$3.69 Billion is the total value of SIT INVESTMENT ASSOCIATES INC's 523 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 30.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EVV | Sell | EATON VANCE LIMITED DURATION I | $109,269,000 | -35.5% | 8,720,584 | -39.3% | 2.96% | +16.2% |
| AAPL | Sell | APPLE INC | $108,390,000 | -32.9% | 816,867 | -29.1% | 2.93% | +20.9% |
| MSFT | Sell | MICROSOFT CORP | $90,439,000 | -45.6% | 406,612 | -58.1% | 2.45% | -1.9% |
| EVG | Sell | EATON VANCE SHORT DUR DIVERSIF | $87,669,000 | -41.9% | 7,092,985 | -43.1% | 2.37% | +4.6% |
| BTZ | Sell | BLACKROCK CREDIT ALLOCATION IN | $71,686,000 | -25.4% | 4,873,310 | -28.7% | 1.94% | +34.4% |
| FTF | Sell | FRANKLIN LIMITED DURATION INCO | $59,062,000 | -37.4% | 6,269,840 | -41.1% | 1.60% | +12.9% |
| PPT | Sell | PUTNAM PREMIER INCOME TRUST PP | $54,502,000 | -13.6% | 11,720,862 | -13.1% | 1.48% | +55.8% |
| PIM | Sell | PUTNAM MASTER INTERMEDIATE INC | $51,140,000 | -41.7% | 12,089,753 | -40.5% | 1.38% | +5.0% |
| BKT | Sell | BLACKROCK INCOME TRUST INC BKT | $50,045,000 | -55.1% | 8,244,608 | -54.9% | 1.36% | -19.0% |
| MIN | Sell | MFS INTERMEDIATE INCOME TRUST | $42,981,000 | -57.6% | 11,281,093 | -57.9% | 1.16% | -23.5% |
| WIW | Sell | WA INFLATION-LINKED OPP & INC | $39,474,000 | -48.2% | 3,180,791 | -53.5% | 1.07% | -6.6% |
| AVGO | Sell | BROADCOM INC | $39,040,000 | -42.7% | 89,163 | -58.7% | 1.06% | +3.2% |
| JPS | Buy | NUVEEN PREFERRED & INCOME SEC | $35,555,000 | +29.1% | 3,654,171 | +16.9% | 0.96% | +132.4% |
| DBL | Sell | DOUBLELINE OPP CREDIT FD DBL | $35,300,000 | -12.7% | 1,796,450 | -14.1% | 0.96% | +57.5% |
| AMAT | Sell | APPLIED MATERIALS INC | $32,156,000 | -28.1% | 372,602 | -54.6% | 0.87% | +29.5% |
| JNJ | Sell | JOHNSON & JOHNSON | $31,984,000 | -51.6% | 203,225 | -57.5% | 0.87% | -12.7% |
| GHY | Sell | PGIM GLOBAL SHORT DURATION HIG | $30,397,000 | -43.4% | 2,091,997 | -46.3% | 0.82% | +2.1% |
| CB | Buy | CHUBB LTD | $30,376,000 | +24.0% | 197,350 | +7.2% | 0.82% | +123.4% |
| V | Sell | VISA INC | $29,726,000 | -52.0% | 135,902 | -59.4% | 0.80% | -13.5% |
| GAM | Buy | GENERAL AMERICAN INVESTORS CO | $29,095,000 | +11.5% | 782,321 | +1.8% | 0.79% | +101.0% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $28,693,000 | -45.9% | 81,821 | -60.0% | 0.78% | -2.5% |
| NEA | Sell | NUVEEN AMT-FREE QUALITY MUNI I | $28,648,000 | -45.4% | 1,897,191 | -48.2% | 0.78% | -1.5% |
| JMM | Sell | NUVEEN MULTI-MARKET INC FD JMM | $27,726,000 | -42.2% | 3,856,234 | -42.5% | 0.75% | +4.3% |
| NAD | Sell | NUVEEN QUALITY MUNICIPAL INC F | $26,129,000 | -40.1% | 1,699,992 | -43.6% | 0.71% | +7.9% |
| GOOGL | Sell | ALPHABET INC - CL A | $25,599,000 | -35.7% | 14,606 | -50.7% | 0.69% | +15.9% |
| PEP | Sell | PEPSICO INC | $25,314,000 | -54.5% | 170,694 | -57.7% | 0.68% | -18.1% |
| ACN | Sell | ACCENTURE PLC CL A | $23,800,000 | -44.7% | 91,115 | -56.0% | 0.64% | -0.5% |
| EGF | Sell | BLACKROCK ENHANCED GOVERNMENT | $23,663,000 | -56.1% | 1,758,549 | -57.3% | 0.64% | -20.9% |
| HD | Sell | HOME DEPOT INC | $23,539,000 | -60.5% | 88,620 | -62.6% | 0.64% | -28.9% |
| AMZN | Sell | AMAZON.COM INC | $23,518,000 | -35.6% | 7,221 | -51.3% | 0.64% | +16.0% |
| JHS | Sell | JOHN HANCOCK INCOME SECURITIES | $23,432,000 | -47.3% | 1,489,616 | -50.3% | 0.63% | -5.1% |
| UNP | Sell | UNION PACIFIC CORP | $23,325,000 | -51.4% | 112,021 | -58.4% | 0.63% | -12.6% |
| JPM | Sell | JPMORGAN CHASE & CO | $23,188,000 | -50.8% | 182,483 | -58.1% | 0.63% | -11.3% |
| INSI | Sell | INSIGHT SELECT INCOME FD INSI | $22,957,000 | -44.2% | 1,074,756 | -46.8% | 0.62% | +0.5% |
| ABT | Sell | ABBOTT LABORATORIES | $22,863,000 | -45.4% | 208,812 | -51.9% | 0.62% | -1.6% |
| MCR | Sell | MFS CHARTER INCOME TRUST MCR | $22,818,000 | -39.8% | 2,601,802 | -44.3% | 0.62% | +8.6% |
| JLS | Sell | NUVEEN MORTGAGE & INCOME FD JL | $22,782,000 | -24.7% | 1,152,349 | -22.7% | 0.62% | +35.9% |
| FMY | Sell | FIRST TR MORTGAGE INCOME FD FM | $22,722,000 | -50.7% | 1,633,297 | -51.1% | 0.62% | -11.3% |
| MDT | Sell | MEDTRONIC PLC | $22,136,000 | -33.4% | 188,970 | -39.8% | 0.60% | +20.0% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $22,133,000 | -66.5% | 376,740 | -65.8% | 0.60% | -39.6% |
| FB | Sell | FACEBOOK INC | $21,251,000 | -31.3% | 77,796 | -41.4% | 0.58% | +23.9% |
| FSD | Sell | FIRST TR HIGH INC LONG/SHORT F | $21,052,000 | -20.3% | 1,425,306 | -23.2% | 0.57% | +43.6% |
| GDV | Sell | GABELLI DIVD & INCOME TR GDV | $20,938,000 | +15.3% | 975,674 | -1.0% | 0.57% | +107.7% |
| BHK | Sell | BLACKROCK CORE BOND TRUST BHK | $20,415,000 | -61.1% | 1,252,424 | -64.1% | 0.55% | -29.8% |
| JGH | Buy | NUVEEN GLOBAL HIGH INCOME FD J | $20,153,000 | +16.0% | 1,295,986 | +3.4% | 0.55% | +109.2% |
| WIA | Sell | WA INFLATION - LINKED SEC & IN | $19,953,000 | -54.8% | 1,462,829 | -61.0% | 0.54% | -18.7% |
| ADX | Buy | ADAMS DIVERSIFIED EQUITY ADX | $19,545,000 | +11.5% | 1,130,413 | +4.5% | 0.53% | +101.1% |
| NEE | Buy | NEXTERA ENERGY INC | $19,402,000 | -48.0% | 251,479 | +70.3% | 0.52% | -6.2% |
| GS | Sell | GOLDMAN SACHS GROUP INC/THE | $19,348,000 | +0.1% | 73,368 | -23.0% | 0.52% | +80.7% |
| DUC | Sell | DUFF & PHELPS UTILITY AND CORP | $19,294,000 | -61.2% | 1,925,513 | -64.2% | 0.52% | -30.2% |
| HON | Sell | HONEYWELL INTERNATIONAL INC | $19,264,000 | -51.0% | 90,567 | -61.5% | 0.52% | -11.7% |
| MGU | Buy | MACQUARIE GLBL INFRASTRUCTURE | $18,496,000 | +21.8% | 911,582 | +5.4% | 0.50% | +119.7% |
| MCD | Sell | MCDONALD'S CORP | $18,404,000 | -28.6% | 85,766 | -27.3% | 0.50% | +28.7% |
| AMT | Sell | AMERICAN TOWER CORPreit | $17,965,000 | -35.2% | 80,035 | -32.2% | 0.49% | +16.8% |
| ABBV | Sell | ABBVIE INC | $17,941,000 | +18.0% | 167,438 | -4.2% | 0.49% | +113.2% |
| RCS | Buy | PIMCO STRATEGIC INCOME FUND RC | $17,870,000 | +20.6% | 2,578,711 | +11.7% | 0.48% | +117.0% |
| FDX | Buy | FEDEX CORP | $17,788,000 | +16.3% | 68,517 | +12.7% | 0.48% | +109.6% |
| TGT | Sell | TARGET CORP | $17,045,000 | -57.3% | 96,553 | -70.0% | 0.46% | -23.2% |
| QCOM | Buy | QUALCOMM INC | $16,780,000 | +64.6% | 110,146 | +27.1% | 0.45% | +196.7% |
| VTA | Sell | INVESCO DYNAMIC CREDIT OPPORTU | $16,245,000 | -48.9% | 1,512,570 | -49.4% | 0.44% | -7.8% |
| SWKS | Sell | SKYWORKS SOLUTIONS INC | $16,134,000 | -41.8% | 105,534 | -59.1% | 0.44% | +4.8% |
| JQC | Sell | NUVEEN CREDIT STRATEGIES INC F | $16,144,000 | -38.8% | 2,550,345 | -37.7% | 0.44% | +10.4% |
| MDLZ | Sell | MONDELEZ INTERNATIONAL INC | $16,081,000 | -36.3% | 275,037 | -38.3% | 0.44% | +14.8% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $15,962,000 | -37.2% | 34,270 | -50.6% | 0.43% | +13.1% |
| AMP | Sell | AMERIPRISE FINANCIAL INC | $15,839,000 | -14.5% | 81,504 | -32.8% | 0.43% | +54.3% |
| TEAM | Sell | ATLASSIAN CORP PLC | $15,541,000 | +1.7% | 66,450 | -27.2% | 0.42% | +83.0% |
| PPR | Buy | VOYA PRIME RATE TR PPR | $15,018,000 | +20.8% | 3,359,638 | +20.9% | 0.41% | +117.6% |
| YETI | Sell | YETI HOLDINGS INC | $14,832,000 | -23.2% | 216,620 | -58.6% | 0.40% | +38.6% |
| BMY | Buy | BRISTOL-MYERS SQUIBB CO | $14,619,000 | +7.9% | 235,671 | +4.3% | 0.40% | +95.1% |
| TJX | Sell | TJX COS INC/THE | $14,245,000 | -60.2% | 208,599 | -67.5% | 0.39% | -28.1% |
| GOOG | Sell | ALPHABET INC - CL C | $14,068,000 | -44.3% | 8,030 | -57.6% | 0.38% | +0.5% |
| ORCL | Sell | ORACLE CORP | $14,055,000 | -5.5% | 217,266 | -16.4% | 0.38% | +70.4% |
| PG | Sell | PROCTER & GAMBLE CO/THE | $13,957,000 | -49.1% | 100,311 | -51.8% | 0.38% | -8.3% |
| HNW | Sell | PIONEER DIVERSIFIED HIGH INC T | $13,767,000 | -40.8% | 946,217 | -43.1% | 0.37% | +6.9% |
| CRM | Sell | SALESFORCE.COM INC | $13,583,000 | -43.7% | 61,040 | -48.5% | 0.37% | +1.7% |
| RQI | Buy | COHEN & STEERS QUAL INC RLTY R | $13,599,000 | +12.7% | 1,096,717 | +1.0% | 0.37% | +103.3% |
| GRMN | Sell | GARMIN LTD | $13,260,000 | -39.2% | 110,814 | -54.4% | 0.36% | +9.5% |
| VGM | Sell | INVESCO TRUST FOR INV GRADE MU | $13,220,000 | -48.5% | 1,000,791 | -50.7% | 0.36% | -7.3% |
| GLO | Buy | CLOUGH GLOBAL OPP FD GLO | $13,006,000 | +38.4% | 1,170,634 | +16.4% | 0.35% | +149.6% |
| ADI | Sell | ANALOG DEVICES INC | $12,893,000 | +20.7% | 87,274 | -4.7% | 0.35% | +118.1% |
| AZN | Sell | ASTRAZENECA PLC ADRdepositary recei | $12,864,000 | -50.8% | 257,336 | -51.4% | 0.35% | -11.5% |
| AFG | Buy | AMERICAN FINANCIAL GROUP INC | $12,777,000 | +93.6% | 145,818 | +48.0% | 0.35% | +249.5% |
| DXCM | Sell | DEXCOM INC | $12,737,000 | -8.3% | 34,450 | -22.6% | 0.34% | +65.1% |
| VKQ | Sell | INVESCO MUNICIPAL TRUST VKQ | $12,417,000 | -37.2% | 968,558 | -40.0% | 0.34% | +13.1% |
| KEYS | Sell | KEYSIGHT TECHNOLOGIES INC | $12,368,000 | +1.6% | 93,633 | -24.0% | 0.34% | +83.1% |
| SBUX | Sell | STARBUCKS CORP | $12,263,000 | -47.4% | 114,625 | -57.1% | 0.33% | -5.1% |
| CAG | Sell | CONAGRA BRANDS INC | $12,247,000 | -51.4% | 337,765 | -55.7% | 0.33% | -12.2% |
| DOV | Sell | DOVER CORP | $12,211,000 | +6.7% | 96,723 | -8.4% | 0.33% | +92.4% |
| VKI | Sell | INVESCO ADVANTAGE MUNI INC TRU | $12,208,000 | -41.7% | 1,075,560 | -43.4% | 0.33% | +4.8% |
| D | Buy | DOMINION RES INC VA NEW | $12,078,000 | +41.6% | 160,609 | +48.7% | 0.33% | +155.5% |
| MS | Sell | MORGAN STANLEY | $12,060,000 | +8.9% | 175,975 | -23.2% | 0.33% | +96.4% |
| KTF | Sell | DWS MUNICIPAL INCOME TRUST KTF | $12,013,000 | -50.5% | 1,032,891 | -51.7% | 0.32% | -11.0% |
| ETR | Buy | ENTERGY CORP NEW | $11,781,000 | +24.4% | 117,995 | +22.8% | 0.32% | +124.6% |
| NXJ | Sell | NUVEEN NJ QUALITY MUNI INC FD | $11,584,000 | -55.3% | 806,113 | -56.5% | 0.31% | -19.3% |
| AON | Sell | AON PLC | $11,577,000 | -11.6% | 54,795 | -13.7% | 0.31% | +58.9% |
| CVS | Sell | CVS HEALTH CORP | $11,331,000 | -4.2% | 165,899 | -17.8% | 0.31% | +72.5% |
| ADSK | Sell | AUTODESK INC | $11,209,000 | -29.1% | 36,710 | -57.1% | 0.30% | +27.8% |
| SMG | Sell | SCOTTS MIRACLE-GRO CO/THE | $10,877,000 | -26.9% | 54,620 | -53.9% | 0.29% | +31.2% |
| VMO | Sell | INVESCO MUNICIPAL OPPORTUNITY | $10,819,000 | -48.8% | 843,952 | -50.6% | 0.29% | -7.6% |
| MET | Buy | METLIFE INC | $10,774,000 | +66.3% | 229,475 | +31.7% | 0.29% | +201.0% |
| TROW | Sell | T ROWE PRICE GROUP INC | $10,765,000 | -70.6% | 71,110 | -76.7% | 0.29% | -47.0% |
| ADBE | Sell | ADOBE INC | $10,633,000 | -45.0% | 21,260 | -59.6% | 0.29% | -0.7% |
| ISD | Sell | PGIM SHORT DURATION HI YLD FD | $10,440,000 | -30.2% | 696,005 | -33.9% | 0.28% | +25.8% |
| PYPL | Sell | PAYPAL HOLDINGS INC | $10,233,000 | -30.8% | 43,695 | -55.7% | 0.28% | +24.8% |
| APD | Buy | AIR PRODUCTS & CHEMICALS INC | $10,218,000 | -3.2% | 37,400 | +5.5% | 0.28% | +74.2% |
| BGB | Buy | BLACKSTONE STRAT CREDIT FD BGB | $10,140,000 | +4.4% | 812,485 | +5.0% | 0.27% | +87.7% |
| NBB | Sell | NUVEEN BUILD AMERICA BOND FD N | $10,101,000 | -69.9% | 425,303 | -71.7% | 0.27% | -45.8% |
| O | Buy | REALTY INCOME CORPreit | $10,036,000 | +9.6% | 161,425 | +7.1% | 0.27% | +97.1% |
| EL | Sell | ESTEE LAUDER COS INC | $10,039,000 | -42.1% | 37,715 | -54.7% | 0.27% | +4.2% |
| SHW | Sell | SHERWIN-WILLIAMS CO/THE | $10,009,000 | -59.2% | 13,620 | -66.6% | 0.27% | -26.4% |
| MRVL | Buy | MARVELL TECHNOLOGY GROUP LTD | $10,023,000 | +46.1% | 210,841 | +22.0% | 0.27% | +163.1% |
| MRK | Sell | MERCK & CO INC | $9,907,000 | -60.7% | 121,107 | -59.8% | 0.27% | -29.1% |
| ARDC | Sell | ARES DYNAMIC CRED ALLOC FD AR | $9,852,000 | -16.1% | 689,449 | -20.6% | 0.27% | +50.8% |
| BGX | Buy | BLACKSTONE LNG SHRT CRED INC F | $9,874,000 | +29.0% | 735,752 | +23.6% | 0.27% | +132.2% |
| IQI | Sell | INVESCO QUALITY MUNICIPAL INCO | $9,868,000 | -48.1% | 756,711 | -50.0% | 0.27% | -6.6% |
| BGH | Buy | BARINGS GLOBAL SHORT DUR HI YL | $9,789,000 | +31.9% | 648,703 | +16.4% | 0.26% | +136.6% |
| TT | Sell | TRANE TECHNOLOGIES PLC | $9,768,000 | +9.1% | 67,291 | -8.9% | 0.26% | +95.6% |
| PAYC | Sell | PAYCOM SOFTWARE INC | $9,753,000 | +12.1% | 21,565 | -30.1% | 0.26% | +101.5% |
| ECL | Sell | ECOLAB INC | $9,696,000 | -53.6% | 44,815 | -57.4% | 0.26% | -16.6% |
| NVDA | Sell | NVIDIA CORP | $9,603,000 | +0.1% | 18,389 | -23.4% | 0.26% | +80.6% |
| NVG | Sell | NUVEEN AMT-FREE MUNI CREDIT IN | $9,483,000 | -22.8% | 565,119 | -26.8% | 0.26% | +38.9% |
| VBF | Sell | INVESCO BOND FUND VBF | $9,334,000 | -52.9% | 428,546 | -57.0% | 0.25% | -15.1% |
| BLK | Sell | BLACKROCK INCcl a | $9,284,000 | +15.0% | 12,867 | -10.2% | 0.25% | +107.4% |
| TEL | Sell | TE CONNECTIVITY LTD | $9,119,000 | +22.6% | 75,319 | -1.1% | 0.25% | +120.5% |
| CHGG | Sell | CHEGG INC | $8,742,000 | -9.5% | 96,775 | -48.6% | 0.24% | +63.4% |
| NKE | Sell | NIKE INC CL B | $8,733,000 | -2.3% | 61,732 | -15.1% | 0.24% | +76.1% |
| JSD | Buy | NUVEEN SHORT DUR CREDIT OPP FD | $8,632,000 | +39.1% | 646,093 | +28.9% | 0.23% | +151.6% |
| IIM | Sell | INVESCO VALUE MUNICIPAL INCOME | $8,576,000 | +3.0% | 547,979 | -2.2% | 0.23% | +85.6% |
| PH | Buy | PARKER-HANNIFIN CORP | $8,472,000 | +36.4% | 31,100 | +1.3% | 0.23% | +146.2% |
| STZ | Sell | CONSTELLATION BRANDS INC | $8,432,000 | -58.8% | 38,495 | -62.4% | 0.23% | -26.0% |
| IVH | Sell | IVY HIGH INC OPPORTUNITIES FD | $8,402,000 | -45.6% | 632,670 | -48.2% | 0.23% | -2.2% |
| DEX | Buy | DELAWARE ENHANCED GLOBAL DIVD | $8,299,000 | +29.2% | 852,090 | +17.7% | 0.22% | +134.4% |
| TDOC | Sell | TELADOC HEALTH INC | $8,158,000 | -40.3% | 40,800 | -60.2% | 0.22% | +7.8% |
| INTU | Sell | INTUIT INC | $8,073,000 | -60.5% | 21,253 | -70.4% | 0.22% | -28.7% |
| J | Sell | JACOBS ENGINEERING GROUP INC | $8,082,000 | -39.8% | 74,170 | -49.3% | 0.22% | +8.4% |
| HUBS | Sell | HUBSPOT INC | $7,998,000 | -12.3% | 20,175 | -51.3% | 0.22% | +58.4% |
| BFZ | Sell | BLACKROCK CA MUNICIPAL INCOME | $8,025,000 | -62.7% | 563,970 | -64.8% | 0.22% | -33.0% |
| WEA | Sell | WESTERN ASSET PREMIER BOND FUN | $7,981,000 | -18.2% | 563,228 | -22.7% | 0.22% | +46.9% |
| EEFT | Sell | EURONET WORLDWIDE INC | $7,974,000 | -38.6% | 55,025 | -50.4% | 0.22% | +10.8% |
| GLQ | Sell | CLOUGH GLOBAL EQUITY FD GLQ | $7,977,000 | -26.5% | 581,402 | -39.3% | 0.22% | +32.5% |
| SYF | Sell | SYNCHRONY FINANCIAL | $7,912,000 | -33.0% | 227,950 | -34.1% | 0.21% | +20.9% |
| DHY | Buy | CREDIT SUISSE HIGH YIELD BOND | $7,878,000 | +17.5% | 3,455,100 | +8.7% | 0.21% | +110.9% |
| DHF | Sell | BNY MELLON HIGH YIELD STRATEGI | $7,853,000 | -16.1% | 2,617,819 | -22.2% | 0.21% | +51.1% |
| GIM | New | TEMPLETON GLOBAL INCOME FUND G | $7,760,000 | – | 1,410,840 | +100.0% | 0.21% | – |
| JRI | Buy | NUVEEN REAL ASSET INC & GRW JR | $7,772,000 | +109.7% | 577,417 | +87.9% | 0.21% | +275.0% |
| DE | Buy | DEERE & CO | $7,773,000 | +30.9% | 28,891 | +7.8% | 0.21% | +136.0% |
| DSU | Sell | BLACKROCK DEBT STRATEGIES FD D | $7,710,000 | -69.9% | 737,772 | -69.9% | 0.21% | -45.7% |
| MUE | Sell | BLACKROCK MUNIHOLDINGS QUALITY | $7,706,000 | -51.8% | 564,507 | -54.9% | 0.21% | -12.9% |
| ZBH | Sell | ZIMMER BIOMET HOLDINGS INC | $7,733,000 | -61.2% | 50,187 | -65.5% | 0.21% | -30.3% |
| EAD | Sell | WELLS FARGO INC OPPORTUNITIES | $7,678,000 | -28.6% | 940,915 | -32.3% | 0.21% | +29.2% |
| ATVI | Buy | ACTIVISION BLIZZARD INC | $7,602,000 | +16.1% | 81,878 | +1.2% | 0.21% | +110.2% |
| MPWR | Sell | MONOLITHIC POWER SYSTEMS INC | $7,447,000 | -13.0% | 20,335 | -46.9% | 0.20% | +56.6% |
| LMT | Sell | LOCKHEED MARTIN CORP | $7,480,000 | -66.1% | 21,071 | -63.0% | 0.20% | -39.0% |
| TREX | Sell | TREX CO INC | $7,449,000 | -29.9% | 88,975 | -34.5% | 0.20% | +26.2% |
| SPLK | Sell | SPLUNK INC | $7,338,000 | -32.2% | 43,190 | -33.9% | 0.20% | +22.1% |
| IRTC | Sell | IRHYTHM TECHNOLOGIES INC | $7,330,000 | -10.6% | 30,900 | -29.7% | 0.20% | +61.0% |
| AFT | Buy | APOLLO SR FLOATING RATE FD AFT | $7,258,000 | +23.1% | 504,018 | +16.5% | 0.20% | +120.2% |
| NUO | Sell | NUVEEN OHIO QUALITY INCOME MUN | $7,235,000 | -44.0% | 462,145 | -45.0% | 0.20% | +1.0% |
| EVF | Buy | EATON VANCE SR INCOME TR EVF | $7,217,000 | +25.5% | 1,134,747 | +15.9% | 0.20% | +126.7% |
| PTC | Sell | PTC INC | $7,203,000 | -20.7% | 60,220 | -50.0% | 0.20% | +42.3% |
| NFJ | Buy | ALLIANZGI NFJ DIVD INTER NFJ | $7,177,000 | +51.1% | 533,230 | +32.5% | 0.19% | +173.2% |
| TSI | Sell | TCW STRATEGIC INCOME FD TSI | $7,160,000 | -62.8% | 1,258,281 | -63.0% | 0.19% | -32.9% |
| WCN | Sell | WASTE CONNECTIONS INC | $7,084,000 | -47.8% | 69,065 | -50.1% | 0.19% | -5.9% |
| TRP | Sell | TC ENERGY CORP | $7,073,000 | -52.9% | 173,710 | -44.9% | 0.19% | -15.5% |
| NRK | Sell | NUVEEN NY AMT-FREE MUNICIPAL I | $7,064,000 | -31.4% | 522,133 | -33.9% | 0.19% | +23.2% |
| AOD | Buy | ABERDEEN TOTAL DYNAMIC DIVD FD | $7,006,000 | +33.3% | 791,664 | +19.6% | 0.19% | +140.5% |
| LHX | Sell | L3HARRIS TECHNOLOGIES INC | $6,919,000 | -56.4% | 36,602 | -56.7% | 0.19% | -21.8% |
| SNY | Sell | SANOFI ADRdepositary recei | $6,918,000 | -30.6% | 142,373 | -28.3% | 0.19% | +24.7% |
| FAM | Sell | FIRST TR ABERDEEN GLOBAL OPP I | $6,786,000 | -14.1% | 643,210 | -16.3% | 0.18% | +54.6% |
| BAH | Sell | BOOZ ALLEN HAMILTON HOLDING CO | $6,765,000 | -45.4% | 77,600 | -51.9% | 0.18% | -1.6% |
| KO | Sell | COCA-COLA CO/THE | $6,551,000 | -69.0% | 119,462 | -70.2% | 0.18% | -44.3% |
| BHP | New | BHP BILLITON ADRdepositary recei | $6,537,000 | – | 100,045 | +100.0% | 0.18% | – |
| AIF | Buy | APOLLO TACTICAL INCOME FD AIF | $6,529,000 | +106.2% | 450,898 | +81.0% | 0.18% | +268.8% |
| JPC | Buy | NUVEEN PREFERRED INCOME OPPORT | $6,532,000 | +100.5% | 687,621 | +79.2% | 0.18% | +261.2% |
| SRPT | Sell | SAREPTA THERAPEUTICS INC | $6,494,000 | -19.0% | 38,090 | -48.2% | 0.18% | +46.7% |
| NSRGY | Sell | NESTLE SA ADRdepositary recei | $6,497,000 | -52.9% | 55,155 | -54.6% | 0.18% | -15.0% |
| LOGI | Sell | LOGITECH INTERNATIONAL SA | $6,492,000 | +5.3% | 66,800 | -26.0% | 0.18% | +89.2% |
| SPE | Sell | SPECIAL OPPORTUNITIES FUND INC | $6,414,000 | -52.8% | 455,533 | -55.1% | 0.17% | -14.7% |
| JPI | Buy | NUVEEN PFD & INCOME TERM FD JP | $6,403,000 | +97.4% | 260,180 | +76.3% | 0.17% | +253.1% |
| CIK | Sell | CREDIT SUISSE ASSET MANAGEMENT | $6,392,000 | -24.2% | 2,029,208 | -27.7% | 0.17% | +36.2% |
| EXAS | Sell | EXACT SCIENCES CORP | $6,346,000 | -21.4% | 47,900 | -42.4% | 0.17% | +42.1% |
| ULTA | Sell | ULTA BEAUTY INC | $6,309,000 | -42.9% | 21,970 | -52.7% | 0.17% | +3.0% |
| MUS | Sell | BLACKROCK MUNIHOLDINGS QUALITY | $6,180,000 | -46.1% | 467,460 | -47.6% | 0.17% | -2.9% |
| ANET | Sell | ARISTA NETWORKS INC | $6,156,000 | -55.2% | 21,185 | -65.4% | 0.17% | -19.3% |
| MUJ | Sell | BLACKROCK MUNIHOLDINGS NJ QUAL | $6,092,000 | -55.1% | 421,287 | -56.8% | 0.16% | -19.1% |
| KIO | Buy | KKR INCOME OPPORTUNITIES FD KI | $6,068,000 | +207.9% | 420,519 | +188.6% | 0.16% | +446.7% |
| HTY | Sell | JOHN HANCOCK TAX-ADV GLB SHARE | $6,031,000 | -12.3% | 1,090,678 | -15.1% | 0.16% | +58.3% |
| HYB | Sell | NEW AMERICA HIGH INC FD HYB | $6,025,000 | -30.4% | 694,173 | -30.9% | 0.16% | +25.4% |
| FRC | Sell | FIRST REPUBLIC BANK | $5,920,000 | -30.0% | 40,290 | -51.0% | 0.16% | +26.0% |
| HIO | Sell | WESTERN ASSET HIGH INC OPP FD | $5,906,000 | -82.2% | 1,193,105 | -82.2% | 0.16% | -67.9% |
| ISRG | Sell | INTUITIVE SURGICAL INC | $5,845,000 | -38.9% | 7,145 | -53.3% | 0.16% | +9.7% |
| DMO | Buy | WESTERN ASSET MORTGAGE DEFINED | $5,833,000 | +22.5% | 411,351 | +13.4% | 0.16% | +119.4% |
| MKSI | Sell | MKS INSTRUMENTS INC | $5,836,000 | -11.1% | 38,790 | -39.3% | 0.16% | +59.6% |
| JRO | Buy | NUVEEN FLOATING RATE INC OPP F | $5,776,000 | +50.8% | 666,918 | +53.3% | 0.16% | +169.0% |
| RE | Sell | EVEREST RE GROUP LTD | $5,603,000 | -70.4% | 23,936 | -71.2% | 0.15% | -46.7% |
| ALGN | Sell | ALIGN TECHNOLOGY INC | $5,606,000 | -18.4% | 10,490 | -61.7% | 0.15% | +47.6% |
| EHC | Sell | ENCOMPASS HEALTH CORP | $5,514,000 | -28.6% | 66,680 | -44.5% | 0.15% | +28.4% |
| ANSS | Sell | ANSYS INC | $5,495,000 | -39.4% | 15,105 | -55.3% | 0.15% | +9.6% |
| DSL | New | DOUBLELINE INCOME SOLUTIO DSL | $5,394,000 | – | 325,340 | +100.0% | 0.15% | – |
| ALIZY | ALLIANZ SE ADRdepositary recei | $5,405,000 | +28.7% | 219,267 | 0.0% | 0.15% | +131.7% | |
| MGF | Sell | MFS GOVERNMENT MARKETS INCOME | $5,395,000 | -71.9% | 1,175,372 | -71.7% | 0.15% | -49.5% |
| AGD | Buy | ABERDEEN GLOBAL DYNAMIC DIVD F | $5,338,000 | +20.0% | 511,342 | +5.9% | 0.14% | +116.4% |
| AJG | Sell | ARTHUR J GALLAGHER & CO | $5,325,000 | -42.0% | 43,045 | -54.3% | 0.14% | +4.3% |
| CIEN | Sell | CIENA CORP | $5,189,000 | -61.2% | 98,175 | -71.1% | 0.14% | -30.3% |
| BTA | Sell | BLACKROCK LONG-TERM MUNI ADVAN | $5,138,000 | -56.2% | 403,939 | -57.7% | 0.14% | -21.0% |
| MIY | Sell | BLACKROCK MUNIYIELD MI QUALITY | $5,106,000 | -64.9% | 350,473 | -66.2% | 0.14% | -37.0% |
| ETN | Sell | EATON CORP PLC | $5,009,000 | -72.6% | 41,694 | -80.0% | 0.14% | -50.5% |
| MYI | Sell | BLACKROCK MUNIYIELD QUALITY FD | $5,038,000 | -55.5% | 348,647 | -58.4% | 0.14% | -20.0% |
| DEO | Sell | DIAGEO PLC ADRdepositary recei | $4,972,000 | -44.5% | 31,305 | -47.7% | 0.14% | 0.0% |
| DOC | Sell | PHYSICIANS REALTY TRUSTreit | $4,974,000 | -70.3% | 279,413 | -70.3% | 0.14% | -46.4% |
| NXST | Sell | NEXSTAR MEDIA GROUP INC | $4,951,000 | -41.7% | 45,340 | -48.8% | 0.13% | +4.7% |
| MQT | Sell | BLACKROCK MUNIYIELD QUALITY FD | $4,806,000 | -61.3% | 343,776 | -64.0% | 0.13% | -30.5% |
| MFL | Sell | BLACKROCK MUNIHOLDINGS INV QUA | $4,787,000 | -52.1% | 339,977 | -54.1% | 0.13% | -13.3% |
| SAIC | Sell | SCIENCE APPLICATIONS INTL CORP | $4,768,000 | -41.9% | 50,380 | -49.2% | 0.13% | +4.9% |
| NOC | Sell | NORTHROP GRUMMAN CORP | $4,626,000 | -74.9% | 15,180 | -70.7% | 0.12% | -54.9% |
| HCA | Sell | HCA HEALTHCARE INC | $4,576,000 | -65.6% | 27,825 | -74.6% | 0.12% | -38.0% |
| ENX | Buy | EATON VANCE NEW YORK MUNI ENX | $4,510,000 | +76.8% | 367,274 | +69.9% | 0.12% | +221.1% |
| AZPN | Sell | ASPEN TECHNOLOGY INC | $4,512,000 | -49.3% | 34,640 | -51.4% | 0.12% | -9.0% |
| DT | Buy | DYNATRACE INC | $4,484,000 | +33.1% | 103,625 | +26.2% | 0.12% | +137.3% |
| BSE | Sell | BLACKROCK NY MUNI INC QLT TRUS | $4,453,000 | -52.1% | 326,701 | -53.3% | 0.12% | -13.6% |
| PODD | Sell | INSULET CORP | $4,470,000 | -42.5% | 17,485 | -55.8% | 0.12% | +3.4% |
| VMM | Sell | DELAWARE INVS MN MUNI INC FD I | $4,430,000 | -49.5% | 337,636 | -49.8% | 0.12% | -9.1% |
| WEC | Sell | WEC ENERGY GROUP INC | $4,400,000 | -63.4% | 47,810 | -61.9% | 0.12% | -34.3% |
| THC | TENET HEALTHCARE CORP | $4,387,000 | +62.9% | 109,875 | 0.0% | 0.12% | +197.5% | |
| NQP | Sell | NUVEEN PA QUALITY MUNI INC FD | $4,185,000 | -39.0% | 289,223 | -42.4% | 0.11% | +9.7% |
| WM | Sell | WASTE MANAGEMENT INC | $4,138,000 | -50.0% | 35,085 | -51.6% | 0.11% | -9.7% |
| MEN | Sell | BLACKROCK MUNIENHANCED FD MEN | $4,091,000 | -50.3% | 341,485 | -53.0% | 0.11% | -10.5% |
| GLOB | Sell | GLOBANT SA | $4,097,000 | -31.5% | 18,825 | -61.0% | 0.11% | +23.3% |
| NOW | Sell | SERVICENOW INC | $3,978,000 | +8.0% | 7,227 | -4.9% | 0.11% | +96.4% |
| DGX | Sell | QUEST DIAGNOSTICS INC | $3,944,000 | -73.6% | 33,097 | -75.8% | 0.11% | -52.2% |
| IHIT | Buy | INVESCO HIGH INC 2023 TARGET T | $3,958,000 | +105.5% | 469,560 | +153.3% | 0.11% | +269.0% |
| PACB | Sell | PACIFIC BIOSCIENCES CALIF | $3,968,000 | +128.2% | 152,975 | -13.2% | 0.11% | +311.5% |
| IBDRY | Sell | IBERDROLA SA ADRdepositary recei | $3,904,000 | -39.2% | 67,894 | -52.1% | 0.11% | +9.3% |
| LGI | Sell | LAZARD GLOBAL TOTAL RETURN AND | $3,870,000 | +10.0% | 217,307 | -4.2% | 0.10% | +98.1% |
| TSN | Sell | TYSON FOODS INC - CL A | $3,763,000 | -34.1% | 58,398 | -39.1% | 0.10% | +18.6% |
| CCMP | Sell | CMC MATERIALS INC | $3,771,000 | +3.5% | 24,925 | -2.4% | 0.10% | +85.5% |
| CSL | Sell | CARLISLE COS INC | $3,720,000 | -30.5% | 23,820 | -41.4% | 0.10% | +26.2% |
| MTN | Sell | VAIL RESORTS INC | $3,721,000 | -39.9% | 13,340 | -52.4% | 0.10% | +8.6% |
| VLT | Sell | INVESCO HIGH INCOME TR II VLT | $3,690,000 | -56.1% | 271,530 | -56.4% | 0.10% | -20.6% |
| DOCU | New | DOCUSIGN INC | $3,698,000 | – | 16,635 | +100.0% | 0.10% | – |
| GDDY | Sell | GODADDY INC | $3,695,000 | -18.8% | 44,550 | -30.6% | 0.10% | +47.1% |
| HUBB | Sell | HUBBELL INC | $3,653,000 | -50.1% | 23,300 | -57.4% | 0.10% | -10.0% |
| CG | Buy | CARLYLE GROUP LP/THE | $3,602,000 | +28.8% | 114,575 | +1.1% | 0.10% | +133.3% |
| KNX | Sell | KNIGHT-SWIFT TRANSPORT INC | $3,534,000 | -26.3% | 84,500 | -30.7% | 0.10% | +33.3% |
| ACP | Sell | ABERDEEN INC CREDIT STRATEGIES | $3,552,000 | -23.1% | 332,573 | -26.4% | 0.10% | +39.1% |
| PFE | Sell | PFIZER INC | $3,496,000 | -43.6% | 94,963 | -44.5% | 0.10% | +2.2% |
| A | Sell | AGILENT TECHNOLOGIES INC | $3,510,000 | -72.6% | 29,626 | -81.0% | 0.10% | -50.8% |
| EMO | Sell | CLEARBRIDGE ENERGY MLP OPP FD | $3,525,000 | +51.7% | 262,491 | -0.9% | 0.10% | +171.4% |
| ALTR | Sell | ALTAIR ENGINEERING INC-A | $3,478,000 | -36.5% | 59,783 | -58.9% | 0.09% | +14.6% |
| MMM | Sell | 3M CO | $3,377,000 | -60.3% | 19,320 | -63.1% | 0.09% | -28.9% |
| ASGN | Sell | ASGN INC | $3,322,000 | -38.5% | 39,775 | -53.5% | 0.09% | +11.1% |
| BAC | Sell | BANK OF AMERICA CORP | $3,282,000 | -58.7% | 108,281 | -63.3% | 0.09% | -25.2% |
| CPZ | New | CALAMOS LNG/SHRT EQ & DYN CPZ | $3,254,000 | – | 186,707 | +100.0% | 0.09% | – |
| ICE | Sell | INTERCONTINENTAL EXCHANGE INC | $3,138,000 | -44.9% | 27,220 | -54.1% | 0.08% | -1.2% |
| IGA | New | VOYA GLBL ADV & PREM OPP FD IG | $3,090,000 | – | 353,143 | +100.0% | 0.08% | – |
| ROK | Sell | ROCKWELL AUTOMATION INC | $3,072,000 | -54.9% | 12,250 | -67.0% | 0.08% | -18.6% |
| CCEP | Sell | COCA-COLA EUROPEAN PARTNERS PL | $3,055,000 | -47.1% | 61,300 | -50.0% | 0.08% | -4.6% |
| CEM | Buy | CLEARBRIDGE ENERGY MLP FD CEM | $3,024,000 | +52.1% | 180,244 | +0.2% | 0.08% | +173.3% |
| SCI | Sell | SERVICE CORP INTERNATIONAL/US | $3,009,000 | -57.9% | 61,275 | -60.9% | 0.08% | -24.3% |
| AME | Sell | AMETEK INC | $2,903,000 | -36.8% | 24,000 | -50.0% | 0.08% | +14.5% |
| FSLF | Buy | FIRST EAGLE SENIOR LOAN FSLF | $2,820,000 | +119.8% | 201,875 | +95.1% | 0.08% | +300.0% |
| SZC | CUSHING RENAISSANCE FD/THE SZC | $2,759,000 | +35.8% | 75,726 | 0.0% | 0.08% | +141.9% | |
| ATRC | Buy | ATRICURE INC | $2,788,000 | +85.0% | 50,075 | +32.6% | 0.08% | +226.1% |
| STE | Sell | STERIS PLC | $2,734,000 | -46.6% | 14,425 | -54.8% | 0.07% | -3.9% |
| DSM | Sell | BNY MELLON STRATEGIC MUNI BOND | $2,668,000 | -8.5% | 338,986 | -13.2% | 0.07% | +63.6% |
| SONY | Sell | SONY CORP ADRdepositary recei | $2,641,000 | -25.6% | 26,125 | -50.0% | 0.07% | +34.0% |
| APAM | Sell | ARTISAN PARTNERS ASSET MG | $2,579,000 | +21.9% | 51,225 | -5.6% | 0.07% | +118.8% |
| BBF | Buy | BLACKROCK MUNIC INCM INVS BBF | $2,476,000 | +24.0% | 185,352 | +20.3% | 0.07% | +123.3% |
| MUH | Sell | BLACKROCK MUNIHOLDINGS FD II I | $2,479,000 | -57.8% | 164,252 | -58.3% | 0.07% | -23.9% |
| MSA | Sell | MSA SAFETY INC | $2,428,000 | -40.3% | 16,250 | -51.5% | 0.07% | +8.2% |
| EFT | New | EATON VANCE FLOATING-RATE INC | $2,388,000 | – | 181,484 | +100.0% | 0.06% | – |
| BIDU | Sell | BAIDU INC ADRdepositary recei | $2,400,000 | +28.3% | 11,100 | -29.6% | 0.06% | +132.1% |
| RELX | Sell | RELX PLC - ADRdepositary recei | $2,362,000 | -49.0% | 95,795 | -52.3% | 0.06% | -8.6% |
| NMY | Sell | NUVEEN MD PREMIUM INCOME MUNIC | $2,359,000 | -56.3% | 167,154 | -58.9% | 0.06% | -21.0% |
| RIO | Sell | RIO TINTO PLC ADRdepositary recei | $2,377,000 | -45.1% | 31,600 | -59.0% | 0.06% | -1.5% |
| NMS | Sell | NUVEEN MN QUALITY MUNI INC FD | $2,364,000 | -47.8% | 159,408 | -50.0% | 0.06% | -5.9% |
| IHTA | Sell | INVESCO HIGH INC 2024 TARGET T | $2,309,000 | -23.8% | 264,812 | -9.2% | 0.06% | +37.0% |
| MFT | Sell | BLACKROCK MUNIYIELD INV QUALIT | $2,325,000 | -50.6% | 162,030 | -52.6% | 0.06% | -11.3% |
| STAA | STAAR SURGICAL CO | $2,276,000 | +40.1% | 28,725 | 0.0% | 0.06% | +158.3% | |
| HELE | Buy | HELEN OF TROY LTD | $2,293,000 | +64.1% | 10,320 | +42.9% | 0.06% | +195.2% |
| CIGI | Sell | COLLIERS INTL GROUP INC | $2,252,000 | -36.1% | 25,265 | -49.2% | 0.06% | +15.1% |
| IGI | Buy | WESTERN ASSET INV GRA DEF OPP | $2,215,000 | +142.3% | 99,053 | +124.8% | 0.06% | +328.6% |
| KBR | Sell | KBR INC | $2,175,000 | -29.2% | 70,325 | -46.5% | 0.06% | +28.3% |
| AXS | Sell | AXIS CAPITAL HOLDINGS LTD | $2,184,000 | -68.3% | 43,350 | -62.0% | 0.06% | -42.7% |
| RXN | Buy | REXNORD CORP NEW | $2,091,000 | +86.0% | 52,950 | +40.5% | 0.06% | +235.3% |
| EME | Sell | EMCOR GROUP INC | $2,094,000 | -36.7% | 22,900 | -47.1% | 0.06% | +14.0% |
| BMRN | BIOMARIN PHARMACEUTICAL INC | $2,061,000 | +15.3% | 23,500 | 0.0% | 0.06% | +107.4% | |
| DTF | Sell | DTF TAX-FREE INCOME INC DTF | $2,048,000 | -20.9% | 137,429 | -23.3% | 0.06% | +41.0% |
| SIEGY | Sell | SIEMENS AG ADRdepositary recei | $2,047,000 | -33.0% | 28,515 | -42.7% | 0.06% | +19.6% |
| TECH | Sell | BIO-TECHNE CORP | $2,032,000 | -19.3% | 6,400 | -43.5% | 0.06% | +44.7% |
| BYM | Sell | BLACKROCK MUNICIPAL INC QUALIT | $2,042,000 | -60.5% | 134,620 | -63.1% | 0.06% | -29.5% |
| HEES | Buy | H & E EQUIPMENT SERVICES | $1,985,000 | +121.5% | 66,600 | +46.1% | 0.05% | +315.4% |
| TFII | TFI INTL INC | $1,997,000 | +23.3% | 38,725 | 0.0% | 0.05% | +125.0% | |
| USB | Sell | US BANCORP | $1,942,000 | -86.1% | 41,679 | -84.7% | 0.05% | -74.8% |
| ASML | Sell | ASML HOLDING NVny reg shrs | $1,964,000 | -16.6% | 4,026 | -45.6% | 0.05% | +51.4% |
| RHHBY | Sell | ROCHE HOLDING AG ADRdepositary recei | $1,955,000 | -44.7% | 44,600 | -50.0% | 0.05% | 0.0% |
| BABA | Sell | ALIBABA GROUP HOLDING LTD ADRdepositary recei | $1,914,000 | -44.5% | 8,225 | -45.0% | 0.05% | 0.0% |
| Sell | BRP INC CA SUB VOTING | $1,908,000 | -13.9% | 28,925 | -37.6% | 0.05% | +57.6% | |
| PHG | Sell | KONINKLIJKE PHILIPS NV ADRdepositary recei | $1,932,000 | -41.3% | 35,658 | -49.5% | 0.05% | +6.1% |
| GPN | Sell | GLOBAL PAYMENTS INC | $1,880,000 | -67.1% | 8,728 | -75.0% | 0.05% | -40.7% |
| TCF | New | TCF FINANCIAL CORP | $1,881,000 | – | 50,810 | +100.0% | 0.05% | – |
| PHT | Sell | PIONEER HIGH INCOME TR PHT | $1,872,000 | -51.4% | 209,863 | -52.5% | 0.05% | -12.1% |
| CR | Sell | CRANE CO | $1,899,000 | -36.6% | 24,450 | -46.7% | 0.05% | +13.3% |
| ICUI | New | ICU MED INC | $1,861,000 | – | 8,675 | +100.0% | 0.05% | – |
| RNG | New | RINGCENTRAL INC-CLASS A | $1,829,000 | – | 4,825 | +100.0% | 0.05% | – |
| PRG | New | PROG HOLDINGS INC | $1,841,000 | – | 34,175 | +100.0% | 0.05% | – |
| THO | Sell | THOR INDUSTRIES INC | $1,811,000 | -33.2% | 19,475 | -45.4% | 0.05% | +19.5% |
| SILK | New | SILK ROAD MEDICAL INC | $1,786,000 | – | 28,351 | +100.0% | 0.05% | – |
| ADDYY | Sell | ADIDAS AG ADRdepositary recei | $1,754,000 | -42.4% | 9,585 | -49.8% | 0.05% | +2.2% |
| MRTN | Sell | MARTEN TRANSPORT LTD | $1,736,000 | -34.9% | 100,750 | -33.4% | 0.05% | +17.5% |
| SIVB | Sell | SVB FINANCIAL GROUP | $1,697,000 | -44.4% | 4,375 | -68.6% | 0.05% | 0.0% |
| PETS | PETMED EXPRESS INC | $1,674,000 | +1.4% | 52,200 | 0.0% | 0.04% | +80.0% | |
| NVS | Sell | NOVARTIS AG ADRdepositary recei | $1,653,000 | -45.7% | 17,500 | -50.0% | 0.04% | -2.2% |
| LMAT | LEMAITRE VASCULAR INC | $1,590,000 | +24.5% | 39,250 | 0.0% | 0.04% | +126.3% | |
| ALK | Sell | ALASKA AIR GROUP INC | $1,590,000 | -61.1% | 30,575 | -60.8% | 0.04% | -29.5% |
| JFR | Sell | NUVEEN FLOATING RATE INC FD JF | $1,574,000 | -53.9% | 180,145 | -51.6% | 0.04% | -15.7% |
| AMD | Sell | ADVANCED MICRO DEVICES INC | $1,598,000 | -83.6% | 17,425 | -89.8% | 0.04% | -70.5% |
| TTWO | Sell | TAKE-TWO INTERACTIVE SOFTWARE | $1,548,000 | -50.0% | 7,450 | -66.7% | 0.04% | -10.6% |
| CIF | Sell | MFS INTERMEDIATE HIGH INCOME F | $1,540,000 | +7.2% | 606,158 | -1.6% | 0.04% | +90.9% |
| COO | New | COOPER COS INC | $1,544,000 | – | 4,250 | +100.0% | 0.04% | – |
| STRA | Sell | STRATEGIC EDUCATION INC | $1,527,000 | -70.9% | 16,015 | -65.5% | 0.04% | -48.1% |
| LECO | Sell | LINCOLN ELECTRIC HOLDINGS INC | $1,517,000 | -40.8% | 13,050 | -54.6% | 0.04% | +7.9% |
| FCN | FTI CONSULTING INC | $1,507,000 | +5.4% | 13,490 | 0.0% | 0.04% | +95.2% | |
| ERIC | Buy | ERICSSON L M TEL CO ADRdepositary recei | $1,533,000 | +134.4% | 128,250 | +113.5% | 0.04% | +310.0% |
| PKI | Sell | PERKINELMER INC | $1,507,000 | -38.3% | 10,500 | -55.7% | 0.04% | +10.8% |
| AZEK | Buy | AZEK CO INC | $1,504,000 | +18.0% | 39,125 | +6.8% | 0.04% | +115.8% |
| QTS | Sell | QTS REALTY TRUST INC - CL Areit | $1,479,000 | -19.4% | 23,900 | -21.1% | 0.04% | +42.9% |
| ERC | Sell | WELLS FARGO MULTI-SECTOR INC F | $1,468,000 | -20.1% | 120,945 | -23.5% | 0.04% | +42.9% |
| QLYS | Sell | QUALYS INC | $1,475,000 | -68.1% | 12,100 | -77.5% | 0.04% | -42.9% |
| SHEN | Sell | SHENANDOAH TELECOMMUNICATIONS | $1,452,000 | -53.9% | 33,575 | -61.3% | 0.04% | -17.0% |
| SR | Buy | SPIRE INC | $1,441,000 | -2.4% | 22,500 | +5.5% | 0.04% | +77.3% |
| FPF | Sell | FIRST TR INTER DUR PFD & FPF | $1,407,000 | +8.1% | 58,484 | -3.5% | 0.04% | +90.0% |
| ZURVY | Sell | ZURICH INSURANCE GROUP AG ADRdepositary recei | $1,389,000 | -42.3% | 32,900 | -50.0% | 0.04% | +5.6% |
| KSM | Buy | DWS STRATEGIC MUNI INCOME KSM | $1,416,000 | +39.4% | 124,211 | +32.7% | 0.04% | +153.3% |
| AB | New | ALLIANCEBERNSTEIN HOLDING LP | $1,358,000 | – | 40,200 | +100.0% | 0.04% | – |
| GOLF | Sell | ACUSHNET HOLDINGS CORP | $1,328,000 | -54.2% | 32,750 | -66.4% | 0.04% | -18.2% |
| SAFRY | Buy | SAFRAN SA ADRdepositary recei | $1,339,000 | +44.6% | 37,750 | +1.6% | 0.04% | +157.1% |
| PHD | Sell | PIONEER FLOATING RATE TR PHD | $1,282,000 | -84.8% | 125,675 | -84.9% | 0.04% | -72.4% |
| TFC | Sell | TRUIST FINANCIAL CORP | $1,302,000 | -5.5% | 27,175 | -24.9% | 0.04% | +66.7% |
| CASY | Sell | CASEY'S GENERAL STORES INC | $1,219,000 | -42.6% | 6,825 | -45.4% | 0.03% | +3.1% |
| OLN | New | OLIN CORP | $1,225,000 | – | 49,875 | +100.0% | 0.03% | – |
| MYJ | Sell | BLACKROCK MUNIYIELD NJ FUND MY | $1,203,000 | -65.4% | 83,245 | -64.2% | 0.03% | -36.5% |
| HYI | Buy | WESTERN ASSET HGH YLD DFN FD H | $1,190,000 | +243.9% | 77,202 | +212.8% | 0.03% | +540.0% |
| VPV | Sell | INVESCO PA VALUE MUNI INC TR V | $1,148,000 | -61.0% | 89,960 | -61.1% | 0.03% | -29.5% |
| BAESY | Sell | BAE SYSTEMS PLC ADRdepositary recei | $1,124,000 | -47.5% | 41,400 | -48.6% | 0.03% | -6.2% |
| WBK | Sell | WESTPAC BANKING CORP ADRdepositary recei | $1,123,000 | -45.8% | 75,400 | -40.8% | 0.03% | -3.2% |
| TAL | Sell | TAL EDUCATION GROUP ADRdepositary recei | $1,101,000 | -41.5% | 15,400 | -55.5% | 0.03% | +7.1% |
| NUM | Sell | NUVEEN MI QUALITY MUNI INC FD | $1,109,000 | -66.5% | 75,118 | -68.2% | 0.03% | -40.0% |
| INDA | Sell | ISHARES MSCI INDIA ETFexchange traded | $1,093,000 | -40.3% | 27,175 | -50.0% | 0.03% | +7.1% |
| INTC | Sell | INTEL CORP | $1,089,000 | -95.1% | 21,850 | -95.0% | 0.03% | -91.4% |
| OTIS | Sell | OTIS WORLDWIDE CORP | $1,071,000 | -51.5% | 15,855 | -55.2% | 0.03% | -12.1% |
| BKNG | Sell | BOOKING HOLDINGS INC | $1,045,000 | -81.8% | 469 | -84.3% | 0.03% | -67.4% |
| AIT | Sell | APPLIED INDUSTRIAL TECHNOLOGIE | $1,024,000 | +5.0% | 13,125 | -25.4% | 0.03% | +86.7% |
| LEO | Sell | BNYM STRATEGIC MUNICIPALS INC | $1,021,000 | -78.6% | 120,229 | -78.5% | 0.03% | -61.1% |
| TLND | Sell | TALEND SA ADRdepositary recei | $1,049,000 | -18.7% | 27,350 | -19.3% | 0.03% | +47.4% |
| CRH | Sell | CRH PLC ADRdepositary recei | $989,000 | -54.7% | 23,225 | -62.8% | 0.03% | -18.2% |
| IIVI | New | II-VI INC | $965,000 | – | 12,700 | +100.0% | 0.03% | – |
| OSK | Sell | OSHKOSH CORP | $955,000 | -65.8% | 11,100 | -70.3% | 0.03% | -38.1% |
| JAZZ | Sell | JAZZ PHARMACEUTICALS PLC | $941,000 | -39.0% | 5,700 | -50.0% | 0.02% | +8.7% |
| TSM | Sell | TAIWAN SEMICONDUCTOR ADRdepositary recei | $927,000 | +28.9% | 8,500 | -15.8% | 0.02% | +127.3% |
| NSTG | New | NANOSTRING TECHNOLOGIES I | $913,000 | – | 13,650 | +100.0% | 0.02% | – |
| MMT | Sell | MFS MULTIMARKET INCOME TRUST M | $927,000 | -90.5% | 151,684 | -91.1% | 0.02% | -82.9% |
| WSO | Sell | WATSCO INC | $930,000 | -57.4% | 4,105 | -63.8% | 0.02% | -24.2% |
| EMR | Sell | EMERSON ELECTRIC CO | $873,000 | -89.9% | 10,865 | -91.6% | 0.02% | -81.5% |
| CTR | Buy | CLEARBRIDGE ENERGY MLP TOTAL R | $836,000 | +51.2% | 57,229 | +3.6% | 0.02% | +187.5% |
| JD | Sell | JD.COM INC ADRdepositary recei | $822,000 | -17.0% | 9,350 | -50.0% | 0.02% | +46.7% |
| NKG | Sell | NUVEEN GA DIV ADV MUN FD NKG | $816,000 | -85.4% | 62,457 | -86.2% | 0.02% | -73.8% |
| PMO | Sell | PUTNAM MUNICIPAL OPPORTUNITIES | $809,000 | -47.4% | 59,100 | -50.0% | 0.02% | -4.3% |
| SF | Sell | STIFEL FINANCIAL CORP | $806,000 | -15.5% | 15,975 | -10.9% | 0.02% | +57.1% |
| CAT | Sell | CATERPILLAR INC | $791,000 | -33.9% | 4,346 | -50.0% | 0.02% | +16.7% |
| MPA | Sell | BLACKROCK MUNIYIELD PA QUALITY | $771,000 | -74.8% | 51,700 | -76.1% | 0.02% | -54.3% |
| JPT | Buy | NUVEEN PERFD INCOME 2022 JPT | $758,000 | +62.0% | 31,148 | +52.8% | 0.02% | +200.0% |
| FMN | Sell | FEDERATED PREMIER MUNI INC FD | $724,000 | -57.5% | 48,940 | -59.1% | 0.02% | -23.1% |
| VCIF | Sell | VERTICAL CAP INCOME FUND VCIF | $729,000 | -69.9% | 74,112 | -67.9% | 0.02% | -44.4% |
| SRDX | New | SURMODICS INC | $723,000 | – | 16,624 | +100.0% | 0.02% | – |
| DNIF | New | DIVIDEND AND INCOME FUND DNI | $706,000 | – | 62,777 | +100.0% | 0.02% | – |
| BCO | Sell | BRINK'S CO/THE | $704,000 | -84.1% | 9,775 | -83.3% | 0.02% | -71.6% |
| IEX | Sell | IDEX CORP | $700,000 | -71.5% | 3,515 | -75.2% | 0.02% | -48.6% |
| HDB | Sell | HDFC BANK LTD ADRdepositary recei | $665,000 | -32.5% | 9,200 | -50.0% | 0.02% | +20.0% |
| POWI | Sell | POWER INTEGRATIONS INC | $659,000 | +15.0% | 8,050 | -14.8% | 0.02% | +100.0% |
| DVN | Buy | DEVON ENERGY CORP | $632,000 | +501.9% | 40,000 | +814.3% | 0.02% | +750.0% |
| SLGN | Buy | SILGAN HOLDINGS INC | $632,000 | +21.3% | 17,050 | +20.3% | 0.02% | +112.5% |
| EXP | New | EAGLE MATERIALS INC | $585,000 | – | 5,775 | +100.0% | 0.02% | – |
| AZZ | New | AZZ INC | $580,000 | – | 12,225 | +100.0% | 0.02% | – |
| BAF | Sell | BLACKROCK MUNI INC INV QUALITY | $601,000 | -82.7% | 40,298 | -83.4% | 0.02% | -69.2% |
| BX | Sell | BLACKSTONE GROUP INC | $577,000 | -35.9% | 8,900 | -50.0% | 0.02% | +14.3% |
| GLV | Sell | CLOUGH GLOBAL DIV & INC FD GLV | $567,000 | -44.8% | 54,735 | -50.8% | 0.02% | 0.0% |
| EPRT | Buy | ESSENTIAL PPTYS RLTY TR I | $561,000 | +23.8% | 26,450 | +7.1% | 0.02% | +114.3% |
| FTS | Sell | FORTIS INC | $552,000 | -51.0% | 13,530 | -50.0% | 0.02% | -11.8% |
| MDC | Sell | M D C HLDGS INC | $548,000 | -2.1% | 11,275 | -5.3% | 0.02% | +87.5% |
| TPIC | New | TPI COMPOSITES INC | $536,000 | – | 10,160 | +100.0% | 0.02% | – |
| FLC | Sell | FLAHERTY & CRUMRINE TOTAL RETU | $559,000 | -46.2% | 23,630 | -50.1% | 0.02% | -6.2% |
| EVR | Sell | EVERCORE INC - CL A | $570,000 | +7.1% | 5,200 | -31.6% | 0.02% | +87.5% |
| HCI | Sell | HCI GROUP INC | $523,000 | -41.5% | 10,000 | -49.0% | 0.01% | +7.7% |
| PIPR | Sell | PIPER SANDLER COMPANIES | $502,000 | -13.4% | 4,975 | -36.6% | 0.01% | +55.6% |
| ONB | Sell | OLD NATIONAL BANCORP/IN | $507,000 | -29.1% | 30,625 | -38.5% | 0.01% | +27.3% |
| BSD | Sell | BLACKROCK STRATEGIC MUNI TR BS | $505,000 | -75.8% | 35,396 | -76.6% | 0.01% | -54.8% |
| PM | Sell | PHILIP MORRIS INTERNATIONAL IN | $505,000 | -45.1% | 6,100 | -50.0% | 0.01% | 0.0% |
| SXT | Sell | SENSIENT TECHNOLOGIES CORP | $468,000 | -16.3% | 6,350 | -30.6% | 0.01% | +62.5% |
| BKH | Sell | BLACK HILLS CORP | $490,000 | -15.5% | 7,975 | -20.1% | 0.01% | +44.4% |
| NICE | Sell | NICE LTD ADRdepositary recei | $425,000 | -37.1% | 1,500 | -60.3% | 0.01% | +20.0% |
| CNO | CNO FINL GROUP INC | $458,000 | +38.8% | 20,600 | 0.0% | 0.01% | +140.0% | |
| AMCR | Sell | AMCOR PLC | $458,000 | -53.1% | 38,940 | -58.5% | 0.01% | -20.0% |
| TPRE | THIRD PT REINS LTD | $419,000 | +36.9% | 44,050 | 0.0% | 0.01% | +120.0% | |
| PMF | Sell | PIMCO MUNICIPAL INCOME FD PMF | $389,000 | -47.9% | 28,095 | -49.8% | 0.01% | 0.0% |
| MYN | Sell | BLACKROCK MUNIYIELD NY QUALITY | $412,000 | -48.4% | 31,000 | -50.0% | 0.01% | -8.3% |
| NZF | Sell | NUVEEN MUNICIPAL CREDIT INC FD | $397,000 | -75.4% | 24,608 | -75.9% | 0.01% | -54.2% |
| NSL | Sell | NUVEEN SENIOR INC FD NSL | $423,000 | -71.5% | 81,408 | -69.9% | 0.01% | -50.0% |
| RGT | New | ROYCE GLOBAL VALUE TRUST RGT | $398,000 | – | 29,758 | +100.0% | 0.01% | – |
| STOR | Sell | STORE CAPITAL CORPreit | $408,000 | -16.6% | 12,000 | -22.2% | 0.01% | +57.1% |
| DIS | Sell | WALT DISNEY CO/THE | $413,000 | -97.2% | 2,280 | -98.0% | 0.01% | -95.0% |
| DGICA | Sell | DONEGAL GROUP INC-CL A | $382,000 | -39.5% | 27,125 | -38.5% | 0.01% | +11.1% |
| HTGC | Sell | HERCULES CAPITAL INC | $385,000 | -20.5% | 26,675 | -32.9% | 0.01% | +42.9% |
| EIM | Sell | EATON VANCE MUNICIPAL BOND FUN | $377,000 | -91.9% | 27,731 | -92.2% | 0.01% | -85.7% |
| LNC | Sell | LINCOLN NATIONAL CORP | $357,000 | -96.9% | 7,100 | -96.3% | 0.01% | -94.2% |
| FPL | Sell | FIRST TRUST NEW OPPORTUNITIES | $369,000 | -88.2% | 86,429 | -77.8% | 0.01% | -78.7% |
| COST | Sell | COSTCO WHOLESALE CORP | $379,000 | -42.5% | 1,007 | -50.8% | 0.01% | 0.0% |
| MSI | MOTOROLA SOLUTIONS INC | $332,000 | +8.5% | 1,950 | 0.0% | 0.01% | +80.0% | |
| OPP | Buy | RIVERNORTH DOUBLELINE STR OPP | $336,000 | +52.0% | 23,457 | +45.4% | 0.01% | +200.0% |
| CUBE | Sell | CUBESMARTreit | $334,000 | -60.0% | 9,950 | -59.6% | 0.01% | -30.8% |
| GILD | Sell | GILEAD SCIENCES INC | $332,000 | -70.5% | 5,700 | -68.0% | 0.01% | -47.1% |
| MANT | Sell | MANTECH INTERNATIONAL CORP/VA | $347,000 | -17.4% | 3,900 | -35.0% | 0.01% | +50.0% |
| THG | Sell | HANOVER INSURANCE GROUP INC/TH | $333,000 | -8.8% | 2,850 | -16.8% | 0.01% | +80.0% |
| CMC | Buy | COMMERCIAL METALS CO | $305,000 | +39.9% | 14,850 | +30.3% | 0.01% | +166.7% |
| MHN | Sell | BLACKROCK MUNIHOLDINGS NY QUAL | $296,000 | -34.7% | 21,000 | -37.3% | 0.01% | +14.3% |
| IFF | Sell | INTL FLAVORS & FRAGRANCES INC | $278,000 | -30.0% | 2,550 | -21.3% | 0.01% | +33.3% |
| DG | Sell | DOLLAR GENERAL CORP | $304,000 | -48.0% | 1,445 | -55.1% | 0.01% | -11.1% |
| ATRI | Buy | ATRION CORP | $295,000 | +22.4% | 460 | +22.7% | 0.01% | +100.0% |
| HUN | Sell | HUNTSMAN CORP | $282,000 | -10.2% | 11,225 | -19.4% | 0.01% | +60.0% |
| DOW | Sell | DOW INC | $298,000 | -80.0% | 5,366 | -82.9% | 0.01% | -63.6% |
| NAC | Sell | NUVEEN CA DIVIDEND ADV MUNI NA | $311,000 | -92.9% | 20,500 | -93.0% | 0.01% | -87.7% |
| NYV | Buy | NUVEEN NY MUNI VALUE FD 2 NYV | $282,000 | +94.5% | 19,011 | +93.8% | 0.01% | +300.0% |
| HRC | Sell | HILL-ROM HOLDINGS INC | $245,000 | -57.7% | 2,505 | -59.4% | 0.01% | -22.2% |
| AES | New | AES CORP. | $251,000 | – | 10,675 | +100.0% | 0.01% | – |
| NP | Buy | NEENAH INC | $268,000 | +19.6% | 4,850 | +0.5% | 0.01% | +133.3% |
| DD | Sell | DUPONT DE NEMOURS INC | $252,000 | -41.3% | 3,549 | -47.8% | 0.01% | +16.7% |
| MOS | Sell | MOSAIC CO/THE | $256,000 | -40.6% | 11,125 | -50.0% | 0.01% | +16.7% |
| FIS | Sell | FIDELITY NATIONAL INFO SVCS IN | $245,000 | -60.7% | 1,735 | -61.5% | 0.01% | -22.2% |
| EFX | Sell | EQUIFAX INC | $245,000 | -3.2% | 1,270 | -21.1% | 0.01% | +75.0% |
| GPC | Sell | GENUINE PARTS CO | $244,000 | -48.1% | 2,430 | -49.6% | 0.01% | 0.0% |
| SCCO | Sell | SOUTHERN COPPER CORP | $254,000 | -18.1% | 3,900 | -50.0% | 0.01% | +40.0% |
| COP | Sell | CONOCOPHILLIPS | $247,000 | -97.8% | 6,175 | -97.3% | 0.01% | -95.9% |
| CTSH | Sell | COGNIZANT TECH SOLUTIONS CL A | $246,000 | -51.9% | 3,000 | -62.6% | 0.01% | -12.5% |
| AEE | Sell | AMEREN CORP | $256,000 | -96.9% | 3,278 | -96.8% | 0.01% | -94.3% |
| NEM | NEWMONT MINING CORP | $265,000 | -5.7% | 4,425 | 0.0% | 0.01% | +75.0% | |
| PCH | Sell | POTLATCHDELTIC CORPreit | $211,000 | -27.7% | 4,210 | -40.0% | 0.01% | +50.0% |
| PAGS | Sell | PAGSEGURO DIGITAL LTD-CL A | $216,000 | +31.7% | 3,800 | -10.6% | 0.01% | +200.0% |
| PBCT | Sell | PEOPLES UNITED FINANCIAL INC | $211,000 | -50.1% | 16,325 | -50.0% | 0.01% | 0.0% |
| RGA | Sell | REINSURANCE GROUP OF AMERICA I | $212,000 | -53.1% | 1,825 | -49.9% | 0.01% | -14.3% |
| TME | Buy | TENCENT MUSIC ENTMT ADR | $212,000 | +98.1% | 11,025 | +52.6% | 0.01% | +200.0% |
| NJV | Sell | NUVEEN NJ MUNI VALUE FD NJV | $213,000 | -9.0% | 15,186 | -10.6% | 0.01% | +50.0% |
| AEP | AMERICAN ELECTRIC POWER | $237,000 | +1.7% | 2,850 | 0.0% | 0.01% | +50.0% | |
| AVY | Sell | AVERY DENNISON CORP | $225,000 | -39.2% | 1,450 | -52.5% | 0.01% | 0.0% |
| AGCO | New | AGCO CORP | $183,000 | – | 1,775 | +100.0% | 0.01% | – |
| PNM | PNM RESOURCES INC | $197,000 | +18.0% | 4,050 | 0.0% | 0.01% | +66.7% | |
| AFL | Sell | AFLAC INC | $187,000 | -67.4% | 4,200 | -65.6% | 0.01% | -44.4% |
| ORLY | Buy | OREILLY AUTOMOTIVE INC | $199,000 | +97.0% | 440 | +100.0% | 0.01% | +150.0% |
| BFY | Sell | BLACKROCK NY MUNI INC TR II BF | $182,000 | -81.7% | 12,530 | -82.2% | 0.01% | -66.7% |
| BAX | Sell | BAXTER INTERNATIONAL INC | $179,000 | -98.4% | 2,225 | -98.3% | 0.01% | -97.1% |
| NYCB | Sell | NEW YORK CMNTY BANCORP INC | $197,000 | -97.9% | 18,675 | -97.7% | 0.01% | -96.4% |
| CERN | CERNER CORP | $196,000 | +8.3% | 2,500 | 0.0% | 0.01% | +66.7% | |
| MDU | Sell | MDU RESOURCES GROUP INC | $180,000 | -19.6% | 6,850 | -26.7% | 0.01% | +66.7% |
| SNV | Sell | SYNOVUS FINANCIAL CORP | $171,000 | -65.1% | 5,281 | -66.7% | 0.01% | -28.6% |
| NTG | Buy | TORTOISE MLP FUND INC NTG | $188,000 | +86.1% | 9,148 | +31.7% | 0.01% | +150.0% |
| ANAT | Buy | AMERICAN NATIONAL INSURANCE CO | $190,000 | +65.2% | 1,975 | +16.2% | 0.01% | +150.0% |
| VTN | Sell | INVESCO TR FOR INV GRADE NY MU | $202,000 | -49.9% | 15,500 | -50.0% | 0.01% | -16.7% |
| JHI | Sell | JOHN HANCOCK INVESTORS TR JHI | $197,000 | -16.9% | 11,379 | -24.1% | 0.01% | +25.0% |
| ZTS | New | ZOETIS INC | $174,000 | – | 1,052 | +100.0% | 0.01% | – |
| G | Sell | GENPACT LTD | $188,000 | -56.1% | 4,550 | -58.7% | 0.01% | -16.7% |
| MHD | Sell | BLACKROCK MUNIHOLDINGS FD MHD | $173,000 | -4.9% | 10,655 | -10.9% | 0.01% | +66.7% |
| KYN | Sell | KAYNE ANDERSON MLP INVESTMENT | $155,000 | -93.8% | 26,975 | -86.0% | 0.00% | -89.2% |
| FMO | Buy | FIDUCIARY/CLAYMORE MLP OPP FD | $159,000 | -15.0% | 27,640 | +6.6% | 0.00% | +33.3% |
| PNW | Sell | PINNACLE WEST CAPITAL CORP | $150,000 | -28.2% | 1,875 | -33.0% | 0.00% | +33.3% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC | $153,000 | -28.5% | 658 | -35.2% | 0.00% | +33.3% |
| TYG | Sell | TORTOISE ENERGY INFRASTRUCTURE | $131,000 | -20.1% | 6,530 | -41.2% | 0.00% | +100.0% |
| OCGN | OCUGEN INC | $137,000 | +495.7% | 75,000 | 0.0% | 0.00% | – | |
| NRGX | Buy | PIMCO ENRGY & TACT CRDT NRGX | $146,000 | +758.8% | 18,090 | +546.1% | 0.00% | – |
| COR | Sell | CORESITE REALTY CORPreit | $160,000 | -60.7% | 1,275 | -62.2% | 0.00% | -33.3% |
| PSA | Sell | PUBLIC STORAGE | $159,000 | -96.3% | 690 | -96.1% | 0.00% | -93.8% |
| SWK | STANLEY BLACK & DECKER INC | $129,000 | +9.3% | 725 | 0.0% | 0.00% | +50.0% | |
| MSM | New | MSC INDL DIRECT INCcl a | $116,000 | – | 1,375 | +100.0% | 0.00% | – |
| GDS | GDS HLDGS LTD ADRdepositary recei | $110,000 | +14.6% | 1,175 | 0.0% | 0.00% | +200.0% | |
| LYB | Sell | LYONDELLBASELL INDUSTRIES NV | $117,000 | -92.3% | 1,275 | -92.7% | 0.00% | -87.0% |
| PDCO | New | PATTERSON COS INC | $127,000 | – | 4,275 | +100.0% | 0.00% | – |
| KIN | Sell | KINDRED BIOSCIENCES INC | $93,000 | -90.8% | 21,650 | -86.1% | 0.00% | -80.0% |
| FMX | Sell | FOMENTO ECONOMICO MEXICANO ADRdepositary recei | $119,000 | -48.7% | 1,575 | -50.0% | 0.00% | 0.0% |
| NPK | Sell | NATIONAL PRESTO INDUSTRIES INC | $111,000 | -34.3% | 1,250 | -37.5% | 0.00% | 0.0% |
| EHT | New | EATON VANCE HIGH INCOME 2021 E | $125,000 | – | 12,846 | +100.0% | 0.00% | – |
| TCOM | TRIP COM GROUP LTD ADRdepositary recei | $73,000 | +9.0% | 2,150 | 0.0% | 0.00% | +100.0% | |
| PAG | New | PENSKE AUTOMOTIVE GRP INC | $89,000 | – | 1,500 | +100.0% | 0.00% | – |
| KMF | Sell | KAYNE ANDERSON MIDSTREAM/ENERG | $87,000 | -51.1% | 15,126 | -35.3% | 0.00% | -33.3% |
| AIG | New | AMERICAN INTERNATIONAL GROUP I | $72,000 | – | 1,914 | +100.0% | 0.00% | – |
| GER | Buy | GOLDMAN SACHS MLP ENERGY GER | $67,000 | +91.4% | 8,834 | +50.0% | 0.00% | +100.0% |
| MTT | New | WESTERN ASSET MUNI DEF OPP TRU | $58,000 | – | 2,790 | +100.0% | 0.00% | – |
| SNP | Sell | CHINA PETROLEUM & CHEMICAL CORdepositary recei | $62,000 | -74.1% | 1,400 | -68.9% | 0.00% | -50.0% |
| TRV | Sell | TRAVELERS COS INC/THE | $81,000 | -88.8% | 576 | -88.5% | 0.00% | -81.8% |
| LFC | Sell | CHINA LIFE INSURANCE CO LTD ADdepositary recei | $71,000 | -51.4% | 6,400 | -50.0% | 0.00% | 0.0% |
| BSAC | Sell | BANCO SANTANDER CHILE ADRdepositary recei | $89,000 | -54.8% | 4,700 | -50.0% | 0.00% | -33.3% |
| FEN | Sell | FIRST TRUST ENERGY INC AND GRO | $87,000 | -69.8% | 8,125 | -60.1% | 0.00% | -50.0% |
| ABEV | Sell | AMBEV SA ADRdepositary recei | $66,000 | -10.8% | 21,575 | -0.1% | 0.00% | +100.0% |
| WMT | Sell | WALMART INC | $53,000 | -19.7% | 369 | -24.4% | 0.00% | 0.0% |
| CL | COLGATE-PALMOLIVE CO | $34,000 | +9.7% | 400 | 0.0% | 0.00% | – | |
| FEI | Sell | FIRST TRUST MLP AND ENERGY INC | $52,000 | -85.3% | 8,893 | -78.2% | 0.00% | -80.0% |
| NCB | Buy | NUVEEN CA MUNI VALUE FD 2 NCB | $34,000 | +78.9% | 2,203 | +83.1% | 0.00% | – |
| BA | Sell | BOEING CO/THE | $51,000 | -99.6% | 240 | -99.3% | 0.00% | -99.5% |
| SPGI | Sell | S&P GLOBAL INC | $52,000 | -99.6% | 158 | -99.6% | 0.00% | -99.5% |
| UPS | Sell | UNITED PARCEL SERVICE INC CL B | $51,000 | -99.4% | 300 | -99.6% | 0.00% | -99.3% |
| VVR | Sell | INVESCO SENIOR INCOME TR VVR | $24,000 | -99.8% | 5,986 | -99.8% | 0.00% | -99.6% |
| PFG | Sell | PRINCIPAL FINANCIAL GROUP INC | $53,000 | -49.0% | 1,072 | -50.0% | 0.00% | -50.0% |
| NHA | New | NUVEEN MUNI 2021 TGT TRM FD NH | $26,000 | – | 2,615 | +100.0% | 0.00% | – |
| DSE | New | DUFF & PHELPS SELECT ENERGY ML | $24,000 | – | 4,858 | +100.0% | 0.00% | – |
| AXP | Sell | AMERICAN EXPRESS CO | $34,000 | -44.3% | 282 | -50.0% | 0.00% | 0.0% |
| MIE | Sell | COHEN & STEERS MLP INC AND ENE | $20,000 | -55.6% | 8,435 | -52.7% | 0.00% | 0.0% |
| BMYRT | Sell | BRISTOL MYERS SQUIBB CO-RTrights | $12,000 | -70.7% | 17,485 | -4.6% | 0.00% | -100.0% |
| SRV | Sell | CUSHING MLP & INF TOTAL RETURN | $13,000 | -23.5% | 603 | -45.3% | 0.00% | – |
| TLOG | New | TETRALOGIC PHARMACEUTICALS COR | $0 | – | 3,913 | +100.0% | 0.00% | – |
| TFX | Sell | TELEFLEX INC | $4,000 | -97.0% | 9 | -97.7% | 0.00% | -100.0% |
| SYY | Sell | SYSCO CORP | $15,000 | -99.4% | 208 | -99.5% | 0.00% | -100.0% |
| MREO | New | MEREO BIOPHARMA GROUP PLCdepositary recei | $3,000 | – | 970 | +100.0% | 0.00% | – |
| New | CENTER COAST MLP & INFRASTRUCT | $8,000 | – | 800 | +100.0% | 0.00% | – | |
| New | DRAGON JADE INTERNAT LTD | $0 | – | 462 | +100.0% | 0.00% | – | |
| NML | Exit | NEUBERGER BERMAN MLP INCOME FD | $0 | – | -4,000 | -100.0% | 0.00% | – |
| ABMD | Sell | ABIOMED INC | $15,000 | -97.8% | 45 | -98.8% | 0.00% | -100.0% |
| CSX | Exit | CSX CORP | $0 | – | -265 | -100.0% | 0.00% | – |
| CEV | Exit | EATON VANCE CA MUNICIPAL INCOM | $0 | – | -1,673 | -100.0% | 0.00% | – |
| SMM | Exit | SALIENT MIDSTREAM & MLP FUND S | $0 | – | -4,000 | -100.0% | 0.00% | – |
| GMZ | Exit | GOLDMAN SACHS MLP INC OPP GMZ | $0 | – | -4,342 | -100.0% | 0.00% | – |
| WFC | Exit | WELLS FARGO & CO | $0 | – | -375 | -100.0% | 0.00% | – |
| AIGWS | New | AIG WARRANTS $45.00w exp 01/19/2021 | $0 | – | 1,021 | +100.0% | 0.00% | – |
| ETRN | Exit | EQUITRANS MIDSTREAM CORP | $0 | – | -4,960 | -100.0% | -0.00% | – |
| EQT | Exit | EQT CORP | $0 | – | -6,200 | -100.0% | -0.00% | – |
| MCY | Exit | MERCURY GENERAL CORP | $0 | – | -1,700 | -100.0% | -0.00% | – |
| FE | Exit | FIRSTENERGY CORP | $0 | – | -3,000 | -100.0% | -0.00% | – |
| GER | Exit | GOLDMAN SACHS MLP ENERGY GER | $0 | – | -7,866 | -100.0% | -0.00% | – |
| OEC | Exit | ORION ENGINEERED CARBONS SA | $0 | – | -3,925 | -100.0% | -0.00% | – |
| CTRP | Exit | CTRIP.COM INTERNATIONAL LTD ADdepositary recei | $0 | – | -2,150 | -100.0% | -0.00% | – |
| PTR | Exit | PETROCHINA CO LTD ADRdepositary recei | $0 | – | -950 | -100.0% | -0.00% | – |
| GLNG | Exit | GOLAR LNG LTD | $0 | – | -4,050 | -100.0% | -0.00% | – |
| CHL | Exit | CHINA MOBILE LTD ADRdepositary recei | $0 | – | -2,100 | -100.0% | -0.00% | – |
| DSE | Exit | DUFF & PHELPS SELECT ENERGY ML | $0 | – | -59,604 | -100.0% | -0.00% | – |
| CEN | Exit | CENTER COAST MLP & INFRASTRUCT | $0 | – | -5,500 | -100.0% | -0.00% | – |
| JMF | Exit | NUVEEN ENERGY MLP TOTAL RETURN | $0 | – | -9,729 | -100.0% | -0.00% | – |
| XLNX | Exit | XILINX INC | $0 | – | -1,500 | -100.0% | -0.00% | – |
| AEL | Exit | AMERICAN EQUITY INV LIFE HOLDI | $0 | – | -5,250 | -100.0% | -0.00% | – |
| DKS | Exit | DICKS SPORTING GOODS INC | $0 | – | -3,750 | -100.0% | -0.00% | – |
| MUSA | Exit | MURPHY USA INC | $0 | – | -1,175 | -100.0% | -0.00% | – |
| SRV | Exit | CUSHING MLP & INF TOTAL RETURN | $0 | – | -12,285 | -100.0% | -0.00% | – |
| ARE | Exit | ALEXANDRIA REAL ESTATE EQUITIE | $0 | – | -675 | -100.0% | -0.00% | – |
| GWB | Exit | GREAT WESTERN BANCORP INC | $0 | – | -3,200 | -100.0% | -0.00% | – |
| DIN | Exit | DINE BRANDS GLOBAL INC | $0 | – | -1,550 | -100.0% | -0.00% | – |
| ALL | Exit | ALLSTATE CORP/THE | $0 | – | -1,200 | -100.0% | -0.00% | – |
| CEO | Exit | CNOOC LTD ADRdepositary recei | $0 | – | -975 | -100.0% | -0.00% | – |
| RIV | Exit | RIVERNORTH OPPRTUNITIES FD RIV | $0 | – | -10,000 | -100.0% | -0.00% | – |
| CTVA | Exit | CORTEVA INC | $0 | – | -3,625 | -100.0% | -0.00% | – |
| NJR | Exit | NEW JERSEY RESOURCES CORP | $0 | – | -3,175 | -100.0% | -0.00% | – |
| TRGP | Exit | TARGA RESOURCES CORP | $0 | – | -3,475 | -100.0% | -0.00% | – |
| CHRW | Exit | CH ROBINSON WORLDWIDE INC | $0 | – | -1,775 | -100.0% | -0.00% | – |
| FFC | Exit | FLAHERTY & CRUMRINE PFD SEC IN | $0 | – | -11,000 | -100.0% | -0.00% | – |
| APOG | Exit | APOGEE ENTERPRISES INC | $0 | – | -4,550 | -100.0% | -0.00% | – |
| EWBC | Exit | EAST WEST BANCORP INC | $0 | – | -4,675 | -100.0% | -0.00% | – |
| PCF | Exit | HIGH INCOME SECURITIES FUND PC | $0 | – | -20,986 | -100.0% | -0.00% | – |
| WAL | Exit | WESTERN ALLIANCE BANCORP | $0 | – | -4,725 | -100.0% | -0.00% | – |
| ALC | Exit | ALCON INC | $0 | – | -3,140 | -100.0% | -0.00% | – |
| ENR | Exit | ENERGIZER HOLDINGS INC | $0 | – | -4,225 | -100.0% | -0.00% | – |
| CXH | Exit | MFS INVESTMENT GRADE MUNICIPAL | $0 | – | -25,064 | -100.0% | -0.00% | – |
| DLX | Exit | DELUXE CORP | $0 | – | -5,865 | -100.0% | -0.00% | – |
| HII | Exit | HUNTINGTON INGALLS INDUSTRIES | $0 | – | -1,115 | -100.0% | -0.00% | – |
| CTLT | Exit | CATALENT INC | $0 | – | -5,450 | -100.0% | -0.00% | – |
| KDP | Exit | KEURIG DR PEPPER INC | $0 | – | -8,925 | -100.0% | -0.00% | – |
| RDSA | Exit | ROYAL DUTCH SHELL PLC ADRdepositary recei | $0 | – | -4,500 | -100.0% | -0.00% | – |
| MLHR | Exit | HERMAN MILLER INC | $0 | – | -5,700 | -100.0% | -0.00% | – |
| BLW | Exit | BLACKROCK LTD DURATION IN BLW | $0 | – | -18,627 | -100.0% | -0.00% | – |
| MNP | Exit | WESTERN ASSET MUNI PARTNERS FD | $0 | – | -19,613 | -100.0% | -0.01% | – |
| MUFG | Exit | MITSUBISHI UFJ FINL GROUP ADRdepositary recei | $0 | – | -71,000 | -100.0% | -0.01% | – |
| RPM | Exit | RPM INTERNATIONAL INC | $0 | – | -4,650 | -100.0% | -0.01% | – |
| EV | Exit | EATON VANCE CORP | $0 | – | -7,825 | -100.0% | -0.01% | – |
| IDEXY | Exit | INDUSTRIA DE DISENO TEXTIL SAdepositary recei | $0 | – | -21,200 | -100.0% | -0.01% | – |
| ANAT | Exit | AMERICAN NATIONAL INSURANCE CO | $0 | – | -2,900 | -100.0% | -0.01% | – |
| GPRK | Exit | GEOPARK LTD | $0 | – | -28,256 | -100.0% | -0.01% | – |
| Exit | BURLINGTON NORTHERN SANTA FEconv bd 6.75 & 0 | $0 | – | -300,000 | -100.0% | -0.01% | – | |
| JMLP | Exit | NUVEEN ALL CAP ENE MLP OP JMLP | $0 | – | -67,985 | -100.0% | -0.01% | – |
| ATO | Exit | ATMOS ENERGY CORP | $0 | – | -3,400 | -100.0% | -0.01% | – |
| ROST | Exit | ROSS STORES INC | $0 | – | -3,850 | -100.0% | -0.01% | – |
| PXD | Exit | PIONEER NATURAL RESOURCES CO | $0 | – | -3,310 | -100.0% | -0.01% | – |
| VET | Exit | VERMILION ENERGY INC | $0 | – | -22,300 | -100.0% | -0.01% | – |
| Exit | BLACKROCK NY MUNI OPP FD MENKX | $0 | – | -35,837 | -100.0% | -0.01% | – | |
| SJM | Exit | JM SMUCKER CO/THE | $0 | – | -3,825 | -100.0% | -0.01% | – |
| RTX | Exit | RAYTHEON TECHNOLOGIES COR | $0 | – | -8,270 | -100.0% | -0.01% | – |
| NTG | Exit | TORTOISE MLP FUND INC NTG | $0 | – | -37,300 | -100.0% | -0.01% | – |
| C | Exit | CITIGROUP INC | $0 | – | -6,350 | -100.0% | -0.01% | – |
| KLAC | Exit | KLA CORP | $0 | – | -2,650 | -100.0% | -0.01% | – |
| MCN | Exit | MADISON COVERED CALL & EQ MCN | $0 | – | -80,430 | -100.0% | -0.01% | – |
| ATGE | Exit | ADTALEM GLOBAL EDUCATION INC | $0 | – | -14,775 | -100.0% | -0.01% | – |
| CGC | Exit | CANOPY GROWTH CORP | $0 | – | -22,800 | -100.0% | -0.01% | – |
| MNE | Exit | BLACKROCK MUNI NY INTERMEDIATE | $0 | – | -36,358 | -100.0% | -0.01% | – |
| HSBC | Exit | HSBC HOLDINGS PLC ADRdepositary recei | $0 | – | -16,425 | -100.0% | -0.01% | – |
| PRU | Exit | PRUDENTIAL FINANCIAL INC | $0 | – | -7,325 | -100.0% | -0.01% | – |
| GDO | Exit | WA GLOBAL CORPORATE DEFINED OP | $0 | – | -35,943 | -100.0% | -0.01% | – |
| EOG | Exit | EOG RESOURCES INC | $0 | – | -8,030 | -100.0% | -0.01% | – |
| MIC | Exit | MACQUARIE INFRASTRUCTURE CORP | $0 | – | -14,985 | -100.0% | -0.01% | – |
| PRMW | Exit | PRIMO WATER CORP | $0 | – | -54,975 | -100.0% | -0.01% | – |
| NTX | Exit | NUVEEN TX QLTY MUNI INC FD NTX | $0 | – | -47,492 | -100.0% | -0.01% | – |
| WTFC | Exit | WINTRUST FINANCIAL CORP | $0 | – | -10,575 | -100.0% | -0.01% | – |
| CCA | Exit | MFS CALIF INSD MUN FD CCA | $0 | – | -53,272 | -100.0% | -0.01% | – |
| CVA | Exit | COVANTA HOLDING CORP | $0 | – | -41,900 | -100.0% | -0.01% | – |
| CCL | Exit | CARNIVAL CORP | $0 | – | -18,100 | -100.0% | -0.01% | – |
| AFB | Exit | ALLIANCEBERNSTEIN NATIONAL MUN | $0 | – | -55,578 | -100.0% | -0.01% | – |
| CLR | Exit | CONTINENTAL RESOURCES INC/OK | $0 | – | -26,625 | -100.0% | -0.01% | – |
| EFF | Exit | EATON VANCE FLOATING-RATE INC | $0 | – | -51,564 | -100.0% | -0.01% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -12,650 | -100.0% | -0.01% | – |
| WMGI | Exit | WRIGHT MEDICAL GROUP NV | $0 | – | -41,550 | -100.0% | -0.01% | – |
| LOW | Exit | LOWE'S COS INC | $0 | – | -7,150 | -100.0% | -0.01% | – |
| MXE | Exit | MEXICO EQUITY & INCOME FD MXE | $0 | – | -95,812 | -100.0% | -0.02% | – |
| DK | Exit | DELEK US HOLDINGS INC | $0 | – | -30,100 | -100.0% | -0.02% | – |
| OXY | Exit | OCCIDENTAL PETROLEUM CORP | $0 | – | -24,975 | -100.0% | -0.02% | – |
| AXE | Exit | ANIXTER INTERNATIONAL INC | $0 | – | -16,061 | -100.0% | -0.02% | – |
| CRON | Exit | CRONOS GROUP INC | $0 | – | -146,950 | -100.0% | -0.02% | – |
| TSLF | Exit | THL CREDIT SENIOR LOAN FD TSLF | $0 | – | -88,904 | -100.0% | -0.02% | – |
| BBK | Exit | BLACKROCK MUNICIPAL BOND TRUST | $0 | – | -90,783 | -100.0% | -0.02% | – |
| ETSY | Exit | ETSY INC | $0 | – | -25,325 | -100.0% | -0.02% | – |
| MESO | Exit | MESOBLAST LTD ADRdepositary recei | $0 | – | -74,875 | -100.0% | -0.02% | – |
| AVTR | Exit | AVANTOR INC | $0 | – | -108,325 | -100.0% | -0.02% | – |
| UFS | Exit | DOMTAR CORP | $0 | – | -46,850 | -100.0% | -0.02% | – |
| NOK | Exit | NOKIA CORP ADRdepositary recei | $0 | – | -326,300 | -100.0% | -0.02% | – |
| MQY | Exit | BLACKROCK MUNIYIELD QUALITY FD | $0 | – | -120,716 | -100.0% | -0.03% | – |
| SIGI | Exit | SELECTIVE INS GROUP INC | $0 | – | -34,300 | -100.0% | -0.03% | – |
| ADSW | Exit | ADVANCED DISPOSAL SERVICES INC | $0 | – | -55,575 | -100.0% | -0.03% | – |
| AAN | Exit | AARONS INC | $0 | – | -34,175 | -100.0% | -0.03% | – |
| CTR | Exit | CLEARBRIDGE ENERGY MLP TOTAL R | $0 | – | -221,579 | -100.0% | -0.03% | – |
| CELG | Exit | CELGENE CORP | $0 | – | -20,270 | -100.0% | -0.03% | – |
| KMI | Exit | KINDER MORGAN INC | $0 | – | -96,750 | -100.0% | -0.03% | – |
| EW | Exit | EDWARDS LIFESCIENCES CORP | $0 | – | -16,300 | -100.0% | -0.03% | – |
| FCT | Exit | FIRST TRUST SENIOR FLOATING RA | $0 | – | -175,491 | -100.0% | -0.03% | – |
| HYT | Exit | BLACKROCK CORP HIGH YIELD FD H | $0 | – | -210,086 | -100.0% | -0.03% | – |
| LOPE | Exit | GRAND CANYON EDUCATION INC | $0 | – | -23,425 | -100.0% | -0.04% | – |
| MUC | Exit | BLACKROCK MUNIHOLDINGS CA MUC | $0 | – | -181,020 | -100.0% | -0.04% | – |
| ING | Exit | ING GROEP NV ADRdepositary recei | $0 | – | -250,645 | -100.0% | -0.04% | – |
| CG | Exit | CARLYLE GROUP LP/THEpartnership shar | $0 | – | -107,325 | -100.0% | -0.04% | – |
| RDSB | Exit | ROYAL DUTCH SHELL PLC ADRdepositary recei | $0 | – | -48,300 | -100.0% | -0.04% | – |
| FMO | Exit | FIDUCIARY/CLAYMORE MLP OPP FD | $0 | – | -319,404 | -100.0% | -0.04% | – |
| NBW | Exit | NEUBERGER BERMN CA INT MUN NBW | $0 | – | -244,206 | -100.0% | -0.05% | – |
| CCMP | Exit | CABOT MICROELECTRONICS CORP | $0 | – | -23,825 | -100.0% | -0.05% | – |
| VLO | Exit | VALERO ENERGY CORP | $0 | – | -39,650 | -100.0% | -0.05% | – |
| GWRE | Exit | GUIDEWIRE SOFTWARE INC | $0 | – | -32,800 | -100.0% | -0.05% | – |
| CNK | Exit | CINEMARK HOLDINGS INC | $0 | – | -89,250 | -100.0% | -0.05% | – |
| RTN | Exit | RAYTHEON CO | $0 | – | -18,655 | -100.0% | -0.06% | – |
| TYG | Exit | TORTOISE ENERGY INFRASTRUCTURE | $0 | – | -185,802 | -100.0% | -0.06% | – |
| JMT | Exit | NUVEEN MORTGAGE OPP TERM FD 2 | $0 | – | -175,975 | -100.0% | -0.06% | – |
| ILMN | Exit | ILLUMINA INC | $0 | – | -14,515 | -100.0% | -0.07% | – |
| ZF | Exit | VIRTUS TOTAL RETURN FUND ZF | $0 | – | -405,001 | -100.0% | -0.07% | – |
| AZSEY | Exit | ALLIANZ SE ADRdepositary recei | $0 | – | -227,667 | -100.0% | -0.08% | – |
| CME | Exit | CME GROUP INC | $0 | – | -30,195 | -100.0% | -0.10% | – |
| DNKN | Exit | DUNKIN' BRANDS GROUP INC | $0 | – | -80,200 | -100.0% | -0.10% | – |
| CSCO | Exit | CISCO SYSTEMS INC | $0 | – | -134,875 | -100.0% | -0.10% | – |
| CEM | Exit | CLEARBRIDGE ENERGY MLP FD CEM | $0 | – | -599,662 | -100.0% | -0.10% | – |
| TLI | Exit | WESTERN ASSET CORPORATE LOAN F | $0 | – | -747,460 | -100.0% | -0.11% | – |
| INB | Exit | COHEN & STEERS GLOBAL INC INB | $0 | – | -794,877 | -100.0% | -0.11% | – |
| BSX | Exit | BOSTON SCIENTIFIC CORP | $0 | – | -185,660 | -100.0% | -0.11% | – |
| EMO | Exit | CLEARBRIDGE ENERGY MLP OPP FD | $0 | – | -970,956 | -100.0% | -0.13% | – |
| NNC | Exit | NUVEEN NC QUALITY MUNI INC FD | $0 | – | -645,039 | -100.0% | -0.13% | – |
| BBN | Exit | BLACKROCK TAXABLE MUNI BOND TR | $0 | – | -348,823 | -100.0% | -0.14% | – |
| AON | Exit | AON PLC | $0 | – | -48,255 | -100.0% | -0.14% | – |
| SZC | Exit | CUSHING RENAISSANCE FD/THE SZC | $0 | – | -700,197 | -100.0% | -0.14% | – |
| IR | Exit | INGERSOLL-RAND PLC | $0 | – | -76,956 | -100.0% | -0.14% | – |
| LM | Exit | LEGG MASON INC | $0 | – | -265,650 | -100.0% | -0.15% | – |
| VFC | Exit | VF CORP | $0 | – | -116,130 | -100.0% | -0.16% | – |
| DTE | Exit | DTE ENERGY CO | $0 | – | -78,345 | -100.0% | -0.16% | – |
| CMCSA | Exit | COMCAST CORP | $0 | – | -240,875 | -100.0% | -0.16% | – |
| HIG | Exit | HARTFORD FINL SVCS GROUP | $0 | – | -190,050 | -100.0% | -0.17% | – |
| GLW | Exit | CORNING INC | $0 | – | -405,970 | -100.0% | -0.17% | – |
| AMGN | Exit | AMGEN INC | $0 | – | -55,345 | -100.0% | -0.18% | – |
| DAL | Exit | DELTA AIR LINES INC | $0 | – | -214,050 | -100.0% | -0.18% | – |
| SU | Exit | SUNCOR ENERGY INC | $0 | – | -433,575 | -100.0% | -0.21% | – |
| CNP | Exit | CENTERPOINT ENERGY INC | $0 | – | -479,545 | -100.0% | -0.22% | – |
| BDX | Exit | BECTON DICKINSON AND CO | $0 | – | -57,400 | -100.0% | -0.22% | – |
| UTX | Exit | UNITED TECHNOLOGIES CORP | $0 | – | -130,300 | -100.0% | -0.27% | – |
| MPC | Exit | MARATHON PETROLEUM CORP | $0 | – | -319,420 | -100.0% | -0.29% | – |
| CVX | Exit | CHEVRON CORP | $0 | – | -171,785 | -100.0% | -0.31% | – |
| EHI | Exit | WESTERN ASSET GLOBAL HIGH INC | $0 | – | -2,139,957 | -100.0% | -0.32% | – |
| NTC | Exit | NUVEEN CONNECTICUT QUALITY MUN | $0 | – | -1,645,426 | -100.0% | -0.33% | – |
| CRF | Exit | CORNERSTONE TOTAL RETURN FD CR | $0 | – | -4,023,126 | -100.0% | -0.66% | – |
| GFY | Exit | WA VARIABLE RATE STRATEGIC FD | $0 | – | -2,824,672 | -100.0% | -0.69% | – |
| CLM | Exit | CORNERSTONE STRATEGIC VALUE FD | $0 | – | -7,548,717 | -100.0% | -1.29% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 3.1% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 2.2% |
| EATON VANCE LIMITED DURATION I | 42 | Q3 2023 | 3.0% |
| EATON VANCE SHORT DUR DIVERSIF | 42 | Q3 2023 | 2.5% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 1.7% |
| PEPSICO INC | 42 | Q3 2023 | 1.8% |
| PUTNAM MASTER INTERMEDIATE INC | 42 | Q3 2023 | 1.7% |
| HOME DEPOT INC/THE | 42 | Q3 2023 | 2.0% |
| MFS INTERMEDIATE INCOME TRUST | 42 | Q3 2023 | 1.8% |
| PUTNAM PREMIER INCOME TRUST PP | 42 | Q3 2023 | 1.9% |
View SIT INVESTMENT ASSOCIATES INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| JOHN HANCOCK INCOME SECURITIES TRUST | August 17, 2023 | 2,336,414 | 20.1% |
| FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND | August 09, 2023 | 848,884 | 4.9% |
| FIRST TRUST MORTGAGE INCOME FUND | August 09, 2023 | 2,072,056 | 49.2% |
| MFS GOVERNMENT MARKETS INCOME TRUST | August 09, 2023 | 5,559,084 | 17.0% |
| abrdn Income Credit Strategies Fund | May 05, 2023 | 2,494,630 | 4.8% |
| RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | April 20, 2023 | 995,074 | 4.3% |
| CORNERSTONE TOTAL RETURN FUND INC | March 24, 2023 | 4,715,872 | 4.6% |
| PIMCO STRATEGIC INCOME FUND, INC | March 06, 2023 | 2,194,147 | 4.8% |
| RiverNorth Capital & Income Fund, Inc. | March 06, 2023 | 725,951 | 19.6% |
| WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND | March 06, 2023 | 2,636,412 | 4.3% |
View SIT INVESTMENT ASSOCIATES INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-09 |
| SC 13G | 2024-04-05 |
| SC 13G | 2024-04-05 |
| SC 13G | 2024-04-05 |
| SC 13G | 2024-04-05 |
| SC 13G/A | 2024-04-04 |
| SC 13G/A | 2024-04-04 |
| SC 13G | 2024-04-04 |
| SC 13G | 2024-04-04 |
| SC 13G | 2024-04-04 |
View SIT INVESTMENT ASSOCIATES INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.