This page lists the SEC filings reported by CONCOURSE FINANCIAL GROUP SECURITIES, INC..
| Type | Filed | |
|---|---|---|
| MA-I | 2016-09-12 | EDGAR |
| MA-I/A | 2016-08-17 | EDGAR |
| MA-I/A | 2016-08-17 | EDGAR |
| MA-I/A | 2016-08-17 | EDGAR |
| MA-A | 2016-08-16 | EDGAR |
| X-17A-5 | 2016-03-01 | EDGAR |
| MA-I | 2015-07-09 | EDGAR |
| MA/A | 2015-07-09 | EDGAR |
| MA-A | 2015-03-31 | EDGAR |
| FOCUSN | 2015-03-02 | EDGAR |
| X-17A-5 | 2015-03-02 | EDGAR |
| MA | 2014-11-13 | EDGAR |
| MA-I | 2014-11-03 | EDGAR |
| MA-I | 2014-10-09 | EDGAR |
| MA-I | 2014-10-09 | EDGAR |
| X-17A-5 | 2014-02-27 | EDGAR |
| X-17A-5 | 2013-02-28 | EDGAR |
| X-17A-5 | 2012-02-29 | EDGAR |
| X-17A-5 | 2011-03-01 | EDGAR |
| X-17A-5 | 2010-03-02 | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.