$124 Million is the total value of PIPER SANDLER & CO.'s 40 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| WFCPRL | Exit | WELLS FARGO CO NEWperp pfd cnv a | $0 | – | -1 | -100.0% | -0.00% | – |
| PGX | Exit | INVESCO EXCH TRADED FD TR IIpfd etf | $0 | – | -100 | -100.0% | -0.00% | – |
| LSBK | Exit | LAKE SHORE BANCORP INC | $0 | – | -97 | -100.0% | -0.00% | – |
| PFFD | Exit | GLOBAL X FDSus pfd etf | $0 | – | -100 | -100.0% | -0.00% | – |
| PGF | Exit | INVESCO EXCHANGE TRADED FD Tfinl pfd etf | $0 | – | -100 | -100.0% | -0.00% | – |
| BACPRL | Exit | BK OF AMERICA CORP7.25%cnv pfd l | $0 | – | -4 | -100.0% | -0.01% | – |
| Exit | US WELL SERVICES INCcl a new | $0 | – | -145,525 | -100.0% | -0.12% | – | |
| CABA | Exit | CABALETTA BIO INC | $0 | – | -145,000 | -100.0% | -0.14% | – |
| PFF | Exit | ISHARES TRpfd and incm sec | $0 | – | -5,000 | -100.0% | -0.15% | – |
| HYG | Exit | ISHARES TRiboxx hi yd etf | $0 | – | -3,500 | -100.0% | -0.24% | – |
| Exit | TRIP COM GROUP LTDdbcv 1.250% 9/1 | $0 | – | -1,500,000 | -100.0% | -1.35% | – | |
| CHNGU | Exit | CHANGE HEALTHCARE INCunit 06/30/2022 | $0 | – | -22,576 | -100.0% | -1.52% | – |
| Exit | OSI SYSTEMS INCnote 1.250% 9/0 | $0 | – | -2,000,000 | -100.0% | -1.80% | – | |
| Exit | PTC THERAPEUTICS INCnote 3.000% 8/1 | $0 | – | -3,000,000 | -100.0% | -2.72% | – | |
| Exit | TESLA INCnote 2.000% 5/1 | $0 | – | -1,197,000 | -100.0% | -11.50% | – | |
| Exit | APOLLO COML REAL ESTATE FINnote 4.750% 8/2 | $0 | – | -13,269,000 | -100.0% | -12.01% | – | |
| Exit | SAILPOINT TECHNOLOGIES HLDGSnote 0.125% 9/1 | $0 | – | -13,526,000 | -100.0% | -27.33% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SHATTUCK LABS INC | 12 | Q3 2023 | 4.1% |
| U S WELL SVCS INC | 12 | Q4 2021 | 3.7% |
| SPDR S&P 500 ETF TR | 11 | Q2 2016 | 81.8% |
| GENCORP INC | 10 | Q3 2016 | 32.4% |
| WELLPOINT INC | 9 | Q4 2022 | 25.5% |
| INCONTACT INC | 9 | Q1 2016 | 0.6% |
| WESCO INTL INC | 8 | Q3 2015 | 13.1% |
| SOUTH JERSEY INDS INC | 8 | Q4 2021 | 5.1% |
| OPPFI INC | 8 | Q3 2023 | 0.6% |
| OPPFI INC | 8 | Q3 2023 | 0.1% |
View PIPER SANDLER & CO.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| MA-I/A | 2024-05-08 |
| MA-I/A | 2024-05-08 |
| MA-I/A | 2024-05-01 |
| FOCUSN | 2024-03-22 |
| MA-A | 2024-03-20 |
| MA-I/A | 2024-03-04 |
| X-17A-5 | 2024-02-27 |
| MA-I | 2024-02-26 |
| MA-I | 2024-02-26 |
View PIPER SANDLER & CO.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.