| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| RMR | Exit | RMR Group Inc. | $0 | – | -16 | -100.0% | 0.00% | – |
| WAB | Exit | WABTEC | $0 | – | -17 | -100.0% | -0.00% | – |
| AMLP | Exit | Alerian MLP | $0 | – | -120 | -100.0% | -0.00% | – |
| SCU | Exit | Sculptor Capital Management | $0 | – | -200 | -100.0% | -0.00% | – |
| OGN | Exit | Organon & Co. | $0 | – | -147 | -100.0% | -0.00% | – |
| OXYWS | Exit | Occidental Pete Corp Wts exp 8/3/27 | $0 | – | -297 | -100.0% | -0.00% | – |
| STWD | Exit | Starwood Ppty | $0 | – | -400 | -100.0% | -0.00% | – |
| SVC | Exit | Service Ppty Trust | $0 | – | -1,000 | -100.0% | -0.00% | – |
| SMIT | Exit | Schmitt Industries | $0 | – | -2,500 | -100.0% | -0.00% | – |
| BCACW | Exit | Brookline Capital Acq Corp. Warrants | $0 | – | -2,000 | -100.0% | -0.01% | – |
| ACQRW | Exit | Independence Holdings Warrants | $0 | – | -1,900 | -100.0% | -0.01% | – |
| BNS | Exit | Bank Nova Scotia Halifax | $0 | – | -400 | -100.0% | -0.01% | – |
| Exit | American Outdoor Brands | $0 | – | -1,024 | -100.0% | -0.01% | – | |
| PBCT | Exit | Peoples United Financial | $0 | – | -1,500 | -100.0% | -0.01% | – |
| CC | Exit | Chemours Co. | $0 | – | -920 | -100.0% | -0.01% | – |
| EXP | Exit | Eagle Materials | $0 | – | -228 | -100.0% | -0.01% | – |
| HCAQ | Exit | HealthCor Catalio Acquisition Corp. | $0 | – | -4,000 | -100.0% | -0.02% | – |
| BCAC | Exit | Brookline Capital Acquisition Corp. | $0 | – | -4,000 | -100.0% | -0.02% | – |
| GE | Exit | General Electric | $0 | – | -450 | -100.0% | -0.02% | – |
| CFFN | Exit | Capitol Federal | $0 | – | -4,000 | -100.0% | -0.02% | – |
| OXY | Exit | Occidental Pete Corp | $0 | – | -1,801 | -100.0% | -0.02% | – |
| PRTS | Exit | Carparts.com Inc. | $0 | – | -3,700 | -100.0% | -0.02% | – |
| LLY | Exit | Eli Lilly Inc. | $0 | – | -300 | -100.0% | -0.02% | – |
| DBRG | Exit | Digital Bridge Group | $0 | – | -12,466 | -100.0% | -0.03% | – |
| SAIL | Exit | Sailpoint Technologies | $0 | – | -1,700 | -100.0% | -0.03% | – |
| Exit | Tempest Therapeutics, Inc. | $0 | – | -5,359 | -100.0% | -0.03% | – | |
| CRIS | Exit | Curis, Inc. | $0 | – | -10,000 | -100.0% | -0.03% | – |
| SWBI | Exit | Smith & Wesson Brands | $0 | – | -4,097 | -100.0% | -0.03% | – |
| TMUS | Exit | T-Mobil US Inc. | $0 | – | -700 | -100.0% | -0.03% | – |
| ACQR | Exit | Independence Holdings | $0 | – | -9,500 | -100.0% | -0.03% | – |
| IOVA | Exit | Iovance Biotherapeutics, Inc. | $0 | – | -4,000 | -100.0% | -0.04% | – |
| KHC | Exit | The Kraft Company | $0 | – | -2,732 | -100.0% | -0.04% | – |
| FNB | Exit | FNB Bancorp | $0 | – | -8,905 | -100.0% | -0.04% | – |
| XBI | Exit | SPDR S&P Biotech ETF | $0 | – | -800 | -100.0% | -0.04% | – |
| GLPG | Exit | Galapagos NV | $0 | – | -2,000 | -100.0% | -0.04% | – |
| MRK | Exit | Merck & Co. Inc. | $0 | – | -1,475 | -100.0% | -0.04% | – |
| ZYME | Exit | Zymeworks Inc. | $0 | – | -4,000 | -100.0% | -0.04% | – |
| TTE | Exit | Total SA | $0 | – | -2,500 | -100.0% | -0.04% | – |
| MDT | Exit | Medtronics | $0 | – | -1,050 | -100.0% | -0.05% | – |
| HRGG | Exit | Heritiage NOLA Bancorp | $0 | – | -9,000 | -100.0% | -0.05% | – |
| WARRWS | Exit | Warrior Technologies Acquisition Comp Wt | $0 | – | -12,500 | -100.0% | -0.05% | – |
| LGVWS | Exit | Longview Acquisition Corp II Warrants | $0 | – | -12,780 | -100.0% | -0.05% | – |
| TIGR | Exit | UP Fintech Holdings | $0 | – | -13,736 | -100.0% | -0.05% | – |
| RLMD | Exit | Relmada Therapeutics, Inc. | $0 | – | -6,000 | -100.0% | -0.06% | – |
| SSB | Exit | South Street Corporation | $0 | – | -2,135 | -100.0% | -0.06% | – |
| LEGH | Exit | Legacy Housing Corporation | $0 | – | -9,000 | -100.0% | -0.06% | – |
| Exit | Alimera Sciences, Inc. | $0 | – | -38,226 | -100.0% | -0.06% | – | |
| VLY | Exit | Valley National Bancorp | $0 | – | -12,800 | -100.0% | -0.06% | – |
| XLRN | Exit | Acceleron Pharma, Inc. | $0 | – | -1,000 | -100.0% | -0.06% | – |
| SIOX | Exit | Sio Gene Therapies, Inc. | $0 | – | -80,000 | -100.0% | -0.06% | – |
| SEEL | Exit | Seelos Therapeutics, Inc. | $0 | – | -72,367 | -100.0% | -0.06% | – |
| CTIC | Exit | CTI BioPharma Corp. | $0 | – | -60,000 | -100.0% | -0.06% | – |
| AGAC | Exit | African Gold Acquistion Corp. | $0 | – | -18,000 | -100.0% | -0.06% | – |
| JMIA | Exit | Jumia Technologies AG | $0 | – | -9,800 | -100.0% | -0.07% | – |
| IBERWS | Exit | Ibere Pharmaceuticals Warrants | $0 | – | -18,000 | -100.0% | -0.08% | – |
| PSTX | Exit | Poseida Therapeutics, Inc. | $0 | – | -29,566 | -100.0% | -0.08% | – |
| CRSP | Exit | CRISPR Therapeutics AG | $0 | – | -2,000 | -100.0% | -0.08% | – |
| CDXS | Exit | Codexis, Inc. | $0 | – | -10,000 | -100.0% | -0.08% | – |
| Exit | ALX Oncology Holdings Inc | $0 | – | -3,200 | -100.0% | -0.09% | – | |
| WARR | Exit | Warrior Technologies Acquisition Company | $0 | – | -25,000 | -100.0% | -0.09% | – |
| FSBW | Exit | FS Bancorp | $0 | – | -7,300 | -100.0% | -0.09% | – |
| TARA | Exit | Protara Therapeutics, Inc. | $0 | – | -36,479 | -100.0% | -0.09% | – |
| MSACW | Exit | Medicus Science Acquisition, Corp. Wts | $0 | – | -22,222 | -100.0% | -0.09% | – |
| IGT | Exit | Interantional Gaming Technologies | $0 | – | -10,500 | -100.0% | -0.10% | – |
| ROCRW | Exit | Roth CH Acquisition III Co. Warrants | $0 | – | -25,000 | -100.0% | -0.10% | – |
| AAPL | Exit | Apple Inc. | $0 | – | -2,100 | -100.0% | -0.11% | – |
| CLBRWS | Exit | Colombier Acquisition Corp. Wts. | $0 | – | -26,666 | -100.0% | -0.11% | – |
| FB | Exit | Facebook Inc. | $0 | – | -990 | -100.0% | -0.12% | – |
| CAG | Exit | Conagra Brands | $0 | – | -10,000 | -100.0% | -0.12% | – |
| IBER | Exit | Ibere Pharmaceuticals | $0 | – | -36,000 | -100.0% | -0.13% | – |
| GMED | Exit | Globus Medical, Inc. | $0 | – | -4,631 | -100.0% | -0.13% | – |
| IMVT | Exit | Immunovant Inc. | $0 | – | -42,600 | -100.0% | -0.13% | – |
| MSFT | Exit | Microsoft Corporation | $0 | – | -1,400 | -100.0% | -0.14% | – |
| WPC | Exit | WP Carey | $0 | – | -6,000 | -100.0% | -0.16% | – |
| BFLY | Exit | Butterfly Network, Inc. | $0 | – | -45,760 | -100.0% | -0.17% | – |
| CTVA | Exit | Corteva Inc. | $0 | – | -12,075 | -100.0% | -0.18% | – |
| Exit | Macquire Infrastructure Corp | $0 | – | -13,350 | -100.0% | -0.20% | – | |
| T | Exit | AT&T Inc. | $0 | – | -20,125 | -100.0% | -0.20% | – |
| LGV | Exit | Longview Acquisition Corp II | $0 | – | -63,900 | -100.0% | -0.23% | – |
| BRPMW | Exit | B. Riley Principal 150 Merger Corp. Wts | $0 | – | -58,986 | -100.0% | -0.25% | – |
| CNQ | Exit | Canadian Natural Resources Inc. | $0 | – | -18,885 | -100.0% | -0.25% | – |
| DOW | Exit | Dow Inc. | $0 | – | -12,160 | -100.0% | -0.25% | – |
| KO | Exit | Coca Cola | $0 | – | -13,400 | -100.0% | -0.26% | – |
| QUOT | Exit | Quotient Technology Inc. | $0 | – | -125,000 | -100.0% | -0.26% | – |
| CLBR | Exit | Colombier Acquisition Corp. | $0 | – | -80,000 | -100.0% | -0.28% | – |
| KMB | Exit | Kimberly Clark Corporation | $0 | – | -6,000 | -100.0% | -0.29% | – |
| DD | Exit | Dupont De Nemours Inc. | $0 | – | -12,160 | -100.0% | -0.30% | – |
| LOKMWS | Exit | Live Oak Mobility Aquisition Corp. Wts | $0 | – | -72,030 | -100.0% | -0.30% | – |
| JNJ | Exit | Johnson & Johnson | $0 | – | -5,200 | -100.0% | -0.30% | – |
| ASLN | Exit | ASLAN Pharmaceuticals Limited | $0 | – | -478,186 | -100.0% | -0.31% | – |
| ABBV | Exit | AbbVie Inc. | $0 | – | -8,000 | -100.0% | -0.31% | – |
| Exit | Marinus Pharmaceuticals, Inc. | $0 | – | -81,166 | -100.0% | -0.34% | – | |
| CDTX | Exit | Cidara Therapeutics, Inc. | $0 | – | -415,308 | -100.0% | -0.34% | – |
| MDLZ | Exit | Mondelez Int'l Inc. | $0 | – | -16,000 | -100.0% | -0.34% | – |
| Exit | Doma Holdings, Inc. - Warrants | $0 | – | -83,333 | -100.0% | -0.35% | – | |
| VZ | Exit | Verizon Communications | $0 | – | -17,991 | -100.0% | -0.35% | – |
| ROCR | Exit | Roth CH Acquisition III Co. | $0 | – | -100,000 | -100.0% | -0.36% | – |
| RHP | Exit | Ryman Hospitality Ppty Inc | $0 | – | -12,400 | -100.0% | -0.38% | – |
| GILD | Exit | Gilead Sciences, Inc. | $0 | – | -15,481 | -100.0% | -0.39% | – |
| TMKRW | Exit | Tastemaker Acquisition Corp. Warrants | $0 | – | -100,000 | -100.0% | -0.42% | – |
| VKTX | Exit | Viking Therapeutics, Inc. | $0 | – | -208,102 | -100.0% | -0.48% | – |
| BRIVW | Exit | B.Riley Principal 250 Merger Corp. Wts. | $0 | – | -116,666 | -100.0% | -0.49% | – |
| AUPH | Exit | Aurinia Pharmaceuticals Inc. | $0 | – | -62,896 | -100.0% | -0.51% | – |
| XENE | Exit | Xenon Pharmaceuticals Inc. | $0 | – | -94,488 | -100.0% | -0.52% | – |
| QURE | Exit | uniQure N.V. | $0 | – | -46,766 | -100.0% | -0.54% | – |
| CHRS | Exit | Coherus Biosciences, Inc. | $0 | – | -102,555 | -100.0% | -0.60% | – |
| TGTX | Exit | TG Therapeutics, Inc. | $0 | – | -49,592 | -100.0% | -0.60% | – |
| KAIRW | Exit | Kairos Acquisition Corp. Warrants | $0 | – | -146,528 | -100.0% | -0.61% | – |
| BRPM | Exit | B. Riley Principal 150 Merger Corp. | $0 | – | -176,963 | -100.0% | -0.63% | – |
| INCY | Exit | Incyte Corporation | $0 | – | -26,475 | -100.0% | -0.66% | – |
| ZGNX | Exit | Zogenix, Inc. | $0 | – | -124,688 | -100.0% | -0.69% | – |
| INVA | Exit | Innoviva, Inc. | $0 | – | -115,269 | -100.0% | -0.70% | – |
| MSAC | Exit | Medicus Science Acquisition, Corp. | $0 | – | -200,000 | -100.0% | -0.71% | – |
| TMKR | Exit | Tastemaker Acquisition Corp. | $0 | – | -200,000 | -100.0% | -0.72% | – |
| TWLVW | Exit | Twelve Seas Investment Company II Warrants | $0 | – | -171,666 | -100.0% | -0.72% | – |
| EIGR | Exit | Eiger BioPharmaceuticals, Inc. | $0 | – | -312,492 | -100.0% | -0.76% | – |
| HZAC | Exit | Horizon Acquistion Corporation | $0 | – | -210,100 | -100.0% | -0.76% | – |
| HZNP | Exit | Horizon Therapeutics Public Ltd. Company | $0 | – | -20,000 | -100.0% | -0.80% | – |
| AB | Exit | AllianceBernstein Holdings PL Unit Ltd. | $0 | – | -50,500 | -100.0% | -0.91% | – |
| BMY | Exit | Bristol-Myers Squibb Company | $0 | – | -42,409 | -100.0% | -0.91% | – |
| JPM | Exit | JP Morgan Chase | $0 | – | -16,740 | -100.0% | -1.00% | – |
| UTHR | Exit | United Therapeutics Corporation | $0 | – | -15,300 | -100.0% | -1.03% | – |
| GLHAW | Exit | Glass Houses Acquisition Corp. Warrants | $0 | – | -250,000 | -100.0% | -1.04% | – |
| AVDL | Exit | Avadel Pharmaceuticals plc | $0 | – | -301,864 | -100.0% | -1.08% | – |
| KKR | Exit | KKR & Co. Inc. | $0 | – | -50,000 | -100.0% | -1.11% | – |
| DNMR | Exit | Danimer Scientific, Inc. | $0 | – | -200,000 | -100.0% | -1.19% | – |
| KAIR | Exit | Kairos Acquisition Corp. | $0 | – | -345,463 | -100.0% | -1.21% | – |
| BRIV | Exit | B.Riley Principal 250 Merger Corp. | $0 | – | -350,000 | -100.0% | -1.23% | – |
| LOKM | Exit | Live Oak Mobility Aquisition Corp. | $0 | – | -360,152 | -100.0% | -1.27% | – |
| Exit | Trillium Therapeutics Inc. | $0 | – | -198,699 | -100.0% | -1.27% | – | |
| REGN | Exit | Regeneron Pharmaceuticals, Inc. | $0 | – | -6,000 | -100.0% | -1.32% | – |
| EBC | Exit | Eastern Bankshares Inc | $0 | – | -190,000 | -100.0% | -1.40% | – |
| KW | Exit | Kennedy-Wilson Holdings, Inc. | $0 | – | -210,000 | -100.0% | -1.60% | – |
| FSK | Exit | FS KKR Capital Corp. | $0 | – | -199,825 | -100.0% | -1.60% | – |
| GLHA | Exit | Glass Houses Acquisition Corp. | $0 | – | -500,000 | -100.0% | -1.78% | – |
| PFE | Exit | Pfizer Inc. | $0 | – | -114,500 | -100.0% | -1.79% | – |
| TWLV | Exit | Twelve Seas Investment Company II | $0 | – | -515,000 | -100.0% | -1.82% | – |
| AGACWS | Exit | African Gold Acquistion Corp. Warrants | $0 | – | -463,500 | -100.0% | -1.94% | – |
| Exit | Coliseum Acquisition Corp. Wts | $0 | – | -495,000 | -100.0% | -2.07% | – | |
| Exit | Greenidge Generation Holdings Inc. | $0 | – | -224,000 | -100.0% | -2.08% | – | |
| MDWT | Exit | Midwest Holding Inc. | $0 | – | -170,000 | -100.0% | -2.40% | – |
| KDMN | Exit | Kadmon Holdings, Inc. | $0 | – | -989,450 | -100.0% | -3.13% | – |
| Exit | Coliseum Acquisition Corp | $0 | – | -984,835 | -100.0% | -3.48% | – | |
| UPLD | Exit | Upland Software, Inc. | $0 | – | -300,000 | -100.0% | -3.64% | – |
| LGND | Exit | Ligand Pharmaceuticals Incorporated | $0 | – | -75,000 | -100.0% | -3.80% | – |
| Exit | Greenidge Generation Holdings Inc.put | $0 | – | -448,809 | -100.0% | -4.16% | – | |
| FTAI | Exit | Fortress Trans & Infrastructure Inv. LLC | $0 | – | -497,700 | -100.0% | -4.59% | – |
| GOOG | Exit | Alphabet Inc-Cl C | $0 | – | -5,600 | -100.0% | -5.42% | – |
| APO | Exit | Apollo Global Management, Inc. | $0 | – | -250,000 | -100.0% | -5.60% | – |
| CLMT | Exit | Calumet Specialty Products Partners, LP | $0 | – | -3,567,500 | -100.0% | -10.25% | – |
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Ligand Pharmaceuticals Incorporated | 34 | Q3 2021 | 52.6% |
| Pfizer Inc. | 34 | Q3 2021 | 17.4% |
| Capitol Federal S&L | 34 | Q3 2021 | 5.7% |
| JP Morgan Chase& Co. | 34 | Q3 2021 | 1.3% |
| Apple Inc. | 34 | Q3 2021 | 2.1% |
| Microsoft Corporation | 34 | Q3 2021 | 2.3% |
| AllianceBernstein Holdings PL Unit Ltd. | 34 | Q3 2021 | 0.9% |
| Johnson & Johnson | 34 | Q3 2021 | 0.6% |
| Mondelez Int'lt Inc. | 34 | Q3 2021 | 0.5% |
| Ryman Hospitality PPTYS Inc. | 34 | Q3 2021 | 0.4% |
View KNOTT DAVID M's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LIGAND PHARMACEUTICALS INC | February 13, 2018 | 865,500 | 4.1% |
| Rand Logistics, Inc. | November 15, 2017 | 1,432,660 | 7.2% |
| Essex Rental Corp. | August 16, 2013 | 1,124,472 | 4.5% |
| Westway Group, Inc. | February 01, 2013 | ? | ? |
| FutureFuel Corp. | February 01, 2012 | 1,838,000 | 4.5% |
| COLUMBIA LABORATORIES INC | January 31, 2012 | ? | ? |
| Essex Rental Corp. | February 16, 2011 | 2,805,666 | 13.0% |
| Pet DRx CORPSold out | February 09, 2011 | 0 | 0.0% |
| China Ceramics Co., Ltd | October 14, 2010 | 1,350,000 | 10.3% |
| NABI BIOPHARMACEUTICALS | June 22, 2010 | 2,344,597 | 4.8% |
View KNOTT DAVID M's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-08-13 |
| 13F-HR | 2021-05-13 |
| 13F-HR | 2021-02-12 |
| 13F-HR | 2020-11-13 |
| 13F-HR | 2020-08-12 |
| 13F-HR | 2020-05-13 |
| 13F-HR | 2020-02-14 |
| 13F-HR | 2019-11-12 |
| 13F-HR | 2019-08-12 |
View KNOTT DAVID M's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.