$5.34 Billion is the total value of SIT INVESTMENT ASSOCIATES INC's 474 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was 15.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MDT | Sell | MEDTRONIC PLC | $129,975,000 | -2.9% | 1,689,745 | -15.5% | 2.43% | -2.8% |
| MSFT | Sell | MICROSOFT CORP | $119,470,000 | +20.7% | 2,153,380 | -3.7% | 2.24% | +20.9% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $104,822,000 | +4.7% | 2,267,900 | -1.4% | 1.96% | +4.9% |
| PFE | Buy | PFIZER INC | $97,216,000 | +23.0% | 3,011,645 | +19.7% | 1.82% | +23.2% |
| JPM | Sell | JPMORGAN CHASE & CO | $91,231,000 | +0.4% | 1,381,655 | -7.3% | 1.71% | +0.5% |
| WFC | Buy | WELLS FARGO & CO | $87,382,000 | +117.1% | 1,607,460 | +105.0% | 1.64% | +117.6% |
| HD | Sell | HOME DEPOT INC | $86,290,000 | -12.5% | 652,478 | -23.6% | 1.62% | -12.4% |
| PEP | Sell | PEPSICO INC | $83,085,000 | +1.2% | 831,515 | -4.5% | 1.56% | +1.3% |
| AAPL | Sell | APPLE INC | $82,754,000 | -12.1% | 786,190 | -7.9% | 1.55% | -12.0% |
| INTC | Buy | INTEL CORP | $78,423,000 | +15.1% | 2,276,440 | +0.7% | 1.47% | +15.3% |
| CVS | Buy | CVS HEALTH CORPORATION | $77,162,000 | +10.9% | 789,215 | +9.4% | 1.44% | +11.2% |
| AVGO | Sell | AVAGO TECHNOLOGIES LTD | $76,166,000 | +11.3% | 524,740 | -4.1% | 1.43% | +11.5% |
| JNJ | Sell | JOHNSON & JOHNSON | $73,869,000 | +7.1% | 719,130 | -2.7% | 1.38% | +7.3% |
| IVZ | Buy | INVESCO LTD | $66,655,000 | +86.5% | 1,990,900 | +74.0% | 1.25% | +86.8% |
| HON | Sell | HONEYWELL INTERNATIONAL INC | $63,228,000 | -3.7% | 610,490 | -12.0% | 1.18% | -3.6% |
| AMAT | Sell | APPLIED MATERIALS INC | $62,763,000 | +18.7% | 3,361,685 | -6.6% | 1.18% | +18.8% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $60,275,000 | +2.0% | 512,370 | +0.6% | 1.13% | +2.1% |
| NEE | Sell | NEXTERA ENERGY INC | $59,989,000 | +4.6% | 577,430 | -1.8% | 1.12% | +4.8% |
| SJM | Buy | JM SMUCKER CO | $59,027,000 | +14.9% | 478,571 | +6.3% | 1.10% | +15.1% |
| ABBV | Sell | ABBVIE INC | $58,935,000 | -4.0% | 994,850 | -11.9% | 1.10% | -3.9% |
| TGT | Sell | TARGET CORP | $58,415,000 | -30.9% | 804,500 | -25.1% | 1.09% | -30.8% |
| CAH | Sell | CARDINAL HEALTH INC | $58,081,000 | -0.3% | 650,620 | -14.2% | 1.09% | -0.2% |
| PG | Sell | PROCTER & GAMBLE CO | $57,836,000 | -1.7% | 728,325 | -11.0% | 1.08% | -1.5% |
| ACG | Buy | ALLIANCEBERNSTEIN INCOME FUND | $57,729,000 | +15.6% | 7,526,659 | +18.5% | 1.08% | +15.9% |
| GILD | Sell | GILEAD SCIENCES INC | $56,171,000 | -9.9% | 555,100 | -12.6% | 1.05% | -9.7% |
| WEC | Buy | WEC ENERGY GROUP INC | $55,508,000 | +0.9% | 1,081,820 | +2.7% | 1.04% | +1.1% |
| KMB | Sell | KIMBERLY CLARK CORP | $53,530,000 | -11.0% | 420,500 | -23.8% | 1.00% | -10.9% |
| DAL | Buy | DELTA AIR LINES INC | $51,117,000 | +37.1% | 1,008,425 | +21.4% | 0.96% | +37.3% |
| USB | Buy | US BANCORP | $50,957,000 | +2850.6% | 1,194,215 | +2736.3% | 0.95% | +2881.2% |
| DFS | Buy | DISCOVER FINANCIAL SERVICES | $50,473,000 | +82.9% | 941,300 | +77.3% | 0.94% | +83.1% |
| RTN | Sell | RAYTHEON CO | $50,140,000 | -0.6% | 402,633 | -12.8% | 0.94% | -0.3% |
| TEVA | Buy | TEVA PHARMACEUTICAL-SP ADRdepository recei | $49,497,000 | +33.1% | 754,065 | +14.5% | 0.93% | +33.4% |
| BDX | Sell | BECTON DICKINSON AND CO | $48,209,000 | -12.1% | 312,864 | -24.3% | 0.90% | -11.9% |
| SBUX | Sell | STARBUCKS CORP | $46,334,000 | -1.5% | 771,845 | -6.7% | 0.87% | -1.4% |
| V | Sell | VISA INC | $45,659,000 | +11.3% | 588,770 | -0.0% | 0.86% | +11.5% |
| BCE | Buy | BCE INC | $44,859,000 | -4.6% | 1,161,540 | +1.2% | 0.84% | -4.4% |
| NLSN | Buy | NIELSEN HOLDINGS PLC | $44,727,000 | +67.4% | 959,810 | +59.8% | 0.84% | +67.7% |
| TJX | Sell | TJX COS INC | $44,592,000 | -8.8% | 628,855 | -8.1% | 0.84% | -8.6% |
| GE | Buy | GENERAL ELECTRIC CO | $43,991,000 | +97.7% | 1,412,225 | +60.1% | 0.82% | +98.1% |
| OXY | Buy | OCCIDENTAL PETROLEUM CORP | $43,941,000 | +23.7% | 649,925 | +21.1% | 0.82% | +23.9% |
| MIC | Buy | MACQUARIE INFRASTRUCTURE CORP | $43,674,000 | +2.2% | 601,565 | +5.1% | 0.82% | +2.4% |
| MPC | Buy | MARATHON PETROLEUM CORP | $43,332,000 | +46.5% | 835,875 | +31.0% | 0.81% | +46.7% |
| SNA | Sell | SNAP-ON INC | $43,068,000 | -0.3% | 251,229 | -12.2% | 0.81% | -0.1% |
| PPT | Buy | PUTNAM PREMIER INCOME TRUST PP | $43,060,000 | +3.8% | 8,698,992 | +2.6% | 0.81% | +4.0% |
| EVG | Buy | EATON VANCE SHORT DUR DIVERSIF | $42,079,000 | +4.5% | 3,137,916 | +3.1% | 0.79% | +4.6% |
| SU | Buy | SUNCOR ENERGY INC | $39,654,000 | +15.6% | 1,536,985 | +19.7% | 0.74% | +15.8% |
| ZBH | Buy | ZIMMER BIOMET HLDGS INC | $39,170,000 | +13.3% | 381,809 | +3.8% | 0.73% | +13.5% |
| ACN | Sell | ACCENTURE PLC | $38,726,000 | +6.2% | 370,580 | -0.1% | 0.72% | +6.3% |
| ABT | Sell | ABBOTT LABORATORIES | $38,520,000 | +10.9% | 857,715 | -0.7% | 0.72% | +11.1% |
| HTR | Buy | BROOKFIELD TOTAL RETURN FUND H | $37,930,000 | +10.1% | 1,728,006 | +7.0% | 0.71% | +10.2% |
| BRX | Buy | BRIXMOR PPTY GROUP INC | $37,775,000 | +14.9% | 1,463,025 | +4.5% | 0.71% | +15.0% |
| DOW | New | DOW CHEM CO | $37,097,000 | – | 720,610 | +100.0% | 0.69% | – |
| HIG | Sell | HARTFORD FINL SVCS GROUP | $36,676,000 | -5.6% | 843,900 | -0.5% | 0.69% | -5.4% |
| AGU | Buy | AGRIUM INC | $36,649,000 | +7.3% | 410,215 | +7.5% | 0.69% | +7.5% |
| BKT | Buy | BLACKROCK INCOME TRUST BKT | $36,082,000 | +7.8% | 5,655,511 | +6.6% | 0.68% | +7.8% |
| LMT | Sell | LOCKHEED MARTIN CORP | $34,090,000 | -21.2% | 156,990 | -24.8% | 0.64% | -21.1% |
| HRB | Sell | BLOCK H & R INC | $33,912,000 | -11.3% | 1,018,085 | -3.6% | 0.64% | -11.1% |
| MRK | Sell | MERCK & CO INC | $33,743,000 | -11.8% | 638,825 | -17.5% | 0.63% | -11.6% |
| PIM | Buy | PUTNAM MASTER INTERMEDIATE INC | $33,642,000 | +7.0% | 7,393,886 | +6.0% | 0.63% | +7.1% |
| MMM | Sell | 3M CO | $33,497,000 | -20.5% | 222,365 | -25.2% | 0.63% | -20.4% |
| PRU | Sell | PRUDENTIAL FINANCIAL INC | $32,540,000 | -8.1% | 399,700 | -14.0% | 0.61% | -8.0% |
| TYG | Buy | TORTOISE ENERGY INFRSTRCT | $32,272,000 | +3.7% | 1,160,021 | +1.0% | 0.60% | +3.8% |
| GOOGL | New | ALPHABET INCcl a | $32,206,000 | – | 41,395 | +100.0% | 0.60% | – |
| UNP | Buy | UNION PACIFIC CORP | $31,380,000 | +14.3% | 401,285 | +29.2% | 0.59% | +14.4% |
| SMG | Buy | SCOTTS MIRACLE GRO CO | $31,163,000 | +6.7% | 483,075 | +0.6% | 0.58% | +6.8% |
| SWKS | Sell | SKYWORKS SOLUTIONS INC | $30,963,000 | -9.5% | 403,005 | -0.8% | 0.58% | -9.2% |
| CNP | Sell | CENTERPOINT ENERGY INC | $30,657,000 | -25.0% | 1,669,775 | -26.3% | 0.57% | -24.9% |
| DUC | Sell | DUFF & PHELPS UTILITY AND CORP | $30,495,000 | -8.2% | 3,318,233 | -5.3% | 0.57% | -8.1% |
| PM | Buy | PHILIP MORRIS INTERNATIONAL IN | $30,180,000 | +720.6% | 343,310 | +640.5% | 0.56% | +718.8% |
| GPC | Buy | GENUINE PARTS CO | $30,066,000 | +40.8% | 350,050 | +35.9% | 0.56% | +41.1% |
| ARE | Buy | ALEXANDRIA REAL ESTATE EQ | $29,887,000 | +74617.5% | 330,755 | +69532.6% | 0.56% | +55900.0% |
| FTF | Sell | FRANKLIN LIMITED DURATION INCO | $29,807,000 | -8.7% | 2,780,524 | -7.2% | 0.56% | -8.7% |
| ACE | Sell | ACE LTDord | $28,894,000 | +8.0% | 247,275 | -4.4% | 0.54% | +8.2% |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $28,766,000 | -32.9% | 298,930 | -31.2% | 0.54% | -32.8% |
| UTG | New | REAVES UTIL INCOME FD UTG | $28,455,000 | – | 1,095,693 | +100.0% | 0.53% | – |
| EGF | Sell | BLACKROCK ENHANCED GOVERNMENT | $27,942,000 | -5.3% | 2,047,024 | -4.4% | 0.52% | -5.3% |
| MIN | Buy | MFS INTER INC TRUST MIN | $27,213,000 | +8.0% | 5,954,732 | +7.5% | 0.51% | +8.1% |
| TWX | Sell | TIME WARNER INC | $26,907,000 | -55.5% | 416,070 | -52.7% | 0.50% | -55.4% |
| 3106PS | Sell | DELPHI AUTOMOTIVE PLC | $25,985,000 | +4.0% | 303,100 | -7.8% | 0.49% | +4.1% |
| O | New | REALTY INCOME CORP | $25,570,000 | – | 495,250 | +100.0% | 0.48% | – |
| GD | Sell | GENERAL DYNAMICS CORP | $25,252,000 | -30.6% | 183,840 | -30.3% | 0.47% | -30.4% |
| EVV | Sell | EATON VANCE LIMITED DURATION I | $24,150,000 | -2.8% | 1,892,648 | -3.4% | 0.45% | -2.6% |
| LYB | Sell | LYONDELLBASELL INDUSTRIES | $23,274,000 | -10.6% | 267,830 | -14.2% | 0.44% | -10.5% |
| FDX | Buy | FEDEX CORP | $23,076,000 | +607.0% | 154,885 | +583.2% | 0.43% | +608.2% |
| BTZ | Buy | BLACKROCK CREDIT ALLOCATION IN | $22,234,000 | +2.9% | 1,801,799 | +1.5% | 0.42% | +3.0% |
| ADP | Sell | AUTOMATIC DATA PROCESSING INC | $22,189,000 | -18.7% | 261,910 | -22.9% | 0.42% | -18.6% |
| PACW | Sell | PACWEST BANCORP DEL | $22,025,000 | -46.9% | 511,025 | -47.3% | 0.41% | -46.9% |
| M | Sell | MACYS INC | $20,624,000 | -50.2% | 589,590 | -27.0% | 0.39% | -50.2% |
| BOI | Buy | BROOKFIELD MTG OPP INC FD BOI | $19,753,000 | +82.3% | 1,339,178 | +82.1% | 0.37% | +82.3% |
| CRF | Sell | CORNERSTONE TOTAL RETURN CRF | $18,280,000 | -9.2% | 1,082,290 | -13.6% | 0.34% | -9.0% |
| PCI | Buy | PIMCO DYNAMIC CRED INC FD PCI | $17,588,000 | +26.0% | 975,483 | +27.7% | 0.33% | +26.1% |
| FMY | Sell | FIRST TRUST MORTGAGE INCOME FU | $17,350,000 | +0.9% | 1,193,259 | -0.9% | 0.32% | +1.2% |
| VR | Sell | VALIDUS HOLDINGS LTD | $17,008,000 | -1.5% | 367,425 | -4.1% | 0.32% | -1.5% |
| XLNX | Sell | XILINX INC | $16,794,000 | +4.3% | 357,550 | -5.9% | 0.31% | +4.3% |
| BHK | Buy | BLACKROCK CORE BOND TRUST BHK | $16,369,000 | +1.4% | 1,294,986 | +3.6% | 0.31% | +1.3% |
| ERC | Buy | WELLS FARGO MULTI-SECTOR INCOM | $16,017,000 | +3.6% | 1,414,910 | +3.9% | 0.30% | +3.8% |
| JHS | Buy | JOHN HANCOCK INCOME SECURITIES | $15,255,000 | +12.9% | 1,135,907 | +17.2% | 0.29% | +13.0% |
| PFN | Buy | PIMCO INCOME STRATEGY FUND II | $15,114,000 | +120.4% | 1,723,368 | +122.1% | 0.28% | +121.1% |
| UMPQ | Buy | UMPQUA HLDGS CORP | $14,977,000 | +16179.3% | 941,950 | +16645.8% | 0.28% | +13900.0% |
| DSW | Sell | DSW INC | $14,689,000 | -39.2% | 615,614 | -35.6% | 0.28% | -39.2% |
| AMP | Sell | AMERIPRISE FINANCIAL INC | $14,665,000 | -50.5% | 137,800 | -49.2% | 0.28% | -50.3% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $14,196,000 | +7491.4% | 147,770 | +6936.7% | 0.27% | +8766.7% |
| JMM | Buy | NUVEEN MULTI-MARKET INCOME FD | $13,889,000 | +8.6% | 1,956,221 | +6.3% | 0.26% | +8.8% |
| CELG | Sell | CELGENE CORP | $13,826,000 | +7.8% | 115,445 | -2.7% | 0.26% | +7.9% |
| PII | Buy | POLARIS INDUSTRIES INC | $13,621,000 | +76.5% | 158,480 | +146.1% | 0.26% | +77.1% |
| NTG | Buy | TORTOISE MLP FD INC NTG | $13,178,000 | +40.7% | 759,094 | +48.4% | 0.25% | +41.1% |
| ECL | Sell | ECOLAB INC | $13,162,000 | +0.4% | 115,075 | -3.7% | 0.25% | +0.4% |
| SGL | Buy | STRATEGIC GLOBAL INCOME F SGL | $12,301,000 | +50.5% | 1,404,224 | +36.3% | 0.23% | +50.3% |
| ADM | Sell | ARCHER DANIELS MIDLAND CO | $12,089,000 | -29.1% | 329,575 | -19.8% | 0.23% | -29.2% |
| AGN | Sell | ALLERGAN INC | $11,791,000 | +5.7% | 37,730 | -8.0% | 0.22% | +6.2% |
| DHG | Sell | DEUTSCHE HIGH INCOME OPPORT FD | $11,790,000 | -38.1% | 902,724 | -37.6% | 0.22% | -37.9% |
| TUP | Buy | TUPPERWARE BRANDS CORP | $11,507,000 | +13932.9% | 206,767 | +12431.3% | 0.22% | +10650.0% |
| GOOG | New | ALPHABET INCcl c | $11,257,000 | – | 14,834 | +100.0% | 0.21% | – |
| KYN | Buy | KAYNE ANDERSON MLP INVT CO KY | $11,140,000 | -23.0% | 644,300 | +3.2% | 0.21% | -22.6% |
| IP | Sell | INTERNATIONAL PAPER CO | $10,749,000 | -73.0% | 285,125 | -73.0% | 0.20% | -73.0% |
| GFY | Sell | WESTERN ASSET VARIABLE RATE ST | $10,412,000 | -25.2% | 657,756 | -26.6% | 0.20% | -25.0% |
| EMO | Buy | CLEARBRIDGE ENERGY MLP OPP FD | $10,374,000 | +17.1% | 818,796 | +33.2% | 0.19% | +16.9% |
| ADBE | Sell | ADOBE SYSTEMS INC | $10,303,000 | +8.0% | 109,675 | -5.5% | 0.19% | +8.4% |
| PDI | Sell | PIMCO DYNAMIC INCOME FUND PDI | $10,233,000 | -34.4% | 374,006 | -31.0% | 0.19% | -34.2% |
| KTF | Sell | DEUTSCHE MUNICIPAL INCOME TRUS | $9,960,000 | -5.6% | 738,884 | -8.4% | 0.19% | -5.6% |
| JMF | Buy | NUVEEN ENERGY MLP TOT RT FD J | $9,897,000 | +15.3% | 891,590 | +30.5% | 0.18% | +15.6% |
| PCLN | Sell | PRICELINE.COM INC | $9,758,000 | -0.1% | 7,654 | -3.1% | 0.18% | 0.0% |
| PFL | Buy | PIMCO INCOME STRATEGY FUND PFL | $9,796,000 | +39.3% | 1,005,793 | +38.5% | 0.18% | +39.7% |
| BBN | Buy | BLACKROCK TAXABLE MUNI BOND TR | $9,337,000 | +33.8% | 445,065 | +28.7% | 0.18% | +34.6% |
| ALXN | Sell | ALEXION PHARMACEUTICALS INC | $9,036,000 | +20.3% | 47,370 | -1.4% | 0.17% | +20.7% |
| FB | Sell | FACEBOOK INC-A | $8,787,000 | +12.8% | 83,960 | -3.1% | 0.16% | +13.0% |
| LG | Sell | LACLEDE GROUP INC | $8,668,000 | -74.4% | 145,905 | -76.5% | 0.16% | -74.4% |
| FEN | Buy | FIRST TR ENERGY INC & GRWTH FD | $8,607,000 | +2.9% | 374,239 | +13.6% | 0.16% | +3.2% |
| BTA | Sell | BLACKROCK LONG-TERM MUNICIPAL | $8,562,000 | +1.2% | 744,482 | -3.1% | 0.16% | +1.3% |
| CTSH | Sell | COGNIZANT TECH SOLUTIONScl a | $8,451,000 | -5.8% | 140,805 | -1.8% | 0.16% | -6.0% |
| NBD | Buy | NUVEEN BUILD AMERICA BOND OPPO | $8,308,000 | +29.3% | 409,476 | +23.8% | 0.16% | +30.0% |
| NKE | Buy | NIKE INCcl b | $8,191,000 | -2.9% | 131,055 | +91.1% | 0.15% | -3.2% |
| ULTI | ULTIMATE SOFTWARE GROUP INC | $8,070,000 | +9.2% | 41,275 | 0.0% | 0.15% | +9.4% | |
| GS | Sell | GOLDMAN SACHS GROUP INC | $7,936,000 | -79.0% | 44,035 | -79.8% | 0.15% | -78.9% |
| JHP | Buy | NUVEEN QUALITY PREFERRED INCOM | $7,864,000 | +1327.2% | 926,215 | +1248.2% | 0.15% | +1370.0% |
| ANSS | Sell | ANSYS INC | $7,795,000 | +3.6% | 84,275 | -1.3% | 0.15% | +3.5% |
| CTR | Buy | CLEARBRIDGE ENERGY MLP TR CTR | $7,747,000 | +7.7% | 629,334 | +20.3% | 0.14% | +7.4% |
| CIEN | Sell | CIENA CORP | $7,769,000 | -3.9% | 375,510 | -3.7% | 0.14% | -4.0% |
| CSI | Buy | CUTWATER SELECT INCOME FUND CS | $7,515,000 | +99.0% | 411,552 | +108.0% | 0.14% | +98.6% |
| NQI | Buy | NUVEEN QUAL MUNI FD INC NQI | $7,413,000 | +48.8% | 543,496 | +42.0% | 0.14% | +49.5% |
| SBAC | Sell | SBA COMMUNICATIONS CORP | $7,313,000 | -1.3% | 69,605 | -1.6% | 0.14% | -1.4% |
| SLB | Buy | SCHLUMBERGER LTD | $7,174,000 | +1.2% | 102,850 | +0.1% | 0.13% | +1.5% |
| EFX | Sell | EQUIFAX INC | $7,081,000 | +8.9% | 63,580 | -5.0% | 0.13% | +9.0% |
| MIE | Buy | COHEN & STEERS MLP INC & ENG O | $7,118,000 | +43.5% | 680,482 | +63.6% | 0.13% | +43.0% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $7,015,000 | +13.3% | 49,455 | -2.4% | 0.13% | +12.9% |
| VKI | Buy | INVESCO ADVANTAGE MUNICIPAL IN | $6,474,000 | +16.6% | 549,579 | +12.3% | 0.12% | +16.3% |
| MMT | Buy | MFS MULTIMARKET INCOME TRUST M | $6,377,000 | +124.6% | 1,157,379 | +127.9% | 0.12% | +124.5% |
| VMO | Buy | INVESCO MUNICIPAL OPPORTUNITY | $6,041,000 | +5.2% | 458,686 | +0.5% | 0.11% | +5.6% |
| ESRX | Sell | EXPRESS SCRIPTS HOLDING CO | $5,941,000 | +5.7% | 67,967 | -2.1% | 0.11% | +5.7% |
| WCN | Sell | WASTE CONNECTIONS INC | $5,877,000 | +2.9% | 104,350 | -11.2% | 0.11% | +2.8% |
| ULTA | ULTA SALON COSMETICS & FRAG | $5,818,000 | +13.3% | 31,450 | 0.0% | 0.11% | +13.5% | |
| ACHC | Buy | ACADIA HEALTHCARE COMPANY | $5,824,000 | +2.5% | 93,250 | +8.7% | 0.11% | +2.8% |
| SPE | SPECIAL OPPORTUNITIES FD SPE | $5,786,000 | -6.2% | 438,323 | 0.0% | 0.11% | -6.1% | |
| EHI | Buy | WESTERN ASSET GLOBAL HIGH INCO | $5,737,000 | +6.0% | 657,906 | +9.0% | 0.11% | +5.9% |
| EL | Buy | LAUDER ESTEE COS INC | $5,611,000 | +50.8% | 63,720 | +38.2% | 0.10% | +50.0% |
| WEA | Buy | WESTERN ASSET PREMIER WEA | $5,544,000 | -0.3% | 455,900 | +2.1% | 0.10% | 0.0% |
| SBW | Buy | WESTERN ASSET WORLDWIDE INC FD | $5,531,000 | +121.6% | 548,752 | +116.1% | 0.10% | +121.3% |
| MFL | Sell | BLACKROCK MUNIHOLDINGS INVESTM | $5,539,000 | +0.2% | 381,216 | -2.6% | 0.10% | +1.0% |
| DEO | Buy | DIAGEO PLC ADRdepository recei | $5,468,000 | +3.6% | 50,130 | +2.4% | 0.10% | +3.0% |
| ALK | ALASKA AIR GROUP INC | $5,388,000 | +1.3% | 66,925 | 0.0% | 0.10% | +2.0% | |
| NPM | Sell | NUVEEN PREMIUM INCOME MUNICIPA | $5,320,000 | -7.9% | 367,917 | -13.1% | 0.10% | -7.4% |
| CBA | Buy | CLEARBRIDGE AMER ENG MLP FD C | $5,327,000 | +1.9% | 650,408 | +19.3% | 0.10% | +2.0% |
| MCK | Sell | MCKESSON CORP | $5,235,000 | -1.2% | 26,545 | -7.3% | 0.10% | -1.0% |
| EXD | Sell | EATON VANCE TAX ADV FD EXD | $5,207,000 | +0.8% | 414,248 | -2.1% | 0.10% | 0.0% |
| MCR | Sell | MFS CHARTER INCOME TRUST MCR | $5,140,000 | -61.9% | 674,561 | -61.3% | 0.10% | -61.9% |
| SBNY | Sell | SIGNATURE BANK NY | $5,092,000 | +7.8% | 33,200 | -3.3% | 0.10% | +8.0% |
| GHI | Buy | GLOBAL HIGH INCOME FUND GHI | $5,057,000 | +123.7% | 594,958 | +103.1% | 0.10% | +126.2% |
| MIY | Sell | BLACKROCK MUNIYIELD MI QUALITY | $5,029,000 | +3.2% | 360,274 | -2.6% | 0.09% | +3.3% |
| AMSG | Buy | AMSURG CORP | $4,944,000 | +71.8% | 65,050 | +75.7% | 0.09% | +72.2% |
| SYNA | SYNAPTICS INC | $4,891,000 | -2.6% | 60,875 | 0.0% | 0.09% | -2.1% | |
| DNKN | Buy | DUNKIN BRANDS GROUP INC | $4,681,000 | +43.3% | 109,900 | +64.8% | 0.09% | +44.3% |
| CMG | Buy | CHIPOTLE MEXICAN GRILL INC | $4,610,000 | -6.1% | 9,607 | +40.9% | 0.09% | -6.5% |
| VBF | Buy | INVESCO BD FD VBF | $4,567,000 | +3.3% | 259,921 | +3.7% | 0.08% | +2.4% |
| DIS | Sell | DISNEY WALT CO | $4,412,000 | -0.6% | 41,985 | -3.3% | 0.08% | 0.0% |
| VGM | Buy | INVESCO TRUST FOR INVESTMENT G | $4,327,000 | +3.9% | 324,586 | +0.8% | 0.08% | +3.8% |
| MFT | Buy | BLACKROCK MUNIYIELD INVESTMENT | $4,351,000 | +14.5% | 308,597 | +9.7% | 0.08% | +14.1% |
| NBB | Sell | NUVEEN BUILD AMERICAN BOND TER | $4,338,000 | -0.5% | 215,906 | -2.7% | 0.08% | 0.0% |
| MUS | Buy | BLACKROCK MUNIHOLDNGS QUAL FUN | $4,352,000 | +18.4% | 316,985 | +11.4% | 0.08% | +17.4% |
| FRC | Sell | FIRST REPUBLIC BANK/CA | $4,294,000 | -7.6% | 65,000 | -12.2% | 0.08% | -8.0% |
| VMM | Buy | DELAWARE INVESTMENTS MN MUNICI | $4,284,000 | +4.6% | 321,350 | +3.2% | 0.08% | +3.9% |
| AZPN | ASPEN TECHNOLOGY INC | $4,220,000 | -0.4% | 111,755 | 0.0% | 0.08% | 0.0% | |
| ICB | MORGAN STANLEY INCOME SECURITI | $4,224,000 | -2.9% | 250,392 | 0.0% | 0.08% | -2.5% | |
| OA | ORBITAL ATK INC | $4,244,000 | +24.3% | 47,500 | 0.0% | 0.08% | +23.4% | |
| IQI | Buy | INVESCO QUALITY MUNICIPAL INCO | $4,186,000 | +23.4% | 329,846 | +18.1% | 0.08% | +23.8% |
| BUD | Sell | ANHEUSER BUSCH INBEV SA/N ADRdepository recei | $4,173,000 | +1.4% | 33,385 | -13.8% | 0.08% | +1.3% |
| DSM | Buy | DREYFUS STRATEGIC MUNICIPAL BO | $4,043,000 | +5.6% | 500,976 | +2.2% | 0.08% | +5.6% |
| EEFT | EURONET WORLDWIDE INC | $3,987,000 | -2.3% | 55,050 | 0.0% | 0.08% | -1.3% | |
| INCY | Sell | INCYTE CORP | $4,008,000 | -4.3% | 36,960 | -2.6% | 0.08% | -3.8% |
| JLS | Buy | NUVEEN MORTGAGE OPPORTUNITY TE | $4,016,000 | +3.0% | 176,844 | +1.6% | 0.08% | +2.7% |
| FMO | Buy | FIDUCIARY CLAYMORE MLP OPP FD | $3,909,000 | +61.7% | 301,165 | +94.9% | 0.07% | +62.2% |
| MUE | Buy | BLACKROCK MUNIHOLDINGS QUALITY | $3,900,000 | +2.9% | 286,581 | +0.1% | 0.07% | +2.8% |
| VKQ | Buy | INVESCO MUNICIPAL TRUST VKQ | $3,697,000 | +17.4% | 289,469 | +12.9% | 0.07% | +16.9% |
| SRCL | STERICYCLE INC | $3,558,000 | -13.4% | 29,500 | 0.0% | 0.07% | -13.0% | |
| CATM | Buy | CARDTRONICS INC | $3,558,000 | +4.2% | 105,750 | +1.2% | 0.07% | +4.7% |
| SRV | Buy | CUSHING MLP TOTAL RET FD SRV | $3,508,000 | +14.9% | 328,803 | +26.6% | 0.07% | +15.8% |
| ANET | Buy | ARISTA NETWORKS INC | $3,507,000 | +67.1% | 45,050 | +31.3% | 0.07% | +69.2% |
| ORCL | Sell | ORACLE CORP | $3,500,000 | -42.1% | 95,825 | -42.8% | 0.07% | -41.6% |
| ZTR | Sell | ZWEIG TOTAL RETURN FD INC ZTR | $3,470,000 | -86.5% | 284,891 | -87.3% | 0.06% | -86.4% |
| AMG | Buy | AFFILIATED MANAGERS GROUP INC | $3,475,000 | -6.0% | 21,750 | +0.6% | 0.06% | -5.8% |
| AJG | Buy | GALLAGHER ARTHUR J & CO | $3,339,000 | +6.2% | 81,555 | +7.1% | 0.06% | +6.8% |
| ITW | Sell | ILLINOIS TOOL WORKS INC | $3,305,000 | -86.4% | 35,660 | -87.9% | 0.06% | -86.4% |
| EA | New | ELECTRONIC ARTS INC | $3,234,000 | – | 47,065 | +100.0% | 0.06% | – |
| NSRGY | Buy | NESTLE SA-SPONS ADRdepository recei | $3,236,000 | +4.2% | 43,480 | +5.3% | 0.06% | +5.2% |
| MYL | Sell | MYLAN NV | $3,198,000 | +31.0% | 59,150 | -2.5% | 0.06% | +30.4% |
| HYF | New | MANAGED HIGH YLD PLUS FD HYF | $3,172,000 | – | 1,802,527 | +100.0% | 0.06% | – |
| MGF | Buy | MFS GOVERNMENT MARKETS INCOME | $3,169,000 | +6.0% | 597,963 | +7.4% | 0.06% | +5.4% |
| MYI | BLACKROCK MUNIYIELD QUALITY FU | $3,083,000 | +5.4% | 209,272 | 0.0% | 0.06% | +5.5% | |
| HSBC | Buy | HSBC HOLDINGS PLC ADRdepository recei | $3,081,000 | +4.5% | 78,050 | +0.3% | 0.06% | +5.5% |
| JMT | Buy | NUVEEN MORTGAGE OPPORTUNITY TE | $2,972,000 | +2.8% | 133,353 | +0.1% | 0.06% | +3.7% |
| PCN | Buy | PIMCO CORPORATE INCOME FD PCN | $2,998,000 | +24.4% | 223,697 | +22.0% | 0.06% | +24.4% |
| MANH | MANHATTAN ASSOCIATES INC | $2,921,000 | +6.2% | 44,150 | 0.0% | 0.06% | +7.8% | |
| NPI | Buy | NUVEEN PREM INCOME MUN FD NPI | $2,879,000 | +49.5% | 204,216 | +42.1% | 0.05% | +50.0% |
| ASGN | ON ASSIGNMENT INC | $2,872,000 | +21.8% | 63,900 | 0.0% | 0.05% | +22.7% | |
| GIII | G-III APPAREL GROUP LTD | $2,858,000 | -28.2% | 64,566 | 0.0% | 0.05% | -27.0% | |
| HUM | Sell | HUMANA INC | $2,844,000 | -5.7% | 15,930 | -5.4% | 0.05% | -5.4% |
| FDI | Buy | FORT DEARBORN INCOME SECURITIE | $2,751,000 | +399.3% | 189,582 | +385.1% | 0.05% | +420.0% |
| KED | Buy | KAYNE ANDERSON ENERGY DEV CO | $2,787,000 | +21.9% | 158,691 | +48.5% | 0.05% | +20.9% |
| NVG | Buy | NUVEEN DIVIDEND ADVANTAGE MUNI | $2,757,000 | +52.4% | 190,433 | +46.7% | 0.05% | +52.9% |
| VPV | Sell | INVESCO PA VALUE MUNICIPAL INC | $2,756,000 | +3.5% | 215,009 | -1.0% | 0.05% | +4.0% |
| LEO | Sell | DREYFUS STRATEGIC MUNICIPALS L | $2,557,000 | -6.1% | 299,399 | -10.1% | 0.05% | -5.9% |
| DKS | Sell | DICKS SPORTING GOODS INC | $2,502,000 | -64.5% | 70,775 | -50.2% | 0.05% | -64.4% |
| MUH | Sell | BLACKROCK MUNIHOLDINGS FUND II | $2,521,000 | -5.5% | 164,233 | -8.1% | 0.05% | -6.0% |
| ITT | ITT CORP | $2,482,000 | +8.7% | 68,325 | 0.0% | 0.05% | +7.0% | |
| LGF | LIONS GATE ENTMNT CORP | $2,454,000 | -12.0% | 75,775 | 0.0% | 0.05% | -11.5% | |
| HCSG | HEALTHCARE SERVICES GRP INC | $2,464,000 | +3.5% | 70,650 | 0.0% | 0.05% | +2.2% | |
| ING | Buy | ING GROEP N V ADRdepository recei | $2,442,000 | +6.3% | 181,440 | +11.6% | 0.05% | +7.0% |
| IONS | New | IONIS PHARMACEUTICALS INC | $2,423,000 | – | 39,125 | +100.0% | 0.04% | – |
| CCE | COCA-COLA ENTERPRISES INC | $2,408,000 | +1.9% | 48,900 | 0.0% | 0.04% | +2.3% | |
| BIIB | Sell | BIOGEN INC | $2,348,000 | +2.3% | 7,665 | -2.5% | 0.04% | +2.3% |
| MQT | Sell | BLACKROCK MUNIYIELD QUALITY FU | $2,351,000 | -3.8% | 177,005 | -7.7% | 0.04% | -4.3% |
| FAM | Buy | FIRST TR ABERDEEN GLB FAM | $2,312,000 | +855.4% | 228,249 | +814.4% | 0.04% | +760.0% |
| PYPL | New | PAYPAL HLDGS INC | $2,275,000 | – | 62,835 | +100.0% | 0.04% | – |
| STE | New | STERIS PLC | $2,294,000 | – | 30,450 | +100.0% | 0.04% | – |
| MAR | MARRIOTT INTERNATIONAL INC/DEcl a | $2,268,000 | -1.7% | 33,832 | 0.0% | 0.04% | -2.3% | |
| ALGN | ALIGN TECHNOLOGY INC | $2,239,000 | +16.0% | 34,000 | 0.0% | 0.04% | +16.7% | |
| CLR | Sell | CONTINENTAL RESOURCES INC | $2,166,000 | -23.0% | 94,260 | -3.0% | 0.04% | -22.6% |
| CEM | New | CLEARBRIDGE ENERGY MLP FD CE | $2,173,000 | – | 143,166 | +100.0% | 0.04% | – |
| MBBYF | Buy | MOBILEYE N V AMSTELVEEN | $2,196,000 | +11.1% | 51,950 | +19.5% | 0.04% | +10.8% |
| FEI | Buy | FIRST TR MLP & ENERGY INC FE | $2,137,000 | +34.3% | 161,654 | +61.5% | 0.04% | +33.3% |
| MZF | Buy | MANAGED DURATION INVESTMENT GR | $2,110,000 | +22.7% | 153,333 | +18.9% | 0.04% | +25.0% |
| GPORQ | Sell | GULFPORT ENERGY CORP | $2,087,000 | -18.7% | 84,960 | -1.8% | 0.04% | -18.8% |
| EMD | Sell | WESTERN ASSET EMRG MKT DE ESD | $2,049,000 | -7.6% | 149,237 | -10.4% | 0.04% | -7.3% |
| SMM | Buy | SALIENT MIDSTREAM & MLP FD SM | $2,005,000 | -1.8% | 210,428 | +44.2% | 0.04% | 0.0% |
| JTP | New | NUVEEN QUALITY PREFERRED INCOM | $1,978,000 | – | 238,886 | +100.0% | 0.04% | – |
| NMS | Sell | NUVEEN MN MUNI INCOME FD NMS | $1,991,000 | -1.3% | 136,419 | -1.6% | 0.04% | -2.6% |
| BAH | Buy | BOOZ ALLEN HAMILTON HLDG | $1,920,000 | +58.3% | 62,225 | +34.5% | 0.04% | +56.5% |
| SNCR | Buy | SYNCHRONOSS TECHNOLOGIES | $1,921,000 | +21.0% | 54,525 | +12.6% | 0.04% | +20.0% |
| VGI | VIRTUS GLOBAL MULTI-SEC INC FD | $1,865,000 | -1.2% | 131,981 | 0.0% | 0.04% | 0.0% | |
| DST | Sell | DST SYS INC DEL | $1,841,000 | +7.7% | 16,140 | -0.8% | 0.03% | +6.2% |
| NCZ | Buy | ALLIANZGI CONV & INCOME FD II | $1,791,000 | +631.0% | 354,725 | +663.6% | 0.03% | +580.0% |
| NCV | Buy | ALLIANZGI CONV & INCOME FD NC | $1,793,000 | +547.3% | 323,656 | +580.9% | 0.03% | +580.0% |
| EME | EMCOR GROUP INC | $1,822,000 | +8.6% | 37,925 | 0.0% | 0.03% | +9.7% | |
| SLH | SOLERA HOLDINGS INC | $1,803,000 | +1.6% | 32,875 | 0.0% | 0.03% | +3.0% | |
| R | Sell | RYDER SYS INC | $1,797,000 | -95.6% | 31,625 | -94.3% | 0.03% | -95.6% |
| RHHBY | Sell | ROCHE HLDG LTD- SPONS ADRdepository recei | $1,804,000 | -19.2% | 52,340 | -22.8% | 0.03% | -19.0% |
| KTWO | Buy | K2M GROUP HLDGS INC | $1,724,000 | +125.7% | 87,350 | +112.8% | 0.03% | +128.6% |
| ICE | INTERCONTINENTALEXCHANGE INC | $1,717,000 | +9.1% | 6,700 | 0.0% | 0.03% | +10.3% | |
| CASY | CASEYS GENERAL STORES INC | $1,692,000 | +17.0% | 14,050 | 0.0% | 0.03% | +18.5% | |
| FPL | Buy | FIRST TR NEW OPP MLP & ENG FD | $1,709,000 | -10.8% | 158,666 | +2.9% | 0.03% | -11.1% |
| DSU | Sell | BLACKROCK DEBT STRATEGIES FD D | $1,676,000 | -49.0% | 497,476 | -49.5% | 0.03% | -49.2% |
| NHF | New | NEXPOINT CRED STRAT FD NHF | $1,653,000 | – | 80,854 | +100.0% | 0.03% | – |
| ABCO | Buy | ADVISORY BRD CO | $1,648,000 | +10.3% | 33,225 | +1.3% | 0.03% | +10.7% |
| VRTX | VERTEX PHARMACEUTICALS INC | $1,674,000 | +20.9% | 13,300 | 0.0% | 0.03% | +19.2% | |
| SVVC | Sell | FIRSTHAND TECHNOLOGY VALUE FUN | $1,588,000 | -36.3% | 194,398 | -33.6% | 0.03% | -36.2% |
| TMH | TEAM HEALTH HOLDINGS INC | $1,598,000 | -18.8% | 36,400 | 0.0% | 0.03% | -18.9% | |
| AMCX | AMC NETWORKS INC | $1,598,000 | +2.0% | 21,400 | 0.0% | 0.03% | +3.4% | |
| LCM | Buy | ADVENT CLAYMORE ENH GRW & LCM | $1,627,000 | +113.0% | 196,795 | +111.3% | 0.03% | +114.3% |
| ECF | Sell | ELLSWORTH GROWTH & INCOME ECF | $1,551,000 | -26.2% | 200,098 | -25.6% | 0.03% | -25.6% |
| AMBA | Buy | AMBARELLA INC | $1,541,000 | +32.0% | 27,650 | +36.9% | 0.03% | +31.8% |
| DNIF | New | DIVIDEND & INCOME FD INC DNI | $1,567,000 | – | 142,368 | +100.0% | 0.03% | – |
| PKI | PERKINELMER INC | $1,563,000 | +16.6% | 29,175 | 0.0% | 0.03% | +16.0% | |
| WNR | Buy | WESTERN REFINING INC | $1,549,000 | -5.3% | 43,475 | +17.3% | 0.03% | -6.5% |
| BCRX | Buy | BIOCRYST PHARMACEUTICALS | $1,550,000 | -3.9% | 150,175 | +6.1% | 0.03% | -3.3% |
| SKX | Buy | SKECHERS U S A INC | $1,571,000 | -6.1% | 52,000 | +316.8% | 0.03% | -6.5% |
| TYC | TYCO INTERNATIONAL PLC | $1,566,000 | -4.7% | 49,100 | 0.0% | 0.03% | -6.5% | |
| NVAX | Buy | NOVAVAX INC | $1,572,000 | +54.9% | 187,400 | +30.5% | 0.03% | +52.6% |
| SCOR | COMSCORE INC | $1,496,000 | -10.8% | 36,350 | 0.0% | 0.03% | -9.7% | |
| MCO | Sell | MOODYS CORP | $1,515,000 | -92.3% | 15,100 | -92.5% | 0.03% | -92.4% |
| CEN | Sell | CENTER COAST MLP & INFRST CEN | $1,509,000 | -13.7% | 149,139 | -0.5% | 0.03% | -15.2% |
| CSL | Sell | CARLISLE COS INC | $1,430,000 | +1.0% | 16,125 | -0.5% | 0.03% | +3.8% |
| FINL | Sell | FINISH LINE INC | $1,450,000 | -8.8% | 80,200 | -2.7% | 0.03% | -10.0% |
| HALO | HALOZYME THERAPEUTICS INC | $1,427,000 | +29.0% | 82,350 | 0.0% | 0.03% | +28.6% | |
| EOG | Sell | EOG RESOURCES INC | $1,423,000 | -7.1% | 20,095 | -4.5% | 0.03% | -6.9% |
| CF | Buy | CF INDUSTRIES HOLDINGS INC | $1,367,000 | +61.4% | 33,500 | +77.5% | 0.03% | +62.5% |
| CNC | Buy | CENTENE CORP | $1,415,000 | +62.1% | 21,500 | +33.5% | 0.03% | +62.5% |
| KO | COCA-COLA CO/THE | $1,402,000 | +7.1% | 32,625 | 0.0% | 0.03% | +8.3% | |
| BWLD | BUFFALO WILD WINGS INC | $1,415,000 | -17.5% | 8,865 | 0.0% | 0.03% | -18.8% | |
| TNDM | Buy | TANDEM DIABETES CARE INC | $1,340,000 | +56.0% | 113,500 | +16.5% | 0.02% | +56.2% |
| NML | Buy | NEUBERGER BERMAN MLP INCO NML | $1,348,000 | -18.6% | 165,209 | +19.4% | 0.02% | -19.4% |
| NXJ | New | NUVEEN NJ DIVIDEND ADVANTAGE M | $1,360,000 | – | 100,740 | +100.0% | 0.02% | – |
| DOC | PHYSICIANS RLTY TR | $1,312,000 | +11.8% | 77,825 | 0.0% | 0.02% | +13.6% | |
| COL | ROCKWELL COLLINS INC | $1,311,000 | +12.8% | 14,200 | 0.0% | 0.02% | +13.6% | |
| JAZZ | JAZZ PHARMACEUTICALS PLC | $1,349,000 | +5.8% | 9,600 | 0.0% | 0.02% | +4.2% | |
| TTP | New | TORTOISE PIPELINE & ENERGY FD | $1,283,000 | – | 88,390 | +100.0% | 0.02% | – |
| CR | Buy | CRANE CO | $1,288,000 | +32.5% | 26,925 | +29.1% | 0.02% | +33.3% |
| MTN | Buy | VAIL RESORTS INC | $1,286,000 | +59.6% | 10,050 | +30.5% | 0.02% | +60.0% |
| BBF | Buy | BLACKROCK MUNIC INCM INVS BBF | $1,298,000 | +90.9% | 88,936 | +77.8% | 0.02% | +84.6% |
| AME | AMETEK INC | $1,286,000 | +2.4% | 24,000 | 0.0% | 0.02% | +4.3% | |
| IEX | IDEX CORP | $1,245,000 | +7.4% | 16,250 | 0.0% | 0.02% | +4.5% | |
| TTWO | TAKE-TWO INTERACTIVE SOFTWARE | $1,162,000 | +21.3% | 33,350 | 0.0% | 0.02% | +22.2% | |
| AMN | AMN HEALTHCARE SERVICES INC | $1,178,000 | +3.5% | 37,925 | 0.0% | 0.02% | +4.8% | |
| PKO | PIMCO INCOME OPPORTUNITY FUND | $1,186,000 | -7.3% | 56,013 | 0.0% | 0.02% | -8.3% | |
| IR | INGERSOLL-RAND COMPANY LTDcl a | $1,178,000 | +9.0% | 21,300 | 0.0% | 0.02% | +10.0% | |
| KNX | Sell | KNIGHT TRANSPORTATION INC | $1,164,000 | -29.1% | 48,050 | -29.7% | 0.02% | -29.0% |
| ITC | ITC HOLDINGS CORP | $1,172,000 | +17.8% | 29,850 | 0.0% | 0.02% | +15.8% | |
| THO | Buy | THOR INDS INC | $1,157,000 | +1311.0% | 20,600 | +1207.9% | 0.02% | +1000.0% |
| HPS | Buy | JOHN HANCOCK PREFERRED INCOME | $1,153,000 | +414.7% | 64,540 | +379.1% | 0.02% | +450.0% |
| HUBB | New | HUBBELL INC | $1,134,000 | – | 11,225 | +100.0% | 0.02% | – |
| ADSK | Sell | AUTODESK INC | $1,145,000 | +30.0% | 18,800 | -5.8% | 0.02% | +31.2% |
| PML | PIMCO MUNI INCOME FUND II PML | $1,052,000 | +4.1% | 84,101 | 0.0% | 0.02% | +5.3% | |
| DHR | Sell | DANAHER CORP | $1,045,000 | +4.8% | 11,249 | -3.8% | 0.02% | +5.3% |
| New | TRANSAMERICA FLEXIBLE INC TFXI | $1,053,000 | – | 116,602 | +100.0% | 0.02% | – | |
| RENX | Buy | RELX NV-SPON ADRdepository recei | $1,074,000 | +5.1% | 63,785 | +2.8% | 0.02% | +5.3% |
| ATHN | ATHENAHEALTH INC | $990,000 | +20.7% | 6,150 | 0.0% | 0.02% | +26.7% | |
| SF | STIFEL FINANCIAL CORP | $1,008,000 | +0.7% | 23,787 | 0.0% | 0.02% | 0.0% | |
| CLC | Sell | CLARCOR INC | $1,018,000 | +0.6% | 20,500 | -3.4% | 0.02% | 0.0% |
| CLDX | CELLDEX THERAPEUTICS INC | $992,000 | +48.7% | 63,275 | 0.0% | 0.02% | +58.3% | |
| IBDRY | Sell | IBERDROLA SA ADRdepository recei | $993,000 | +6.3% | 35,050 | -0.3% | 0.02% | +11.8% |
| LAZ | LAZARD LTD. | $1,022,000 | +4.0% | 22,700 | 0.0% | 0.02% | +5.6% | |
| WAB | Sell | WABTEC CORP/DE | $981,000 | -35.5% | 13,800 | -20.1% | 0.02% | -35.7% |
| E103PS | Buy | WESTERN ASSET EMRG MKT IN EMD | $980,000 | +4.8% | 100,762 | +3.1% | 0.02% | +5.9% |
| TEN | TENNECO INC | $969,000 | +2.5% | 21,100 | 0.0% | 0.02% | 0.0% | |
| MMC | Sell | MARSH & MCLENNAN COS INC | $960,000 | -26.4% | 17,315 | -30.6% | 0.02% | -25.0% |
| CPLA | CAPELLA EDUCATION CO | $978,000 | -6.6% | 21,150 | 0.0% | 0.02% | -10.0% | |
| NXZ | Buy | NUVEEN DIV ADVANTAGE MUN NXZ | $929,000 | +519.3% | 65,601 | +495.2% | 0.02% | +466.7% |
| ZURVY | Buy | ZURICH INS GROUP LTD-ADRdepository recei | $897,000 | +4.8% | 35,005 | +0.4% | 0.02% | +6.2% |
| PRLB | PROTO LABS INC | $917,000 | -5.0% | 14,400 | 0.0% | 0.02% | -5.6% | |
| BFK | Sell | BLACKROCK MUNI INC TR BFK | $867,000 | -13.8% | 58,800 | -18.2% | 0.02% | -15.8% |
| JWN | NORDSTROM INC | $852,000 | -30.5% | 17,100 | 0.0% | 0.02% | -30.4% | |
| CCS | CENTURY CMNTYS INC | $828,000 | -10.8% | 46,750 | 0.0% | 0.02% | -5.9% | |
| NAD | Sell | NUVEEN DIVIDEND ADVANTAGE MUNI | $809,000 | -40.9% | 55,579 | -44.1% | 0.02% | -42.3% |
| LECO | LINCOLN ELECTRIC HLDGS INC | $776,000 | -1.0% | 14,950 | 0.0% | 0.02% | 0.0% | |
| GDDY | GODADDY INC-CLASS A | $814,000 | +27.2% | 25,400 | 0.0% | 0.02% | +25.0% | |
| FMC | Sell | FMC CORP | $802,000 | -20.1% | 20,500 | -30.7% | 0.02% | -21.1% |
| ETH | Buy | ETHAN ALLEN INTERIORS INC | $782,000 | +1182.0% | 28,100 | +1121.7% | 0.02% | +1400.0% |
| SIEGY | Buy | SIEMENS A G - ADRdepository recei | $787,000 | +11.0% | 8,185 | +3.2% | 0.02% | +15.4% |
| MUJ | New | BLACKROCK MUNIHOLDINGS NJ QLTY | $786,000 | – | 54,439 | +100.0% | 0.02% | – |
| TECH | BIO-TECHNE CORP | $790,000 | -2.6% | 8,775 | 0.0% | 0.02% | 0.0% | |
| BCS | Sell | BARCLAYS PLC-SPONS ADRdepository recei | $786,000 | -25.1% | 60,675 | -14.6% | 0.02% | -25.0% |
| AFB | Sell | ALLIANCEBERNSTEIN NATIONAL MUN | $783,000 | -0.5% | 56,692 | -4.2% | 0.02% | 0.0% |
| UNRDY | Buy | UNIBAIL-RODAMCO SE-ADR | $768,000 | +50.9% | 30,170 | +53.5% | 0.01% | +40.0% |
| NQP | NUVEEN PA INVESTMENT QUALITY M | $723,000 | +4.5% | 52,779 | 0.0% | 0.01% | +7.7% | |
| MPA | BLACKROCK MUNIYIELD PA QUALITY | $752,000 | +7.1% | 51,700 | 0.0% | 0.01% | +7.7% | |
| NPF | NUVEEN PREMIER MUNICIPAL INCOM | $706,000 | +4.6% | 51,700 | 0.0% | 0.01% | 0.0% | |
| INDA | Buy | ISHARES MSCI INDIA ETF | $701,000 | +0.3% | 25,475 | +4.2% | 0.01% | 0.0% |
| BDSI | BIODELIVERY SCIENCES INTL | $690,000 | -13.9% | 144,150 | 0.0% | 0.01% | -13.3% | |
| GIS | Buy | GENERAL MILLS INC | $692,000 | +20.8% | 12,000 | +17.6% | 0.01% | +18.2% |
| MEN | Sell | BLACKROCK MUNIENHANCED FD MEN | $597,000 | -62.6% | 50,400 | -64.3% | 0.01% | -63.3% |
| BYM | Sell | BLACKROCK MUNI INC QUAL TR BY | $607,000 | -10.3% | 40,788 | -16.8% | 0.01% | -15.4% |
| BMY | BRISTOL-MYERS SQUIBB CO | $598,000 | +16.1% | 8,700 | 0.0% | 0.01% | +10.0% | |
| TRV | TRAVELERS COS INC/THE | $576,000 | +13.4% | 5,100 | 0.0% | 0.01% | +22.2% | |
| MYN | BLACKROCK MUNIYIELD NY QUALITY | $579,000 | +3.4% | 42,800 | 0.0% | 0.01% | +10.0% | |
| EIM | Sell | EATON VANCE MUNICIPAL BOND FUN | $564,000 | -39.2% | 43,417 | -41.5% | 0.01% | -35.3% |
| CVX | Sell | CHEVRON CORP | $593,000 | +9.0% | 6,595 | -4.4% | 0.01% | +10.0% |
| XOM | Sell | EXXON MOBIL CORP | $521,000 | -32.0% | 6,685 | -35.1% | 0.01% | -28.6% |
| INVN | INVENSENSE INC | $554,000 | +10.1% | 54,175 | 0.0% | 0.01% | +11.1% | |
| T | New | AT&T INC | $490,000 | – | 14,240 | +100.0% | 0.01% | – |
| PHT | Sell | PIONEER HIGH INCOME TR PHT | $507,000 | -84.7% | 53,168 | -83.5% | 0.01% | -85.5% |
| AMLP | New | ALERIAN ETF TR AMLP | $482,000 | – | 40,000 | +100.0% | 0.01% | – |
| DSE | Buy | DUFF & PHELPS SLCT ENGY MLP FD | $487,000 | +48.5% | 81,371 | +80.8% | 0.01% | +50.0% |
| BK | Sell | BANK OF NEW YORK MELLON CORP | $465,000 | -11.1% | 11,270 | -15.7% | 0.01% | -10.0% |
| PBYI | PUMA BIOTECHNOLOGY INC | $461,000 | +4.1% | 5,875 | 0.0% | 0.01% | +12.5% | |
| BRCM | BROADCOM CORPcl a | $422,000 | +12.5% | 7,300 | 0.0% | 0.01% | +14.3% | |
| BIE | New | BLACKROCK MUNIC BD INVST BIE | $421,000 | – | 28,117 | +100.0% | 0.01% | – |
| BABA | ALIBABA GROUP HOLDING LTD ADRdepository recei | $402,000 | +37.7% | 4,950 | 0.0% | 0.01% | +60.0% | |
| NPP | Sell | NUVEEN PERFORMANCE PLUS MUNICI | $436,000 | -43.1% | 29,116 | -46.1% | 0.01% | -42.9% |
| CHL | Buy | CHINA MOBILE LIMITED - ADRdepository recei | $396,000 | -0.8% | 7,025 | +4.9% | 0.01% | 0.0% |
| JHI | Sell | JN HANCOCK INV TRUST JHI | $394,000 | -43.4% | 27,430 | -42.5% | 0.01% | -46.2% |
| RDSA | ROYAL DUTCH SHELL PLC-ADRdepository recei | $369,000 | -3.1% | 8,050 | 0.0% | 0.01% | 0.0% | |
| FLC | Sell | FLAHERTY & CRUMRINE TOTAL RETU | $356,000 | -24.1% | 18,584 | -26.2% | 0.01% | -22.2% |
| TAL | TAL ED GROUP ADRdepository recei | $381,000 | +44.3% | 8,200 | 0.0% | 0.01% | +40.0% | |
| IBN | ICICI BANK LTD ADRdepository recei | $383,000 | -6.6% | 48,900 | 0.0% | 0.01% | -12.5% | |
| PRE | PARTNERRE LTD | $363,000 | +0.6% | 2,600 | 0.0% | 0.01% | 0.0% | |
| ASML | Buy | ASML HOLDING NV | $393,000 | +19.8% | 4,425 | +18.8% | 0.01% | +16.7% |
| LFC | Sell | CHINA LIFE INS CO LTD ADRdepository recei | $358,000 | -15.2% | 22,400 | -7.8% | 0.01% | -12.5% |
| MYD | BLACKROCK MUNIYIELD FUND MYD | $361,000 | +4.6% | 24,302 | 0.0% | 0.01% | +16.7% | |
| BEN | Sell | FRANKLIN RESOURCES INC | $394,000 | -14.0% | 10,700 | -13.0% | 0.01% | -22.2% |
| MON | MONSANTO CO | $296,000 | +15.6% | 3,000 | 0.0% | 0.01% | +20.0% | |
| EQT | Sell | EQT CORP | $323,000 | -47.0% | 6,200 | -34.0% | 0.01% | -45.5% |
| MCD | MCDONALDS CORP | $319,000 | +19.9% | 2,700 | 0.0% | 0.01% | +20.0% | |
| PSF | Buy | COHEN & STEERS SLCT PFD & INC | $307,000 | +22.3% | 12,344 | +14.5% | 0.01% | +20.0% |
| ERJ | EMBRAER SA ADRdepository recei | $303,000 | +15.6% | 10,250 | 0.0% | 0.01% | +20.0% | |
| C | Sell | CITIGROUP INC | $329,000 | -51.2% | 6,350 | -53.3% | 0.01% | -53.8% |
| FFC | FLAHERTY & CRUMRINE PFD SECURI | $301,000 | +7.1% | 15,000 | 0.0% | 0.01% | +20.0% | |
| MNP | WESTERN ASSET MUNICIPAL PARTNE | $345,000 | +4.9% | 22,077 | 0.0% | 0.01% | 0.0% | |
| JPC | Sell | NUVEEN PREFERRED INCOME OPPORT | $328,000 | -67.1% | 35,765 | -67.8% | 0.01% | -68.4% |
| MOS | MOSAIC CO/THE | $283,000 | -11.3% | 10,250 | 0.0% | 0.01% | -16.7% | |
| MHN | BLACKROCK MUNIHOLDINGS NY QUAL | $248,000 | +6.9% | 17,000 | 0.0% | 0.01% | +25.0% | |
| JD | JD.COM INC ADRdepository recei | $247,000 | +24.1% | 7,650 | 0.0% | 0.01% | +25.0% | |
| EIA | EATON VANCE CA MUNICIPAL BOND | $260,000 | +2.0% | 20,318 | 0.0% | 0.01% | 0.0% | |
| TTM | TATA MOTORS LTD-SPON ADRdepository recei | $290,000 | +31.2% | 9,825 | 0.0% | 0.01% | +25.0% | |
| SGMO | SANGAMO BIOSCIENCES INC | $244,000 | +61.6% | 26,725 | 0.0% | 0.01% | +66.7% | |
| NUM | NUVEEN MI QUALITY INCOME MUNIC | $219,000 | +3.8% | 15,963 | 0.0% | 0.00% | 0.0% | |
| CLVS | CLOVIS ONCOLOGY INC | $207,000 | -62.0% | 5,925 | 0.0% | 0.00% | -60.0% | |
| RDSB | Sell | ROYAL DUTCH SHELL PLC ADRdepository recei | $193,000 | -13.5% | 4,200 | -10.6% | 0.00% | 0.0% |
| CAT | Sell | CATERPILLAR INC | $231,000 | -88.9% | 3,400 | -89.3% | 0.00% | -89.7% |
| ABEV | AMBEV SA ADRdepository recei | $240,000 | -8.7% | 53,700 | 0.0% | 0.00% | -20.0% | |
| NICE | NICE SYSTEMS LTD ADRdepository recei | $218,000 | +1.9% | 3,800 | 0.0% | 0.00% | 0.0% | |
| EMR | EMERSON ELECTRIC CO | $203,000 | +8.6% | 4,240 | 0.0% | 0.00% | +33.3% | |
| PFO | Sell | FLAHERTY & CRUMRINE PFD INC P | $208,000 | -35.0% | 19,539 | -37.3% | 0.00% | -33.3% |
| VTN | INVESCO TRUST FOR INVESTMENT G | $231,000 | +6.0% | 15,800 | 0.0% | 0.00% | 0.0% | |
| NMA | NUVEEN MUNICIPAL ADVANTAGE FUN | $143,000 | +4.4% | 10,300 | 0.0% | 0.00% | 0.0% | |
| AFL | Buy | AFLAC INC | $166,000 | +14.5% | 2,775 | +11.0% | 0.00% | 0.0% |
| MET | METLIFE INC | $145,000 | +2.8% | 3,000 | 0.0% | 0.00% | 0.0% | |
| BSD | BLACKROCK STRATEGIC MUNI TR B | $168,000 | +2.4% | 12,096 | 0.0% | 0.00% | 0.0% | |
| WMT | Sell | WAL-MART STORES INC | $181,000 | -99.6% | 2,950 | -99.6% | 0.00% | -99.7% |
| COLB | COLUMBIA BKG SYS INC | $96,000 | +4.3% | 2,950 | 0.0% | 0.00% | 0.0% | |
| DLX | Buy | DELUXE CORP | $109,000 | +5.8% | 2,000 | +8.1% | 0.00% | 0.0% |
| ONB | OLD NATL BANCORP IND | $86,000 | -2.3% | 6,350 | 0.0% | 0.00% | 0.0% | |
| POWI | Buy | POWER INTEGRATIONS INC | $101,000 | +60.3% | 2,075 | +38.3% | 0.00% | +100.0% |
| PFS | PROVIDENT FINL SVCS INC | $103,000 | +3.0% | 5,125 | 0.0% | 0.00% | 0.0% | |
| RRD | DONNELLEY R R & SONS CO | $96,000 | +1.1% | 6,525 | 0.0% | 0.00% | 0.0% | |
| DNB | DUN & BRADSTREET CORP DEL | $83,000 | -1.2% | 800 | 0.0% | 0.00% | 0.0% | |
| EWBC | EAST WEST BANCORP INC | $100,000 | +8.7% | 2,400 | 0.0% | 0.00% | 0.0% | |
| CSX | CSX CORP | $114,000 | -3.4% | 4,375 | 0.0% | 0.00% | 0.0% | |
| ELS | Buy | EQUITY LIFESTYLE PPTYS INC | $102,000 | +29.1% | 1,525 | +13.0% | 0.00% | +100.0% |
| TFX | TELEFLEX INC | $97,000 | +5.4% | 740 | 0.0% | 0.00% | 0.0% | |
| EAT | BRINKER INTERNATIONAL INC | $91,000 | -9.0% | 1,900 | 0.0% | 0.00% | 0.0% | |
| MPWR | MONOLITHIC PWR SYS INC | $131,000 | +24.8% | 2,050 | 0.0% | 0.00% | 0.0% | |
| TTC | Sell | TORO CO | $81,000 | -12.0% | 1,115 | -14.2% | 0.00% | 0.0% |
| MYF | Sell | BLACKROCK MUNIYIELD INVESTMENT | $133,000 | -92.8% | 8,500 | -93.1% | 0.00% | -94.3% |
| MKSI | Buy | MKS INSTRUMENTS INC | $110,000 | +14.6% | 3,050 | +7.0% | 0.00% | 0.0% |
| BSAC | Sell | BANCO SANTANDER CHILE ADRdepository recei | $90,000 | -16.7% | 5,125 | -13.9% | 0.00% | 0.0% |
| WBK | WESTPAC BANKING CORP-ADRdepository recei | $116,000 | +14.9% | 4,800 | 0.0% | 0.00% | 0.0% | |
| HLS | HEALTHSOUTH CORP | $81,000 | -9.0% | 2,325 | 0.0% | 0.00% | 0.0% | |
| HMN | Buy | HORACE MANN EDUCATORS COR | $83,000 | +10.7% | 2,500 | +11.1% | 0.00% | +100.0% |
| PTR | PETROCHINA CO LTD ADRdepository recei | $79,000 | -6.0% | 1,200 | 0.0% | 0.00% | -50.0% | |
| IPHS | INNOPHOS HOLDINGS INC | $38,000 | -28.3% | 1,325 | 0.0% | 0.00% | 0.0% | |
| SXT | SENSIENT TECHNOLOGIES COR | $80,000 | +2.6% | 1,275 | 0.0% | 0.00% | 0.0% | |
| CATO | CATO CORP | $52,000 | +8.3% | 1,400 | 0.0% | 0.00% | 0.0% | |
| CVA | COVANTA HLDG CORP | $56,000 | -11.1% | 3,600 | 0.0% | 0.00% | 0.0% | |
| HUN | HUNTSMAN CORP | $28,000 | +16.7% | 2,475 | 0.0% | 0.00% | – | |
| SSL | Sell | SASOL LTD - ADRdepository recei | $75,000 | -37.5% | 2,800 | -34.9% | 0.00% | -50.0% |
| DGICA | Buy | DONEGAL GROUP INC-CL A | $62,000 | +51.2% | 4,400 | +51.7% | 0.00% | 0.0% |
| OEC | Buy | ORION ENGINEERED CARBONS | $44,000 | 0.0% | 3,525 | +15.6% | 0.00% | 0.0% |
| PMO | PUTNAM MUNICIPAL OPPORTUNITIES | $80,000 | +2.6% | 6,529 | 0.0% | 0.00% | 0.0% | |
| EVR | EVERCORE PARTNERS INC-CL A | $70,000 | +7.7% | 1,300 | 0.0% | 0.00% | 0.0% | |
| CNK | CINEMARK HOLDINGS INC | $79,000 | +2.6% | 2,375 | 0.0% | 0.00% | 0.0% | |
| INGR | INGREDION INC | $77,000 | +10.0% | 800 | 0.0% | 0.00% | 0.0% | |
| PCH | POTLATCH CORP NEW | $46,000 | +4.5% | 1,525 | 0.0% | 0.00% | 0.0% | |
| BKCC | BLACKROCK CAPITAL CORP | $41,000 | +5.1% | 4,350 | 0.0% | 0.00% | 0.0% | |
| VET | VERMILION ENERGY INC | $45,000 | -15.1% | 1,650 | 0.0% | 0.00% | 0.0% | |
| MORE | Buy | MONOGRAM RESIDENTIAL TRUST INC | $65,000 | +51.2% | 6,700 | +45.7% | 0.00% | 0.0% |
| MANT | New | MANTECH INTL CORP | $36,000 | – | 1,200 | +100.0% | 0.00% | – |
| MUSA | MURPHY USA INC | $71,000 | +9.2% | 1,175 | 0.0% | 0.00% | 0.0% | |
| CTWS | Buy | CONNECTICUT WTR SVC INC | $29,000 | +163.6% | 750 | +150.0% | 0.00% | – |
| NP | NEENAH PAPER INC | $76,000 | +7.0% | 1,225 | 0.0% | 0.00% | 0.0% | |
| TSM | TAIWAN SEMICONDUCTOR ADRdepository recei | $75,000 | +10.3% | 3,300 | 0.0% | 0.00% | 0.0% | |
| WSO | Buy | WATSCO INC | $50,000 | +66.7% | 425 | +70.0% | 0.00% | 0.0% |
| BIG | BIG LOTS INC | $61,000 | -18.7% | 1,575 | 0.0% | 0.00% | 0.0% | |
| BHLB | Buy | BERKSHIRE HILLS BANCORP INC | $76,000 | +111.1% | 2,625 | +101.9% | 0.00% | 0.0% |
| FPI | FARMLAND PARTNERS INC | $72,000 | +4.3% | 6,575 | 0.0% | 0.00% | 0.0% | |
| BR | Buy | BROADRIDGE FINANCIAL SOLUTIONS | $70,000 | +16.7% | 1,300 | +20.9% | 0.00% | 0.0% |
| NJR | Buy | NEW JERSEY RESOURCES CORP | $70,000 | +233.3% | 2,125 | +203.6% | 0.00% | – |
| AVY | AVERY DENNISON CORP | $69,000 | +11.3% | 1,100 | 0.0% | 0.00% | 0.0% | |
| NQM | NUVEEN INVESTMENT QUALITY MUNI | $30,000 | +3.4% | 1,945 | 0.0% | 0.00% | 0.0% | |
| CEO | CNOOC LTD ADRdepository recei | $73,000 | +1.4% | 700 | 0.0% | 0.00% | 0.0% | |
| PF | PINNACLE FOODS INC | $68,000 | +1.5% | 1,600 | 0.0% | 0.00% | 0.0% | |
| GGG | GRACO INC | $47,000 | +6.8% | 650 | 0.0% | 0.00% | 0.0% | |
| KINS | Buy | KINGSTONE COS INC | $42,000 | +110.0% | 4,700 | +104.3% | 0.00% | – |
| KND | Buy | KINDRED HEALTHCARE INC | $46,000 | -8.0% | 3,900 | +21.9% | 0.00% | 0.0% |
| AIT | APPLIED INDL TECHNOLOGIES | $61,000 | +7.0% | 1,500 | 0.0% | 0.00% | 0.0% | |
| HPF | New | JOHN HANCOCK PREFERRED INCOME | $43,000 | – | 2,191 | +100.0% | 0.00% | – |
| SCCO | Sell | SOUTHERN COPPER CORP | $73,000 | -19.8% | 2,800 | -17.6% | 0.00% | -50.0% |
| CRI | Buy | CARTER'S INC | $71,000 | +7.6% | 800 | +10.3% | 0.00% | 0.0% |
| HRS | HARRIS CORP | $41,000 | +17.1% | 475 | 0.0% | 0.00% | 0.0% | |
| FDP | Buy | FRESH DEL MONTE PRODUCE INC | $74,000 | +10.4% | 1,900 | +11.8% | 0.00% | 0.0% |
| TIME | Buy | TIME INC | $80,000 | -3.6% | 5,125 | +17.8% | 0.00% | -50.0% |
| JNS | JANUS CAPITAL GROUP INC | $75,000 | +4.2% | 5,325 | 0.0% | 0.00% | 0.0% | |
| CMC | COMMERCIAL METALS CO | $35,000 | 0.0% | 2,550 | 0.0% | 0.00% | 0.0% | |
| SCI | Buy | SERVICE CORP INTL | $70,000 | +14.8% | 2,700 | +20.0% | 0.00% | 0.0% |
| GLNG | GOLAR LNG LTD BERMUDA | $15,000 | -42.3% | 950 | 0.0% | 0.00% | – | |
| TRGP | TARGA RESOURCES CORP | $9,000 | -47.1% | 325 | 0.0% | 0.00% | – | |
| CEB | New | CEB INC | $25,000 | – | 400 | +100.0% | 0.00% | – |
| PKX | Exit | POSCO ADRdepository recei | $0 | – | -1,100 | -100.0% | -0.00% | – |
| CBD | Exit | COMP BRASIL-PAO DE ACUCA ADRdepository recei | $0 | – | -4,300 | -100.0% | -0.00% | – |
| JPS | Exit | NUVEEN QUALITY PREFERRED INCOMjps | $0 | – | -6,700 | -100.0% | -0.00% | – |
| SHLM | Exit | SCHULMAN A INC | $0 | – | -1,525 | -100.0% | -0.00% | – |
| TV | Exit | GRUPO TELEVISA SA DE CV ADRdepository recei | $0 | – | -2,600 | -100.0% | -0.00% | – |
| MW | Exit | MEN'S WEARHOUSE INC/THE | $0 | – | -1,650 | -100.0% | -0.00% | – |
| BNPQY | Exit | BNP PARIBAS - ADRdepository recei | $0 | – | -5,640 | -100.0% | -0.00% | – |
| PHK | Exit | PIMCO HIGH INCOME FD PHKphk | $0 | – | -25,000 | -100.0% | -0.00% | – |
| IBM | Exit | INTL BUSINESS MACHINES CORP | $0 | – | -1,625 | -100.0% | -0.00% | – |
| AKP | Exit | ALLIANCE CALIF MUN INCOME AKPakp | $0 | – | -14,283 | -100.0% | -0.00% | – |
| ALTR | Exit | ALTERA CORP | $0 | – | -5,600 | -100.0% | -0.01% | – |
| VCV | Exit | INVESCO CA VALUE MUNICIPAL INCvcv | $0 | – | -20,000 | -100.0% | -0.01% | – |
| COP | Exit | CONOCOPHILLIPS | $0 | – | -6,562 | -100.0% | -0.01% | – |
| TCBI | Exit | TEXAS CAPITAL BANCSHARES INC | $0 | – | -6,700 | -100.0% | -0.01% | – |
| SBGSY | Exit | SCHNEIDER ELECTRIC SE-UNSP ADRdepository recei | $0 | – | -33,960 | -100.0% | -0.01% | – |
| ABUS | Exit | ARBUTUS BIOPHARMA CORP | $0 | – | -71,200 | -100.0% | -0.01% | – |
| JPI | Exit | NUVEEN PFD & INCOME TERM FD JPjpi | $0 | – | -20,871 | -100.0% | -0.01% | – |
| CRZO | Exit | CARRIZO OIL & GAS INC | $0 | – | -16,400 | -100.0% | -0.01% | – |
| NHF | Exit | NEXPOINT CRED STRAT FD NHFnhf | $0 | – | -90,013 | -100.0% | -0.01% | – |
| GBX | Exit | GREENBRIER COS INC | $0 | – | -19,070 | -100.0% | -0.01% | – |
| FULL | Exit | FULL CIRCLE CAP CORP FULLfull | $0 | – | -188,058 | -100.0% | -0.01% | – |
| HUBB | Exit | HUBBELL INC-CL B | $0 | – | -7,500 | -100.0% | -0.01% | – |
| ENGIY | Exit | ENGIE ADRdepository recei | $0 | – | -41,975 | -100.0% | -0.01% | – |
| BCV | Exit | BANCROFT FUND LTD BCVbcv | $0 | – | -52,545 | -100.0% | -0.02% | – |
| PTY | Exit | PIMCO CORPORATE OPP FD PTYpty | $0 | – | -110,789 | -100.0% | -0.03% | – |
| TW | Exit | TOWERS WATSON & CO-CL A | $0 | – | -13,000 | -100.0% | -0.03% | – |
| ISIS | Exit | ISIS PHARMACEUTICALS INC | $0 | – | -39,125 | -100.0% | -0.03% | – |
| FFIV | Exit | F5 NETWORKS INC | $0 | – | -14,225 | -100.0% | -0.03% | – |
| JGH | Exit | NUVEEN GLOBAL HIGH INCOME JGHjgh | $0 | – | -118,517 | -100.0% | -0.03% | – |
| PFLT | Exit | PENNANTPARK FLOATING RATE CAPIpflt | $0 | – | -150,586 | -100.0% | -0.03% | – |
| CSII | Exit | CARDIOVASCULAR SYS INC DE | $0 | – | -122,125 | -100.0% | -0.04% | – |
| AGC | Exit | ADVENT CLAY CONV SEC INC AGCagc | $0 | – | -351,704 | -100.0% | -0.04% | – |
| ICON | Exit | ICONIX BRAND GROUP INC | $0 | – | -145,175 | -100.0% | -0.04% | – |
| STE | Exit | STERIS CORP | $0 | – | -30,450 | -100.0% | -0.04% | – |
| PX | Exit | PRAXAIR INC | $0 | – | -20,685 | -100.0% | -0.04% | – |
| USA | Exit | LIBERTY ALL STAR EQUITY FUND Uusa | $0 | – | -493,319 | -100.0% | -0.05% | – |
| EXP | Exit | EAGLE MATERIALS INC | $0 | – | -37,025 | -100.0% | -0.05% | – |
| DBL | Exit | DOUBLELINE OPP CRED FD DBLdbl | $0 | – | -122,298 | -100.0% | -0.06% | – |
| MTS | Exit | MONTGOMERY STREET INCOME SECURmts | $0 | – | -196,738 | -100.0% | -0.06% | – |
| TRAK | Exit | DEALERTRACK TECHNOLOGIES INC | $0 | – | -74,275 | -100.0% | -0.09% | – |
| RHI | Exit | ROBERT HALF INTL INC | $0 | – | -98,250 | -100.0% | -0.09% | – |
| TAI | Exit | TRANSAMERICA INCOME SHARES TAItai | $0 | – | -308,243 | -100.0% | -0.12% | – |
| RCS | Exit | PIMCO STRATEGIC INCOME FUND RCrcs | $0 | – | -948,670 | -100.0% | -0.15% | – |
| GOOG | Exit | GOOGLE INCcl c | $0 | – | -15,334 | -100.0% | -0.17% | – |
| GOOGL | Exit | GOOGLE INCcl a | $0 | – | -15,300 | -100.0% | -0.18% | – |
| DRA | Exit | DIVERSIFIED REAL ASSET INCOMEdra | $0 | – | -701,653 | -100.0% | -0.21% | – |
| KMI | Exit | KINDER MORGAN INC | $0 | – | -564,700 | -100.0% | -0.29% | – |
| STJ | Exit | ST JUDE MEDICAL INC | $0 | – | -401,750 | -100.0% | -0.47% | – |
| AVB | Exit | AVALONBAY CMNTYS INC | $0 | – | -173,575 | -100.0% | -0.57% | – |
| WHR | Exit | WHIRLPOOL CORP | $0 | – | -257,135 | -100.0% | -0.71% | – |
| FTT | Exit | FEDERATED ENHANCED TREASURY INftt | $0 | – | -3,338,961 | -100.0% | -0.84% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-01-20
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 3.1% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 2.2% |
| EATON VANCE LIMITED DURATION I | 42 | Q3 2023 | 3.0% |
| EATON VANCE SHORT DUR DIVERSIF | 42 | Q3 2023 | 2.5% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 1.7% |
| PEPSICO INC | 42 | Q3 2023 | 1.8% |
| PUTNAM MASTER INTERMEDIATE INC | 42 | Q3 2023 | 1.7% |
| HOME DEPOT INC/THE | 42 | Q3 2023 | 2.0% |
| MFS INTERMEDIATE INCOME TRUST | 42 | Q3 2023 | 1.8% |
| PUTNAM PREMIER INCOME TRUST PP | 42 | Q3 2023 | 1.9% |
View SIT INVESTMENT ASSOCIATES INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| JOHN HANCOCK INCOME SECURITIES TRUST | August 17, 2023 | 2,336,414 | 20.1% |
| FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND | August 09, 2023 | 848,884 | 4.9% |
| FIRST TRUST MORTGAGE INCOME FUND | August 09, 2023 | 2,072,056 | 49.2% |
| MFS GOVERNMENT MARKETS INCOME TRUST | August 09, 2023 | 5,559,084 | 17.0% |
| abrdn Income Credit Strategies Fund | May 05, 2023 | 2,494,630 | 4.8% |
| RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | April 20, 2023 | 995,074 | 4.3% |
| CORNERSTONE TOTAL RETURN FUND INC | March 24, 2023 | 4,715,872 | 4.6% |
| PIMCO STRATEGIC INCOME FUND, INC | March 06, 2023 | 2,194,147 | 4.8% |
| RiverNorth Capital & Income Fund, Inc. | March 06, 2023 | 725,951 | 19.6% |
| WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND | March 06, 2023 | 2,636,412 | 4.3% |
View SIT INVESTMENT ASSOCIATES INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-05-07 |
| SC 13D/A | 2024-05-07 |
| SC 13G/A | 2024-05-02 |
| SC 13D/A | 2024-04-09 |
| SC 13G | 2024-04-05 |
| SC 13G | 2024-04-05 |
| SC 13G | 2024-04-05 |
| SC 13G | 2024-04-05 |
| SC 13G/A | 2024-04-04 |
| SC 13G/A | 2024-04-04 |
View SIT INVESTMENT ASSOCIATES INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.