$183 Billion is the total value of AMERIPRISE FINANCIAL INC's 7326 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was - .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
YUMC | New | YUM CHINA HOLDINGS INC | $73,970,000 | – | 2,831,933 | +100.0% | 0.04% | – |
ATH | New | ATHENE HOLDING LTD-CLASS A | $65,086,000 | – | 1,355,776 | +100.0% | 0.04% | – |
EVHC | New | ENVISION HEALTHCARE CORP | $63,427,000 | – | 1,002,106 | +100.0% | 0.04% | – |
QEFA | New | SPDR MSCI EAFE STRATEGICFACT | $60,721,000 | – | 1,131,652 | +100.0% | 0.03% | – |
New | JPM MAND EXCH NOTE 15.93 WRKprf | $37,364,000 | – | 750,751 | +100.0% | 0.02% | – | |
New | BARC MAND EXCH NOTE 11.88 LDOSprf | $35,264,000 | – | 760,000 | +100.0% | 0.02% | – | |
New | DB MAND EXCH NOTE 13.09 APCprf | $32,689,000 | – | 490,000 | +100.0% | 0.02% | – | |
New | DB MAND EXCH NOTE 18.41 DVNprf | $32,859,000 | – | 753,000 | +100.0% | 0.02% | – | |
New | RBC MAND EXCH NOTE 14.67 HESprf | $33,628,000 | – | 588,005 | +100.0% | 0.02% | – | |
LCII | New | DREW INDUSTRIES INC | $30,376,000 | – | 281,922 | +100.0% | 0.02% | – |
XLRE | New | REAL ESTATE SELECT SECT SPDR | $28,921,000 | – | 942,197 | +100.0% | 0.02% | – |
RDIV | New | OPPENHEIMER ULTRA DIVIDEND R | $29,240,000 | – | 854,447 | +100.0% | 0.02% | – |
New | CS MAND EXCH NOTE 12.25 UALprf | $27,692,000 | – | 428,000 | +100.0% | 0.02% | – | |
New | DB MAND EXCH NOTE 12.50 AALprf | $26,836,000 | – | 605,150 | +100.0% | 0.02% | – | |
New | SOG MAND EXCH NOTE 18.76 CFprf | $28,247,000 | – | 971,358 | +100.0% | 0.02% | – | |
New | DB MAND EXCH NOTE 11.36 DALprf | $26,888,000 | – | 573,650 | +100.0% | 0.02% | – | |
PLAY | New | DAVE & BUSTER'S ENTERTAINMEN | $24,547,000 | – | 436,041 | +100.0% | 0.01% | – |
EWU | New | ISHARES MSCI UNITED KINGDOM | $23,862,000 | – | 777,994 | +100.0% | 0.01% | – |
New | CHESAPEAKE ENERGY CORPORATIONconv bnd | $22,422,000 | – | 20,400,000 | +100.0% | 0.01% | – | |
DTV | New | DTE ENERGY COconv prf | $21,219,000 | – | 400,349 | +100.0% | 0.01% | – |
New | DB MAND EXCH NOTE 9.80 EMNprf | $20,816,000 | – | 278,000 | +100.0% | 0.01% | – | |
SHM | New | SPDR NUVEEN BBG BARC ST MUNI | $19,656,000 | – | 411,024 | +100.0% | 0.01% | – |
ARCH | New | ARCH COAL INC - A | $17,877,000 | – | 229,038 | +100.0% | 0.01% | – |
TSRA | New | TESSERA HOLDING CORP | $18,078,000 | – | 409,009 | +100.0% | 0.01% | – |
CXW | New | CORECIVIC INC | $14,563,000 | – | 594,965 | +100.0% | 0.01% | – |
LW | New | LAMB WESTON HOLDINGS INC | $14,337,000 | – | 378,791 | +100.0% | 0.01% | – |
ADNT | New | ADIENT PLC | $12,114,000 | – | 206,714 | +100.0% | 0.01% | – |
New | SUNPOWER CORPconv bnd | $12,500,000 | – | 17,820,000 | +100.0% | 0.01% | – | |
ILG | New | ILG INC | $10,614,000 | – | 584,196 | +100.0% | 0.01% | – |
EWS | New | ISHARES MSCI SINGAPORE CAPPE | $11,490,000 | – | 576,389 | +100.0% | 0.01% | – |
ITM | New | VANECK VECTORS AMT-FREE INTE | $11,895,000 | – | 513,170 | +100.0% | 0.01% | – |
VSM | New | VERSUM MATERIALS INC | $10,255,000 | – | 365,333 | +100.0% | 0.01% | – |
DGRW | New | WISDOMTREE U.S. QUALITY DIVI | $10,420,000 | – | 313,125 | +100.0% | 0.01% | – |
LVHD | New | LEGG MASON LO VOL HI DIV ETF | $9,241,000 | – | 323,555 | +100.0% | 0.01% | – |
EVHCPR | New | EVHC 5 1/4 07/01/17conv prf | $9,193,000 | – | 77,000 | +100.0% | 0.01% | – |
VTEB | New | VANGUARD TAX-EXEMPT BOND ETF | $9,362,000 | – | 186,305 | +100.0% | 0.01% | – |
New | VERISIGN INCconv bnd | $10,019,000 | – | 4,502,000 | +100.0% | 0.01% | – | |
FXR | New | FIRST TRUST INDST/PRODUCERS | $8,759,000 | – | 266,804 | +100.0% | 0.01% | – |
RXNPRA | New | RXN 5 3/4 11/15/19conv prf | $9,433,000 | – | 192,500 | +100.0% | 0.01% | – |
New | ACORDA THERAPEUTICS INCconv bnd | $9,348,000 | – | 12,300,000 | +100.0% | 0.01% | – | |
New | SHIP FINANCE INTERNATIONAL LTDconv bnd | $9,695,000 | – | 9,700,000 | +100.0% | 0.01% | – | |
EWJ | New | ISHARES MSCI JAPAN ETF | $7,457,000 | – | 152,622 | +100.0% | 0.00% | – |
New | GNC HOLDINGS INCconv bnd | $6,411,000 | – | 8,700,000 | +100.0% | 0.00% | – | |
TRVG | New | TRIVAGO NV - ADRadr | $7,448,000 | – | 633,800 | +100.0% | 0.00% | – |
CHRS | New | COHERUS BIOSCIENCES INC | $7,218,000 | – | 256,371 | +100.0% | 0.00% | – |
PKY | New | PARKWAY INC | $7,688,000 | – | 345,538 | +100.0% | 0.00% | – |
New | AEGEAN MARINE PETROLEUM NETWORKconv bnd | $6,999,000 | – | 7,200,000 | +100.0% | 0.00% | – | |
JUNO | New | JUNO THERAPEUTICS INC | $6,766,000 | – | 358,995 | +100.0% | 0.00% | – |
ICHR | New | ICHOR HOLDINGS LTD | $7,061,000 | – | 652,680 | +100.0% | 0.00% | – |
RH | New | RESTORATION HARDWARE HOLDING | $7,271,000 | – | 236,865 | +100.0% | 0.00% | – |
RWL | New | OPPENHEIMER LARGE CAP REVENU | $6,565,000 | – | 151,319 | +100.0% | 0.00% | – |
New | NUANCE COMMUNICATIONS INCconv bnd | $6,625,000 | – | 7,320,000 | +100.0% | 0.00% | – | |
LGFB | New | LIONS GATE ENTERTAINMENT-B | $8,022,000 | – | 326,919 | +100.0% | 0.00% | – |
HYD | New | VANECK VECTORS HIGH-YIELD MU | $7,405,000 | – | 261,895 | +100.0% | 0.00% | – |
ANGL | New | VANECK VECTORS FALLEN ANGEL | $7,225,000 | – | 251,046 | +100.0% | 0.00% | – |
WNEB | New | WESTERN NEW ENGLAND BANCORP | $6,959,000 | – | 744,411 | +100.0% | 0.00% | – |
L100PS | New | ARCONIC INC | $5,806,000 | – | 312,647 | +100.0% | 0.00% | – |
BOOM | New | DMC GLOBAL INC | $5,709,000 | – | 360,167 | +100.0% | 0.00% | – |
CBB | New | CINCINNATI BELL INC | $4,894,000 | – | 218,941 | +100.0% | 0.00% | – |
AGNC | New | AGNC INVESTMENT CORP | $6,152,000 | – | 339,273 | +100.0% | 0.00% | – |
DNL | New | WISDOMTREE GLOBAL EX-US QUAL | $6,106,000 | – | 132,523 | +100.0% | 0.00% | – |
RWJ | New | OPPENHEIMER SMALL CAP REVENU | $4,792,000 | – | 71,468 | +100.0% | 0.00% | – |
HLT | New | HILTON WORLDWIDE HLDGS - W/I | $5,805,000 | – | 104,287 | +100.0% | 0.00% | – |
IAGG | New | ISHARES INTL AGGREGATE BOND | $5,807,000 | – | 111,741 | +100.0% | 0.00% | – |
HALO | New | HALOZYME THERAPEUTICS INC | $5,286,000 | – | 535,003 | +100.0% | 0.00% | – |
New | TERADYNE INCconv bnd | $6,338,000 | – | 6,000,000 | +100.0% | 0.00% | – | |
CWH | New | CAMPING WORLD HOLDINGS INC-A | $5,451,000 | – | 167,276 | +100.0% | 0.00% | – |
ALLYPRA | New | ALLY 6.69067 02/15/40prf | $6,172,000 | – | 243,000 | +100.0% | 0.00% | – |
QCP | New | QUALITY CARE PROPERTIES | $4,796,000 | – | 309,401 | +100.0% | 0.00% | – |
TFI | New | SPDR NUV BBG BARC MUNI BOND | $6,193,000 | – | 130,555 | +100.0% | 0.00% | – |
EMLC | New | VANECK VECTORS J.P. MORGAN E | $6,034,000 | – | 342,873 | +100.0% | 0.00% | – |
BW | New | BABCOCK & WILCOX ENTERPR | $5,192,000 | – | 312,961 | +100.0% | 0.00% | – |
QDF | New | FLEXSHARES QUALITY DIVIDEND | $5,176,000 | – | 130,996 | +100.0% | 0.00% | – |
CFO | New | VICTORY CEMP US 500 ENHANCED | $5,854,000 | – | 145,515 | +100.0% | 0.00% | – |
HEES | New | H&E EQUIPMENT SERVICES INC | $3,636,000 | – | 156,381 | +100.0% | 0.00% | – |
IIIN | New | INSTEEL INDUSTRIES INC | $3,100,000 | – | 86,960 | +100.0% | 0.00% | – |
FRTA | New | FORTERRA INC | $3,513,000 | – | 162,170 | +100.0% | 0.00% | – |
SQ | New | SQUARE INC - A | $3,360,000 | – | 246,518 | +100.0% | 0.00% | – |
INVA | New | INNOVIVA INC | $4,163,000 | – | 389,026 | +100.0% | 0.00% | – |
GPT | New | GRAMERCY PROPERTY TRUST | $3,823,000 | – | 416,423 | +100.0% | 0.00% | – |
New | INTEGRATED DEVICE TECHNOLOGY INCconv bnd | $3,609,000 | – | 3,506,000 | +100.0% | 0.00% | – | |
TTSH | New | TILE SHOP HLDGS INC | $3,210,000 | – | 164,170 | +100.0% | 0.00% | – |
TYFDL | New | TSN 4 3/4 07/15/17conv prf | $3,450,000 | – | 51,000 | +100.0% | 0.00% | – |
UIS | New | UNISYS CORP | $4,065,000 | – | 271,769 | +100.0% | 0.00% | – |
NEWM | New | NEW MEDIA INVESTMENT GROUP | $4,255,000 | – | 266,090 | +100.0% | 0.00% | – |
CFA | New | VICTORY CEMP US 500 VOLATILI | $3,882,000 | – | 96,266 | +100.0% | 0.00% | – |
VST | New | VISTRA ENERGY CORP | $3,258,000 | – | 210,935 | +100.0% | 0.00% | – |
ARNCPRB | New | ARNC 5 3/8 10/01/17conv prf | $3,570,000 | – | 118,400 | +100.0% | 0.00% | – |
DFIN | New | DONNELLEY FINANCIAL SOLUTION | $3,040,000 | – | 132,279 | +100.0% | 0.00% | – |
AMBC | New | AMBAC FINANCIAL GROUP INC | $3,965,000 | – | 176,167 | +100.0% | 0.00% | – |
New | BNP BASKET NOTE 14.15 06/06/2017prf | $4,044,000 | – | 4,017 | +100.0% | 0.00% | – | |
WAAS | New | AQUAVENTURE HOLDINGS LTD | $3,573,000 | – | 145,670 | +100.0% | 0.00% | – |
REM | New | ISHARES MORTGAGE REAL ESTATE | $2,888,000 | – | 68,667 | +100.0% | 0.00% | – |
HEWU | New | ISHARES CURR HEDGED MSCI UK | $4,549,000 | – | 201,264 | +100.0% | 0.00% | – |
GBLI | New | GLOBAL INDEMNITY LTD | $4,019,000 | – | 105,210 | +100.0% | 0.00% | – |
ASIX | New | ADVANSIX INC | $3,536,000 | – | 159,748 | +100.0% | 0.00% | – |
New | PANDORA MEDIA INCconv bnd | $3,675,000 | – | 3,580,000 | +100.0% | 0.00% | – | |
CORR | New | CORENERGY INFRASTRUCTURE TRU | $3,748,000 | – | 107,480 | +100.0% | 0.00% | – |
IRTC | New | IRHYTHM TECHNOLOGIES INC | $3,851,000 | – | 128,373 | +100.0% | 0.00% | – |
LKSDQ | New | LSC COMMUNICATIONS INC | $3,957,000 | – | 133,293 | +100.0% | 0.00% | – |
New | HSBC BASKET NOTE 14.96 02/10/2017prf | $4,129,000 | – | 4,210 | +100.0% | 0.00% | – | |
RARX | New | RA PHARMACEUTICALS INC | $3,027,000 | – | 198,770 | +100.0% | 0.00% | – |
MYCC | New | CLUBCORP HOLDINGS INC | $2,857,000 | – | 199,098 | +100.0% | 0.00% | – |
New | RBC BASKET NOTE 14.43 05/05/2017prf | $4,095,000 | – | 4,052 | +100.0% | 0.00% | – | |
New | SM ENERGY COconv bnd | $3,471,000 | – | 3,000,000 | +100.0% | 0.00% | – | |
LGFA | New | LIONS GATE ENTERTAINMENT-A | $4,342,000 | – | 161,390 | +100.0% | 0.00% | – |
PK | New | PARK HOTELS & RESORTS INC-WI | $1,871,000 | – | 62,572 | +100.0% | 0.00% | – |
EWT | New | ISHARES MSCI TAIWAN CAPPED E | $926,000 | – | 31,539 | +100.0% | 0.00% | – |
BETR | New | AMPLIFY SNACK BRANDS INC | $1,117,000 | – | 126,739 | +100.0% | 0.00% | – |
XAR | New | SPDR S&P AEROSPACE & DEF ETF | $2,456,000 | – | 38,785 | +100.0% | 0.00% | – |
SBY | New | SILVER BAY REALTY TRUST CORP | $1,319,000 | – | 76,962 | +100.0% | 0.00% | – |
MGRC | New | MCGRATH RENTCORP | $1,380,000 | – | 35,213 | +100.0% | 0.00% | – |
TUR | New | ISHARES MSCI TURKEY ETF | $1,918,000 | – | 59,065 | +100.0% | 0.00% | – |
EWP | New | ISHARES MSCI SPAIN CAPPED ET | $1,894,000 | – | 71,450 | +100.0% | 0.00% | – |
PNK | New | PINNACLE ENTERTAINMENT INC | $1,230,000 | – | 84,935 | +100.0% | 0.00% | – |
VG | New | VONAGE HOLDINGS CORP | $2,055,000 | – | 300,117 | +100.0% | 0.00% | – |
PAGP | New | PLAINS GP HOLDINGS LP-CL Alp | $2,268,000 | – | 65,392 | +100.0% | 0.00% | – |
TDTF | New | FLEXSHARES IBOXX 5-YEAR TARG | $1,310,000 | – | 52,351 | +100.0% | 0.00% | – |
CDC | New | VICTORY CEMP US EQ INCOME EN | $2,476,000 | – | 61,300 | +100.0% | 0.00% | – |
FREDQ | New | FRED'S INC-CLASS Acall | $1,095,000 | – | 59,000 | +100.0% | 0.00% | – |
PFI | New | POWERSHARES DWA FINANCIAL MO | $1,741,000 | – | 56,819 | +100.0% | 0.00% | – |
PXI | New | POWERSHARES DWA ENERGY MOMEN | $1,837,000 | – | 42,222 | +100.0% | 0.00% | – |
New | NEVRO CORPconv bnd | $2,125,000 | – | 2,000,000 | +100.0% | 0.00% | – | |
AVXS | New | AVEXIS INC | $979,000 | – | 20,505 | +100.0% | 0.00% | – |
MGNX | New | MACROGENICS INC | $993,000 | – | 48,574 | +100.0% | 0.00% | – |
LOXO | New | LOXO ONCOLOGY INC | $1,122,000 | – | 34,940 | +100.0% | 0.00% | – |
FMSA | New | FAIRMOUNT SANTROL HOLDINGS I | $1,354,000 | – | 114,852 | +100.0% | 0.00% | – |
INFN | New | INFINERA CORP | $1,734,000 | – | 203,714 | +100.0% | 0.00% | – |
EQAL | New | POWERSHARES RUSSEL 1000 EQUA | $1,159,000 | – | 43,076 | +100.0% | 0.00% | – |
BNCN | New | BNC BANCORP | $1,307,000 | – | 40,970 | +100.0% | 0.00% | – |
KTOS | New | KRATOS DEFENSE & SECURITY | $1,337,000 | – | 180,696 | +100.0% | 0.00% | – |
SPHB | New | POWERSHARES S&P 500 HIGH BET | $2,145,000 | – | 58,644 | +100.0% | 0.00% | – |
CNNX | New | CONE MIDSTREAM PARTNERS LPlp | $1,816,000 | – | 77,093 | +100.0% | 0.00% | – |
CNDT | New | CONDUENT INC-WHEN ISSUED | $1,035,000 | – | 69,456 | +100.0% | 0.00% | – |
BBH | New | VANECK VECTORS BIOTECH ETF | $964,000 | – | 8,963 | +100.0% | 0.00% | – |
MOO | New | VANECK VECTORS AGRIBUSINESS | $1,998,000 | – | 38,931 | +100.0% | 0.00% | – |
MOAT | New | VANECK VECTORS MORNINGSTAR W | $1,257,000 | – | 36,097 | +100.0% | 0.00% | – |
SMB | New | VANECK VECTORS AMT-FREE SHOR | $1,976,000 | – | 114,536 | +100.0% | 0.00% | – |
IHY | New | VANECK VECTORS INTERNATIONAL | $1,004,000 | – | 42,380 | +100.0% | 0.00% | – |
RSX | New | VANECK VECTORS RUSSIA ETF | $1,899,000 | – | 89,480 | +100.0% | 0.00% | – |
SHYD | New | VANECK VECTORS SHORT HIGH-YI | $2,303,000 | – | 96,788 | +100.0% | 0.00% | – |
RATE | New | BANKRATE INC | $1,337,000 | – | 121,080 | +100.0% | 0.00% | – |
FRME | New | FIRST MERCHANTS CORP | $1,269,000 | – | 33,690 | +100.0% | 0.00% | – |
UMH | New | UMH PROPERTIES INC | $1,856,000 | – | 123,346 | +100.0% | 0.00% | – |
BLCM | New | BELLICUM PHARMACEUTICALS INC | $2,023,000 | – | 148,546 | +100.0% | 0.00% | – |
TRUE | New | TRUECAR INC | $1,324,000 | – | 105,926 | +100.0% | 0.00% | – |
RGNX | New | REGENXBIO INC | $1,035,000 | – | 55,808 | +100.0% | 0.00% | – |
BL | New | BLACKLINE INC | $1,327,000 | – | 48,027 | +100.0% | 0.00% | – |
EVH | New | EVOLENT HEALTH INC - A | $1,133,000 | – | 76,576 | +100.0% | 0.00% | – |
SOXX | New | ISHARES PHLX SEMICONDUCTOR E | $2,124,000 | – | 17,309 | +100.0% | 0.00% | – |
REI | New | RING ENERGY INC | $1,255,000 | – | 96,606 | +100.0% | 0.00% | – |
EDE | New | EMPIRE DISTRICT ELECTRIC CO | $1,995,000 | – | 58,532 | +100.0% | 0.00% | – |
RUSHA | New | RUSH ENTERPRISES INC-CL A | $1,578,000 | – | 49,494 | +100.0% | 0.00% | – |
CARA | New | CARA THERAPEUTICS INC | $969,000 | – | 104,343 | +100.0% | 0.00% | – |
TWNK | New | HOSTESS BRANDS INC | $1,516,000 | – | 116,602 | +100.0% | 0.00% | – |
AIRR | New | FIRST TRUST RBA AMERICAN IND | $1,261,000 | – | 53,339 | +100.0% | 0.00% | – |
AA | New | ALCOA CORP | $1,794,000 | – | 63,941 | +100.0% | 0.00% | – |
AIMT | New | AIMMUNE THERAPEUTICS INC | $1,141,000 | – | 55,773 | +100.0% | 0.00% | – |
GDP | New | GOODRICH PETROLEUM CORP | $1,421,000 | – | 113,673 | +100.0% | 0.00% | – |
RWK | New | OPPENHEIMER MID CAP REVENUE | $2,076,000 | – | 38,439 | +100.0% | 0.00% | – |
ADSW | New | ADVANCED DISPOSAL SERVICES I | $934,000 | – | 42,050 | +100.0% | 0.00% | – |
OCFC | New | OCEANFIRST FINANCIAL CORP | $1,532,000 | – | 50,991 | +100.0% | 0.00% | – |
DSGX | New | DESCARTES SYSTEMS GRP/THE | $2,012,000 | – | 94,025 | +100.0% | 0.00% | – |
New | OASIS PETROLEUM INCconv bnd | $1,738,000 | – | 1,250,000 | +100.0% | 0.00% | – | |
PI | New | IMPINJ INC | $1,397,000 | – | 39,516 | +100.0% | 0.00% | – |
TGH | New | TEXTAINER GROUP HOLDINGS LTD | $2,127,000 | – | 285,647 | +100.0% | 0.00% | – |
ZGNX | New | ZOGENIX INC | $1,939,000 | – | 159,582 | +100.0% | 0.00% | – |
Z | New | ZILLOW GROUP INC - C | $1,470,000 | – | 40,294 | +100.0% | 0.00% | – |
ACRS | New | ACLARIS THERAPEUTICS INC | $1,307,000 | – | 48,146 | +100.0% | 0.00% | – |
AKAOQ | New | ACHAOGEN INC | $1,098,000 | – | 84,334 | +100.0% | 0.00% | – |
YY | New | YY INC-ADRadr | $1,081,000 | – | 27,419 | +100.0% | 0.00% | – |
WPYGY | New | WORLDPAY GROUP PLC-UNSP ADRadr | $1,082,000 | – | 109,320 | +100.0% | 0.00% | – |
DFJ | New | WISDOMTREE JPN S/C DVD FUND | $1,388,000 | – | 22,416 | +100.0% | 0.00% | – |
ICD | New | INDEPENDENCE CONTRACT DRILLI | $1,389,000 | – | 207,335 | +100.0% | 0.00% | – |
TACO | New | DEL TACO RESTAURANTS INC | $1,556,000 | – | 110,185 | +100.0% | 0.00% | – |
LRGF | New | ISHARES EDGE MSCI MF USA | $1,651,000 | – | 61,788 | +100.0% | 0.00% | – |
PICK | New | ISHARES MSCI GLOBAL METALS & | $979,000 | – | 38,052 | +100.0% | 0.00% | – |
IBTX | New | INDEPENDENT BANK GROUP INC | $1,334,000 | – | 21,377 | +100.0% | 0.00% | – |
WRD | New | WILDHORSE RESOURCE DEVELOPME | $1,212,000 | – | 83,002 | +100.0% | 0.00% | – |
EWI | New | ISHARES MSCI ITALY CAPPED ET | $2,175,000 | – | 89,847 | +100.0% | 0.00% | – |
CRMT | New | AMERICA'S CAR-MART INC | $2,157,000 | – | 49,311 | +100.0% | 0.00% | – |
PACB | New | PACIFIC BIOSCIENCES OF CALIF | $1,793,000 | – | 472,005 | +100.0% | 0.00% | – |
PPBI | New | PACIFIC PREMIER BANCORP INC | $1,288,000 | – | 36,448 | +100.0% | 0.00% | – |
LOWC | New | SPDR MSCI ACWI LOW CARBON | $222,000 | – | 3,126 | +100.0% | 0.00% | – |
New | HYBRID COATING TECHNOLOGIES | $0 | – | 35,125 | +100.0% | 0.00% | – | |
New | GOODRICH PETROLEUM ESCROW | $0 | – | 7,599,000 | +100.0% | 0.00% | – | |
New | GOODRICH PETROLEUM CORPORATIONwt | $0 | – | 28,071 | +100.0% | 0.00% | – | |
GSPRICL | New | GS 5.95prf | $281,000 | – | 11,125 | +100.0% | 0.00% | – |
IHG | New | INTERCONTINENTAL HOTELS-ADRadr | $272,000 | – | 6,141 | +100.0% | 0.00% | – |
MLPX | New | GLOBAL X MLP & ENERGY INFRAS | $906,000 | – | 60,985 | +100.0% | 0.00% | – |
New | INVENTRUST PROPERTIES CORP | $56,000 | – | 17,911 | +100.0% | 0.00% | – | |
GNGBY | New | GETINGE AB-UNSPONSORED ADRadr | $228,000 | – | 14,109 | +100.0% | 0.00% | – |
IONS | New | IONIS PHARMACEUTICALS INC | $731,000 | – | 15,287 | +100.0% | 0.00% | – |
GHYG | New | ISHARES GLOBAL HIGH YIELD CO | $261,000 | – | 5,384 | +100.0% | 0.00% | – |
CEMB | New | ISHARES EMERGING MARKETS COR | $600,000 | – | 12,113 | +100.0% | 0.00% | – |
EMHY | New | ISHARES EMERGING MARKETS HIG | $224,000 | – | 4,602 | +100.0% | 0.00% | – |
VEGI | New | ISHARES MSCI GLOBAL AGRICULT | $249,000 | – | 9,962 | +100.0% | 0.00% | – |
EWN | New | ISHARES MSCI NETHERLANDS ETF | $202,000 | – | 8,358 | +100.0% | 0.00% | – |
FUJHY | New | FUJI HEAVY INDUS-UNSPONS ADRadr | $200,000 | – | 9,868 | +100.0% | 0.00% | – |
FTS | New | FORTIS INC | $530,000 | – | 17,173 | +100.0% | 0.00% | – |
USRT | New | ISHARES CORE US REIT ETF | $362,000 | – | 7,422 | +100.0% | 0.00% | – |
IEZ | New | ISHARES U.S. OIL EQUIPMENT & | $204,000 | – | 4,485 | +100.0% | 0.00% | – |
CMBS | New | ISHARES CMBS ETF | $359,000 | – | 7,034 | +100.0% | 0.00% | – |
REET | New | ISHARES GLOBAL REIT ETF | $362,000 | – | 14,324 | +100.0% | 0.00% | – |
FTLS | New | FIRST TRUST LONG/SHORT EQTY | $246,000 | – | 7,117 | +100.0% | 0.00% | – |
EMLP | New | FIRST TRUST NORTH AMERICAN E | $480,000 | – | 18,999 | +100.0% | 0.00% | – |
JPMWS | New | JPMORGAN CHASE & CO-CW18wt | $489,000 | – | 11,050 | +100.0% | 0.00% | – |
FLN | New | FIRST TRUST LATIN AMERICA | $306,000 | – | 16,456 | +100.0% | 0.00% | – |
FCT | New | FIRST TRUST SENIOR FLOATING | $155,000 | – | 11,242 | +100.0% | 0.00% | – |
FCG | New | FIRST TRUST NATURAL GAS ETF | $763,000 | – | 30,568 | +100.0% | 0.00% | – |
LMICL | New | LM 6 3/8 03/15/56prf | $409,000 | – | 16,300 | +100.0% | 0.00% | – |
FDC | New | FIRST DATA CORP- CLASS A | $253,000 | – | 17,840 | +100.0% | 0.00% | – |
USA | New | LIBERTY ALL STAR EQUITY FUND | $87,000 | – | 16,933 | +100.0% | 0.00% | – |
LEXEA | New | LIBERTY EXPEDIA HOLD-A | $436,000 | – | 11,011 | +100.0% | 0.00% | – |
LVNTA | New | LIBERTY VENTURES - SER A | $605,000 | – | 16,399 | +100.0% | 0.00% | – |
FMO | New | FIDUCIARY/CLAYMORE MLP OPPOR | $153,000 | – | 10,293 | +100.0% | 0.00% | – |
FUTY | New | FIDELITY UTILITIES ETF | $202,000 | – | 6,406 | +100.0% | 0.00% | – |
LUXTY | New | LUXOTTICA GROUP SPA-SPON ADRadr | $286,000 | – | 5,320 | +100.0% | 0.00% | – |
MEGEF | New | MEG ENERGY CORP | $113,000 | – | 16,400 | +100.0% | 0.00% | – |
MSGIE | New | MSGI SECURITY SOLUTIONS INC | $0 | – | 76,000 | +100.0% | 0.00% | – |
MSGN | New | MSG NETWORKS INC- A | $552,000 | – | 25,746 | +100.0% | 0.00% | – |
XOGAQ | New | EXTRACTION OIL & GAS INC | $347,000 | – | 17,315 | +100.0% | 0.00% | – |
MMLP | New | MARTIN MIDSTREAM PARTNERS LPlp | $225,000 | – | 12,260 | +100.0% | 0.00% | – |
MFIN | New | MEDALLION FINANCIAL CORP | $41,000 | – | 13,597 | +100.0% | 0.00% | – |
MENT | New | MENTOR GRAPHICS CORPput | $4,000 | – | 100 | +100.0% | 0.00% | – |
ENIA | New | ENEL AMERICAS SA-ADRadr | $93,000 | – | 11,289 | +100.0% | 0.00% | – |
CIF | New | MFS INTERMEDIATE HIGH INC FN | $47,000 | – | 18,354 | +100.0% | 0.00% | – |
EC | New | ECOPETROL SA-SPONSORED ADRadr | $100,000 | – | 11,002 | +100.0% | 0.00% | – |
EBAYL | New | EBAY 6 02/01/56prf | $224,000 | – | 8,632 | +100.0% | 0.00% | – |
ETX | New | EATON VANCE MUNI INC 2028 TM | $202,000 | – | 10,286 | +100.0% | 0.00% | – |
EVY | New | EATON VANCE NY MUNICIPAL INC | $146,000 | – | 11,201 | +100.0% | 0.00% | – |
VIDI | New | VIDENT INTERNATIONAL EQUITY | $413,000 | – | 19,243 | +100.0% | 0.00% | – |
NYCB | New | NEW YORK COMMUNITY BANCORPcall | $490,000 | – | 30,800 | +100.0% | 0.00% | – |
EQM | New | EQT MIDSTREAM PARTNERS LPlp | $213,000 | – | 2,774 | +100.0% | 0.00% | – |
NEEPRI | New | NEE 5 1/8 11/15/72prf | $226,000 | – | 10,273 | +100.0% | 0.00% | – |
NSRPF | New | NOVO RESOURCES CORP | $9,000 | – | 15,000 | +100.0% | 0.00% | – |
DLB | New | DOLBY LABORATORIES INC-CL A | $704,000 | – | 15,589 | +100.0% | 0.00% | – |
NXR | New | NUVEEN SEL TX-FR INC PORT 3 | $187,000 | – | 13,202 | +100.0% | 0.00% | – |
NAC | New | NUVEEN CALIFORNIA QUALITY MU | $174,000 | – | 12,337 | +100.0% | 0.00% | – |
DLRPRG | New | DLR 5 7/8prf | $213,000 | – | 8,899 | +100.0% | 0.00% | – |
DNZOY | New | DENSO CORPORATION-UNSPON ADRadr | $243,000 | – | 11,200 | +100.0% | 0.00% | – |
CNXN | New | PC CONNECTION INC | $354,000 | – | 12,594 | +100.0% | 0.00% | – |
DAKPQ | New | DAKOTA PLAINS HOLDINGS INC | $0 | – | 10,000 | +100.0% | 0.00% | – |
DNHBY | New | DNB ASA-SPONSOR ADRadr | $238,000 | – | 1,599 | +100.0% | 0.00% | – |
PNNT | New | PENNANTPARK INVESTMENT CORP | $86,000 | – | 11,283 | +100.0% | 0.00% | – |
PMCB | New | PHARMACYTE BIOTECH INC | $6,000 | – | 40,000 | +100.0% | 0.00% | – |
PMX | New | PIMCO MUNI INCOME FUND III | $138,000 | – | 12,122 | +100.0% | 0.00% | – |
LTPZ | New | PIMCO 15 YR US TIPS INDX | $212,000 | – | 3,266 | +100.0% | 0.00% | – |
PBIPRB | New | PBI 6.7 03/07/43prf | $293,000 | – | 11,456 | +100.0% | 0.00% | – |
CACC | New | CREDIT ACCEPTANCE CORP | $580,000 | – | 2,664 | +100.0% | 0.00% | – |
COVS | New | COVISINT CORP | $14,000 | – | 11,146 | +100.0% | 0.00% | – |
COUP | New | COUPA SOFTWARE INC | $731,000 | – | 29,235 | +100.0% | 0.00% | – |
PKB | New | POWERSHARES DYN BLDG & CONST | $438,000 | – | 15,713 | +100.0% | 0.00% | – |
PSI | New | POWERSHARES DYN SEMICONDUCT | $240,000 | – | 6,641 | +100.0% | 0.00% | – |
DBE | New | POWERSHARES DB ENERGY FUND | $139,000 | – | 10,074 | +100.0% | 0.00% | – |
DBA | New | POWERSHARES DB AGRICULTURE F | $532,000 | – | 26,619 | +100.0% | 0.00% | – |
DBB | New | POWERSHARES DB BASE METALS F | $157,000 | – | 10,490 | +100.0% | 0.00% | – |
PBP | New | POWERSHARES S&P 500 BUYWRITE | $218,000 | – | 10,229 | +100.0% | 0.00% | – |
PGHY | New | POWERSHARES GLOBAL SHORT TER | $300,000 | – | 12,269 | +100.0% | 0.00% | – |
CORT | New | CORCEPT THERAPEUTICS INC | $844,000 | – | 116,360 | +100.0% | 0.00% | – |
IPKW | New | POWERSHARES INTERNATIONAL BU | $756,000 | – | 26,737 | +100.0% | 0.00% | – |
KBWB | New | POWERSHARES KBW BANK | $226,000 | – | 4,781 | +100.0% | 0.00% | – |
PSCF | New | POWERSHARES S&P SC FINANCIAL | $301,000 | – | 5,758 | +100.0% | 0.00% | – |
APTS | New | PREFERRED APARTMENT COMMUN-A | $379,000 | – | 25,381 | +100.0% | 0.00% | – |
CSC | New | COMPUTER SCIENCES CORPcall | $511,000 | – | 8,600 | +100.0% | 0.00% | – |
New | PROSPECT CAPITAL CORPconv bnd | $10,000 | – | 10,000 | +100.0% | 0.00% | – | |
New | PROSPECT CAPITAL CORPconv bnd | $26,000 | – | 25,000 | +100.0% | 0.00% | – | |
PSAPRSCL | New | PSA 5.9prf | $292,000 | – | 11,814 | +100.0% | 0.00% | – |
PSAPRE | New | PSA 4.9prf | $341,000 | – | 16,140 | +100.0% | 0.00% | – |
JCS | New | COMMUNICATIONS SYSTEMS INC | $137,000 | – | 29,608 | +100.0% | 0.00% | – |
PSTG | New | PURE STORAGE INC - CLASS A | $225,000 | – | 19,850 | +100.0% | 0.00% | – |
QBIEY | New | QBE INSURANCE GROUP-SPN ADRadr | $135,000 | – | 15,029 | +100.0% | 0.00% | – |
QTNA | New | QUANTENNA COMMUNICATIONS INC | $801,000 | – | 44,202 | +100.0% | 0.00% | – |
RSNAY | New | RSA INSURANCE GROUP PLC-ADRadr | $82,000 | – | 11,269 | +100.0% | 0.00% | – |
RVNC | New | REVANCE THERAPEUTICS INC | $469,000 | – | 22,679 | +100.0% | 0.00% | – |
COL | New | ROCKWELL COLLINS INCcall | $714,000 | – | 7,700 | +100.0% | 0.00% | – |
SCEPRFCL | New | EIX 5 5/8prf | $288,000 | – | 12,368 | +100.0% | 0.00% | – |
SFXEQ | New | SFX ENTERTAINMENT INC | $1,000 | – | 63,023 | +100.0% | 0.00% | – |
GXC | New | SPDR S&P CHINA ETF | $241,000 | – | 3,340 | +100.0% | 0.00% | – |
CPRLCL | New | C 6 7/8prf | $268,000 | – | 10,240 | +100.0% | 0.00% | – |
KCE | New | SPDR S&P CAPITAL MARKETS ETF | $441,000 | – | 9,822 | +100.0% | 0.00% | – |
KIE | New | SPDR S&P INSURANCE ETF | $248,000 | – | 2,986 | +100.0% | 0.00% | – |
SSEZY | New | SSE PLC-SPN ADRadr | $398,000 | – | 20,883 | +100.0% | 0.00% | – |
SPHY | New | SPDR BOFA MERRILL LYNCH CROS | $257,000 | – | 9,941 | +100.0% | 0.00% | – |
CDXC | New | CHROMADEX CORP | $39,000 | – | 11,755 | +100.0% | 0.00% | – |
CEA | New | CHINA EASTERN AIRLINES-ADSadr | $202,000 | – | 9,026 | +100.0% | 0.00% | – |
FNDF | New | SCHWAB FUNDAMENTAL INTL L/C | $266,000 | – | 10,587 | +100.0% | 0.00% | – |
SCHP | New | SCHWAB U.S. TIPS ETF | $221,000 | – | 4,031 | +100.0% | 0.00% | – |
SCYX | New | SCYNEXIS INC | $33,000 | – | 10,200 | +100.0% | 0.00% | – |
LUMN | New | CENTURYLINK INCput | $452,000 | – | 19,000 | +100.0% | 0.00% | – |
CPYYY | New | CENTRICA PLC-SP ADRadr | $129,000 | – | 11,190 | +100.0% | 0.00% | – |
SHAK | New | SHAKE SHACK INC - CLASS A | $343,000 | – | 9,580 | +100.0% | 0.00% | – |
SHI | New | SINOPEC SHANGHAI-SPONS ADRadr | $232,000 | – | 4,295 | +100.0% | 0.00% | – |
SKYAY | New | SKY PLC-SPN ADRadr | $365,000 | – | 7,452 | +100.0% | 0.00% | – |
COFPRG | New | COF 5.2prf | $330,000 | – | 15,208 | +100.0% | 0.00% | – |
SAMM | New | SOUTH AMERICAN MINERALS | $0 | – | 15,000 | +100.0% | 0.00% | – |
SOJA | New | SO 6 1/4 10/15/75prf | $537,000 | – | 20,560 | +100.0% | 0.00% | – |
SOJB | New | SO 5 1/4 10/01/76prf | $233,000 | – | 10,681 | +100.0% | 0.00% | – |
SDOI | New | SPECIAL DIVERSIFIED OPPORTUN | $10,000 | – | 11,203 | +100.0% | 0.00% | – |
CRCQQ | New | CALIFORNIA RESOURCES CORP | $230,000 | – | 10,796 | +100.0% | 0.00% | – |
STML | New | STEMLINE THERAPEUTICS INC | $433,000 | – | 40,400 | +100.0% | 0.00% | – |
CVRR | New | CVR REFINING LPlp | $628,000 | – | 60,400 | +100.0% | 0.00% | – |
SGRY | New | SURGERY PARTNERS INC | $719,000 | – | 45,350 | +100.0% | 0.00% | – |
CAI | New | CAI INTERNATIONAL INC | $617,000 | – | 71,263 | +100.0% | 0.00% | – |
TCPC | New | TCP CAPITAL CORP | $227,000 | – | 13,439 | +100.0% | 0.00% | – |
BTLCY | New | BRITISH LAND CO PLC-SPON ADRadr | $131,000 | – | 16,448 | +100.0% | 0.00% | – |
TLSNY | New | TELIA CO - UNSPON ADRadr | $197,000 | – | 24,553 | +100.0% | 0.00% | – |
TEZNY | New | TERNA SPA-UNSPONSORED ADRadr | $144,000 | – | 10,407 | +100.0% | 0.00% | – |
TX | New | TERNIUM SA-SPONSORED ADRadr | $245,000 | – | 10,118 | +100.0% | 0.00% | – |
TRTC | New | TERRA TECH CORP | $6,000 | – | 19,745 | +100.0% | 0.00% | – |
TPL | New | TEXAS PACIFIC LAND TRUST | $559,000 | – | 1,884 | +100.0% | 0.00% | – |
MQT | New | BLACKROCK MUNIYIELD QUAL II | $185,000 | – | 14,478 | +100.0% | 0.00% | – |
TLYS | New | TILLY'S INC-CLASS A SHRS | $327,000 | – | 24,828 | +100.0% | 0.00% | – |
TOELY | New | TOKYO ELECTRON LTD-UNSP ADRadr | $200,000 | – | 8,389 | +100.0% | 0.00% | – |
TA | New | TRAVELCENTERS OF AMERICA LLC | $366,000 | – | 51,594 | +100.0% | 0.00% | – |
TSL | New | TRINA SOLAR LTD-SPON ADRadr | $364,000 | – | 39,153 | +100.0% | 0.00% | – |
TKC | New | TURKCELL ILETISIM HIZMET-ADRadr | $69,000 | – | 10,027 | +100.0% | 0.00% | – |
TWLO | New | TWILIO INC - A | $721,000 | – | 24,995 | +100.0% | 0.00% | – |
UGP | New | ULTRAPAR PARTICPAC-SPON ADRadr | $202,000 | – | 9,744 | +100.0% | 0.00% | – |
JJCTF | New | IPATH BLOOMBERG COPPER SUBIN | $656,000 | – | 22,793 | +100.0% | 0.00% | – |
UZC | New | USM 7 1/4 12/01/64prf | $218,000 | – | 8,520 | +100.0% | 0.00% | – |
BMLPRG | New | BANK OF AMERICA CORPprf | $209,000 | – | 10,450 | +100.0% | 0.00% | – |
BACPRA | New | BAC 6prf | $269,000 | – | 10,792 | +100.0% | 0.00% | – |
BACWSA | New | BANK OF AMERICA CORP-CW19wt | $189,000 | – | 18,950 | +100.0% | 0.00% | – |
BNCDY | New | BANCA MEDIOLANUM SPA-ADRadr | $821,000 | – | 56,953 | +100.0% | 0.00% | – |
BCV | New | BANCROFT FUND LTD | $215,000 | – | 10,618 | +100.0% | 0.00% | – |
BIZD | New | VANECK VECTORS BDC INCOME ET | $536,000 | – | 29,752 | +100.0% | 0.00% | – |
PFXF | New | VANECK VECTORS PREFERRED SEC | $728,000 | – | 37,684 | +100.0% | 0.00% | – |
MLN | New | VANECK VECTORS AMT-FREE LONG | $569,000 | – | 29,410 | +100.0% | 0.00% | – |
PPH | New | VANECK VECTORS PHARMACEUTICA | $411,000 | – | 7,836 | +100.0% | 0.00% | – |
OIH | New | VANECK VECTORS OIL SERVICES | $672,000 | – | 20,157 | +100.0% | 0.00% | – |
REMX | New | VANECK VECTORS RARE EARTH/ST | $254,000 | – | 14,941 | +100.0% | 0.00% | – |
HAP | New | VANECK VECTORS NATURAL RESOU | $244,000 | – | 7,535 | +100.0% | 0.00% | – |
VPL | New | VANGUARD FTSE PACIFIC ETF | $312,000 | – | 5,374 | +100.0% | 0.00% | – |
BBTPRF | New | BBT 5.2prf | $563,000 | – | 24,757 | +100.0% | 0.00% | – |
BBTPRDCL | New | BBT 5.85prf | $282,000 | – | 11,511 | +100.0% | 0.00% | – |
AGR | New | AVANGRID INC | $639,000 | – | 16,847 | +100.0% | 0.00% | – |
ATROB | New | ASTRONICS CORP-CL B | $215,000 | – | 6,343 | +100.0% | 0.00% | – |
CSF | New | VICTORY CEMP US DISCOVERY EN | $838,000 | – | 20,896 | +100.0% | 0.00% | – |
VNOM | New | VIPER ENERGY PARTNERS LPlp | $841,000 | – | 52,264 | +100.0% | 0.00% | – |
ARI | New | APOLLO COMMERCIAL REAL ESTAT | $194,000 | – | 11,653 | +100.0% | 0.00% | – |
WFCPRT | New | WFC 6prf | $391,000 | – | 15,579 | +100.0% | 0.00% | – |
WFCPRW | New | WFC 5.7prf | $333,000 | – | 14,079 | +100.0% | 0.00% | – |
WFCPRV | New | WFC 6prf | $301,000 | – | 12,010 | +100.0% | 0.00% | – |
WEYS | New | WEYCO GROUP INC | $209,000 | – | 6,675 | +100.0% | 0.00% | – |
ARII | New | AMERICAN RAILCAR INDUSTRIES | $700,000 | – | 15,479 | +100.0% | 0.00% | – |
GCC | New | WISDOMTREE CONTINUOUS COMMOD | $349,000 | – | 18,032 | +100.0% | 0.00% | – |
AMBC | New | AMBAC FINANCIAL GROUP INCcall | $680,000 | – | 30,200 | +100.0% | 0.00% | – |
YAHOY | New | YAHOO! JAPAN CORP-UNSPON ADRadr | $144,000 | – | 18,891 | +100.0% | 0.00% | – |
ZG | New | ZILLOW GROUP INC - A | $249,000 | – | 6,848 | +100.0% | 0.00% | – |
ALLPRECL | New | ALL 6 5/8prf | $651,000 | – | 25,169 | +100.0% | 0.00% | – |
ZTO | New | ZTO EXPRESS CAYMAN INC-ADRadr | $362,000 | – | 30,000 | +100.0% | 0.00% | – |
New | HIBU MIDCO SHARES | $0 | – | 623,323 | +100.0% | 0.00% | – | |
ARLP | New | ALLIANCE RESOURCE PARTNERSlp | $283,000 | – | 12,588 | +100.0% | 0.00% | – |
New | BARCLAYS PLC | $167,000 | – | 62,224 | +100.0% | 0.00% | – | |
AGI | New | ALAMOS GOLD INC-CLASS A | $104,000 | – | 15,176 | +100.0% | 0.00% | – |
CWCO | New | CONSOLIDATED WATER CO-ORD SH | $728,000 | – | 67,161 | +100.0% | 0.00% | – |
GOGL | New | GOLDEN OCEAN GROUP LTD | $251,000 | – | 53,306 | +100.0% | 0.00% | – |
HOLI | New | HOLLYSYS AUTOMATION TECHNOLO | $611,000 | – | 33,372 | +100.0% | 0.00% | – |
AET | New | AETNA INCcall | $768,000 | – | 6,200 | +100.0% | 0.00% | – |
LILAK | New | LIBERTY GLOBAL PLC LILAC - C | $787,000 | – | 37,145 | +100.0% | 0.00% | – |
ADDL | New | ADUDDELL INDUSTRIES INC | $0 | – | 20,100 | +100.0% | 0.00% | – |
PREPRH | New | PRE 7 1/4prf | $386,000 | – | 14,147 | +100.0% | 0.00% | – |
SFL | New | SHIP FINANCE INTL LTD | $153,000 | – | 10,307 | +100.0% | 0.00% | – |
SBIO | New | ALPS MEDICAL BREAKTHROUGHS | $226,000 | – | 9,868 | +100.0% | 0.00% | – |
TINY | New | HARRIS & HARRIS GROUP INC | $42,000 | – | 30,202 | +100.0% | 0.00% | – |
HTGC | New | HERCULES CAPITAL INC | $211,000 | – | 14,960 | +100.0% | 0.00% | – |
SNLN | New | HIGHLAND/IBOXX SENIOR LOAN E | $203,000 | – | 10,821 | +100.0% | 0.00% | – |
New | HIGHLANDS REIT INC | $6,000 | – | 17,911 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Columbia Management Investment Advisers, LLC #2
- Ameriprise Trust Co #3
- Ameriprise Certificate Co #4
- RiverSource Life Insurance Co #5
- RiverSource Life Insurance Co of New York #6
- Threadneedle Asset Management Holdings LTD #10
- Ameriprise Financial Services, Inc. #16
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-03
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
MICROSOFT CORP | 42 | Q3 2023 | 3.8% |
APPLE INC | 42 | Q3 2023 | 3.2% |
AMAZON.COM INC | 42 | Q3 2023 | 2.5% |
JPMORGAN CHASE & CO | 42 | Q3 2023 | 1.8% |
JOHNSON & JOHNSON | 42 | Q3 2023 | 1.3% |
META PLATFORMS INC-CLASS A | 42 | Q3 2023 | 1.6% |
CISCO SYSTEMS INC | 42 | Q3 2023 | 1.3% |
VISA INC-CLASS A SHARES | 42 | Q3 2023 | 1.1% |
COMCAST CORP-CLASS A | 42 | Q3 2023 | 1.2% |
CHEVRON CORPORATION | 42 | Q3 2023 | 1.2% |
View AMERIPRISE FINANCIAL INC's complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
Quotient Ltd | February 21, 2023 | 94,755 | 0.4% |
Afya Ltd | February 14, 2023 | 1,435,024 | 3.0% |
AMEDISYS INC | February 14, 2023 | 1,100,719 | 3.4% |
Anika Therapeutics, Inc. | February 14, 2023 | 181,943 | 1.2% |
Doximity, Inc. | February 14, 2023 | 2,294,675 | 2.0% |
IBEX Ltd | February 14, 2023 | 664,667 | 3.6% |
ICF International, Inc. | February 14, 2023 | 801,152 | 4.3% |
INTER PARFUMS INC | February 14, 2023 | 595,717 | 1.9% |
Planet Fitness, Inc. | February 14, 2023 | 2,273,733 | 2.7% |
REGIS CORP | February 14, 2023 | 104,955 | 0.2% |
View AMERIPRISE FINANCIAL INC's complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
10-Q | 2024-05-06 |
4 | 2024-04-26 |
4 | 2024-04-26 |
4 | 2024-04-26 |
4 | 2024-04-26 |
4 | 2024-04-26 |
4 | 2024-04-26 |
4 | 2024-04-26 |
8-K | 2024-04-26 |
8-K | 2024-04-22 |
View AMERIPRISE FINANCIAL INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.