MACKAY SHIELDS LLC - Q1 2023 holdings

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$3.64 Billion is the total value of MACKAY SHIELDS LLC's 386 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 43.6% .

All

			Value		Shares		↓ Weighting
GPOR	Sell	GULFPORT ENERGY CORP	$168,223,200	+6.5%	2,102,790	-2.0%	4.62%	+14.6%
DHRPRB	Buy	DANAHER CORPORATION5% conv pfd b	$108,623,741	-6.3%	85,206	+0.0%	2.98%	+0.8%
	Buy	NICE LTDnote 9/1	$106,757,131	+1.8%	110,976,000	+0.3%	2.93%	+9.6%
	Sell	MICROCHIP TECHNOLOGY INC.note 0.125%11/1	$89,182,619	+3.3%	79,568,000	-0.8%	2.45%	+11.2%
	Sell	EQT CORPnote 1.750% 5/0	$81,220,418	-36.6%	36,803,000	-33.2%	2.23%	-31.8%
	Sell	BIOMARIN PHARMACEUTICAL INCnote 1.250% 5/1	$80,060,298	-3.7%	76,393,000	-0.8%	2.20%	+3.6%
	Sell	DISH NETWORK CORPORATIONnote 2.375% 3/1	$78,880,117	-7.4%	88,754,000	-5.7%	2.17%	-0.3%
	Sell	PIONEER NAT RES COnote 0.250% 5/1	$75,154,000	-51.2%	35,131,000	-46.8%	2.06%	-47.5%
	Sell	SOUTHWEST AIRLS COnote 1.250% 5/0	$74,595,407	-6.5%	65,468,000	-1.2%	2.05%	+0.6%
	Sell	HELIX ENERGY SOLUTIONS GRP Inote 6.750% 2/1	$73,345,856	-2.2%	53,468,000	-1.2%	2.01%	+5.2%
	Sell	FORD MTR CO DELnote 3/1	$71,366,761	+4.6%	71,119,000	-1.2%	1.96%	+12.6%
	Buy	NRG ENERGY INCdbcv 2.750% 6/0	$65,161,174	+3.9%	63,145,000	+0.0%	1.79%	+11.8%
	Sell	PALO ALTO NETWORKS INCnote 0.750% 7/0	$63,427,554	+39.2%	28,278,000	-1.8%	1.74%	+49.9%
	Sell	VAIL RESORTS INCnote 1/0	$62,781,851	-4.3%	69,950,000	-0.6%	1.72%	+3.0%
	Sell	OIL STS INTL INCnote 4.750% 4/0	$61,771,528	+2.3%	55,306,000	-1.0%	1.70%	+10.1%
PCGU	Sell	PG&E CORPunit 08/16/2023	$57,889,696	-2.1%	407,511	-0.4%	1.59%	+5.3%
	Sell	PERMIAN RESOURCES CORPnote 3.250% 4/0	$56,425,755	+8.0%	30,410,000	-1.2%	1.55%	+16.2%
	Sell	BURLINGTON STORES INCnote 2.250% 4/1	$55,786,987	-0.4%	48,219,000	-0.6%	1.53%	+7.2%
	Sell	LUMENTUM HLDGS INCnote 0.500%12/1	$54,537,595	-0.4%	62,729,000	-1.3%	1.50%	+7.2%
	Sell	PALO ALTO NETWORKS INCnote 0.375% 6/0	$53,833,263	+33.9%	26,642,000	-1.9%	1.48%	+44.1%
NICE	Sell	NICE LTDsponsored adr	$53,649,069	+3.6%	234,388	-13.0%	1.47%	+11.4%
TALO	Sell	TALOS ENERGY INC	$48,716,916	-22.1%	3,282,811	-0.9%	1.34%	-16.2%
	Sell	EXACT SCIENCES CORPnote 0.375% 3/0	$46,838,663	+10.6%	53,074,000	-1.2%	1.29%	+19.0%
	Sell	DEXCOM INCnote 0.250%11/1	$45,678,934	-3.0%	42,481,000	-1.5%	1.25%	+4.4%
	Sell	ETSY INCnote 0.250% 6/1	$45,233,935	-4.9%	54,314,000	-1.6%	1.24%	+2.4%
	Sell	TELADOC HEALTH INCnote 1.250% 6/0	$45,210,037	-0.7%	58,287,000	-1.1%	1.24%	+6.8%
	Buy	SHIFT4 PMTS INCnote 12/1	$44,274,469	+588.4%	37,754,000	+484.4%	1.22%	+641.5%
	Buy	BLOCK INCnote 0.125% 3/0	$44,166,248	+1083.5%	46,003,000	+1072.6%	1.21%	+1176.8%
	Sell	ZILLOW GROUP INCnote 2.750% 5/1	$44,182,082	+6.7%	43,056,000	-0.7%	1.21%	+14.9%
	Buy	ENPHASE ENERGY INCnote 3/0	$42,675,630	+86.7%	41,368,000	+104.7%	1.17%	+101.0%
	Sell	MGP INGREDIENTS INC NEWnote 1.875%11/1	$41,124,761	-7.4%	34,802,000	-1.0%	1.13%	-0.4%
	New	PATRICK INDS INCnote 1.750%12/0	$40,506,896	–	44,662,000	+100.0%	1.11%	–
KKRPRC	Sell	KKR & CO INC6% mconv pfd c	$39,054,484	+10.0%	614,934	-0.4%	1.07%	+18.3%
	Sell	ILLUMINA INCnote 8/1	$38,648,919	+0.2%	39,440,000	-0.7%	1.06%	+7.8%
	Sell	SILICON LABORATORIES INCnote 0.625% 6/1	$37,471,991	-34.3%	25,022,000	-45.0%	1.03%	-29.2%
BACPRL	Sell	BANK AMERICA CORP7.25%cnv pfd l	$37,408,472	-2.5%	32,088	-2.8%	1.03%	+4.9%
AESC	Sell	AES CORPunit 02/15/2024	$35,018,189	-12.1%	388,822	-0.1%	0.96%	-5.4%
	Sell	FORUM ENERGY TECHNOLOGIES INnote 9.000% 8/0	$34,872,408	-52.4%	35,371,360	-48.2%	0.96%	-48.8%
IAU		ISHARES GOLD TRishares new	$34,735,415	+8.0%	929,500	0.0%	0.95%	+16.3%
	New	CHART INDS INCnote 1.000%11/1	$34,508,348	–	15,965,000	+100.0%	0.95%	–
WFCPRL	Sell	WELLS FARGO CO NEWperp pfd cnv a	$33,981,849	-6.3%	29,334	-4.0%	0.93%	+0.9%
	Sell	BOOKING HOLDINGS INCnote 0.750% 5/0	$33,898,681	+11.4%	22,563,000	-0.9%	0.93%	+20.0%
	Sell	AKAMAI TECHNOLOGIES INCnote 0.375% 9/0	$33,848,427	-5.5%	36,656,000	-1.0%	0.93%	+1.6%
	Buy	NEXTERA ENERGY INCunit 09/01/2025	$33,355,762	+7662.8%	720,776	+8340.0%	0.92%	+8227.3%
	Sell	VIAVI SOLUTIONS INCnote 1.000% 3/0	$33,283,336	-0.2%	32,762,000	-1.0%	0.91%	+7.4%
	Sell	DISH NETWORK CORPORATIONnote 3.375% 8/1	$31,941,005	-31.2%	61,425,000	-16.8%	0.88%	-25.9%
BTT		BLACKROCK MUN TARGET TERM TR	$30,444,945	+2.0%	1,401,701	0.0%	0.84%	+9.9%
FET	New	FORUM ENERGY TECHNOLOGIES IN	$28,384,865	–	1,116,196	+100.0%	0.78%	–
	Sell	EVERBRIDGE INCnote 0.125%12/1	$27,716,420	-2.2%	30,448,000	-2.2%	0.76%	+5.3%
	Sell	NUVASIVE INCnote 0.375% 3/1	$26,601,582	-0.3%	30,063,000	-1.1%	0.73%	+7.2%
	New	CHART INDS INC6.75dp cnv pfd b	$26,404,776	–	493,899	+100.0%	0.72%	–
	Sell	INTEGRA LIFESCIENCES HLDGS Cnote 0.500% 8/1	$25,863,832	-0.6%	26,495,000	-0.9%	0.71%	+6.9%
	Sell	UBER TECHNOLOGIES INCnote 12/1	$25,824,989	+3.2%	29,188,000	-1.2%	0.71%	+11.0%
	Buy	SPLUNK INCnote 1.125% 9/1	$24,808,482	+489.4%	25,584,000	+472.2%	0.68%	+536.4%
	New	WOLFSPEED INCnote 0.250% 2/1	$24,368,389	–	29,133,000	+100.0%	0.67%	–
	Sell	EURONET WORLDWIDE INCnote 0.750% 3/1	$24,084,936	+0.6%	24,766,000	-1.2%	0.66%	+8.2%
	Sell	CHEESECAKE FACTORY INCnote 0.375% 6/1	$24,042,509	+0.0%	28,935,000	-0.9%	0.66%	+7.7%
		ARES CAPITAL CORPnote 4.625% 3/0	$23,581,747	-5.0%	23,305,000	0.0%	0.65%	+2.1%
	Sell	SUMMIT HOTEL PPTYSnote 1.500% 2/1	$23,254,411	-0.8%	27,018,000	-1.0%	0.64%	+6.7%
	Sell	DATADOG INCnote 0.125% 6/1	$22,393,841	-2.2%	20,649,000	-1.1%	0.62%	+5.3%
		SOLAREDGE TECHNOLOGIES INCnote 9/1	$22,153,428	+4.4%	17,028,000	0.0%	0.61%	+12.2%
	Sell	IONIS PHARMACEUTICALS INCnote 4/0	$21,936,003	-2.8%	24,061,000	-1.1%	0.60%	+4.5%
	Sell	PACIRA BIOSCIENCES INCnote 0.750% 8/0	$21,929,852	+0.8%	23,853,000	-0.7%	0.60%	+8.5%
	Sell	DROPBOX INCnote 3/0	$21,425,524	-5.1%	24,531,000	-2.6%	0.59%	+2.1%
	Sell	MONGODB INCnote 0.250% 1/1	$19,980,465	+9.0%	15,420,000	-1.0%	0.55%	+17.3%
	Sell	ZSCALER INCnote 0.125% 7/0	$19,650,547	-0.6%	18,547,000	-1.0%	0.54%	+7.1%
	Buy	ARRAY TECHNOLOGIES INCnote 1.000%12/0	$18,509,747	+1833.8%	16,762,000	+1688.9%	0.51%	+2016.7%
	New	SNAP INCnote 0.125% 3/0	$18,453,781	–	26,120,000	+100.0%	0.51%	–
OAS	Sell	CHORD ENERGY CORPORATION	$18,381,246	-2.7%	136,562	-1.1%	0.50%	+4.8%
	Sell	ZYNGA INCnote 12/1	$18,207,894	-0.5%	18,040,000	-2.3%	0.50%	+7.1%
BDXB	Buy	BECTON DICKINSON & CO6% dp conv pfd b	$17,555,991	-0.6%	351,857	+0.1%	0.48%	+7.1%
	Sell	HAEMONETICS CORP MASSnote 3/0	$16,891,280	+1.5%	19,791,000	-1.1%	0.46%	+9.4%
	Sell	AMERICAN AIRLINES GROUP INCnote 6.500% 7/0	$16,561,496	+7.9%	14,271,000	-1.6%	0.46%	+16.1%
	Sell	GREENBRIER COS INCnote 2.875% 4/1	$16,453,774	-4.3%	19,278,000	-0.6%	0.45%	+3.0%
	Sell	SNAP INCnote 5/0	$15,851,669	+3.5%	21,611,000	-0.8%	0.44%	+11.3%
	Sell	CHEGG INCnote 9/0	$15,644,617	-2.2%	19,679,000	-2.3%	0.43%	+5.4%
		INFINERA CORPnote 2.500% 3/0	$14,779,380	+9.6%	12,063,000	0.0%	0.41%	+18.0%
NEA	Sell	NUVEEN AMT FREE QLTY MUN INC	$14,793,158	-23.8%	1,330,320	-22.1%	0.41%	-18.0%
	Sell	IMPINJ INCnote 1.125% 5/1	$14,257,711	+16.2%	10,010,000	-1.7%	0.39%	+24.9%
MHN	Sell	BLACKROCK MUNIHLDGS NY QLTY	$13,682,550	+2.7%	1,285,954	-0.9%	0.38%	+10.6%
	Sell	OKTA INCnote 0.125% 9/0	$12,944,821	-1.1%	14,280,000	-3.6%	0.36%	+6.3%
MQT	Sell	BLACKROCK MUNIYIELD QUALITY	$11,707,056	-0.1%	1,128,935	-1.5%	0.32%	+7.4%
	Sell	PEBBLEBROOK HOTEL TRnote 1.750%12/1	$11,629,486	+2.3%	13,702,000	-0.6%	0.32%	+10.0%
MUJ		BLACKROCK MUNIHLDGS NJ QLTY	$11,484,843	+3.4%	1,003,043	0.0%	0.32%	+11.3%
KOS	Buy	KOSMOS ENERGY LTD	$11,187,201	+38.8%	1,503,656	+18.6%	0.31%	+49.0%
	Sell	BIOMARIN PHARMACEUTICAL INCnote 0.599% 8/0	$10,721,491	-5.1%	10,450,000	-1.9%	0.29%	+2.1%
	Sell	BRIDGEBIO PHARMA INCnote 2.500% 3/1	$10,673,364	+62.3%	14,404,000	-1.4%	0.29%	+74.4%
	Sell	DIGITALOCEAN HLDGS INCnote 12/0	$10,419,588	+1.7%	13,185,000	-3.1%	0.29%	+9.6%
	Sell	GUARDANT HEALTH INCnote 11/1	$10,355,504	+6.1%	15,334,000	-1.5%	0.28%	+14.1%
GLD	Sell	SPDR GOLD TR	$10,138,662	-15.0%	55,336	-21.3%	0.28%	-8.6%
	Sell	CABLE ONE INCnote 3/1	$9,726,500	-1.6%	12,250,000	-2.0%	0.27%	+6.0%
	Sell	BILL HOLDINGS INCnote 12/0	$9,640,958	-10.9%	10,485,000	-0.4%	0.26%	-4.0%
MYN	Sell	BLACKROCK MUNIYIELD N Y QUAL	$9,616,445	+0.9%	947,433	-2.6%	0.26%	+8.6%
	Sell	FIVE9 INCnote 0.500% 6/0	$9,210,256	-1.0%	9,978,000	-1.5%	0.25%	+6.8%
	Sell	PARSONS CORP DELnote 0.250% 8/1	$8,960,058	-4.6%	8,094,000	-1.7%	0.25%	+2.5%
MIY	Sell	BLACKROCK MUNIYIELD MICH QU	$8,871,812	-19.4%	792,834	-20.1%	0.24%	-13.2%
	Sell	NCL CORP LTDnote 5.375% 8/0	$8,677,956	+4.0%	8,024,000	-2.5%	0.24%	+11.7%
	Sell	INTERDIGITAL INCnote 2.000% 6/0	$7,988,750	+6.4%	7,700,000	-1.3%	0.22%	+14.1%
MHD		BLACKROCK MUNIHOLDINGS FD IN	$7,695,323	-0.7%	638,616	0.0%	0.21%	+6.6%
	Sell	JETBLUE AIRWAYS CORPnote 0.500% 4/0	$7,649,748	+3.4%	9,909,000	-1.7%	0.21%	+11.1%
	Sell	CONMED CORPnote 2.625% 2/0	$7,615,069	+6.9%	6,198,000	-1.4%	0.21%	+14.8%
	Buy	BENTLEY SYS INCnote 0.125% 1/1	$7,324,281	+7.2%	7,694,000	+3.3%	0.20%	+15.5%
	Buy	ENVESTNET INCnote 1.750% 6/0	$7,097,535	-3.0%	7,169,000	+1.6%	0.20%	+4.3%
NRK	Sell	NUVEEN NEW YORK AMT QLT MUNI	$6,744,315	-15.2%	638,062	-17.7%	0.18%	-8.9%
	Sell	CABLE ONE INCnote 1.125% 3/1	$6,589,234	-81.7%	9,014,000	-81.3%	0.18%	-80.3%
	Sell	MARRIOTT VACATIONS WORLDWIDEnote 1/1	$6,545,371	-2.4%	6,727,000	-1.7%	0.18%	+5.3%
	Buy	RINGCENTRAL INCnote 3/0	$6,465,331	+4.0%	7,342,000	+1.5%	0.18%	+11.9%
	Sell	ETSY INCnote 0.125%10/0	$6,416,472	-9.4%	4,486,000	-2.2%	0.18%	-2.8%
	Sell	Q2 HLDGS INCnote 0.750% 6/0	$6,241,246	-3.9%	7,710,000	-1.7%	0.17%	+3.0%
	Buy	ROYAL CARIBBEAN GROUPnote 4.250% 6/1	$6,221,785	+3.5%	6,142,000	+1.4%	0.17%	+11.8%
	Buy	ALARM COM HLDGS INCnote 1/1	$6,199,641	+4.2%	7,305,000	+0.3%	0.17%	+11.8%
	Sell	NCL CORP LTDnote 6.000% 5/1	$5,784,221	+2.3%	4,733,000	-1.9%	0.16%	+10.4%
MQY		BLACKROCK MUNIYILD QULT FD I	$5,454,084	+2.1%	460,649	0.0%	0.15%	+10.3%
	Sell	EXPEDIA GROUP INCnote 2/1	$5,321,416	-2.2%	5,911,000	-4.9%	0.15%	+5.0%
	Sell	WESTERN DIGITAL CORP.note 1.500% 2/0	$5,239,383	-2.7%	5,407,000	-3.8%	0.14%	+5.1%
	Sell	AKAMAI TECHNOLOGIES INCnote 0.125% 5/0	$4,829,774	-11.3%	4,803,000	-7.3%	0.13%	-4.3%
ENX		EATON VANCE NEW YORK MUN BD	$4,808,776	+7.9%	494,730	0.0%	0.13%	+15.8%
	Sell	LIBERTY MEDIA CORP DELnote 1.375%10/1	$4,792,405	-86.6%	4,419,000	-84.8%	0.13%	-85.6%
VFL		DELAWARE INVTS NATL MUN INCOsh ben int	$4,514,264	+2.9%	423,080	0.0%	0.12%	+10.7%
	Sell	OMNICELL COMnote 0.250% 9/1	$4,332,636	+3.3%	4,689,000	-2.0%	0.12%	+11.2%
MAV	Sell	PIONEER MUNICIPAL HIGH INCOM	$4,299,435	-21.2%	522,410	-22.5%	0.12%	-15.1%
MHI	Sell	PIONEER MUNICIPAL HIGH INCOM	$3,815,028	-2.6%	429,137	-6.0%	0.10%	+5.0%
NQP	Sell	NUVEEN PENNSYLVANIA QLT MUN	$3,841,063	-33.3%	336,051	-35.0%	0.10%	-28.6%
	Sell	SPIRIT AIRLS INCnote 1.000% 5/1	$3,610,252	-3.2%	4,482,000	-3.2%	0.10%	+4.2%
	Sell	SABRE GLBL INCnote 4.000% 4/1	$2,873,914	-17.5%	3,175,000	-1.9%	0.08%	-11.2%
	Sell	SNAP INCnote 0.750% 8/0	$2,606,936	+2.7%	2,846,000	-5.0%	0.07%	+10.8%
NINE	New	NINE ENERGY SERVICE INC	$1,991,870	–	358,250	+100.0%	0.06%	–
MFM		MFS MUN INCOME TRsh ben int	$1,779,048	+3.1%	333,155	0.0%	0.05%	+11.4%
KTF		DWS MUN INCOME TR	$1,596,464	+3.4%	179,378	0.0%	0.04%	+12.8%
LQD	Buy	ISHARES TRiboxx inv cp etf	$1,565,231	+181.2%	14,280	+170.5%	0.04%	+207.1%
BNY		BLACKROCK N Y MUN INCOME TRUsh ben int	$1,093,435	+3.3%	105,138	0.0%	0.03%	+11.1%
MBB		ISHARES TRmbs etf	$857,307	+2.1%	9,050	0.0%	0.02%	+14.3%
VPV	Sell	INVESCO PA VALUE MUN INC TR	$660,873	-14.1%	65,824	-16.2%	0.02%	-10.0%
	Sell	GRANITE PT MTG TR INCnote 6.375%10/0	$587,349	-3.5%	614,000	-1.3%	0.02%	0.0%
	Buy	BLACKLINE INCnote 3/1	$409,200	+138.8%	480,000	+140.0%	0.01%	+175.0%
BSXPRA		BOSTON SCIENTIFIC CORP5.50% cnv pfd a	$410,700	+4.9%	3,400	0.0%	0.01%	+10.0%
IEI	Sell	ISHARES TR3 7 yr treas bd	$362,362	-49.0%	3,080	-50.2%	0.01%	-44.4%
QYLD	Sell	GLOBAL X FDSnasdaq 100 cover	$326,639	+6.7%	19,046	-1.0%	0.01%	+12.5%
VST		VISTRA CORP	$334,032	+3.4%	13,918	0.0%	0.01%	+12.5%
EIM	Sell	EATON VANCE MUN BD FD	$303,420	-51.5%	29,175	-51.6%	0.01%	-50.0%
	Sell	COINBASE GLOBAL INCnote 0.500% 6/0	$299,213	+12.2%	464,000	-0.9%	0.01%	+14.3%
TLT		ISHARES TR20 yr tr bd etf	$269,648	+6.8%	2,535	0.0%	0.01%	+16.7%
DSL	Sell	DOUBLELINE INCOME SOLUTIONS	$241,681	+1.5%	21,256	-1.0%	0.01%	+16.7%
BTZ	Sell	BLACKROCK CR ALLOCATION INCO	$250,459	+0.8%	24,340	-1.0%	0.01%	+16.7%
JQC	Sell	NUVEEN CR STRATEGIES INCOME	$254,028	-0.6%	49,712	-1.0%	0.01%	0.0%
AWF	Sell	ALLIANCEBERNSTEIN GLOBAL HIG	$266,484	+4.3%	27,416	-1.0%	0.01%	0.0%
GHY	Sell	PGIM GLOBAL HIGH YIELD FD FO	$250,599	+0.1%	22,844	-1.0%	0.01%	+16.7%
NBO		NEUBERGER BERMAN N Y MUN FD	$247,667	+2.0%	25,745	0.0%	0.01%	+16.7%
ZROZ	New	PIMCO ETF TR25yr+ zero u s	$221,252	–	2,310	+100.0%	0.01%	–
	Buy	WORKIVA INCnote 1.125% 8/1	$169,522	+71.2%	120,000	+50.0%	0.01%	+66.7%
		EXACT SCIENCES CORPnote 0.375% 3/1	$151,548	+12.7%	162,000	0.0%	0.00%	+33.3%
		CHEFS WHSE INCnote 1.875%12/0	$28,310	+1.0%	27,000	0.0%	0.00%	0.0%
		HALOZYME THERAPEUTICS INCnote 0.250% 3/0	$23,870	-12.4%	28,000	0.0%	0.00%	0.0%
	New	CARNIVAL CORPnote 5.750%10/0	$23,788	–	19,000	+100.0%	0.00%	–
	Exit	MARATHON DIGITAL HOLDINGS INnote 1.000%12/0	$0	–	-200,000	-100.0%	-0.00%	–
	Exit	8X8 INC NEWnote 0.500% 2/0	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	TABULA RASA HEALTHCARE INCnote 1.750% 2/1	$0	–	-75,000	-100.0%	-0.00%	–
	Exit	NANOSTRING TECHNOLOGIES INCnote 2.625% 3/0	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	INVITAE CORPnote 2.000% 9/0	$0	–	-120,000	-100.0%	-0.00%	–
	Exit	DOCUSIGN INCnote 0.500% 9/1	$0	–	-60,000	-100.0%	-0.00%	–
	Exit	AIR TRANS SVCS GROUP INCnote 1.125%10/1	$0	–	-65,000	-100.0%	-0.00%	–
	Exit	REDWOOD TRUST INCnote 4.750% 8/1	$0	–	-80,000	-100.0%	-0.00%	–
	Exit	VEECO INSTRS INC DELnote 2.700% 1/1	$0	–	-95,000	-100.0%	-0.00%	–
	Exit	WINNEBAGO INDS INCnote 1.500% 4/0	$0	–	-75,000	-100.0%	-0.00%	–
	Exit	Q2 HLDGS INCnote 0.750% 2/1	$0	–	-70,000	-100.0%	-0.00%	–
	Exit	BEYOND MEAT INCnote 3/1	$0	–	-339,000	-100.0%	-0.00%	–
	Exit	CARNIVAL CORPnote 5.750% 4/0	$0	–	-88,000	-100.0%	-0.00%	–
	Exit	PENNYMAC CORPnote 5.500%11/0	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	BLOOMIN BRANDS INCnote 5.000% 5/0	$0	–	-51,000	-100.0%	-0.00%	–
	Exit	UNITED STATES STL CORPnote 5.000%11/0	$0	–	-54,000	-100.0%	-0.00%	–
	Exit	NCL CORP LTDnote 1.125% 2/1	$0	–	-200,000	-100.0%	-0.00%	–
	Exit	INFINERA CORPnote 2.125% 9/0	$0	–	-130,000	-100.0%	-0.00%	–
	Exit	INSIGHT ENTERPRISES INCnote 0.750% 2/1	$0	–	-85,000	-100.0%	-0.00%	–
	Exit	LIVENT CORPnote 4.125% 7/1	$0	–	-52,000	-100.0%	-0.00%	–
	Exit	NEW RELIC INCnote 0.500% 5/0	$0	–	-120,000	-100.0%	-0.00%	–
	Exit	BLACKLINE INCnote 0.125% 8/0	$0	–	-90,000	-100.0%	-0.00%	–
	Exit	REPLIGEN CORPnote 0.375% 7/1	$0	–	-73,000	-100.0%	-0.00%	–
	Exit	GUIDEWIRE SOFTWARE INCnote 1.250% 3/1	$0	–	-120,000	-100.0%	-0.00%	–
	Exit	NOVOCURE LTDnote 11/0	$0	–	-150,000	-100.0%	-0.00%	–
	Exit	IRONWOOD PHARMACEUTICALS INCnote 0.750% 6/1	$0	–	-120,000	-100.0%	-0.00%	–
	Exit	UPWORK INCnote 0.250% 8/1	$0	–	-136,000	-100.0%	-0.00%	–
	Exit	DRAFTKINGS INC NEWnote 3/1	$0	–	-200,000	-100.0%	-0.00%	–
	Exit	LYFT INCnote 1.500% 5/1	$0	–	-131,000	-100.0%	-0.00%	–
	Exit	ROYAL CARIBBEAN GROUPnote 2.875%11/1	$0	–	-103,000	-100.0%	-0.00%	–
	Exit	TRANSOCEAN INCdeb 0.500% 1/3	$0	–	-135,000	-100.0%	-0.00%	–
	Exit	FTI CONSULTING INCnote 2.000% 8/1	$0	–	-85,000	-100.0%	-0.00%	–
	Exit	BOX INCnote 1/1	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	APELLIS PHARMACEUTICALS INCnote 3.500% 9/1	$0	–	-79,000	-100.0%	-0.00%	–
	Exit	PENN ENTERTAINMENT INCnote 2.750% 5/1	$0	–	-79,000	-100.0%	-0.00%	–
	Exit	CRACKER BARREL OLD CTRY STORnote 0.625% 6/1	$0	–	-200,000	-100.0%	-0.00%	–
	Exit	AMERICAN EAGLE OUTFITTERS INnote 3.750% 4/1	$0	–	-98,000	-100.0%	-0.00%	–
	Exit	BENTLEY SYS INCnote 0.375% 7/0	$0	–	-200,000	-100.0%	-0.00%	–
	Exit	PURE STORAGE INCnote 0.125% 4/1	$0	–	-139,000	-100.0%	-0.00%	–
	Exit	BIGCOMMERCE HLDGS INCnote 0.250%10/0	$0	–	-200,000	-100.0%	-0.00%	–
	Exit	EVOLENT HEALTH INCnote 1.500%10/1	$0	–	-150,000	-100.0%	-0.00%	–
	Exit	REALOGY GRP LLC/REALOGY COnote 0.250% 6/1	$0	–	-200,000	-100.0%	-0.00%	–
	Exit	WAYFAIR INCnote 1.000% 8/1	$0	–	-255,000	-100.0%	-0.00%	–
	Exit	KARYOPHARM THERAPEUTICS INCnote 3.000%10/1	$0	–	-221,000	-100.0%	-0.00%	–
	Exit	BILL COM HLDGS INCnote 4/0	$0	–	-200,000	-100.0%	-0.00%	–
	Exit	TERADYNE INCnote 1.250%12/1	$0	–	-60,000	-100.0%	-0.00%	–
	Exit	LIVEPERSON INCnote 12/1	$0	–	-200,000	-100.0%	-0.00%	–
	Exit	INSMED INCnote 1.750% 1/1	$0	–	-187,000	-100.0%	-0.00%	–
	Exit	LCI INDSnote 1.125% 5/1	$0	–	-200,000	-100.0%	-0.00%	–
	Exit	ITRON INCnote 3/1	$0	–	-200,000	-100.0%	-0.00%	–
	Exit	CLOUDFLARE INCnote 8/1	$0	–	-250,000	-100.0%	-0.01%	–
	Exit	HUBSPOT INCnote 0.375% 6/0	$0	–	-157,000	-100.0%	-0.01%	–
	Exit	CONFLUENT INCnote 1/1	$0	–	-250,000	-100.0%	-0.01%	–
	Exit	PELOTON INTERACTIVE INCnote 2/1	$0	–	-272,000	-100.0%	-0.01%	–
	Exit	JAMF HLDG CORPnote 0.125% 9/0	$0	–	-250,000	-100.0%	-0.01%	–
	Exit	IRONWOOD PHARMACEUTICALS INCnote 1.500% 6/1	$0	–	-174,000	-100.0%	-0.01%	–
	Exit	RAPID7 INCnote 0.250% 3/1	$0	–	-240,000	-100.0%	-0.01%	–
	Exit	VISHAY INTERTECHNOLOGY INCnote 2.250% 6/1	$0	–	-215,000	-100.0%	-0.01%	–
	Exit	MICROSTRATEGY INCnote 2/1	$0	–	-500,000	-100.0%	-0.01%	–
	Exit	IONIS PHARMACEUTICALS INCnote 0.125%12/1	$0	–	-198,000	-100.0%	-0.01%	–
	Exit	WAYFAIR INCnote 0.625%10/0	$0	–	-280,000	-100.0%	-0.01%	–
	Exit	AFFIRM HLDGS INCnote 11/1	$0	–	-400,000	-100.0%	-0.01%	–
	Exit	SAREPTA THERAPEUTICS INCdbcv 1.500%11/1	$0	–	-135,000	-100.0%	-0.01%	–
	Exit	VERINT SYSTEMS INCnote 0.250% 4/1	$0	–	-250,000	-100.0%	-0.01%	–
	Exit	ENVISTA HOLDINGS CORPORATIONnote 2.375% 6/0	$0	–	-132,000	-100.0%	-0.01%	–
	Exit	CERIDIAN HCM HLDG INCnote 0.250% 3/1	$0	–	-250,000	-100.0%	-0.01%	–
BAB	Exit	INVESCO EXCH TRADED FD TR IItaxable mun bd	$0	–	-10,580	-100.0%	-0.01%	–
	Exit	SAREPTA THERAPEUTICS INCdebt 1.250% 9/1	$0	–	-250,000	-100.0%	-0.01%	–
	Exit	ALTERYX INCnote 0.500% 8/0	$0	–	-309,000	-100.0%	-0.01%	–
VVR	Exit	INVESCO SR INCOME TR	$0	–	-73,504	-100.0%	-0.01%	–
	Exit	CYBERARK SOFTWARE LTDnote 11/1	$0	–	-279,000	-100.0%	-0.01%	–
	Exit	TYLER TEX INDPT SCH DISTnote 0.250% 3/1	$0	–	-340,000	-100.0%	-0.01%	–
	Exit	AIRBNB INCnote 3/1	$0	–	-418,000	-100.0%	-0.01%	–
	Exit	DICKS SPORTING GOODS INCnote 3.250% 4/1	$0	–	-107,000	-100.0%	-0.01%	–
	Exit	CNX RES CORPnote 2.250% 5/0	$0	–	-273,000	-100.0%	-0.01%	–
	Exit	UNITY SOFTWARE INCnote 11/1	$0	–	-500,000	-100.0%	-0.01%	–
	Exit	JAZZ INVESTMENTS I LTDnote 2.000% 6/1	$0	–	-394,000	-100.0%	-0.01%	–
	Exit	OIL STS INTL INCnote 1.500% 2/1	$0	–	-560,000	-100.0%	-0.01%	–
	Exit	INSULET CORPnote 0.375% 9/0	$0	–	-379,000	-100.0%	-0.01%	–
CRC	Exit	CALIFORNIA RES CORP	$0	–	-33,073	-100.0%	-0.04%	–
NAD	Exit	NUVEEN QUALITY MUNCP INCOME	$0	–	-188,362	-100.0%	-0.06%	–
	Exit	SHIFT4 PMTS INCnote 0.500% 8/0	$0	–	-2,797,000	-100.0%	-0.06%	–
CWB	Exit	SPDR SER TRbbg conv sec etf	$0	–	-70,790	-100.0%	-0.12%	–
	Exit	PATRICK INDS INCdbcv 1.000% 2/0	$0	–	-6,050,000	-100.0%	-0.15%	–
PDCE	Exit	PDC ENERGY INC	$0	–	-153,669	-100.0%	-0.25%	–
NEEPRP	Exit	NEXTERA ENERGY INCunit 03/01/2023	$0	–	-254,846	-100.0%	-0.33%	–
	Exit	RAMBUS INC DELnote 1.375% 2/0	$0	–	-8,927,000	-100.0%	-0.43%	–
	Exit	LIVE NATION ENTERTAINMENT INnote 2.500% 3/1	$0	–	-17,778,000	-100.0%	-0.48%	–
	Exit	BLOCK INCnote 0.250%11/0	$0	–	-26,497,000	-100.0%	-0.51%	–
BAC	Exit	BANK AMERICA CORP	$0	–	-666,299	-100.0%	-0.56%	–
	Exit	COUPA SOFTWARE INCnote 0.375% 6/1	$0	–	-23,573,000	-100.0%	-0.58%	–
	Exit	BLOCK INCnote 5/0	$0	–	-31,062,000	-100.0%	-0.65%	–
	Exit	ON SEMICONDUCTOR CORPnote 1.625%10/1	$0	–	-8,933,000	-100.0%	-0.68%	–
	Exit	DISH NETWORK CORPORATIONnote 12/1	$0	–	-42,336,000	-100.0%	-0.70%	–
	Exit	SPLUNK INCnote 0.500% 9/1	$0	–	-35,954,000	-100.0%	-0.89%	–
	Exit	ELEVANCE HEALTH INCnote 2.750%10/1	$0	–	-14,989,000	-100.0%	-2.80%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2023-04-27

Signatures

The EDGAR filing(s) were signed by:

Chris Fitzgerald — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
NUVEEN PENNSYLVANIA QLT MUN	41	Q3 2023	0.4%
NUVEEN NY AMT-FREE MUN INCOM	41	Q3 2023	0.4%
BLACKROCK MUNIHLDGS NJ QLTY	41	Q3 2023	0.4%
BK OF AMERICA CORP	38	Q3 2023	1.9%
WELLS FARGO CO NEW	38	Q3 2023	1.9%
WELLPOINT INC	36	Q4 2022	2.8%
LIBERTY MEDIA CORP DELAWARE	36	Q3 2023	1.3%
HALLIBURTON CO	35	Q1 2022	0.6%
MFS MUN INCOME TR	35	Q3 2023	0.2%
SPDR GOLD TRUST	34	Q3 2023	1.1%

View MACKAY SHIELDS LLC's complete holdings history.

Latest significant ownerships (13-D/G)

MACKAY SHIELDS LLC Q1 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
BLACKROCK MUNIYIELD QUALITY FUND II, INC.	April 13, 2023	498	12.0%
Delaware Investments National Municipal Income Fund	January 06, 2023	423,080	2.0%
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.	January 13, 2022	1,003,451	4.2%
BLACKROCK MUNICIPAL INCOME FUND, INC.	October 28, 2021	1,864,138	4.9%
BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC.	October 28, 2021	1,383,883	4.6%
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.	February 24, 2021	644,453	5.0%
Invesco Exchange-Traded Fund Trust II^{Sold out}	January 07, 2021	0	12.0%
TALOS ENERGY INC.	October 05, 2020	3,468,731	4.8%
PETROQUEST ENERGY INC^{Sold out}	March 13, 2019	0	0.0%
COMSTOCK RESOURCES INC^{Sold out}	August 16, 2018	0	0.0%

View MACKAY SHIELDS LLC's complete significant-ownership history.

Latest filings

Type	Filed
SC 13G/A	2024-04-12
3	2024-03-25
13F-HR	2024-02-02
SC 13G/A	2024-01-11
SC 13G/A	2024-01-11
SC 13G/A	2024-01-11
SC 13G/A	2024-01-11
13F-HR	2023-10-25
13F-HR	2023-07-27
13F-HR	2023-04-27

View MACKAY SHIELDS LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Export MACKAY SHIELDS LLC's holdings