$124 Million is the total value of PIPER SANDLER & CO.'s 40 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 91.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | ELEVANCE HEALTH INCnote 2.750%10/1 | $31,567,000 | – | 4,883,000 | +100.0% | 25.55% | – | |
| New | ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0 | $11,639,000 | – | 7,250,000 | +100.0% | 9.42% | – | |
| Buy | TERADYNE INCnote 1.250%12/1 | $8,954,000 | +253.8% | 4,000,000 | +300.0% | 7.25% | +214.8% | |
| Buy | ARBOR REALTY TRUST INCnote 4.750%11/0 | $7,623,000 | +93.0% | 7,745,000 | +93.6% | 6.17% | +71.7% | |
| Buy | BLACKSTONE MORTGAGE TRUST INnote 4.750% 3/1 | $7,616,000 | +35.8% | 7,722,000 | +35.0% | 6.16% | +20.8% | |
| DTP | Buy | DTE ENERGY COunit 11/01/2022 | $7,286,000 | +43.6% | 145,319 | +47.3% | 5.90% | +27.8% |
| Buy | NOVAVAX INCnote 3.750% 2/0 | $7,070,000 | +19.0% | 7,233,000 | +20.6% | 5.72% | +5.9% | |
| Buy | HOPE BANCORP INCnote 2.000% 5/1 | $7,067,000 | +91.5% | 7,415,000 | +92.8% | 5.72% | +70.4% | |
| Buy | STARWOOD PPTY TR INCnote 4.375% 4/0 | $6,423,000 | +550.1% | 6,626,000 | +562.6% | 5.20% | +478.2% | |
| Buy | WEIBO CORPnote 1.250%11/1 | $5,842,000 | +48.1% | 5,916,000 | +46.6% | 4.73% | +31.8% | |
| Buy | DIGITALBRIDGE GROUP INCnote 5.000% 4/1 | $5,429,000 | +23.3% | 5,514,000 | +22.5% | 4.39% | +9.7% | |
| Buy | KKR REAL ESTATE FIN TR INCnote 6.125% 5/1 | $5,223,000 | +32.7% | 5,289,000 | +31.7% | 4.23% | +18.1% | |
| Buy | SUPERNUS PHARMACEUTICALSnote 0.625% 4/0 | $3,201,000 | +51.6% | 3,300,000 | +50.0% | 2.59% | +34.9% | |
| Buy | NUTANIX INCnote 1/1 | $1,819,000 | +438.2% | 1,888,000 | +442.5% | 1.47% | +379.5% | |
| New | H WORLD GROUP LTDnote 0.375%11/0 | $1,471,000 | – | 1,500,000 | +100.0% | 1.19% | – | |
| New | ILLUMINA INCnote 8/1 | $1,232,000 | – | 1,290,000 | +100.0% | 1.00% | – | |
| HARP | New | HARPOON THERAPEUTICS INC | $563,000 | – | 580,815 | +100.0% | 0.46% | – |
| New | INNOVIVA INCnote 2.125% 1/1 | $491,000 | – | 500,000 | +100.0% | 0.40% | – | |
| New | VEECO INSTRS INC DELnote 2.700% 1/1 | $158,000 | – | 160,000 | +100.0% | 0.13% | – | |
| New | US WELL SERVICES INCcl a new 2022 | $123,000 | – | 24,255 | +100.0% | 0.10% | – | |
| New | REDWOOD TRUST INCnote 4.750% 8/1 | $98,000 | – | 100,000 | +100.0% | 0.08% | – | |
| New | NEW RELIC INCnote 0.500% 5/0 | $60,000 | – | 62,000 | +100.0% | 0.05% | – | |
| FTCH | New | FARFETCH LTDord sh cl a | $0 | – | 17 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SHATTUCK LABS INC | 12 | Q3 2023 | 4.1% |
| U S WELL SVCS INC | 12 | Q4 2021 | 3.7% |
| SPDR S&P 500 ETF TR | 11 | Q2 2016 | 81.8% |
| GENCORP INC | 10 | Q3 2016 | 32.4% |
| WELLPOINT INC | 9 | Q4 2022 | 25.5% |
| INCONTACT INC | 9 | Q1 2016 | 0.6% |
| WESCO INTL INC | 8 | Q3 2015 | 13.1% |
| SOUTH JERSEY INDS INC | 8 | Q4 2021 | 5.1% |
| OPPFI INC | 8 | Q3 2023 | 0.6% |
| OPPFI INC | 8 | Q3 2023 | 0.1% |
View PIPER SANDLER & CO.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| MA-I/A | 2024-05-08 |
| MA-I/A | 2024-05-08 |
| MA-I/A | 2024-05-01 |
| FOCUSN | 2024-03-22 |
| MA-A | 2024-03-20 |
| MA-I/A | 2024-03-04 |
| X-17A-5 | 2024-02-27 |
| MA-I | 2024-02-26 |
| MA-I | 2024-02-26 |
View PIPER SANDLER & CO.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.