$275 Million is the total value of KNOTT DAVID M's 197 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 45.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| APO | Sell | Apollo Global Management, Inc. | $15,398,000 | -17.5% | 250,000 | -16.7% | 5.60% | -15.6% |
| PFE | Sell | Pfizer Inc. | $4,925,000 | +4.9% | 114,500 | -4.5% | 1.79% | +7.2% |
| FSK | Sell | FS KKR Capital Corp. | $4,404,000 | -48.2% | 199,825 | -49.4% | 1.60% | -47.0% |
| EBC | Sell | Eastern Bankshares Inc | $3,857,000 | -6.2% | 190,000 | -5.0% | 1.40% | -4.2% |
| KKR | Sell | KKR & Co. Inc. | $3,044,000 | -48.6% | 50,000 | -50.0% | 1.11% | -47.5% |
| AVDL | Sell | Avadel Pharmaceuticals plc | $2,958,000 | +44.2% | 301,864 | -1.0% | 1.08% | +47.5% |
| JPM | Sell | JP Morgan Chase | $2,740,000 | -3.0% | 16,740 | -7.9% | 1.00% | -0.8% |
| BMY | Sell | Bristol-Myers Squibb Company | $2,509,000 | -13.5% | 42,409 | -2.3% | 0.91% | -11.5% |
| HZNP | Sell | Horizon Therapeutics Public Ltd. Company | $2,191,000 | -26.9% | 20,000 | -37.5% | 0.80% | -25.3% |
| BRPM | Sell | B. Riley Principal 150 Merger Corp. | $1,725,000 | -66.9% | 176,963 | -66.4% | 0.63% | -66.2% |
| TGTX | Sell | TG Therapeutics, Inc. | $1,650,000 | -15.6% | 49,592 | -1.6% | 0.60% | -13.7% |
| XENE | Sell | Xenon Pharmaceuticals Inc. | $1,444,000 | -44.8% | 94,488 | -32.8% | 0.52% | -43.5% |
| AUPH | Sell | Aurinia Pharmaceuticals Inc. | $1,392,000 | -34.8% | 62,896 | -61.8% | 0.51% | -33.3% |
| JNJ | Sell | Johnson & Johnson | $840,000 | -16.2% | 5,200 | -14.5% | 0.30% | -14.3% |
| CNQ | Sell | Canadian Natural Resources Inc. | $690,000 | -14.6% | 18,885 | -15.3% | 0.25% | -12.5% |
| IMVT | Sell | Immunovant Inc. | $370,000 | -64.0% | 42,600 | -56.2% | 0.13% | -63.3% |
| IGT | Sell | Interantional Gaming Technologies | $276,000 | -89.3% | 10,500 | -90.2% | 0.10% | -89.1% |
| AGAC | Sell | African Gold Acquistion Corp. | $175,000 | -73.4% | 18,000 | -73.5% | 0.06% | -72.6% |
| KHC | Sell | The Kraft Company | $101,000 | -36.5% | 2,732 | -30.0% | 0.04% | -35.1% |
| OXY | Sell | Occidental Pete Corp | $53,000 | -29.3% | 1,801 | -24.5% | 0.02% | -29.6% |
| GE | Sell | General Electric | $46,000 | -2.1% | 450 | -87.1% | 0.02% | 0.0% |
| OXYWS | Sell | Occidental Pete Corp Wts exp 8/3/27 | $7,000 | -12.5% | 297 | -19.7% | 0.00% | 0.0% |
| VTRS | Exit | Viatris Inc. | $0 | – | -794 | -100.0% | -0.00% | – |
| AETUF | Exit | ARC Resources Ltd | $0 | – | -1,348 | -100.0% | -0.00% | – |
| VRCA | Exit | Verrica Pharmaceuticals, Inc. | $0 | – | -1,375 | -100.0% | -0.01% | – |
| EDIT | Exit | Editas Medicine, Inc. | $0 | – | -1,000 | -100.0% | -0.02% | – |
| CUZ | Exit | Cousins Properties | $0 | – | -3,357 | -100.0% | -0.04% | – |
| TPST | Exit | Tempest Therapeutics, Inc. | $0 | – | -13,833 | -100.0% | -0.06% | – |
| PRGO | Exit | Perrigo Company PLC | $0 | – | -4,915 | -100.0% | -0.08% | – |
| MIC | Exit | Macquire Infrastructure Corp | $0 | – | -13,150 | -100.0% | -0.18% | – |
| IBM | Exit | International Business Machines | $0 | – | -4,284 | -100.0% | -0.22% | – |
| CLBRU | Exit | Colombier Acquisition Corp | $0 | – | -80,000 | -100.0% | -0.28% | – |
| CAPWS | Exit | Capitol Investment Corp. V Warrants | $0 | – | -83,333 | -100.0% | -0.34% | – |
| INSE | Exit | Inspired Entertainment, Inc. | $0 | – | -100,000 | -100.0% | -0.45% | – |
| Exit | Medicus Science Acquisition, Corp. | $0 | – | -200,000 | -100.0% | -0.69% | – | |
| HZON | Exit | Horizon Acquistion Corporation | $0 | – | -210,100 | -100.0% | -0.74% | – |
| CNST | Exit | Constellation Pharmaceuticals, Inc. | $0 | – | -91,909 | -100.0% | -1.10% | – |
| SPRT | Exit | Support.com, Inc.put | $0 | – | -1,361,900 | -100.0% | -1.87% | – |
| PSTH | Exit | Pershing Square Holdings, Ltd | $0 | – | -275,000 | -100.0% | -2.22% | – |
| MITAU | Exit | Coliseum Acquisition Corp. | $0 | – | -1,485,000 | -100.0% | -5.22% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Ligand Pharmaceuticals Incorporated | 34 | Q3 2021 | 52.6% |
| Pfizer Inc. | 34 | Q3 2021 | 17.4% |
| Capitol Federal S&L | 34 | Q3 2021 | 5.7% |
| JP Morgan Chase& Co. | 34 | Q3 2021 | 1.3% |
| Apple Inc. | 34 | Q3 2021 | 2.1% |
| Microsoft Corporation | 34 | Q3 2021 | 2.3% |
| AllianceBernstein Holdings PL Unit Ltd. | 34 | Q3 2021 | 0.9% |
| Johnson & Johnson | 34 | Q3 2021 | 0.6% |
| Mondelez Int'lt Inc. | 34 | Q3 2021 | 0.5% |
| Ryman Hospitality PPTYS Inc. | 34 | Q3 2021 | 0.4% |
View KNOTT DAVID M's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LIGAND PHARMACEUTICALS INC | February 13, 2018 | 865,500 | 4.1% |
| Rand Logistics, Inc. | November 15, 2017 | 1,432,660 | 7.2% |
| Essex Rental Corp. | August 16, 2013 | 1,124,472 | 4.5% |
| Westway Group, Inc. | February 01, 2013 | ? | ? |
| FutureFuel Corp. | February 01, 2012 | 1,838,000 | 4.5% |
| COLUMBIA LABORATORIES INC | January 31, 2012 | ? | ? |
| Essex Rental Corp. | February 16, 2011 | 2,805,666 | 13.0% |
| Pet DRx CORPSold out | February 09, 2011 | 0 | 0.0% |
| China Ceramics Co., Ltd | October 14, 2010 | 1,350,000 | 10.3% |
| NABI BIOPHARMACEUTICALS | June 22, 2010 | 2,344,597 | 4.8% |
View KNOTT DAVID M's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-08-13 |
| 13F-HR | 2021-05-13 |
| 13F-HR | 2021-02-12 |
| 13F-HR | 2020-11-13 |
| 13F-HR | 2020-08-12 |
| 13F-HR | 2020-05-13 |
| 13F-HR | 2020-02-14 |
| 13F-HR | 2019-11-12 |
| 13F-HR | 2019-08-12 |
View KNOTT DAVID M's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.