$418 Billion is the total value of NORTHERN TRUST CORP's 16140 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 100.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EQ | Exit | EQUILLIUM INC | $0 | – | -45,943 | -100.0% | 0.00% | – |
| AWF | Exit | ALLIANCEBERNSTEIN GBL HGH IN | $0 | – | -32,500 | -100.0% | 0.00% | – |
| EFZ | Exit | PROSHARES TR | $0 | – | -13,280 | -100.0% | 0.00% | – |
| ICBK | Exit | COUNTY BANCORP INC | $0 | – | -49,167 | -100.0% | 0.00% | – |
| HSGX | Exit | HISTOGENICS CORP | $0 | – | -20,240 | -100.0% | 0.00% | – |
| STZB | Exit | CONSTELLATION BRANDS INC | $0 | – | -1,115 | -100.0% | 0.00% | – |
| DMF | Exit | BNY MELLON MUN INCOME INC | $0 | – | -12,950 | -100.0% | 0.00% | – |
| RWL | Exit | INVESCO EXCHNG TRADED FD TR | $0 | – | -11,209 | -100.0% | 0.00% | – |
| OBLN | Exit | OBALON THERAPEUTICS INC | $0 | – | -13,542 | -100.0% | 0.00% | – |
| SNNAQ | Exit | SIENNA BIOPHARMACEUTICALS IN | $0 | – | -196,339 | -100.0% | 0.00% | – |
| XBI | Exit | SPDR SERIES TRUST | $0 | – | -3,149 | -100.0% | 0.00% | – |
| FREDQ | Exit | FREDS INC | $0 | – | -85,022 | -100.0% | 0.00% | – |
| MTUM | Exit | ISHARES TR | $0 | – | -3,641 | -100.0% | 0.00% | – |
| VKI | Exit | INVESCO ADVANTAGE MUNICIPALundefind | $0 | – | -16,775 | -100.0% | 0.00% | – |
| SUNW | Exit | SUNWORKS INC | $0 | – | -46,345 | -100.0% | 0.00% | – |
| CBFV | Exit | CB FINL SVCS INC | $0 | – | -41,812 | -100.0% | 0.00% | – |
| EVLV | Exit | EVINE LIVE INC | $0 | – | -137,674 | -100.0% | 0.00% | – |
| FLKS | Exit | FLEX PHARMA INC | $0 | – | -21,462 | -100.0% | 0.00% | – |
| SH | Exit | PROSHARES TR | $0 | – | -26,271 | -100.0% | 0.00% | – |
| BW | Exit | BABCOCK & WILCOX ENTERPRIS I | $0 | – | -713,981 | -100.0% | 0.00% | – |
| SPH | Exit | SUBURBAN PROPANE PARTNERS L | $0 | – | -10,014 | -100.0% | 0.00% | – |
| TLRY | Exit | TILRAY INC | $0 | – | -8,595 | -100.0% | 0.00% | – |
| JPC | Exit | NUVEEN PFD & INCM OPPORTNYSpfd | $0 | – | -12,254 | -100.0% | 0.00% | – |
| AZUL | Exit | AZUL S A | $0 | – | -6,454 | -100.0% | 0.00% | – |
| LIFE | Exit | ATYR PHARMA INC | $0 | – | -28,236 | -100.0% | 0.00% | – |
| NYMX | Exit | NYMOX PHARMACEUTICAL CORP | $0 | – | -262,351 | -100.0% | 0.00% | – |
| ABUS | Exit | ARBUTUS BIOPHARMA CORP | $0 | – | -293,078 | -100.0% | 0.00% | – |
| DHY | Exit | CREDIT SUISSE HIGH YLD BND Fundefind | $0 | – | -40,000 | -100.0% | 0.00% | – |
| DSL | Exit | DOUBLELINE INCOME SOLUTIONSundefind | $0 | – | -10,510 | -100.0% | 0.00% | – |
| NRTSF | Exit | NOBILIS HEALTH CORP | $0 | – | -32,775 | -100.0% | 0.00% | – |
| AMRQQ | Exit | ALTA MESA RES INC | $0 | – | -1,100,898 | -100.0% | 0.00% | – |
| CBSA | Exit | CBS CORP NEW | $0 | – | -6,461 | -100.0% | 0.00% | – |
| PPIH | Exit | PERMA PIPE INTL HLDGS INC | $0 | – | -12,024 | -100.0% | 0.00% | – |
| FDN | Exit | FIRST TR EXCHANGE TRADED FD | $0 | – | -1,660 | -100.0% | 0.00% | – |
| SJNK | Exit | SPDR SERIES TRUSTundefind | $0 | – | -18,325 | -100.0% | 0.00% | – |
| TWMC | Exit | TRANS WORLD ENTMT CORP | $0 | – | -315,367 | -100.0% | 0.00% | – |
| XSD | Exit | SPDR SERIES TRUST | $0 | – | -10,355 | -100.0% | 0.00% | – |
| FPAY | Exit | FLEXSHOPPER INC | $0 | – | -20,819 | -100.0% | 0.00% | – |
| IMI | Exit | INTERMOLECULAR INC | $0 | – | -25,694 | -100.0% | 0.00% | – |
| IDHQ | Exit | INVESCO EXCHNG TRADED FD TR | $0 | – | -12,260 | -100.0% | 0.00% | – |
| SKIS | Exit | PEAK RESORTS INC | $0 | – | -24,201 | -100.0% | 0.00% | – |
| HNP | Exit | HUANENG PWR INTL INC | $0 | – | -26,743 | -100.0% | 0.00% | – |
| HKRSQ | Exit | HALCON RES CORP | $0 | – | -1,447,151 | -100.0% | 0.00% | – |
| VTA | Exit | INVESCO DYNAMIC CR OPP FDundefind | $0 | – | -35,000 | -100.0% | 0.00% | – |
| BTZ | Exit | BLACKROCK CR ALLCTN INC TRundefind | $0 | – | -14,429 | -100.0% | 0.00% | – |
| DAVE | Exit | FAMOUS DAVES AMER INC | $0 | – | -30,333 | -100.0% | 0.00% | – |
| EYEG | Exit | EYEGATE PHARMACEUTICALS INC | $0 | – | -14,553 | -100.0% | 0.00% | – |
| PCB | Exit | PACIFIC CITY FINANCIAL CORP | $0 | – | -107,886 | -100.0% | 0.00% | – |
| MUC | Exit | BLACKROCK MUNIHLDNGS CALI QLundefind | $0 | – | -14,364 | -100.0% | 0.00% | – |
| SCHF | Exit | SCHWAB STRATEGIC TR | $0 | – | -8,148 | -100.0% | 0.00% | – |
| PCMI | Exit | PCM INC | $0 | – | -41,749 | -100.0% | 0.00% | – |
| HOV | Exit | HOVNANIAN ENTERPRISES INC | $0 | – | -53,315 | -100.0% | 0.00% | – |
| MPO | Exit | MIDSTATES PETE CO INC | $0 | – | -176,465 | -100.0% | 0.00% | – |
| CUR | Exit | NEURALSTEM INC | $0 | – | -25,975 | -100.0% | 0.00% | – |
| BTX | Exit | BIOTIME INC | $0 | – | -1,243,382 | -100.0% | 0.00% | – |
| VICL | Exit | VICAL INC | $0 | – | -28,446 | -100.0% | 0.00% | – |
| IPWR | Exit | IDEAL PWR INC | $0 | – | -19,926 | -100.0% | 0.00% | – |
| REM | Exit | ISHARES TR | $0 | – | -4,795 | -100.0% | 0.00% | – |
| SLRC | Exit | SOLAR CAP LTD | $0 | – | -10,567 | -100.0% | 0.00% | – |
| NSL | Exit | NUVEEN SR INCOME FDundefind | $0 | – | -23,000 | -100.0% | 0.00% | – |
| YUMA | Exit | YUMA ENERGY INC NEW | $0 | – | -14,861 | -100.0% | 0.00% | – |
| Exit | ZOMEDICA PHARMACEUTICALS COR | $0 | – | -326,583 | -100.0% | 0.00% | – | |
| FENC | Exit | FENNEC PHARMACEUTICALS INC | $0 | – | -96,972 | -100.0% | 0.00% | – |
| AQXP | Exit | AQUINOX PHARMACEUTICALS INC | $0 | – | -53,687 | -100.0% | 0.00% | – |
| AUBN | Exit | AUBURN NATL BANCORP | $0 | – | -21,466 | -100.0% | 0.00% | – |
| OZM | Exit | OCH ZIFF CPTL MANGEMNT GRP Iundefind | $0 | – | -14,157 | -100.0% | 0.00% | – |
| SES | Exit | SYNTHESIS ENERGY SYS INC | $0 | – | -20,611 | -100.0% | 0.00% | – |
| SRAX | Exit | SOCIAL REALITY INC | $0 | – | -27,783 | -100.0% | 0.00% | – |
| CVY | Exit | INVESCO EXCHANGE TRADED FD T | $0 | – | -9,400 | -100.0% | 0.00% | – |
| CMCT | Exit | CIM COML TR CORP | $0 | – | -20,635 | -100.0% | 0.00% | – |
| MRCC | Exit | MONROE CAP CORP | $0 | – | -36,741 | -100.0% | 0.00% | – |
| HTZRT | Exit | HERTZ GLOBAL HLDGS INCright 07/12/2019 | $0 | – | -673,532 | -100.0% | 0.00% | – |
| VIVE | Exit | VIVEVE MED INC | $0 | – | -74,611 | -100.0% | 0.00% | – |
| ONCT | Exit | ONCTERNAL THERAPEUTICS INC | $0 | – | -11,091 | -100.0% | 0.00% | – |
| DYSL | Exit | DYNASIL CORP AMER | $0 | – | -10,462 | -100.0% | 0.00% | – |
| SMB | Exit | VANECK VECTORS ETF TRundefind | $0 | – | -51,590 | -100.0% | 0.00% | – |
| OAK | Exit | OAKTREE CAP GROUP LLC | $0 | – | -7,056 | -100.0% | 0.00% | – |
| VMM | Exit | DELAWARE INV MN MUN INC FD I | $0 | – | -21,600 | -100.0% | 0.00% | – |
| ENIART | Exit | ENEL AMERICAS S A | $0 | – | -26,450 | -100.0% | 0.00% | – |
| HYD | Exit | VANECK VECTORS ETF TR | $0 | – | -5,000 | -100.0% | 0.00% | – |
| NES | Exit | NUVERRA ENVIRONMENTAL SOLUTI | $0 | – | -10,241 | -100.0% | 0.00% | – |
| NNVC | Exit | NANOVIRICIDES INC | $0 | – | -106,320 | -100.0% | 0.00% | – |
| KYN | Exit | KAYNE ANDERSN MLP MIDS INVT | $0 | – | -13,879 | -100.0% | 0.00% | – |
| MOSY | Exit | MOSYS INC | $0 | – | -14,651 | -100.0% | 0.00% | – |
| OFED | Exit | OCONEE FED FINL CORP | $0 | – | -10,365 | -100.0% | 0.00% | – |
| FRAN | Exit | FRANCESCAS HLDGS CORP | $0 | – | -373,460 | -100.0% | 0.00% | – |
| CEFS | Exit | EXCHANGE LISTED FDS TRundefind | $0 | – | -10,570 | -100.0% | 0.00% | – |
| UPLCQ | Exit | ULTRA PETROLEUM CORP | $0 | – | -1,706,738 | -100.0% | 0.00% | – |
| APEX | Exit | APEX GLOBAL BRANDS INC | $0 | – | -30,987 | -100.0% | 0.00% | – |
| OPGN | Exit | OPGEN INC | $0 | – | -11,537 | -100.0% | 0.00% | – |
| PESXQ | Exit | PIONEER ENERGY SVCS CORP | $0 | – | -784,606 | -100.0% | 0.00% | – |
| TTPH | Exit | TETRAPHASE PHARMACEUTICALS I | $0 | – | -552,022 | -100.0% | 0.00% | – |
| HIVE | Exit | AEROHIVE NETWORKS INC | $0 | – | -396,046 | -100.0% | 0.00% | – |
| UQM | Exit | UQM TECHNOLOGIES INC | $0 | – | -108,512 | -100.0% | 0.00% | – |
| TCPC | Exit | BLACKROCK TCP CAP CORP | $0 | – | -15,251 | -100.0% | 0.00% | – |
| ASCMA | Exit | ASCENT CAP GROUP INC | $0 | – | -34,889 | -100.0% | 0.00% | – |
| MSL | Exit | MIDSOUTH BANCORP INC | $0 | – | -168,877 | -100.0% | 0.00% | – |
| HFBC | Exit | HOPFED BANCORP INC | $0 | – | -11,570 | -100.0% | 0.00% | – |
| TRNX | Exit | TARONIS TECHNOLOGIES INC | $0 | – | -20,915 | -100.0% | 0.00% | – |
| HIMX | Exit | HIMAX TECHNOLOGIES INC | $0 | – | -15,014 | -100.0% | 0.00% | – |
| TRK | Exit | SPEEDWAY MOTORSPORTS INC | $0 | – | -177,875 | -100.0% | -0.00% | – |
| USAT | Exit | USA TECHNOLOGIES INC | $0 | – | -680,507 | -100.0% | -0.00% | – |
| BKS | Exit | BARNES & NOBLE INC | $0 | – | -739,045 | -100.0% | -0.00% | – |
| BX | Exit | BLACKSTONE GROUP L P | $0 | – | -57,120 | -100.0% | -0.00% | – |
| TIAIY | Exit | TELECOM ITALIA S P A NEW | $0 | – | -721,056 | -100.0% | -0.00% | – |
| BIOS | Exit | BIOSCRIP INC | $0 | – | -1,486,282 | -100.0% | -0.00% | – |
| DFRG | Exit | DEL FRISCOS RESTAURANT GROUP | $0 | – | -376,484 | -100.0% | -0.00% | – |
| HONE | Exit | HARBORONE BANCORP INC | $0 | – | -213,939 | -100.0% | -0.00% | – |
| ANDX | Exit | ANDEAVOR LOGISTICS LP | $0 | – | -117,244 | -100.0% | -0.00% | – |
| ATEX | Exit | PDVWIRELESS INC | $0 | – | -125,287 | -100.0% | -0.00% | – |
| PKE | Exit | PARK ELECTROCHEMICAL CORP | $0 | – | -252,273 | -100.0% | -0.00% | – |
| MBTF | Exit | MBT FINL CORP | $0 | – | -232,775 | -100.0% | -0.00% | – |
| PETX | Exit | ARATANA THERAPEUTICS INC | $0 | – | -529,619 | -100.0% | -0.00% | – |
| TOWR | Exit | TOWER INTL INC | $0 | – | -229,608 | -100.0% | -0.00% | – |
| AMBR | Exit | AMBER RD INC | $0 | – | -264,717 | -100.0% | -0.00% | – |
| AQ | Exit | AQUANTIA CORP | $0 | – | -257,995 | -100.0% | -0.00% | – |
| SPNV | Exit | SUPERIOR ENERGY SVCS INC | $0 | – | -1,936,995 | -100.0% | -0.00% | – |
| BSIG | Exit | BRIGHTSPHERE INVESTMNT GRP P | $0 | – | -723,285 | -100.0% | -0.00% | – |
| CTRL | Exit | CONTROL4 CORP | $0 | – | -340,822 | -100.0% | -0.00% | – |
| TIIAY | Exit | TELECOM ITALIA S P A NEWspon adr ord | $0 | – | -1,290,197 | -100.0% | -0.00% | – |
| NRE | Exit | NORTHSTAR REALTY EUROPE CORP | $0 | – | -606,089 | -100.0% | -0.00% | – |
| LION | Exit | FIDELITY SOUTHERN CORP NEW | $0 | – | -261,870 | -100.0% | -0.00% | – |
| LABL | Exit | MULTI COLOR CORP | $0 | – | -168,448 | -100.0% | -0.00% | – |
| EMCI | Exit | EMC INS GROUP INC | $0 | – | -393,068 | -100.0% | -0.00% | – |
| BRSS | Exit | GLOBAL BRASS & COPPR HLDGS I | $0 | – | -252,279 | -100.0% | -0.00% | – |
| LC | Exit | LENDINGCLUB CORP | $0 | – | -3,703,509 | -100.0% | -0.00% | – |
| WW | Exit | WEIGHT WATCHERS INTL INC NEW | $0 | – | -625,124 | -100.0% | -0.00% | – |
| UBNT | Exit | UBIQUITI NETWORKS INC | $0 | – | -97,901 | -100.0% | -0.00% | – |
| ESV | Exit | ENSCO ROWAN PLC | $0 | – | -1,916,962 | -100.0% | -0.00% | – |
| CRAY | Exit | CRAY INC | $0 | – | -593,265 | -100.0% | -0.01% | – |
| SFLY | Exit | SHUTTERFLY INC | $0 | – | -455,558 | -100.0% | -0.01% | – |
| HF | Exit | HFF INC | $0 | – | -481,465 | -100.0% | -0.01% | – |
| BTTGY | Exit | BT GROUP PLC | $0 | – | -1,562,539 | -100.0% | -0.01% | – |
| TRCO | Exit | TRIBUNE MEDIA CO | $0 | – | -590,798 | -100.0% | -0.01% | – |
| WAGE | Exit | WAGEWORKS INC | $0 | – | -602,557 | -100.0% | -0.01% | – |
| TCF | Exit | TCF FINL CORP | $0 | – | -1,390,428 | -100.0% | -0.01% | – |
| EFII | Exit | ELECTRONICS FOR IMAGING INC | $0 | – | -925,416 | -100.0% | -0.01% | – |
| LEXEA | Exit | LIBERTY EXPEDIA HLDGS INC | $0 | – | -700,100 | -100.0% | -0.01% | – |
| HPT | Exit | HOSPITALITY PPTYS TR | $0 | – | -2,353,600 | -100.0% | -0.01% | – |
| FNSR | Exit | FINISAR CORP | $0 | – | -2,966,574 | -100.0% | -0.02% | – |
| CHSP | Exit | CHESAPEAKE LODGING TRsh ben int | $0 | – | -2,477,812 | -100.0% | -0.02% | – |
| DATA | Exit | TABLEAU SOFTWARE INC | $0 | – | -435,564 | -100.0% | -0.02% | – |
| CHFC | Exit | CHEMICAL FINL CORP | $0 | – | -1,872,161 | -100.0% | -0.02% | – |
| XRX | Exit | XEROX CORP | $0 | – | -2,234,722 | -100.0% | -0.02% | – |
| FDC | Exit | FIRST DATA CORP NEW | $0 | – | -3,540,539 | -100.0% | -0.02% | – |
| TMK | Exit | TORCHMARK CORP | $0 | – | -1,252,208 | -100.0% | -0.03% | – |
| ARRY | Exit | ARRAY BIOPHARMA INC | $0 | – | -2,688,021 | -100.0% | -0.03% | – |
| LLL | Exit | L3 TECHNOLOGIES INC | $0 | – | -754,796 | -100.0% | -0.04% | – |
| HRS | Exit | HARRIS CORP DEL | $0 | – | -1,140,688 | -100.0% | -0.05% | – |
| WP | Exit | WORLDPAY INC | $0 | – | -1,826,070 | -100.0% | -0.05% | – |
| TSS | Exit | TOTAL SYS SVCS INC | $0 | – | -2,352,834 | -100.0% | -0.07% | – |
| RHT | Exit | RED HAT INC | $0 | – | -2,063,835 | -100.0% | -0.09% | – |
| APC | Exit | ANADARKO PETE CORP | $0 | – | -6,070,383 | -100.0% | -0.10% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 42 | Q3 2023 | 6.1% |
| MICROSOFT CORP COM | 42 | Q3 2023 | 5.2% |
| AMAZON COM INC | 42 | Q3 2023 | 3.5% |
| EXXON MOBIL CORP COM | 42 | Q3 2023 | 2.3% |
| JOHNSON & JOHNSON COM | 42 | Q3 2023 | 1.4% |
| JPMORGAN CHASE & CO COM | 42 | Q3 2023 | 1.4% |
| META PLATFORMS INC | 42 | Q3 2023 | 1.6% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 1.2% |
| PROCTER & GAMBLE CO | 42 | Q3 2023 | 1.2% |
| CHEVRON CORP NEW COM | 42 | Q3 2023 | 1.4% |
View NORTHERN TRUST CORP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| SIMMONS FIRST NATIONAL CORP | February 13, 2023 | 5,716,983 | 4.5% |
| Kontoor Brands, Inc. | April 09, 2021 | 941,545 | 1.6% |
| ILLINOIS TOOL WORKS INC | February 12, 2021 | 15,562,357 | 4.9% |
| NORTHERN TRUST CORP | February 12, 2021 | 9,638,884 | 4.6% |
| CARNIVAL CORP | October 10, 2017 | 25,244,871 | 4.7% |
| Gogo Inc. | February 13, 2017 | 692,979 | 0.8% |
| CENTERPOINT ENERGY INC | December 08, 2016 | 20,448,381 | 4.8% |
| Global Ship Lease, Inc. | June 15, 2016 | 320 | 0.0% |
| PRINCIPAL FINANCIAL GROUP INC | February 17, 2009 | 12,079,159 | 4.7% |
| FANSTEEL INC | March 11, 2008 | 2,101 | 0.1% |
View NORTHERN TRUST CORP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-05-17 |
| 13F-HR | 2024-05-14 |
| 144 | 2024-05-14 |
| 4 | 2024-05-03 |
| 4 | 2024-05-02 |
| 144 | 2024-05-01 |
| 4 | 2024-04-25 |
| 10-Q | 2024-04-23 |
| 8-K | 2024-04-19 |
| 4 | 2024-04-18 |
View NORTHERN TRUST CORP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.