This page lists the SEC filings reported by CITIZENS FINANCIAL GROUP INC/RI.
Type | Filed | |
---|---|---|
EFFECT | 2014-09-23 | EDGAR |
CERTNYS | 2014-09-22 | EDGAR |
8-A12B | 2014-09-19 | EDGAR |
CORRESP | 2014-09-19 | EDGAR |
CORRESP | 2014-09-19 | EDGAR |
CORRESP | 2014-09-18 | EDGAR |
S-1/A | 2014-09-18 | EDGAR |
UPLOAD | 2014-09-11 | EDGAR |
S-1/A | 2014-09-08 | EDGAR |
CORRESP | 2014-08-15 | EDGAR |
S-1/A | 2014-08-15 | EDGAR |
13F-NT | 2014-08-13 | EDGAR |
UPLOAD | 2014-06-26 | EDGAR |
S-1/A | 2014-06-20 | EDGAR |
CORRESP | 2014-06-19 | EDGAR |
UPLOAD | 2014-06-06 | EDGAR |
FWP | 2014-05-16 | EDGAR |
13F-NT | 2014-05-15 | EDGAR |
S-1 | 2014-05-12 | EDGAR |
13F-NT | 2014-02-13 | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.