$4.02 Billion is the total value of SIT INVESTMENT ASSOCIATES INC's 656 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 13.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MSFT | Sell | MICROSOFT CORP | $74,067,000 | -8.5% | 994,325 | -15.4% | 1.84% | -8.0% |
| CLM | New | CORNERSTONE STRATEGIC VAL FD I | $69,948,000 | – | 4,723,021 | +100.0% | 1.74% | – |
| AAPL | Sell | APPLE INC | $67,156,000 | -3.8% | 435,740 | -10.1% | 1.67% | -3.4% |
| JNJ | Sell | JOHNSON & JOHNSON | $63,138,000 | -6.5% | 485,640 | -4.9% | 1.57% | -6.0% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $61,931,000 | +10.7% | 1,251,379 | -0.1% | 1.54% | +11.2% |
| JPM | Sell | JPMORGAN CHASE & CO | $61,414,000 | -2.9% | 643,014 | -7.1% | 1.53% | -2.4% |
| BKT | Sell | BLACKROCK INCOME TRUST INC BKT | $55,173,000 | -3.7% | 8,785,478 | -2.4% | 1.37% | -3.2% |
| AVGO | Sell | BROADCOM LTD | $53,429,000 | -3.9% | 220,290 | -7.6% | 1.33% | -3.3% |
| DWDP | New | DOWDUPONT INC | $52,761,000 | – | 762,110 | +100.0% | 1.31% | – |
| MIN | Buy | MFS INTERMEDIATE INCOME TRUST | $52,285,000 | +3.3% | 12,216,157 | +4.3% | 1.30% | +3.8% |
| EVG | Sell | EATON VANCE SHORT DUR DIVERSIF | $52,005,000 | -3.0% | 3,652,012 | -4.2% | 1.29% | -2.5% |
| HD | Sell | HOME DEPOT INC/THE | $50,179,000 | -0.7% | 306,795 | -6.8% | 1.25% | -0.2% |
| BTZ | Sell | BLACKROCK CREDIT ALLOCATION IN | $49,349,000 | -10.3% | 3,636,613 | -11.1% | 1.23% | -9.9% |
| PEP | Sell | PEPSICO INC | $46,032,000 | -7.2% | 413,100 | -3.9% | 1.14% | -6.8% |
| PIM | Buy | PUTNAM MASTER INTERMEDIATE INC | $45,244,000 | +9.2% | 9,565,310 | +8.1% | 1.12% | +9.8% |
| AMAT | Sell | APPLIED MATERIALS INC | $42,220,000 | +12.3% | 810,515 | -10.9% | 1.05% | +12.8% |
| ABT | Buy | ABBOTT LABORATORIES | $38,820,000 | +16.1% | 727,520 | +5.8% | 0.96% | +16.7% |
| CRF | New | CORNERSTONE TOTAL RETURN FUND | $38,369,000 | – | 2,622,655 | +100.0% | 0.95% | – |
| ABBV | Sell | ABBVIE INC | $38,337,000 | -0.3% | 431,435 | -18.7% | 0.95% | +0.2% |
| DUC | Buy | DUFF & PHELPS UTILITY AND CORP | $38,107,000 | +4.3% | 4,124,119 | +3.7% | 0.95% | +4.8% |
| HON | Sell | HONEYWELL INTERNATIONAL INC | $37,224,000 | -2.0% | 262,620 | -7.8% | 0.92% | -1.5% |
| RTN | Sell | RAYTHEON CO | $37,012,000 | +4.2% | 198,373 | -9.8% | 0.92% | +4.8% |
| TJX | Sell | TJX COS INC/THE | $36,732,000 | -7.5% | 498,190 | -9.4% | 0.91% | -7.0% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $36,476,000 | -7.0% | 186,245 | -11.9% | 0.91% | -6.6% |
| V | Sell | VISA INC | $35,456,000 | +4.6% | 336,905 | -6.8% | 0.88% | +5.1% |
| EGF | Buy | BLACKROCK ENHANCED GOVERNMENT | $35,031,000 | +4.2% | 2,568,261 | +1.7% | 0.87% | +4.8% |
| BDX | Buy | BECTON DICKINSON AND CO | $34,757,000 | +4.6% | 177,375 | +4.2% | 0.86% | +5.2% |
| INTC | Sell | INTEL CORP | $33,884,000 | -3.8% | 889,807 | -14.8% | 0.84% | -3.3% |
| EVV | Buy | EATON VANCE LIMITED DURATION I | $33,349,000 | +4.5% | 2,376,967 | +5.0% | 0.83% | +5.1% |
| NEE | Sell | NEXTERA ENERGY INC | $31,680,000 | -3.0% | 216,174 | -7.2% | 0.79% | -2.5% |
| PFE | Sell | PFIZER INC | $31,633,000 | -4.8% | 886,075 | -10.4% | 0.79% | -4.4% |
| SU | Sell | SUNCOR ENERGY INC | $29,578,000 | -0.5% | 844,360 | -17.1% | 0.74% | 0.0% |
| PM | Sell | PHILIP MORRIS INTERNATIONAL IN | $29,334,000 | -7.2% | 264,242 | -1.8% | 0.73% | -6.8% |
| OXY | Buy | OCCIDENTAL PETROLEUM CORP | $29,307,000 | +42.2% | 456,430 | +32.6% | 0.73% | +42.7% |
| SWKS | Buy | SKYWORKS SOLUTIONS INC | $28,540,000 | +6.7% | 280,080 | +0.5% | 0.71% | +7.3% |
| PH | New | PARKER HANNIFIN CORP | $27,473,000 | – | 156,970 | +100.0% | 0.68% | – |
| PCI | Buy | PIMCO DYNAMIC CREDIT AND MTG I | $27,274,000 | +10.2% | 1,182,741 | +6.6% | 0.68% | +10.8% |
| ROK | Buy | ROCKWELL AUTOMATION INC | $27,140,000 | +13.2% | 152,290 | +2.9% | 0.67% | +13.7% |
| LM | Sell | LEGG MASON INC | $26,304,000 | -1.5% | 669,145 | -4.4% | 0.65% | -1.1% |
| MMM | Sell | 3M CO | $26,101,000 | -6.0% | 124,350 | -6.8% | 0.65% | -5.5% |
| DOC | Buy | PHYSICIANS REALTY TRUSTreit | $26,056,000 | -7.5% | 1,469,620 | +5.1% | 0.65% | -6.9% |
| KEY | Buy | KEYCORP | $25,509,000 | +33.3% | 1,355,430 | +32.8% | 0.63% | +34.0% |
| BHK | Sell | BLACKROCK CORE BOND TRUST BHK | $25,271,000 | -0.0% | 1,797,399 | -1.3% | 0.63% | +0.5% |
| ORCL | Buy | ORACLE CORP | $24,913,000 | +6.5% | 515,264 | +10.4% | 0.62% | +6.9% |
| UNP | Sell | UNION PACIFIC CORP | $24,676,000 | -18.1% | 212,775 | -23.1% | 0.61% | -17.7% |
| DTE | Sell | DTE ENERGY CO | $24,364,000 | -0.4% | 226,935 | -1.9% | 0.60% | 0.0% |
| GOOGL | Sell | ALPHABET INC - CL A | $24,072,000 | -4.0% | 24,722 | -8.4% | 0.60% | -3.5% |
| ACN | Sell | ACCENTURE PLC CL A | $23,942,000 | -13.5% | 177,255 | -20.8% | 0.60% | -13.1% |
| FDX | Sell | FEDEX CORP | $23,767,000 | -9.1% | 105,360 | -12.4% | 0.59% | -8.7% |
| AGN | Sell | ALLERGAN PLC | $23,724,000 | -22.2% | 115,755 | -7.7% | 0.59% | -21.8% |
| MRK | Sell | MERCK & CO INC | $23,665,000 | -4.6% | 369,594 | -4.5% | 0.59% | -4.2% |
| GLO | Buy | CLOUGH GLOBAL OPP FD GLO | $23,584,000 | +22.2% | 2,113,257 | +16.1% | 0.59% | +22.9% |
| SBUX | Sell | STARBUCKS CORP | $23,562,000 | -16.8% | 438,695 | -9.7% | 0.59% | -16.4% |
| JMM | Buy | NUVEEN MULTI-MARKET INCOME FUN | $23,225,000 | +3.3% | 3,059,181 | +1.9% | 0.58% | +3.8% |
| FMY | Buy | FIRST TRUST MORTGAGE INCOME FU | $22,982,000 | +4.6% | 1,611,758 | +4.0% | 0.57% | +5.2% |
| MPC | Sell | MARATHON PETROLEUM CORP | $22,375,000 | +2.9% | 398,975 | -4.0% | 0.56% | +3.3% |
| ERC | Sell | WELLS FARGO MULTI-SECTOR INCOM | $22,180,000 | -16.4% | 1,652,720 | -16.9% | 0.55% | -16.0% |
| KHC | Sell | KRAFT HEINZ CO/THE | $22,094,000 | -13.1% | 284,900 | -4.0% | 0.55% | -12.6% |
| SMG | Sell | SCOTTS MIRACLE-GRO CO/THE | $22,041,000 | -8.4% | 226,435 | -15.8% | 0.55% | -7.9% |
| JHS | Sell | JOHN HANCOCK INCOME SECURITIES | $21,572,000 | -1.8% | 1,454,644 | -3.0% | 0.54% | -1.5% |
| FTF | Sell | FRANKLIN LIMITED DURATION INCO | $21,425,000 | -17.7% | 1,783,931 | -19.0% | 0.53% | -17.4% |
| INSI | Buy | INSIGHT SELECT INCOME FUND INS | $21,254,000 | +6.6% | 1,057,401 | +4.8% | 0.53% | +7.1% |
| EWBC | Sell | EAST WEST BANCORP INC | $21,176,000 | -5.3% | 354,225 | -7.2% | 0.53% | -4.9% |
| MDT | Sell | MEDTRONIC PLC | $20,667,000 | -31.3% | 265,745 | -21.6% | 0.51% | -30.9% |
| DAL | Sell | DELTA AIR LINES INC | $20,652,000 | -18.2% | 428,290 | -8.8% | 0.51% | -17.8% |
| USB | Sell | US BANCORP | $19,893,000 | -33.3% | 371,215 | -35.4% | 0.49% | -33.0% |
| GFY | Buy | WESTERN ASSET VARIABLE RATE ST | $19,845,000 | +4.6% | 1,141,177 | +2.4% | 0.49% | +5.1% |
| LNC | Buy | LINCOLN NATIONAL CORP | $19,829,000 | +495625.0% | 269,857 | +473333.3% | 0.49% | – |
| LMT | Sell | LOCKHEED MARTIN CORP | $19,273,000 | -7.6% | 62,114 | -17.3% | 0.48% | -7.2% |
| SWK | Sell | STANLEY BLACK & DECKER INC | $18,909,000 | -14.1% | 125,250 | -19.9% | 0.47% | -13.6% |
| ALK | Sell | ALASKA AIR GROUP INC | $18,847,000 | -17.2% | 247,105 | -2.5% | 0.47% | -16.9% |
| AET | Sell | AETNA INC | $18,820,000 | +4.4% | 118,357 | -0.3% | 0.47% | +4.9% |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $18,691,000 | -24.6% | 161,015 | -20.7% | 0.46% | -24.1% |
| DPS | Buy | DR PEPPER SNAPPLE GROUP INC | $18,494,000 | +2.8% | 209,045 | +5.8% | 0.46% | +3.4% |
| TYG | Sell | TORTOISE ENERGY INFRASTRUCTURE | $18,411,000 | -8.0% | 635,728 | -3.5% | 0.46% | -7.5% |
| CBS | Sell | CBS CORP CLASS B | $18,360,000 | -22.1% | 316,560 | -14.3% | 0.46% | -21.8% |
| CEM | Buy | CLEARBRIDGE ENERGY MLP FUND IN | $18,332,000 | +1.4% | 1,235,332 | +4.3% | 0.46% | +2.0% |
| IR | Sell | INGERSOLL-RAND PLC | $18,238,000 | -41.3% | 204,531 | -39.9% | 0.45% | -41.1% |
| PPT | Sell | PUTNAM PREMIER INCOME TRUST PP | $18,029,000 | -30.7% | 3,388,936 | -29.3% | 0.45% | -30.3% |
| SHW | Sell | SHERWIN-WILLIAMS CO/THE | $17,852,000 | -21.5% | 49,860 | -23.0% | 0.44% | -21.0% |
| KYN | Buy | KAYNE ANDERSON MLP INVESTMENT | $17,338,000 | +2.4% | 954,236 | +6.2% | 0.43% | +2.9% |
| MIC | Buy | MACQUARIE INFRASTRUCTURE CORP | $17,298,000 | -0.4% | 239,645 | +8.2% | 0.43% | 0.0% |
| CMCSA | Buy | COMCAST CORP | $17,158,000 | +571833.3% | 445,884 | +530714.3% | 0.43% | – |
| NBD | Buy | NUVEEN BUILD AMERICA BOND OPP | $17,074,000 | +5.1% | 775,014 | +2.7% | 0.42% | +5.5% |
| DHG | Buy | DEUTSCHE HIGH INCOME OPPORTUNI | $16,637,000 | +33.2% | 1,099,593 | +31.0% | 0.41% | +33.7% |
| TROW | Sell | T ROWE PRICE GROUP INC | $16,342,000 | -2.6% | 180,275 | -20.3% | 0.41% | -2.2% |
| IP | Buy | INTERNATIONAL PAPER CO | $16,351,000 | +589.3% | 287,770 | +586.9% | 0.41% | +588.1% |
| TRP | New | TRANSCANADA CORP | $15,976,000 | – | 323,200 | +100.0% | 0.40% | – |
| HBAN | Sell | HUNTINGTON BANCSHARES INC/OH | $15,897,000 | -32.7% | 1,138,775 | -34.8% | 0.40% | -32.4% |
| LYB | Sell | LYONDELLBASELL INDUSTRIES NV | $15,870,000 | -7.9% | 160,225 | -21.6% | 0.39% | -7.5% |
| ALL | Sell | ALLSTATE CORP/THE | $15,222,000 | -12.8% | 165,615 | -16.1% | 0.38% | -12.5% |
| GLQ | Buy | CLOUGH GLOBAL EQUITY FD GLQ | $14,967,000 | +13.0% | 1,128,699 | +7.5% | 0.37% | +13.8% |
| DIS | Sell | WALT DISNEY CO/THE | $14,262,000 | -54.5% | 144,690 | -51.0% | 0.35% | -54.3% |
| BTTGY | Buy | BT GROUP PLC ADRdepositary recei | $14,197,000 | +1.4% | 737,900 | +2.3% | 0.35% | +2.0% |
| COST | Sell | COSTCO WHOLESALE CORP | $14,034,000 | +2.3% | 85,425 | -0.4% | 0.35% | +2.9% |
| NAD | Sell | NUVEEN DIVIDEND ADVANTAGE MUNI | $13,691,000 | -0.6% | 964,816 | -1.7% | 0.34% | -0.3% |
| FB | Sell | FACEBOOK INC-A | $13,590,000 | +12.0% | 79,535 | -1.0% | 0.34% | +12.7% |
| FEN | Buy | FIRST TRUST ENERGY INC AND GRO | $13,273,000 | +3.8% | 538,473 | +7.1% | 0.33% | +4.4% |
| VBF | Buy | INVESCO BOND FUND VBF | $13,164,000 | +16.4% | 657,885 | +13.7% | 0.33% | +16.8% |
| ECL | Buy | ECOLAB INC | $12,874,000 | -2.7% | 100,100 | +0.4% | 0.32% | -2.1% |
| CAH | Sell | CARDINAL HEALTH INC | $12,860,000 | -36.8% | 192,175 | -26.4% | 0.32% | -36.4% |
| MET | Sell | METLIFE INC | $12,804,000 | -6.0% | 246,464 | -0.5% | 0.32% | -5.6% |
| GOOG | ALPHABET INC - CL C | $12,499,000 | +5.5% | 13,032 | 0.0% | 0.31% | +6.1% | |
| AGD | Buy | ALPINE GLOBAL DYNAMIC DIV FD | $12,462,000 | +8.7% | 1,174,530 | +4.8% | 0.31% | +9.2% |
| SO | Sell | SOUTHERN CO/THE | $12,419,000 | -55.9% | 252,725 | -57.1% | 0.31% | -55.7% |
| DSU | Buy | BLACKROCK DEBT STRATEGIES FUND | $12,410,000 | +11.2% | 1,063,384 | +9.9% | 0.31% | +11.6% |
| LUMN | Buy | CENTURYLINK INC | $12,110,000 | -9.0% | 640,725 | +14.9% | 0.30% | -8.5% |
| MGF | Buy | MFS GOVERNMENT MARKETS INCOME | $12,046,000 | +5.2% | 2,438,517 | +6.7% | 0.30% | +5.7% |
| FAM | Sell | FIRST TRUST ABERDEEN GLOBAL OP | $11,914,000 | -2.6% | 1,010,479 | -3.8% | 0.30% | -2.3% |
| INTU | Sell | INTUIT INC | $11,684,000 | -4.1% | 82,200 | -10.4% | 0.29% | -3.7% |
| BAC | Buy | BANK OF AMERICA CORP | $11,404,000 | +56920.0% | 450,041 | +53412.6% | 0.28% | – |
| PCLN | Sell | PRICELINE GROUP INC/THE | $10,871,000 | -3.4% | 5,938 | -1.3% | 0.27% | -2.9% |
| NEA | Buy | NUVEEN AMT-FREE MUNICIPAL INCO | $10,839,000 | +2.5% | 782,590 | +1.3% | 0.27% | +2.7% |
| EMO | Buy | CLEARBRIDGE ENERGY MLP OPP FD | $10,796,000 | +2.4% | 887,084 | +7.3% | 0.27% | +2.7% |
| ICB | Buy | MORGAN STANLEY INCOME SECURITI | $10,734,000 | +2.5% | 586,573 | +2.0% | 0.27% | +3.1% |
| NTG | Sell | TORTOISE MLP FUND INC NTG | $10,703,000 | -31.8% | 590,669 | -27.4% | 0.27% | -31.4% |
| GPC | Sell | GENUINE PARTS CO | $10,660,000 | -65.6% | 111,450 | -66.7% | 0.26% | -65.4% |
| DEX | Buy | DELAWARE ENH GBL DIV & INC FD | $10,571,000 | +10.6% | 891,289 | +6.3% | 0.26% | +11.4% |
| FMO | Buy | FIDUCIARY/CLAYMORE MLP OPP FD | $10,527,000 | +14.7% | 814,759 | +24.5% | 0.26% | +15.4% |
| MCR | Sell | MFS CHARTER INCOME TRUST MCR | $9,668,000 | -38.1% | 1,115,158 | -38.3% | 0.24% | -37.8% |
| CELG | Sell | CELGENE CORP | $9,478,000 | +11.4% | 64,995 | -0.8% | 0.24% | +12.4% |
| ULTA | Buy | ULTA BEAUTY INC | $9,485,000 | -2.0% | 41,960 | +24.6% | 0.24% | -1.3% |
| CBA | Buy | CLEARBRIDGE AMERICAN ENERGY ML | $9,399,000 | -1.8% | 1,096,758 | +3.0% | 0.23% | -1.3% |
| BTA | Sell | BLACKROCK LONG-TERM MUNI ADVAN | $9,242,000 | -1.6% | 763,183 | -4.1% | 0.23% | -0.9% |
| WCN | Sell | WASTE CONNECTIONS INC | $9,139,000 | +8.4% | 130,631 | -0.2% | 0.23% | +8.6% |
| VGM | Sell | INVESCO TRUST FOR INV GRADE MU | $9,102,000 | -3.8% | 679,254 | -3.7% | 0.23% | -3.4% |
| EMD | Sell | WESTERN ASSET EMERGING MARKETS | $9,059,000 | -3.9% | 575,512 | -5.0% | 0.22% | -3.4% |
| GBAB | Sell | GUGGENHEIM TAXABLE MUNI TR GBA | $9,023,000 | -10.2% | 395,760 | -10.4% | 0.22% | -9.7% |
| CME | New | CME GROUP INC | $8,986,000 | – | 66,230 | +100.0% | 0.22% | – |
| ADBE | Sell | ADOBE SYSTEMS INC | $8,891,000 | -24.1% | 59,600 | -28.1% | 0.22% | -23.8% |
| XLNX | Sell | XILINX INC | $8,554,000 | -14.1% | 120,770 | -22.0% | 0.21% | -13.4% |
| CTSH | Buy | COGNIZANT TECH SOLUTIONS CL A | $8,334,000 | +9.7% | 114,885 | +0.5% | 0.21% | +10.1% |
| MIE | Sell | COHEN & STEERS MLP INC AND ENE | $8,275,000 | -19.8% | 793,338 | -16.5% | 0.21% | -19.2% |
| MAR | Buy | MARRIOTT INTERNATIONAL INC CL | $8,200,000 | +10.2% | 74,372 | +0.2% | 0.20% | +10.9% |
| CTR | Buy | CLEARBRIDGE ENERGY MLP TOTAL R | $8,035,000 | -0.1% | 632,158 | +0.3% | 0.20% | +0.5% |
| MMC | Sell | MARSH & MCLENNAN COS INC | $7,962,000 | -55.5% | 95,000 | -58.6% | 0.20% | -55.3% |
| CUBE | Sell | CUBESMARTreit | $7,832,000 | -43.3% | 301,700 | -47.5% | 0.20% | -43.0% |
| VR | Buy | VALIDUS HOLDINGS LTD | $7,686,000 | +439.4% | 156,190 | +469.5% | 0.19% | +445.7% |
| TMO | THERMO FISHER SCIENTIFIC INC | $7,697,000 | +8.4% | 40,682 | 0.0% | 0.19% | +8.5% | |
| WIA | Buy | WA/CLAY INFLATION-LINKED SEC & | $7,585,000 | +6.4% | 656,675 | +4.1% | 0.19% | +7.4% |
| VKI | Sell | INVESCO ADVANTAGE MUNI INC TRU | $7,532,000 | -6.8% | 654,423 | -6.5% | 0.19% | -6.5% |
| ANET | Sell | ARISTA NETWORKS INC | $7,314,000 | +24.5% | 38,575 | -1.7% | 0.18% | +25.5% |
| TGT | TARGET CORP | $7,182,000 | +12.9% | 121,704 | 0.0% | 0.18% | +13.4% | |
| LGI | Buy | LAZARD GLB TOT RET & INC FD L | $7,103,000 | +20.1% | 423,815 | +17.2% | 0.18% | +21.2% |
| SPE | Buy | SPECIAL OPPORTUNITIES FUND INC | $7,123,000 | +7.3% | 449,200 | +2.9% | 0.18% | +7.9% |
| MMT | Buy | MFS MULTIMARKET INCOME TRUST M | $7,038,000 | +4.8% | 1,127,952 | +4.2% | 0.18% | +5.4% |
| AGC | Sell | ADVENT CLAYMORE CV SEC AND INC | $7,057,000 | -31.7% | 1,130,975 | -31.8% | 0.18% | -31.4% |
| TEL | New | TE CONNECTIVITY LTD | $6,954,000 | – | 83,725 | +100.0% | 0.17% | – |
| ANSS | Sell | ANSYS INC | $6,848,000 | -0.0% | 55,795 | -0.9% | 0.17% | +0.6% |
| GLV | Buy | CLOUGH GLOBAL DIV ALLC FD GLV | $6,786,000 | +10.8% | 487,878 | +6.5% | 0.17% | +11.9% |
| CNC | Buy | CENTENE CORP | $6,745,000 | +21.7% | 69,700 | +0.4% | 0.17% | +22.6% |
| TSI | Buy | TCW STRATEGIC INCOME FUND TSI | $6,731,000 | +142.3% | 1,160,492 | +135.6% | 0.17% | +142.0% |
| SMM | Buy | SALIENT MIDSTREAM & MLP FUND S | $6,717,000 | +13.9% | 580,569 | +15.4% | 0.17% | +14.4% |
| VKQ | Sell | INVESCO MUNICIPAL TRUST VKQ | $6,545,000 | -1.4% | 512,542 | -1.0% | 0.16% | -0.6% |
| IQI | Sell | INVESCO QUALITY MUNICIPAL INCO | $6,496,000 | -7.4% | 507,533 | -7.8% | 0.16% | -6.9% |
| EL | ESTEE LAUDER COS INC/THE | $6,384,000 | +12.4% | 59,200 | 0.0% | 0.16% | +12.8% | |
| WIW | Buy | WA/CLAY INFLATION-LINKED OPP & | $6,375,000 | +3.2% | 565,137 | +0.8% | 0.16% | +3.3% |
| NVG | Buy | NUVEEN AMT-FREE MUNI CREDIT IN | $6,353,000 | +7.9% | 412,801 | +6.2% | 0.16% | +8.2% |
| EHI | Sell | WESTERN ASSET GLOBAL HIGH INCO | $6,298,000 | -17.1% | 612,053 | -19.0% | 0.16% | -16.5% |
| DNKN | Sell | DUNKIN' BRANDS GROUP INC | $6,146,000 | -4.0% | 115,785 | -0.3% | 0.15% | -3.2% |
| EA | ELECTRONIC ARTS INC | $6,117,000 | +11.7% | 51,815 | 0.0% | 0.15% | +12.6% | |
| JLS | Buy | NUVEEN MORTGAGE OPPORTUNITY TE | $5,985,000 | +0.4% | 235,986 | +1.4% | 0.15% | +1.4% |
| AVK | Sell | ADVENT CLAYMORE CV SEC AND INC | $5,982,000 | -31.0% | 369,481 | -31.2% | 0.15% | -30.4% |
| OA | Sell | ORBITAL ATK INC | $5,956,000 | +33.5% | 44,725 | -1.4% | 0.15% | +34.5% |
| PCF | Buy | PUTMAN HIGH INC SEC PCF | $5,965,000 | +88.1% | 667,991 | +85.2% | 0.15% | +89.7% |
| CIEN | Sell | CIENA CORP | $5,953,000 | -13.0% | 270,950 | -0.9% | 0.15% | -12.4% |
| GS | Sell | GOLDMAN SACHS GROUP INC/THE | $5,914,000 | -62.6% | 24,933 | -65.0% | 0.15% | -62.4% |
| HUBB | Sell | HUBBELL INC | $5,818,000 | -58.4% | 50,150 | -59.4% | 0.14% | -58.1% |
| NVDA | Sell | NVIDIA CORP | $5,748,000 | +7.9% | 32,155 | -12.7% | 0.14% | +8.3% |
| AMZN | Buy | AMAZON.COM INC | $5,734,000 | +18.9% | 5,965 | +19.8% | 0.14% | +19.3% |
| SRV | Buy | CUSHING MLP TOTAL RETURN FUND/ | $5,686,000 | +2.8% | 471,607 | +4.7% | 0.14% | +2.9% |
| EEFT | Sell | EURONET WORLDWIDE INC | $5,661,000 | +6.7% | 59,725 | -1.6% | 0.14% | +7.6% |
| INCY | Buy | INCYTE CORP | $5,602,000 | +9.5% | 47,985 | +18.0% | 0.14% | +9.4% |
| WEA | Sell | WESTERN ASSET PREMIER BOND FUN | $5,574,000 | -9.0% | 403,030 | -8.0% | 0.14% | -7.9% |
| VMO | Sell | INVESCO MUNICIPAL OPPORTUNITY | $5,526,000 | -6.0% | 424,717 | -5.4% | 0.14% | -5.5% |
| JMF | Sell | NUVEEN ENERGY MLP TOTAL RETURN | $5,412,000 | -20.1% | 448,728 | -12.5% | 0.13% | -19.8% |
| PRU | Buy | PRUDENTIAL FINANCIAL INC | $5,347,000 | +128.7% | 50,295 | +132.7% | 0.13% | +129.3% |
| NSRGY | Buy | NESTLE SA ADRdepositary recei | $5,333,000 | -3.2% | 63,478 | +0.4% | 0.13% | -2.2% |
| DEO | Sell | DIAGEO PLC ADRdepositary recei | $5,250,000 | +10.1% | 39,733 | -0.2% | 0.13% | +10.2% |
| FRC | Sell | FIRST REPUBLIC BANK/CA | $5,192,000 | +2.4% | 49,700 | -1.9% | 0.13% | +3.2% |
| CB | CHUBB LTD | $5,158,000 | -2.0% | 36,186 | 0.0% | 0.13% | -1.5% | |
| SBAC | Sell | SBA COMMUNICATIONS CORPreit | $5,014,000 | -10.4% | 34,810 | -16.1% | 0.12% | -9.4% |
| BUD | Buy | ANHEUSER-BUSCH INBEV SA/NV ADRdepositary recei | $5,026,000 | +12.5% | 42,127 | +4.1% | 0.12% | +13.6% |
| MIY | Sell | BLACKROCK MUNIYIELD MI QUALITY | $5,048,000 | -4.2% | 361,635 | -3.8% | 0.12% | -3.8% |
| AZPN | Sell | ASPEN TECHNOLOGY INC | $4,934,000 | +11.8% | 78,550 | -1.6% | 0.12% | +12.8% |
| GAM | Buy | GENERAL AMERN INVS CO GAM | $4,936,000 | +88.3% | 137,031 | +79.5% | 0.12% | +89.2% |
| ULTI | Sell | ULTIMATE SOFTWARE GROUP INC/TH | $4,925,000 | -13.8% | 25,975 | -4.5% | 0.12% | -13.5% |
| MSP | Buy | MADISON STRTG SECTOR PREM MSP | $4,775,000 | +49.8% | 397,545 | +50.2% | 0.12% | +50.6% |
| VMM | DELAWARE INVS MN MUNI INC FD I | $4,766,000 | -2.8% | 334,436 | 0.0% | 0.12% | -2.5% | |
| THO | Buy | THOR INDUSTRIES INC | $4,734,000 | +52.9% | 37,600 | +26.9% | 0.12% | +53.2% |
| GILD | GILEAD SCIENCES INC | $4,711,000 | +14.5% | 58,150 | 0.0% | 0.12% | +14.7% | |
| ING | Buy | ING GROEP NV ADRdepositary recei | $4,661,000 | +8.7% | 253,025 | +2.6% | 0.12% | +9.4% |
| JMT | Buy | NUVEEN MTG OPP TERM FD 2 JMT | $4,617,000 | +0.9% | 188,072 | +1.1% | 0.12% | +1.8% |
| JHA | New | NUVEEN HIGH INC DEC 18 TGT TER | $4,584,000 | – | 456,589 | +100.0% | 0.11% | – |
| KYE | Buy | KAYNE ANDERSON ENRGY TOT RET F | $4,575,000 | +32.0% | 411,437 | +32.0% | 0.11% | +32.6% |
| MUE | Sell | BLACKROCK MUNIHOLDINGS QUALITY | $4,532,000 | -7.8% | 325,359 | -9.7% | 0.11% | -6.6% |
| MFT | Sell | BLACKROCK MUNIYIELD INV QUALIT | $4,486,000 | -12.7% | 310,212 | -15.1% | 0.11% | -12.6% |
| AJG | Buy | ARTHUR J GALLAGHER & CO | $4,476,000 | +11.0% | 72,720 | +3.2% | 0.11% | +11.0% |
| BAH | Sell | BOOZ ALLEN HAMILTON HLDG | $4,453,000 | +13.0% | 119,100 | -1.7% | 0.11% | +14.4% |
| NBB | Buy | NUVEEN BUILD AMERICA BOND FUND | $4,442,000 | +33.7% | 206,913 | +30.7% | 0.11% | +34.1% |
| BCE | Sell | BCE INC | $4,325,000 | -2.3% | 92,365 | -6.1% | 0.11% | -2.7% |
| ALXN | Sell | ALEXION PHARMACEUTICALS INC | $4,204,000 | +12.8% | 29,970 | -2.1% | 0.10% | +13.0% |
| BSX | Buy | BOSTON SCIENTIFIC CORP | $4,134,000 | +45.0% | 141,710 | +37.8% | 0.10% | +45.1% |
| EOD | Buy | WELLS FARGO GLOB DIVD OPP FD E | $4,158,000 | +18.7% | 663,217 | +15.9% | 0.10% | +18.4% |
| ALGN | Sell | ALIGN TECHNOLOGY INC | $4,053,000 | +15.6% | 21,760 | -6.8% | 0.10% | +16.1% |
| MSD | Sell | MORGAN STANLEY EM MKTS FD MSD | $4,046,000 | -13.0% | 401,793 | -14.6% | 0.10% | -12.2% |
| ADSK | Buy | AUTODESK INC | $4,078,000 | +82.9% | 36,324 | +64.2% | 0.10% | +83.6% |
| MUS | Sell | BLACKROCK MUNIHOLDINGS QUALITY | $4,023,000 | +0.4% | 295,812 | -0.8% | 0.10% | +1.0% |
| SNA | Sell | SNAP-ON INC | $4,028,000 | -6.6% | 27,030 | -1.0% | 0.10% | -6.5% |
| MQT | Sell | BLACKROCK MUNIYIELD QUALITY FD | $3,973,000 | +0.5% | 297,840 | -1.1% | 0.10% | +1.0% |
| MFL | Sell | BLACKROCK MUNIHOLDINGS INV QUA | $3,999,000 | -4.0% | 270,022 | -4.7% | 0.10% | -3.9% |
| KMF | Buy | KAYNE ANDERSON MIDSTREAM ENE F | $3,958,000 | +27.6% | 269,265 | +31.5% | 0.10% | +27.3% |
| PYPL | PAYPAL HOLDINGS INC | $3,890,000 | +19.3% | 60,750 | 0.0% | 0.10% | +19.8% | |
| RGA | New | REINSURANCE GROUP AMER IN | $3,892,000 | – | 27,895 | +100.0% | 0.10% | – |
| SCI | Sell | SERVICE CORP INTERNATIONAL/US | $3,869,000 | +1.8% | 112,150 | -1.3% | 0.10% | +2.1% |
| KED | Buy | KAYNE ANDERSON ENERGY DEVELOPM | $3,871,000 | +68.7% | 223,394 | +76.4% | 0.10% | +68.4% |
| WEC | Buy | WEC ENERGY GROUP INC | $3,827,000 | +3.4% | 60,962 | +1.1% | 0.10% | +3.3% |
| PTC | Buy | PTC INC | $3,799,000 | +21.6% | 67,500 | +19.2% | 0.09% | +22.1% |
| HSBC | Buy | HSBC HOLDINGS PLC ADRdepositary recei | $3,784,000 | +8.4% | 76,590 | +1.8% | 0.09% | +9.3% |
| AMG | Sell | AFFILIATED MANAGERS GROUP INC | $3,782,000 | +12.7% | 19,925 | -1.5% | 0.09% | +13.3% |
| PMO | Sell | PUTNAM MUNICIPAL OPPORTUNITIES | $3,713,000 | -2.8% | 294,022 | -3.8% | 0.09% | -2.1% |
| MKSI | Buy | MKS INSTRUMENTS INC | $3,646,000 | +54.0% | 38,600 | +9.7% | 0.09% | +54.2% |
| AZSEY | Buy | ALLIANZ SE ADRdepositary recei | $3,655,000 | +16.1% | 163,240 | +2.6% | 0.09% | +16.7% |
| NKE | Sell | NIKE INC CL B | $3,606,000 | -31.1% | 69,550 | -21.6% | 0.09% | -30.2% |
| AXE | Buy | ANIXTER INTERNATIONAL INC | $3,579,000 | +32.8% | 42,111 | +22.1% | 0.09% | +32.8% |
| TWX | Sell | TIME WARNER INC | $3,599,000 | -67.3% | 35,130 | -67.9% | 0.09% | -67.3% |
| TTP | Sell | TORTOISE PIPELINE & ENERGY FUN | $3,517,000 | -21.9% | 182,630 | -21.2% | 0.09% | -21.6% |
| CNK | Sell | CINEMARK HOLDINGS INC | $3,483,000 | -8.0% | 96,185 | -1.3% | 0.09% | -7.4% |
| HLS | Buy | HEALTHSOUTH CORP | $3,429,000 | +34.3% | 73,975 | +40.2% | 0.08% | +34.9% |
| PG | PROCTER & GAMBLE CO/THE | $3,326,000 | +4.4% | 36,554 | 0.0% | 0.08% | +5.1% | |
| IBDRY | Sell | IBERDROLA SA ADRdepositary recei | $3,325,000 | -3.1% | 107,210 | -0.9% | 0.08% | -2.4% |
| UFS | Buy | DOMTAR CORP | $3,345,000 | +20.2% | 77,090 | +6.4% | 0.08% | +20.3% |
| SIVB | Sell | SVB FINANCIAL GROUP | $3,349,000 | +5.2% | 17,900 | -1.2% | 0.08% | +5.1% |
| UPS | Sell | UNITED PARCEL SERVICE INC CL B | $3,269,000 | -18.8% | 27,220 | -25.2% | 0.08% | -19.0% |
| DST | Sell | DST SYSTEMS INC | $3,110,000 | -12.0% | 56,675 | -1.1% | 0.08% | -11.5% |
| NXJ | Sell | NUVEEN NJ DIVIDEND ADVANTAGE M | $3,072,000 | -4.9% | 223,758 | -5.0% | 0.08% | -5.0% |
| DHF | Buy | DREYFUS HI YLD STRAT DHF | $3,036,000 | +17.2% | 860,053 | +16.2% | 0.08% | +17.2% |
| PDCO | New | PATTERSON COS INC | $2,958,000 | – | 76,530 | +100.0% | 0.07% | – |
| MTN | Sell | VAIL RESORTS INC | $2,924,000 | +9.9% | 12,820 | -2.3% | 0.07% | +10.6% |
| HUM | HUMANA INC | $2,928,000 | +1.2% | 12,020 | 0.0% | 0.07% | +1.4% | |
| PAHC | Buy | PHIBRO ANIMAL HEALTH CORP | $2,897,000 | +8.8% | 78,200 | +8.8% | 0.07% | +9.1% |
| CWH | Sell | CAMPING WORLD HOLDINGS INC | $2,868,000 | +29.0% | 70,400 | -2.4% | 0.07% | +29.1% |
| TTWO | Sell | TAKE-TWO INTERACTIVE SOFTWARE | $2,804,000 | +34.2% | 27,425 | -3.7% | 0.07% | +34.6% |
| MUFG | Sell | MITSUBISHI UFJ FINL GROUP ADRdepositary recei | $2,830,000 | -6.2% | 439,426 | -1.7% | 0.07% | -6.7% |
| VPV | Buy | INVESCO PA VALUE MUNICIPAL INC | $2,801,000 | +0.5% | 227,532 | +0.9% | 0.07% | +1.4% |
| EAD | Sell | WELLS FARGO INC OPPORT FD EAD | $2,771,000 | -3.4% | 316,634 | -5.5% | 0.07% | -2.8% |
| BGH | Sell | BARINGS GLOBAL SHORT DURA HI Y | $2,750,000 | -6.0% | 133,486 | -9.8% | 0.07% | -5.6% |
| AMP | AMERIPRISE FINANCIAL INC | $2,747,000 | +16.7% | 18,495 | 0.0% | 0.07% | +17.2% | |
| LOGM | New | LOGMEIN INC | $2,742,000 | – | 24,920 | +100.0% | 0.07% | – |
| RENX | Buy | RELX NV-SPON ADRdepositary recei | $2,752,000 | +5.2% | 129,005 | +1.9% | 0.07% | +4.6% |
| MYI | BLACKROCK MUNIYIELD QUALITY FD | $2,718,000 | +0.3% | 189,643 | 0.0% | 0.07% | +1.5% | |
| SIEGY | Buy | SIEMENS AG ADRdepositary recei | $2,744,000 | +9.9% | 38,785 | +7.4% | 0.07% | +9.7% |
| NZF | Sell | NUVEEN ENHANCED MUNI CREDIT OP | $2,727,000 | -1.9% | 179,283 | -3.8% | 0.07% | -1.4% |
| NDP | Sell | TORTOISE ENERGY INDEPENDENCE F | $2,693,000 | -34.9% | 201,618 | -35.1% | 0.07% | -34.3% |
| STE | Sell | STERIS PLC | $2,648,000 | -1.5% | 29,955 | -9.2% | 0.07% | 0.0% |
| IVZ | Buy | INVESCO LTD | $2,639,000 | +1.0% | 75,320 | +1.4% | 0.07% | +1.5% |
| CSL | CARLISLE COS INC | $2,557,000 | +5.1% | 25,500 | 0.0% | 0.06% | +6.7% | |
| DNIF | Sell | DIVIDEND AND INCOME FUND DNI | $2,561,000 | -0.0% | 199,121 | -4.0% | 0.06% | +1.6% |
| ZURVY | Sell | ZURICH INSURANCE GROUP AG ADRdepositary recei | $2,524,000 | +4.0% | 82,490 | -1.0% | 0.06% | +5.0% |
| EME | Sell | EMCOR GROUP INC | $2,512,000 | +2.4% | 36,200 | -3.5% | 0.06% | +1.6% |
| MTSI | Sell | MACOM TECH SOLUTIONS HLDG | $2,402,000 | -21.5% | 53,850 | -1.8% | 0.06% | -21.1% |
| UNRDY | Buy | UNIBAIL-RODAMCO SE ADRdepositary recei | $2,406,000 | +1.4% | 98,805 | +4.0% | 0.06% | +1.7% |
| HCSG | Sell | HEALTHCARE SERVICES GROUP INC | $2,365,000 | +12.5% | 43,815 | -2.4% | 0.06% | +13.5% |
| CR | Sell | CRANE CO | $2,352,000 | -1.9% | 29,400 | -2.6% | 0.06% | -1.7% |
| CCEP | COCA-COLA EUROPEAN PARTNERS PL | $2,347,000 | +2.3% | 56,400 | 0.0% | 0.06% | +1.8% | |
| MPWR | Sell | MONOLITHIC POWER SYSTEMS INC | $2,312,000 | +8.3% | 21,700 | -2.0% | 0.06% | +7.5% |
| ASGN | Sell | ON ASSIGNMENT INC | $2,216,000 | -4.3% | 41,275 | -3.5% | 0.06% | -3.5% |
| NMS | NUVEEN MN QUALITY MUNI INCOME | $2,198,000 | -4.8% | 144,128 | 0.0% | 0.06% | -3.5% | |
| BLKB | Buy | BLACKBAUD INC | $2,153,000 | +252.4% | 24,525 | +244.2% | 0.05% | +260.0% |
| HNW | Buy | PIONEER DIVERSIFIED HIGH INC H | $2,173,000 | +9.6% | 131,161 | +8.6% | 0.05% | +10.2% |
| MZF | Sell | MANAGED DUR INV GRADE MUNICIPA | $2,185,000 | -0.3% | 158,460 | -0.2% | 0.05% | 0.0% |
| PACW | Buy | PACWEST BANCORP | $2,141,000 | +74.2% | 42,390 | +61.0% | 0.05% | +76.7% |
| LCM | Sell | ADVENT/CLAYMORE ENHANCED GROWT | $2,130,000 | -12.2% | 247,356 | -10.8% | 0.05% | -11.7% |
| HYI | Buy | WESTERN ASSET HGH YLD DFN FD H | $2,119,000 | +35.1% | 136,290 | +32.8% | 0.05% | +35.9% |
| SHEN | Sell | SHENANDOAH TELECOMMUNICATIONS | $2,102,000 | +18.8% | 56,500 | -2.0% | 0.05% | +18.2% |
| RHHBY | Sell | ROCHE HOLDING AG ADRdepositary recei | $2,078,000 | -26.7% | 64,925 | -27.1% | 0.05% | -25.7% |
| OSK | Sell | OSHKOSH CORP | $2,071,000 | +18.8% | 25,090 | -0.9% | 0.05% | +18.6% |
| BBN | Sell | BLACKROCK TAXABLE MUNI BOND TR | $2,062,000 | -40.3% | 88,246 | -41.5% | 0.05% | -40.0% |
| CASY | Sell | CASEY'S GENERAL STORES INC | $2,041,000 | -30.2% | 18,650 | -31.7% | 0.05% | -29.2% |
| ACP | Buy | AVENUE INCOME CRED STRAT FD AC | $1,997,000 | +8.5% | 135,382 | +2.3% | 0.05% | +8.7% |
| RDSB | Sell | ROYAL DUTCH SHELL PLC ADRdepositary recei | $1,993,000 | +4.0% | 31,875 | -9.5% | 0.05% | +6.4% |
| DSM | Sell | DREYFUS STRATEGIC MUNICIPAL BO | $2,000,000 | -30.3% | 236,174 | -29.9% | 0.05% | -29.6% |
| DHY | Buy | CREDIT SUISSE HIGH YIELD BOND | $1,955,000 | +17.2% | 678,671 | +15.1% | 0.05% | +19.5% |
| VET | Buy | VERMILION ENERGY INC | $1,954,000 | +22.7% | 54,915 | +9.4% | 0.05% | +25.6% |
| ICE | INTERCONTINENTAL EXCHANGE INC | $1,958,000 | +4.2% | 28,500 | 0.0% | 0.05% | +6.5% | |
| KTWO | Sell | K2M GROUP HOLDINGS INC | $1,919,000 | -16.1% | 90,475 | -3.6% | 0.05% | -15.8% |
| Buy | WPP PLC | $1,917,000 | +14.7% | 103,300 | +29.9% | 0.05% | +17.1% | |
| APOG | Buy | APOGEE ENTERPRISES INC | $1,833,000 | -4.0% | 37,975 | +13.0% | 0.05% | -2.1% |
| RIO | Buy | RIO TINTO PLC ADRdepositary recei | $1,865,000 | +54.9% | 39,531 | +38.9% | 0.05% | +53.3% |
| KO | COCA-COLA CO/THE | $1,822,000 | +0.4% | 40,475 | 0.0% | 0.04% | 0.0% | |
| R | Sell | RYDER SYSTEM INC | $1,803,000 | +16.1% | 21,325 | -1.2% | 0.04% | +18.4% |
| BTI | Buy | BRITISH AMER TOBACCO ADRdepositary recei | $1,770,000 | +64.5% | 28,349 | +80.6% | 0.04% | +63.0% |
| DLX | Buy | DELUXE CORP | $1,777,000 | +5.5% | 24,350 | +0.1% | 0.04% | +4.8% |
| AMD | Buy | ADVANCED MICRO DEVICES IN | $1,756,000 | +610.9% | 137,700 | +595.5% | 0.04% | +633.3% |
| EVHC | Sell | ENVISION HEALTHCARE CORP | $1,761,000 | -30.0% | 39,175 | -2.4% | 0.04% | -29.0% |
| WBK | WESTPAC BANKING CORP ADRdepositary recei | $1,759,000 | +7.8% | 69,750 | 0.0% | 0.04% | +10.0% | |
| AFB | Sell | ALLIANCEBERNSTEIN NATIONAL MUN | $1,725,000 | -6.1% | 123,532 | -8.0% | 0.04% | -4.4% |
| FPL | Buy | FIRST TRUST NEW OPPORTUNITIES | $1,730,000 | +648.9% | 137,156 | +680.8% | 0.04% | +616.7% |
| CLR | CONTINENTAL RESOURCES INC/OK | $1,726,000 | +19.4% | 44,698 | 0.0% | 0.04% | +19.4% | |
| WFC | WELLS FARGO & CO | $1,678,000 | -0.5% | 30,420 | 0.0% | 0.04% | 0.0% | |
| PHG | KONINKLIJKE PHILIPS NV ADRdepositary recei | $1,690,000 | +15.0% | 41,023 | 0.0% | 0.04% | +16.7% | |
| XPO | Buy | XPO LOGISTICS INC | $1,683,000 | +131.2% | 24,829 | +120.3% | 0.04% | +133.3% |
| NVS | NOVARTIS AG ADRdepositary recei | $1,631,000 | +2.8% | 18,995 | 0.0% | 0.04% | +5.1% | |
| CRM | Buy | SALESFORCE.COM INC | $1,658,000 | +8.2% | 17,745 | +0.3% | 0.04% | +7.9% |
| ETH | Sell | ETHAN ALLEN INTERIORS INC | $1,651,000 | -2.0% | 50,950 | -2.3% | 0.04% | -2.4% |
| CEN | Buy | CENTER COAST MLP & INFRASTRUCT | $1,633,000 | +19.1% | 154,679 | +23.5% | 0.04% | +20.6% |
| LECO | Buy | LINCOLN ELECTRIC HOLDINGS INC | $1,653,000 | +29.9% | 18,030 | +30.4% | 0.04% | +32.3% |
| PAYC | Buy | PAYCOM SOFTWARE INC | $1,669,000 | +28.2% | 22,260 | +17.0% | 0.04% | +28.1% |
| SPLK | Buy | SPLUNK INC | $1,613,000 | +44.1% | 24,275 | +23.4% | 0.04% | +42.9% |
| VLT | Buy | INVESCO VAN KAMPEN HIGH INC II | $1,550,000 | +28.8% | 102,644 | +27.3% | 0.04% | +30.0% |
| BAF | Sell | BLACKROCK MUNI INC INV QUAL TR | $1,564,000 | +1.2% | 102,863 | -1.8% | 0.04% | +2.6% |
| WSO | Buy | WATSCO INC | $1,554,000 | +79.9% | 9,645 | +72.2% | 0.04% | +85.7% |
| BPK | Buy | BLACKROCK MUNICIPAL 2018 TERM | $1,588,000 | +21.5% | 105,625 | +21.5% | 0.04% | +21.9% |
| AME | AMETEK INC | $1,585,000 | +9.0% | 24,000 | 0.0% | 0.04% | +8.3% | |
| CVS | Sell | CVS HEALTH CORP | $1,582,000 | -11.3% | 19,455 | -12.2% | 0.04% | -11.4% |
| ANDV | New | ANDEAVOR | $1,524,000 | – | 14,771 | +100.0% | 0.04% | – |
| MSA | Buy | MSA SAFETY INC | $1,521,000 | +27.5% | 19,125 | +30.1% | 0.04% | +26.7% |
| GDO | WA GLOBAL CORPORATE DEFINED OP | $1,505,000 | +2.4% | 82,555 | 0.0% | 0.04% | +2.8% | |
| CIF | Sell | MFS INTERMEDIATE HIGH INCOME F | $1,478,000 | -16.3% | 504,423 | -20.0% | 0.04% | -15.9% |
| SRPT | Buy | SAREPTA THERAPEUTICS INC | $1,507,000 | +109.0% | 33,225 | +55.3% | 0.04% | +105.6% |
| SR | Sell | SPIRE INC | $1,484,000 | -6.0% | 19,875 | -12.2% | 0.04% | -5.1% |
| PF | Sell | PINNACLE FOODS INC | $1,431,000 | -3.8% | 25,025 | -0.1% | 0.04% | -2.7% |
| DSL | Sell | DOUBLELINE INCOME SOLUTIO DSL | $1,458,000 | -0.9% | 68,626 | -3.7% | 0.04% | 0.0% |
| EIM | Sell | EATON VANCE MUNICIPAL BOND FUN | $1,446,000 | -2.2% | 114,012 | -2.1% | 0.04% | -2.7% |
| EXAS | Buy | EXACT SCIENCES CORP | $1,409,000 | +257.6% | 29,900 | +168.2% | 0.04% | +250.0% |
| CRH | CRH PLC ADRdepositary recei | $1,375,000 | +6.8% | 36,325 | 0.0% | 0.03% | +6.2% | |
| IEX | Sell | IDEX CORP | $1,348,000 | +3.7% | 11,100 | -3.5% | 0.03% | +6.2% |
| ACHC | Buy | ACADIA HEALTHCARE CO INC | $1,321,000 | +118.3% | 27,650 | +125.7% | 0.03% | +120.0% |
| FEI | Buy | FIRST TRUST MLP AND ENERGY INC | $1,336,000 | +478.4% | 87,576 | +485.4% | 0.03% | +450.0% |
| BABA | Buy | ALIBABA GROUP HOLDING LTD ADRdepositary recei | $1,297,000 | +30.9% | 7,510 | +6.8% | 0.03% | +28.0% |
| SLB | Sell | SCHLUMBERGER LTD | $1,230,000 | -36.2% | 17,635 | -39.8% | 0.03% | -35.4% |
| OEC | ORION ENGINEERED CARBONS SA | $1,243,000 | +12.5% | 55,382 | 0.0% | 0.03% | +14.8% | |
| IONS | Sell | IONIS PHARMACEUTICALS INC | $1,254,000 | -4.0% | 24,725 | -3.7% | 0.03% | -3.1% |
| CIK | Sell | CREDIT SUISSE ASSET MANAGEMENT | $1,191,000 | -47.8% | 351,464 | -48.1% | 0.03% | -46.4% |
| PKI | Sell | PERKINELMER INC | $1,203,000 | +1.0% | 17,440 | -0.2% | 0.03% | +3.4% |
| JAZZ | JAZZ PHARMACEUTICALS PLC | $1,155,000 | -5.9% | 7,900 | 0.0% | 0.03% | -3.3% | |
| EOG | EOG RESOURCES INC | $1,160,000 | +6.9% | 11,987 | 0.0% | 0.03% | +7.4% | |
| CORT | Sell | CORCEPT THERAPEUTICS INC | $1,166,000 | +57.8% | 60,400 | -3.5% | 0.03% | +61.1% |
| HALO | Sell | HALOZYME THERAPEUTICS INC | $1,181,000 | +30.5% | 68,000 | -3.7% | 0.03% | +31.8% |
| CMG | CHIPOTLE MEXICAN GRILL INC | $1,183,000 | -26.0% | 3,842 | 0.0% | 0.03% | -27.5% | |
| TSS | TOTAL SYSTEM SERVICES INC | $1,172,000 | +12.5% | 17,891 | 0.0% | 0.03% | +11.5% | |
| BGX | New | BLACKSTONE GSO LNG SHRT CRED I | $1,084,000 | – | 67,433 | +100.0% | 0.03% | – |
| KIO | Buy | KKR INCOME OPPORTUNITIES FD KI | $1,077,000 | +7.6% | 60,156 | +5.1% | 0.03% | +8.0% |
| XOM | Sell | EXXON MOBIL CORP | $1,095,000 | -1.5% | 13,360 | -3.0% | 0.03% | 0.0% |
| PFS | PROVIDENT FINL SVCS INC | $1,062,000 | +5.0% | 39,825 | 0.0% | 0.03% | +4.0% | |
| IDEXY | Buy | INDUSTRIA DE DISENO TEXTIL SAdepositary recei | $1,056,000 | +17500.0% | 55,905 | +16840.9% | 0.03% | – |
| FHY | Sell | FIRST TR STRAT HIGH INC FD FHY | $1,048,000 | -66.8% | 76,982 | -66.8% | 0.03% | -66.7% |
| TAL | Buy | TAL EDUCATION GROUP ADRdepositary recei | $1,032,000 | +29.8% | 30,600 | +370.8% | 0.03% | +30.0% |
| MRTN | Buy | MARTEN TRANSPORT LTD | $1,031,000 | +20.4% | 50,184 | +60.6% | 0.03% | +23.8% |
| TEN | Sell | TENNECO INC | $1,053,000 | +1.2% | 17,350 | -3.6% | 0.03% | 0.0% |
| CNP | CENTERPOINT ENERGY INC | $1,029,000 | +6.6% | 35,234 | 0.0% | 0.03% | +8.3% | |
| ISD | Buy | PRUDENTIAL SHORT DUR HI YLD FD | $1,006,000 | +1157.5% | 65,953 | +1161.1% | 0.02% | +1150.0% |
| G | Buy | GENPACT LTD | $1,021,000 | +6.0% | 35,510 | +2.6% | 0.02% | +4.2% |
| VWR | Sell | VWR CORP | $992,000 | -40.4% | 29,975 | -40.6% | 0.02% | -39.0% |
| WTFC | Buy | WINTRUST FINANCIAL CORP | $1,000,000 | +8.1% | 12,765 | +5.5% | 0.02% | +8.7% |
| BYM | Sell | BLACKROCK MUNICIPAL INC QUALIT | $998,000 | -4.1% | 67,936 | -5.5% | 0.02% | -3.8% |
| LOPE | Buy | GRAND CANYON EDUCATION INC | $951,000 | +42.4% | 10,475 | +22.9% | 0.02% | +41.2% |
| QTS | New | QTS REALTY TR INC-CL A | $963,000 | – | 18,385 | +100.0% | 0.02% | – |
| BGB | New | BLACKSTONE GSO STRAT CRED FD B | $948,000 | – | 59,333 | +100.0% | 0.02% | – |
| XL | Sell | XL GROUP LTD | $965,000 | -90.8% | 24,455 | -89.8% | 0.02% | -90.8% |
| AMCRY | Buy | AMCOR LTD/AUSTRALIA ADRdepositary recei | $949,000 | -0.7% | 19,765 | +3.1% | 0.02% | 0.0% |
| PFL | Sell | PIMCO INCOME STRATEGY FUND PFL | $982,000 | -49.5% | 81,030 | -50.7% | 0.02% | -50.0% |
| WPP | Buy | WPP PLC - SPON ADRdepositary recei | $973,000 | +16.2% | 10,485 | +32.0% | 0.02% | +14.3% |
| MUH | Sell | BLACKROCK MUNIHOLDINGS FUND II | $935,000 | -18.7% | 59,698 | -18.0% | 0.02% | -17.9% |
| GGM | Buy | GUGGENHEIM CR ALLOC FD GGM | $933,000 | +11.1% | 40,221 | +11.0% | 0.02% | +9.5% |
| WST | New | WEST PHARMACEUTICAL SVSC | $924,000 | – | 9,600 | +100.0% | 0.02% | – |
| BCO | New | BRINKS CO | $918,000 | – | 10,900 | +100.0% | 0.02% | – |
| JGH | Buy | NUVEEN GLOBAL HIGH INCOME JGH | $901,000 | +8.6% | 51,898 | +5.5% | 0.02% | +4.8% |
| PDI | New | PIMCO DYNAMIC INCOME FUND PDI | $904,000 | – | 29,300 | +100.0% | 0.02% | – |
| ADSW | New | ADVANCED DISP SVCS INC DE | $896,000 | – | 35,550 | +100.0% | 0.02% | – |
| AAWW | Buy | ATLAS AIR WORLDWIDE HLDGS | $886,000 | +68.8% | 13,460 | +33.6% | 0.02% | +69.2% |
| CVX | Sell | CHEVRON CORP | $866,000 | -89.2% | 7,369 | -90.4% | 0.02% | -88.9% |
| TECH | Sell | BIO-TECHNE CORP | $873,000 | -0.6% | 7,225 | -3.3% | 0.02% | 0.0% |
| JPI | New | NUVEEN PFD & INCOME TERM FD JP | $826,000 | – | 32,807 | +100.0% | 0.02% | – |
| INDA | Buy | ISHARES MSCI INDIA ETFexchange traded | $857,000 | +6.9% | 26,075 | +4.4% | 0.02% | +5.0% |
| EFT | New | EATON VANCE FLT RT INC TR EFT | $844,000 | – | 57,725 | +100.0% | 0.02% | – |
| GWB | GREAT WESTERN BANCORP INC | $856,000 | +1.2% | 20,725 | 0.0% | 0.02% | 0.0% | |
| MCD | MCDONALDS CORP | $830,000 | +2.2% | 5,300 | 0.0% | 0.02% | +5.0% | |
| FSD | Sell | FIRST TR HI INC FD FSD | $848,000 | -90.7% | 49,802 | -90.5% | 0.02% | -90.6% |
| JPS | NUVEEN PREFERRED SECURITIES IN | $837,000 | +1.8% | 80,392 | 0.0% | 0.02% | +5.0% | |
| ARDC | New | ARES DYNAMIC CRED ALLOC FD AR | $820,000 | – | 50,000 | +100.0% | 0.02% | – |
| BIG | Sell | BIG LOTS INC | $802,000 | +4.2% | 14,975 | -6.1% | 0.02% | +5.3% |
| CCS | Sell | CENTURY COMMUNITIES INC | $821,000 | -4.6% | 33,250 | -4.2% | 0.02% | -4.8% |
| POWI | Sell | POWER INTEGRATIONS INC | $816,000 | -7.5% | 11,150 | -7.9% | 0.02% | -9.1% |
| DBVT | Sell | DBV TECHNOLOGIES SPON ADRdepositary recei | $800,000 | +14.6% | 18,850 | -3.6% | 0.02% | +17.6% |
| GDDY | Sell | GODADDY INC-CLASS A | $751,000 | -0.8% | 17,250 | -3.4% | 0.02% | 0.0% |
| LAUR | New | LAUREATE EDUCATION INC | $779,000 | – | 53,550 | +100.0% | 0.02% | – |
| HUBS | New | HUBSPOT INC | $769,000 | – | 9,150 | +100.0% | 0.02% | – |
| AVY | Buy | AVERY DENNISON CORP | $766,000 | +17.1% | 7,790 | +5.3% | 0.02% | +18.8% |
| MPA | BLACKROCK MUNIYIELD PA QUALITY | $745,000 | +0.5% | 51,700 | 0.0% | 0.02% | +5.6% | |
| JHG | JANUS HENDERSON GROUP PLC | $746,000 | +5.2% | 21,423 | 0.0% | 0.02% | +5.6% | |
| MLHR | HERMAN MILLER INC | $721,000 | +18.2% | 20,075 | 0.0% | 0.02% | +20.0% | |
| BFO | BLACKROCK FL MUNI 2020 TERM TR | $717,000 | -0.3% | 47,670 | 0.0% | 0.02% | 0.0% | |
| NQP | NUVEEN PA INV QUALITY MUNICIPA | $715,000 | +1.3% | 52,779 | 0.0% | 0.02% | +5.9% | |
| SXT | SENSIENT TECHNOLOGIES CORP | $675,000 | -4.5% | 8,775 | 0.0% | 0.02% | 0.0% | |
| TFX | TELEFLEX INC | $613,000 | +16.5% | 2,534 | 0.0% | 0.02% | +15.4% | |
| BMY | BRISTOL-MYERS SQUIBB CO | $585,000 | +14.5% | 9,175 | 0.0% | 0.02% | +15.4% | |
| MUJ | BLACKROCK MUNIHOLDINGS NJ QUAL | $618,000 | +1.1% | 42,371 | 0.0% | 0.02% | 0.0% | |
| BK | BANK OF NEW YORK MELLON CORP | $598,000 | +4.0% | 11,270 | 0.0% | 0.02% | +7.1% | |
| PIPR | Buy | PIPER JAFFRAY COS | $599,000 | +39.6% | 10,100 | +41.3% | 0.02% | +36.4% |
| COLB | COLUMBIA BANKING SYSTEM INC | $602,000 | +5.6% | 14,300 | 0.0% | 0.02% | +7.1% | |
| MYN | BLACKROCK MUNIYIELD NY QUALITY | $565,000 | +1.4% | 42,800 | 0.0% | 0.01% | 0.0% | |
| KMB | New | KIMBERLY CLARK CORP | $580,000 | – | 4,925 | +100.0% | 0.01% | – |
| INGR | INGREDION INC | $582,000 | +1.2% | 4,825 | 0.0% | 0.01% | 0.0% | |
| NML | Sell | NEUBERGER BERMAN MLP INCOME FD | $546,000 | -31.7% | 57,511 | -30.7% | 0.01% | -30.0% |
| KTF | Sell | DEUTSCHE MUNICIPAL INCOME TRUS | $564,000 | -52.8% | 44,363 | -49.9% | 0.01% | -53.3% |
| AMBA | Sell | AMBARELLA INC | $556,000 | -15.0% | 11,350 | -15.8% | 0.01% | -12.5% |
| FTS | Sell | FORTIS INC | $571,000 | -0.9% | 15,974 | -2.4% | 0.01% | 0.0% |
| NATIONAL GRID PLC | $572,000 | -0.2% | 46,200 | 0.0% | 0.01% | 0.0% | ||
| EVR | EVERCORE PARTNERS INC-CL A | $582,000 | +13.9% | 7,250 | 0.0% | 0.01% | +7.7% | |
| HUN | HUNTSMAN CORP | $526,000 | +6.0% | 19,200 | 0.0% | 0.01% | +8.3% | |
| CCD | Sell | CALAMOS DYN CONV & INC FD CCD | $503,000 | -26.2% | 24,409 | -28.4% | 0.01% | -23.5% |
| GIS | Sell | GENERAL MILLS INC | $543,000 | -18.3% | 10,500 | -12.5% | 0.01% | -18.8% |
| PKO | New | PIMCO INCOME OPPORTUNITY FUND | $537,000 | – | 20,376 | +100.0% | 0.01% | – |
| FPT | Sell | FEDERATED PREM INT MUN FD FPT | $534,000 | -86.0% | 39,241 | -86.0% | 0.01% | -86.3% |
| TRV | TRAVELERS COS INC/THE | $515,000 | -3.0% | 4,200 | 0.0% | 0.01% | 0.0% | |
| WFCPRL | WELLS FARGO & COMPANYpfdÿÿ 7.50 perpe | $526,000 | +0.4% | 400 | 0.0% | 0.01% | 0.0% | |
| TIME | TIME INC | $498,000 | -6.0% | 36,900 | 0.0% | 0.01% | -7.7% | |
| MANT | MANTECH INTERNATIONAL CORP/VA | $470,000 | +6.6% | 10,650 | 0.0% | 0.01% | +9.1% | |
| C | CITIGROUP INC | $479,000 | +8.9% | 6,581 | 0.0% | 0.01% | +9.1% | |
| BKH | BLACK HILLS CORP | $473,000 | +1.9% | 6,875 | 0.0% | 0.01% | +9.1% | |
| NP | NEENAH PAPER INC | $496,000 | +6.7% | 5,800 | 0.0% | 0.01% | +9.1% | |
| NPK | New | NATIONAL PRESTO INDUSTRIES INC | $479,000 | – | 4,500 | +100.0% | 0.01% | – |
| BEN | FRANKLIN RESOURCES INC | $476,000 | -0.6% | 10,700 | 0.0% | 0.01% | 0.0% | |
| THG | HANOVER INSURANCE GROUP INC/TH | $482,000 | +9.3% | 4,975 | 0.0% | 0.01% | +9.1% | |
| TUP | Sell | TUPPERWARE BRANDS CORP | $467,000 | -60.2% | 7,550 | -54.8% | 0.01% | -58.6% |
| BKU | Sell | BANKUNITED INC | $451,000 | -24.7% | 12,675 | -28.7% | 0.01% | -26.7% |
| FDP | FRESH DEL MONTE PRODUCE INC | $446,000 | -10.6% | 9,800 | 0.0% | 0.01% | -8.3% | |
| BR | Sell | BROADRIDGE FINANCIAL SOLUTIONS | $440,000 | -7.6% | 5,450 | -13.5% | 0.01% | -8.3% |
| CAT | CATERPILLAR INC | $430,000 | +16.2% | 3,446 | 0.0% | 0.01% | +22.2% | |
| PXD | Buy | PIONEER NATURAL RESOURCES CO | $428,000 | +16.6% | 2,900 | +26.1% | 0.01% | +22.2% |
| STOR | STORE CAPITAL CORPreit | $408,000 | +10.9% | 16,400 | 0.0% | 0.01% | +11.1% | |
| ADNT | Buy | ADIENT PLC | $416,000 | +35.5% | 4,949 | +5.5% | 0.01% | +25.0% |
| EQT | EQT CORP | $404,000 | +11.3% | 6,200 | 0.0% | 0.01% | +11.1% | |
| JD | Sell | JD.COM INC ADRdepositary recei | $407,000 | -8.9% | 10,650 | -6.6% | 0.01% | -9.1% |
| DGICA | DONEGAL GROUP INC-CL A | $390,000 | +1.3% | 24,200 | 0.0% | 0.01% | 0.0% | |
| COBZ | COBIZ FINANCIAL INC | $400,000 | +12.7% | 20,375 | 0.0% | 0.01% | +11.1% | |
| NJR | NEW JERSEY RESOURCES CORP | $404,000 | +6.3% | 9,575 | 0.0% | 0.01% | +11.1% | |
| CPLA | Sell | CAPELLA EDUCATION CO | $419,000 | -70.3% | 5,975 | -63.7% | 0.01% | -71.4% |
| HDB | Buy | HDFC BANK LTD ADRdepositary recei | $422,000 | +19.2% | 4,375 | +7.4% | 0.01% | +11.1% |
| GLNG | Buy | GOLAR LNG LTD | $383,000 | +5.2% | 16,950 | +3.7% | 0.01% | +11.1% |
| CHY | Sell | CALAMOS CVT AND HIGH INC FD C | $363,000 | -56.0% | 30,477 | -56.3% | 0.01% | -55.0% |
| MON | MONSANTO CO | $359,000 | +1.1% | 3,000 | 0.0% | 0.01% | 0.0% | |
| CHL | CHINA MOBILE LTD ADRdepositary recei | $377,000 | -4.8% | 7,450 | 0.0% | 0.01% | -10.0% | |
| CVA | COVANTA HOLDING CORP | $350,000 | +12.2% | 23,600 | 0.0% | 0.01% | +12.5% | |
| MYD | BLACKROCK MUNIYIELD FUND INC M | $366,000 | +0.5% | 24,302 | 0.0% | 0.01% | 0.0% | |
| KINS | KINGSTONE COS INC | $362,000 | +6.5% | 22,200 | 0.0% | 0.01% | +12.5% | |
| GE | Sell | GENERAL ELECTRIC CO | $357,000 | -30.9% | 14,752 | -23.0% | 0.01% | -30.8% |
| FFC | FLAHERTY & CRUMRINE PREFERRED | $321,000 | -2.7% | 15,000 | 0.0% | 0.01% | 0.0% | |
| CTWS | CONNECTICUT WATER SERVICE INC | $314,000 | +6.8% | 5,300 | 0.0% | 0.01% | +14.3% | |
| CRI | CARTER'S INC | $316,000 | +10.9% | 3,200 | 0.0% | 0.01% | +14.3% | |
| AIT | APPLIED INDL TECHNOLOGIES | $303,000 | +11.4% | 4,600 | 0.0% | 0.01% | +14.3% | |
| ONB | OLD NATIONAL BANCORP/IN | $321,000 | +5.9% | 17,550 | 0.0% | 0.01% | +14.3% | |
| MLAB | New | MESA LABS INC | $314,000 | – | 2,100 | +100.0% | 0.01% | – |
| CTRP | Buy | CTRIP.COM INTERNATIONAL LTD ADdepositary recei | $323,000 | +19.2% | 6,125 | +21.9% | 0.01% | +14.3% |
| TTM | Buy | TATA MOTORS LTD ADRdepositary recei | $311,000 | +14.3% | 9,950 | +20.6% | 0.01% | +14.3% |
| PCH | POTLATCH CORPreit | $332,000 | +11.8% | 6,500 | 0.0% | 0.01% | +14.3% | |
| MNP | WESTERN ASSET MUNICIPAL PARTNE | $304,000 | -0.3% | 19,613 | 0.0% | 0.01% | 0.0% | |
| RDSA | Sell | ROYAL DUTCH SHELL PLC ADRdepositary recei | $273,000 | +6.6% | 4,500 | -6.6% | 0.01% | +16.7% |
| GPRE | Sell | GREEN PLAINS INC | $286,000 | -67.5% | 14,200 | -66.9% | 0.01% | -68.2% |
| EMR | Buy | EMERSON ELECTRIC CO | $272,000 | +7.5% | 4,325 | +2.0% | 0.01% | +16.7% |
| LFC | Buy | CHINA LIFE INSURANCE CO LTD ADdepositary recei | $290,000 | +37.4% | 19,300 | +40.1% | 0.01% | +40.0% |
| BIDU | New | BAIDU INC-SPON ADRdepositary recei | $295,000 | – | 1,190 | +100.0% | 0.01% | – |
| MCY | New | MERCURY GENERAL CORP | $278,000 | – | 4,900 | +100.0% | 0.01% | – |
| ASML | ASML HOLDING NVny reg shrs | $295,000 | +31.1% | 1,726 | 0.0% | 0.01% | +16.7% | |
| NICE | Buy | NICE LTD ADRdepositary recei | $276,000 | +15.0% | 3,400 | +11.5% | 0.01% | +16.7% |
| ELS | EQUITY LIFESTYLE PROPERTIES INreit | $225,000 | -1.7% | 2,650 | 0.0% | 0.01% | 0.0% | |
| HEXAGON AB-B SHS | $258,000 | +4.5% | 5,200 | 0.0% | 0.01% | 0.0% | ||
| TTC | TORO CO/THE | $225,000 | -10.4% | 3,625 | 0.0% | 0.01% | 0.0% | |
| MHN | BLACKROCK MUNIHOLDINGS NY QUAL | $240,000 | +1.3% | 17,000 | 0.0% | 0.01% | 0.0% | |
| BRX | Sell | BRIXMOR PROPERTY GROUP INCreit | $257,000 | -6.9% | 13,650 | -11.5% | 0.01% | -14.3% |
| SNV | SYNOVUS FINANCIAL CORP | $243,000 | +3.8% | 5,281 | 0.0% | 0.01% | 0.0% | |
| CMC | COMMERCIAL METALS CO | $258,000 | -1.9% | 13,550 | 0.0% | 0.01% | -14.3% | |
| VTA | New | INVESCO DYNAMIC CR OPP FD VTA | $238,000 | – | 20,000 | +100.0% | 0.01% | – |
| FPI | FARMLAND PARTNERS INCreit | $239,000 | +0.8% | 26,475 | 0.0% | 0.01% | 0.0% | |
| EIA | EATON VANCE CA MUNICIPAL BOND | $224,000 | +1.4% | 18,592 | 0.0% | 0.01% | +20.0% | |
| ABEV | Buy | AMBEV SA ADRdepositary recei | $237,000 | +40.2% | 35,925 | +16.9% | 0.01% | +50.0% |
| SCCO | SOUTHERN COPPER CORP | $215,000 | +15.0% | 5,400 | 0.0% | 0.01% | 0.0% | |
| FLC | Buy | FLAHERTY & CRUMRINE TOTAL RETU | $217,000 | -2.7% | 10,100 | +1.0% | 0.01% | -16.7% |
| SNP | Buy | CHINA PETE & CHEM CORP ADRdepositary recei | $212,000 | +3.9% | 2,800 | +7.7% | 0.01% | 0.0% |
| VTN | INVESCO TRUST FOR INV GRADE NY | $212,000 | 0.0% | 15,500 | 0.0% | 0.01% | 0.0% | |
| TSM | TAIWAN SEMICONDUCTOR ADRdepositary recei | $203,000 | +7.4% | 5,400 | 0.0% | 0.01% | 0.0% | |
| MOS | MOSAIC CO/THE | $221,000 | -5.6% | 10,250 | 0.0% | 0.01% | -16.7% | |
| NUM | NUVEEN MI QUALITY INCOME MUNIC | $219,000 | 0.0% | 15,963 | 0.0% | 0.01% | 0.0% | |
| PHT | New | PIONEER HIGH INCOME TR PHT | $151,000 | – | 15,078 | +100.0% | 0.00% | – |
| AFT | New | APOLLO SR FLOATING RATE FD AFT | $179,000 | – | 10,695 | +100.0% | 0.00% | – |
| AFL | AFLAC INC | $174,000 | +4.8% | 2,137 | 0.0% | 0.00% | 0.0% | |
| LEO | Sell | DREYFUS STRATEGIC MUNICIPALS I | $147,000 | -82.8% | 16,700 | -82.6% | 0.00% | -81.0% |
| BSAC | BANCO SANTANDER CHILE ADRdepositary recei | $163,000 | +16.4% | 5,500 | 0.0% | 0.00% | +33.3% | |
| RIV | New | RIVERNORTH OPPRTUNITIES FD RIV | $129,000 | – | 6,261 | +100.0% | 0.00% | – |
| GPRK | GEOPARK LTD | $128,000 | +16.4% | 14,600 | 0.0% | 0.00% | 0.0% | |
| SSL | SASOL LTD ADRdepositary recei | $138,000 | -1.4% | 5,000 | 0.0% | 0.00% | 0.0% | |
| NCZ | Sell | ALLIANZGI CONVERTIBLE & INCOME | $122,000 | -98.1% | 19,515 | -98.1% | 0.00% | -98.1% |
| PPR | New | VOYA PRIME RATE TR PPR | $131,000 | – | 25,000 | +100.0% | 0.00% | – |
| PTR | PETROCHINA CO LTD ADRdepositary recei | $61,000 | +5.2% | 950 | 0.0% | 0.00% | +100.0% | |
| JQC | New | NUVEEN CRED STRAT INC FD JQC | $84,000 | – | 9,917 | +100.0% | 0.00% | – |
| CEO | CNOOC LTD ADRdepositary recei | $88,000 | +18.9% | 675 | 0.0% | 0.00% | 0.0% | |
| BAX | Buy | BAXTER INTERNATIONAL INC | $64,000 | +540.0% | 1,019 | +503.0% | 0.00% | – |
| CXH | Sell | MFS INVESTMENT GRADE MUNICIPAL | $82,000 | -92.7% | 8,203 | -92.6% | 0.00% | -92.9% |
| ERJ | Buy | EMBRAER SA ADRdepositary recei | $88,000 | +41.9% | 3,875 | +14.0% | 0.00% | 0.0% |
| FPF | Sell | FIRST TR INTER DUR PFD & FPF | $91,000 | -23.5% | 3,690 | -23.1% | 0.00% | -33.3% |
| MUSA | MURPHY USA INC | $81,000 | -6.9% | 1,175 | 0.0% | 0.00% | 0.0% | |
| GD | Buy | GENERAL DYNAMICS CORP | $73,000 | +630.0% | 353 | +566.0% | 0.00% | – |
| ROST | New | ROSS STORES INC | $35,000 | – | 535 | +100.0% | 0.00% | – |
| BERY | New | BERRY GLOBAL GROUP INC | $21,000 | – | 375 | +100.0% | 0.00% | – |
| PNW | New | PINNACLE WEST CAP CORP | $42,000 | – | 500 | +100.0% | 0.00% | – |
| CL | COLGATE-PALMOLIVE CO | $29,000 | -3.3% | 400 | 0.0% | 0.00% | 0.0% | |
| ES | EVERSOURCE ENERGY | $53,000 | 0.0% | 875 | 0.0% | 0.00% | 0.0% | |
| KMI | New | KINDER MORGAN INC | $38,000 | – | 1,995 | +100.0% | 0.00% | – |
| LOW | Buy | LOWES COS INC | $34,000 | +277.8% | 420 | +268.4% | 0.00% | – |
| VVR | New | INVESCO SR INCOME TR VVR | $24,000 | – | 5,242 | +100.0% | 0.00% | – |
| BGS | Sell | B& G FOODS INC | $44,000 | -99.7% | 1,390 | -99.6% | 0.00% | -99.7% |
| SYK | New | STRYKER CORP | $55,000 | – | 385 | +100.0% | 0.00% | – |
| ADI | New | ANALOG DEVICES INC | $23,000 | – | 265 | +100.0% | 0.00% | – |
| SJM | New | JM SMUCKER CO/THE | $28,000 | – | 265 | +100.0% | 0.00% | – |
| EV | New | EATON VANCE CORP | $35,000 | – | 715 | +100.0% | 0.00% | – |
| ETN | Buy | EATON CORP PLC | $39,000 | +680.0% | 509 | +762.7% | 0.00% | – |
| WM | New | WASTE MANAGEMENT INC | $28,000 | – | 355 | +100.0% | 0.00% | – |
| HBI | New | HANESBRANDS INC | $28,000 | – | 1,120 | +100.0% | 0.00% | – |
| NTAP | NETAPP INC | $2,000 | 0.0% | 42 | 0.0% | 0.00% | – | |
| CSX | CSX CORP | $19,000 | 0.0% | 349 | 0.0% | 0.00% | – | |
| CHDRY | CHRISTIAN DIOR SE ADRdepositary recei | $7,000 | 0.0% | 93 | 0.0% | 0.00% | – | |
| CSCO | CISCO SYSTEMS INC | $19,000 | +11.8% | 554 | 0.0% | 0.00% | – | |
| CDEVY | CITY DEVELOPMENTS LTD ADRdepositary recei | $5,000 | 0.0% | 591 | 0.0% | 0.00% | – | |
| BHF | New | BRIGHTHOUSE FINL INC | $1,000 | – | 12 | +100.0% | 0.00% | – |
| ABB | ABB LTD - ADRdepositary recei | $9,000 | 0.0% | 346 | 0.0% | 0.00% | – | |
| CFX | COLFAX CORPORATION | $1,000 | 0.0% | 26 | 0.0% | 0.00% | – | |
| BA | BOEING CO/THE | $15,000 | +25.0% | 59 | 0.0% | 0.00% | – | |
| CMA | COMERICA INC | $4,000 | +33.3% | 47 | 0.0% | 0.00% | – | |
| CRZBY | COMMERZBANK A G ADRdepositary recei | $8,000 | +14.3% | 564 | 0.0% | 0.00% | – | |
| SCOR | COMSCORE INC | $3,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| COP | CONOCOPHILLIPS | $7,000 | +16.7% | 132 | 0.0% | 0.00% | – | |
| BHKLY | BOC HONG KONG HOLDINGS LTDdepositary recei | $5,000 | 0.0% | 53 | 0.0% | 0.00% | – | |
| GLW | CORNING INC | $5,000 | 0.0% | 165 | 0.0% | 0.00% | – | |
| CMI | CUMMINS INC | $2,000 | 0.0% | 10 | 0.0% | 0.00% | – | |
| DNHBY | DNB ASA ADRdepositary recei | $6,000 | +20.0% | 310 | 0.0% | 0.00% | – | |
| DXC | DXC TECHNOLOGY CO | $1,000 | 0.0% | 14 | 0.0% | 0.00% | – | |
| DKILY | DAIKIN INDS LTD ADRdepositary recei | $6,000 | 0.0% | 30 | 0.0% | 0.00% | – | |
| DAN | DANA INCORPORATED | $1,000 | 0.0% | 46 | 0.0% | 0.00% | – | |
| DHR | DANAHER CORP | $2,000 | 0.0% | 27 | 0.0% | 0.00% | – | |
| DNKEY | DANSKE BK A/S ADRdepositary recei | $8,000 | 0.0% | 391 | 0.0% | 0.00% | – | |
| DANOY | DANONE SA ADRdepositary recei | $10,000 | 0.0% | 633 | 0.0% | 0.00% | – | |
| DASTY | DASSAULT SYS S A ADRdepositary recei | $4,000 | +33.3% | 35 | 0.0% | 0.00% | – | |
| DPSGY | DEUTSCHE POST AG ADRdepositary recei | $10,000 | +11.1% | 228 | 0.0% | 0.00% | – | |
| DSE | Sell | DUFF & PHELPS SELECT ENERGY ML | $13,000 | -73.5% | 1,979 | -71.1% | 0.00% | -100.0% |
| ERIC | ERICSSON L M TEL CO ADRdepositary recei | $4,000 | -20.0% | 726 | 0.0% | 0.00% | – | |
| EBKDY | ERSTE GROUP BK AG ADRdepositary recei | $6,000 | 0.0% | 297 | 0.0% | 0.00% | – | |
| FMC | FMC CORP | $1,000 | 0.0% | 15 | 0.0% | 0.00% | – | |
| FITB | FIFTH THIRD BANCORP | $4,000 | +33.3% | 126 | 0.0% | 0.00% | – | |
| FNSR | FINISAR CORP | $1,000 | 0.0% | 45 | 0.0% | 0.00% | – | |
| FBP | FIRST BANCORP P R | $1,000 | 0.0% | 231 | 0.0% | 0.00% | – | |
| GLNCY | GLENCORE PLC ADRdepositary recei | $10,000 | +25.0% | 1,076 | 0.0% | 0.00% | – | |
| GLOBAL LOGISTIC PPTYS LTD ADRdepositary recei | $7,000 | +16.7% | 269 | 0.0% | 0.00% | – | ||
| GNBC | GREEN BANCORP INC | $2,000 | +100.0% | 66 | 0.0% | 0.00% | – | |
| HPQ | HEWLETT-PACKARD CO | $4,000 | 0.0% | 224 | 0.0% | 0.00% | – | |
| HAL | HALLIBURTON CO | $4,000 | 0.0% | 87 | 0.0% | 0.00% | – | |
| HIG | HARTFORD FINL SVCS GROUP | $2,000 | 0.0% | 43 | 0.0% | 0.00% | – | |
| HPE | HEWLETT PACKARD ENTERPRISE CO | $3,000 | 0.0% | 171 | 0.0% | 0.00% | – | |
| BHP | BHP BILLITON ADRdepositary recei | $13,000 | +18.2% | 311 | 0.0% | 0.00% | – | |
| BBY | BEST BUY CO INC | $1,000 | 0.0% | 24 | 0.0% | 0.00% | – | |
| HOCPY | HOYA CORP ADRdepositary recei | $7,000 | +16.7% | 123 | 0.0% | 0.00% | – | |
| ITW | ILLINOIS TOOL WORKS INC | $10,000 | 0.0% | 69 | 0.0% | 0.00% | – | |
| IFNNY | INFINEON TECHNOLOGIES AG ADRdepositary recei | $5,000 | +25.0% | 196 | 0.0% | 0.00% | – | |
| BAYRY | Buy | BAYER AGdepositary recei | $11,000 | 0.0% | 336 | +300.0% | 0.00% | – |
| ITGR | INTEGER HLDGS CORP | $4,000 | 0.0% | 81 | 0.0% | 0.00% | – | |
| SAN | BANCO SANTANDER CHILE ADRdepositary recei | $12,000 | +9.1% | 1,716 | 0.0% | 0.00% | – | |
| JAPAY | JAPAN TOBACCO INC ADRdepositary recei | $4,000 | 0.0% | 215 | 0.0% | 0.00% | – | |
| BBVA | BANCO BILBAO VIZCAYA ARG ADRdepositary recei | $8,000 | 0.0% | 942 | 0.0% | 0.00% | – | |
| KBCSY | KBC GROUP NV ADRdepositary recei | $8,000 | +14.3% | 177 | 0.0% | 0.00% | – | |
| KBH | KB HOME | $1,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| KMT | KENNAMETAL INC | $1,000 | 0.0% | 31 | 0.0% | 0.00% | – | |
| PPRUY | KERING S A ADRdepositary recei | $5,000 | +25.0% | 131 | 0.0% | 0.00% | – | |
| BNPQY | BNP PARIBAS - ADRdepositary recei | $7,000 | +16.7% | 171 | 0.0% | 0.00% | – | |
| KMTUY | KOMATSU LTD ADRdepositary recei | $7,000 | 0.0% | 259 | 0.0% | 0.00% | – | |
| LVMUY | LVMH MOET HENNESSY LOU VU ADRdepositary recei | $7,000 | +16.7% | 120 | 0.0% | 0.00% | – | |
| BAESY | BAE SYS PLC -ADRdepositary recei | $5,000 | 0.0% | 140 | 0.0% | 0.00% | – | |
| LVLT | LEVEL 3 COMMUNICATIONS IN | $1,000 | -50.0% | 26 | 0.0% | 0.00% | – | |
| AXAHY | AXA ADRdepositary recei | $4,000 | +33.3% | 119 | 0.0% | 0.00% | – | |
| AVVIY | AVIVA PLCdepositary recei | $8,000 | +14.3% | 536 | 0.0% | 0.00% | – | |
| MQBKY | MACQUARIE GROUP LIMITED ADRdepositary recei | $4,000 | +33.3% | 51 | 0.0% | 0.00% | – | |
| ADP | AUTOMATIC DATA PROCESSING INC | $10,000 | 0.0% | 93 | 0.0% | 0.00% | – | |
| MKKGY | New | MERCK KGAA ADRdepositary recei | $5,000 | – | 230 | +100.0% | 0.00% | – |
| ANZBY | AUSTRALIA& NEW ZEALAND BKGdepositary recei | $11,000 | +10.0% | 461 | 0.0% | 0.00% | – | |
| AEXAY | ATOS ORIGIN SA ADRdepositary recei | $5,000 | 0.0% | 167 | 0.0% | 0.00% | – | |
| MFGP | New | MICRO FOCUS INTERNATIONAL | $1,000 | – | 23 | +100.0% | 0.00% | – |
| ATO | New | ATMOS ENERGY CORP | $20,000 | – | 240 | +100.0% | 0.00% | – |
| MGI | MONEYGRAM INTL INC | $1,000 | 0.0% | 73 | 0.0% | 0.00% | – | |
| ATLKY | ATLAS COPCO ABdepositary recei | $9,000 | +12.5% | 210 | 0.0% | 0.00% | – | |
| NGG | NATIONAL GRID PLC ADRdepositary recei | $2,000 | 0.0% | 27 | 0.0% | 0.00% | – | |
| CHRW | New | CH ROBINSON WORLDWIDE INC | $9,000 | – | 115 | +100.0% | 0.00% | – |
| NCMGY | NEWCREST MNG LTD ADRdepositary recei | $3,000 | 0.0% | 178 | 0.0% | 0.00% | – | |
| NEM | NEWMONT MINING CORP | $3,000 | 0.0% | 92 | 0.0% | 0.00% | – | |
| NTDOY | NINTENDO LTD ADRdepositary recei | $5,000 | 0.0% | 108 | 0.0% | 0.00% | – | |
| NRBAY | NORDEA BK SWEDEN A B ADRdepositary recei | $2,000 | 0.0% | 157 | 0.0% | 0.00% | – | |
| NSC | NORFOLK SOUTHERN CORP | $4,000 | 0.0% | 33 | 0.0% | 0.00% | – | |
| NOC | NORTHROP GRUMMAN CORP | $11,000 | +22.2% | 37 | 0.0% | 0.00% | – | |
| ASHTY | ASHTEAD GROUP PLC ADRdepositary recei | $3,000 | 0.0% | 34 | 0.0% | 0.00% | – | |
| OMVKY | OMV AG ADRdepositary recei | $3,000 | 0.0% | 56 | 0.0% | 0.00% | – | |
| OGS | ONE GAS INC | $3,000 | 0.0% | 39 | 0.0% | 0.00% | – | |
| PCRFY | PANASONIC CORP ADRdepositary recei | $6,000 | 0.0% | 416 | 0.0% | 0.00% | – | |
| NGLOY | ANGLO AMERN PLC ADRdepositary recei | $7,000 | +40.0% | 786 | 0.0% | 0.00% | – | |
| PFG | PRINCIPAL FINL GROUP INC | $4,000 | 0.0% | 64 | 0.0% | 0.00% | – | |
| PLD | PROLOGIS INCreit | $6,000 | 0.0% | 97 | 0.0% | 0.00% | – | |
| AXP | AMERICAN EXPRESS CO | $5,000 | 0.0% | 60 | 0.0% | 0.00% | – | |
| DGX | QUEST DIAGNOSTICS INC | $2,000 | 0.0% | 22 | 0.0% | 0.00% | – | |
| RWEOY | RWE AGdepositary recei | $7,000 | +16.7% | 296 | 0.0% | 0.00% | – | |
| AAL | AMERICAN AIRLS GROUP INC | $3,000 | 0.0% | 54 | 0.0% | 0.00% | – | |
| RBGLY | RECKITT BENCKISER PLC ADRdepositary recei | $4,000 | -20.0% | 241 | 0.0% | 0.00% | – | |
| RF | REGIONS FINL CORP NEW | $5,000 | +25.0% | 304 | 0.0% | 0.00% | – | |
| RBS | ROYAL BK SCOTLAND GROUP PLC ADdepositary recei | $6,000 | 0.0% | 857 | 0.0% | 0.00% | – | |
| RYAAY | RYANAIR HLDGS PLCdepositary recei | $4,000 | 0.0% | 41 | 0.0% | 0.00% | – | |
| SAFRY | SAFRAN S Adepositary recei | $9,000 | +12.5% | 356 | 0.0% | 0.00% | – | |
| SDVKY | SANDVIK ABdepositary recei | $4,000 | 0.0% | 250 | 0.0% | 0.00% | – | |
| SAP | SAP AKTIENGESELLSCHAFT ADRdepositary recei | $12,000 | +9.1% | 106 | 0.0% | 0.00% | – | |
| SBGSY | SCHNEIDER ELECTRIC SE-UNSP ADRdepositary recei | $1,000 | 0.0% | 75 | 0.0% | 0.00% | – | |
| SOMLY | SECOM LTDdepositary recei | $5,000 | -16.7% | 298 | 0.0% | 0.00% | – | |
| SHECY | SHIN ETSU CHEM CO LTDdepositary recei | $8,000 | 0.0% | 358 | 0.0% | 0.00% | – | |
| SSDOY | SHISEIDOdepositary recei | $7,000 | +16.7% | 170 | 0.0% | 0.00% | – | |
| AWCMY | ALUMINA LTD ADRdepositary recei | $5,000 | +25.0% | 709 | 0.0% | 0.00% | – | |
| SFTBY | SOFTBANK GROUP CORPdepositary recei | $11,000 | 0.0% | 261 | 0.0% | 0.00% | – | |
| SONY | SONY CORP ADRdepositary recei | $4,000 | 0.0% | 116 | 0.0% | 0.00% | – | |
| AABA | ALTABA INCclosed-end fund | $5,000 | +25.0% | 79 | 0.0% | 0.00% | – | |
| S | SPRINT NEXTEL CORP | $1,000 | 0.0% | 117 | 0.0% | 0.00% | – | |
| NCV | Sell | ALLIANZGI CONVERTIBLE & INCOME | $6,000 | -99.9% | 817 | -99.9% | 0.00% | -100.0% |
| STT | STATE STREET CORP | $4,000 | 0.0% | 45 | 0.0% | 0.00% | – | |
| STLD | STEEL DYNAMICS INC | $2,000 | 0.0% | 69 | 0.0% | 0.00% | – | |
| STM | STMICROELECTRONICS ADRdepositary recei | $6,000 | +20.0% | 329 | 0.0% | 0.00% | – | |
| SMFG | SUMITOMO MITSUI FINL GROUPdepositary recei | $10,000 | 0.0% | 1,276 | 0.0% | 0.00% | – | |
| TER | TERADYNE INC | $2,000 | +100.0% | 49 | 0.0% | 0.00% | – | |
| ATI | ALLEGHENY TECHNOLOGIES INC | $1,000 | 0.0% | 62 | 0.0% | 0.00% | – | |
| TOELY | TOKYO ELECTRON LTD ADRdepositary recei | $7,000 | +16.7% | 190 | 0.0% | 0.00% | – | |
| TSRYY | TREASURY WINE ESTATES LTD ADRdepositary recei | $5,000 | 0.0% | 473 | 0.0% | 0.00% | – | |
| UL | UNILEVER PLC ADRdepositary recei | $10,000 | +11.1% | 170 | 0.0% | 0.00% | – | |
| UAL | UNITED CONTL HLDGS INC | $2,000 | -33.3% | 36 | 0.0% | 0.00% | – | |
| EADSY | AIRBUS SE ADRdepositary recei | $7,000 | +16.7% | 302 | 0.0% | 0.00% | – | |
| A | AGILENT TECHNOLOGIES INC | $3,000 | 0.0% | 52 | 0.0% | 0.00% | – | |
| UPMKY | UPM KYMMENE CORP ADRdepositary recei | $4,000 | 0.0% | 152 | 0.0% | 0.00% | – | |
| VLEEY | VALEO SA ADRdepositary recei | $7,000 | +16.7% | 175 | 0.0% | 0.00% | – | |
| VEOEY | VEOLIA ENVIRONNEMENT ADRdepositary recei | $6,000 | 0.0% | 266 | 0.0% | 0.00% | – | |
| VCISY | VINCI SA ADRdepositary recei | $7,000 | +16.7% | 276 | 0.0% | 0.00% | – | |
| WMT | WAL-MART STORES INC | $18,000 | +5.9% | 225 | 0.0% | 0.00% | – | |
| WELL | WELLTOWER INCreit | $3,000 | -25.0% | 49 | 0.0% | 0.00% | – | |
| WARFY | WHARF HOLDINGS LTD/THE ADRdepositary recei | $5,000 | 0.0% | 307 | 0.0% | 0.00% | – | |
| WYNMY | WYNN MACAU LTD ADRdepositary recei | $3,000 | 0.0% | 107 | 0.0% | 0.00% | – | |
| ADDYY | ADIDAS AG ADRdepositary recei | $7,000 | +16.7% | 64 | 0.0% | 0.00% | – | |
| YASKY | YASKAWA ELECTRIC CORP ADRdepositary recei | $6,000 | +50.0% | 96 | 0.0% | 0.00% | – | |
| ZION | ZIONS BANCORPORATION | $3,000 | 0.0% | 68 | 0.0% | 0.00% | – | |
| ALIOY | ACTELION LTD ADRdepositary recei | $5,000 | 0.0% | 65 | 0.0% | 0.00% | – | |
| AMKBY | A.P. MOLLER-MAERSK A/Sdepositary recei | $6,000 | 0.0% | 591 | 0.0% | 0.00% | – | |
| MRVL | MARVELL TECHNOLOGY GROUP LTDord | $2,000 | +100.0% | 87 | 0.0% | 0.00% | – | |
| AAGIY | AIA GROUP LTD ADRdepositary recei | $11,000 | 0.0% | 379 | 0.0% | 0.00% | – | |
| CHKP | CHECK POINT SOFTWARE TECH | $5,000 | +25.0% | 41 | 0.0% | 0.00% | – | |
| RACE | FERRARI N V | $7,000 | +16.7% | 64 | 0.0% | 0.00% | – | |
| NXPI | NXP SEMICONDUCTORS N V | $1,000 | 0.0% | 13 | 0.0% | 0.00% | – | |
| CPA | COPA HOLDINGS SA | $1,000 | 0.0% | 10 | 0.0% | 0.00% | – | |
| ACCO | ACCO BRANDS CORP | $1,000 | 0.0% | 87 | 0.0% | 0.00% | – | |
| LNEGY | Exit | LINDE AG | $0 | – | -344 | -100.0% | 0.00% | – |
| MKGAY | Exit | MERCK KGAA | $0 | – | -138 | -100.0% | 0.00% | – |
| CLDX | Exit | CELLDEX THERAPEUTICS INC | $0 | – | -14,750 | -100.0% | -0.00% | – |
| NEV | Exit | NUVEEN ENHANCED MUNI VALUE FD | $0 | – | -10,000 | -100.0% | -0.00% | – |
| ECHO | Exit | ECHO GLOBAL LOGISTICS INC | $0 | – | -7,550 | -100.0% | -0.00% | – |
| NAC | Exit | NUVEEN CA DIVIDEND ADV MUNI NA | $0 | – | -17,287 | -100.0% | -0.01% | – |
| 3106PS | Exit | DELPHI AUTOMOTIVE PLC | $0 | – | -2,750 | -100.0% | -0.01% | – |
| BSD | Exit | BLACKROCK STRATEGIC MUNI TR B | $0 | – | -21,601 | -100.0% | -0.01% | – |
| EAT | Exit | BRINKER INTERNATIONAL INC | $0 | – | -12,150 | -100.0% | -0.01% | – |
| SLCA | Exit | US SILICA HOLDINGS INC | $0 | – | -13,150 | -100.0% | -0.01% | – |
| BWLD | Exit | BUFFALO WILD WINGS INC | $0 | – | -4,315 | -100.0% | -0.01% | – |
| NGHC | Exit | NATIONAL GENERAL HOLDINGS CORP | $0 | – | -30,900 | -100.0% | -0.02% | – |
| BLMN | Exit | BLOOMIN' BRANDS INC | $0 | – | -32,475 | -100.0% | -0.02% | – |
| ZF | Exit | VIRTUS TOTAL RETURN FUND ZF | $0 | – | -54,838 | -100.0% | -0.02% | – |
| BHLB | Exit | BERKSHIRE HILLS BANCORP INC | $0 | – | -20,625 | -100.0% | -0.02% | – |
| MANH | Exit | MANHATTAN ASSOCIATES INC | $0 | – | -15,700 | -100.0% | -0.02% | – |
| HPS | Exit | JOHN HANCOCK PREFERRED INCOME | $0 | – | -42,183 | -100.0% | -0.02% | – |
| DDF | Exit | DELAWARE INVTS DIV & INCO DDF | $0 | – | -85,459 | -100.0% | -0.02% | – |
| WAB | Exit | WABTEC CORP/DE | $0 | – | -11,825 | -100.0% | -0.03% | – |
| SYNA | Exit | SYNAPTICS INC | $0 | – | -21,425 | -100.0% | -0.03% | – |
| ATKR | Exit | ATKORE INTERNATIONAL GROUP INC | $0 | – | -48,100 | -100.0% | -0.03% | – |
| NXTM | Exit | NXSTAGE MEDICAL INC | $0 | – | -48,000 | -100.0% | -0.03% | – |
| PFN | Exit | PIMCO INCOME STRATEGY FUND II | $0 | – | -131,906 | -100.0% | -0.03% | – |
| TSO | Exit | TESORO CORP | $0 | – | -15,847 | -100.0% | -0.04% | – |
| PTY | Exit | PIMCO CORPORATE OPP FD PTY | $0 | – | -93,153 | -100.0% | -0.04% | – |
| CATM | Exit | CARDTRONICS PLC | $0 | – | -49,075 | -100.0% | -0.04% | – |
| MBBYF | Exit | MOBILEYE NV | $0 | – | -26,675 | -100.0% | -0.04% | – |
| JCI | Exit | JOHNSON CONTROLS INTL PLC | $0 | – | -46,890 | -100.0% | -0.05% | – |
| DXCM | Exit | DEXCOM INC | $0 | – | -29,125 | -100.0% | -0.05% | – |
| KST | Exit | DEUTSCHE STRATEGIC INCOME TRUS | $0 | – | -177,924 | -100.0% | -0.06% | – |
| PHF | Exit | PACHOLDER HIGH YIELD FD PHF | $0 | – | -496,515 | -100.0% | -0.10% | – |
| ZBH | Exit | ZIMMER BIOMET HOLDINGS INC | $0 | – | -33,645 | -100.0% | -0.11% | – |
| VGI | Exit | VIRTUS GLOBAL MULTI-SECTOR INC | $0 | – | -297,311 | -100.0% | -0.13% | – |
| EFX | Exit | EQUIFAX INC | $0 | – | -41,705 | -100.0% | -0.14% | – |
| LBF | Exit | DEUTSCHE GLOBAL HIGH INCOME FD | $0 | – | -681,490 | -100.0% | -0.15% | – |
| NWL | Exit | NEWELL BRANDS INC | $0 | – | -191,175 | -100.0% | -0.25% | – |
| DOW | Exit | DOW CHEMICAL CO/THE | $0 | – | -789,045 | -100.0% | -1.23% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-10-18
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 3.1% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 2.2% |
| EATON VANCE LIMITED DURATION I | 42 | Q3 2023 | 3.0% |
| EATON VANCE SHORT DUR DIVERSIF | 42 | Q3 2023 | 2.5% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 1.7% |
| PEPSICO INC | 42 | Q3 2023 | 1.8% |
| PUTNAM MASTER INTERMEDIATE INC | 42 | Q3 2023 | 1.7% |
| HOME DEPOT INC/THE | 42 | Q3 2023 | 2.0% |
| MFS INTERMEDIATE INCOME TRUST | 42 | Q3 2023 | 1.8% |
| PUTNAM PREMIER INCOME TRUST PP | 42 | Q3 2023 | 1.9% |
View SIT INVESTMENT ASSOCIATES INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| JOHN HANCOCK INCOME SECURITIES TRUST | August 17, 2023 | 2,336,414 | 20.1% |
| FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND | August 09, 2023 | 848,884 | 4.9% |
| FIRST TRUST MORTGAGE INCOME FUND | August 09, 2023 | 2,072,056 | 49.2% |
| MFS GOVERNMENT MARKETS INCOME TRUST | August 09, 2023 | 5,559,084 | 17.0% |
| abrdn Income Credit Strategies Fund | May 05, 2023 | 2,494,630 | 4.8% |
| RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | April 20, 2023 | 995,074 | 4.3% |
| CORNERSTONE TOTAL RETURN FUND INC | March 24, 2023 | 4,715,872 | 4.6% |
| PIMCO STRATEGIC INCOME FUND, INC | March 06, 2023 | 2,194,147 | 4.8% |
| RiverNorth Capital & Income Fund, Inc. | March 06, 2023 | 725,951 | 19.6% |
| WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND | March 06, 2023 | 2,636,412 | 4.3% |
View SIT INVESTMENT ASSOCIATES INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-09 |
| SC 13G | 2024-04-05 |
| SC 13G | 2024-04-05 |
| SC 13G | 2024-04-05 |
| SC 13G | 2024-04-05 |
| SC 13G/A | 2024-04-04 |
| SC 13G/A | 2024-04-04 |
| SC 13G | 2024-04-04 |
| SC 13G | 2024-04-04 |
| SC 13G | 2024-04-04 |
View SIT INVESTMENT ASSOCIATES INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.