MACKAY SHIELDS LLC - Q1 2014 holdings

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$1.98 Billion is the total value of MACKAY SHIELDS LLC's 142 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 100.7% .

All

			Value		Shares		↓ Weighting
	Exit	NEW YORK N Y UNREF 4.400% 08/0municip	$0	–	-5,000	-100.0%	0.00%	–
	Exit	ALLIANCE DATA SYSTEMS CORPnote 4.750% 5/1	$0	–	-2,000	-100.0%	0.00%	–
	Exit	NEW JERSEY ENVIRON INF PRER 5.municip	$0	–	-10,000	-100.0%	0.00%	–
	Exit	SMURFIT STONE CONTAINER ESCROW	$0	–	0	+100.0%	0.00%	–
	Exit	ROYSE CITY TX INDPT PRERE 0.00municip	$0	–	-10,000	-100.0%	0.00%	–
	Exit	ADELPHIA COM ESCROW 0.000% DUE	$0	–	-1,500,000	-100.0%	0.00%	–
FNMFN	Exit	FNMA 0.000preferred stock	$0	–	-400	-100.0%	0.00%	–
	Exit	ADELPHIA COM ESCROW 0.00% DUE	$0	–	-1,000,000	-100.0%	0.00%	–
	Exit	METRO TRANSN AUTH NY REV-F 5.0municip	$0	–	-10,000	-100.0%	0.00%	–
9207PS	Exit	ROCK-TENN COcl a	$0	–	0	+100.0%	0.00%	–
	Exit	AT HOME CORP REG CNV BD (DEF)conv bond p2	$0	–	-133,347,086	-100.0%	0.00%	–
	Exit	GEORGIA ST RD & TWY AUTH 5.000municip	$0	–	-10,000	-100.0%	0.00%	–
	Exit	LYONDELLBASELL INDU-CL A	$0	–	0	+100.0%	0.00%	–
	Exit	ESSEX CNTY NJ IMPT AUTH 5.000%municip	$0	–	-5,000	-100.0%	0.00%	–
	Exit	CARROLL TX INDEP SCH DIST 0.00municip	$0	–	-5,000	-100.0%	0.00%	–
	Exit	VIRGIN ISLANDS PUB FIN AUTH 5.municip	$0	–	-10,000	-100.0%	0.00%	–
DXMMQ	Exit	DEX MEDIA INC NEW	$0	–	-464	-100.0%	0.00%	–
	Exit	NEW JERSEY ENVIRONMENTAL IN 5.municip	$0	–	-5,000	-100.0%	0.00%	–
	Exit	NEWPAGE CORP ESCROW	$0	–	0	+100.0%	0.00%	–
VRNT	Exit	VERINT SYS INC	$0	–	-53	-100.0%	0.00%	–
	Exit	AT HOME CORP CNV BND REG DEFconv bond p2	$0	–	-7,185,380	-100.0%	0.00%	–
	Exit	NEW YORK GO BDS-E 5.000% 08/01municip	$0	–	-10,000	-100.0%	0.00%	–
CNSI	Exit	COMVERSE INC	$0	–	-41	-100.0%	0.00%	–
	Exit	PORT AUTH OF NY & NJ 4.500% 10municip	$0	–	-5,000	-100.0%	0.00%	–
	Exit	MOLINE-CORP PURP-B 4% 11/01/18municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	OXFORD MISS 4.000% 03/01/25municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	HARTFORD CONN GO REF BDS 5.000municip	$0	–	-20,000	-100.0%	-0.00%	–
	Exit	CAMDEN CNTY NJ IMPT AUTH RE 3.municip	$0	–	-30,000	-100.0%	-0.00%	–
	Exit	OMAHA PWR-NEB CITY-A 4.1% 02/0municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	MONROE UTIL REF-COMB 4% 12/01/municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	CORONA-NORCO CA UNI SCH DIS 4.municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	FRESNO CALIF IRR DIST CTFS 4.3municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	QUEBECOR WORLD LITIGATION TRST	$0	–	-930,000	-100.0%	-0.00%	–
	Exit	GLOUCHESTER CNTY NJ IMPT 4.750municip	$0	–	-15,000	-100.0%	-0.00%	–
	Exit	MAGOFFIN CNTY SD 4.125% 08/01/municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	DALLAS TEX AREA RAPID TRAN 4.5municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	NEW YORK GO BDS-B 5.000% 08/15municip	$0	–	-30,000	-100.0%	-0.00%	–
	Exit	GARLAND TX 5.250% 02/15/15municip	$0	–	-20,000	-100.0%	-0.00%	–
	Exit	PHARR TEX 4.100% 08/15/19municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	TOBACCO SETTLEMENT FING CORP 5municip	$0	–	-55,000	-100.0%	-0.00%	–
	Exit	RIDGEWOOD N J GO BDS 2007 5.00municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	NORFOLK VA WTR REVENUE 4.750%municip	$0	–	-35,000	-100.0%	-0.00%	–
	Exit	OTTAWA-SEW DISPOSAL 4% 05/01/2municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	CONCORD MASS URP BDS 2007 3.75municip	$0	–	-30,000	-100.0%	-0.00%	–
	Exit	DALLAS CMNTY CLG 4% 02/15/29municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	HARRISONBURG-PUB IMPT 4.125% 0municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	DAVIS CNTY 4% 02/01/19municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	BRISTOL BORO SD 4% 03/01/23municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	OH WTR-UNREF-WTR QUAL 5.000% 1municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	NEW BRAUNFELS-B-HOTEL 4.25% 09municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	FRANKLIN TWP SOMERSET CNTY 5.0municip	$0	–	-20,000	-100.0%	-0.00%	–
	Exit	CONNECTICUT ST HLTH & EDU 5.00municip	$0	–	-30,000	-100.0%	-0.00%	–
	Exit	ALABAMA ST BRD ED REV 4.000% 1municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	ADELPHIA COM ESCROW 0.00% DUE	$0	–	-2,715,000	-100.0%	-0.00%	–
	Exit	LITTLE ELM TEX CTFS OBLIG 4.75municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	UNIVERSITY NORTHN COLO 5.000%municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	GRANT PUD #2-RF-DEV-A 4% 01/01municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	PENDLETON CNTY SD FIN 4.125% 0municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	MICHIGAN MUN BD AUTH REV 4.250municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	KINGSPORT SCH PUB IMP 4% 02/01municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	UNIVERSITY TOLEDO OHIO GEN 4.1municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	ALABAMA ST UNIV REV 5.250% 09/municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	LOUISIANA ST CITIZENS PROP 5.0municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	ATLANTA GA DEV AUTH REV 4.000%municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	FRANKLIN SD BLDG 4.25% 05/01/2municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	PIMA CNTY 4% 07/01/18municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	KIRTLAND SD-IMPT 4.125% 12/01/municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	NEW KENSINGTON PA MUN SAN 5.00municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	ROUND ROCK TX INDEP SCH DIST 5municip	$0	–	-30,000	-100.0%	-0.00%	–
	Exit	NEW YORK ST DORM AUTH REV-F 5.municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	BAY CNTY FLA SALES TAX REV 4.2municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	ST LOUIS MO MUNI FIN CORP 4.00municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	NEW JERSEY ST EDL FACS AUTH 5.municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	BUTLER CNTY WTRWKS RF 4% 12/01municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	NATIONAL CITY CALIF CMNTY 4.00municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	GOLDEN KNIGHTS CORP FLA CTF 4.municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	NEW YORK ST DORM AUTH-A 5.000%municip	$0	–	-35,000	-100.0%	-0.00%	–
	Exit	PENNSYLVANIA ST HGR EDUC FAC 4municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	LANSE CREUSE MICH PUB SCHS 5.0municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	ESCONDIDO CALIF REV CTFS 4.125municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	GRAND PRAIRIE TEX WTR & 4.625%municip	$0	–	-15,000	-100.0%	-0.00%	–
	Exit	BROWNSVILLE TEX CTFS OBLIG 5.5municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	MEADE CNTY SD 2ND SER 4% 10/01municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	JANESVILLE SD-SCH BLD 4.5% 03/municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	MERCER CNTY NJ GO REF 5.000% 0municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	UNIVERSITY VA UNIV 5% 06/01/40municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	UPPER TRINITY REGL WTR DIST 4.municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	WEST CHESTER SD-RF-A 4.125% 02municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	LEE CNTY COPS FACS 4.125% 04/0municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	KANSAS ST DEV FIN AUTH REV 4.1municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	ADELPHIA COM ESCROW 0.00% DUE	$0	–	-3,025,000	-100.0%	-0.00%	–
	Exit	TRINITY RIVER AUTH TEX TEN 4.2municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	NEW JERSEY ST TRANSPRTN 5.000%municip	$0	–	-30,000	-100.0%	-0.00%	–
	Exit	FORT WAYNE IND ECONOMIC DEV 5.municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	WARREN SD REF 4.25% 05/01/24municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	VA ST HSG 4.5% 07/01/24municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	MORRIS CNTY NJ GO 5.000% 09/15municip	$0	–	-30,000	-100.0%	-0.00%	–
	Exit	NORTH HALEDON NJ SCH DIST 4.37municip	$0	–	-30,000	-100.0%	-0.00%	–
	Exit	FLEMINGTON-RARITAN N J REGL 5.municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	BRADENTON SPL OBLG 4.25% 09/01municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	HONOLULU CITY & CNTY HI 5.250%municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	WASHINGTON ST HIGHER ED FAC 4.municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	NEW YORK ST ENVIRON REV-A 5.00municip	$0	–	-35,000	-100.0%	-0.00%	–
	Exit	NEW JERSEY ECON DEV AUTH-N 5.0municip	$0	–	-15,000	-100.0%	-0.00%	–
	Exit	PORTLAND LTD TAX-C 4.375% 06/0municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	MASSACHUSETTS ST HLTH & EDL 5.municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	JACKSONVILLE UNIV-FEE 4.75% 12municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	CARLSTADT NJ SCH DIST 4.500% 0municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	STATE PUB SCH BLDG AUTH PA 4.7municip	$0	–	-30,000	-100.0%	-0.00%	–
	Exit	NORTHWEST TX INDPT SCH 5.000%municip	$0	–	-35,000	-100.0%	-0.00%	–
	Exit	FL BOE PUB ED-REF-B 4.75% 06/0municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	LOC GOVT MUN BD AUTH REV 4.125municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	MIDDLESEX CNTY NJ CTFS REF 4.0municip	$0	–	-30,000	-100.0%	-0.00%	–
	Exit	LA CA UNI SCH DI COP-B PRER 5.municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	ADELPHIA COM ESCROW 0.00% DUE	$0	–	-3,150,000	-100.0%	-0.00%	–
	Exit	NEW JERSEY ST TRANSPRTN 5.500%municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	RADNOR TWP SD SER C 4.05% 11/1municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	PORT AUTH OF NY & NJ 4.750% 07municip	$0	–	-30,000	-100.0%	-0.00%	–
	Exit	JERSEY CITY N J GO REF BDS 5.5municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	LEON SCH BRD-REF 4% 07/01/19municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	CAMBRIDGE MASS LN PRERE 4.250%municip	$0	–	-15,000	-100.0%	-0.00%	–
	Exit	EATONTOWN NJ SCH DIST 4.500% 0municip	$0	–	-35,000	-100.0%	-0.00%	–
	Exit	EDINBURG TX CONS INDPT 4.000%municip	$0	–	-35,000	-100.0%	-0.00%	–
	Exit	FLORIDA ST MUN PWR AGY REV 5.0municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	GLEN ROCK NJ SCH DIST 4.600% 0municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	SAN ANTONIO TEXAS ELEC & 5.375municip	$0	–	-30,000	-100.0%	-0.00%	–
	Exit	AUSTIN ISD-REF 5% 08/01/33municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	NY LOC ASST REF SER C 5.5% 04/municip	$0	–	-15,000	-100.0%	-0.00%	–
	Exit	BOONE CNTY SD FIN BDG 4.125% 0municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	LEHMAN 6.20 09/26/14 ESCROW CL	$0	–	-70,000	-100.0%	-0.00%	–
	Exit	ROSEVILLE MICH SCH DIST 5.000%municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	DODGE CITY KANS SALES TAX 4.50municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	OXFORD BLDG AUTH-A 4.2% 10/01/municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	SEATTLE WA MUN LT & PWR 5.250%municip	$0	–	-20,000	-100.0%	-0.00%	–
	Exit	CHARLESTON SC WTR & SWR REV 5.municip	$0	–	-20,000	-100.0%	-0.00%	–
	Exit	WISCONSIN ST CLEAN WTR REV 5.0municip	$0	–	-20,000	-100.0%	-0.00%	–
	Exit	PORT AUTH OF NY & NJ 4.750% 07municip	$0	–	-30,000	-100.0%	-0.00%	–
	Exit	LAKEWOOD OHIO WTR SYS REV 4.25municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	CAPE CORAL FLA UTIL 4.125% 07/municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	UNIVERSITY NC CHAPEL HILL 5.00municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	MADISON SD REF-BLDG 4% 03/01/2municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	ELYRIA OHIO 4.000% 12/01/18municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	SWSTRN DEV-MASCOUTAH 4.6% 02/0municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	GENESEE CNTY MICH 4.000% 05/01municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	CLAYTON DEV-REF-B 4% 08/01/19municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	NORTH CAROLINA ST 5.000% 03/01municip	$0	–	-30,000	-100.0%	-0.00%	–
	Exit	MASSACHUSETTS ST TPK AUTH 0.00municip	$0	–	-35,000	-100.0%	-0.00%	–
	Exit	EAGLE MTN & SAGINAW TX INDPT 5municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	LEHMAN 5.250 02/06/13 ESCROW C	$0	–	-90,000	-100.0%	-0.00%	–
	Exit	OMAHA PWR SUB-SYS-AA 4.15% 02/municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	GODFREY ETC SD REF 4% 05/01/17municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	NEW JERSEY ST EDJ FACS AUTH 4.municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	FAIRFAX SWR 4% 07/15/27municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	BLOOMFIELD TWP LIBR 4.125% 05/municip	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	BAY CNTY FLA EDL FACS REV 3.5%municip	$0	–	-65,000	-100.0%	-0.00%	–
	Exit	NEW JERSEY ST HSG & MTGE FIN 4municip	$0	–	-55,000	-100.0%	-0.00%	–
	Exit	VIRGINIA ST PUBLIC SCH DIST 4.municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	HOUSTON TX HOTEL OCCUPANCY 5.0municip	$0	–	-45,000	-100.0%	-0.00%	–
	Exit	MINNESOTA PUB FACS AUTH 3.000%municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	NORTH TEX TWY AUTH 6.125% 01/0municip	$0	–	-40,000	-100.0%	-0.00%	–
	Exit	GLEN ROCK NJ SCH DIST 4.700% 0municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	OXNARD CALIF FING AUTH LEAS 5.municip	$0	–	-60,000	-100.0%	-0.00%	–
	Exit	HENNEPIN CNTY MN SALES TAX 4.8municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	HOUSTON TX HGR EDU FIN CORP 4.municip	$0	–	-40,000	-100.0%	-0.00%	–
	Exit	COCOA FLA WTR & SWR REV 5.250%municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	SAN JOSE CALIF REDEV AGY TAX 5municip	$0	–	-60,000	-100.0%	-0.00%	–
	Exit	COLLINGSWOOD NJ SCH DIST 4.000municip	$0	–	-55,000	-100.0%	-0.00%	–
	Exit	SAN JUAN TEX HIGHER ED 6.700%municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	NEW YORK ST TWY AUTH-A 5.000%municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	MORONGO CA UNIF SCH DIST 5.250municip	$0	–	-45,000	-100.0%	-0.00%	–
	Exit	HARRIS CNTY TEX PRERE 5.250% 1municip	$0	–	-40,000	-100.0%	-0.00%	–
	Exit	HARTFORD CONN GO REF BDS 5.000municip	$0	–	-55,000	-100.0%	-0.00%	–
	Exit	STOCKTON CA UNIF SCH DIST 5.00municip	$0	–	-55,000	-100.0%	-0.00%	–
	Exit	NEW YORK CITY TRANSIT SUB-S 5.municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	NEW JERSEY ST TRANSPRTN 6.104%municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	NEW JERSEY ST TRANSPRTN 5.000%municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	UPPER OCCOQUAN VA SEWAGE AU 4.municip	$0	–	-40,000	-100.0%	-0.00%	–
	Exit	NEW YORK CITY TRANS TAX-I 5.00municip	$0	–	-40,000	-100.0%	-0.00%	–
	Exit	IRVINGTON TWN NJ 4.625% 07/15/municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	NEW YORK NY CITY MUN UNREF 5.0municip	$0	–	-60,000	-100.0%	-0.00%	–
	Exit	ILLINOIS FIN AUTH REV 6% 05/15municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	SWEDESBORO WOOLWICH NJ CON 4.5municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	NEW YORK ST DORM AUTH REV-A 5.municip	$0	–	-40,000	-100.0%	-0.00%	–
	Exit	MONROE CNTY NY INDL DEV COR 5.municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	MASSACHUSETTS ST HEALTH 4.500%municip	$0	–	-40,000	-100.0%	-0.00%	–
	Exit	UNION CNTY NJ-B 3.000% 03/01/1municip	$0	–	-45,000	-100.0%	-0.00%	–
	Exit	BURLINGTON VT ELEC REV 5.000%municip	$0	–	-40,000	-100.0%	-0.00%	–
	Exit	NEW JERSEY ST GO REF-H 5.250%municip	$0	–	-40,000	-100.0%	-0.00%	–
	Exit	LOUISIANA ST LOCAL GOVT 3.000%municip	$0	–	-60,000	-100.0%	-0.00%	–
	Exit	CALIFORNIA ST REF-STEM CELL 5.municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	MOORESTOWN TWP NJ SCH DIST 4.5municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	NEW YORK GO BDS-B 5.000% 08/01municip	$0	–	-40,000	-100.0%	-0.00%	–
	Exit	NYS UDC-B BE 5.250% 01/01/22municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	NYC TRANS FIN 5.000% 07/15/26municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	NEW JERSEY ECONOMIC DEV-C 4.50municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	NEW YORK ST URBAN DEV CORP- 5.municip	$0	–	-45,000	-100.0%	-0.00%	–
	Exit	NEW YORK ST 4.750% 02/15/37municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	ADELPHIA COM ESCROW 0.00% DUE	$0	–	-6,441,000	-100.0%	-0.00%	–
	Exit	VIRGIN ISLANDS PUB FIN AUTH 5.municip	$0	–	-55,000	-100.0%	-0.00%	–
	Exit	NEW YORK ST URBAN DEV CORP 5.0municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	NEW JERSEY BLDG AUTH REV-A 4.5municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	LA USD 5.000% 07/01/27municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	SAN JUAN TEX HIGHER ED FIN 5.1municip	$0	–	-45,000	-100.0%	-0.00%	–
	Exit	MARLBORO TWP NJ GO 3.250% 10/0municip	$0	–	-45,000	-100.0%	-0.00%	–
	Exit	AMERICAN AIRLINES ESCROW	$0	–	-200,000	-100.0%	-0.00%	–
	Exit	NEW BRAUNFELS TX INDPT 3.375%municip	$0	–	-60,000	-100.0%	-0.00%	–
	Exit	NEW YORK NY GO-O 5.000% 06/01/municip	$0	–	-60,000	-100.0%	-0.00%	–
	Exit	MASSACHUSETTS ST WTR POLLUT 4.municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	TEXAS ST TRANSN COMMN-MOBIL 4.municip	$0	–	-40,000	-100.0%	-0.00%	–
	Exit	CMWLTH FING AUTH PA 4.700% 06/municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	NEW YORK NY CITY MUN PRERE 5.0municip	$0	–	-40,000	-100.0%	-0.00%	–
	Exit	HIGHLANDS HLTH-G-UNRF 5.125% 1municip	$0	–	-40,000	-100.0%	-0.00%	–
	Exit	UNIV KS HOSP 5.000% 09/01/16municip	$0	–	-40,000	-100.0%	-0.00%	–
	Exit	NORTH BERGEN TWP NJ 4.500% 02/municip	$0	–	-60,000	-100.0%	-0.00%	–
	Exit	PENNSYLVANIA ST BUILD AMER 5.3municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	NEW JERSEY ST TRANSPRTN 5.000%municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	NEW JERSEY ST EDL FACS-L 4.375municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	NORTH CAROLINA ST CAPITAL 4.62municip	$0	–	-60,000	-100.0%	-0.00%	–
	Exit	NEW YORK ST DORM AUTH REVS 5.0municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	NORTHERN BURLINGTON CNTY 5.250municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	DISTRICT OF COLUMBIA 5.000% 06municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	PORT AUTH OF NY & NJ 4.750% 11municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	INDIANAPOLIS IND LOC PUB 5.5%municip	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	VIRGIN ISLANDS PUB FIN AUTH 5.municip	$0	–	-90,000	-100.0%	-0.00%	–
	Exit	GENESEE CNTY MI 2.000% 05/01/1municip	$0	–	-75,000	-100.0%	-0.00%	–
	Exit	VIRGIN ISLANDS PUB FIN AUTH 5.municip	$0	–	-75,000	-100.0%	-0.00%	–
	Exit	CERES CALIF UNI SCH DIST 0.000municip	$0	–	-500,000	-100.0%	-0.00%	–
	Exit	NEW JERSEY ECONOMIC DEV AUT 5.municip	$0	–	-80,000	-100.0%	-0.00%	–
	Exit	WISCONSIN ST GO BDS-A 5.000% 0municip	$0	–	-75,000	-100.0%	-0.00%	–
	Exit	CT ST TAX OBLIG INFRA 5.000% 1municip	$0	–	-70,000	-100.0%	-0.00%	–
	Exit	NYS DORM AUTH REVS 5% 07/01/20municip	$0	–	-85,000	-100.0%	-0.00%	–
	Exit	ED EDL 5.250% 07/01/19municip	$0	–	-75,000	-100.0%	-0.00%	–
	Exit	OHIO ST COMMON SCHS GO REF- 5.municip	$0	–	-75,000	-100.0%	-0.00%	–
	Exit	SWEDESBORO WOOLWICH NJ CON 4.5municip	$0	–	-65,000	-100.0%	-0.00%	–
	Exit	METRO BOSTON TRANSIT PKG CORP5municip	$0	–	-70,000	-100.0%	-0.00%	–
	Exit	FORT WORTH TX CTFS OBLIG 5.000municip	$0	–	-75,000	-100.0%	-0.00%	–
	Exit	OCEAN CNTY NJ GO REF 4.000% 08municip	$0	–	-75,000	-100.0%	-0.00%	–
	Exit	MASSACHUSETTES EDL FING AUT 4.municip	$0	–	-85,000	-100.0%	-0.00%	–
	Exit	NEW YORK ST DORM AUTH-A 4.000%municip	$0	–	-75,000	-100.0%	-0.00%	–
	Exit	MET GOVT NASHVILLE & DAVIDSON5municip	$0	–	-75,000	-100.0%	-0.00%	–
	Exit	ALLEGHENY CNTY PA PORT AUTH 5.municip	$0	–	-75,000	-100.0%	-0.00%	–
	Exit	PROVIDENCE R I PUB BLDGS 5.000municip	$0	–	-75,000	-100.0%	-0.00%	–
	Exit	NEW JERSEY ST EDL FACS-B 5.000municip	$0	–	-75,000	-100.0%	-0.00%	–
	Exit	CHICAGO ILL O HARE INTL 6.500%municip	$0	–	-65,000	-100.0%	-0.00%	–
	Exit	PEQUANNOC RIVER NJ BASIN SW 3.municip	$0	–	-65,000	-100.0%	-0.00%	–
ADPAJ	Exit	ADELPHIA RECOVERY TRUST SERIES	$0	–	-6,875,061	-100.0%	-0.00%	–
	Exit	HOUSTON TEX HIGHER ED 6.500% 0municip	$0	–	-75,000	-100.0%	-0.00%	–
	Exit	DETROIT MICH WTR SUPPLY SYS 5.municip	$0	–	-95,000	-100.0%	-0.00%	–
	Exit	LAFAYETTE LA PUB TR FING AUTH5municip	$0	–	-75,000	-100.0%	-0.00%	–
	Exit	DETROIT MI SEW DISP REV-B 5.00municip	$0	–	-80,000	-100.0%	-0.00%	–
	Exit	ALASKA ST HSG FIN CORP 5.000%municip	$0	–	-70,000	-100.0%	-0.00%	–
	Exit	SOUTH CAROLINA TRANSN INFR- 5.municip	$0	–	-75,000	-100.0%	-0.00%	–
	Exit	MASSACHUSETTS ST SCH BLDG 4.75municip	$0	–	-70,000	-100.0%	-0.00%	–
	Exit	CHICAGO IL O HARE INTL ARPT 5.municip	$0	–	-115,000	-100.0%	-0.00%	–
	Exit	GARDEN ST NJ PRESERVATION-A 4.municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	LITTLE ROCK AR SWR REVENUE 3.0municip	$0	–	-110,000	-100.0%	-0.00%	–
	Exit	TROY N Y CAP RESOURCE CORP 5%municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	ALLAMUCHY TWP NJ BRD OF EDU 4.municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	FLORIDA ST BRD OF EDU PUBLIC 4municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	ARIZONA HEALTH FACS AUTH 5% 01municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	NEW YORK ST TWY AUTH ST 5.000%municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	ILLINOIS ST TOLL HWY AUTH 5.00municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	NEW YORK N Y 5% 08/01/22municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	ALLEGHENY CNTY PA SAN AUTH 5.0municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	JOHNSON CITY TENN HEALTH &ED 5municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	CHICAGO ARPT-A-AGC-IC 5.000% 0municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	NJ TPK REF-SER A 5.000% 01/01/municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	WA DC CONVTN-REF-A 5.000% 10/0municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	LOS ANGELES CNTY TRAN AUTH 5.0municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	NORTH CAROLINA EASTN MUN PW 5.municip	$0	–	-110,000	-100.0%	-0.00%	–
	Exit	PENNSYLVANIA ST TURNPIKE COM 4municip	$0	–	-110,000	-100.0%	-0.00%	–
	Exit	TOBACCO SETTLEMENT FING 4.625%municip	$0	–	-135,000	-100.0%	-0.00%	–
	Exit	NEW JERSEY ECONOMIC DEV AUTH 5municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	PASCO CNTY FLA SCH BRD CTFS 4.municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	INDIANA ST FIN AUTH REV 4.000%municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	OH WTR-PRERF-WTR QUAL 5.000% 1municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	FLORIDA ST MUN PWR AGY 5.000%municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	FLORIDA ST BRD ED 5.250% 06/01municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	GREEN BAY WIS CORP PURP 4.250%municip	$0	–	-105,000	-100.0%	-0.00%	–
	Exit	AUSTIN WTR/WSTWTR REF 5.000% 0municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	LIVINGSTON TWP NJ SCH DIST 4.5municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	HARRIS CNTY UNREF 5.250% 10/01municip	$0	–	-110,000	-100.0%	-0.00%	–
	Exit	TX GAS ACQ SER A 5.000% 12/15/municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	MICHIGAN ST 5.250% 11/01/22municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	WEST VA ST SCH BLDG AUTH 5.250municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	VIRGIN ISLANDS PUB FIN AUTH 5%municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	BRAZOS RIV AUTH TEX 4.100% 07/municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	PASSAIC CNTY N J GO BDS 2008 5municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	NEW YORK ST DORM AUTH REV-E 5.municip	$0	–	-95,000	-100.0%	-0.00%	–
	Exit	TOBACCO SETTLEMENT FING CORP 5municip	$0	–	-145,000	-100.0%	-0.00%	–
	Exit	MONTVILLE TWP N J GO REF BDS 5municip	$0	–	-85,000	-100.0%	-0.00%	–
	Exit	BURLINGTON TWP NJ BRD ED 4.000municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	ROCKLAND CNTY NY 4.000% 04/01/municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	FLORIDA ST DEPT ENV PROTN 5.00municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	ERIE CO SCH-A BE 5.750% 05/01/municip	$0	–	-85,000	-100.0%	-0.00%	–
	Exit	WASHINGTON ST GO REF BDS-R 4.0municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	MIAMI-DADE CNTY FL SCH 4.250%municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	NY DORM 5.000% 07/01/20municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	NEW JERSEY ST TPK AUTH-A 5.000municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	FRESNO CA ARPT REV REF BDS- 5.municip	$0	–	-105,000	-100.0%	-0.00%	–
	Exit	MISSOURI ST HWYS & TRANS 5.000municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	N JERSEY DIST WTR 4% 11/15/14municip	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	LARAMIE CNTY WY HOSP REV 5.000municip	$0	–	-125,000	-100.0%	-0.01%	–
	Exit	KENTUCKY ST PPTY & BLDGS 5.0%municip	$0	–	-125,000	-100.0%	-0.01%	–
	Exit	DETROIT MI WTR & SEW DEPT 5.50municip	$0	–	-150,000	-100.0%	-0.01%	–
	Exit	CHICAGO ILL TRAN AUTH 5.25% 06municip	$0	–	-125,000	-100.0%	-0.01%	–
	Exit	STOCKTON CA UNIF SCH DIST 4.55municip	$0	–	-135,000	-100.0%	-0.01%	–
	Exit	DC BALLPARK-SER B1 5.000% 02/0municip	$0	–	-125,000	-100.0%	-0.01%	–
	Exit	WA SER D 5.000% 01/01/20municip	$0	–	-125,000	-100.0%	-0.01%	–
	Exit	OCEAN CNTY UTILS-REF 5.000% 01municip	$0	–	-120,000	-100.0%	-0.01%	–
	Exit	SPARTA TWP NJ BRD OF EDU 4.300municip	$0	–	-125,000	-100.0%	-0.01%	–
	Exit	NJ TRN-A-TRN SYS 5.500% 12/15/municip	$0	–	-110,000	-100.0%	-0.01%	–
	Exit	CA WTR-UNREF-2010 5.000% 12/01municip	$0	–	-120,000	-100.0%	-0.01%	–
	Exit	PORT AUTH NY & NJ CONS 5.000%municip	$0	–	-125,000	-100.0%	-0.01%	–
	Exit	MINNESOTA ST HSG FIN AGY 4.200municip	$0	–	-135,000	-100.0%	-0.01%	–
	Exit	NJ TRN-A-TRN SYS 5.500% 12/15/municip	$0	–	-125,000	-100.0%	-0.01%	–
	Exit	COLORADO ST HLTH FACS AUTH 4.2municip	$0	–	-125,000	-100.0%	-0.01%	–
	Exit	NEVADA ST HWY IMPT REV 5% 12/0municip	$0	–	-125,000	-100.0%	-0.01%	–
	Exit	NORTH TEX TWY AUTH 6@% 01/01/2municip	$0	–	-125,000	-100.0%	-0.01%	–
	Exit	TEXAS ST TRANSN COMMN 5.000% 0municip	$0	–	-125,000	-100.0%	-0.01%	–
	Exit	NEW YORK ST DORM AUTH REV 5.00municip	$0	–	-140,000	-100.0%	-0.01%	–
	Exit	NEW YORK ST DORM AUTH FAC-B 5.municip	$0	–	-140,000	-100.0%	-0.01%	–
	Exit	TAMPA FLA WTR & SWR 5.000% 10/municip	$0	–	-140,000	-100.0%	-0.01%	–
	Exit	LITTLE ROCK AR SWR REVENUE 2.0municip	$0	–	-150,000	-100.0%	-0.01%	–
	Exit	SOUTH PLAINFIELD N J GEN 5.000municip	$0	–	-150,000	-100.0%	-0.01%	–
	Exit	HAMILTON CNTY OHIO HEALTH 5.25municip	$0	–	-150,000	-100.0%	-0.01%	–
	Exit	MARLBORO TWP N J BRD ED REF 4.municip	$0	–	-150,000	-100.0%	-0.01%	–
	Exit	KANSAS ST DEV FIN AUTH HLTH 5.municip	$0	–	-150,000	-100.0%	-0.01%	–
	Exit	NEW JERSEY ST TRANSN FD-A 4.75municip	$0	–	-155,000	-100.0%	-0.01%	–
	Exit	LEHMAN 6.00 07/19/12 ESCROW CL	$0	–	-720,000	-100.0%	-0.01%	–
	Exit	MONTGOMERY CNTY TEX MUN 4.125%municip	$0	–	-150,000	-100.0%	-0.01%	–
	Exit	NEW YORK ST DORM AUTH REV-C 5.municip	$0	–	-150,000	-100.0%	-0.01%	–
	Exit	PALOMAR POMERADO CA HLTH 5.000municip	$0	–	-165,000	-100.0%	-0.01%	–
	Exit	NEW YORK ST DORM AUTH 5.000% 0municip	$0	–	-150,000	-100.0%	-0.01%	–
	Exit	WISCONSIN ST HEALTH & EDL F 5.municip	$0	–	-160,000	-100.0%	-0.01%	–
	Exit	NEW YORK ST DORM AUTH REV 5.00municip	$0	–	-145,000	-100.0%	-0.01%	–
	Exit	DANE CNTY WI RFDG SER E 3.000%municip	$0	–	-150,000	-100.0%	-0.01%	–
	Exit	HARRIS CNTY TEX FLOOD CTL 4.12municip	$0	–	-150,000	-100.0%	-0.01%	–
	Exit	TENAFLY N J BRD ED REF 5.000%municip	$0	–	-150,000	-100.0%	-0.01%	–
	Exit	ETOWAH CNTY AL BRD OF EDU 5.00municip	$0	–	-150,000	-100.0%	-0.01%	–
	Exit	NEW YORK ST TWY AUTH GEN RE 5.municip	$0	–	-150,000	-100.0%	-0.01%	–
	Exit	ANAHEIM CA PUBLIC FING AUTH 4.municip	$0	–	-160,000	-100.0%	-0.01%	–
	Exit	ILLINOIS HSG DEV AUTH REV 4.10municip	$0	–	-160,000	-100.0%	-0.01%	–
	Exit	GUAM GOVT BUSINESS PRIVILEG 5.municip	$0	–	-195,000	-100.0%	-0.01%	–
	Exit	REEDY CREEK AD VALOREM TAX-A 5municip	$0	–	-165,000	-100.0%	-0.01%	–
	Exit	LOUISIANA PUB FACS AUTH REV 5.municip	$0	–	-190,000	-100.0%	-0.01%	–
	Exit	NEW JERSEY ECONOMIC DEV 5.750%municip	$0	–	-170,000	-100.0%	-0.01%	–
	Exit	PEQUANNOCK RIVER NJ BASIN S 4.municip	$0	–	-175,000	-100.0%	-0.01%	–
	Exit	NEW JERSEY ENVIRONMENTAL IN 5.municip	$0	–	-185,000	-100.0%	-0.01%	–
	Exit	HOUSTON TEX HIGHER ED 6.875% 0municip	$0	–	-175,000	-100.0%	-0.01%	–
	Exit	HIGHLANDS CNTY FL HEALTH FA 5.municip	$0	–	-170,000	-100.0%	-0.01%	–
	Exit	EDISON TWP N J GO REF BDS 5.00municip	$0	–	-150,000	-100.0%	-0.01%	–
	Exit	CHICAGO IL BRD OF EDU 5.000% 1municip	$0	–	-165,000	-100.0%	-0.01%	–
	Exit	PUERTO RICO COMWLTH PRERE 5.00municip	$0	–	-170,000	-100.0%	-0.01%	–
	Exit	CLEVELAND-CUYAHOGA CNTY OHI 6.municip	$0	–	-175,000	-100.0%	-0.01%	–
	Exit	DENVER CO WEST MET DIST 3.000%municip	$0	–	-170,000	-100.0%	-0.01%	–
	Exit	PEQUANNOCK NJ RIV BASIN SWR 3.municip	$0	–	-165,000	-100.0%	-0.01%	–
	Exit	PUERTO RICO COMWLTH PRERE 5.00municip	$0	–	-165,000	-100.0%	-0.01%	–
	Exit	DETROIT MI DISTRIBUTABLE AI 5.municip	$0	–	-200,000	-100.0%	-0.01%	–
	Exit	AKRON BATH COPLEY OH HOSP 5.00municip	$0	–	-210,000	-100.0%	-0.01%	–
	Exit	NORTH TX TWY AUT REV-F 5.750%municip	$0	–	-205,000	-100.0%	-0.01%	–
	Exit	WATERLOO IOWA REF SER B 4.000%municip	$0	–	-200,000	-100.0%	-0.01%	–
	Exit	NEW JERSEY ECONOMIC DEV AUT 5.municip	$0	–	-215,000	-100.0%	-0.01%	–
	Exit	MIDDLESEX CNTY NJ 4.125% 01/01municip	$0	–	-200,000	-100.0%	-0.01%	–
	Exit	EAST BRUNSWICK TWYP NJ PRER 4.municip	$0	–	-200,000	-100.0%	-0.01%	–
	Exit	GUAM GOVT BUSINESS PRIVILEG 5.municip	$0	–	-200,000	-100.0%	-0.01%	–
	Exit	WEST CHICAGO IL PK DIST 5.250%municip	$0	–	-210,000	-100.0%	-0.01%	–
	Exit	CALIFORNIA ST GO BDS 5.000% 09municip	$0	–	-210,000	-100.0%	-0.01%	–
CWB	Exit	SPDR SERIES TRUSTbrc cnv secs etf	$0	–	-4,760	-100.0%	-0.01%	–
	Exit	MASSACHUSETTS ST HEALTH & 5.00municip	$0	–	-200,000	-100.0%	-0.01%	–
	Exit	HOUSTON TEX UTIL SYS 5.250% 05municip	$0	–	-200,000	-100.0%	-0.01%	–
	Exit	NEW JERSEY ST EDL FACS AUTH 5.municip	$0	–	-200,000	-100.0%	-0.01%	–
	Exit	MICHIGAN ST FIN AUTH REV 5.500municip	$0	–	-185,000	-100.0%	-0.01%	–
	Exit	INDIANA ST FIN AUTH REV 4.000%municip	$0	–	-200,000	-100.0%	-0.01%	–
	Exit	HOUSTON TEX UTIL SYS REV 5.125municip	$0	–	-200,000	-100.0%	-0.01%	–
	Exit	NEW YORK ST LOC GOVT-A 5.000%municip	$0	–	-180,000	-100.0%	-0.01%	–
	Exit	AUSTIN TX REF PUB IMPT 4.000%municip	$0	–	-200,000	-100.0%	-0.01%	–
	Exit	NASSAU CNTY NY GO BDS-A 5.000%municip	$0	–	-180,000	-100.0%	-0.01%	–
	Exit	PARK CREEK MET DIST COLO RE 6.municip	$0	–	-190,000	-100.0%	-0.01%	–
	Exit	CLARK CNTY NEV SCH DIST FOR 5.municip	$0	–	-200,000	-100.0%	-0.01%	–
	Exit	SANTA RITA CALIF UN SCH DIS 5.municip	$0	–	-240,000	-100.0%	-0.01%	–
	Exit	DETROIT MI WTR & SEW DEPT-A 5.municip	$0	–	-270,000	-100.0%	-0.01%	–
	Exit	GOOSE CREEK TX CONS INDPT S 5.municip	$0	–	-200,000	-100.0%	-0.01%	–
	Exit	NORTH CAROLINA TPK AUTH 5.750%municip	$0	–	-235,000	-100.0%	-0.01%	–
	Exit	PORTLAND ME ARPT REV 5.000% 07municip	$0	–	-250,000	-100.0%	-0.01%	–
	Exit	SOUTH FORK MUN AUTH PA HOSP 5%municip	$0	–	-200,000	-100.0%	-0.01%	–
	Exit	DISTRICT COLUMBIA INCOME TA 5%municip	$0	–	-225,000	-100.0%	-0.01%	–
	Exit	MINNESOTA PUB FACS AUTH 5.000%municip	$0	–	-200,000	-100.0%	-0.01%	–
	Exit	PIEDMONT MUN PWR AGY ELEC-C 5.municip	$0	–	-225,000	-100.0%	-0.01%	–
	Exit	CALIFORNIA ST GO BDS 6.000% 04municip	$0	–	-210,000	-100.0%	-0.01%	–
	Exit	LITTLE ROCK AR SWR REVENUE 2.0municip	$0	–	-225,000	-100.0%	-0.01%	–
	Exit	ALASKA ST HSG FIN CORP 5.000%municip	$0	–	-225,000	-100.0%	-0.01%	–
	Exit	NEW JERSEY ECONOMIC DEV AUT 5.municip	$0	–	-230,000	-100.0%	-0.01%	–
	Exit	VIRGINIA COLLEGE BLDG AUTH VAmunicip	$0	–	-225,000	-100.0%	-0.01%	–
	Exit	W CONTRA COSTA CA UNIF SCH 5.2municip	$0	–	-220,000	-100.0%	-0.01%	–
	Exit	PERTH AMBOY NJ 5.000% 09/01/27municip	$0	–	-225,000	-100.0%	-0.01%	–
	Exit	NEW JERSEY ST HLTH CARE FAC 5.municip	$0	–	-225,000	-100.0%	-0.01%	–
	Exit	WEST WINDSOR PLAINSBORO 3.000%municip	$0	–	-250,000	-100.0%	-0.01%	–
	Exit	EAST HANOVER TWP N J 4.000% 02municip	$0	–	-240,000	-100.0%	-0.01%	–
	Exit	TEXAS ST 5.250% 08/01/22municip	$0	–	-250,000	-100.0%	-0.01%	–
	Exit	TRIBOROUGH BRDG & TUNL REV-E 5municip	$0	–	-215,000	-100.0%	-0.01%	–
	Exit	NEW JERSEY ST TRANSPRTN 5.000%municip	$0	–	-260,000	-100.0%	-0.01%	–
	Exit	UNIVERSITY CINCINNATI OHIO 5.0municip	$0	–	-240,000	-100.0%	-0.01%	–
	Exit	MOUNT LAUREL TWP N J GO BDS 4.municip	$0	–	-250,000	-100.0%	-0.01%	–
	Exit	NEW JERSEY ST EDUCTNL FACS 5.0municip	$0	–	-250,000	-100.0%	-0.01%	–
	Exit	NEW JERSEY ST TRANSPRTN 5.000%municip	$0	–	-245,000	-100.0%	-0.01%	–
	Exit	NEW YORK ST DORM AUTH REVS 5.2municip	$0	–	-275,000	-100.0%	-0.01%	–
	Exit	STATE PUB SCH BLDG AUTH 5.000%municip	$0	–	-285,000	-100.0%	-0.01%	–
	Exit	CALIFORNIA EDL FACS AUTH 5.250municip	$0	–	-285,000	-100.0%	-0.01%	–
	Exit	HOUSTON TEX INDPT SCH DIST 5.0municip	$0	–	-250,000	-100.0%	-0.01%	–
	Exit	METROPOLITAN WC DC ARPTS 5.000municip	$0	–	-285,000	-100.0%	-0.01%	–
	Exit	TRENTON NJ 4.000% 07/15/14municip	$0	–	-285,000	-100.0%	-0.01%	–
	Exit	LYCOMING CNTY PA AUTH 5.500% 0municip	$0	–	-285,000	-100.0%	-0.01%	–
	Exit	CHICAGO IL O'HARE INT ARPT 5.0municip	$0	–	-300,000	-100.0%	-0.01%	–
	Exit	CUSHING OK EDL FACS AUTH RE 4.municip	$0	–	-270,000	-100.0%	-0.01%	–
	Exit	WEST HARRIS CNTY TX REGL WT 5.municip	$0	–	-275,000	-100.0%	-0.01%	–
	Exit	WASHOE CNTY NV HWY REV 5.000%municip	$0	–	-295,000	-100.0%	-0.01%	–
	Exit	MICHIGAN FIN AUTH REV 5.250% 0municip	$0	–	-290,000	-100.0%	-0.01%	–
	Exit	ALUM ROCK CA UNION ELEM SCH 5.municip	$0	–	-295,000	-100.0%	-0.01%	–
	Exit	KING CNTY WA PUB HOSP DIST 5.2municip	$0	–	-320,000	-100.0%	-0.01%	–
	Exit	MONMOUTH CNTY N J GO REF 4.000municip	$0	–	-325,000	-100.0%	-0.01%	–
	Exit	KELLER TEX INDPT SCH DIST 5.25municip	$0	–	-300,000	-100.0%	-0.01%	–
	Exit	CALIFORNIA STATEWIDE CMNTYS 5.municip	$0	–	-325,000	-100.0%	-0.01%	–
	Exit	AVALON BORO N J GO BDS 2008 5.municip	$0	–	-300,000	-100.0%	-0.01%	–
	Exit	ABAG FIN AUTH FOR NONPROFIT 5.municip	$0	–	-365,000	-100.0%	-0.01%	–
	Exit	ORANGE CNTY FL HEALTH FACS 5.0municip	$0	–	-340,000	-100.0%	-0.01%	–
	Exit	FRANKLIN PARK IL 6.250% 07/01/municip	$0	–	-325,000	-100.0%	-0.01%	–
	Exit	BUILD NYC RESOURCE CORP 4.750%municip	$0	–	-375,000	-100.0%	-0.01%	–
	Exit	OREGON ST FACS AUTH REVENUE 3.municip	$0	–	-345,000	-100.0%	-0.01%	–
	Exit	INDIANAPOLIS IND MULTIFAMIL 4.municip	$0	–	-360,000	-100.0%	-0.01%	–
	Exit	OAKLAND CA UNIF SCH DIST 4.500municip	$0	–	-405,000	-100.0%	-0.01%	–
	Exit	DETROIT MI CITY SCH DIST 5.000municip	$0	–	-375,000	-100.0%	-0.01%	–
	Exit	DE KALB CNTY GA WTR & SWR 5.25municip	$0	–	-345,000	-100.0%	-0.01%	–
	Exit	PHILADELPHIA PA GO BDS 6.000%municip	$0	–	-375,000	-100.0%	-0.02%	–
	Exit	ST LOUIS CNTY MO INDL DEV 5.00municip	$0	–	-400,000	-100.0%	-0.02%	–
	Exit	OREGON ST FACS AUTH REVENUE 3.municip	$0	–	-380,000	-100.0%	-0.02%	–
	Exit	EL MONTE CA UN HGH SCH BDS- 5.municip	$0	–	-390,000	-100.0%	-0.02%	–
	Exit	TEXAS PRIVATE ACTIVITY BD 6.87municip	$0	–	-400,000	-100.0%	-0.02%	–
	Exit	CALIFORNIA ST PUB WKS BRD 5.75municip	$0	–	-400,000	-100.0%	-0.02%	–
	Exit	SWEDESBORO WOOLWICH N J CONS 4municip	$0	–	-410,000	-100.0%	-0.02%	–
	Exit	WARREN CNTY KY HOSP REVENUE 5.municip	$0	–	-420,000	-100.0%	-0.02%	–
	Exit	TEXAS ST MUNI GAS AQUISITIO 5.municip	$0	–	-465,000	-100.0%	-0.02%	–
	Exit	OREGON ST FACS AUTH REVENUE 2.municip	$0	–	-420,000	-100.0%	-0.02%	–
	Exit	CITIZENS PPTY INS CORP FLA 5.2municip	$0	–	-395,000	-100.0%	-0.02%	–
	Exit	DETROIT MICH WTR SUPPLY SYS 4.municip	$0	–	-560,000	-100.0%	-0.02%	–
FMCKJ	Exit	FREDDIE MAC 8.375%preferred stock	$0	–	-54,150	-100.0%	-0.02%	–
	Exit	HERRIMAN UTAH SPL ASSMT 5% 11/municip	$0	–	-450,000	-100.0%	-0.02%	–
	Exit	SPANISH BROADCASTING SYSpreferred stock	$0	–	-642	-100.0%	-0.02%	–
	Exit	JEA FLA ELEC SYS REV BDS-D 5.0municip	$0	–	-445,000	-100.0%	-0.02%	–
	Exit	DETROIT MICH WTR & SEW DEP- 5.municip	$0	–	-570,000	-100.0%	-0.02%	–
	Exit	NORTH TEX TWY AUTH REV 5.125%municip	$0	–	-500,000	-100.0%	-0.02%	–
	Exit	MICHIGAN ST FIN AUTH REV 5.000municip	$0	–	-510,000	-100.0%	-0.02%	–
	Exit	BROWARD CNTY FLA SCH BRD 5.000municip	$0	–	-500,000	-100.0%	-0.02%	–
	Exit	UTAH ST CHARTER SCH FIN-A 5.25municip	$0	–	-535,000	-100.0%	-0.02%	–
	Exit	ATHENS-CLARKE CNTY GA UNI 5.00municip	$0	–	-540,000	-100.0%	-0.02%	–
	Exit	BI-STATE DEV AGY MO IL-A 5.000municip	$0	–	-530,000	-100.0%	-0.02%	–
	Exit	UTAH INFRASTRUCTURE AGY 5.250%municip	$0	–	-550,000	-100.0%	-0.02%	–
	Exit	VIRGIN ISLANDS PUB FIN REV- 5.municip	$0	–	-580,000	-100.0%	-0.02%	–
	Exit	GUAM PWR AUTH REV-A 5.000% 10/municip	$0	–	-565,000	-100.0%	-0.02%	–
	Exit	WARREN CNTY KY HOSP REV 5.000%municip	$0	–	-590,000	-100.0%	-0.02%	–
	Exit	DETROIT MICH CITY SCH DIST 5.0municip	$0	–	-620,000	-100.0%	-0.02%	–
	Exit	CHICAGO ILL O HARE INTL ARP 5.municip	$0	–	-575,000	-100.0%	-0.02%	–
	Exit	DISTRICT COLUMBIA TAX 5.000% 0municip	$0	–	-585,000	-100.0%	-0.02%	–
	Exit	TEXAS PRIVATE ACTIVITY 7.500%municip	$0	–	-540,000	-100.0%	-0.02%	–
	Exit	PERALTA CA CMNTY CLG DIST 5.00municip	$0	–	-580,000	-100.0%	-0.02%	–
	Exit	METRO TRANSN AUTH REV-B 5.000%municip	$0	–	-605,000	-100.0%	-0.02%	–
	Exit	LAKELAND FL EDUCTNL FACS 5.000municip	$0	–	-610,000	-100.0%	-0.02%	–
	Exit	MIAMI-DADE CNTY FL WTR & SW 5.municip	$0	–	-585,000	-100.0%	-0.02%	–
	Exit	TEXAS PRIVATE ACTIVITY SUR 7.0municip	$0	–	-665,000	-100.0%	-0.03%	–
	Exit	CHATTANOOGA INDL DEV BRD RE 5.municip	$0	–	-715,000	-100.0%	-0.03%	–
	Exit	LOUISIANA ST CITIZENS PROP 5.0municip	$0	–	-680,000	-100.0%	-0.03%	–
	Exit	CLARK CNTY WASH PUB UTIL 5.000municip	$0	–	-725,000	-100.0%	-0.03%	–
	Exit	MAJESTIC STAR CASINO LLC	$0	–	-638,290	-100.0%	-0.03%	–
	Exit	FOLEY AL UTILS BRD REV 5.000%municip	$0	–	-715,000	-100.0%	-0.03%	–
	Exit	DISTRIC COLUMBIA UNIV REV 5.25municip	$0	–	-700,000	-100.0%	-0.03%	–
	Exit	LOUISIANA ST CITIZENS PROP 6.1municip	$0	–	-695,000	-100.0%	-0.03%	–
FNMAS	Exit	FNMA 8.250%preferred stock	$0	–	-90,000	-100.0%	-0.03%	–
	Exit	HOUSTON TX HOTEL OCCUPANCY 5.0municip	$0	–	-800,000	-100.0%	-0.03%	–
	Exit	MICHIGAN ST FIN AUTH REVENU 5.municip	$0	–	-750,000	-100.0%	-0.03%	–
	Exit	DETROIT WAYNE CNTY MI 5.000% 1municip	$0	–	-830,000	-100.0%	-0.03%	–
	Exit	VIRGIN ISLANDS PUBLIC FIN 5.00municip	$0	–	-890,000	-100.0%	-0.03%	–
	Exit	HOUSTON TEX HOTEL OCCUPANCY 5.municip	$0	–	-825,000	-100.0%	-0.03%	–
	Exit	LOUISIANA STAD & EXPOSITION 5.municip	$0	–	-805,000	-100.0%	-0.04%	–
	Exit	QUEBECOR WORLD LITIGATION TRUS	$0	–	-65,625,000	-100.0%	-0.04%	–
	Exit	WILLISTON ND SALES TAX REV- 4.municip	$0	–	-990,000	-100.0%	-0.04%	–
	Exit	ALERIS CORPORATION	$0	–	-96,691	-100.0%	-0.04%	–
	Exit	NEW YORK N Y 6% 10/15/23municip	$0	–	-895,000	-100.0%	-0.04%	–
	Exit	HILLSBOROUGH CNTY FL INDL 5.00municip	$0	–	-1,110,000	-100.0%	-0.04%	–
	Exit	CENTRAL TEX REGL MOBILITY 5.75municip	$0	–	-1,120,000	-100.0%	-0.04%	–
	Exit	CHTNGA TN HLTH EDL REF REV-A 5municip	$0	–	-1,205,000	-100.0%	-0.04%	–
AALCP	Exit	AMERICAN AIRLINES GROUPconv pfd stk 2	$0	–	-49,103	-100.0%	-0.05%	–
	Exit	TWIN RIVERS CA UNIF SCH DIS 3.municip	$0	–	-1,405,000	-100.0%	-0.05%	–
	Exit	PHILADELPHIA PA GO BDS-A 5.250municip	$0	–	-1,330,000	-100.0%	-0.05%	–
	Exit	ALCOA INCnote 5.250% 3/1	$0	–	-948,000	-100.0%	-0.06%	–
	Exit	NEWARK NJ HSG AUTH HSG REV 5.7municip	$0	–	-1,460,000	-100.0%	-0.06%	–
	Exit	OWENS-BROCKWAY CONV BOND 144Aconv bond p2	$0	–	-1,680,000	-100.0%	-0.07%	–
NPY	Exit	NUVEEN PA PREM INCOME MUN FD	$0	–	-163,808	-100.0%	-0.07%	–
	Exit	UPSTATE NY POWER PRODUCERS INC	$0	–	-112,236	-100.0%	-0.08%	–
ESV	Exit	ENSCO PLC	$0	–	-47,000	-100.0%	-0.10%	–
	Exit	ARCHER DANIELS MIDLAND COnote 0.875% 2/1	$0	–	-3,007,000	-100.0%	-0.12%	–
NMZ	Exit	NUVEEN MUN HIGH INCOME OPP F	$0	–	-297,717	-100.0%	-0.13%	–
	Exit	AFFINITY GAMING LLC	$0	–	-350,000	-100.0%	-0.14%	–
	Exit	EMULEX CORPORATION 144Aconv bond p2	$0	–	-4,000,000	-100.0%	-0.15%	–
	Exit	CLEAN ENERGY FUELS CORP 144Aconv bond p2	$0	–	-4,000,000	-100.0%	-0.15%	–
	Exit	DEALERTRACK TECHNOLOGIES INCnote 1.500% 3/1	$0	–	-2,967,000	-100.0%	-0.16%	–
	Exit	CLIFFS NATURAL RES PFD 7.0% 2/conv prfd stock	$0	–	-181,353	-100.0%	-0.16%	–
	Exit	INFINERA CORP 144Aconv bond p2	$0	–	-4,000,000	-100.0%	-0.16%	–
CPRN	Exit	CITIGROUP CAP PFDpreferred stock	$0	–	-160,000	-100.0%	-0.16%	–
	Exit	POST HOLDINGS INC 144Aconv prfd stock	$0	–	-50,000	-100.0%	-0.19%	–
	Exit	SUBSEA 7 SA CONV BOND REG Sconv bdp2 a/365	$0	–	-5,200,000	-100.0%	-0.20%	–
EXIXQ	Exit	ENERGY XXI BERMUDA PFD 5.625%conv prfd stock	$0	–	-18,403	-100.0%	-0.20%	–
	Exit	PROOFPOINT INC 144Aconv bond p2	$0	–	-5,250,000	-100.0%	-0.21%	–
	Exit	WALTER INVT MGMT CORPnote 4.500%11/0	$0	–	-6,044,000	-100.0%	-0.23%	–
	Exit	MAIDEN HOLDINGS CNVPFDconv prfd stock	$0	–	-136,700	-100.0%	-0.23%	–
	Exit	GENCORP INCsdcv 4.062%12/3	$0	–	-3,215,000	-100.0%	-0.24%	–
	Exit	SERVICENOW INC 144Aconv bond p2	$0	–	-7,000,000	-100.0%	-0.27%	–
	Exit	ARES CAPITAL CORP 144Aconv bond p2	$0	–	-6,928,000	-100.0%	-0.27%	–
	Exit	NETSUITE INC 144Aconv bond p2	$0	–	-6,601,000	-100.0%	-0.28%	–
SNZYP	Exit	SANCHEZ ENERGY CORPconv prfd stock	$0	–	-124,300	-100.0%	-0.29%	–
	Exit	BLUCORA INC 144Aconv bond p2	$0	–	-5,276,000	-100.0%	-0.29%	–
	Exit	RAMBUS INC 144Aconv bond p2	$0	–	-7,561,000	-100.0%	-0.30%	–
	Exit	SERVICESOURCE INTL INC 144Aconv bond p2	$0	–	-8,462,000	-100.0%	-0.30%	–
	Exit	SANDISK CORP 144Aconv bond p2	$0	–	-9,000,000	-100.0%	-0.34%	–
	Exit	OMNICARE INCnote 3.750%12/1	$0	–	-4,211,000	-100.0%	-0.36%	–
MTLQU	Exit	MOTORS LIQUIDATION CO GUC TRUS	$0	–	-313,611	-100.0%	-0.38%	–
	Exit	LIBERTY MEDIA CORP 144Aconv bond p2	$0	–	-10,250,000	-100.0%	-0.39%	–
	Exit	CUBIST PHARMACEUTICALS 144Aconv bond p2	$0	–	-8,974,000	-100.0%	-0.39%	–
	Exit	ALON USA ENERGY INC 144Aconv bond p2	$0	–	-8,206,000	-100.0%	-0.39%	–
AMGZO	Exit	AMG CAP TR I 5.10% 4/15/36conv prfd stock	$0	–	-153,717	-100.0%	-0.42%	–
	Exit	POST HOLDINGS INC 144Aconv prfd stock	$0	–	-95,200	-100.0%	-0.43%	–
	Exit	UPSTATE NY POWER PRODUCERS INCconv bond p2	$0	–	-8,516,297	-100.0%	-0.47%	–
	Exit	CUBIST PHARMACEUTICALS 144Aconv bond p2	$0	–	-11,462,000	-100.0%	-0.49%	–
	Exit	MICRON TECHNOLOGY INC CONV BONconv bond p2	$0	–	-6,734,000	-100.0%	-0.52%	–
	Exit	ENERGY XXI BERMUDA 144Aconv bond p2	$0	–	-14,000,000	-100.0%	-0.52%	–
	Exit	SUBSEA 7 SA CONV BOND REG Sconv bdp2 a/365	$0	–	-11,400,000	-100.0%	-0.54%	–
	Exit	SALESFORCE.COM INC 144Aconv bond p2	$0	–	-13,511,000	-100.0%	-0.55%	–
	Exit	BARCLAYS BANK PLC PREFERREDpref stock 1000	$0	–	-12,500,000	-100.0%	-0.56%	–
	Exit	MEDIVATION INCnote 2.625% 4/0	$0	–	-10,361,000	-100.0%	-0.57%	–
	Exit	SPANSION LLC 144Aconv bond p2	$0	–	-12,981,000	-100.0%	-0.57%	–
	Exit	YAHOO INC 144Aconv bond p2	$0	–	-15,000,000	-100.0%	-0.59%	–
	Exit	LENNAR CORP CONV BOND 144Aconv bond p2	$0	–	-8,796,000	-100.0%	-0.60%	–
	Exit	INVENSENSE INC 144Aconv bond p2	$0	–	-14,200,000	-100.0%	-0.62%	–
	Exit	HOST HOTELS & RESORTS LP CNV Bconv bond p4	$0	–	-11,225,000	-100.0%	-0.64%	–
	Exit	SHUTTERFLY INC 144Aconv bond p2	$0	–	-16,637,000	-100.0%	-0.67%	–
	Exit	NVIDIA CORP 144Aconv bond p2	$0	–	-18,000,000	-100.0%	-0.70%	–
	Exit	JDS UNIPHASE CORP 144Aconv bond p2	$0	–	-18,449,000	-100.0%	-0.70%	–
ALLYPRA	Exit	GMAC CAPITAL TRUST 1preferred stock	$0	–	-709,100	-100.0%	-0.71%	–
	Exit	SL GREEN OPERATING PARTNERSHIPconv bond p2	$0	–	-16,464,000	-100.0%	-0.77%	–
	Exit	MEDIDATA SOLUTIONS INC 144Aconv bond p2	$0	–	-16,098,000	-100.0%	-0.78%	–
	Exit	AKORN INCnote 3.500% 6/0	$0	–	-7,252,000	-100.0%	-0.78%	–
	Exit	CORNERSTONE ONDEMAND INC 144Aconv bond p2	$0	–	-17,639,000	-100.0%	-0.81%	–
	Exit	NEENAH CORP	$0	–	-1,756,098	-100.0%	-0.85%	–
	Exit	AMERICAN EQTY INV CONV BOND 14conv bond p2	$0	–	-10,685,000	-100.0%	-0.87%	–
	Exit	PRICELINE.COM INC 144Aconv bond p2	$0	–	-26,293,000	-100.0%	-1.13%	–
	Exit	EMC CORP CONV BOND REGconv bond p2	$0	–	-31,805,000	-100.0%	-1.86%	–
	Exit	SCHLUMBERGERconv bd p2 e	$0	–	-39,315,000	-100.0%	-2.34%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2014-05-08

Signatures

The EDGAR filing(s) were signed by:

Rene A. Bustamante — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
NUVEEN PENNSYLVANIA QLT MUN	41	Q3 2023	0.4%
NUVEEN NY AMT-FREE MUN INCOM	41	Q3 2023	0.4%
BLACKROCK MUNIHLDGS NJ QLTY	41	Q3 2023	0.4%
BK OF AMERICA CORP	38	Q3 2023	1.9%
WELLS FARGO CO NEW	38	Q3 2023	1.9%
WELLPOINT INC	36	Q4 2022	2.8%
LIBERTY MEDIA CORP DELAWARE	36	Q3 2023	1.3%
HALLIBURTON CO	35	Q1 2022	0.6%
MFS MUN INCOME TR	35	Q3 2023	0.2%
SPDR GOLD TRUST	34	Q3 2023	1.1%

View MACKAY SHIELDS LLC's complete holdings history.

Latest significant ownerships (13-D/G)

MACKAY SHIELDS LLC Q1 2014 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
BLACKROCK MUNIYIELD QUALITY FUND II, INC.	April 13, 2023	498	12.0%
Delaware Investments National Municipal Income Fund	January 06, 2023	423,080	2.0%
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.	January 13, 2022	1,003,451	4.2%
BLACKROCK MUNICIPAL INCOME FUND, INC.	October 28, 2021	1,864,138	4.9%
BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC.	October 28, 2021	1,383,883	4.6%
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.	February 24, 2021	644,453	5.0%
Invesco Exchange-Traded Fund Trust II^{Sold out}	January 07, 2021	0	12.0%
TALOS ENERGY INC.	October 05, 2020	3,468,731	4.8%
PETROQUEST ENERGY INC^{Sold out}	March 13, 2019	0	0.0%
COMSTOCK RESOURCES INC^{Sold out}	August 16, 2018	0	0.0%

View MACKAY SHIELDS LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-03
SC 13G/A	2024-04-12
3	2024-03-25
13F-HR	2024-02-02
SC 13G/A	2024-01-11
SC 13G/A	2024-01-11
SC 13G/A	2024-01-11
SC 13G/A	2024-01-11
13F-HR	2023-10-25
13F-HR	2023-07-27

View MACKAY SHIELDS LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

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