.00% | – |
| NHTC | New | NATURAL HEALTH TRENDS CORP | $200,000 | – | 6,920 | +100.0% | 0.00% | – |
| New | TORONTO-DOMINION BANKconv bnd | $571,000 | – | 583,000 | +100.0% | 0.00% | – | |
| NTG | New | TORTOISE MLP FUND INC | $846,000 | – | 40,700 | +100.0% | 0.00% | – |
| TTP | New | TORTOISE PIPELINE & ENERGY F | $761,000 | – | 36,046 | +100.0% | 0.00% | – |
| MORN | New | MORNINGSTAR INC | $360,000 | – | 4,574 | +100.0% | 0.00% | – |
| MOMO | New | MOMO INC-SPON ADRadr | $493,000 | – | 15,239 | +100.0% | 0.00% | – |
| CMU | New | MFS HIGH YIELD MUNICIPAL TRU | $197,000 | – | 42,744 | +100.0% | 0.00% | – |
| CXH | New | MFS INVESTMENT GRADE MUNICIP | $177,000 | – | 18,400 | +100.0% | 0.00% | – |
| MMD | New | MAINSTAY DEFINEDTERM MUNICIP | $261,000 | – | 13,584 | +100.0% | 0.00% | – |
| MGU | New | MACQUARIE GLOBAL INFR TOT RT | $286,000 | – | 12,508 | +100.0% | 0.00% | – |
| MFM | New | MFS MUNICIPAL INCOME TRUST | $727,000 | – | 104,560 | +100.0% | 0.00% | – |
| MMT | New | MFS MULTIMARKET INC TRUST | $64,000 | – | 10,443 | +100.0% | 0.00% | – |
| New | LLOYDS BANKING GROUP PLCconv bnd | $528,000 | – | 500,000 | +100.0% | 0.00% | – | |
| LN | New | LINE CORP-SPONSORED ADRadr | $605,000 | – | 15,734 | +100.0% | 0.00% | – |
| SCD | New | LMP CAPITAL AND INCOME FUND | $147,000 | – | 10,340 | +100.0% | 0.00% | – |
| LPL | New | LG DISPLAY CO LTD-ADRadr | $149,000 | – | 10,968 | +100.0% | 0.00% | – |
| AMU | New | ETRACS ALERIAN MLP ETN | $930,000 | – | 45,785 | +100.0% | 0.00% | – |
| KED | New | KAYNE ANDERSON ENERGY DEVELO | $314,000 | – | 16,106 | +100.0% | 0.00% | – |
| KATE | New | KATE SPADE & COput | $33,000 | – | 1,400 | +100.0% | 0.00% | – |
| KDMN | New | KADMON HOLDINGS INC | $43,000 | – | 11,791 | +100.0% | 0.00% | – |
| JYNT | New | JOINT CORP/THE | $46,000 | – | 11,000 | +100.0% | 0.00% | – |
| HEQ | New | JOHN HANCOCK HEDGED EQUITY & | $246,000 | – | 14,611 | +100.0% | 0.00% | – |
| JHML | New | JOHN HANCOCK MULTI FACT LRG | $208,000 | – | 6,737 | +100.0% | 0.00% | – |
| JELD | New | JELD-WEN HOLDING INC | $348,000 | – | 10,600 | +100.0% | 0.00% | – |
| IBDN | New | ISHARES IBONDS DEC 2022 TERM | $250,000 | – | 10,025 | +100.0% | 0.00% | – |
| ERUS | New | ISHARES MSCI RUSSIA CAPPED E | $232,000 | – | 7,209 | +100.0% | 0.00% | – |
| USFD | New | US FOODS HOLDING CORP | $540,000 | – | 19,269 | +100.0% | 0.00% | – |
| ICLN | New | ISHARES GLOBAL CLEAN ENERGY | $88,000 | – | 10,225 | +100.0% | 0.00% | – |
| IOO | New | ISHARES GLOBAL 100 ETF | $229,000 | – | 2,804 | +100.0% | 0.00% | – |
| OUNZ | New | VANECK MERK GOLD SHARES | $241,000 | – | 19,576 | +100.0% | 0.00% | – |
| HYEM | New | VANECK VECTORS EMERGING MARK | $399,000 | – | 16,162 | +100.0% | 0.00% | – |
| SMH | New | VANECK VECTORS SEMICONDUCTOR | $342,000 | – | 4,285 | +100.0% | 0.00% | – |
| KOL | New | VANECK VECTORS COAL ETF | $139,000 | – | 10,075 | +100.0% | 0.00% | – |
| VNM | New | VANECK VECTORS VIETNAM ETF | $153,000 | – | 10,938 | +100.0% | 0.00% | – |
| EWO | New | ISHARES MSCI AUSTRIA CAPPED | $231,000 | – | 12,387 | +100.0% | 0.00% | – |
| IQI | New | INVESCO QUALITY MUNI INC TR | $762,000 | – | 61,328 | +100.0% | 0.00% | – |
| IIM | New | INVESCO VALUE MUNICIPAL INCO | $280,000 | – | 19,273 | +100.0% | 0.00% | – |
| VBF | New | INVESCO BOND FUND | $359,000 | – | 18,972 | +100.0% | 0.00% | – |
| VMO | New | INVESCO MUNICIPAL OPPORTUNI | $412,000 | – | 31,766 | +100.0% | 0.00% | – |
| VGM | New | INVESCO TRUST FOR INVESTMEN | $603,000 | – | 46,454 | +100.0% | 0.00% | – |
| VKQ | New | INVESCO MUNICIPAL TRUST | $304,000 | – | 24,261 | +100.0% | 0.00% | – |
| VIGI | New | VANGUARD INT DIV APP INDX FD | $538,000 | – | 9,344 | +100.0% | 0.00% | – |
| VLT | New | INVESCO HIGH INCOME TRUST II | $150,000 | – | 10,402 | +100.0% | 0.00% | – |
| IVAC | New | INTEVAC INC | $431,000 | – | 34,461 | +100.0% | 0.00% | – |
| IBCP | New | INDEPENDENT BANK CORP - MICH | $474,000 | – | 22,900 | +100.0% | 0.00% | – |
| IRT | New | INDEPENDENCE REALTY TRUST IN | $102,000 | – | 10,864 | +100.0% | 0.00% | – |
| HNP | New | HUANENG POWER INTL-SPONS ADRadr | $240,000 | – | 9,009 | +100.0% | 0.00% | – |
| HEP | New | HOLLY ENERGY PARTNERS LPlp | $351,000 | – | 9,833 | +100.0% | 0.00% | – |
| HNH | New | HANDY & HARMAN LTD | $345,000 | – | 12,697 | +100.0% | 0.00% | – |
| HPS | New | JOHN HANCOCK PFD INCOME III | $291,000 | – | 15,784 | +100.0% | 0.00% | – |
| HTD | New | JOHN HANCOCK T/A DVD INCOME | $735,000 | – | 29,844 | +100.0% | 0.00% | – |
| PDT | New | JOHN HAN PREMIUM DIVIDEND FD | $648,000 | – | 40,754 | +100.0% | 0.00% | – |
| New | HSBC HOLDINGS PLCconv bnd | $364,000 | – | 360,000 | +100.0% | 0.00% | – | |
| GOF | New | GUGGENHEIM STRATEGIC OPPORTU | $599,000 | – | 29,449 | +100.0% | 0.00% | – |
| VEDL | New | VEDANTA LTD-ADRadr | $445,000 | – | 25,921 | +100.0% | 0.00% | – |
| GPM | New | GUGGENHEIM ENHANCED EQUITY I | $604,000 | – | 74,790 | +100.0% | 0.00% | – |
| GRUB | New | GRUBHUB INC | $507,000 | – | 15,399 | +100.0% | 0.00% | – |
| GBDC | New | GOLUB CAPITAL BDC INC | $442,000 | – | 22,256 | +100.0% | 0.00% | – |
| GNMK | New | GENMARK DIAGNOSTICS INC | $435,000 | – | 33,945 | +100.0% | 0.00% | – |
| GGN | New | GAMCO GLOBAL GOLD NATURAL RE | $337,000 | – | 60,152 | +100.0% | 0.00% | – |
| GUT | New | GABELLI UTILITY TRUST | $122,000 | – | 18,051 | +100.0% | 0.00% | – |
| GGT | New | GABELLI MULTIMEDIA TRUST INC | $370,000 | – | 45,828 | +100.0% | 0.00% | – |
| GWPH | New | GW PHARMACEUTICALS -ADRadr | $230,000 | – | 1,902 | +100.0% | 0.00% | – |
| GNCIQ | New | GNC HOLDINGS INC-CL A | $233,000 | – | 31,610 | +100.0% | 0.00% | – |
| RAIL | New | FREIGHTCAR AMERICA INC | $155,000 | – | 12,390 | +100.0% | 0.00% | – |
| MBSD | New | FLEXSHARES DISCIPLINED DURAT | $309,000 | – | 12,875 | +100.0% | 0.00% | – |
| FIV | New | FIRST TRUST SENIOR FLOATING | $127,000 | – | 12,826 | +100.0% | 0.00% | – |
| FEI | New | FIRST TRUST MLP AND ENERGY I | $508,000 | – | 31,073 | +100.0% | 0.00% | – |
| FEN | New | FIRST TRUST ENERGY INCOME AN | $399,000 | – | 14,822 | +100.0% | 0.00% | – |
| CIZ | New | VICTORYSHARES DEVELOPED ENHA | $311,000 | – | 10,141 | +100.0% | 0.00% | – |
| FIF | New | FIRST TRUST ENERGY INFRASTRU | $382,000 | – | 20,037 | +100.0% | 0.00% | – |
| VRAY | New | VIEWRAY INC | $669,000 | – | 78,549 | +100.0% | 0.00% | – |
| FYC | New | FIRST TRUST SMALL CAP GROWTH | $720,000 | – | 19,764 | +100.0% | 0.00% | – |
| FNK | New | FIRST TRUST MID CAP VALUE | $275,000 | – | 8,215 | +100.0% | 0.00% | – |
| FAN | New | FIRST TRUST GLOBAL WIND ENER | $321,000 | – | 25,513 | +100.0% | 0.00% | – |
| FHY | New | FIRST TRUST STRAT HIGH INC 2 | $185,000 | – | 14,228 | +100.0% | 0.00% | – |
| QQXT | New | FIRST TRUST NASDAQ-100 EX-TE | $415,000 | – | 9,294 | +100.0% | 0.00% | – |
| FSC | New | FIFTH STREET FINANCE CORP | $187,000 | – | 40,547 | +100.0% | 0.00% | – |
| FBR | New | FIBRIA CELULOSE SA-SPON ADRadr | $97,000 | – | 10,594 | +100.0% | 0.00% | – |
| EVER | New | EVERBANK FINANCIAL CORP | $410,000 | – | 21,061 | +100.0% | 0.00% | – |
| EMESQ | New | EMERGE ENERGY SERVICES LPlp | $537,000 | – | 38,965 | +100.0% | 0.00% | – |
| EOD | New | WELLS FARGO GLOBAL DIVIDEND | $277,000 | – | 47,518 | +100.0% | 0.00% | – |
| ERC | New | WELLS FARGO MULTI-SECTOR INC | $280,000 | – | 20,997 | +100.0% | 0.00% | – |
| EXD | New | EATON VANCE TAX-ADVANTAGED B | $668,000 | – | 60,323 | +100.0% | 0.00% | – |
| EOT | New | EATON VANCE NATIONAL MUNICIP | $295,000 | – | 13,695 | +100.0% | 0.00% | – |
| EVG | New | EATON VANCE SHORT DUR DIV IN | $496,000 | – | 35,131 | +100.0% | 0.00% | – |
| GFY | New | WESTERN ASSET VARIABLE RATE | $175,000 | – | 10,537 | +100.0% | 0.00% | – |
| MHF | New | WESTERN ASSET MUNICIPAL HIGH | $100,000 | – | 13,840 | +100.0% | 0.00% | – |
| MTT | New | WESTERN ASSET MUNCIPAL DEFIN | $202,000 | – | 8,989 | +100.0% | 0.00% | – |
| DMO | New | WESTERN ASSET MORTGAGE DEFIN | $349,000 | – | 14,740 | +100.0% | 0.00% | – |
| ETG | New | EATON VANCE T/A GL DVD INCM | $596,000 | – | 38,045 | +100.0% | 0.00% | – |
| SBI | New | WESTERN ASSET INTERMEDIATE | $307,000 | – | 32,206 | +100.0% | 0.00% | – |
| EIO | New | EATON VANCE OHIO MUN BD | $142,000 | – | 11,113 | +100.0% | 0.00% | – |
| VUSE | New | VIDENT CORE US EQUITY ETF | $573,000 | – | 19,340 | +100.0% | 0.00% | – |
| DPG | New | DUFF & PHELPS GLOBAL UTILITY | $702,000 | – | 43,150 | +100.0% | 0.00% | – |
| LEO | New | DREYFUS STRATEGIC MUNICIPALS | $123,000 | – | 14,334 | +100.0% | 0.00% | – |
| DGRE | New | WISDOMTREE EMERGING MARKETS | $228,000 | – | 9,829 | +100.0% | 0.00% | – |
| DRA | New | DIVERSIFIED REAL ASST INC FD | $636,000 | – | 36,652 | +100.0% | 0.00% | – |
| HYZD | New | WISDOMTREE INTEREST RATE HED | $413,000 | – | 17,265 | +100.0% | 0.00% | – |
| DNN | New | DENISON MINES CORP | $11,000 | – | 18,200 | +100.0% | 0.00% | – |
| CPIX | New | CUMBERLAND PHARMACEUTICALS | $165,000 | – | 23,812 | +100.0% | 0.00% | – |
| CAPL | New | CROSSAMERICA PARTNERS LPlp | $265,000 | – | 10,122 | +100.0% | 0.00% | – |
| DHY | New | CREDIT SUISSE HIGH YIELD BD | $868,000 | – | 325,112 | +100.0% | 0.00% | – |
| CTWS | New | CONNECTICUT WATER SVC INC | $244,000 | – | 4,595 | +100.0% | 0.00% | – |
| FOF | New | COHEN & STEERS CLOSED-END OP | $281,000 | – | 22,670 | +100.0% | 0.00% | – |
| RNP | New | COHEN & STEERS REIT & PR | $221,000 | – | 11,417 | +100.0% | 0.00% | – |
| RFI | New | COHEN & STEERS TOT RET RLTY | $335,000 | – | 27,206 | +100.0% | 0.00% | – |
| CLF | New | CLIFFS NATURAL RESOURCES INC | $285,000 | – | 34,677 | +100.0% | 0.00% | – |
| CTR | New | CLEARBRIDGE ENERGY MLP TOTAL | $858,000 | – | 62,873 | +100.0% | 0.00% | – |
| CBA | New | CLEARBRIDGE AMERICAN ENERGY | $488,000 | – | 49,232 | +100.0% | 0.00% | – |
| DBRT | New | DEUTSCHE BANK AG - RTSwt | $214,000 | – | 90,890 | +100.0% | 0.00% | – |
| BSCN | New | GUGGENHEIM BULLETSH CO 2023 | $685,000 | – | 33,126 | +100.0% | 0.00% | – |
| BSCO | New | GUGGENHEIM BULLETSH CO 2024 | $696,000 | – | 33,855 | +100.0% | 0.00% | – |
| CIO | New | CITY OFFICE REIT INC | $148,000 | – | 12,162 | +100.0% | 0.00% | – |
| GOOS | New | CANADA GOOSE HOLDINGS INC | $298,000 | – | 18,692 | +100.0% | 0.00% | – |
| BIP | New | BROOKFIELD INFRASTRUCTURE PAlp | $350,000 | – | 9,059 | +100.0% | 0.00% | – |
| CHW | New | CALAMOS GLOBAL DYNAMIC INCOM | $297,000 | – | 38,116 | +100.0% | 0.00% | – |
| CECE | New | CECO ENVIRONMENTAL CORP | $447,000 | – | 42,475 | +100.0% | 0.00% | – |
| BIF | New | BOULDER GROWTH & INCOME FUND | $477,000 | – | 51,804 | +100.0% | 0.00% | – |
| CII | New | BLACKROCK ENH CAP AND INC | $289,000 | – | 20,211 | +100.0% | 0.00% | – |
| DSU | New | BLACKROCK DEBT STRATEGIES FD | $123,000 | – | 10,677 | +100.0% | 0.00% | – |
| HYT | New | BLACKROCK CORPORATE HIGH YIE | $408,000 | – | 37,507 | +100.0% | 0.00% | – |
| MFL | New | BLACKROCK MUNIHOLDINGS QUALI | $785,000 | – | 54,616 | +100.0% | 0.00% | – |
| MUC | New | BLACKROCK MUNIHOLDINGS CA QU | $184,000 | – | 13,003 | +100.0% | 0.00% | – |
| MYI | New | BLACKROCK MUNIYIELD QUALITY | $915,000 | – | 65,721 | +100.0% | 0.00% | – |
| MUS | New | BLACKROCK MUNIHOLDINGS QUALI | $203,000 | – | 15,354 | +100.0% | 0.00% | – |
| MVF | New | BLACKROCK MUNIVEST FUND | $334,000 | – | 34,536 | +100.0% | 0.00% | – |
| MHD | New | BLACKROCK MUNIHOLDINGS FUND | $286,000 | – | 17,273 | +100.0% | 0.00% | – |
| BGR | New | BLACKROCK ENRGY & RES | $337,000 | – | 24,504 | +100.0% | 0.00% | – |
| BTA | New | BLACKROCK LNG-TM MUN ADV TST | $133,000 | – | 11,592 | +100.0% | 0.00% | – |
| BKK | New | BLACKROCK MUNI 2020 TERM TRS | $899,000 | – | 57,014 | +100.0% | 0.00% | – |
| BLW | New | BLACKROCK LTD DURATION INC | $565,000 | – | 36,259 | +100.0% | 0.00% | – |
| BUI | New | BLACKROCK UTILITY AND INFRAS | $545,000 | – | 28,122 | +100.0% | 0.00% | – |
| BPK | New | BLACKROCK MUNICIPAL 2018 TRM | $626,000 | – | 41,457 | +100.0% | 0.00% | – |
| BKT | New | BLACKROCK INCOME TRUST | $356,000 | – | 57,455 | +100.0% | 0.00% | – |
| WIL | New | BARCLAYS WOMEN IN LEADERSHIP | $265,000 | – | 4,710 | +100.0% | 0.00% | – |
| New | BARCLAYS BANK PLCconv bnd | $264,000 | – | 265,000 | +100.0% | 0.00% | – | |
| BACWSB | New | BANK OF AMERICA CORP-CW18wt | $9,000 | – | 10,000 | +100.0% | 0.00% | – |
| ABTL | New | AUTOBYTEL INC | $931,000 | – | 74,240 | +100.0% | 0.00% | – |
| CSTE | New | CAESARSTONE LTD | $387,000 | – | 10,663 | +100.0% | 0.00% | – |
| APO | New | APOLLO GLOBAL MANAGEMENT - Alp | $234,000 | – | 9,603 | +100.0% | 0.00% | – |
| AM | New | ANTERO MIDSTREAM PARTNERS LPlp | $484,000 | – | 14,597 | +100.0% | 0.00% | – |
| AOBC | New | AMERICAN OUTDOOR BRANDS CORP | $515,000 | – | 25,982 | +100.0% | 0.00% | – |
| AYX | New | ALTERYX INC - CLASS A | $438,000 | – | 28,028 | +100.0% | 0.00% | – |
| AWP | New | ALPINE GLOBAL PREMIER PROPER | $85,000 | – | 14,798 | +100.0% | 0.00% | – |
| NIE | New | ALLIANZGI EQUITY & CONVERTIB | $281,000 | – | 14,561 | +100.0% | 0.00% | – |
| NCV | New | ALLIANZGI CONVERTIBLE & INCO | $268,000 | – | 39,688 | +100.0% | 0.00% | – |
| NCZ | New | ALLIANZGI CONV & INCOME II | $213,000 | – | 35,254 | +100.0% | 0.00% | – |
| AGEN | New | AGENUS INC | $47,000 | – | 12,393 | +100.0% | 0.00% | – |
| AMFW | New | AMEC FOSTER WHEELER-SPN ADRadr | $67,000 | – | 10,258 | +100.0% | 0.00% | – |
| ENFR | New | ALERIAN ENERGY INFRASTRUCTUR | $575,000 | – | 23,652 | +100.0% | 0.00% | – |
| DLNG | New | DYNAGAS LNG PARTNERS LPlp | $643,000 | – | 34,993 | +100.0% | 0.00% | – |
| MITT | New | AG MORTGAGE INVESTMENT TRUST | $751,000 | – | 41,482 | +100.0% | 0.00% | – |
| NVGS | New | NAVIGATOR HOLDINGS LTD | $411,000 | – | 29,916 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Columbia Management Investment Advisers, LLC #2
- Ameriprise Trust Co #3
- Ameriprise Certificate Co #4
- RiverSource Life Insurance Co #5
- RiverSource Life Insurance Co of New York #6
- Threadneedle Asset Management Holdings LTD #10
- Ameriprise Financial Services, Inc. #16
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-05-05
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 3.8% |
| APPLE INC | 42 | Q3 2023 | 3.2% |
| AMAZON.COM INC | 42 | Q3 2023 | 2.5% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 1.8% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 1.3% |
| META PLATFORMS INC-CLASS A | 42 | Q3 2023 | 1.6% |
| CISCO SYSTEMS INC | 42 | Q3 2023 | 1.3% |
| VISA INC-CLASS A SHARES | 42 | Q3 2023 | 1.1% |
| COMCAST CORP-CLASS A | 42 | Q3 2023 | 1.2% |
| CHEVRON CORPORATION | 42 | Q3 2023 | 1.2% |
View AMERIPRISE FINANCIAL INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Quotient Ltd | February 21, 2023 | 94,755 | 0.4% |
| Afya Ltd | February 14, 2023 | 1,435,024 | 3.0% |
| AMEDISYS INC | February 14, 2023 | 1,100,719 | 3.4% |
| Anika Therapeutics, Inc. | February 14, 2023 | 181,943 | 1.2% |
| Doximity, Inc. | February 14, 2023 | 2,294,675 | 2.0% |
| IBEX Ltd | February 14, 2023 | 664,667 | 3.6% |
| ICF International, Inc. | February 14, 2023 | 801,152 | 4.3% |
| INTER PARFUMS INC | February 14, 2023 | 595,717 | 1.9% |
| Planet Fitness, Inc. | February 14, 2023 | 2,273,733 | 2.7% |
| REGIS CORP | February 14, 2023 | 104,955 | 0.2% |
View AMERIPRISE FINANCIAL INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 10-Q | 2024-05-06 |
| 4 | 2024-04-26 |
| 4 | 2024-04-26 |
| 4 | 2024-04-26 |
| 4 | 2024-04-26 |
| 4 | 2024-04-26 |
| 4 | 2024-04-26 |
| 4 | 2024-04-26 |
| 8-K | 2024-04-26 |
| 8-K | 2024-04-22 |
View AMERIPRISE FINANCIAL INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.