$4.01 Billion is the total value of SIT INVESTMENT ASSOCIATES INC's 514 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 15.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MSFT | Sell | MICROSOFT CORP | $80,679,000 | +4.7% | 1,225,014 | -1.2% | 2.01% | -0.3% |
| AAPL | Buy | APPLE INC | $66,383,000 | +27.2% | 462,085 | +2.5% | 1.66% | +21.1% |
| JPM | Buy | JPMORGAN CHASE & CO | $59,827,000 | +11.9% | 681,095 | +9.9% | 1.49% | +6.5% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $59,535,000 | -7.9% | 1,221,231 | +0.8% | 1.48% | -12.3% |
| JNJ | Buy | JOHNSON & JOHNSON | $59,450,000 | +10.5% | 477,315 | +2.2% | 1.48% | +5.2% |
| AVGO | Sell | BROADCOM LTD | $56,177,000 | +15.6% | 256,565 | -6.6% | 1.40% | +10.1% |
| BKT | Buy | BLACKROCK INCOME TRUST INC BKT | $54,687,000 | +1.6% | 8,834,661 | +3.9% | 1.36% | -3.3% |
| EVG | Buy | EATON VANCE SHORT DUR DIVERSIF | $53,120,000 | +7.4% | 3,762,023 | +5.5% | 1.32% | +2.3% |
| HD | Buy | HOME DEPOT INC/THE | $51,049,000 | +18.0% | 347,672 | +7.7% | 1.27% | +12.3% |
| BTZ | Buy | BLACKROCK CREDIT ALLOCATION IN | $47,985,000 | +9.5% | 3,646,270 | +7.9% | 1.20% | +4.3% |
| MIN | Buy | MFS INTERMEDIATE INCOME TRUST | $46,845,000 | +28.1% | 10,868,910 | +31.9% | 1.17% | +21.9% |
| PEP | Buy | PEPSICO INC | $43,320,000 | +7.2% | 387,270 | +0.2% | 1.08% | +2.0% |
| PIM | Buy | PUTNAM MASTER INTERMEDIATE INC | $42,322,000 | +5.7% | 9,023,887 | +3.9% | 1.06% | +0.6% |
| DOW | Buy | DOW CHEMICAL CO/THE | $42,206,000 | +67.2% | 664,250 | +50.6% | 1.05% | +59.2% |
| AMAT | Sell | APPLIED MATERIALS INC | $41,696,000 | +5.6% | 1,071,875 | -12.4% | 1.04% | +0.6% |
| USB | Buy | US BANCORP | $40,553,000 | +54.3% | 787,440 | +53.9% | 1.01% | +46.9% |
| ERC | Buy | WELLS FARGO MULTI-SECTOR INCOM | $39,869,000 | +9.4% | 2,990,927 | +5.3% | 0.99% | +4.1% |
| HON | Buy | HONEYWELL INTERNATIONAL INC | $39,415,000 | +10.5% | 315,645 | +2.5% | 0.98% | +5.2% |
| TJX | Buy | TJX COS INC/THE | $38,929,000 | +38.6% | 492,270 | +31.7% | 0.97% | +31.9% |
| INTC | Sell | INTEL CORP | $38,917,000 | -8.7% | 1,078,920 | -8.2% | 0.97% | -13.1% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $38,273,000 | +6.5% | 233,355 | +3.9% | 0.95% | +1.3% |
| ABBV | Buy | ABBVIE INC | $37,610,000 | +28.7% | 577,200 | +23.6% | 0.94% | +22.5% |
| DUC | Buy | DUFF & PHELPS UTILITY AND CORP | $36,254,000 | -0.6% | 3,936,330 | +1.8% | 0.90% | -5.4% |
| PFE | Sell | PFIZER INC | $35,943,000 | -5.3% | 1,050,665 | -10.1% | 0.90% | -9.9% |
| RTN | Buy | RAYTHEON CO | $35,807,000 | +12.7% | 234,799 | +4.9% | 0.89% | +7.3% |
| PPT | Sell | PUTNAM PREMIER INCOME TRUST PP | $32,385,000 | -38.3% | 6,145,187 | -41.8% | 0.81% | -41.2% |
| EGF | Buy | BLACKROCK ENHANCED GOVERNMENT | $31,597,000 | +5.7% | 2,390,064 | +5.4% | 0.79% | +0.6% |
| MDT | Sell | MEDTRONIC PLC | $31,466,000 | -14.4% | 390,595 | -24.3% | 0.78% | -18.5% |
| UNP | Buy | UNION PACIFIC CORP | $31,002,000 | +16.6% | 292,690 | +14.1% | 0.77% | +11.1% |
| V | Sell | VISA INC | $30,841,000 | +8.0% | 347,030 | -5.2% | 0.77% | +2.8% |
| OXY | Buy | OCCIDENTAL PETROLEUM CORP | $30,511,000 | +2.8% | 481,555 | +15.6% | 0.76% | -2.1% |
| IR | Buy | INGERSOLL-RAND PLC | $30,123,000 | +46.0% | 370,420 | +34.7% | 0.75% | +39.1% |
| PM | Buy | PHILIP MORRIS INTERNATIONAL IN | $30,018,000 | +25.2% | 265,885 | +1.4% | 0.75% | +19.3% |
| EVV | Buy | EATON VANCE LIMITED DURATION I | $29,993,000 | +0.9% | 2,168,665 | +0.1% | 0.75% | -4.0% |
| NEE | Buy | NEXTERA ENERGY INC | $30,014,000 | +11.9% | 233,810 | +4.2% | 0.75% | +6.6% |
| GPC | Buy | GENUINE PARTS CO | $29,640,000 | +24.2% | 320,745 | +28.4% | 0.74% | +18.2% |
| CRF | Sell | CORNERSTONE TOTAL RETURN FUND | $29,455,000 | -40.5% | 1,827,232 | -44.4% | 0.73% | -43.4% |
| GS | Buy | GOLDMAN SACHS GROUP INC/THE | $29,124,000 | +5.4% | 126,780 | +9.8% | 0.73% | +0.3% |
| BDX | Sell | BECTON DICKINSON AND CO | $28,740,000 | +6.1% | 156,670 | -4.2% | 0.72% | +1.1% |
| FDX | Buy | FEDEX CORP | $27,666,000 | +5.6% | 141,770 | +0.7% | 0.69% | +0.6% |
| ABT | Buy | ABBOTT LABORATORIES | $27,611,000 | +91.5% | 621,730 | +65.6% | 0.69% | +82.3% |
| SU | Buy | SUNCOR ENERGY INC | $27,535,000 | +8.0% | 895,460 | +14.8% | 0.69% | +2.8% |
| ACN | Sell | ACCENTURE PLC CL A | $27,432,000 | +0.6% | 228,825 | -1.7% | 0.68% | -4.3% |
| SWKS | Sell | SKYWORKS SOLUTIONS INC | $26,881,000 | +25.5% | 274,355 | -4.4% | 0.67% | +19.4% |
| SBUX | Buy | STARBUCKS CORP | $26,353,000 | +5.5% | 451,335 | +0.4% | 0.66% | +0.5% |
| PCI | PIMCO DYNAMIC CREDIT AND MTG I | $26,278,000 | +6.0% | 1,225,668 | 0.0% | 0.66% | +0.9% | |
| MMM | Buy | 3M CO | $26,261,000 | +38.0% | 137,255 | +28.8% | 0.66% | +31.3% |
| MRK | Buy | MERCK & CO INC | $26,017,000 | +11.3% | 409,453 | +3.1% | 0.65% | +6.0% |
| LM | Sell | LEGG MASON INC | $25,217,000 | +8.9% | 698,325 | -9.8% | 0.63% | +3.6% |
| KEY | Sell | KEYCORP | $25,058,000 | -12.0% | 1,409,350 | -9.6% | 0.62% | -16.2% |
| TYG | Buy | TORTOISE ENERGY INFRASTRUCTURE | $24,719,000 | +85.1% | 708,491 | +62.8% | 0.62% | +76.0% |
| BRX | Buy | BRIXMOR PROPERTY GROUP INC | $24,633,000 | -4.0% | 1,147,870 | +9.2% | 0.61% | -8.6% |
| GOOGL | Sell | ALPHABET INC - CL A | $24,517,000 | +4.8% | 28,918 | -2.1% | 0.61% | -0.3% |
| BHK | Buy | BLACKROCK CORE BOND TRUST BHK | $24,285,000 | +3.1% | 1,819,080 | +0.4% | 0.61% | -1.8% |
| SO | Buy | SOUTHERN CO/THE | $24,075,000 | +19.5% | 483,625 | +18.1% | 0.60% | +13.6% |
| DIS | Buy | WALT DISNEY CO/THE | $23,846,000 | +23.8% | 210,300 | +13.8% | 0.60% | +17.8% |
| DAL | Sell | DELTA AIR LINES INC | $23,612,000 | -18.9% | 513,750 | -13.2% | 0.59% | -22.8% |
| FTF | Sell | FRANKLIN LIMITED DURATION INCO | $23,305,000 | -38.3% | 1,946,938 | -38.0% | 0.58% | -41.3% |
| DTE | Sell | DTE ENERGY CO | $23,144,000 | +3.6% | 226,660 | -0.1% | 0.58% | -1.4% |
| MET | Buy | METLIFE INC | $22,503,000 | +24.8% | 426,025 | +27.4% | 0.56% | +18.9% |
| HBAN | Buy | HUNTINGTON BANCSHARES INC/OH | $22,438,000 | +54.2% | 1,675,750 | +52.3% | 0.56% | +47.0% |
| CBS | Sell | CBS CORP CLASS B | $22,243,000 | -7.6% | 320,685 | -15.2% | 0.56% | -12.0% |
| DOC | Buy | PHYSICIANS REALTY TRUST | $22,178,000 | +1144.6% | 1,116,135 | +1087.4% | 0.55% | +1076.6% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $22,132,000 | +3.7% | 197,235 | +1.3% | 0.55% | -1.3% |
| SLB | Buy | SCHLUMBERGER LTD | $21,952,000 | -4.4% | 281,080 | +2.8% | 0.55% | -9.0% |
| SHW | Buy | SHERWIN-WILLIAMS CO/THE | $21,786,000 | +26.6% | 70,235 | +9.7% | 0.54% | +20.4% |
| FMY | Buy | FIRST TRUST MORTGAGE INCOME FU | $21,680,000 | +0.9% | 1,538,647 | +0.9% | 0.54% | -3.9% |
| MIC | Sell | MACQUARIE INFRASTRUCTURE CORP | $21,682,000 | -11.0% | 269,070 | -9.8% | 0.54% | -15.2% |
| MPC | Sell | MARATHON PETROLEUM CORP | $21,661,000 | -3.4% | 428,585 | -3.7% | 0.54% | -8.0% |
| JMM | Buy | NUVEEN MULTI-MARKET INCOME FUN | $21,325,000 | +9.4% | 2,885,716 | +8.0% | 0.53% | +4.1% |
| JHS | Buy | JOHN HANCOCK INCOME SECURITIES | $21,125,000 | +1.4% | 1,494,018 | +0.5% | 0.53% | -3.5% |
| TROW | Buy | T ROWE PRICE GROUP INC | $20,902,000 | +57.0% | 306,705 | +73.4% | 0.52% | +49.3% |
| CAH | Sell | CARDINAL HEALTH INC | $20,720,000 | +7.8% | 254,080 | -4.9% | 0.52% | +2.8% |
| ALK | Buy | ALASKA AIR GROUP INC | $20,565,000 | +30.2% | 223,000 | +25.3% | 0.51% | +23.9% |
| KHC | Buy | KRAFT HEINZ CO/THE | $20,282,000 | +10.8% | 223,350 | +6.5% | 0.51% | +5.4% |
| LMT | Buy | LOCKHEED MARTIN CORP | $20,201,000 | +8.5% | 75,489 | +1.3% | 0.50% | +3.3% |
| AET | Buy | AETNA INC | $19,867,000 | +158.2% | 155,755 | +151.0% | 0.50% | +145.0% |
| CEM | Buy | CLEARBRIDGE ENERGY MLP FUND IN | $19,485,000 | +330.9% | 1,164,693 | +300.8% | 0.49% | +311.9% |
| CLM | Sell | CORNERSTONE STRATEGIC VAL FD I | $19,434,000 | -63.5% | 1,201,109 | -65.8% | 0.48% | -65.3% |
| SWK | Sell | STANLEY BLACK & DECKER INC | $19,260,000 | +13.7% | 144,950 | -1.9% | 0.48% | +8.1% |
| SMG | Buy | SCOTTS MIRACLE-GRO CO/THE | $19,154,000 | -1.6% | 205,096 | +0.6% | 0.48% | -6.3% |
| ZBH | Sell | ZIMMER BIOMET HOLDINGS INC | $19,049,000 | +7.4% | 155,995 | -9.2% | 0.48% | +2.2% |
| GFY | Buy | WESTERN ASSET VARIABLE RATE ST | $18,081,000 | +3.5% | 1,089,865 | +0.2% | 0.45% | -1.5% |
| ALL | Sell | ALLSTATE CORP/THE | $17,324,000 | +0.7% | 212,585 | -8.4% | 0.43% | -4.2% |
| BGS | Buy | B&G FOODS INC | $16,928,000 | +57.1% | 420,575 | +70.9% | 0.42% | +49.6% |
| NTG | Buy | TORTOISE MLP FUND INC NTG | $16,873,000 | +26.2% | 812,005 | +15.8% | 0.42% | +20.3% |
| LYB | Sell | LYONDELLBASELL INDUSTRIES NV | $16,856,000 | -9.6% | 184,850 | -15.0% | 0.42% | -14.1% |
| INSI | Buy | INSIGHT SELECT INCOME FUND INS | $16,795,000 | +81.9% | 876,565 | +81.9% | 0.42% | +73.1% |
| EWBC | Buy | EAST WEST BANCORP INC | $16,327,000 | +1834.5% | 316,350 | +1805.7% | 0.41% | +1750.0% |
| KYN | Buy | KAYNE ANDERSON MLP INVESTMENT | $16,314,000 | +48.6% | 776,849 | +38.6% | 0.41% | +41.3% |
| XL | Buy | XL GROUP LTD | $16,058,000 | +11.6% | 402,850 | +4.3% | 0.40% | +6.1% |
| NBD | Buy | NUVEEN BUILD AMERICA BOND OPP | $15,843,000 | +8.1% | 732,445 | +4.6% | 0.40% | +2.9% |
| MCR | Buy | MFS CHARTER INCOME TRUST MCR | $15,712,000 | +1.4% | 1,824,813 | +0.3% | 0.39% | -3.4% |
| FAM | Buy | FIRST TRUST ABERDEEN GLOBAL OP | $15,200,000 | +63.4% | 1,308,069 | +56.9% | 0.38% | +55.3% |
| COST | Buy | COSTCO WHOLESALE CORP | $14,958,000 | +20.8% | 89,200 | +15.3% | 0.37% | +15.1% |
| GIS | Buy | GENERAL MILLS INC | $14,865,000 | +0.4% | 251,900 | +5.0% | 0.37% | -4.4% |
| TWX | Sell | TIME WARNER INC | $14,762,000 | -13.7% | 151,080 | -14.8% | 0.37% | -17.9% |
| OA | Sell | ORBITAL ATK INC | $14,435,000 | -9.4% | 147,300 | -18.9% | 0.36% | -13.7% |
| IP | Sell | INTERNATIONAL PAPER CO | $14,076,000 | -22.4% | 277,200 | -18.9% | 0.35% | -26.1% |
| PG | Sell | PROCTER & GAMBLE CO/THE | $13,749,000 | -53.3% | 153,026 | -56.3% | 0.34% | -55.6% |
| NAD | Buy | NUVEEN DIVIDEND ADVANTAGE MUNI | $13,134,000 | +9.5% | 959,355 | +11.6% | 0.33% | +4.5% |
| CNP | Sell | CENTERPOINT ENERGY INC | $12,829,000 | -43.2% | 465,325 | -49.2% | 0.32% | -45.9% |
| SJM | Sell | JM SMUCKER CO/THE | $12,839,000 | -32.0% | 97,950 | -33.5% | 0.32% | -35.2% |
| ECL | Sell | ECOLAB INC | $12,780,000 | +5.1% | 101,965 | -1.7% | 0.32% | 0.0% |
| GLQ | Buy | CLOUGH GLOBAL EQUITY FD GLQ | $12,194,000 | +1915.5% | 964,709 | +1675.1% | 0.30% | +1800.0% |
| HUBB | Buy | HUBBELL INC | $11,984,000 | +349.3% | 99,825 | +336.7% | 0.30% | +327.1% |
| EMO | Sell | CLEARBRIDGE ENERGY MLP OPP FD | $11,641,000 | -18.4% | 864,862 | -20.5% | 0.29% | -22.5% |
| FB | Buy | FACEBOOK INC-A | $11,415,000 | +30.5% | 80,360 | +5.7% | 0.28% | +24.5% |
| MIE | Sell | COHEN & STEERS MLP INC AND ENE | $11,244,000 | -26.8% | 1,003,023 | -28.9% | 0.28% | -30.5% |
| ADBE | Sell | ADOBE SYSTEMS INC | $11,207,000 | +23.4% | 86,125 | -2.4% | 0.28% | +17.2% |
| FEN | Buy | FIRST TRUST ENERGY INC AND GRO | $11,146,000 | +22.2% | 413,122 | +20.2% | 0.28% | +16.3% |
| DSU | Buy | BLACKROCK DEBT STRATEGIES FUND | $11,127,000 | +7.7% | 965,867 | +6.0% | 0.28% | +2.2% |
| GOOG | Sell | ALPHABET INC - CL C | $10,811,000 | +7.3% | 13,032 | -0.2% | 0.27% | +2.3% |
| PCLN | Sell | PRICELINE GROUP INC/THE | $10,783,000 | +19.0% | 6,058 | -2.0% | 0.27% | +13.5% |
| MGF | Buy | MFS GOVERNMENT MARKETS INCOME | $10,694,000 | +61.6% | 2,160,416 | +64.6% | 0.27% | +54.3% |
| VBF | Buy | INVESCO BOND FUND VBF | $10,659,000 | +27.2% | 563,066 | +24.2% | 0.27% | +20.9% |
| CBA | Buy | CLEARBRIDGE AMERICAN ENERGY ML | $10,435,000 | +14.0% | 1,051,920 | +5.5% | 0.26% | +8.3% |
| EMD | Sell | WESTERN ASSET EMERGING MARKETS | $10,400,000 | -43.4% | 670,964 | -46.3% | 0.26% | -46.3% |
| AGC | Buy | ADVENT CLAYMORE CV SEC AND INC | $10,340,000 | +121.1% | 1,692,358 | +112.7% | 0.26% | +109.8% |
| INTU | New | INTUIT INC | $10,309,000 | – | 88,875 | +100.0% | 0.26% | – |
| DHG | DEUTSCHE HIGH INCOME OPPORTUNI | $10,296,000 | +1.7% | 702,820 | 0.0% | 0.26% | -3.0% | |
| ROK | New | ROCKWELL AUTOMATION INC | $10,129,000 | – | 65,050 | +100.0% | 0.25% | – |
| NEA | NUVEEN AMT-FREE MUNICIPAL INCO | $9,986,000 | +0.2% | 747,432 | 0.0% | 0.25% | -4.6% | |
| GBAB | Buy | GUGGENHEIM TAXABLE MUNI TR GBA | $9,825,000 | +35.5% | 441,561 | +30.4% | 0.24% | +28.9% |
| VGM | Buy | INVESCO TRUST FOR INV GRADE MU | $9,591,000 | +20.7% | 738,344 | +18.5% | 0.24% | +14.9% |
| BTA | BLACKROCK LONG-TERM MUNI ADVAN | $9,552,000 | +1.6% | 833,470 | 0.0% | 0.24% | -3.3% | |
| CTR | Sell | CLEARBRIDGE ENERGY MLP TOTAL R | $9,513,000 | -27.5% | 697,417 | -32.0% | 0.24% | -31.1% |
| CELG | Sell | CELGENE CORP | $9,139,000 | -1.4% | 73,450 | -8.3% | 0.23% | -6.2% |
| ULTA | Sell | ULTA BEAUTY INC | $9,112,000 | -3.7% | 31,945 | -13.9% | 0.23% | -8.5% |
| FSD | Buy | FIRST TR HI INC FD FSD | $9,083,000 | +29.8% | 545,224 | +25.2% | 0.23% | +23.5% |
| VGI | VIRTUS GLOBAL MULTI-SECTOR INC | $9,054,000 | +5.5% | 559,602 | 0.0% | 0.23% | +0.4% | |
| AVK | Buy | ADVENT CLAYMORE CV SEC AND INC | $8,507,000 | +122.9% | 543,248 | +109.0% | 0.21% | +112.0% |
| VKI | Buy | INVESCO ADVANTAGE MUNI INC TRU | $8,186,000 | +1.1% | 730,920 | +0.9% | 0.20% | -3.8% |
| JMF | Sell | NUVEEN ENERGY MLP TOTAL RETURN | $8,064,000 | -30.5% | 590,965 | -31.0% | 0.20% | -33.9% |
| XLNX | Buy | XILINX INC | $7,889,000 | +16.3% | 136,275 | +21.3% | 0.20% | +10.7% |
| FMO | Buy | FIDUCIARY/CLAYMORE MLP OPP FD | $7,807,000 | +47.1% | 498,206 | +39.8% | 0.20% | +40.3% |
| WCN | Sell | WASTE CONNECTIONS INC | $7,755,000 | +3.4% | 87,900 | -7.9% | 0.19% | -1.5% |
| EHI | Sell | WESTERN ASSET GLOBAL HIGH INCO | $7,517,000 | +2.6% | 744,250 | -0.2% | 0.19% | -2.6% |
| GILD | Sell | GILEAD SCIENCES INC | $7,486,000 | -47.1% | 110,225 | -44.2% | 0.19% | -49.5% |
| MAR | Sell | MARRIOTT INTERNATIONAL INC CL | $7,240,000 | +13.7% | 76,872 | -0.2% | 0.18% | +8.4% |
| IQI | INVESCO QUALITY MUNICIPAL INCO | $7,248,000 | +0.2% | 583,133 | 0.0% | 0.18% | -4.2% | |
| ICB | Buy | MORGAN STANLEY INCOME SECURITI | $7,111,000 | +29.5% | 397,680 | +29.9% | 0.18% | +22.9% |
| WIA | Buy | WA/CLAY INFLATION-LINKED SEC & | $6,989,000 | +46.2% | 607,175 | +45.8% | 0.17% | +39.2% |
| ANSS | Sell | ANSYS INC | $6,888,000 | -4.9% | 64,450 | -17.7% | 0.17% | -9.5% |
| NCZ | Buy | ALLIANZGI CONVERTIBLE & INCOME | $6,881,000 | +6.9% | 1,137,414 | +0.9% | 0.17% | +1.8% |
| MMT | Sell | MFS MULTIMARKET INCOME TRUST M | $6,842,000 | -8.7% | 1,117,952 | -9.5% | 0.17% | -12.8% |
| CTSH | Sell | COGNIZANT TECH SOLUTIONS CL A | $6,807,000 | -13.9% | 114,360 | -18.9% | 0.17% | -17.9% |
| TGT | Sell | TARGET CORP | $6,741,000 | -68.7% | 122,150 | -59.0% | 0.17% | -70.2% |
| VMO | INVESCO MUNICIPAL OPPORTUNITY | $6,708,000 | +1.9% | 516,786 | 0.0% | 0.17% | -2.9% | |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $6,598,000 | +8.6% | 42,955 | -0.2% | 0.16% | +3.8% |
| VKQ | Buy | INVESCO MUNICIPAL TRUST VKQ | $6,579,000 | +4.8% | 525,080 | +2.5% | 0.16% | 0.0% |
| CIEN | Sell | CIENA CORP | $6,488,000 | -11.3% | 274,800 | -8.3% | 0.16% | -15.6% |
| SRV | Sell | CUSHING MLP TOTAL RETURN FUND/ | $6,412,000 | -11.2% | 459,339 | -13.6% | 0.16% | -15.3% |
| SMM | Buy | SALIENT MIDSTREAM & MLP FUND S | $6,378,000 | +16.2% | 476,675 | +17.9% | 0.16% | +10.4% |
| DNKN | Buy | DUNKIN' BRANDS GROUP INC | $6,367,000 | +11.7% | 116,450 | +7.1% | 0.16% | +6.7% |
| WIW | Sell | WA/CLAY INFLATION-LINKED OPP & | $6,265,000 | -23.5% | 560,837 | -23.7% | 0.16% | -27.1% |
| JLS | Buy | NUVEEN MORTGAGE OPPORTUNITY TE | $6,104,000 | +3.4% | 246,435 | +0.4% | 0.15% | -1.9% |
| NVG | Buy | NUVEEN AMT-FREE MUNI CREDIT IN | $5,966,000 | +9.0% | 408,101 | +7.8% | 0.15% | +4.2% |
| GLV | Buy | CLOUGH GLOBAL DIV ALLC FD GLV | $5,889,000 | +736.5% | 443,416 | +658.8% | 0.15% | +716.7% |
| EFX | Sell | EQUIFAX INC | $5,839,000 | +15.4% | 42,705 | -0.2% | 0.15% | +9.8% |
| WEA | WESTERN ASSET PREMIER BOND FUN | $5,847,000 | +3.1% | 438,004 | 0.0% | 0.15% | -2.0% | |
| NKE | Sell | NIKE INC CL B | $5,627,000 | +5.8% | 100,970 | -3.5% | 0.14% | +0.7% |
| ULTI | Sell | ULTIMATE SOFTWARE GROUP INC/TH | $5,559,000 | -18.7% | 28,475 | -24.1% | 0.14% | -22.3% |
| AZPN | Sell | ASPEN TECHNOLOGY INC | $5,590,000 | -3.9% | 94,875 | -10.8% | 0.14% | -8.6% |
| LBF | Sell | DEUTSCHE GLOBAL HIGH INCOME FD | $5,547,000 | +1.4% | 653,361 | -0.5% | 0.14% | -3.5% |
| SPE | SPECIAL OPPORTUNITIES FUND INC | $5,489,000 | +7.0% | 375,687 | 0.0% | 0.14% | +2.2% | |
| NCV | Buy | ALLIANZGI CONVERTIBLE & INCOME | $5,429,000 | +12.3% | 803,110 | +6.0% | 0.14% | +6.3% |
| AGN | Sell | ALLERGAN PLC | $5,334,000 | +8.8% | 22,325 | -4.4% | 0.13% | +3.9% |
| MIY | Buy | BLACKROCK MUNIYIELD MI QUALITY | $5,279,000 | +0.8% | 388,135 | +0.7% | 0.13% | -3.6% |
| SNA | Sell | SNAP-ON INC | $5,294,000 | -69.3% | 31,385 | -68.8% | 0.13% | -70.8% |
| SBAC | New | SBA COMMUNICATIONS CORP | $5,250,000 | – | 43,615 | +100.0% | 0.13% | – |
| EL | Sell | ESTEE LAUDER COS INC/THE | $5,236,000 | +10.5% | 61,750 | -0.4% | 0.13% | +5.6% |
| ANET | Sell | ARISTA NETWORKS INC | $5,231,000 | +13.9% | 39,550 | -16.6% | 0.13% | +8.3% |
| EEFT | Sell | EURONET WORLDWIDE INC | $5,185,000 | +4.9% | 60,625 | -11.2% | 0.13% | 0.0% |
| NDP | Buy | TORTOISE ENERGY INDEPENDENCE F | $5,085,000 | +145.8% | 308,181 | +145.7% | 0.13% | +135.2% |
| MUE | BLACKROCK MUNIHOLDINGS QUALITY | $5,018,000 | -1.8% | 378,713 | 0.0% | 0.12% | -6.7% | |
| NSRGY | Buy | NESTLE SA ADRdepositary recei | $4,947,000 | +61.9% | 64,330 | +51.1% | 0.12% | +53.8% |
| CNC | Sell | CENTENE CORP | $4,945,000 | +25.8% | 69,400 | -0.2% | 0.12% | +19.4% |
| CATM | Sell | CARDTRONICS PLC | $4,933,000 | -22.7% | 105,525 | -9.8% | 0.12% | -26.3% |
| CB | Sell | CHUBB LTD | $4,945,000 | -77.8% | 36,290 | -78.5% | 0.12% | -78.9% |
| MFT | Sell | BLACKROCK MUNIYIELD INV QUALIT | $4,939,000 | -2.8% | 356,891 | -2.1% | 0.12% | -7.5% |
| VMM | DELAWARE INVS MN MUNI INC FD I | $4,869,000 | +7.4% | 334,436 | 0.0% | 0.12% | +1.7% | |
| TTP | Buy | TORTOISE PIPELINE & ENERGY FUN | $4,857,000 | +95.2% | 229,952 | +99.3% | 0.12% | +86.2% |
| FRC | Sell | FIRST REPUBLIC BANK/CA | $4,798,000 | -6.0% | 51,150 | -7.7% | 0.12% | -10.4% |
| PFN | Sell | PIMCO INCOME STRATEGY FUND II | $4,798,000 | -48.5% | 477,456 | -51.4% | 0.12% | -50.8% |
| MFL | Sell | BLACKROCK MUNIHOLDINGS INV QUA | $4,753,000 | -8.4% | 330,739 | -9.6% | 0.12% | -12.5% |
| EA | Sell | ELECTRONIC ARTS INC | $4,638,000 | +13.4% | 51,815 | -0.2% | 0.12% | +8.4% |
| BUD | Buy | ANHEUSER-BUSCH INBEV SA/NV ADRdepositary recei | $4,529,000 | +64.5% | 41,265 | +58.0% | 0.11% | +56.9% |
| ALXN | Sell | ALEXION PHARMACEUTICALS INC | $4,513,000 | -6.6% | 37,220 | -5.8% | 0.11% | -11.0% |
| DEO | Buy | DIAGEO PLC ADRdepositary recei | $4,501,000 | +25.9% | 38,945 | +13.3% | 0.11% | +19.1% |
| AMZN | Buy | AMAZON.COM INC | $4,415,000 | +86.1% | 4,980 | +57.3% | 0.11% | +77.4% |
| JMT | Buy | NUVEEN MTG OPP TERM FD 2 JMT | $4,403,000 | +3.5% | 185,373 | +0.9% | 0.11% | -0.9% |
| BCE | Buy | BCE INC | $4,354,000 | +30.0% | 98,345 | +26.9% | 0.11% | +23.9% |
| BAH | Buy | BOOZ ALLEN HAMILTON HLDG | $4,297,000 | +7.8% | 121,425 | +9.9% | 0.11% | +2.9% |
| CNK | Buy | CINEMARK HOLDINGS INC | $4,253,000 | +24.4% | 95,925 | +7.6% | 0.11% | +17.8% |
| UPS | Sell | UNITED PARCEL SERVICE INC CL B | $4,111,000 | -6.5% | 38,310 | -0.1% | 0.10% | -10.4% |
| MUS | Sell | BLACKROCK MUNIHOLDINGS QUALITY | $4,111,000 | -7.3% | 311,712 | -4.6% | 0.10% | -11.2% |
| INCY | Buy | INCYTE CORP | $4,013,000 | +61.6% | 30,020 | +21.2% | 0.10% | +53.8% |
| AJG | Sell | ARTHUR J GALLAGHER & CO | $3,982,000 | +5.0% | 70,425 | -3.6% | 0.10% | 0.0% |
| GLO | New | CLOUGH GLOBAL OPP FD GLO | $3,796,000 | – | 368,910 | +100.0% | 0.10% | – |
| PMO | PUTNAM MUNICIPAL OPPORTUNITIES | $3,800,000 | +0.5% | 316,440 | 0.0% | 0.10% | -4.0% | |
| NLSN | Sell | NIELSEN HOLDINGS PLC | $3,788,000 | -36.0% | 91,700 | -35.0% | 0.09% | -39.4% |
| MQT | Buy | BLACKROCK MUNIYIELD QUALITY FD | $3,770,000 | +12.0% | 294,752 | +12.2% | 0.09% | +6.8% |
| ING | Buy | ING GROEP NV ADRdepositary recei | $3,716,000 | +62.2% | 246,275 | +51.5% | 0.09% | +55.0% |
| R | Sell | RYDER SYSTEM INC | $3,698,000 | -71.5% | 49,025 | -71.9% | 0.09% | -72.9% |
| WEC | Buy | WEC ENERGY GROUP INC | $3,653,000 | +4.0% | 60,245 | +0.5% | 0.09% | -1.1% |
| PHF | Buy | PACHOLDER HIGH YIELD FD PHF | $3,595,000 | +595.4% | 465,687 | +548.2% | 0.09% | +542.9% |
| SCI | Buy | SERVICE CORP INTERNATIONAL/US | $3,533,000 | +19.9% | 114,425 | +10.3% | 0.09% | +14.3% |
| DST | Buy | DST SYSTEMS INC | $3,543,000 | +21.9% | 28,925 | +6.6% | 0.09% | +15.8% |
| DSM | Sell | DREYFUS STRATEGIC MUNICIPAL BO | $3,540,000 | -12.3% | 427,575 | -14.8% | 0.09% | -17.0% |
| SYF | Sell | SYNCHRONY FINANCIAL | $3,448,000 | -88.2% | 100,525 | -87.5% | 0.09% | -88.7% |
| BBN | BLACKROCK TAXABLE MUNI BOND TR | $3,422,000 | +3.7% | 152,834 | 0.0% | 0.08% | -1.2% | |
| CIK | Buy | CREDIT SUISSE ASSET MANAGEMENT | $3,367,000 | +16.4% | 1,020,450 | +11.5% | 0.08% | +10.5% |
| AMG | Sell | AFFILIATED MANAGERS GROUP INC | $3,344,000 | +2.0% | 20,400 | -9.6% | 0.08% | -3.5% |
| JPS | NUVEEN PREFERRED SECURITIES IN | $3,343,000 | +2.5% | 350,447 | 0.0% | 0.08% | -2.4% | |
| NXJ | Buy | NUVEEN NJ DIVIDEND ADVANTAGE M | $3,304,000 | +2.3% | 248,587 | +1.3% | 0.08% | -3.5% |
| MTSI | Buy | MACOM TECH SOLUTIONS HLDG | $3,274,000 | +6.6% | 67,775 | +2.1% | 0.08% | +2.5% |
| RHHBY | Buy | ROCHE HOLDING AG ADRdepositary recei | $3,180,000 | +95.3% | 99,290 | +74.0% | 0.08% | +83.7% |
| CLR | Sell | CONTINENTAL RESOURCES INC/OK | $3,110,000 | -12.1% | 68,475 | -0.3% | 0.08% | -16.1% |
| IBDRY | Buy | IBERDROLA SA ADRdepositary recei | $3,093,000 | +101.4% | 108,135 | +84.7% | 0.08% | +92.5% |
| KMF | New | KAYNE ANDERSON MIDSTREAM ENE F | $3,087,000 | – | 187,292 | +100.0% | 0.08% | – |
| CASY | Buy | CASEY'S GENERAL STORES INC | $3,091,000 | +68.6% | 27,540 | +78.7% | 0.08% | +60.4% |
| ALGN | Sell | ALIGN TECHNOLOGY INC | $3,051,000 | -2.1% | 26,600 | -17.9% | 0.08% | -7.3% |
| HSBC | Buy | HSBC HOLDINGS PLC ADRdepositary recei | $3,052,000 | +49.1% | 74,765 | +46.8% | 0.08% | +40.7% |
| NBB | NUVEEN BUILD AMERICA BOND FUND | $3,024,000 | +1.3% | 144,686 | 0.0% | 0.08% | -3.8% | |
| FHY | Buy | FIRST TR STRAT HIGH INC FD FHY | $2,962,000 | +9.9% | 227,329 | +3.6% | 0.07% | +4.2% |
| VPV | Buy | INVESCO PA VALUE MUNICIPAL INC | $2,919,000 | +5.9% | 239,855 | +5.8% | 0.07% | +1.4% |
| AZSEY | Buy | ALLIANZ SE ADRdepositary recei | $2,931,000 | +111.9% | 158,190 | +88.5% | 0.07% | +102.8% |
| EAD | Buy | WELLS FARGO INC OPPORT FD EAD | $2,925,000 | +53.4% | 348,240 | +54.8% | 0.07% | +46.0% |
| DEX | New | DELAWARE ENH GBL DIV & INC FD | $2,926,000 | – | 266,281 | +100.0% | 0.07% | – |
| DHF | Buy | DREYFUS HI YLD STRAT DHF | $2,936,000 | +3.6% | 866,101 | +2.7% | 0.07% | -1.4% |
| MUFG | Buy | MITSUBISHI UFJ FINL GROUP ADRdepositary recei | $2,890,000 | +18.2% | 455,875 | +14.9% | 0.07% | +12.5% |
| MSP | Buy | MADISON STRTG SECTOR PREM MSP | $2,799,000 | +76.6% | 229,431 | +72.1% | 0.07% | +66.7% |
| AXE | Buy | ANIXTER INTERNATIONAL INC | $2,756,000 | +56.3% | 34,750 | +59.8% | 0.07% | +50.0% |
| PYPL | Sell | PAYPAL HOLDINGS INC | $2,760,000 | +8.6% | 64,150 | -0.3% | 0.07% | +3.0% |
| 3106PS | Sell | DELPHI AUTOMOTIVE PLC | $2,787,000 | -76.5% | 34,620 | -80.3% | 0.07% | -77.7% |
| CSL | Buy | CARLISLE COS INC | $2,644,000 | +45.9% | 24,850 | +51.3% | 0.07% | +40.4% |
| MYI | BLACKROCK MUNIYIELD QUALITY FD | $2,642,000 | +2.0% | 189,643 | 0.0% | 0.07% | -2.9% | |
| AGD | New | ALPINE GLOBAL DYNAMIC DIV FD | $2,606,000 | – | 267,025 | +100.0% | 0.06% | – |
| NZF | Buy | NUVEEN ENHANCED MUNI CREDIT OP | $2,609,000 | +8.8% | 181,283 | +6.9% | 0.06% | +3.2% |
| NVDA | New | NVIDIA CORP | $2,564,000 | – | 23,540 | +100.0% | 0.06% | – |
| MTN | Buy | VAIL RESORTS INC | $2,532,000 | +31.1% | 13,195 | +10.2% | 0.06% | +23.5% |
| HUM | Sell | HUMANA INC | $2,470,000 | -0.6% | 11,980 | -1.6% | 0.06% | -4.6% |
| RENX | Buy | RELX NV-SPON ADRdepositary recei | $2,478,000 | +85.8% | 133,530 | +67.8% | 0.06% | +77.1% |
| EVHC | Sell | ENVISION HEALTHCARE CORP | $2,491,000 | -12.3% | 40,625 | -9.4% | 0.06% | -16.2% |
| HCSG | Sell | HEALTHCARE SERVICES GROUP INC | $2,446,000 | +9.7% | 56,765 | -0.2% | 0.06% | +5.2% |
| STE | Buy | STERIS PLC | $2,431,000 | +4.5% | 35,000 | +1.4% | 0.06% | 0.0% |
| UFS | New | DOMTAR CORP | $2,446,000 | – | 66,975 | +100.0% | 0.06% | – |
| NMS | NUVEEN MN QUALITY MUNI INCOME | $2,414,000 | +6.8% | 144,128 | 0.0% | 0.06% | +1.7% | |
| THO | Buy | THOR INDUSTRIES INC | $2,394,000 | +15.0% | 24,900 | +19.7% | 0.06% | +9.1% |
| ASGN | Sell | ON ASSIGNMENT INC | $2,405,000 | -9.2% | 49,550 | -17.4% | 0.06% | -13.0% |
| MGU | Sell | MACQUARIE GLBL INFRASTRUCTURE | $2,424,000 | -44.4% | 106,076 | -52.0% | 0.06% | -47.4% |
| KYE | New | KAYNE ANDERSON ENRGY TOT RET F | $2,413,000 | – | 191,025 | +100.0% | 0.06% | – |
| AMP | Sell | AMERIPRISE FINANCIAL INC | $2,398,000 | +16.2% | 18,495 | -0.5% | 0.06% | +11.1% |
| CMG | Sell | CHIPOTLE MEXICAN GRILL INC | $2,361,000 | +16.2% | 5,299 | -1.6% | 0.06% | +11.3% |
| EME | Sell | EMCOR GROUP INC | $2,356,000 | -12.2% | 37,425 | -1.3% | 0.06% | -15.7% |
| SIEGY | Buy | SIEMENS AG ADRdepositary recei | $2,351,000 | +118.9% | 34,325 | +291.4% | 0.06% | +110.7% |
| CVS | Sell | CVS HEALTH CORP | $2,344,000 | -27.7% | 29,860 | -27.4% | 0.06% | -31.8% |
| HLS | Buy | HEALTHSOUTH CORP | $2,269,000 | +30.9% | 53,000 | +26.0% | 0.06% | +26.7% |
| PFL | Sell | PIMCO INCOME STRATEGY FUND PFL | $2,287,000 | -63.6% | 204,951 | -65.5% | 0.06% | -65.5% |
| IVZ | Sell | INVESCO LTD | $2,276,000 | -87.1% | 74,290 | -87.2% | 0.06% | -87.6% |
| CR | Buy | CRANE CO | $2,292,000 | +14.6% | 30,625 | +10.5% | 0.06% | +9.6% |
| KED | Buy | KAYNE ANDERSON ENERGY DEVELOPM | $2,264,000 | +31.0% | 116,151 | +30.6% | 0.06% | +24.4% |
| PRU | Buy | PRUDENTIAL FINANCIAL INC | $2,234,000 | +2.7% | 20,945 | +0.1% | 0.06% | -1.8% |
| JPW | Buy | NUVEEN FLEX INV FD JPW | $2,245,000 | +84.3% | 132,660 | +81.3% | 0.06% | +75.0% |
| ZURVY | Buy | ZURICH INSURANCE GROUP AG ADRdepositary recei | $2,206,000 | +117.3% | 82,700 | +124.6% | 0.06% | +103.7% |
| KST | DEUTSCHE STRATEGIC INCOME TRUS | $2,174,000 | +2.7% | 177,924 | 0.0% | 0.05% | -1.8% | |
| UNRDY | Buy | UNIBAIL-RODAMCO SE ADRdepositary recei | $2,155,000 | +127.8% | 92,555 | +132.5% | 0.05% | +116.0% |
| MZF | Sell | MANAGED DUR INV GRADE MUNICIPA | $2,109,000 | -5.3% | 159,737 | -5.9% | 0.05% | -8.6% |
| CCEP | Sell | COCA-COLA EUROPEAN PARTNERS PL | $2,126,000 | +3.7% | 56,400 | -13.7% | 0.05% | -1.9% |
| MPWR | Buy | MONOLITHIC POWER SYSTEMS INC | $2,063,000 | +41.5% | 22,400 | +25.8% | 0.05% | +34.2% |
| DNIF | DIVIDEND AND INCOME FUND DNI | $2,030,000 | +1.8% | 168,335 | 0.0% | 0.05% | -1.9% | |
| MUH | Sell | BLACKROCK MUNIHOLDINGS FUND II | $2,057,000 | -3.8% | 132,453 | -9.0% | 0.05% | -8.9% |
| PAHC | New | PHIBRO ANIMAL HEALTH CORP | $2,037,000 | – | 72,500 | +100.0% | 0.05% | – |
| DCA | Sell | VIRTUS TOTAL RETURN FUND DCA | $2,048,000 | -64.3% | 468,651 | -63.5% | 0.05% | -66.0% |
| MKSI | Buy | MKS INSTRUMENTS INC | $2,052,000 | +116.7% | 29,850 | +87.1% | 0.05% | +104.0% |
| DXCM | Buy | DEXCOM INC | $2,025,000 | +268.9% | 23,900 | +159.8% | 0.05% | +257.1% |
| FEI | Sell | FIRST TRUST MLP AND ENERGY INC | $2,002,000 | -74.0% | 122,448 | -74.3% | 0.05% | -75.1% |
| CIF | Buy | MFS INTERMEDIATE HIGH INCOME F | $1,976,000 | +42.9% | 748,428 | +39.6% | 0.05% | +36.1% |
| ACP | Buy | AVENUE INCOME CRED STRAT FD AC | $1,977,000 | +4.7% | 141,603 | +0.7% | 0.05% | 0.0% |
| KTWO | Sell | K2M GROUP HOLDINGS INC | $1,959,000 | -11.0% | 95,500 | -13.0% | 0.05% | -15.5% |
| JCI | JOHNSON CONTROLS INTL PLC | $1,975,000 | +2.3% | 46,890 | 0.0% | 0.05% | -3.9% | |
| APOG | Buy | APOGEE ENTERPRISES INC | $1,957,000 | +22.4% | 32,825 | +10.0% | 0.05% | +16.7% |
| HNW | Buy | PIONEER DIVERSIFIED HIGH INC H | $1,968,000 | +19.4% | 121,635 | +18.2% | 0.05% | +14.0% |
| VET | Buy | VERMILION ENERGY INC | $1,972,000 | +1600.0% | 52,575 | +1811.8% | 0.05% | +1533.3% |
| HYI | Buy | WESTERN ASSET HGH YLD DFN FD H | $1,960,000 | +5.4% | 127,614 | +3.2% | 0.05% | 0.0% |
| BGH | Sell | BARINGS GLOBAL SHORT DURA HI Y | $1,941,000 | +1.1% | 98,105 | -1.7% | 0.05% | -4.0% |
| AFB | ALLIANCEBERNSTEIN NATIONAL MUN | $1,918,000 | +1.2% | 143,347 | 0.0% | 0.05% | -4.0% | |
| ADSK | AUTODESK INC | $1,911,000 | +16.8% | 22,100 | 0.0% | 0.05% | +11.6% | |
| DHY | Buy | CREDIT SUISSE HIGH YIELD BOND | $1,926,000 | +27.9% | 721,495 | +27.9% | 0.05% | +23.1% |
| CPLA | Buy | CAPELLA EDUCATION CO | $1,877,000 | +11.8% | 22,075 | +15.4% | 0.05% | +6.8% |
| SIVB | Buy | SVB FINANCIAL GROUP | $1,893,000 | +25.0% | 10,175 | +15.3% | 0.05% | +17.5% |
| EOD | Buy | WELLS FARGO GLOB DIVD OPP FD E | $1,887,000 | +1086.8% | 324,223 | +1010.9% | 0.05% | +1075.0% |
| WBK | Buy | WESTPAC BANKING CORP ADRdepositary recei | $1,864,000 | +275.1% | 69,750 | +229.8% | 0.05% | +253.8% |
| PTC | New | PTC INC | $1,834,000 | – | 34,900 | +100.0% | 0.05% | – |
| CEN | Sell | CENTER COAST MLP & INFRASTRUCT | $1,781,000 | -27.5% | 142,348 | -30.7% | 0.04% | -31.2% |
| RDSB | Buy | ROYAL DUTCH SHELL PLC ADRdepositary recei | $1,764,000 | +625.9% | 31,600 | +652.4% | 0.04% | +633.3% |
| WFC | Sell | WELLS FARGO & CO | $1,713,000 | +0.1% | 30,770 | -0.9% | 0.04% | -4.4% |
| KO | Buy | COCA-COLA CO/THE | $1,718,000 | +26.2% | 40,475 | +23.3% | 0.04% | +19.4% |
| TTWO | Sell | TAKE-TWO INTERACTIVE SOFTWARE | $1,719,000 | +4.6% | 29,000 | -13.0% | 0.04% | 0.0% |
| DLX | Buy | DELUXE CORP | $1,737,000 | +36.4% | 24,075 | +35.4% | 0.04% | +30.3% |
| CWH | Buy | CAMPING WORLD HOLDINGS INC | $1,710,000 | +249.0% | 53,050 | +252.5% | 0.04% | +230.8% |
| ICE | INTERCONTINENTAL EXCHANGE INC | $1,706,000 | +6.1% | 28,500 | 0.0% | 0.04% | +2.4% | |
| MANH | Sell | MANHATTAN ASSOCIATES INC | $1,668,000 | -25.6% | 32,050 | -24.1% | 0.04% | -28.8% |
| WNR | Buy | WESTERN REFINING INC | $1,683,000 | +4.5% | 48,000 | +12.8% | 0.04% | 0.0% |
| KTF | Sell | DEUTSCHE MUNICIPAL INCOME TRUS | $1,652,000 | -62.3% | 124,693 | -62.6% | 0.04% | -64.3% |
| MBBYF | Sell | MOBILEYE NV | $1,638,000 | +31.6% | 26,675 | -18.3% | 0.04% | +24.2% |
| SHEN | Buy | SHENANDOAH TELECOMMUNICATIONS | $1,592,000 | +38.3% | 56,750 | +34.6% | 0.04% | +33.3% |
| ETH | Buy | ETHAN ALLEN INTERIORS INC | $1,586,000 | +4.4% | 51,750 | +25.5% | 0.04% | 0.0% |
| PCF | New | PUTMAN HIGH INC SEC PCF | $1,590,000 | – | 183,448 | +100.0% | 0.04% | – |
| SR | Buy | SPIRE INC | $1,544,000 | +28.1% | 22,875 | +22.5% | 0.04% | +21.9% |
| GDO | Buy | WA GLOBAL CORPORATE DEFINED OP | $1,526,000 | +4.6% | 87,617 | +2.8% | 0.04% | 0.0% |
| New | WPP PLC | $1,541,000 | – | 70,200 | +100.0% | 0.04% | – | |
| PF | Buy | PINNACLE FOODS INC | $1,464,000 | +37.3% | 25,300 | +26.8% | 0.04% | +32.1% |
| PTY | Sell | PIMCO CORPORATE OPP FD PTY | $1,479,000 | -19.8% | 94,176 | -26.9% | 0.04% | -22.9% |
| VWR | Sell | VWR CORP | $1,449,000 | -2.7% | 51,400 | -13.6% | 0.04% | -7.7% |
| JGH | New | NUVEEN GLOBAL HIGH INCOME JGH | $1,449,000 | – | 87,977 | +100.0% | 0.04% | – |
| DSL | Buy | DOUBLELINE INCOME SOLUTIO DSL | $1,456,000 | +49.2% | 72,531 | +41.1% | 0.04% | +38.5% |
| BAF | Buy | BLACKROCK MUNI INC INV QUAL TR | $1,427,000 | +209.5% | 99,441 | +207.9% | 0.04% | +200.0% |
| VR | Buy | VALIDUS HOLDINGS LTD | $1,425,000 | +5.3% | 25,275 | +2.7% | 0.04% | +2.9% |
| AMBA | Sell | AMBARELLA INC | $1,440,000 | -12.4% | 26,325 | -13.3% | 0.04% | -16.3% |
| DBL | DOUBLELINE OPP CRED FD DBL | $1,403,000 | +3.3% | 58,790 | 0.0% | 0.04% | -2.8% | |
| EIM | EATON VANCE MUNICIPAL BOND FUN | $1,399,000 | +1.1% | 111,512 | 0.0% | 0.04% | -2.8% | |
| PACW | Buy | PACWEST BANCORP | $1,422,000 | -0.8% | 26,700 | +1.3% | 0.04% | -7.9% |
| NVS | New | NOVARTIS AG ADRdepositary recei | $1,367,000 | – | 18,400 | +100.0% | 0.03% | – |
| ITT | Buy | ITT INC | $1,342,000 | +9.4% | 32,725 | +2.8% | 0.03% | +3.1% |
| PHG | New | KONINKLIJKE PHILIPS NV ADRdepositary recei | $1,310,000 | – | 40,800 | +100.0% | 0.03% | – |
| BPK | Sell | BLACKROCK MUNICIPAL 2018 TERM | $1,313,000 | -2.3% | 86,932 | -3.1% | 0.03% | -5.7% |
| ATKR | Buy | ATKORE INTERNATIONAL GROUP INC | $1,280,000 | +29.7% | 48,700 | +17.9% | 0.03% | +23.1% |
| AME | AMETEK INC | $1,298,000 | +11.3% | 24,000 | 0.0% | 0.03% | +3.2% | |
| LEO | Sell | DREYFUS STRATEGIC MUNICIPALS I | $1,298,000 | -16.0% | 150,894 | -18.0% | 0.03% | -20.0% |
| SLCA | New | US SILICA HOLDINGS INC | $1,238,000 | – | 25,800 | +100.0% | 0.03% | – |
| BTTGY | New | BT GROUP PLC ADRdepositary recei | $1,240,000 | – | 61,700 | +100.0% | 0.03% | – |
| CRH | Buy | CRH PLC ADRdepositary recei | $1,222,000 | +571.4% | 34,750 | +555.7% | 0.03% | +500.0% |
| CVX | Sell | CHEVRON CORP | $1,191,000 | -9.2% | 11,095 | -0.4% | 0.03% | -11.8% |
| LECO | Sell | LINCOLN ELECTRIC HOLDINGS INC | $1,218,000 | +9.3% | 14,025 | -3.4% | 0.03% | +3.4% |
| MMC | Sell | MARSH & MCLENNAN COS INC | $1,178,000 | +8.4% | 15,937 | -0.9% | 0.03% | +3.6% |
| JAZZ | JAZZ PHARMACEUTICALS PLC | $1,147,000 | +33.2% | 7,900 | 0.0% | 0.03% | +26.1% | |
| EOG | Sell | EOG RESOURCES INC | $1,165,000 | -4.0% | 11,945 | -0.4% | 0.03% | -9.4% |
| BYM | Buy | BLACKROCK MUNICIPAL INC QUALIT | $1,166,000 | +24.8% | 83,614 | +24.4% | 0.03% | +20.8% |
| TEN | Sell | TENNECO INC | $1,145,000 | -13.1% | 18,350 | -13.0% | 0.03% | -17.1% |
| EAT | Buy | BRINKER INTERNATIONAL INC | $1,128,000 | +25.6% | 25,650 | +41.5% | 0.03% | +16.7% |
| RIO | New | RIO TINTO PLC ADRdepositary recei | $1,095,000 | – | 26,925 | +100.0% | 0.03% | – |
| NWL | New | NEWELL BRANDS INC | $1,090,000 | – | 23,100 | +100.0% | 0.03% | – |
| XOM | Buy | EXXON MOBIL CORP | $1,096,000 | +11.2% | 13,360 | +22.3% | 0.03% | +3.8% |
| OEC | Buy | ORION ENGINEERED CARBONS SA | $1,095,000 | +567.7% | 53,407 | +515.6% | 0.03% | +575.0% |
| GPRE | New | GREEN PLAINS INC | $1,074,000 | – | 43,400 | +100.0% | 0.03% | – |
| IEX | Sell | IDEX CORP | $1,099,000 | -9.5% | 11,750 | -12.8% | 0.03% | -15.6% |
| TUP | Buy | TUPPERWARE BRANDS CORP | $1,058,000 | +33.4% | 16,875 | +11.9% | 0.03% | +23.8% |
| IONS | Sell | IONIS PHARMACEUTICALS INC | $1,050,000 | -27.1% | 26,125 | -13.3% | 0.03% | -31.6% |
| MSA | Buy | MSA SAFETY INC | $1,052,000 | +20.6% | 14,875 | +18.3% | 0.03% | +13.0% |
| NML | Buy | NEUBERGER BERMAN MLP INCOME FD | $1,028,000 | +41.6% | 101,473 | +31.3% | 0.03% | +36.8% |
| PKI | Buy | PERKINELMER INC | $1,029,000 | +25.6% | 17,725 | +12.9% | 0.03% | +23.8% |
| BTI | New | BRITISH AMER TOBACCO ADRdepositary recei | $1,028,000 | – | 15,500 | +100.0% | 0.03% | – |
| SYNA | Sell | SYNAPTICS INC | $1,061,000 | -26.5% | 21,425 | -20.5% | 0.03% | -31.6% |
| PII | Sell | POLARIS INDUSTRIES INC | $1,001,000 | -22.1% | 11,950 | -23.4% | 0.02% | -26.5% |
| NXTM | Buy | NXSTAGE MEDICAL INC | $1,005,000 | +32.2% | 37,450 | +29.1% | 0.02% | +25.0% |
| CHY | New | CALAMOS CVT AND HIGH INC FD C | $958,000 | – | 84,092 | +100.0% | 0.02% | – |
| TSS | TOTAL SYSTEM SERVICES INC | $956,000 | +9.0% | 17,891 | 0.0% | 0.02% | +4.3% | |
| AIF | Sell | APOLLO TACTICAL INCOME FD AIF | $960,000 | +3.9% | 58,275 | -2.5% | 0.02% | 0.0% |
| KIO | New | KKR INCOME OPPORTUNITIES FD KI | $973,000 | – | 57,225 | +100.0% | 0.02% | – |
| WAB | Sell | WABTEC CORP/DE | $942,000 | -17.8% | 12,075 | -12.5% | 0.02% | -23.3% |
| POWI | Buy | POWER INTEGRATIONS INC | $907,000 | +344.6% | 13,800 | +360.0% | 0.02% | +360.0% |
| DPS | New | DR PEPPER SNAPPLE GROUP INC | $940,000 | – | 9,600 | +100.0% | 0.02% | – |
| HALO | Sell | HALOZYME THERAPEUTICS INC | $932,000 | +14.5% | 71,900 | -12.7% | 0.02% | +9.5% |
| CCD | Sell | CALAMOS DYN CONV & INC FD CCD | $924,000 | +4.9% | 48,103 | -4.2% | 0.02% | 0.0% |
| CCS | Sell | CENTURY COMMUNITIES INC | $899,000 | +3.3% | 35,400 | -14.6% | 0.02% | -4.3% |
| WPP | New | WPP PLC - SPON ADRdepositary recei | $864,000 | – | 7,900 | +100.0% | 0.02% | – |
| MRTN | Sell | MARTEN TRANSPORT LTD | $898,000 | -0.3% | 38,300 | -0.9% | 0.02% | -8.3% |
| DDF | New | DELAWARE INVTS DIV & INCO DDF | $882,000 | – | 85,459 | +100.0% | 0.02% | – |
| PDCO | Sell | PATTERSON COS INC | $889,000 | -53.1% | 19,650 | -57.4% | 0.02% | -56.0% |
| AMCRY | New | AMCOR LTD/AUSTRALIA ADRdepositary recei | $857,000 | – | 18,590 | +100.0% | 0.02% | – |
| LGI | LAZARD GLB TOT RET & INC FD L | $831,000 | +9.2% | 55,400 | 0.0% | 0.02% | +5.0% | |
| G | Sell | GENPACT LTD | $857,000 | -8.3% | 34,600 | -9.9% | 0.02% | -12.5% |
| PFS | Buy | PROVIDENT FINL SVCS INC | $819,000 | +396.4% | 31,675 | +443.8% | 0.02% | +400.0% |
| TECH | Sell | BIO-TECHNE CORP | $775,000 | -14.1% | 7,625 | -13.1% | 0.02% | -20.8% |
| INDA | Sell | ISHARES MSCI INDIA ETFetf | $771,000 | -9.0% | 24,475 | -22.5% | 0.02% | -13.6% |
| WTFC | Buy | WINTRUST FINANCIAL CORP | $778,000 | +570.7% | 11,250 | +603.1% | 0.02% | +533.3% |
| HPS | JOHN HANCOCK PREFERRED INCOME | $778,000 | +4.0% | 42,183 | 0.0% | 0.02% | -5.0% | |
| NGHC | Sell | NATIONAL GENERAL HOLDINGS CORP | $748,000 | -51.5% | 31,500 | -48.9% | 0.02% | -52.5% |
| BIG | Buy | BIG LOTS INC | $781,000 | +80.4% | 16,050 | +86.1% | 0.02% | +72.7% |
| BFO | BLACKROCK FL MUNI 2020 TERM TR | $719,000 | +0.4% | 47,670 | 0.0% | 0.02% | -5.3% | |
| BABA | Sell | ALIBABA GROUP HOLDING LTD ADRdepositary recei | $702,000 | +2.0% | 6,510 | -16.9% | 0.02% | 0.0% |
| MPA | BLACKROCK MUNIYIELD PA QUALITY | $731,000 | +0.3% | 51,700 | 0.0% | 0.02% | -5.3% | |
| OSK | New | OSHKOSH CORP | $700,000 | – | 10,200 | +100.0% | 0.02% | – |
| TAL | Sell | TAL EDUCATION GROUP ADRdepositary recei | $693,000 | +49.0% | 6,500 | -1.9% | 0.02% | +41.7% |
| BHLB | Buy | BERKSHIRE HILLS BANCORP INC | $662,000 | +296.4% | 18,375 | +306.1% | 0.02% | +325.0% |
| BWLD | Sell | BUFFALO WILD WINGS INC | $671,000 | -14.2% | 4,390 | -13.3% | 0.02% | -15.0% |
| SXT | Buy | SENSIENT TECHNOLOGIES CORP | $696,000 | +321.8% | 8,775 | +317.9% | 0.02% | +325.0% |
| NQP | NUVEEN PA INV QUALITY MUNICIPA | $693,000 | +0.4% | 52,779 | 0.0% | 0.02% | -5.6% | |
| DSE | Sell | DUFF & PHELPS SELECT ENERGY ML | $665,000 | -62.5% | 85,142 | -63.6% | 0.02% | -63.0% |
| BKU | Buy | BANKUNITED INC | $663,000 | +377.0% | 17,775 | +383.7% | 0.02% | +325.0% |
| ORCL | ORACLE CORP | $674,000 | +16.0% | 15,100 | 0.0% | 0.02% | +13.3% | |
| GDDY | Sell | GODADDY INC-CLASS A | $689,000 | -5.6% | 18,175 | -13.0% | 0.02% | -10.5% |
| LOPE | Sell | GRAND CANYON EDUCATION INC | $623,000 | +6.1% | 8,700 | -13.4% | 0.02% | +6.7% |
| PAYC | New | PAYCOM SOFTWARE INC | $627,000 | – | 10,900 | +100.0% | 0.02% | – |
| MLHR | Buy | HERMAN MILLER INC | $633,000 | +662.7% | 20,075 | +727.8% | 0.02% | +700.0% |
| BLMN | Buy | BLOOMIN' BRANDS INC | $641,000 | +472.3% | 32,475 | +423.8% | 0.02% | +433.3% |
| MUJ | Sell | BLACKROCK MUNIHOLDINGS NJ QUAL | $603,000 | -4.7% | 42,371 | -6.8% | 0.02% | -11.8% |
| JNS | Buy | JANUS CAPITAL GROUP INC | $599,000 | +454.6% | 45,400 | +458.8% | 0.02% | +400.0% |
| AVY | Buy | AVERY DENNISON CORP | $596,000 | +400.8% | 7,400 | +335.3% | 0.02% | +400.0% |
| TFX | Buy | TELEFLEX INC | $542,000 | +236.6% | 2,800 | +180.0% | 0.01% | +250.0% |
| MYN | BLACKROCK MUNIYIELD NY QUALITY | $555,000 | +2.2% | 42,800 | 0.0% | 0.01% | 0.0% | |
| GE | Sell | GENERAL ELECTRIC CO | $548,000 | -97.2% | 18,400 | -97.1% | 0.01% | -97.3% |
| FTS | Sell | FORTIS INC | $550,000 | -8.0% | 16,574 | -14.5% | 0.01% | -12.5% |
| FDP | Buy | FRESH DEL MONTE PRODUCE INC | $545,000 | +461.9% | 9,200 | +475.0% | 0.01% | +366.7% |
| ECHO | Sell | ECHO GLOBAL LOGISTICS INC | $549,000 | -25.9% | 25,700 | -13.2% | 0.01% | -26.3% |
| COLB | Buy | COLUMBIA BANKING SYSTEM INC | $558,000 | +284.8% | 14,300 | +340.0% | 0.01% | +250.0% |
| INGR | Buy | INGREDION INC | $560,000 | +273.3% | 4,650 | +287.5% | 0.01% | +250.0% |
| EVR | Buy | EVERCORE PARTNERS INC-CL A | $565,000 | +448.5% | 7,250 | +383.3% | 0.01% | +366.7% |
| TRV | TRAVELERS COS INC/THE | $506,000 | -1.6% | 4,200 | 0.0% | 0.01% | 0.0% | |
| BK | BANK OF NEW YORK MELLON CORP | $532,000 | -0.4% | 11,270 | 0.0% | 0.01% | -7.1% | |
| HMN | Buy | HORACE MANN EDUCATORS CORP | $468,000 | +180.2% | 11,400 | +192.3% | 0.01% | +200.0% |
| HUN | Buy | HUNTSMAN CORP | $471,000 | +429.2% | 19,200 | +312.9% | 0.01% | +500.0% |
| WFCPRL | New | WELLS FARGO & COperp pfd | $496,000 | – | 400 | +100.0% | 0.01% | – |
| BMY | Buy | BRISTOL-MYERS SQUIBB CO | $499,000 | -3.7% | 9,175 | +3.5% | 0.01% | -14.3% |
| DGICA | Buy | DONEGAL GROUP INC-CL A | $426,000 | +294.4% | 24,200 | +290.3% | 0.01% | +266.7% |
| FPL | Sell | FIRST TRUST NEW OPPORTUNITIES | $454,000 | -73.3% | 33,586 | -74.6% | 0.01% | -75.6% |
| PXD | PIONEER NATURAL RESOURCES CO | $428,000 | +3.4% | 2,300 | 0.0% | 0.01% | 0.0% | |
| BKH | Buy | BLACK HILLS CORP | $457,000 | +271.5% | 6,875 | +243.8% | 0.01% | +266.7% |
| KINS | Buy | KINGSTONE COS INC | $461,000 | +181.1% | 28,900 | +142.9% | 0.01% | +175.0% |
| BR | Buy | BROADRIDGE FINANCIAL SOLUTIONS | $428,000 | +259.7% | 6,300 | +250.0% | 0.01% | +266.7% |
| BEN | FRANKLIN RESOURCES INC | $451,000 | +6.4% | 10,700 | 0.0% | 0.01% | 0.0% | |
| WSO | Buy | WATSCO INC | $437,000 | +337.0% | 3,050 | +351.9% | 0.01% | +266.7% |
| GLNG | Buy | GOLAR LNG LTD | $457,000 | +493.5% | 16,350 | +388.1% | 0.01% | +450.0% |
| ONB | Buy | OLD NATIONAL BANCORP/IN | $417,000 | +213.5% | 24,050 | +227.2% | 0.01% | +233.3% |
| STOR | Buy | STORE CAPITAL CORP | $392,000 | +317.0% | 16,400 | +331.6% | 0.01% | +400.0% |
| MCD | Buy | MCDONALDS CORP | $386,000 | +14.5% | 2,975 | +7.4% | 0.01% | +11.1% |
| ADNT | ADIENT PLC | $341,000 | +24.0% | 4,689 | 0.0% | 0.01% | +28.6% | |
| MANT | Buy | MANTECH INTERNATIONAL CORP/VA | $355,000 | +446.2% | 10,250 | +561.3% | 0.01% | +350.0% |
| NP | Buy | NEENAH PAPER INC | $364,000 | +250.0% | 4,875 | +298.0% | 0.01% | +200.0% |
| NJR | Buy | NEW JERSEY RESOURCES CORP | $379,000 | +182.8% | 9,575 | +153.6% | 0.01% | +125.0% |
| THG | New | HANOVER INSURANCE GROUP INC/TH | $376,000 | – | 4,175 | +100.0% | 0.01% | – |
| GWB | New | GREAT WESTERN BANCORP INC | $362,000 | – | 8,525 | +100.0% | 0.01% | – |
| EQT | EQT CORP | $379,000 | -6.4% | 6,200 | 0.0% | 0.01% | -18.2% | |
| C | CITIGROUP INC | $380,000 | +0.8% | 6,350 | 0.0% | 0.01% | -10.0% | |
| CHL | CHINA MOBILE LTD ADRdepositary recei | $348,000 | +5.5% | 6,300 | 0.0% | 0.01% | 0.0% | |
| TIME | Buy | TIME INC | $354,000 | +174.4% | 18,300 | +154.2% | 0.01% | +200.0% |
| MYD | BLACKROCK MUNIYIELD FUND INC M | $349,000 | +1.5% | 24,302 | 0.0% | 0.01% | 0.0% | |
| FFC | FLAHERTY & CRUMRINE PREFERRED | $308,000 | +8.8% | 15,000 | 0.0% | 0.01% | +14.3% | |
| MON | MONSANTO CO | $340,000 | +7.6% | 3,000 | 0.0% | 0.01% | 0.0% | |
| JD | Buy | JD.COM INC ADRdepositary recei | $326,000 | +28.3% | 10,475 | +5.0% | 0.01% | +14.3% |
| CAT | CATERPILLAR INC | $315,000 | 0.0% | 3,400 | 0.0% | 0.01% | 0.0% | |
| FPT | New | FEDERATED PREM INT MUN FD FPT | $291,000 | – | 22,093 | +100.0% | 0.01% | – |
| CRI | Buy | CARTER'S INC | $287,000 | +267.9% | 3,200 | +255.6% | 0.01% | +250.0% |
| LSI | Buy | LIFE STORAGE INC | $279,000 | +228.2% | 3,400 | +240.0% | 0.01% | +250.0% |
| MORE | Buy | MONOGRAM RESIDENTIAL TRUST INC | $264,000 | +266.7% | 26,500 | +295.5% | 0.01% | +250.0% |
| COBZ | New | COBIZ FINANCIAL INC | $298,000 | – | 17,750 | +100.0% | 0.01% | – |
| MOS | MOSAIC CO/THE | $299,000 | -0.7% | 10,250 | 0.0% | 0.01% | -12.5% | |
| AIT | Buy | APPLIED INDL TECHNOLOGIES | $285,000 | +270.1% | 4,600 | +253.8% | 0.01% | +250.0% |
| CTWS | Buy | CONNECTICUT WATER SERVICE INC | $282,000 | +362.3% | 5,300 | +381.8% | 0.01% | +250.0% |
| CVA | Buy | COVANTA HOLDING CORP | $273,000 | +274.0% | 17,400 | +270.2% | 0.01% | +250.0% |
| HDB | HDFC BANK LTD ADRdepositary recei | $290,000 | +23.9% | 3,850 | 0.0% | 0.01% | +16.7% | |
| PKO | New | PIMCO INCOME OPPORTUNITY FUND | $273,000 | – | 11,000 | +100.0% | 0.01% | – |
| MNP | WESTERN ASSET MUNICIPAL PARTNE | $296,000 | +1.4% | 19,613 | 0.0% | 0.01% | -12.5% | |
| FPI | Buy | FARMLAND PARTNERS INC | $296,000 | +265.4% | 26,475 | +263.9% | 0.01% | +250.0% |
| MHN | BLACKROCK MUNIHOLDINGS NY QUAL | $232,000 | +1.8% | 17,000 | 0.0% | 0.01% | 0.0% | |
| MQY | New | BLACKROCK MUNIYIELD QUAL FD IN | $245,000 | – | 16,377 | +100.0% | 0.01% | – |
| RDSA | Sell | ROYAL DUTCH SHELL PLC ADRdepositary recei | $237,000 | -45.9% | 4,500 | -44.1% | 0.01% | -45.5% |
| EMR | EMERSON ELECTRIC CO | $254,000 | +7.6% | 4,240 | 0.0% | 0.01% | 0.0% | |
| NAC | NUVEEN CA DIVIDEND ADV MUNI NA | $249,000 | +2.0% | 17,287 | 0.0% | 0.01% | 0.0% | |
| TTM | Sell | TATA MOTORS LTD ADRdepositary recei | $258,000 | -7.5% | 7,250 | -10.8% | 0.01% | -14.3% |
| TTC | Buy | TORO CO/THE | $226,000 | +109.3% | 3,625 | +88.3% | 0.01% | +100.0% |
| CMC | Buy | COMMERCIAL METALS CO | $259,000 | +362.5% | 13,550 | +431.4% | 0.01% | +500.0% |
| CIM | Buy | CHIMERA INVESTMENT CORP | $192,000 | +190.9% | 9,500 | +143.6% | 0.01% | +150.0% |
| CEO | Buy | CNOOC LTD ADRdepositary recei | $201,000 | +29.7% | 1,675 | +34.0% | 0.01% | +25.0% |
| ACHC | Sell | ACADIA HEALTHCARE CO INC | $183,000 | -40.0% | 4,200 | -54.3% | 0.01% | -37.5% |
| SNV | SYNOVUS FINANCIAL CORP | $217,000 | 0.0% | 5,281 | 0.0% | 0.01% | -16.7% | |
| LFC | Buy | CHINA LIFE INSURANCE CO LTD ADdepositary recei | $196,000 | +98.0% | 12,800 | +66.2% | 0.01% | +66.7% |
| VTN | INVESCO TRUST FOR INV GRADE NY | $209,000 | +1.5% | 15,500 | 0.0% | 0.01% | 0.0% | |
| FLC | FLAHERTY & CRUMRINE TOTAL RETU | $212,000 | +6.5% | 10,000 | 0.0% | 0.01% | 0.0% | |
| NICE | NICE LTD ADRdepositary recei | $211,000 | -0.9% | 3,100 | 0.0% | 0.01% | -16.7% | |
| ECF | Sell | ELLSWORTH GROWTH AND INCOME FD | $215,000 | -74.4% | 24,900 | -75.5% | 0.01% | -77.3% |
| PCH | Buy | POTLATCH CORP | $197,000 | +137.3% | 4,300 | +115.0% | 0.01% | +150.0% |
| PTR | Buy | PETROCHINA CO LTD ADRdepositary recei | $187,000 | +10.0% | 2,550 | +10.9% | 0.01% | +25.0% |
| CTRP | Buy | CTRIP.COM INTERNATIONAL LTD ADdepositary recei | $203,000 | +40.0% | 4,125 | +13.8% | 0.01% | +25.0% |
| ELS | Buy | EQUITY LIFESTYLE PROPERTIES IN | $204,000 | +117.0% | 2,650 | +103.8% | 0.01% | +150.0% |
| NUM | NUVEEN MI QUALITY INCOME MUNIC | $213,000 | 0.0% | 15,963 | 0.0% | 0.01% | -16.7% | |
| ISD | New | PRUDENTIAL SHORT DUR HI YLD FD | $219,000 | – | 14,239 | +100.0% | 0.01% | – |
| EIA | EATON VANCE CA MUNICIPAL BOND | $214,000 | -0.9% | 18,592 | 0.0% | 0.01% | -16.7% | |
| ASML | Sell | ASML HOLDING NVny reg shrs | $149,000 | -49.0% | 1,125 | -56.7% | 0.00% | -50.0% |
| MEN | Sell | BLACKROCK MUNIENHANCED FD MEN | $162,000 | -28.0% | 13,865 | -30.7% | 0.00% | -33.3% |
| AFL | AFLAC INC | $152,000 | +4.1% | 2,100 | 0.0% | 0.00% | 0.0% | |
| ABEV | Sell | AMBEV SA ADRdepositary recei | $154,000 | +6.2% | 26,700 | -9.5% | 0.00% | 0.0% |
| BSAC | BANCO SANTANDER CHILE ADRdepositary recei | $138,000 | +15.0% | 5,500 | 0.0% | 0.00% | 0.0% | |
| SCCO | Buy | SOUTHERN COPPER CORP | $115,000 | +29.2% | 3,200 | +14.3% | 0.00% | +50.0% |
| SSL | Buy | SASOL LTD ADRdepositary recei | $122,000 | +40.2% | 4,150 | +36.1% | 0.00% | +50.0% |
| New | HEXAGON AB-B SHS | $104,000 | – | 2,600 | +100.0% | 0.00% | – | |
| FPF | Sell | FIRST TR INTER DUR PFD & FPF | $112,000 | -65.7% | 4,800 | -66.7% | 0.00% | -66.7% |
| TSM | TAIWAN SEMICONDUCTOR ADRdepositary recei | $85,000 | +13.3% | 2,600 | 0.0% | 0.00% | 0.0% | |
| MUSA | MURPHY USA INC | $86,000 | +19.4% | 1,175 | 0.0% | 0.00% | 0.0% | |
| CEF | CENTRAL FUND OF CANADA LTD | $77,000 | +13.2% | 6,000 | 0.0% | 0.00% | 0.0% | |
| LLY | ELI LILLY & CO | $67,000 | +13.6% | 799 | 0.0% | 0.00% | 0.0% | |
| ERJ | EMBRAER SA ADRdepositary recei | $75,000 | +15.4% | 3,400 | 0.0% | 0.00% | 0.0% | |
| UMPQ | UMPQUA HOLDINGS CORP | $59,000 | -4.8% | 3,325 | 0.0% | 0.00% | -50.0% | |
| CLDX | Sell | CELLDEX THERAPEUTICS INC | $57,000 | -33.7% | 15,725 | -35.2% | 0.00% | -50.0% |
| CL | COLGATE-PALMOLIVE CO | $29,000 | +11.5% | 400 | 0.0% | 0.00% | 0.0% | |
| GPRK | New | GEOPARK LTD | $42,000 | – | 5,900 | +100.0% | 0.00% | – |
| BSX | New | BOSTON SCIENTIFIC CORP | $55,000 | – | 2,225 | +100.0% | 0.00% | – |
| ES | Buy | EVERSOURCE ENERGY | $37,000 | +311.1% | 625 | +303.2% | 0.00% | – |
| OMC | Exit | OMNICOM GROUP INC | $0 | – | -98 | -100.0% | 0.00% | – |
| BAX | BAXTER INTERNATIONAL INC | $9,000 | +28.6% | 169 | 0.0% | 0.00% | – | |
| LOW | LOWES COS INC | $9,000 | +12.5% | 114 | 0.0% | 0.00% | – | |
| WMT | WAL-MART STORES INC | $9,000 | +12.5% | 119 | 0.0% | 0.00% | – | |
| GD | GENERAL DYNAMICS CORP | $10,000 | +11.1% | 53 | 0.0% | 0.00% | – | |
| ADP | AUTOMATIC DATA PROCESSING INC | $10,000 | 0.0% | 93 | 0.0% | 0.00% | – | |
| HSY | HERSHEY CO/THE | $9,000 | 0.0% | 85 | 0.0% | 0.00% | – | |
| SCOR | Sell | COMSCORE INC | $2,000 | -99.8% | 100 | -99.7% | 0.00% | -100.0% |
| BA | BOEING CO/THE | $10,000 | +11.1% | 59 | 0.0% | 0.00% | – | |
| NOC | NORTHROP GRUMMAN CORP | $9,000 | 0.0% | 37 | 0.0% | 0.00% | – | |
| ITW | ILLINOIS TOOL WORKS INC | $9,000 | +12.5% | 69 | 0.0% | 0.00% | – | |
| MO | ALTRIA GROUP INC | $9,000 | 0.0% | 131 | 0.0% | 0.00% | – | |
| CSCO | CISCO SYSTEMS INC | $9,000 | +12.5% | 258 | 0.0% | 0.00% | – | |
| CSX | CSX CORP | $12,000 | +20.0% | 265 | 0.0% | 0.00% | – | |
| TXN | TEXAS INSTRUMENTS INC | $9,000 | +12.5% | 116 | 0.0% | 0.00% | – | |
| CALM | Exit | CAL MAINE FOODS INC | $0 | – | -950 | -100.0% | -0.00% | – |
| GGG | Exit | GRACO INC | $0 | – | -650 | -100.0% | -0.00% | – |
| BKCC | Exit | BLACKROCK CAPITAL CORP | $0 | – | -4,350 | -100.0% | -0.00% | – |
| Exit | FIRST EAGLE GLOBAL FUND | $0 | – | -618 | -100.0% | -0.00% | – | |
| Exit | BLACKROCK GLB ALLOCATION | $0 | – | -1,834 | -100.0% | -0.00% | – | |
| IPHS | Exit | INNOPHOS HOLDINGS INC | $0 | – | -1,275 | -100.0% | -0.00% | – |
| Exit | MD SASS 1-3 YR US AGENCY | $0 | – | -7,072 | -100.0% | -0.00% | – | |
| Exit | NUVEEN MUN TR | $0 | – | -10,200 | -100.0% | -0.00% | – | |
| CATO | Exit | CATO CORP | $0 | – | -1,950 | -100.0% | -0.00% | – |
| AMLP | Exit | ALERIAN ETF TR AMLP | $0 | – | -7,600 | -100.0% | -0.00% | – |
| CEB | Exit | CEB INC | $0 | – | -1,600 | -100.0% | -0.00% | – |
| Exit | DOUBLELINE CORE FIXED INC | $0 | – | -10,804 | -100.0% | -0.00% | – | |
| Exit | BLACKROCK MUNI BD FD INC | $0 | – | -10,837 | -100.0% | -0.00% | – | |
| DNB | Exit | DUN & BRADSTREET CORP DEL | $0 | – | -950 | -100.0% | -0.00% | – |
| Exit | DOUBLELINE TOTAL RETURN BOND | $0 | – | -13,209 | -100.0% | -0.00% | – | |
| NLS | Exit | NAUTILUS INC | $0 | – | -17,400 | -100.0% | -0.01% | – |
| GIL | Exit | GILDAN ACTIVEWEAR INC | $0 | – | -16,200 | -100.0% | -0.01% | – |
| HRB | Exit | BLOCK H & R INC | $0 | – | -18,300 | -100.0% | -0.01% | – |
| GEQ | Exit | GUGGENHEIM EQ WT ENH INC FD GE | $0 | – | -27,084 | -100.0% | -0.01% | – |
| SZC | Exit | CUSHING RENAISSANCE FUND/THE S | $0 | – | -35,627 | -100.0% | -0.02% | – |
| SCAI | Exit | SURGICAL CARE AFFILIATES | $0 | – | -15,500 | -100.0% | -0.02% | – |
| DHR | Exit | DANAHER CORP | $0 | – | -11,435 | -100.0% | -0.02% | – |
| ICFI | Exit | ICF INTL INC | $0 | – | -19,900 | -100.0% | -0.03% | – |
| TMH | Exit | TEAM HEALTH HOLDINGS INC | $0 | – | -28,600 | -100.0% | -0.03% | – |
| CHI | Exit | CALAMOS CONV OPP AND INC FD CH | $0 | – | -131,842 | -100.0% | -0.04% | – |
| KMB | Exit | KIMBERLY CLARK CORP | $0 | – | -12,446 | -100.0% | -0.04% | – |
| NRO | Exit | NEUBERGER BERMAN REAL ESTATE S | $0 | – | -270,510 | -100.0% | -0.04% | – |
| BIIB | Exit | BIOGEN INC | $0 | – | -5,320 | -100.0% | -0.04% | – |
| CLC | Exit | CLARCOR INC | $0 | – | -20,500 | -100.0% | -0.04% | – |
| BGB | Exit | BLACKSTONE GSO STRAT CRED FD B | $0 | – | -122,998 | -100.0% | -0.05% | – |
| PHT | Exit | PIONEER HIGH INCOME TR PHT | $0 | – | -184,841 | -100.0% | -0.05% | – |
| ARDC | Exit | ARES DYNAMIC CRED ALLOC FD AR | $0 | – | -125,348 | -100.0% | -0.05% | – |
| SNCR | Exit | SYNCHRONOSS TECHNOLOGIES | $0 | – | -54,525 | -100.0% | -0.06% | – |
| ETJ | Exit | EATON VANCE RISK-MANAGED DIVER | $0 | – | -232,413 | -100.0% | -0.06% | – |
| M | Exit | MACYS INC | $0 | – | -77,425 | -100.0% | -0.07% | – |
| FICO | Exit | FAIR ISAAC CORP | $0 | – | -23,850 | -100.0% | -0.07% | – |
| SBAC | Exit | SBA COMMUNICATIONS CORP | $0 | – | -51,565 | -100.0% | -0.14% | – |
| HIG | Exit | HARTFORD FINL SVCS GROUP | $0 | – | -371,475 | -100.0% | -0.46% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-04-25
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 3.1% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 2.2% |
| EATON VANCE LIMITED DURATION I | 42 | Q3 2023 | 3.0% |
| EATON VANCE SHORT DUR DIVERSIF | 42 | Q3 2023 | 2.5% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 1.7% |
| PEPSICO INC | 42 | Q3 2023 | 1.8% |
| PUTNAM MASTER INTERMEDIATE INC | 42 | Q3 2023 | 1.7% |
| HOME DEPOT INC/THE | 42 | Q3 2023 | 2.0% |
| MFS INTERMEDIATE INCOME TRUST | 42 | Q3 2023 | 1.8% |
| PUTNAM PREMIER INCOME TRUST PP | 42 | Q3 2023 | 1.9% |
View SIT INVESTMENT ASSOCIATES INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| JOHN HANCOCK INCOME SECURITIES TRUST | August 17, 2023 | 2,336,414 | 20.1% |
| FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND | August 09, 2023 | 848,884 | 4.9% |
| FIRST TRUST MORTGAGE INCOME FUND | August 09, 2023 | 2,072,056 | 49.2% |
| MFS GOVERNMENT MARKETS INCOME TRUST | August 09, 2023 | 5,559,084 | 17.0% |
| abrdn Income Credit Strategies Fund | May 05, 2023 | 2,494,630 | 4.8% |
| RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | April 20, 2023 | 995,074 | 4.3% |
| CORNERSTONE TOTAL RETURN FUND INC | March 24, 2023 | 4,715,872 | 4.6% |
| PIMCO STRATEGIC INCOME FUND, INC | March 06, 2023 | 2,194,147 | 4.8% |
| RiverNorth Capital & Income Fund, Inc. | March 06, 2023 | 725,951 | 19.6% |
| WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND | March 06, 2023 | 2,636,412 | 4.3% |
View SIT INVESTMENT ASSOCIATES INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-09 |
| SC 13G | 2024-04-05 |
| SC 13G | 2024-04-05 |
| SC 13G | 2024-04-05 |
| SC 13G | 2024-04-05 |
| SC 13G/A | 2024-04-04 |
| SC 13G/A | 2024-04-04 |
| SC 13G | 2024-04-04 |
| SC 13G | 2024-04-04 |
| SC 13G | 2024-04-04 |
View SIT INVESTMENT ASSOCIATES INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.