$183 Billion is the total value of AMERIPRISE FINANCIAL INC's 7326 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 47.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MICROCHIP TECHNOLOGY INCconv bnd | $32,051,000 | +1.6% | 24,750,000 | 0.0% | 0.02% | 0.0% | ||
| ICONIX BRAND GROUP INCconv bnd | $22,278,000 | +9.0% | 23,700,000 | 0.0% | 0.01% | +9.1% | ||
| MTBPRCL | MTB 6 3/8prf | $17,161,000 | +0.2% | 15,530 | 0.0% | 0.01% | -10.0% | |
| LIBERTY INTERACTIVE LLCconv bnd | $12,900,000 | +1.8% | 12,000,000 | 0.0% | 0.01% | 0.0% | ||
| CWGRP | COWN 5 5/8conv prf | $12,002,000 | +3.7% | 15,600 | 0.0% | 0.01% | +16.7% | |
| MGM HOLDINGS II INC | $13,370,000 | +11.5% | 148,702 | 0.0% | 0.01% | 0.0% | ||
| CPRN | C 7.25733 10/30/40prf | $12,318,000 | -2.0% | 477,101 | 0.0% | 0.01% | 0.0% | |
| WALTER INVESTMENT MANAGEMENT CORPconv bnd | $12,628,000 | +21.9% | 18,040,000 | 0.0% | 0.01% | +16.7% | ||
| CYPRESS SEMICONDUCTOR CORPORATIONconv bnd | $11,245,000 | -0.5% | 10,000,000 | 0.0% | 0.01% | 0.0% | ||
| INVACARE CORPconv bnd | $10,079,000 | +4.9% | 9,895,000 | 0.0% | 0.01% | +20.0% | ||
| PTC THERAPEUTICS INCconv bnd | $8,875,000 | +12.4% | 14,900,000 | 0.0% | 0.01% | +25.0% | ||
| CLEAN ENERGY FUELS CORPconv bnd | $9,764,000 | -2.0% | 11,420,000 | 0.0% | 0.01% | -16.7% | ||
| COBALT INTERNATIONAL ENERGY INCconv bnd | $7,425,000 | -22.8% | 18,850,000 | 0.0% | 0.00% | -20.0% | ||
| ENVESTNET INCconv bnd | $6,668,000 | -0.3% | 7,000,000 | 0.0% | 0.00% | 0.0% | ||
| STARWOOD PROPERTY TRUST INCconv bnd | $7,081,000 | -0.6% | 6,500,000 | 0.0% | 0.00% | 0.0% | ||
| PATTERN ENERGY GROUP INCconv bnd | $5,130,000 | -4.2% | 5,320,000 | 0.0% | 0.00% | 0.0% | ||
| NOVAVAX INCconv bnd | $4,805,000 | -23.8% | 11,640,000 | 0.0% | 0.00% | -25.0% | ||
| ATTO | ATENTO SA | $4,994,000 | -10.4% | 657,230 | 0.0% | 0.00% | 0.0% | |
| INCYTE CORPconv bnd | $6,109,000 | +4.6% | 3,000,000 | 0.0% | 0.00% | 0.0% | ||
| SREV | SERVICESOURCE INTERNATIONAL | $5,593,000 | +16.4% | 984,743 | 0.0% | 0.00% | 0.0% | |
| MLAB | MESA LABORATORIES INC | $6,166,000 | +7.3% | 50,223 | 0.0% | 0.00% | 0.0% | |
| FHLB ACTIVITY SHARES | $6,000,000 | 0.0% | 6,000,000 | 0.0% | 0.00% | 0.0% | ||
| SERVICENOW INCconv bnd | $3,525,000 | -3.5% | 3,000,000 | 0.0% | 0.00% | 0.0% | ||
| SOCGEN BASKET NOTE 12.68 1/10/2017prf | $3,112,000 | -2.3% | 3,200 | 0.0% | 0.00% | 0.0% | ||
| SNHY | SUN HYDRAULICS CORP | $4,042,000 | +23.9% | 101,113 | 0.0% | 0.00% | 0.0% | |
| ENERNOC INCconv bnd | $4,526,000 | +2.7% | 6,100,000 | 0.0% | 0.00% | 0.0% | ||
| BROADSOFT INCconv bnd | $4,108,000 | -9.0% | 3,400,000 | 0.0% | 0.00% | -33.3% | ||
| TWITTER INCconv bnd | $3,680,000 | -2.9% | 4,000,000 | 0.0% | 0.00% | 0.0% | ||
| UBS BASKET NOTE 11.74 02/10/2017prf | $4,121,000 | -3.3% | 4,340 | 0.0% | 0.00% | 0.0% | ||
| MS BASKET NOTE 12.32 03/09/2017prf | $4,028,000 | -1.8% | 4,121 | 0.0% | 0.00% | 0.0% | ||
| WHG | WESTWOOD HOLDINGS GROUP INC | $3,908,000 | +12.9% | 65,150 | 0.0% | 0.00% | 0.0% | |
| JPM BASKET NOTE 13.00 03/31/2017prf | $4,032,000 | -1.7% | 4,120 | 0.0% | 0.00% | 0.0% | ||
| CSVI | COMPUTER SERVICES INC | $2,954,000 | +3.8% | 75,158 | 0.0% | 0.00% | 0.0% | |
| GMTB | COLUMBIA CORE BOND ETF | $3,035,000 | -3.8% | 59,410 | 0.0% | 0.00% | 0.0% | |
| CALATLANTIC GROUP INCconv bnd | $4,330,000 | -0.1% | 3,620,000 | 0.0% | 0.00% | 0.0% | ||
| MTBPRC | MTB 6 3/8prf | $3,398,000 | -1.6% | 3,170 | 0.0% | 0.00% | 0.0% | |
| SCORPIO TANKERS INCconv bnd | $3,918,000 | +2.9% | 4,790,000 | 0.0% | 0.00% | 0.0% | ||
| INPHI CORPconv bnd | $4,285,000 | +1.6% | 4,000,000 | 0.0% | 0.00% | 0.0% | ||
| NRCIB | NATIONAL RESEARCH CORP-CL B | $1,135,000 | +20.7% | 27,230 | 0.0% | 0.00% | 0.0% | |
| NRC | NATIONAL RESEARCH CORP-A | $1,115,000 | +16.6% | 58,675 | 0.0% | 0.00% | 0.0% | |
| GMMB | COLUMBIA INTERMEDIATE MUNI B | $2,342,000 | -4.4% | 45,010 | 0.0% | 0.00% | 0.0% | |
| MIXT | MIX TELEMATICS LTD-SP ADRadr | $1,257,000 | -3.1% | 203,010 | 0.0% | 0.00% | 0.0% | |
| CSWC | CAPITAL SOUTHWEST CORP | $1,797,000 | +9.8% | 111,251 | 0.0% | 0.00% | 0.0% | |
| TRC | TEJON RANCH CO | $2,524,000 | +4.6% | 99,225 | 0.0% | 0.00% | 0.0% | |
| IAP WORLDWIDE SERVICES INC | $2,056,000 | +46.2% | 121 | 0.0% | 0.00% | 0.0% | ||
| CENGAGE LEARNING INC | $1,685,000 | -34.4% | 103,698 | 0.0% | 0.00% | 0.0% | ||
| IMO | IMPERIAL OIL LTD | $1,371,000 | +11.1% | 39,414 | 0.0% | 0.00% | 0.0% | |
| ITRN | ITURAN LOCATION AND CONTROL | $2,455,000 | +0.2% | 92,631 | 0.0% | 0.00% | 0.0% | |
| GPSNQ | GPS INDUSTRIES INC | $0 | – | 20,000 | 0.0% | 0.00% | – | |
| GERBER SCIENTIFIC INC RTSwt | $0 | – | 124,138 | 0.0% | 0.00% | – | ||
| GCTAY | GAMESA CORP TECN-UNSPON ADRadr | $50,000 | -18.0% | 12,450 | 0.0% | 0.00% | – | |
| GOIG | GOIP GLOBAL INC | $0 | – | 25,000 | 0.0% | 0.00% | – | |
| FIG | FORTRESS INVESTMENT GRP-CL Alp | $367,000 | -1.6% | 75,425 | 0.0% | 0.00% | – | |
| FLASHPOINT TECHNOLOGY | $0 | – | 246,914 | 0.0% | 0.00% | – | ||
| JEFFERIES GROUP LLCconv bnd | $42,000 | -2.3% | 42,000 | 0.0% | 0.00% | – | ||
| KWIKWEB.COM INC | $0 | – | 21,885 | 0.0% | 0.00% | – | ||
| LAACZ | LAACO LTD-UNITS OF LTD PRTNS | $210,000 | -1.4% | 99 | 0.0% | 0.00% | – | |
| LTNC | LABOR SMART INC | $0 | – | 125,000 | 0.0% | 0.00% | – | |
| FPFCQ | FIRST PLACE FINANCIAL /OHIO | $0 | – | 25,190 | 0.0% | 0.00% | – | |
| LBSR | LIBERTY STAR URANIUM & METAL | $0 | – | 20,000 | 0.0% | 0.00% | – | |
| MFGLQ | MF GLOBAL HOLDINGS LTD | $0 | – | 100,000 | 0.0% | 0.00% | – | |
| FAIRLANE MANAGEMENT CORP | $0 | – | 52,004 | 0.0% | 0.00% | – | ||
| MCHX | MARCHEX INC-CLASS B | $885,000 | -4.3% | 333,830 | 0.0% | 0.00% | -100.0% | |
| DAYCO LLC | $283,000 | +5.6% | 9,586 | 0.0% | 0.00% | – | ||
| EVEIQ | EVERGREEN ENERGY INC | $0 | – | 19,248 | 0.0% | 0.00% | – | |
| MUX | MCEWEN MINING INC | $45,000 | -21.1% | 15,525 | 0.0% | 0.00% | – | |
| SCEP | MEDISYS TECHNOLOGIES INC | $0 | – | 44,000 | 0.0% | 0.00% | – | |
| MICRO-ASI INC/TX | $0 | – | 20,000 | 0.0% | 0.00% | – | ||
| MIRANT CORP ESCROW COMwt | $0 | – | 26,956 | 0.0% | 0.00% | – | ||
| NAVB | NAVIDEA BIOPHARMACEUTICALS I | $8,000 | -33.3% | 13,100 | 0.0% | 0.00% | – | |
| XCO | EXCO RESOURCES INC | $10,000 | -16.7% | 10,960 | 0.0% | 0.00% | – | |
| DDEJF | DUNDEE CORP -CL A | $124,000 | -14.5% | 27,900 | 0.0% | 0.00% | – | |
| OBQI | OILSANDS QUEST INC | $0 | – | 38,050 | 0.0% | 0.00% | – | |
| PLM | POLYMET MINING CORP | $27,000 | -6.9% | 36,243 | 0.0% | 0.00% | – | |
| CYHHZ | COMMUNITY HEALTH SYSTEMS-CVRwt | $0 | – | 12,265 | 0.0% | 0.00% | – | |
| RAM CAPITAL LLClp | $0 | – | 3,654,271 | 0.0% | 0.00% | – | ||
| CNB | COLONIAL BANCGROUP INC | $0 | – | 21,027 | 0.0% | 0.00% | – | |
| RGNA | REGENECA INC | $0 | – | 85,000 | 0.0% | 0.00% | – | |
| COCP | COCRYSTAL PHARMA INC | $4,000 | -20.0% | 10,000 | 0.0% | 0.00% | – | |
| RHODES COMPANIES | $0 | – | 109,053 | 0.0% | 0.00% | – | ||
| SANDISK CORPconv bnd | $18,000 | 0.0% | 11,000 | 0.0% | 0.00% | – | ||
| CHESAPEAKE ENERGY CORPORATIONconv bnd | $13,000 | 0.0% | 13,000 | 0.0% | 0.00% | – | ||
| SEAC | SEACHANGE INTERNATIONAL INC | $900,000 | -23.1% | 391,132 | 0.0% | 0.00% | -100.0% | |
| CVM | CEL-SCI CORP | $2,000 | -75.0% | 24,650 | 0.0% | 0.00% | – | |
| SNDN | SENDTEC INC | $0 | – | 27,000 | 0.0% | 0.00% | – | |
| SFSH | SINOFRESH HEALTHCARE INC | $0 | – | 23,000 | 0.0% | 0.00% | – | |
| SMVI | SOCIAL MEDIA VENTURES INC | $0 | – | 250,000 | 0.0% | 0.00% | – | |
| CALPINE CORP - ESCROW 4 | $0 | – | 29,236,000 | 0.0% | 0.00% | – | ||
| SNEY | SUNERGY INC | $1,000 | 0.0% | 1,464,555 | 0.0% | 0.00% | – | |
| RJA | ELEMENTS ROGERS AGRI TOT RET | $76,000 | +1.3% | 12,100 | 0.0% | 0.00% | – | |
| BGOI | BONANZA OIL & GAS INC | $0 | – | 26,000 | 0.0% | 0.00% | – | |
| BDRBF | BOMBARDIER INC-B | $30,000 | +15.4% | 18,750 | 0.0% | 0.00% | – | |
| BDGR | BLACK DRAGON RESOURCE COS IN | $0 | – | 10,000 | 0.0% | 0.00% | – | |
| TRIUS THERAPEUTICS INC CVR | $0 | – | 188,529 | 0.0% | 0.00% | – | ||
| UMED | UMED HOLDINGS INC | $2,000 | 0.0% | 12,500 | 0.0% | 0.00% | – | |
| UGHSQ | UNIVERSITY GENERAL HEALTH SY | $0 | – | 14,911 | 0.0% | 0.00% | – | |
| URANIUM PARTICIPATION CORP | $61,000 | -6.2% | 21,600 | 0.0% | 0.00% | – | ||
| URTHECAST CORP | $14,000 | -22.2% | 22,000 | 0.0% | 0.00% | – | ||
| BLTA | BALTIA AIR LINES INC | $3,000 | +200.0% | 1,968,333 | 0.0% | 0.00% | – | |
| AT HOME CORPORATIONconv bnd | $0 | – | 4,193,138 | 0.0% | 0.00% | – | ||
| VSPC | VIASPACE INC | $0 | – | 195,000 | 0.0% | 0.00% | – | |
| ABR | ARBOR REALTY TRUST INC | $144,000 | +1.4% | 19,185 | 0.0% | 0.00% | – | |
| ANH | ANWORTH MORTGAGE ASSET CORP | $116,000 | +4.5% | 22,480 | 0.0% | 0.00% | – | |
| AMTY | AMERITYRE CORP | $0 | – | 20,500 | 0.0% | 0.00% | – | |
| WTRO | WI-TRON INC | $0 | – | 300,000 | 0.0% | 0.00% | – | |
| AREM | AMERICAN RARE EARTHS AND MAT | $0 | – | 10,000 | 0.0% | 0.00% | – | |
| AMFL | AMERICAN FILMS INC | $2,000 | -81.8% | 203,500 | 0.0% | 0.00% | – | |
| AMARANTH PARTNRS LLClp | $220,000 | 0.0% | 284,026 | 0.0% | 0.00% | – | ||
| XBTCQ | XHIBIT CORP | $0 | – | 11,000 | 0.0% | 0.00% | – | |
| ZAAP | ZAP | $0 | -100.0% | 26,500 | 0.0% | 0.00% | – | |
| OIL GAS OR OTHER MINERALS DEEMED WORTHLESS | $378,000 | 0.0% | 1 | 0.0% | 0.00% | – | ||
| OIL GAS OR OTHER MINERALS DEEMED WORTHLESS | $871,000 | 0.0% | 1 | 0.0% | 0.00% | – | ||
| AMERICAN INTERNATIONAL GROUP WT 01/19/2021 FRACTIONALwt | $0 | – | 87,326 | 0.0% | 0.00% | – | ||
| UTGR INC | $448,000 | +10.3% | 5,526 | 0.0% | 0.00% | – | ||
| NELSON EDUCATION LTD | $15,000 | 0.0% | 167,955 | 0.0% | 0.00% | – | ||
| MILLENNIUM HEALTH LLC | $29,000 | +141.7% | 16,788 | 0.0% | 0.00% | – | ||
| DEX MEDIA 7/16 | $129,000 | +18.3% | 51,678 | 0.0% | 0.00% | – | ||
| TEMPLAR ENERGY LLC | $773,000 | +3.3% | 103,114 | 0.0% | 0.00% | – | ||
| ENBRIDGE ENERGY. MANAGEMENT FRACTIONS | $0 | – | 59,265 | 0.0% | 0.00% | – | ||
| FIRST HORIZON NATIONAL FRACTIONS | $0 | – | 134,548 | 0.0% | 0.00% | – | ||
| FIVE STAR QUAL FRACTIONS | $0 | – | 23,000 | 0.0% | 0.00% | – | ||
| MONITISE PLC | $22,000 | +4.8% | 675,100 | 0.0% | 0.00% | – | ||
| ARCADIS NV | $309,000 | -2.5% | 21,986 | 0.0% | 0.00% | – | ||
| AMERICAN AIRLINES ESCROWwt | $0 | – | 237,666 | 0.0% | 0.00% | – | ||
| PROSENSA HLDGS CVR | $0 | – | 16,099 | 0.0% | 0.00% | – | ||
| PRIMA BIOMED LTD | $1,000 | 0.0% | 20,000 | 0.0% | 0.00% | – | ||
| ALERIS INTERNATIONAL INC | $778,000 | -6.2% | 25,910 | 0.0% | 0.00% | – | ||
| MEDIANEWS GROUP | $397,000 | -22.5% | 15,756 | 0.0% | 0.00% | – | ||
| VARDE FUND V LPlp | $5,000 | -16.7% | 30,000,000 | 0.0% | 0.00% | – | ||
| AGNUQ | AG&E HOLDINGS INC | $3,000 | 0.0% | 12,000 | 0.0% | 0.00% | – | |
| HANEI CORP | $0 | – | 49,382 | 0.0% | 0.00% | – | ||
| HAIGHTS CROSS COMM INC | $0 | – | 302,134 | 0.0% | 0.00% | – | ||
| HLNT | HIGHLINE TECHNICAL INNOVATIO | $0 | – | 31,000 | 0.0% | 0.00% | – | |
| GBLX | GROWBLOX SCIENCES INC | $17,000 | +6.2% | 50,000 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Columbia Management Investment Advisers, LLC #2
- Ameriprise Trust Co #3
- Ameriprise Certificate Co #4
- RiverSource Life Insurance Co #5
- RiverSource Life Insurance Co of New York #6
- Threadneedle Asset Management Holdings LTD #10
- Ameriprise Financial Services, Inc. #16
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-03
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 3.8% |
| APPLE INC | 42 | Q3 2023 | 3.2% |
| AMAZON.COM INC | 42 | Q3 2023 | 2.5% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 1.8% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 1.3% |
| META PLATFORMS INC-CLASS A | 42 | Q3 2023 | 1.6% |
| CISCO SYSTEMS INC | 42 | Q3 2023 | 1.3% |
| VISA INC-CLASS A SHARES | 42 | Q3 2023 | 1.1% |
| COMCAST CORP-CLASS A | 42 | Q3 2023 | 1.2% |
| CHEVRON CORPORATION | 42 | Q3 2023 | 1.2% |
View AMERIPRISE FINANCIAL INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Quotient Ltd | February 21, 2023 | 94,755 | 0.4% |
| Afya Ltd | February 14, 2023 | 1,435,024 | 3.0% |
| AMEDISYS INC | February 14, 2023 | 1,100,719 | 3.4% |
| Anika Therapeutics, Inc. | February 14, 2023 | 181,943 | 1.2% |
| Doximity, Inc. | February 14, 2023 | 2,294,675 | 2.0% |
| IBEX Ltd | February 14, 2023 | 664,667 | 3.6% |
| ICF International, Inc. | February 14, 2023 | 801,152 | 4.3% |
| INTER PARFUMS INC | February 14, 2023 | 595,717 | 1.9% |
| Planet Fitness, Inc. | February 14, 2023 | 2,273,733 | 2.7% |
| REGIS CORP | February 14, 2023 | 104,955 | 0.2% |
View AMERIPRISE FINANCIAL INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 10-Q | 2024-05-06 |
| 4 | 2024-04-26 |
| 4 | 2024-04-26 |
| 4 | 2024-04-26 |
| 4 | 2024-04-26 |
| 4 | 2024-04-26 |
| 4 | 2024-04-26 |
| 4 | 2024-04-26 |
| 8-K | 2024-04-26 |
| 8-K | 2024-04-22 |
View AMERIPRISE FINANCIAL INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.