$3.79 Billion is the total value of SIT INVESTMENT ASSOCIATES INC's 449 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 14.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MSFT | Sell | MICROSOFT CORP | $78,305,000 | +11.7% | 1,359,465 | -0.8% | 2.07% | +11.3% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $63,768,000 | -14.3% | 1,226,770 | -8.0% | 1.68% | -14.6% |
| JNJ | Buy | JOHNSON & JOHNSON | $62,168,000 | +4.9% | 526,270 | +7.8% | 1.64% | +4.6% |
| MDT | Sell | MEDTRONIC PLC | $61,292,000 | -13.4% | 709,400 | -13.0% | 1.62% | -13.7% |
| BKT | Buy | BLACKROCK INCOME TRUST INC BKT | $56,451,000 | +17.5% | 8,711,503 | +20.2% | 1.49% | +17.1% |
| PPT | Sell | PUTNAM PREMIER INCOME TRUST PP | $53,370,000 | -1.1% | 10,914,128 | -5.0% | 1.41% | -1.5% |
| AAPL | Sell | APPLE INC | $52,575,000 | +15.9% | 465,060 | -2.0% | 1.39% | +15.5% |
| PFE | Sell | PFIZER INC | $49,642,000 | -10.6% | 1,465,660 | -7.1% | 1.31% | -10.9% |
| AVGO | Sell | BROADCOM LIMITED | $49,597,000 | +8.5% | 287,485 | -2.2% | 1.31% | +8.2% |
| PEP | Sell | PEPSICO INC | $48,623,000 | +2.2% | 447,025 | -0.4% | 1.28% | +1.9% |
| EVG | Buy | EATON VANCE SHORT DUR DIVERSIF | $48,038,000 | +3.0% | 3,503,844 | +1.4% | 1.27% | +2.7% |
| INTC | Sell | INTEL CORP | $47,240,000 | +11.7% | 1,251,395 | -2.9% | 1.25% | +11.4% |
| BTZ | Buy | BLACKROCK CREDIT ALLOCATION IN | $46,956,000 | +6.2% | 3,517,289 | +3.5% | 1.24% | +5.8% |
| HD | Sell | HOME DEPOT INC | $45,015,000 | +0.3% | 349,824 | -0.4% | 1.19% | 0.0% |
| JPM | Buy | JPMORGAN CHASE & CO | $44,220,000 | +17.8% | 664,070 | +10.0% | 1.17% | +17.5% |
| CVS | Sell | CVS HEALTH CORPORATION | $42,050,000 | -10.6% | 472,525 | -3.8% | 1.11% | -10.9% |
| AMAT | Sell | APPLIED MATERIALS INC | $39,741,000 | +21.8% | 1,318,105 | -3.2% | 1.05% | +21.4% |
| PIM | Buy | PUTNAM MASTER INTERMEDIATE INC | $38,646,000 | +3.9% | 8,743,371 | +1.8% | 1.02% | +3.7% |
| FTF | Buy | FRANKLIN LIMITED DURATION INCO | $38,264,000 | +6.2% | 3,164,897 | +1.9% | 1.01% | +5.8% |
| DUC | Buy | DUFF & PHELPS UTILITY AND CORP | $37,826,000 | +5.2% | 3,871,652 | +4.8% | 1.00% | +4.8% |
| MIN | Sell | MFS INTERMEDIATE INCOME TRUST | $36,285,000 | -6.8% | 8,010,035 | -4.6% | 0.96% | -7.2% |
| V | Sell | VISA INC | $32,255,000 | +8.0% | 390,030 | -3.1% | 0.85% | +7.7% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $32,246,000 | +7.2% | 230,330 | +8.1% | 0.85% | +6.9% |
| EGF | Buy | BLACKROCK ENHANCED GOVERNMENT | $32,106,000 | +0.6% | 2,331,583 | +0.1% | 0.85% | +0.2% |
| ERC | Buy | WELLS FARGO MULTI-SECTOR INCOM | $32,011,000 | +28.8% | 2,468,084 | +25.7% | 0.84% | +28.4% |
| PG | Sell | PROCTER & GAMBLE CO | $31,680,000 | +5.5% | 352,985 | -0.4% | 0.84% | +5.3% |
| ABBV | Sell | ABBVIE INC | $30,932,000 | -1.2% | 490,445 | -3.0% | 0.82% | -1.4% |
| HON | Sell | HONEYWELL INTERNATIONAL INC | $30,270,000 | -2.8% | 259,625 | -3.0% | 0.80% | -3.2% |
| NLSN | Buy | NIELSEN HOLDINGS PLC | $29,787,000 | +4.6% | 556,045 | +1.5% | 0.79% | +4.4% |
| EVV | Buy | EATON VANCE LIMITED DURATION I | $29,511,000 | +6.3% | 2,152,548 | +4.3% | 0.78% | +6.0% |
| NEE | Buy | NEXTERA ENERGY INC | $29,389,000 | +5.9% | 240,260 | +12.9% | 0.78% | +5.6% |
| ACN | Sell | ACCENTURE PLC | $28,906,000 | +1.2% | 236,605 | -6.1% | 0.76% | +0.8% |
| IVZ | Sell | INVESCO LTD | $28,901,000 | +15.0% | 924,225 | -6.1% | 0.76% | +14.6% |
| TJX | Buy | TJX COS INC | $28,358,000 | -1.5% | 379,215 | +1.8% | 0.75% | -1.8% |
| LM | Sell | LEGG MASON INC | $28,131,000 | +0.8% | 840,225 | -11.2% | 0.74% | +0.4% |
| DTE | Buy | DTE ENERGY CO | $28,034,000 | -0.7% | 299,290 | +5.1% | 0.74% | -1.1% |
| OXY | Buy | OCCIDENTAL PETROLEUM CORP | $27,241,000 | +0.6% | 373,580 | +4.2% | 0.72% | +0.1% |
| RTN | Buy | RAYTHEON CO | $26,664,000 | +1.4% | 195,870 | +1.3% | 0.70% | +1.0% |
| GOOGL | Sell | ALPHABET INCcl a | $26,364,000 | +10.2% | 32,788 | -3.6% | 0.70% | +9.8% |
| GILD | Sell | GILEAD SCIENCES INC | $26,114,000 | -6.4% | 330,055 | -1.3% | 0.69% | -6.6% |
| PCI | Sell | PIMCO DYNAMIC CREDIT AND MTG I | $26,141,000 | -5.4% | 1,282,040 | -11.2% | 0.69% | -5.7% |
| DAL | Buy | DELTA AIR LINES INC | $26,079,000 | +8.3% | 662,570 | +0.2% | 0.69% | +8.0% |
| CAH | Sell | CARDINAL HEALTH INC | $26,017,000 | -7.3% | 334,840 | -6.9% | 0.69% | -7.7% |
| BRX | Sell | BRIXMOR PPTY GROUP INC | $25,937,000 | +3.2% | 933,330 | -1.8% | 0.68% | +2.9% |
| SBUX | Buy | STARBUCKS CORP | $25,774,000 | +3.1% | 476,070 | +8.8% | 0.68% | +2.9% |
| BOI | Sell | BROOKFIELD MTG OPP INC FD BOI | $25,662,000 | -16.8% | 1,710,820 | -17.5% | 0.68% | -17.0% |
| MIC | Sell | MACQUARIE INFRASTRUCTURE CORP | $25,679,000 | +1.0% | 308,495 | -10.1% | 0.68% | +0.6% |
| GE | Sell | GENERAL ELECTRIC CO | $25,609,000 | -22.5% | 864,595 | -17.7% | 0.68% | -22.8% |
| ZBH | Sell | ZIMMER BIOMET HLDGS INC | $24,562,000 | +3.1% | 188,910 | -4.5% | 0.65% | +2.9% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $24,246,000 | +10.8% | 238,645 | +11.8% | 0.64% | +10.3% |
| TGT | Sell | TARGET CORP | $24,237,000 | -16.3% | 352,900 | -14.9% | 0.64% | -16.6% |
| KMB | Buy | KIMBERLY CLARK CORP | $24,127,000 | +22.6% | 191,275 | +33.6% | 0.64% | +22.0% |
| SWKS | Buy | SKYWORKS SOLUTIONS INC | $23,948,000 | +37.3% | 314,530 | +14.1% | 0.63% | +36.8% |
| CBS | Buy | CBS CORP CLASS B | $23,607,000 | +39.4% | 431,260 | +38.7% | 0.62% | +38.8% |
| SLB | Buy | SCHLUMBERGER LTD | $23,438,000 | +5.2% | 298,045 | +5.7% | 0.62% | +4.7% |
| SU | Buy | SUNCOR ENERGY INC | $23,394,000 | +13.9% | 842,100 | +13.7% | 0.62% | +13.6% |
| BDX | Sell | BECTON DICKINSON AND CO | $23,210,000 | -0.9% | 129,140 | -6.5% | 0.61% | -1.3% |
| DOW | Buy | DOW CHEM CO | $23,014,000 | +16.0% | 444,025 | +11.3% | 0.61% | +15.6% |
| BHK | Buy | BLACKROCK CORE BOND TRUST BHK | $22,931,000 | +12.5% | 1,613,703 | +10.6% | 0.61% | +12.2% |
| HIG | Buy | HARTFORD FINL SVCS GROUP | $22,704,000 | +8.5% | 530,225 | +12.4% | 0.60% | +8.1% |
| CNP | Buy | CENTERPOINT ENERGY INC | $22,279,000 | +36.9% | 959,075 | +41.4% | 0.59% | +36.4% |
| SYF | Buy | SYNCHRONY FINANCIAL | $22,204,000 | +1355.0% | 793,005 | +1213.5% | 0.59% | +1365.0% |
| ABT | Buy | ABBOTT LABORATORIES | $21,930,000 | +26.7% | 518,555 | +17.8% | 0.58% | +26.1% |
| FDX | Sell | FEDEX CORP | $21,882,000 | +14.2% | 125,270 | -0.7% | 0.58% | +13.8% |
| UNP | Sell | UNION PACIFIC CORP | $21,578,000 | +10.3% | 221,240 | -1.3% | 0.57% | +10.0% |
| JHS | Buy | JOHN HANCOCK INCOME SECURITIES | $21,521,000 | +6.0% | 1,449,196 | +3.5% | 0.57% | +5.6% |
| WEC | Buy | WEC ENERGY GROUP INC | $21,157,000 | -3.5% | 353,320 | +5.2% | 0.56% | -3.8% |
| USB | Buy | US BANCORP | $20,845,000 | +7.8% | 486,015 | +1.4% | 0.55% | +7.4% |
| SMG | Sell | SCOTTS MIRACLE GRO CO | $20,666,000 | +5.0% | 248,175 | -11.9% | 0.55% | +4.6% |
| FMY | Buy | FIRST TRUST MORTGAGE INCOME FU | $20,586,000 | +10.8% | 1,423,716 | +10.8% | 0.54% | +10.6% |
| CB | Buy | CHUBB CORP | $20,267,000 | -3.0% | 161,295 | +0.9% | 0.54% | -3.4% |
| LYB | Buy | LYONDELLBASELL INDUSTRIES | $20,222,000 | +30.0% | 250,708 | +19.9% | 0.53% | +29.6% |
| KEY | New | KEYCORP | $20,040,000 | – | 1,646,675 | +100.0% | 0.53% | – |
| JMM | Buy | NUVEEN MULTI-MARKET INCOME FUN | $19,857,000 | +6.5% | 2,647,063 | +6.2% | 0.52% | +6.1% |
| MPC | Buy | MARATHON PETROLEUM CORP | $19,805,000 | +22.6% | 487,935 | +14.7% | 0.52% | +22.2% |
| MRK | Buy | MERCK & CO INC | $18,564,000 | +11.8% | 297,447 | +3.2% | 0.49% | +11.4% |
| TWX | Buy | TIME WARNER INC | $18,068,000 | +356.8% | 226,955 | +322.0% | 0.48% | +354.3% |
| TEVA | Sell | TEVA PHARMACEUTICAL-SP ADRdepository recei | $18,059,000 | -24.7% | 392,500 | -17.8% | 0.48% | -25.0% |
| SNA | Sell | SNAP-ON INC | $17,830,000 | -30.2% | 117,335 | -27.5% | 0.47% | -30.4% |
| IP | Sell | INTERNATIONAL PAPER CO | $17,795,000 | +4.9% | 370,875 | -7.3% | 0.47% | +4.7% |
| WIW | Buy | WA/CLAY INFLATION-LINKED OPP | $16,923,000 | +10.4% | 1,512,353 | +9.6% | 0.45% | +10.1% |
| GFY | Buy | WESTERN ASSET VARIABLE RATE ST | $16,507,000 | +8.5% | 1,034,909 | +5.9% | 0.44% | +8.2% |
| SO | New | SOUTHERN CO | $16,283,000 | – | 317,400 | +100.0% | 0.43% | – |
| ALL | Sell | ALLSTATE CORP | $16,160,000 | -4.2% | 233,590 | -3.1% | 0.43% | -4.5% |
| PM | Sell | PHILIP MORRIS INTERNATIONAL IN | $16,132,000 | -28.9% | 165,935 | -25.6% | 0.43% | -29.1% |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $16,106,000 | -2.8% | 147,275 | -4.2% | 0.42% | -3.2% |
| 3106PS | Sell | DELPHI AUTOMOTIVE PLC | $16,009,000 | +12.0% | 224,465 | -1.7% | 0.42% | +11.6% |
| SJM | Buy | JM SMUCKER CO | $15,658,000 | +6.0% | 115,525 | +19.2% | 0.41% | +5.9% |
| BCE | Buy | BCE INC | $15,468,000 | -1.5% | 334,950 | +0.9% | 0.41% | -1.9% |
| NBD | Buy | NUVEEN BUILD AMERICA BOND OPP | $15,281,000 | +2.4% | 669,922 | +1.9% | 0.40% | +2.3% |
| O | Sell | REALTY INCOME CORP | $15,225,000 | -11.8% | 227,475 | -8.6% | 0.40% | -12.0% |
| OA | Buy | ORBITAL ATK INC | $14,905,000 | -1.5% | 195,525 | +10.0% | 0.39% | -1.7% |
| MIE | Buy | COHEN & STEERS MLP INC AND ENE | $14,899,000 | +17.2% | 1,385,969 | +11.1% | 0.39% | +16.6% |
| R | Sell | RYDER SYS INC | $14,867,000 | -11.8% | 225,425 | -18.2% | 0.39% | -12.1% |
| PFN | Sell | PIMCO INCOME STRATEGY FUND II | $14,839,000 | -18.6% | 1,557,104 | -21.4% | 0.39% | -18.8% |
| HBI | Buy | HANESBRANDS INC | $14,729,000 | +4.1% | 583,310 | +3.6% | 0.39% | +3.7% |
| EMO | Buy | CLEARBRIDGE ENERGY MLP OPP FD | $14,536,000 | +7.5% | 1,092,906 | +5.7% | 0.38% | +7.3% |
| LMT | Sell | LOCKHEED MARTIN CORP | $14,545,000 | -27.9% | 60,675 | -25.4% | 0.38% | -28.2% |
| IR | Buy | INGERSOLL-RAND COMPANY LTDcl a | $14,322,000 | +956.2% | 210,800 | +889.7% | 0.38% | +950.0% |
| ECL | Sell | ECOLAB INC | $13,721,000 | +1.7% | 112,725 | -0.9% | 0.36% | +1.4% |
| TYG | Sell | TORTOISE ENERGY INFRSTRCT | $13,681,000 | -21.7% | 444,902 | -21.6% | 0.36% | -22.0% |
| WIA | Buy | WA/CLAY INFLATION-LINKED SEC | $13,362,000 | +27.9% | 1,167,004 | +28.3% | 0.35% | +27.4% |
| SBW | Buy | WESTERN ASSET WORLDWIDE INCOME | $13,336,000 | +26.7% | 1,148,657 | +20.0% | 0.35% | +26.2% |
| NAD | Buy | NUVEEN DIVIDEND ADVANTAGE MUNI | $13,127,000 | +8314.7% | 871,070 | +8610.7% | 0.35% | +8575.0% |
| LSI | New | LIFE STORAGE INC | $13,072,000 | – | 146,975 | +100.0% | 0.34% | – |
| JMF | Buy | NUVEEN ENERGY MLP TOTAL RETURN | $13,034,000 | +7.5% | 993,445 | +7.3% | 0.34% | +7.2% |
| CTR | Buy | CLEARBRIDGE ENERGY MLP TOTAL R | $12,966,000 | +10.2% | 992,025 | +7.9% | 0.34% | +9.6% |
| DRE | Buy | DUKE REALTY CORP | $12,693,000 | +5.2% | 464,450 | +2.6% | 0.34% | +4.7% |
| NTG | Sell | TORTOISE MLP FUND INC NTG | $12,489,000 | -9.4% | 624,744 | -16.4% | 0.33% | -9.6% |
| MCR | Buy | MFS CHARTER INCOME TRUST MCR | $11,919,000 | +54.8% | 1,379,496 | +51.7% | 0.32% | +54.4% |
| SWK | New | STANLEY BLACK & DECKER INC | $11,419,000 | – | 92,850 | +100.0% | 0.30% | – |
| GOOG | Sell | ALPHABET INCcl c | $11,064,000 | +10.0% | 14,234 | -2.1% | 0.29% | +9.4% |
| NEA | New | NUVEEN AMT-FREE MUNICIPAL INCO | $10,939,000 | – | 749,233 | +100.0% | 0.29% | – |
| FB | Sell | FACEBOOK INC-A | $10,853,000 | +9.9% | 84,610 | -2.1% | 0.29% | +9.5% |
| ADBE | Sell | ADOBE SYSTEMS INC | $10,844,000 | +11.7% | 99,905 | -1.5% | 0.29% | +11.3% |
| XL | New | XL GROUP PLC | $10,364,000 | – | 308,175 | +100.0% | 0.27% | – |
| PFL | Sell | PIMCO INCOME STRATEGY FUND PFL | $10,273,000 | -17.3% | 960,952 | -20.6% | 0.27% | -17.6% |
| VR | Sell | VALIDUS HOLDINGS LTD | $10,226,000 | -15.8% | 205,257 | -17.9% | 0.27% | -16.1% |
| CELG | Sell | CELGENE CORP | $10,174,000 | -0.2% | 97,330 | -5.9% | 0.27% | -0.4% |
| DHG | Sell | DEUTSCHE HIGH INCOME OPPORTUNI | $9,901,000 | -7.6% | 699,695 | -11.2% | 0.26% | -8.1% |
| PCLN | Sell | PRICELINE.COM INC | $9,731,000 | +13.1% | 6,613 | -4.1% | 0.26% | +12.7% |
| KYN | Buy | KAYNE ANDERSON MLP INVESTMENT | $9,592,000 | +26.9% | 464,947 | +25.2% | 0.25% | +26.5% |
| PII | Sell | POLARIS INDUSTRIES INC | $9,457,000 | -33.0% | 122,120 | -29.2% | 0.25% | -33.2% |
| FEN | Sell | FIRST TRUST ENERGY INC AND GRO | $9,350,000 | +0.9% | 345,147 | -5.1% | 0.25% | +0.8% |
| BTA | Buy | BLACKROCK LONG-TERM MUNI ADVAN | $8,983,000 | -0.0% | 710,666 | +0.9% | 0.24% | -0.4% |
| FAM | Buy | FIRST TRUST ABERDEEN GLOBAL OP | $8,913,000 | +14.2% | 756,600 | +10.9% | 0.24% | +13.5% |
| FEI | Sell | FIRST TRUST MLP AND ENERGY INC | $8,851,000 | -13.1% | 534,468 | -18.0% | 0.23% | -13.3% |
| CSI | Buy | CUTWATER SELECT INCOME FUND CS | $8,659,000 | +4.5% | 427,373 | +2.2% | 0.23% | +4.1% |
| TUP | Buy | TUPPERWARE BRANDS CORP | $8,405,000 | +16.5% | 128,575 | +0.3% | 0.22% | +16.2% |
| ULTA | Buy | ULTA SALON COSMETICS & FRAG | $8,221,000 | +14.2% | 34,545 | +16.9% | 0.22% | +13.6% |
| ULTI | ULTIMATE SOFTWARE GROUP INC | $8,082,000 | -2.8% | 39,540 | 0.0% | 0.21% | -3.2% | |
| XLNX | Sell | XILINX INC | $8,063,000 | -4.2% | 148,375 | -18.7% | 0.21% | -4.5% |
| CBA | Buy | CLEARBRIDGE AMERICAN ENERGY ML | $7,941,000 | +18.2% | 886,320 | +14.2% | 0.21% | +18.0% |
| MMT | Sell | MFS MULTIMARKET INCOME TRUST M | $7,667,000 | -24.3% | 1,258,997 | -24.8% | 0.20% | -24.6% |
| FAV | Sell | FIRST TRUST DIVIDEND AND INCO | $7,607,000 | -4.8% | 834,984 | -6.0% | 0.20% | -5.2% |
| DSU | Buy | BLACKROCK DEBT STRATEGIES FUND | $7,579,000 | +156.8% | 2,076,401 | +148.4% | 0.20% | +156.4% |
| VBF | Buy | INVESCO BOND FUND VBF | $7,555,000 | +33.2% | 390,446 | +30.0% | 0.20% | +33.3% |
| AGN | Sell | ALLERGAN PLC | $7,582,000 | -9.2% | 32,922 | -8.9% | 0.20% | -9.5% |
| ANSS | Sell | ANSYS INC | $7,536,000 | +1.1% | 81,375 | -1.0% | 0.20% | +0.5% |
| VGI | Sell | VIRTUS GLOBAL MULTI-SECTOR INC | $7,428,000 | -12.9% | 467,443 | -16.9% | 0.20% | -13.3% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $7,437,000 | +6.7% | 46,755 | -0.8% | 0.20% | +5.9% |
| RE | Buy | EVEREST RE GROUP LTD | $7,224,000 | +49.5% | 38,025 | +43.8% | 0.19% | +49.2% |
| VKI | Buy | INVESCO ADVANTAGE MUNI INC TRU | $7,211,000 | +4.3% | 586,720 | +13.2% | 0.19% | +3.8% |
| WCN | Buy | WASTE CONNECTIONS INC | $7,153,000 | +9.6% | 95,750 | +5.7% | 0.19% | +9.2% |
| SBAC | Sell | SBA COMMUNICATIONS CORP | $7,123,000 | +2.8% | 63,505 | -1.1% | 0.19% | +2.2% |
| KHI | Buy | DEUTSCHE HIGH INCOME TRUST KHI | $7,111,000 | +75.8% | 772,043 | +67.6% | 0.19% | +75.7% |
| CTSH | Buy | COGNIZANT TECH SOLUTIONScl a | $7,016,000 | -10.2% | 147,060 | +7.8% | 0.18% | -10.6% |
| MMM | Sell | 3M CO | $6,872,000 | -37.1% | 38,995 | -37.5% | 0.18% | -37.6% |
| CIEN | Sell | CIENA CORP | $6,837,000 | +15.0% | 313,610 | -1.1% | 0.18% | +15.3% |
| SPE | SPECIAL OPPORTUNITIES FUND INC | $6,829,000 | +8.4% | 458,025 | 0.0% | 0.18% | +7.8% | |
| IQI | Buy | INVESCO QUALITY MUNICIPAL INCO | $6,790,000 | +14.0% | 492,033 | +14.2% | 0.18% | +13.3% |
| EL | Buy | LAUDER ESTEE COS INC | $6,605,000 | +7.2% | 74,585 | +10.2% | 0.17% | +6.7% |
| VGM | Buy | INVESCO TRUST FOR INV GRADE MU | $6,422,000 | +23.8% | 455,471 | +30.5% | 0.17% | +24.1% |
| JGV | Sell | NUVEEN GLOBAL EQUITY INCOME FU | $6,188,000 | -23.4% | 518,239 | -25.1% | 0.16% | -23.8% |
| EFX | Sell | EQUIFAX INC | $6,154,000 | -7.8% | 45,730 | -12.0% | 0.16% | -7.9% |
| NKE | Sell | NIKE INCcl b | $6,018,000 | -8.9% | 114,305 | -4.5% | 0.16% | -9.1% |
| SRV | Buy | CUSHING MLP TOTAL RETURN FUND/ | $6,000,000 | +7.2% | 458,727 | +0.7% | 0.16% | +6.8% |
| VMO | Buy | INVESCO MUNICIPAL OPPORTUNITY | $5,842,000 | -4.0% | 409,954 | +0.4% | 0.15% | -4.3% |
| MGU | Sell | MACQUARIE GLBL INFRASTRUCTURE | $5,775,000 | -16.9% | 264,889 | -18.4% | 0.15% | -16.8% |
| JLS | Buy | NUVEEN MORTGAGE OPPORTUNITY TE | $5,811,000 | +9.1% | 240,335 | +4.2% | 0.15% | +8.5% |
| MFL | Sell | BLACKROCK MUNIHOLDINGS INV QUA | $5,746,000 | -6.6% | 359,592 | -5.7% | 0.15% | -6.7% |
| ICB | Buy | MORGAN STANLEY INCOME SECURITI | $5,770,000 | +20.5% | 304,963 | +16.9% | 0.15% | +19.7% |
| EEFT | Sell | EURONET WORLDWIDE INC | $5,757,000 | +16.9% | 70,350 | -1.1% | 0.15% | +16.9% |
| DNKN | Buy | DUNKIN BRANDS GROUP INC | $5,645,000 | +19.6% | 108,400 | +0.2% | 0.15% | +19.2% |
| VKQ | Buy | INVESCO MUNICIPAL TRUST VKQ | $5,629,000 | +11.0% | 408,191 | +14.3% | 0.15% | +11.2% |
| FMO | Sell | FIDUCIARY/CLAYMORE MLP OPP FD | $5,618,000 | -9.9% | 356,042 | -21.2% | 0.15% | -10.3% |
| DEO | Sell | DIAGEO PLC ADRdepository recei | $5,607,000 | -2.7% | 48,320 | -5.3% | 0.15% | -3.3% |
| LBF | Buy | DEUTSCHE GLOBAL HIGH INCOME FD | $5,527,000 | +27.4% | 656,556 | +23.0% | 0.15% | +27.0% |
| MAR | Buy | MARRIOTT INTERNATIONAL INC/DEcl a | $5,489,000 | +54.4% | 81,522 | +52.4% | 0.14% | +54.3% |
| NCZ | Buy | ALLIANZGI CONVERTIBLE & INCOME | $5,374,000 | +15.5% | 906,294 | +3.4% | 0.14% | +15.4% |
| MFT | Buy | BLACKROCK MUNIYIELD INV QUALIT | $5,389,000 | +2.8% | 352,471 | +5.1% | 0.14% | +2.2% |
| CATM | Buy | CARDTRONICS INC | $5,280,000 | +25.4% | 118,375 | +11.9% | 0.14% | +24.1% |
| EHI | Sell | WESTERN ASSET GLOBAL HIGH INCO | $5,214,000 | -20.2% | 511,707 | -23.9% | 0.14% | -20.2% |
| AZPN | ASPEN TECHNOLOGY INC | $5,229,000 | +16.3% | 111,755 | 0.0% | 0.14% | +16.0% | |
| SMM | Sell | SALIENT MIDSTREAM & MLP FUND S | $5,178,000 | -3.6% | 408,369 | -14.7% | 0.14% | -3.5% |
| ALK | Buy | ALASKA AIR GROUP INC | $5,147,000 | +13.7% | 78,150 | +0.6% | 0.14% | +13.3% |
| DCA | Buy | VIRTUS TOTAL RETURN FUND DCA | $5,137,000 | +122.1% | 1,083,748 | +117.4% | 0.14% | +123.0% |
| NCV | ALLIANZGI CONVERTIBLE & INCOME | $5,115,000 | +9.8% | 757,755 | 0.0% | 0.14% | +9.8% | |
| MIY | Sell | BLACKROCK MUNIYIELD MI QUALITY | $5,047,000 | -3.3% | 333,828 | -0.9% | 0.13% | -3.6% |
| VMM | Buy | DELAWARE INVS MN MUNI INC FD I | $5,010,000 | +1.9% | 334,436 | +4.1% | 0.13% | +1.5% |
| ALXN | Sell | ALEXION PHARMACEUTICALS INC | $5,005,000 | -1.6% | 40,845 | -6.2% | 0.13% | -2.2% |
| KTF | Sell | DEUTSCHE MUNICIPAL INCOME TRUS | $4,936,000 | -26.2% | 350,348 | -24.3% | 0.13% | -26.6% |
| BUD | Buy | ANHEUSER BUSCH INBEV SA/N ADRdepository recei | $4,941,000 | +7.7% | 37,600 | +8.0% | 0.13% | +6.6% |
| AJG | Sell | GALLAGHER ARTHUR J & CO | $4,665,000 | -71.2% | 91,705 | -73.1% | 0.12% | -71.3% |
| MGF | Buy | MFS GOVERNMENT MARKETS INCOME | $4,552,000 | +19.8% | 842,898 | +20.0% | 0.12% | +18.8% |
| MUE | Buy | BLACKROCK MUNIHOLDINGS QUALITY | $4,515,000 | +2.4% | 305,714 | +3.1% | 0.12% | +1.7% |
| MUS | Buy | BLACKROCK MUNIHOLDINGS QUALITY | $4,426,000 | -4.8% | 304,794 | +0.1% | 0.12% | -4.9% |
| JMT | Buy | NUVEEN MTG OPP TERM FD 2 JMT | $4,429,000 | +10.0% | 186,729 | +3.5% | 0.12% | +9.3% |
| AMSG | AMSURG CORP | $4,348,000 | -13.5% | 64,850 | 0.0% | 0.12% | -13.5% | |
| FRC | Sell | FIRST REPUBLIC BANK/CA | $4,272,000 | +4.9% | 55,400 | -4.8% | 0.11% | +4.6% |
| DSM | Buy | DREYFUS STRATEGIC MUNICIPAL BO | $4,248,000 | -1.8% | 479,479 | +0.5% | 0.11% | -2.6% |
| WEA | Sell | WESTERN ASSET PREMIER BOND FUN | $4,112,000 | -35.5% | 306,379 | -36.1% | 0.11% | -35.5% |
| CEM | Buy | CLEARBRIDGE ENERGY MLP FUND IN | $4,107,000 | +8.2% | 252,274 | +5.9% | 0.11% | +6.9% |
| ANET | ARISTA NETWORKS INC | $4,037,000 | +32.1% | 47,450 | 0.0% | 0.11% | +32.1% | |
| EA | ELECTRONIC ARTS INC | $4,002,000 | +12.7% | 46,865 | 0.0% | 0.11% | +12.8% | |
| GS | Buy | GOLDMAN SACHS GROUP INC | $3,913,000 | +8.6% | 24,265 | +0.1% | 0.10% | +8.4% |
| E103PS | Sell | WESTERN ASSET EMERGING MARKETS | $3,841,000 | +5.0% | 333,706 | -1.1% | 0.10% | +4.1% |
| CLR | Sell | CONTINENTAL RESOURCES INC | $3,838,000 | +12.7% | 73,860 | -1.9% | 0.10% | +12.2% |
| ACHC | Sell | ACADIA HEALTHCARE COMPANY | $3,597,000 | -12.5% | 72,600 | -2.2% | 0.10% | -12.8% |
| CNK | Buy | CINEMARK HOLDINGS INC | $3,393,000 | +33.9% | 88,625 | +27.5% | 0.09% | +34.3% |
| INCY | Sell | INCYTE CORP | $3,410,000 | +16.1% | 36,160 | -1.5% | 0.09% | +15.4% |
| BAH | Buy | BOOZ ALLEN HAMILTON HLDG | $3,269,000 | +16.7% | 103,425 | +9.4% | 0.09% | +16.2% |
| AMG | AFFILIATED MANAGERS GROUP INC | $3,267,000 | +2.8% | 22,575 | 0.0% | 0.09% | +2.4% | |
| CRF | Sell | CORNERSTONE TOTAL RETURN FUND | $3,223,000 | -72.9% | 221,827 | -69.6% | 0.08% | -73.0% |
| DST | Buy | DST SYS INC DEL | $3,207,000 | +12.0% | 27,200 | +10.6% | 0.08% | +11.8% |
| JPS | Sell | NUVEEN PREFERRED SECURITIES IN | $3,213,000 | -26.9% | 335,035 | -29.5% | 0.08% | -26.7% |
| ALGN | ALIGN TECHNOLOGY INC | $3,188,000 | +16.4% | 34,000 | 0.0% | 0.08% | +15.1% | |
| NSRGY | Sell | NESTLE SA-SPONS ADRdepository recei | $3,190,000 | -6.8% | 40,370 | -8.8% | 0.08% | -7.7% |
| NBB | Sell | NUVEEN BUILD AMERICA BOND FUND | $3,089,000 | -30.1% | 136,191 | -29.7% | 0.08% | -29.9% |
| ING | Buy | ING GROEP N V ADRdepository recei | $3,083,000 | +37.3% | 249,815 | +14.9% | 0.08% | +37.3% |
| M | Sell | MACYS INC | $3,058,000 | +1.1% | 82,525 | -8.3% | 0.08% | +1.2% |
| CNC | Buy | CENTENE CORP | $3,026,000 | +97.3% | 45,185 | +110.2% | 0.08% | +95.1% |
| PMO | Buy | PUTNAM MUNICIPAL OPPORTUNITIES | $2,975,000 | +331.2% | 223,047 | +332.5% | 0.08% | +338.9% |
| NXJ | Buy | NUVEEN NJ DIVIDEND ADVANTAGE M | $2,961,000 | -3.2% | 199,549 | +0.3% | 0.08% | -3.7% |
| PYPL | Sell | PAYPAL HLDGS INC | $2,902,000 | +9.8% | 70,825 | -2.2% | 0.08% | +10.0% |
| TTP | Sell | TORTOISE PIPELINE & ENERGY FUN | $2,905,000 | -5.4% | 137,140 | -16.9% | 0.08% | -4.9% |
| MYI | BLACKROCK MUNIYIELD QUALITY FD | $2,886,000 | -2.8% | 189,643 | 0.0% | 0.08% | -3.8% | |
| PRU | Buy | PRUDENTIAL FINANCIAL INC | $2,865,000 | +21.3% | 35,090 | +6.0% | 0.08% | +20.6% |
| CMG | Sell | CHIPOTLE MEXICAN GRILL INC | $2,801,000 | +1.7% | 6,614 | -3.3% | 0.07% | +1.4% |
| ORCL | Sell | ORACLE CORP | $2,711,000 | -7.9% | 69,030 | -4.0% | 0.07% | -7.7% |
| WFC | Sell | WELLS FARGO & CO | $2,636,000 | -93.1% | 59,520 | -92.7% | 0.07% | -93.1% |
| CCEP | Buy | COCA-COLA EUROPEAN PARTNERS PL | $2,641,000 | +51.3% | 66,200 | +35.4% | 0.07% | +52.2% |
| NMS | Buy | NUVEEN MINNESOTA MUNICIPAL INC | $2,550,000 | +10.1% | 144,128 | +5.7% | 0.07% | +9.8% |
| STE | Buy | STERIS PLC | $2,487,000 | +7.5% | 34,025 | +1.1% | 0.07% | +8.2% |
| AGC | New | ADVENT CLAYMORE CV SEC AND INC | $2,431,000 | – | 422,077 | +100.0% | 0.06% | – |
| MANH | Sell | MANHATTAN ASSOCIATES INC | $2,434,000 | -13.4% | 42,250 | -3.6% | 0.06% | -14.7% |
| VPV | Sell | INVESCO PA VALUE MUNICIPAL INC | $2,381,000 | -8.2% | 175,490 | -2.0% | 0.06% | -8.7% |
| AVK | New | ADVENT CLAYMORE CV SEC AND INC | $2,402,000 | – | 164,736 | +100.0% | 0.06% | – |
| MZF | Buy | MANAGED DUR INV GRADE MUNICIPA | $2,394,000 | +6.8% | 166,747 | +9.5% | 0.06% | +6.8% |
| HUM | Buy | HUMANA INC | $2,390,000 | -1.1% | 13,510 | +0.6% | 0.06% | -1.6% |
| MQT | BLACKROCK MUNIYIELD QUALITY FD | $2,303,000 | -2.1% | 162,442 | 0.0% | 0.06% | -1.6% | |
| EME | EMCOR GROUP INC | $2,261,000 | +21.0% | 37,925 | 0.0% | 0.06% | +22.4% | |
| RHHBY | Buy | ROCHE HLDG LTD- SPONS ADRdepository recei | $2,225,000 | +0.5% | 71,840 | +6.9% | 0.06% | 0.0% |
| AMBA | Sell | AMBARELLA INC | $2,234,000 | +25.3% | 30,350 | -13.5% | 0.06% | +25.5% |
| AMP | Sell | AMERIPRISE FINANCIAL INC | $2,224,000 | -20.1% | 22,295 | -28.0% | 0.06% | -20.3% |
| SNCR | SYNCHRONOSS TECHNOLOGIES | $2,245,000 | +29.2% | 54,525 | 0.0% | 0.06% | +28.3% | |
| HSBC | Sell | HSBC HOLDINGS PLC ADRdepository recei | $2,219,000 | +9.0% | 58,990 | -9.3% | 0.06% | +9.3% |
| HCSG | Sell | HEALTHCARE SERVICES GRP INC | $2,252,000 | -12.9% | 56,900 | -9.0% | 0.06% | -14.5% |
| MBBYF | MOBILEYE N V AMSTELVEEN | $2,212,000 | -7.7% | 51,950 | 0.0% | 0.06% | -9.4% | |
| JCI | New | JOHNSON CONTROLS INTL PLC | $2,182,000 | – | 46,890 | +100.0% | 0.06% | – |
| KST | Buy | DEUTSCHE STRATEGIC INCOME TRUS | $2,156,000 | +7.8% | 177,924 | +2.1% | 0.06% | +7.5% |
| ASGN | ON ASSIGNMENT INC | $2,177,000 | -1.8% | 60,000 | 0.0% | 0.06% | -3.4% | |
| SCI | Buy | SERVICE CORP INTL | $2,128,000 | +1966.0% | 80,175 | +2009.9% | 0.06% | +1766.7% |
| NZF | Buy | NUVEEN ENHANCED MUNI CREDIT OP | $2,065,000 | +9.0% | 131,220 | +10.2% | 0.06% | +10.0% |
| CASY | CASEYS GENERAL STORES INC | $2,068,000 | -8.7% | 17,215 | 0.0% | 0.06% | -8.3% | |
| DHR | Sell | DANAHER CORP | $1,984,000 | -24.0% | 25,315 | -2.1% | 0.05% | -24.6% |
| MUH | Sell | BLACKROCK MUNIHOLDINGS FUND II | $1,955,000 | -5.2% | 117,503 | -3.3% | 0.05% | -5.5% |
| DNIF | Sell | DIVIDEND AND INCOME FUND DNI | $1,954,000 | -42.7% | 174,344 | -44.4% | 0.05% | -42.2% |
| NVG | NUVEEN ENHANCED AMT-FREE MUNI | $1,962,000 | -1.2% | 122,098 | 0.0% | 0.05% | -1.9% | |
| KTWO | K2M GROUP HLDGS INC | $1,952,000 | +14.6% | 109,800 | 0.0% | 0.05% | +15.6% | |
| LEO | Sell | DREYFUS STRATEGIC MUNICIPALS I | $1,919,000 | -2.3% | 205,283 | -0.7% | 0.05% | -1.9% |
| EMD | Sell | WESTERN ASSET EMERGING MARKETS | $1,901,000 | +4.9% | 116,937 | -0.8% | 0.05% | +4.2% |
| ADSK | Sell | AUTODESK INC | $1,888,000 | +11.4% | 26,100 | -16.6% | 0.05% | +11.1% |
| MTN | VAIL RESORTS INC | $1,831,000 | +13.5% | 11,670 | 0.0% | 0.05% | +11.6% | |
| THO | Buy | THOR INDS INC | $1,762,000 | +32.1% | 20,800 | +1.0% | 0.05% | +34.3% |
| DOC | Buy | PHYSICIANS RLTY TR | $1,797,000 | +9.9% | 83,425 | +7.2% | 0.05% | +9.3% |
| CR | Buy | CRANE CO | $1,728,000 | +11.9% | 27,425 | +0.7% | 0.05% | +12.2% |
| KED | Buy | KAYNE ANDERSON ENERGY DEVELOPM | $1,742,000 | +0.8% | 91,864 | +3.1% | 0.05% | 0.0% |
| NDP | Buy | TORTOISE ENERGY INDEPENDENCE F | $1,659,000 | +453.0% | 104,501 | +420.5% | 0.04% | +450.0% |
| CSL | Buy | CARLISLE COS INC | $1,664,000 | -2.3% | 16,225 | +0.6% | 0.04% | -2.2% |
| SYNA | SYNAPTICS INC | $1,579,000 | +9.0% | 26,950 | 0.0% | 0.04% | +10.5% | |
| IBDRY | Buy | IBERDROLA SA ADRdepository recei | $1,584,000 | +9.3% | 58,355 | +9.1% | 0.04% | +10.5% |
| GDO | Buy | WA GLOBAL CORPORATE DEFINED OP | $1,562,000 | +5.0% | 88,301 | +1.1% | 0.04% | +5.1% |
| ICE | INTERCONTINENTALEXCHANGE INC | $1,535,000 | +5.2% | 5,700 | 0.0% | 0.04% | +5.1% | |
| BIIB | Sell | BIOGEN INC | $1,524,000 | +25.5% | 4,870 | -3.0% | 0.04% | +25.0% |
| TTWO | TAKE-TWO INTERACTIVE SOFTWARE | $1,503,000 | +18.8% | 33,350 | 0.0% | 0.04% | +17.6% | |
| MTSI | MACOM TECH SOLUTIONS HLDG | $1,503,000 | +28.4% | 35,500 | 0.0% | 0.04% | +29.0% | |
| NRO | New | NEUBERGER BERMAN REAL ESTATE S | $1,485,000 | – | 261,032 | +100.0% | 0.04% | – |
| AFB | Buy | ALLIANCEBERNSTEIN NATIONAL MUN | $1,492,000 | +119.4% | 101,258 | +124.6% | 0.04% | +116.7% |
| VWR | Buy | VWR CORP | $1,462,000 | +248.9% | 51,550 | +255.5% | 0.04% | +254.5% |
| SCOR | COMSCORE INC | $1,409,000 | +28.4% | 45,950 | 0.0% | 0.04% | +27.6% | |
| AXE | ANIXTER INTERNATIONAL INC | $1,403,000 | +21.1% | 21,750 | 0.0% | 0.04% | +19.4% | |
| MPWR | MONOLITHIC PWR SYS INC | $1,391,000 | +17.9% | 17,275 | 0.0% | 0.04% | +19.4% | |
| CEN | Buy | CENTER COAST MLP & INFRASTRUCT | $1,351,000 | +915.8% | 114,779 | +914.9% | 0.04% | +800.0% |
| RENX | Buy | RELX NV-SPON ADRdepository recei | $1,370,000 | +9.2% | 76,690 | +6.4% | 0.04% | +9.1% |
| KO | COCA-COLA CO/THE | $1,381,000 | -6.6% | 32,625 | 0.0% | 0.04% | -7.7% | |
| DLX | Buy | DELUXE CORP | $1,348,000 | +2.2% | 20,175 | +1.5% | 0.04% | +2.9% |
| CIK | Buy | CREDIT SUISSE ASSET MANAGEMENT | $1,361,000 | +54.1% | 433,439 | +43.9% | 0.04% | +56.5% |
| APOG | New | APOGEE ENTERPRISES INC | $1,312,000 | – | 29,350 | +100.0% | 0.04% | – |
| EOG | Sell | EOG RESOURCES INC | $1,339,000 | +12.3% | 13,845 | -3.1% | 0.04% | +9.4% |
| CLC | CLARCOR INC | $1,332,000 | +6.8% | 20,500 | 0.0% | 0.04% | +6.1% | |
| PACW | PACWEST BANCORP DEL | $1,309,000 | +7.9% | 30,500 | 0.0% | 0.04% | +9.4% | |
| ETH | Buy | ETHAN ALLEN INTERIORS INC | $1,289,000 | -3.3% | 41,225 | +2.2% | 0.03% | -2.9% |
| IEX | IDEX CORP | $1,261,000 | +14.0% | 13,475 | 0.0% | 0.03% | +13.8% | |
| ITC | Sell | ITC HOLDINGS CORP | $1,258,000 | -10.1% | 27,075 | -9.4% | 0.03% | -10.8% |
| CPLA | Buy | CAPELLA EDUCATION CO | $1,244,000 | +11.8% | 21,425 | +1.3% | 0.03% | +13.8% |
| ABCO | ADVISORY BRD CO | $1,252,000 | +26.5% | 27,975 | 0.0% | 0.03% | +26.9% | |
| HUBB | HUBBELL INC | $1,209,000 | +2.1% | 11,225 | 0.0% | 0.03% | +3.2% | |
| TEN | TENNECO INC | $1,229,000 | +25.0% | 21,100 | 0.0% | 0.03% | +23.1% | |
| ECF | Sell | ELLSWORTH GROWTH AND INCOME FD | $1,195,000 | -48.1% | 145,905 | -50.0% | 0.03% | -47.5% |
| JAZZ | JAZZ PHARMACEUTICALS PLC | $1,166,000 | -14.1% | 9,600 | 0.0% | 0.03% | -13.9% | |
| SR | Buy | SPIRE INC | $1,165,000 | -9.0% | 18,275 | +1.1% | 0.03% | -8.8% |
| TMH | TEAM HEALTH HOLDINGS INC | $1,185,000 | -19.9% | 36,400 | 0.0% | 0.03% | -20.5% | |
| CVX | CHEVRON CORP | $1,147,000 | -1.8% | 11,145 | 0.0% | 0.03% | -3.2% | |
| RRD | New | DONNELLEY R R & SONS CO | $1,148,000 | – | 73,050 | +100.0% | 0.03% | – |
| WAB | WABTEC CORP/DE | $1,127,000 | +16.3% | 13,800 | 0.0% | 0.03% | +15.4% | |
| ITT | Sell | ITT INC | $1,126,000 | -17.4% | 31,425 | -26.3% | 0.03% | -16.7% |
| AME | AMETEK INC | $1,147,000 | +3.3% | 24,000 | 0.0% | 0.03% | +3.4% | |
| WNR | Sell | WESTERN REFINING INC | $1,126,000 | +20.9% | 42,550 | -5.8% | 0.03% | +20.0% |
| IONS | IONIS PHARMACEUTICALS INC | $1,104,000 | +57.3% | 30,125 | 0.0% | 0.03% | +52.6% | |
| MMC | MARSH & MCLENNAN COS INC | $1,074,000 | -1.7% | 15,965 | 0.0% | 0.03% | -3.4% | |
| VEOEY | Buy | VEOLIA ENVIRONNEMENT ADRdepository recei | $1,010,000 | +12.7% | 43,880 | +6.1% | 0.03% | +12.5% |
| AMLP | New | ALERIAN ETF TR AMLP | $1,015,000 | – | 80,000 | +100.0% | 0.03% | – |
| PF | PINNACLE FOODS INC | $971,000 | +8.4% | 19,350 | 0.0% | 0.03% | +8.3% | |
| HALO | HALOZYME THERAPEUTICS INC | $995,000 | +39.9% | 82,350 | 0.0% | 0.03% | +36.8% | |
| ESRX | Sell | EXPRESS SCRIPTS HOLDING CO | $959,000 | -56.8% | 13,600 | -53.6% | 0.02% | -57.6% |
| XOM | EXXON MOBIL CORP | $946,000 | -6.9% | 10,835 | 0.0% | 0.02% | -7.4% | |
| CRI | Buy | CARTER'S INC | $965,000 | +1035.3% | 11,125 | +1290.6% | 0.02% | +1150.0% |
| TECH | BIO-TECHNE CORP | $961,000 | -2.9% | 8,775 | 0.0% | 0.02% | -3.8% | |
| PDCO | New | PATTERSON COS INC | $891,000 | – | 19,400 | +100.0% | 0.02% | – |
| EAT | BRINKER INTERNATIONAL INC | $898,000 | +10.9% | 17,800 | 0.0% | 0.02% | +14.3% | |
| LECO | LINCOLN ELECTRIC HLDGS INC | $910,000 | +6.1% | 14,525 | 0.0% | 0.02% | +4.3% | |
| CCS | CENTURY CMNTYS INC | $892,000 | +24.1% | 41,450 | 0.0% | 0.02% | +26.3% | |
| BWLD | Sell | BUFFALO WILD WINGS INC | $927,000 | -20.2% | 6,590 | -21.2% | 0.02% | -22.6% |
| G | New | GENPACT LIMITED | $920,000 | – | 38,400 | +100.0% | 0.02% | – |
| VRTX | VERTEX PHARMACEUTICALS INC | $863,000 | +1.3% | 9,900 | 0.0% | 0.02% | 0.0% | |
| UNRDY | Buy | UNIBAIL-RODAMCO SE-ADRdepository recei | $879,000 | +12.8% | 32,720 | +7.6% | 0.02% | +9.5% |
| ICFI | New | ICF INTL INC | $882,000 | – | 19,900 | +100.0% | 0.02% | – |
| SIEGY | Buy | SIEMENS A G - ADRdepository recei | $887,000 | +17.0% | 7,560 | +2.4% | 0.02% | +15.0% |
| TNDM | TANDEM DIABETES CARE INC | $869,000 | +1.5% | 113,500 | 0.0% | 0.02% | 0.0% | |
| INDA | Buy | ISHARES MSCI INDIA ETF | $862,000 | +13.6% | 29,300 | +7.7% | 0.02% | +15.0% |
| MANT | MANTECH INTL CORP | $831,000 | -0.4% | 22,050 | 0.0% | 0.02% | 0.0% | |
| ZURVY | Sell | ZURICH INS GROUP LTD-ADRdepository recei | $852,000 | -10.2% | 33,150 | -13.6% | 0.02% | -12.0% |
| PKI | Buy | PERKINELMER INC | $847,000 | +8.3% | 15,100 | +1.2% | 0.02% | +4.8% |
| MPA | BLACKROCK MUNIYIELD PA QUALITY | $828,000 | +0.2% | 51,700 | 0.0% | 0.02% | 0.0% | |
| NQP | NUVEEN PA INV QUALITY MUNICIPA | $787,000 | -3.2% | 52,779 | 0.0% | 0.02% | -4.5% | |
| MRTN | MARTEN TRANSPORT LTD | $812,000 | +6.1% | 38,650 | 0.0% | 0.02% | +5.0% | |
| KND | Buy | KINDRED HEALTHCARE INC | $812,000 | +12.9% | 79,500 | +24.9% | 0.02% | +10.5% |
| MCO | MOODYS CORP | $801,000 | +15.6% | 7,400 | 0.0% | 0.02% | +16.7% | |
| NGHC | New | NATIONAL GEN HLDGS CORP | $772,000 | – | 34,700 | +100.0% | 0.02% | – |
| GIS | GENERAL MILLS INC | $767,000 | -10.4% | 12,000 | 0.0% | 0.02% | -13.0% | |
| ATHN | ATHENAHEALTH INC | $776,000 | -8.6% | 6,150 | 0.0% | 0.02% | -9.1% | |
| PKO | Sell | PIMCO INCOME OPPORTUNITY FUND | $734,000 | -77.4% | 31,704 | -77.5% | 0.02% | -77.9% |
| GDDY | GODADDY INC-CLASS A | $722,000 | +10.7% | 20,900 | 0.0% | 0.02% | +11.8% | |
| MUJ | Sell | BLACKROCK MUNIHOLDINGS NJ QUAL | $712,000 | -18.2% | 45,471 | -15.1% | 0.02% | -17.4% |
| DSE | New | DUFF & PHELPS SELECT ENERGY ML | $725,000 | – | 93,826 | +100.0% | 0.02% | – |
| ECHO | ECHO GLOBAL LOGISTICS INC | $683,000 | +2.9% | 29,600 | 0.0% | 0.02% | 0.0% | |
| AMZN | AMAZON.COM INC | $670,000 | +17.1% | 800 | 0.0% | 0.02% | +20.0% | |
| HPS | Buy | JOHN HANCOCK PREFERRED INCOME | $634,000 | +0.3% | 32,783 | +3.6% | 0.02% | 0.0% |
| NML | Buy | NEUBERGER BERMAN MLP INCOME FD | $625,000 | +66.2% | 67,300 | +51.6% | 0.02% | +70.0% |
| FPL | Buy | FIRST TRUST NEW OPPORTUNITIES | $649,000 | +117.1% | 47,466 | +122.9% | 0.02% | +112.5% |
| BFO | Buy | BLACKROCK FL MUNI 2020 TERM TR | $600,000 | +110.5% | 39,162 | +108.5% | 0.02% | +100.0% |
| MYN | BLACKROCK MUNIYIELD NY QUALITY | $604,000 | -1.8% | 42,800 | 0.0% | 0.02% | 0.0% | |
| GIL | Buy | GILDAN ACTIVEWEAR INC | $618,000 | +35.5% | 22,100 | +42.1% | 0.02% | +33.3% |
| TAL | Sell | TAL ED GROUP ADRdepository recei | $553,000 | +6.3% | 7,800 | -6.9% | 0.02% | +7.1% |
| EIM | Buy | EATON VANCE MUNICIPAL BOND FUN | $584,000 | -0.2% | 42,901 | +3.8% | 0.02% | -6.2% |
| TRV | TRAVELERS COS INC/THE | $584,000 | -3.8% | 5,100 | 0.0% | 0.02% | -6.2% | |
| MKSI | Buy | MKS INSTRUMENTS INC | $553,000 | +252.2% | 11,125 | +204.8% | 0.02% | +275.0% |
| BABA | ALIBABA GROUP HOLDING LTD ADRdepository recei | $518,000 | +32.8% | 4,900 | 0.0% | 0.01% | +40.0% | |
| BMY | BRISTOL-MYERS SQUIBB CO | $469,000 | -26.7% | 8,700 | 0.0% | 0.01% | -29.4% | |
| EWBC | Buy | EAST WEST BANCORP INC | $459,000 | +378.1% | 12,500 | +346.4% | 0.01% | +300.0% |
| CHL | Buy | CHINA MOBILE LIMITED - ADRdepository recei | $455,000 | +9.9% | 7,400 | +3.5% | 0.01% | +9.1% |
| EQT | EQT CORP | $450,000 | -6.2% | 6,200 | 0.0% | 0.01% | -7.7% | |
| NXTM | New | NXSTAGE MEDICAL INC | $440,000 | – | 17,600 | +100.0% | 0.01% | – |
| BYM | Buy | BLACKROCK MUNICIPAL INC QUALIT | $464,000 | +44.5% | 29,629 | +49.9% | 0.01% | +33.3% |
| BK | BANK OF NEW YORK MELLON CORP | $449,000 | +2.5% | 11,270 | 0.0% | 0.01% | 0.0% | |
| RDSA | ROYAL DUTCH SHELL PLC-ADRdepository recei | $403,000 | -9.4% | 8,050 | 0.0% | 0.01% | -8.3% | |
| BPK | Buy | BLACKROCK MUNICIPAL 2018 TERM | $429,000 | +11.1% | 28,208 | +11.5% | 0.01% | +10.0% |
| PXD | PIONEER NAT RES CO | $427,000 | +22.7% | 2,300 | 0.0% | 0.01% | +22.2% | |
| HRB | Sell | BLOCK H & R INC | $424,000 | -72.8% | 18,300 | -73.0% | 0.01% | -73.2% |
| MYD | BLACKROCK MUNIYIELD FUND INC M | $386,000 | -1.3% | 24,302 | 0.0% | 0.01% | 0.0% | |
| TTM | Buy | TATA MOTORS LTD-SPON ADRdepository recei | $371,000 | +19.3% | 9,275 | +3.3% | 0.01% | +25.0% |
| BEN | FRANKLIN RESOURCES INC | $381,000 | +6.7% | 10,700 | 0.0% | 0.01% | +11.1% | |
| MNP | Sell | WESTERN ASSET MUNICIPAL PARTNE | $331,000 | -12.9% | 19,613 | -11.2% | 0.01% | -10.0% |
| BBN | Sell | BLACKROCK TAXABLE MUNI BOND TR | $312,000 | -80.8% | 13,000 | -80.5% | 0.01% | -81.4% |
| MCD | MCDONALDS CORP | $311,000 | -4.3% | 2,700 | 0.0% | 0.01% | -11.1% | |
| BJZ | Sell | BLACKROCK CA MUNI 2018 TERM TR | $315,000 | -34.1% | 20,744 | -34.1% | 0.01% | -38.5% |
| C | CITIGROUP INC | $300,000 | +11.5% | 6,350 | 0.0% | 0.01% | +14.3% | |
| CAT | CATERPILLAR INC | $302,000 | +17.1% | 3,400 | 0.0% | 0.01% | +14.3% | |
| FFC | FLAHERTY & CRUMRINE PREFERRED | $312,000 | -4.0% | 15,000 | 0.0% | 0.01% | -11.1% | |
| ASML | Sell | ASML HOLDING NV | $312,000 | -17.7% | 2,850 | -25.5% | 0.01% | -20.0% |
| MON | MONSANTO CO | $307,000 | -1.0% | 3,000 | 0.0% | 0.01% | 0.0% | |
| MOS | MOSAIC CO/THE | $251,000 | -6.3% | 10,250 | 0.0% | 0.01% | 0.0% | |
| JD | Buy | JD.COM INC ADRdepository recei | $260,000 | +60.5% | 9,975 | +30.4% | 0.01% | +75.0% |
| HDB | HDFC BANK LTD-ADRdepository recei | $259,000 | +8.4% | 3,600 | 0.0% | 0.01% | +16.7% | |
| MHN | BLACKROCK MUNIHOLDINGS NY QUAL | $253,000 | -3.1% | 17,000 | 0.0% | 0.01% | 0.0% | |
| EIA | Sell | EATON VANCE CA MUNICIPAL BOND | $242,000 | -7.6% | 18,592 | -3.8% | 0.01% | -14.3% |
| NUM | NUVEEN MI QUALITY INCOME MUNIC | $235,000 | -4.1% | 15,963 | 0.0% | 0.01% | 0.0% | |
| MSA | New | MSA SAFETY INC | $241,000 | – | 4,150 | +100.0% | 0.01% | – |
| SZC | New | CUSHING RENAISSANCE FUND/THE S | $245,000 | – | 14,792 | +100.0% | 0.01% | – |
| EMR | EMERSON ELECTRIC CO | $231,000 | +4.5% | 4,240 | 0.0% | 0.01% | 0.0% | |
| VTN | Sell | INVESCO TRUST FOR INV GRADE NY | $239,000 | -7.7% | 15,500 | -1.9% | 0.01% | -14.3% |
| FLC | FLAHERTY & CRUMRINE TOTAL RETU | $209,000 | -4.6% | 10,000 | 0.0% | 0.01% | 0.0% | |
| RDSB | ROYAL DUTCH SHELL PLC ADRdepository recei | $222,000 | -5.5% | 4,200 | 0.0% | 0.01% | 0.0% | |
| NICE | NICE SYSTEMS LTD ADRdepository recei | $246,000 | +4.7% | 3,675 | 0.0% | 0.01% | 0.0% | |
| NVX | Buy | NUVEEN CA DIVIDEND ADVANTAGE M | $201,000 | +68.9% | 12,226 | +71.6% | 0.01% | +66.7% |
| ABEV | AMBEV SA ADRdepository recei | $180,000 | +3.4% | 29,500 | 0.0% | 0.01% | 0.0% | |
| AFL | AFLAC INC | $199,000 | -0.5% | 2,775 | 0.0% | 0.01% | 0.0% | |
| CLM | New | CORNERSTONE STRATEGIC VAL FD I | $149,000 | – | 10,005 | +100.0% | 0.00% | – |
| PTR | PETROCHINA CO LTD ADRdepository recei | $154,000 | -1.3% | 2,300 | 0.0% | 0.00% | 0.0% | |
| OEC | Buy | ORION ENGINEERED CARBONS | $138,000 | +119.0% | 7,375 | +85.5% | 0.00% | +100.0% |
| POWI | Buy | POWER INTEGRATIONS INC | $161,000 | +54.8% | 2,550 | +22.9% | 0.00% | +33.3% |
| CEO | CNOOC LTD ADRdepository recei | $158,000 | +1.3% | 1,250 | 0.0% | 0.00% | 0.0% | |
| HLS | Buy | HEALTHSOUTH CORP | $145,000 | +49.5% | 3,575 | +43.0% | 0.00% | +33.3% |
| TFX | TELEFLEX INC | $103,000 | -4.6% | 610 | 0.0% | 0.00% | 0.0% | |
| COLB | COLUMBIA BKG SYS INC | $106,000 | +16.5% | 3,250 | 0.0% | 0.00% | +50.0% | |
| LFC | CHINA LIFE INS CO LTD ADRdepository recei | $101,000 | +21.7% | 7,700 | 0.0% | 0.00% | +50.0% | |
| SXT | Buy | SENSIENT TECHNOLOGIES COR | $121,000 | +15.2% | 1,600 | +8.5% | 0.00% | 0.0% |
| CLDX | CELLDEX THERAPEUTICS INC | $98,000 | -8.4% | 24,275 | 0.0% | 0.00% | 0.0% | |
| PFS | Buy | PROVIDENT FINL SVCS INC | $124,000 | +22.8% | 5,825 | +13.7% | 0.00% | 0.0% |
| NJR | Buy | NEW JERSEY RESOURCES CORP | $100,000 | +22.0% | 3,050 | +43.5% | 0.00% | +50.0% |
| TIME | Buy | TIME INC | $104,000 | +23.8% | 7,200 | +40.5% | 0.00% | +50.0% |
| TTC | Buy | TORO CO | $104,000 | +6.1% | 2,230 | +100.0% | 0.00% | 0.0% |
| NP | NEENAH PAPER INC | $97,000 | +9.0% | 1,225 | 0.0% | 0.00% | +50.0% | |
| HMN | Buy | HORACE MANN EDUCATORS COR | $128,000 | +52.4% | 3,500 | +40.0% | 0.00% | +50.0% |
| MSP | New | MADISON STRTG SECTOR PREM MSP | $98,000 | – | 8,303 | +100.0% | 0.00% | – |
| BIG | Buy | BIG LOTS INC | $96,000 | +7.9% | 2,000 | +12.7% | 0.00% | +50.0% |
| BHLB | Buy | BERKSHIRE HILLS BANCORP INC | $125,000 | +34.4% | 4,525 | +31.2% | 0.00% | +50.0% |
| BSAC | BANCO SANTANDER CHILE ADRdepository recei | $114,000 | +6.5% | 5,500 | 0.0% | 0.00% | 0.0% | |
| AVY | Buy | AVERY DENNISON CORP | $101,000 | +23.2% | 1,300 | +18.2% | 0.00% | +50.0% |
| ELS | Sell | EQUITY LIFESTYLE PPTYS INC | $100,000 | -18.0% | 1,300 | -14.8% | 0.00% | 0.0% |
| WBK | WESTPAC BANKING CORP-ADRdepository recei | $109,000 | +2.8% | 4,800 | 0.0% | 0.00% | 0.0% | |
| KINS | Buy | KINGSTONE COS INC | $110,000 | +35.8% | 11,900 | +30.8% | 0.00% | +50.0% |
| FDP | FRESH DEL MONTE PRODUCE INC | $114,000 | +10.7% | 1,900 | 0.0% | 0.00% | 0.0% | |
| INGR | INGREDION INC | $106,000 | +1.9% | 800 | 0.0% | 0.00% | 0.0% | |
| DGICA | DONEGAL GROUP INC-CL A | $85,000 | -2.3% | 5,300 | 0.0% | 0.00% | 0.0% | |
| MUSA | MURPHY USA INC | $84,000 | -3.4% | 1,175 | 0.0% | 0.00% | 0.0% | |
| BR | BROADRIDGE FINANCIAL SOLUTIONS | $88,000 | +3.5% | 1,300 | 0.0% | 0.00% | 0.0% | |
| FPI | FARMLAND PARTNERS INC | $81,000 | -1.2% | 7,275 | 0.0% | 0.00% | 0.0% | |
| AIT | APPLIED INDL TECHNOLOGIES | $61,000 | +3.4% | 1,300 | 0.0% | 0.00% | 0.0% | |
| DNB | DUN & BRADSTREET CORP DEL | $85,000 | +11.8% | 625 | 0.0% | 0.00% | 0.0% | |
| CEB | Buy | CEB INC | $87,000 | +1.2% | 1,600 | +14.3% | 0.00% | 0.0% |
| TSM | Sell | TAIWAN SEMICONDUCTOR ADRdepository recei | $80,000 | -8.0% | 2,600 | -21.2% | 0.00% | 0.0% |
| JNS | JANUS CAPITAL GROUP INC | $75,000 | +1.4% | 5,325 | 0.0% | 0.00% | 0.0% | |
| STOR | New | STORE CAP CORP | $91,000 | – | 3,100 | +100.0% | 0.00% | – |
| ONB | OLD NATL BANCORP IND | $89,000 | +11.2% | 6,350 | 0.0% | 0.00% | 0.0% | |
| CVA | Buy | COVANTA HLDG CORP | $72,000 | +22.0% | 4,700 | +30.6% | 0.00% | 0.0% |
| SCCO | SOUTHERN COPPER CORP | $74,000 | -2.6% | 2,800 | 0.0% | 0.00% | 0.0% | |
| CATO | Buy | CATO CORP | $58,000 | +9.4% | 1,750 | +25.0% | 0.00% | +100.0% |
| SSL | SASOL LTD - ADRdepository recei | $83,000 | 0.0% | 3,050 | 0.0% | 0.00% | 0.0% | |
| IPHS | Buy | INNOPHOS HOLDINGS INC | $63,000 | +12.5% | 1,625 | +22.6% | 0.00% | +100.0% |
| PCH | Buy | POTLATCH CORP NEW | $78,000 | +50.0% | 2,000 | +31.1% | 0.00% | +100.0% |
| BKH | New | BLACK HILLS CORP | $77,000 | – | 1,250 | +100.0% | 0.00% | – |
| WSO | WATSCO INC | $60,000 | 0.0% | 425 | 0.0% | 0.00% | 0.0% | |
| ERJ | Sell | EMBRAER SA ADRdepository recei | $76,000 | -56.8% | 4,400 | -45.7% | 0.00% | -60.0% |
| VET | VERMILION ENERGY INC | $79,000 | +21.5% | 2,050 | 0.0% | 0.00% | 0.0% | |
| BKU | New | BANKUNITED INC | $94,000 | – | 3,125 | +100.0% | 0.00% | – |
| MORE | MONOGRAM RESIDENTIAL TRUST INC | $71,000 | +4.4% | 6,700 | 0.0% | 0.00% | 0.0% | |
| HUN | HUNTSMAN CORP | $40,000 | +21.2% | 2,475 | 0.0% | 0.00% | 0.0% | |
| EVR | EVERCORE PARTNERS INC-CL A | $52,000 | +18.2% | 1,000 | 0.0% | 0.00% | 0.0% | |
| BKCC | BLACKROCK CAPITAL CORP | $36,000 | +5.9% | 4,350 | 0.0% | 0.00% | 0.0% | |
| GLNG | GOLAR LNG LTD BERMUDA | $20,000 | +33.3% | 950 | 0.0% | 0.00% | – | |
| CTWS | Buy | CONNECTICUT WTR SVC INC | $55,000 | +31.0% | 1,100 | +46.7% | 0.00% | 0.0% |
| CALM | CAL MAINE FOODS INC | $37,000 | -11.9% | 950 | 0.0% | 0.00% | 0.0% | |
| CMC | COMMERCIAL METALS CO | $41,000 | -4.7% | 2,550 | 0.0% | 0.00% | 0.0% | |
| CIM | New | CHIMERA INVT CORP | $48,000 | – | 3,000 | +100.0% | 0.00% | – |
| UMPQ | Sell | UMPQUA HLDGS CORP | $50,000 | -42.5% | 3,325 | -40.9% | 0.00% | -50.0% |
| GGG | GRACO INC | $48,000 | -5.9% | 650 | 0.0% | 0.00% | 0.0% | |
| TRGP | Exit | TARGA RESOURCES CORP | $0 | – | -325 | -100.0% | 0.00% | – |
| GPC | GENUINE PARTS CO | $15,000 | 0.0% | 150 | 0.0% | 0.00% | – | |
| CSX | Exit | CSX CORP | $0 | – | -4,375 | -100.0% | -0.00% | – |
| RRD | Exit | DONNELLEY R R & SONS CO | $0 | – | -6,525 | -100.0% | -0.00% | – |
| SGMO | Exit | SANGAMO BIOSCIENCES INC | $0 | – | -26,725 | -100.0% | -0.00% | – |
| MYF | Exit | BLACKROCK MUNIYIELD INVESTMENT | $0 | – | -8,500 | -100.0% | -0.00% | – |
| HPF | Exit | JOHN HANCOCK PREFERRED INCOME | $0 | – | -10,000 | -100.0% | -0.01% | – |
| LGF | Exit | LIONS GATE ENTMNT CORP | $0 | – | -12,675 | -100.0% | -0.01% | – |
| QRVO | Exit | QORVO INC | $0 | – | -5,300 | -100.0% | -0.01% | – |
| DDF | Exit | DELAWARE INVTS DIV & INCO DDF | $0 | – | -37,150 | -100.0% | -0.01% | – |
| CF | Exit | CF INDUSTRIES HOLDINGS INC | $0 | – | -15,725 | -100.0% | -0.01% | – |
| PRLB | Exit | PROTO LABS INC | $0 | – | -10,750 | -100.0% | -0.02% | – |
| CXH | Exit | MFS INVT GRADE MUN TR CXH | $0 | – | -82,149 | -100.0% | -0.02% | – |
| FINL | Exit | FINISH LINE INC | $0 | – | -45,600 | -100.0% | -0.02% | – |
| SKX | Exit | SKECHERS U S A INC | $0 | – | -37,000 | -100.0% | -0.03% | – |
| CNMD | Exit | CONMED CORP | $0 | – | -23,125 | -100.0% | -0.03% | – |
| MYL | Exit | MYLAN NV | $0 | – | -27,150 | -100.0% | -0.03% | – |
| NVAX | Exit | NOVAVAX INC | $0 | – | -165,500 | -100.0% | -0.03% | – |
| BBF | Exit | BLACKROCK MUNIC INCM INVS BBF | $0 | – | -82,472 | -100.0% | -0.04% | – |
| DXCM | Exit | DEXCOM INC | $0 | – | -21,200 | -100.0% | -0.04% | – |
| GIII | Exit | G-III APPAREL GROUP LTD | $0 | – | -38,216 | -100.0% | -0.05% | – |
| TYC | Exit | TYCO INTERNATIONAL PLC | $0 | – | -49,100 | -100.0% | -0.06% | – |
| SRCL | Exit | STERICYCLE INC | $0 | – | -22,025 | -100.0% | -0.06% | – |
| NPF | Exit | NUVEEN PREMIER MUNICIPAL INCOM | $0 | – | -225,647 | -100.0% | -0.09% | – |
| LCM | Exit | ADVENT CLAYMORE ENH GRW & LCM | $0 | – | -439,949 | -100.0% | -0.10% | – |
| SBNY | Exit | SIGNATURE BANK NY | $0 | – | -30,200 | -100.0% | -0.10% | – |
| VLO | Exit | VALERO ENERGY CORP | $0 | – | -74,225 | -100.0% | -0.10% | – |
| DIS | Exit | DISNEY WALT CO | $0 | – | -39,585 | -100.0% | -0.10% | – |
| HTR | Exit | BROOKFIELD TOTAL RETURN FUND H | $0 | – | -193,773 | -100.0% | -0.12% | – |
| NMO | Exit | NUVEEN MUNICIPAL MARKET OPPORT | $0 | – | -313,813 | -100.0% | -0.12% | – |
| NPI | Exit | NUVEEN PREM INCOME MUN FD NPI | $0 | – | -355,981 | -100.0% | -0.15% | – |
| PDI | Exit | PIMCO DYNAMIC INCOME FUND PDI | $0 | – | -207,579 | -100.0% | -0.15% | – |
| NPM | Exit | NUVEEN PREMIUM INCOME MUNICIPA | $0 | – | -404,430 | -100.0% | -0.17% | – |
| NQS | Exit | NUVEEN SELECT QUALITY MUNICIPA | $0 | – | -413,029 | -100.0% | -0.17% | – |
| Exit | UBS TOTAL RETURN BOND FD UTBPX | $0 | – | -454,888 | -100.0% | -0.18% | – | |
| AGU | Exit | AGRIUM INC | $0 | – | -125,000 | -100.0% | -0.30% | – |
| DFS | Exit | DISCOVER FINANCIAL SERVICES | $0 | – | -278,850 | -100.0% | -0.40% | – |
| SSS | Exit | SOVRAN SELF STORAGE INC | $0 | – | -170,725 | -100.0% | -0.48% | – |
| Exit | AB INCOME FUND ACGYX | $0 | – | -9,146,283 | -100.0% | -1.97% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-01
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 3.1% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 2.2% |
| EATON VANCE LIMITED DURATION I | 42 | Q3 2023 | 3.0% |
| EATON VANCE SHORT DUR DIVERSIF | 42 | Q3 2023 | 2.5% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 1.7% |
| PEPSICO INC | 42 | Q3 2023 | 1.8% |
| PUTNAM MASTER INTERMEDIATE INC | 42 | Q3 2023 | 1.7% |
| HOME DEPOT INC/THE | 42 | Q3 2023 | 2.0% |
| MFS INTERMEDIATE INCOME TRUST | 42 | Q3 2023 | 1.8% |
| PUTNAM PREMIER INCOME TRUST PP | 42 | Q3 2023 | 1.9% |
View SIT INVESTMENT ASSOCIATES INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| JOHN HANCOCK INCOME SECURITIES TRUST | August 17, 2023 | 2,336,414 | 20.1% |
| FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND | August 09, 2023 | 848,884 | 4.9% |
| FIRST TRUST MORTGAGE INCOME FUND | August 09, 2023 | 2,072,056 | 49.2% |
| MFS GOVERNMENT MARKETS INCOME TRUST | August 09, 2023 | 5,559,084 | 17.0% |
| abrdn Income Credit Strategies Fund | May 05, 2023 | 2,494,630 | 4.8% |
| RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | April 20, 2023 | 995,074 | 4.3% |
| CORNERSTONE TOTAL RETURN FUND INC | March 24, 2023 | 4,715,872 | 4.6% |
| PIMCO STRATEGIC INCOME FUND, INC | March 06, 2023 | 2,194,147 | 4.8% |
| RiverNorth Capital & Income Fund, Inc. | March 06, 2023 | 725,951 | 19.6% |
| WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND | March 06, 2023 | 2,636,412 | 4.3% |
View SIT INVESTMENT ASSOCIATES INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| SC 13D/A | 2024-05-07 |
| SC 13D/A | 2024-05-07 |
| SC 13G/A | 2024-05-02 |
| SC 13D/A | 2024-04-09 |
| SC 13G | 2024-04-05 |
| SC 13G | 2024-04-05 |
| SC 13G | 2024-04-05 |
| SC 13G | 2024-04-05 |
| SC 13G/A | 2024-04-04 |
View SIT INVESTMENT ASSOCIATES INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.