$1.98 Billion is the total value of MACKAY SHIELDS LLC's 142 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 84.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | GILEAD SCIENCES INCnote 1.000% 5/0 | $79,824,000 | -6.9% | 25,464,000 | -1.3% | 4.02% | +24.6% | |
| Sell | DANAHER CORP DELnote 1/2 | $60,507,000 | -3.2% | 27,742,000 | -0.4% | 3.05% | +29.6% | |
| UTXPRA | Sell | UNITED TECHNOLOGIES CORPunit 99/99/9999 | $54,496,000 | +1.9% | 816,687 | -0.2% | 2.75% | +36.5% |
| Sell | TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0 | $53,608,000 | +19.0% | 42,084,000 | -0.4% | 2.70% | +59.3% | |
| Sell | SALIX PHARMACEUTICALS INCnote 1.500% 3/1 | $53,153,000 | +12.8% | 31,361,000 | -0.5% | 2.68% | +51.1% | |
| Buy | INTEL CORPsdcv 3.250% 8/0 | $52,025,000 | +15.1% | 37,164,000 | +11.9% | 2.62% | +54.1% | |
| MLU | Buy | METLIFE INCunit 99/99/9999 | $50,487,000 | +10.2% | 1,640,402 | +12.9% | 2.54% | +47.5% |
| Sell | TELEFLEX INCnote 3.875% 8/0 | $50,177,000 | +12.2% | 28,238,000 | -0.1% | 2.53% | +50.3% | |
| Buy | XILINX INCnote 2.625% 6/1 | $49,474,000 | +74.2% | 26,327,000 | +48.2% | 2.49% | +133.2% | |
| Sell | NOVELLUS SYS INCnote 2.625% 5/1 | $47,234,000 | -5.7% | 27,599,000 | -7.7% | 2.38% | +26.3% | |
| SWU | Sell | STANLEY BLACK & DECKER INCunit 99/99/9999 | $44,476,000 | +2.9% | 350,740 | -0.0% | 2.24% | +37.7% |
| Sell | CONTINENTAL AIRLS INCnote 4.500% 1/1 | $42,969,000 | +15.7% | 18,058,000 | -0.5% | 2.16% | +54.9% | |
| GM | Sell | GENERAL MTRS CO | $42,668,000 | -16.4% | 1,239,631 | -0.8% | 2.15% | +11.9% |
| Buy | JARDEN CORPnote 1.875% 9/1 | $40,081,000 | -0.2% | 28,736,000 | +1.4% | 2.02% | +33.7% | |
| Sell | MICROCHIP TECHNOLOGY INCsdcv 2.125%12/1 | $37,124,000 | +6.8% | 19,965,000 | -0.1% | 1.87% | +43.0% | |
| Sell | CHART INDS INCnote 2.000% 8/0 | $36,832,000 | -13.6% | 27,364,000 | -0.6% | 1.86% | +15.7% | |
| Sell | WABASH NATL CORPnote 3.375% 5/0 | $33,941,000 | +5.9% | 24,369,000 | -0.8% | 1.71% | +41.8% | |
| Buy | OMNICARE INCnote 3.500% 2/1 | $32,314,000 | +43.5% | 31,923,000 | +43.6% | 1.63% | +92.2% | |
| F | FORD MTR CO DEL | $31,348,000 | +1.1% | 2,009,500 | 0.0% | 1.58% | +35.4% | |
| Sell | WELLPOINT INCnote 2.750%10/1 | $31,173,000 | +7.8% | 21,251,000 | -0.2% | 1.57% | +44.3% | |
| Sell | HELIX ENERGY SOLUTIONS GRP Inote 3.250% 3/1 | $30,008,000 | +3.0% | 24,232,000 | -0.1% | 1.51% | +38.0% | |
| Sell | COVANTA HLDG CORPnote 3.250% 6/0 | $29,812,000 | -8.0% | 25,613,000 | -7.2% | 1.50% | +23.1% | |
| Buy | AIR LEASE CORPnote 3.875%12/0 | $29,799,000 | +44.8% | 19,627,000 | +28.5% | 1.50% | +93.8% | |
| Buy | INTERNATIONAL GAME TECHNOLOGnote 3.250% 5/0 | $28,233,000 | +46.0% | 28,168,000 | +54.5% | 1.42% | +95.5% | |
| Buy | BIOMARIN PHARMACEUTICAL INCnote 0.750%10/1 | $27,679,000 | +3.7% | 25,176,000 | +0.2% | 1.40% | +38.8% | |
| Buy | RPM INTL INCnote 2.250%12/1 | $26,808,000 | +47.0% | 23,047,000 | +40.4% | 1.35% | +96.9% | |
| Sell | BOTTOMLINE TECH DEL INCnote 1.500%12/0 | $26,668,000 | -3.0% | 20,346,000 | -0.6% | 1.34% | +29.9% | |
| Buy | MGM RESORTS INTERNATIONALnote 4.250% 4/1 | $25,662,000 | +54.5% | 17,607,000 | +45.9% | 1.29% | +106.9% | |
| New | UNITED STATES STL CORP NEWnote 2.750% 4/0 | $23,926,000 | – | 18,405,000 | +100.0% | 1.21% | – | |
| Buy | NUANCE COMMUNICATIONS INCnote 2.750%11/0 | $23,576,000 | +3.0% | 23,446,000 | +0.4% | 1.19% | +37.8% | |
| Sell | MYLAN INCnote 3.750% 9/1 | $23,181,000 | +11.6% | 6,298,000 | -0.4% | 1.17% | +49.4% | |
| Sell | RTI INTL METALS INCnote 1.625%10/1 | $22,325,000 | -32.7% | 22,606,000 | -28.0% | 1.12% | -9.9% | |
| MTCN | Buy | ARCELORMITTAL SA LUXEMBOURGmand cv nt 16 | $21,798,000 | +738.4% | 909,000 | +809.0% | 1.10% | +1020.4% |
| Buy | PRICELINE COM INCdebt 1.000% 3/1 | $21,463,000 | +197.6% | 15,117,000 | +189.5% | 1.08% | +299.3% | |
| GTPPP | Sell | GOODYEAR TIRE & RUBR COpfd conv 5.875% | $20,964,000 | +8.2% | 289,513 | -0.1% | 1.06% | +44.9% |
| Buy | IXIAnote 3.000%12/1 | $20,648,000 | +14.6% | 19,491,000 | +17.0% | 1.04% | +53.5% | |
| C | CITIGROUP INC | $20,636,000 | -8.7% | 433,527 | 0.0% | 1.04% | +22.4% | |
| Sell | FORD MTR CO DELnote 4.250%11/1 | $20,044,000 | -25.3% | 11,050,000 | -23.9% | 1.01% | 0.0% | |
| Sell | HERTZ GLOBAL HOLDINGS INCnote 5.250% 6/0 | $19,092,000 | -7.3% | 5,912,000 | -0.4% | 0.96% | +24.1% | |
| SWH | Buy | STANLEY BLACK & DECKER INCunit 99/99/9999 | $18,781,000 | +264.0% | 174,300 | +248.6% | 0.95% | +387.6% |
| Sell | HOLOGIC INCdebt 2.000% 3/0 | $18,692,000 | -1.8% | 18,259,000 | -1.9% | 0.94% | +31.4% | |
| Sell | XPO LOGISTICS INCnote 4.500%10/0 | $18,618,000 | +10.1% | 9,910,000 | -1.7% | 0.94% | +47.5% | |
| Sell | CIENA CORPdebt 4.000%12/1 | $18,089,000 | -15.4% | 12,739,000 | -12.1% | 0.91% | +13.3% | |
| Sell | AIRTRAN HLDGS INCnote 5.250%11/0 | $17,448,000 | +13.3% | 8,965,000 | -1.2% | 0.88% | +51.6% | |
| OCRPRB | OMNICARE CAP TR IIpfd b tr 4.00% | $16,293,000 | -1.1% | 221,980 | 0.0% | 0.82% | +32.4% | |
| OMNICOM GROUP INCnote 7/3 | $16,275,000 | +1.1% | 12,197,000 | 0.0% | 0.82% | +35.3% | ||
| Buy | CADENCE DESIGN SYSTEM INCnote 2.625% 6/0 | $16,060,000 | +42.4% | 7,758,000 | +29.3% | 0.81% | +90.8% | |
| BACPRL | Sell | BANK OF AMERICA CORPORATION7.25%cnv pfd l | $15,826,000 | +7.5% | 13,831 | -0.3% | 0.80% | +44.0% |
| Sell | WESCO INTL INCdbcv 6.000% 9/1 | $15,817,000 | -8.8% | 5,325,000 | -0.5% | 0.80% | +22.1% | |
| WFCPRL | Sell | WELLS FARGO & CO NEWperp pfd cnv a | $15,732,000 | +5.1% | 13,412 | -0.8% | 0.79% | +40.9% |
| Sell | HORNBECK OFFSHORE SVCS INC Nnote 1.500% 9/0 | $15,093,000 | -6.7% | 13,243,000 | -2.8% | 0.76% | +25.0% | |
| New | MICRON TECHNOLOGY INCnote 1.625% 2/1 | $14,878,000 | – | 6,734,000 | +100.0% | 0.75% | – | |
| INSULET CORPnote 3.750% 6/1 | $14,891,000 | +23.3% | 8,193,000 | 0.0% | 0.75% | +65.2% | ||
| Sell | WRIGHT MED GROUP INCnote 2.000% 8/1 | $14,724,000 | +1.8% | 10,792,000 | -0.2% | 0.74% | +36.1% | |
| GG | Sell | GOLDCORP INC NEW | $14,492,000 | +11.5% | 592,000 | -1.3% | 0.73% | +49.3% |
| LAM RESEARCH CORPnote 0.500% 5/1 | $14,392,000 | +1.6% | 12,380,000 | 0.0% | 0.72% | +36.0% | ||
| BHI | BAKER HUGHES INC | $13,037,000 | +17.7% | 200,500 | 0.0% | 0.66% | +57.6% | |
| Sell | RADIAN GROUP INCnote 2.250% 3/0 | $11,742,000 | +4.0% | 7,659,000 | -0.2% | 0.59% | +39.3% | |
| APOLLO INVT CORPnote 5.750% 1/1 | $11,498,000 | -0.2% | 10,784,000 | 0.0% | 0.58% | +33.4% | ||
| HAL | HALLIBURTON CO | $11,237,000 | +16.0% | 190,818 | 0.0% | 0.57% | +55.5% | |
| Sell | NEWPARK RES INCnote 4.000%10/0 | $10,826,000 | -5.0% | 8,451,000 | -0.2% | 0.55% | +27.3% | |
| Sell | ALZA CORPsdcv 7/2 | $10,751,000 | +6.9% | 7,934,000 | -0.3% | 0.54% | +43.0% | |
| TDW | TIDEWATER INC | $9,945,000 | -18.0% | 204,550 | 0.0% | 0.50% | +9.9% | |
| AMG | New | AFFILIATED MANAGERS GROUP | $9,362,000 | – | 46,796 | +100.0% | 0.47% | – |
| Sell | INTEL CORPsdcv 2.950%12/1 | $9,173,000 | +5.0% | 7,783,000 | -0.1% | 0.46% | +40.4% | |
| Sell | JANUS CAP GROUP INCnote 3.250% 7/1 | $9,063,000 | -6.7% | 9,029,000 | -3.3% | 0.46% | +24.9% | |
| Sell | MEDICINES COdbcv 1.375% 6/0 | $8,686,000 | -50.2% | 7,109,000 | -38.5% | 0.44% | -33.2% | |
| Sell | SBA COMMUNICATIONS CORPnote 4.000%10/0 | $7,811,000 | -54.7% | 2,618,000 | -55.1% | 0.39% | -39.4% | |
| Sell | ARES CAP CORPnote 5.750% 2/0 | $7,621,000 | +0.0% | 6,984,000 | -1.1% | 0.38% | +33.8% | |
| New | ARES CAP CORPnote 4.750% 1/1 | $7,495,000 | – | 6,928,000 | +100.0% | 0.38% | – | |
| New | FLUIDIGM CORP DELnote 2.750% 2/0 | $7,430,000 | – | 6,500,000 | +100.0% | 0.37% | – | |
| TGI | New | TRIUMPH GROUP INC NEW | $6,901,000 | – | 106,863 | +100.0% | 0.35% | – |
| Sell | LAM RESEARCH CORPnote 1.250% 5/1 | $6,790,000 | -3.3% | 5,470,000 | -5.2% | 0.34% | +29.5% | |
| Sell | STEEL DYNAMICS INCnote 5.125% 6/1 | $6,448,000 | -8.8% | 5,960,000 | -0.7% | 0.32% | +22.2% | |
| NQP | Buy | NUVEEN PA INVT QUALITY MUN F | $6,439,000 | +230.2% | 483,082 | +205.8% | 0.32% | +343.8% |
| NQU | Buy | NUVEEN QUALITY INCOME MUN FD | $6,289,000 | +34.4% | 473,190 | +23.9% | 0.32% | +80.1% |
| Sell | ON SEMICONDUCTOR CORPnote 2.625%12/1 | $5,978,000 | +7.5% | 4,899,000 | -3.2% | 0.30% | +44.0% | |
| NEWMONT MINING CORPnote 1.625% 7/1 | $5,562,000 | +3.7% | 5,244,000 | 0.0% | 0.28% | +38.6% | ||
| Sell | ALLEGHENY TECHNOLOGIES INCnote 4.250% 6/0 | $5,540,000 | -72.2% | 5,424,000 | -71.8% | 0.28% | -62.8% | |
| HCNPRI | HEALTH CARE REIT INCpfd per con i | $5,440,000 | +8.2% | 97,900 | 0.0% | 0.27% | +45.0% | |
| Sell | SEACOR HOLDINGS INCnote 2.500%12/1 | $5,412,000 | -3.0% | 4,522,000 | -0.2% | 0.27% | +30.0% | |
| NIO | Buy | NUVEEN MUN OPPORTUNITY FD IN | $4,993,000 | +7.0% | 362,850 | +2.8% | 0.25% | +43.2% |
| CAM | CAMERON INTERNATIONAL CORP | $4,942,000 | +3.8% | 80,000 | 0.0% | 0.25% | +39.1% | |
| Sell | TTM TECHNOLOGIES INCnote 3.250% 5/1 | $4,837,000 | -7.4% | 4,699,000 | -7.4% | 0.24% | +23.9% | |
| USCR | Sell | U S CONCRETE INC | $4,805,000 | -76.1% | 204,475 | -77.0% | 0.24% | -68.0% |
| CCIPRA | CROWN CASTLE INTL CORPcnv pfd stk sr a | $4,694,000 | +1.3% | 46,300 | 0.0% | 0.24% | +36.2% | |
| Sell | VOLCANO CORPORATIONnote 1.750%12/0 | $4,688,000 | -5.5% | 4,738,000 | -6.3% | 0.24% | +26.2% | |
| MUI | BLACKROCK MUNI INTER DR FD I | $4,178,000 | +2.2% | 294,225 | 0.0% | 0.21% | +37.0% | |
| NPM | Buy | NUVEEN PREM INCOME MUN FD 2 | $3,961,000 | +12.4% | 295,808 | +5.3% | 0.20% | +50.4% |
| ON | New | ON SEMICONDUCTOR CORP | $3,760,000 | – | 400,000 | +100.0% | 0.19% | – |
| TIBX | TIBCO SOFTWARE INC | $3,697,000 | -9.6% | 181,948 | 0.0% | 0.19% | +20.8% | |
| NXZ | Buy | NUVEEN DIV ADVANTAGE MUN FD | $3,567,000 | +6.9% | 264,187 | +0.5% | 0.18% | +42.9% |
| MCA | Buy | BLACKROCK MUNIYIELD CALI QLT | $3,547,000 | +19.7% | 244,952 | +12.8% | 0.18% | +59.8% |
| VKI | Buy | INVESCO ADVANTAGE MUNICIPALsh ben int | $3,453,000 | +11.6% | 314,194 | +6.8% | 0.17% | +50.0% |
| NPT | NUVEEN PREM INCOME MUN FD 4 | $3,422,000 | +2.3% | 275,738 | 0.0% | 0.17% | +36.5% | |
| MFL | BLACKROCK MUNIHLDS INVSTM QL | $3,340,000 | +7.0% | 249,256 | 0.0% | 0.17% | +43.6% | |
| NPP | NUVEEN PERFORMANCE PLUS MUN | $3,309,000 | +6.9% | 228,660 | 0.0% | 0.17% | +44.0% | |
| MYI | BLACKROCK MUNIYIELD QLTY FD | $2,894,000 | +7.4% | 212,816 | 0.0% | 0.15% | +44.6% | |
| Buy | NEWMONT MINING CORPnote 1.250% 7/1 | $2,757,000 | +1.8% | 2,752,000 | +1.6% | 0.14% | +36.3% | |
| Sell | CIENA CORPnote 0.875% 6/1 | $2,742,000 | -9.2% | 2,696,000 | -8.7% | 0.14% | +21.1% | |
| Sell | COMTECH TELECOMMUNICATIONS Cnote 3.000% 5/0 | $2,550,000 | -8.3% | 2,489,000 | -5.9% | 0.13% | +22.9% | |
| Sell | LIBERTY MEDIA CORPdeb 3.500% 1/1 | $2,493,000 | -44.2% | 4,666,000 | -44.2% | 0.13% | -25.0% | |
| ESV | New | ENSCO PLC | $2,481,000 | – | 47,000 | +100.0% | 0.12% | – |
| New | BROADSOFT INCnote 1.500% 7/0 | $2,411,000 | – | 2,288,000 | +100.0% | 0.12% | – | |
| MHD | Buy | BLACKROCK MUNIHOLDINGS FD IN | $2,409,000 | +110.9% | 154,421 | +96.1% | 0.12% | +181.4% |
| WYPRA | WEYERHAEUSER COpref conv ser a | $2,386,000 | -2.6% | 43,700 | 0.0% | 0.12% | +30.4% | |
| MUC | Buy | BLACKROCK MUNIHLDNGS CALI QL | $2,158,000 | +61.2% | 155,050 | +53.1% | 0.11% | +118.0% |
| SLB | SCHLUMBERGER LTD | $2,145,000 | +8.2% | 22,000 | 0.0% | 0.11% | +44.0% | |
| MYC | Buy | BLACKROCK MUNIYIELD CALIF FD | $2,125,000 | +34.6% | 144,553 | +26.2% | 0.11% | +81.4% |
| ATI | New | ALLEGHENY TECHNOLOGIES INC | $1,973,000 | – | 52,353 | +100.0% | 0.10% | – |
| MQT | Buy | BLACKROCK MUNIY QUALITY FD I | $1,967,000 | +83.3% | 157,342 | +71.3% | 0.10% | +147.5% |
| NPF | Buy | NUVEEN PREMIER MUN INCOME FD | $1,830,000 | +96.4% | 139,280 | +84.8% | 0.09% | +162.9% |
| BFO | BLACKROCK FLA MUN 2020 TERM | $1,757,000 | -0.1% | 116,357 | 0.0% | 0.09% | +34.8% | |
| MEN | BLACKROCK MUNIENHANCED FD IN | $1,687,000 | +5.0% | 154,530 | 0.0% | 0.08% | +41.7% | |
| NUM | NUVEEN MICH QUALITY INCOME M | $1,621,000 | +8.3% | 119,553 | 0.0% | 0.08% | +46.4% | |
| MYD | BLACKROCK MUNIYIELD FD INC | $1,444,000 | +7.2% | 105,041 | 0.0% | 0.07% | +43.1% | |
| X | New | UNITED STATES STL CORP NEW | $1,381,000 | – | 50,000 | +100.0% | 0.07% | – |
| NCO | Buy | NUVEEN CA MUN MKT OPPORTUNT | $1,360,000 | +42.0% | 95,487 | +35.1% | 0.07% | +91.7% |
| HYMB | SPDR SERIES TRUSTnuv hghyld mun | $984,000 | +7.1% | 18,000 | 0.0% | 0.05% | +42.9% | |
| NEEPRO | NEXTERA ENERGY INCunit 09/01/2015 | $950,000 | +8.3% | 15,491 | 0.0% | 0.05% | +45.5% | |
| UNITED STATES STL CORP NEWnote 4.000% 5/1 | $726,000 | -5.6% | 717,000 | 0.0% | 0.04% | +27.6% | ||
| Sell | RYLAND GROUP INCnote 0.250% 6/0 | $615,000 | -83.4% | 649,000 | -83.7% | 0.03% | -77.9% | |
| ALPHA NATURAL RESOURCES INCnote 2.375% 4/1 | $370,000 | -0.3% | 371,000 | 0.0% | 0.02% | +35.7% | ||
| DYN | DYNEGY INC NEW DEL | $327,000 | +16.0% | 13,120 | 0.0% | 0.02% | +45.5% | |
| TAKE-TWO INTERACTIVE SOFTWARnote 1.000% 7/0 | $298,000 | +15.1% | 242,000 | 0.0% | 0.02% | +50.0% | ||
| MUJ | BLACKROCK MUNIHLDGS NJ QLTY | $305,000 | +5.5% | 22,040 | 0.0% | 0.02% | +36.4% | |
| NRK | NUVEEN NY AMT-FREE MUN INCOM | $218,000 | +4.3% | 17,036 | 0.0% | 0.01% | +37.5% | |
| KB HOMEnote 1.375% 2/0 | $195,000 | +3.2% | 189,000 | 0.0% | 0.01% | +42.9% | ||
| RTI INTL METALS INCnote 3.000%12/0 | $189,000 | -5.5% | 176,000 | 0.0% | 0.01% | +25.0% | ||
| TIBCO SOFTWARE INCnote 2.250% 5/0 | $169,000 | 0.0% | 168,000 | 0.0% | 0.01% | +50.0% | ||
| NAN | NUVEEN NY DIVID ADVNTG MUN F | $171,000 | +4.3% | 12,886 | 0.0% | 0.01% | +50.0% | |
| HEALTH CARE REIT INCnote 3.000%12/0 | $166,000 | +6.4% | 140,000 | 0.0% | 0.01% | +33.3% | ||
| NUANCE COMMUNICATIONS INCdbcv 2.750% 8/1 | $146,000 | +2.1% | 136,000 | 0.0% | 0.01% | +40.0% | ||
| Exit | NEW YORK N Y UNREF 4.400% 08/0municip | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| Exit | ALLIANCE DATA SYSTEMS CORPnote 4.750% 5/1 | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| Exit | NEW JERSEY ENVIRON INF PRER 5.municip | $0 | – | -10,000 | -100.0% | 0.00% | – | |
| Exit | SMURFIT STONE CONTAINER ESCROW | $0 | – | 0 | +100.0% | 0.00% | – | |
| Exit | ROYSE CITY TX INDPT PRERE 0.00municip | $0 | – | -10,000 | -100.0% | 0.00% | – | |
| Exit | ADELPHIA COM ESCROW 0.000% DUE | $0 | – | -1,500,000 | -100.0% | 0.00% | – | |
| FNMFN | Exit | FNMA 0.000preferred stock | $0 | – | -400 | -100.0% | 0.00% | – |
| Exit | ADELPHIA COM ESCROW 0.00% DUE | $0 | – | -1,000,000 | -100.0% | 0.00% | – | |
| Exit | METRO TRANSN AUTH NY REV-F 5.0municip | $0 | – | -10,000 | -100.0% | 0.00% | – | |
| 9207PS | Exit | ROCK-TENN COcl a | $0 | – | 0 | +100.0% | 0.00% | – |
| Exit | AT HOME CORP REG CNV BD (DEF)conv bond p2 | $0 | – | -133,347,086 | -100.0% | 0.00% | – | |
| Exit | GEORGIA ST RD & TWY AUTH 5.000municip | $0 | – | -10,000 | -100.0% | 0.00% | – | |
| Exit | LYONDELLBASELL INDU-CL A | $0 | – | 0 | +100.0% | 0.00% | – | |
| Exit | ESSEX CNTY NJ IMPT AUTH 5.000%municip | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| Exit | CARROLL TX INDEP SCH DIST 0.00municip | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| Exit | VIRGIN ISLANDS PUB FIN AUTH 5.municip | $0 | – | -10,000 | -100.0% | 0.00% | – | |
| DXMMQ | Exit | DEX MEDIA INC NEW | $0 | – | -464 | -100.0% | 0.00% | – |
| Exit | NEW JERSEY ENVIRONMENTAL IN 5.municip | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| Exit | NEWPAGE CORP ESCROW | $0 | – | 0 | +100.0% | 0.00% | – | |
| VRNT | Exit | VERINT SYS INC | $0 | – | -53 | -100.0% | 0.00% | – |
| Exit | AT HOME CORP CNV BND REG DEFconv bond p2 | $0 | – | -7,185,380 | -100.0% | 0.00% | – | |
| Exit | NEW YORK GO BDS-E 5.000% 08/01municip | $0 | – | -10,000 | -100.0% | 0.00% | – | |
| CNSI | Exit | COMVERSE INC | $0 | – | -41 | -100.0% | 0.00% | – |
| Exit | PORT AUTH OF NY & NJ 4.500% 10municip | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| Exit | MOLINE-CORP PURP-B 4% 11/01/18municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | OXFORD MISS 4.000% 03/01/25municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | HARTFORD CONN GO REF BDS 5.000municip | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | CAMDEN CNTY NJ IMPT AUTH RE 3.municip | $0 | – | -30,000 | -100.0% | -0.00% | – | |
| Exit | OMAHA PWR-NEB CITY-A 4.1% 02/0municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | MONROE UTIL REF-COMB 4% 12/01/municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | CORONA-NORCO CA UNI SCH DIS 4.municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | FRESNO CALIF IRR DIST CTFS 4.3municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | QUEBECOR WORLD LITIGATION TRST | $0 | – | -930,000 | -100.0% | -0.00% | – | |
| Exit | GLOUCHESTER CNTY NJ IMPT 4.750municip | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| Exit | MAGOFFIN CNTY SD 4.125% 08/01/municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | DALLAS TEX AREA RAPID TRAN 4.5municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | NEW YORK GO BDS-B 5.000% 08/15municip | $0 | – | -30,000 | -100.0% | -0.00% | – | |
| Exit | GARLAND TX 5.250% 02/15/15municip | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | PHARR TEX 4.100% 08/15/19municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | TOBACCO SETTLEMENT FING CORP 5municip | $0 | – | -55,000 | -100.0% | -0.00% | – | |
| Exit | RIDGEWOOD N J GO BDS 2007 5.00municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | NORFOLK VA WTR REVENUE 4.750%municip | $0 | – | -35,000 | -100.0% | -0.00% | – | |
| Exit | OTTAWA-SEW DISPOSAL 4% 05/01/2municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | CONCORD MASS URP BDS 2007 3.75municip | $0 | – | -30,000 | -100.0% | -0.00% | – | |
| Exit | DALLAS CMNTY CLG 4% 02/15/29municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | HARRISONBURG-PUB IMPT 4.125% 0municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | DAVIS CNTY 4% 02/01/19municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | BRISTOL BORO SD 4% 03/01/23municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | OH WTR-UNREF-WTR QUAL 5.000% 1municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | NEW BRAUNFELS-B-HOTEL 4.25% 09municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | FRANKLIN TWP SOMERSET CNTY 5.0municip | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | CONNECTICUT ST HLTH & EDU 5.00municip | $0 | – | -30,000 | -100.0% | -0.00% | – | |
| Exit | ALABAMA ST BRD ED REV 4.000% 1municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | ADELPHIA COM ESCROW 0.00% DUE | $0 | – | -2,715,000 | -100.0% | -0.00% | – | |
| Exit | LITTLE ELM TEX CTFS OBLIG 4.75municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | UNIVERSITY NORTHN COLO 5.000%municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | GRANT PUD #2-RF-DEV-A 4% 01/01municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | PENDLETON CNTY SD FIN 4.125% 0municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | MICHIGAN MUN BD AUTH REV 4.250municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | KINGSPORT SCH PUB IMP 4% 02/01municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | UNIVERSITY TOLEDO OHIO GEN 4.1municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | ALABAMA ST UNIV REV 5.250% 09/municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | LOUISIANA ST CITIZENS PROP 5.0municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | ATLANTA GA DEV AUTH REV 4.000%municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | FRANKLIN SD BLDG 4.25% 05/01/2municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | PIMA CNTY 4% 07/01/18municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | KIRTLAND SD-IMPT 4.125% 12/01/municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | NEW KENSINGTON PA MUN SAN 5.00municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | ROUND ROCK TX INDEP SCH DIST 5municip | $0 | – | -30,000 | -100.0% | -0.00% | – | |
| Exit | NEW YORK ST DORM AUTH REV-F 5.municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | BAY CNTY FLA SALES TAX REV 4.2municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | ST LOUIS MO MUNI FIN CORP 4.00municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | NEW JERSEY ST EDL FACS AUTH 5.municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | BUTLER CNTY WTRWKS RF 4% 12/01municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | NATIONAL CITY CALIF CMNTY 4.00municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | GOLDEN KNIGHTS CORP FLA CTF 4.municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | NEW YORK ST DORM AUTH-A 5.000%municip | $0 | – | -35,000 | -100.0% | -0.00% | – | |
| Exit | PENNSYLVANIA ST HGR EDUC FAC 4municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | LANSE CREUSE MICH PUB SCHS 5.0municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | ESCONDIDO CALIF REV CTFS 4.125municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | GRAND PRAIRIE TEX WTR & 4.625%municip | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| Exit | BROWNSVILLE TEX CTFS OBLIG 5.5municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | MEADE CNTY SD 2ND SER 4% 10/01municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | JANESVILLE SD-SCH BLD 4.5% 03/municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | MERCER CNTY NJ GO REF 5.000% 0municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | UNIVERSITY VA UNIV 5% 06/01/40municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | UPPER TRINITY REGL WTR DIST 4.municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | WEST CHESTER SD-RF-A 4.125% 02municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | LEE CNTY COPS FACS 4.125% 04/0municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | KANSAS ST DEV FIN AUTH REV 4.1municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | ADELPHIA COM ESCROW 0.00% DUE | $0 | – | -3,025,000 | -100.0% | -0.00% | – | |
| Exit | TRINITY RIVER AUTH TEX TEN 4.2municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | NEW JERSEY ST TRANSPRTN 5.000%municip | $0 | – | -30,000 | -100.0% | -0.00% | – | |
| Exit | FORT WAYNE IND ECONOMIC DEV 5.municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | WARREN SD REF 4.25% 05/01/24municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | VA ST HSG 4.5% 07/01/24municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | MORRIS CNTY NJ GO 5.000% 09/15municip | $0 | – | -30,000 | -100.0% | -0.00% | – | |
| Exit | NORTH HALEDON NJ SCH DIST 4.37municip | $0 | – | -30,000 | -100.0% | -0.00% | – | |
| Exit | FLEMINGTON-RARITAN N J REGL 5.municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | BRADENTON SPL OBLG 4.25% 09/01municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | HONOLULU CITY & CNTY HI 5.250%municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | WASHINGTON ST HIGHER ED FAC 4.municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | NEW YORK ST ENVIRON REV-A 5.00municip | $0 | – | -35,000 | -100.0% | -0.00% | – | |
| Exit | NEW JERSEY ECON DEV AUTH-N 5.0municip | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| Exit | PORTLAND LTD TAX-C 4.375% 06/0municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | MASSACHUSETTS ST HLTH & EDL 5.municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | JACKSONVILLE UNIV-FEE 4.75% 12municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | CARLSTADT NJ SCH DIST 4.500% 0municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | STATE PUB SCH BLDG AUTH PA 4.7municip | $0 | – | -30,000 | -100.0% | -0.00% | – | |
| Exit | NORTHWEST TX INDPT SCH 5.000%municip | $0 | – | -35,000 | -100.0% | -0.00% | – | |
| Exit | FL BOE PUB ED-REF-B 4.75% 06/0municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | LOC GOVT MUN BD AUTH REV 4.125municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | MIDDLESEX CNTY NJ CTFS REF 4.0municip | $0 | – | -30,000 | -100.0% | -0.00% | – | |
| Exit | LA CA UNI SCH DI COP-B PRER 5.municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | ADELPHIA COM ESCROW 0.00% DUE | $0 | – | -3,150,000 | -100.0% | -0.00% | – | |
| Exit | NEW JERSEY ST TRANSPRTN 5.500%municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | RADNOR TWP SD SER C 4.05% 11/1municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | PORT AUTH OF NY & NJ 4.750% 07municip | $0 | – | -30,000 | -100.0% | -0.00% | – | |
| Exit | JERSEY CITY N J GO REF BDS 5.5municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | LEON SCH BRD-REF 4% 07/01/19municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | CAMBRIDGE MASS LN PRERE 4.250%municip | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| Exit | EATONTOWN NJ SCH DIST 4.500% 0municip | $0 | – | -35,000 | -100.0% | -0.00% | – | |
| Exit | EDINBURG TX CONS INDPT 4.000%municip | $0 | – | -35,000 | -100.0% | -0.00% | – | |
| Exit | FLORIDA ST MUN PWR AGY REV 5.0municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | GLEN ROCK NJ SCH DIST 4.600% 0municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | SAN ANTONIO TEXAS ELEC & 5.375municip | $0 | – | -30,000 | -100.0% | -0.00% | – | |
| Exit | AUSTIN ISD-REF 5% 08/01/33municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | NY LOC ASST REF SER C 5.5% 04/municip | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| Exit | BOONE CNTY SD FIN BDG 4.125% 0municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | LEHMAN 6.20 09/26/14 ESCROW CL | $0 | – | -70,000 | -100.0% | -0.00% | – | |
| Exit | ROSEVILLE MICH SCH DIST 5.000%municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | DODGE CITY KANS SALES TAX 4.50municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | OXFORD BLDG AUTH-A 4.2% 10/01/municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | SEATTLE WA MUN LT & PWR 5.250%municip | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | CHARLESTON SC WTR & SWR REV 5.municip | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | WISCONSIN ST CLEAN WTR REV 5.0municip | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | PORT AUTH OF NY & NJ 4.750% 07municip | $0 | – | -30,000 | -100.0% | -0.00% | – | |
| Exit | LAKEWOOD OHIO WTR SYS REV 4.25municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | CAPE CORAL FLA UTIL 4.125% 07/municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | UNIVERSITY NC CHAPEL HILL 5.00municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | MADISON SD REF-BLDG 4% 03/01/2municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | ELYRIA OHIO 4.000% 12/01/18municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | SWSTRN DEV-MASCOUTAH 4.6% 02/0municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | GENESEE CNTY MICH 4.000% 05/01municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | CLAYTON DEV-REF-B 4% 08/01/19municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | NORTH CAROLINA ST 5.000% 03/01municip | $0 | – | -30,000 | -100.0% | -0.00% | – | |
| Exit | MASSACHUSETTS ST TPK AUTH 0.00municip | $0 | – | -35,000 | -100.0% | -0.00% | – | |
| Exit | EAGLE MTN & SAGINAW TX INDPT 5municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | LEHMAN 5.250 02/06/13 ESCROW C | $0 | – | -90,000 | -100.0% | -0.00% | – | |
| Exit | OMAHA PWR SUB-SYS-AA 4.15% 02/municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | GODFREY ETC SD REF 4% 05/01/17municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | NEW JERSEY ST EDJ FACS AUTH 4.municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | FAIRFAX SWR 4% 07/15/27municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | BLOOMFIELD TWP LIBR 4.125% 05/municip | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | BAY CNTY FLA EDL FACS REV 3.5%municip | $0 | – | -65,000 | -100.0% | -0.00% | – | |
| Exit | NEW JERSEY ST HSG & MTGE FIN 4municip | $0 | – | -55,000 | -100.0% | -0.00% | – | |
| Exit | VIRGINIA ST PUBLIC SCH DIST 4.municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | HOUSTON TX HOTEL OCCUPANCY 5.0municip | $0 | – | -45,000 | -100.0% | -0.00% | – | |
| Exit | MINNESOTA PUB FACS AUTH 3.000%municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | NORTH TEX TWY AUTH 6.125% 01/0municip | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| Exit | GLEN ROCK NJ SCH DIST 4.700% 0municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | OXNARD CALIF FING AUTH LEAS 5.municip | $0 | – | -60,000 | -100.0% | -0.00% | – | |
| Exit | HENNEPIN CNTY MN SALES TAX 4.8municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | HOUSTON TX HGR EDU FIN CORP 4.municip | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| Exit | COCOA FLA WTR & SWR REV 5.250%municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | SAN JOSE CALIF REDEV AGY TAX 5municip | $0 | – | -60,000 | -100.0% | -0.00% | – | |
| Exit | COLLINGSWOOD NJ SCH DIST 4.000municip | $0 | – | -55,000 | -100.0% | -0.00% | – | |
| Exit | SAN JUAN TEX HIGHER ED 6.700%municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | NEW YORK ST TWY AUTH-A 5.000%municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | MORONGO CA UNIF SCH DIST 5.250municip | $0 | – | -45,000 | -100.0% | -0.00% | – | |
| Exit | HARRIS CNTY TEX PRERE 5.250% 1municip | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| Exit | HARTFORD CONN GO REF BDS 5.000municip | $0 | – | -55,000 | -100.0% | -0.00% | – | |
| Exit | STOCKTON CA UNIF SCH DIST 5.00municip | $0 | – | -55,000 | -100.0% | -0.00% | – | |
| Exit | NEW YORK CITY TRANSIT SUB-S 5.municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | NEW JERSEY ST TRANSPRTN 6.104%municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | NEW JERSEY ST TRANSPRTN 5.000%municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | UPPER OCCOQUAN VA SEWAGE AU 4.municip | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| Exit | NEW YORK CITY TRANS TAX-I 5.00municip | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| Exit | IRVINGTON TWN NJ 4.625% 07/15/municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | NEW YORK NY CITY MUN UNREF 5.0municip | $0 | – | -60,000 | -100.0% | -0.00% | – | |
| Exit | ILLINOIS FIN AUTH REV 6% 05/15municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | SWEDESBORO WOOLWICH NJ CON 4.5municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | NEW YORK ST DORM AUTH REV-A 5.municip | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| Exit | MONROE CNTY NY INDL DEV COR 5.municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | MASSACHUSETTS ST HEALTH 4.500%municip | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| Exit | UNION CNTY NJ-B 3.000% 03/01/1municip | $0 | – | -45,000 | -100.0% | -0.00% | – | |
| Exit | BURLINGTON VT ELEC REV 5.000%municip | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| Exit | NEW JERSEY ST GO REF-H 5.250%municip | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| Exit | LOUISIANA ST LOCAL GOVT 3.000%municip | $0 | – | -60,000 | -100.0% | -0.00% | – | |
| Exit | CALIFORNIA ST REF-STEM CELL 5.municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | MOORESTOWN TWP NJ SCH DIST 4.5municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | NEW YORK GO BDS-B 5.000% 08/01municip | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| Exit | NYS UDC-B BE 5.250% 01/01/22municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | NYC TRANS FIN 5.000% 07/15/26municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | NEW JERSEY ECONOMIC DEV-C 4.50municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | NEW YORK ST URBAN DEV CORP- 5.municip | $0 | – | -45,000 | -100.0% | -0.00% | – | |
| Exit | NEW YORK ST 4.750% 02/15/37municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | ADELPHIA COM ESCROW 0.00% DUE | $0 | – | -6,441,000 | -100.0% | -0.00% | – | |
| Exit | VIRGIN ISLANDS PUB FIN AUTH 5.municip | $0 | – | -55,000 | -100.0% | -0.00% | – | |
| Exit | NEW YORK ST URBAN DEV CORP 5.0municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | NEW JERSEY BLDG AUTH REV-A 4.5municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | LA USD 5.000% 07/01/27municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | SAN JUAN TEX HIGHER ED FIN 5.1municip | $0 | – | -45,000 | -100.0% | -0.00% | – | |
| Exit | MARLBORO TWP NJ GO 3.250% 10/0municip | $0 | – | -45,000 | -100.0% | -0.00% | – | |
| Exit | AMERICAN AIRLINES ESCROW | $0 | – | -200,000 | -100.0% | -0.00% | – | |
| Exit | NEW BRAUNFELS TX INDPT 3.375%municip | $0 | – | -60,000 | -100.0% | -0.00% | – | |
| Exit | NEW YORK NY GO-O 5.000% 06/01/municip | $0 | – | -60,000 | -100.0% | -0.00% | – | |
| Exit | MASSACHUSETTS ST WTR POLLUT 4.municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | TEXAS ST TRANSN COMMN-MOBIL 4.municip | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| Exit | CMWLTH FING AUTH PA 4.700% 06/municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | NEW YORK NY CITY MUN PRERE 5.0municip | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| Exit | HIGHLANDS HLTH-G-UNRF 5.125% 1municip | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| Exit | UNIV KS HOSP 5.000% 09/01/16municip | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| Exit | NORTH BERGEN TWP NJ 4.500% 02/municip | $0 | – | -60,000 | -100.0% | -0.00% | – | |
| Exit | PENNSYLVANIA ST BUILD AMER 5.3municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | NEW JERSEY ST TRANSPRTN 5.000%municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | NEW JERSEY ST EDL FACS-L 4.375municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | NORTH CAROLINA ST CAPITAL 4.62municip | $0 | – | -60,000 | -100.0% | -0.00% | – | |
| Exit | NEW YORK ST DORM AUTH REVS 5.0municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | NORTHERN BURLINGTON CNTY 5.250municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | DISTRICT OF COLUMBIA 5.000% 06municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | PORT AUTH OF NY & NJ 4.750% 11municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | INDIANAPOLIS IND LOC PUB 5.5%municip | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | VIRGIN ISLANDS PUB FIN AUTH 5.municip | $0 | – | -90,000 | -100.0% | -0.00% | – | |
| Exit | GENESEE CNTY MI 2.000% 05/01/1municip | $0 | – | -75,000 | -100.0% | -0.00% | – | |
| Exit | VIRGIN ISLANDS PUB FIN AUTH 5.municip | $0 | – | -75,000 | -100.0% | -0.00% | – | |
| Exit | CERES CALIF UNI SCH DIST 0.000municip | $0 | – | -500,000 | -100.0% | -0.00% | – | |
| Exit | NEW JERSEY ECONOMIC DEV AUT 5.municip | $0 | – | -80,000 | -100.0% | -0.00% | – | |
| Exit | WISCONSIN ST GO BDS-A 5.000% 0municip | $0 | – | -75,000 | -100.0% | -0.00% | – | |
| Exit | CT ST TAX OBLIG INFRA 5.000% 1municip | $0 | – | -70,000 | -100.0% | -0.00% | – | |
| Exit | NYS DORM AUTH REVS 5% 07/01/20municip | $0 | – | -85,000 | -100.0% | -0.00% | – | |
| Exit | ED EDL 5.250% 07/01/19municip | $0 | – | -75,000 | -100.0% | -0.00% | – | |
| Exit | OHIO ST COMMON SCHS GO REF- 5.municip | $0 | – | -75,000 | -100.0% | -0.00% | – | |
| Exit | SWEDESBORO WOOLWICH NJ CON 4.5municip | $0 | – | -65,000 | -100.0% | -0.00% | – | |
| Exit | METRO BOSTON TRANSIT PKG CORP5municip | $0 | – | -70,000 | -100.0% | -0.00% | – | |
| Exit | FORT WORTH TX CTFS OBLIG 5.000municip | $0 | – | -75,000 | -100.0% | -0.00% | – | |
| Exit | OCEAN CNTY NJ GO REF 4.000% 08municip | $0 | – | -75,000 | -100.0% | -0.00% | – | |
| Exit | MASSACHUSETTES EDL FING AUT 4.municip | $0 | – | -85,000 | -100.0% | -0.00% | – | |
| Exit | NEW YORK ST DORM AUTH-A 4.000%municip | $0 | – | -75,000 | -100.0% | -0.00% | – | |
| Exit | MET GOVT NASHVILLE & DAVIDSON5municip | $0 | – | -75,000 | -100.0% | -0.00% | – | |
| Exit | ALLEGHENY CNTY PA PORT AUTH 5.municip | $0 | – | -75,000 | -100.0% | -0.00% | – | |
| Exit | PROVIDENCE R I PUB BLDGS 5.000municip | $0 | – | -75,000 | -100.0% | -0.00% | – | |
| Exit | NEW JERSEY ST EDL FACS-B 5.000municip | $0 | – | -75,000 | -100.0% | -0.00% | – | |
| Exit | CHICAGO ILL O HARE INTL 6.500%municip | $0 | – | -65,000 | -100.0% | -0.00% | – | |
| Exit | PEQUANNOC RIVER NJ BASIN SW 3.municip | $0 | – | -65,000 | -100.0% | -0.00% | – | |
| ADPAJ | Exit | ADELPHIA RECOVERY TRUST SERIES | $0 | – | -6,875,061 | -100.0% | -0.00% | – |
| Exit | HOUSTON TEX HIGHER ED 6.500% 0municip | $0 | – | -75,000 | -100.0% | -0.00% | – | |
| Exit | DETROIT MICH WTR SUPPLY SYS 5.municip | $0 | – | -95,000 | -100.0% | -0.00% | – | |
| Exit | LAFAYETTE LA PUB TR FING AUTH5municip | $0 | – | -75,000 | -100.0% | -0.00% | – | |
| Exit | DETROIT MI SEW DISP REV-B 5.00municip | $0 | – | -80,000 | -100.0% | -0.00% | – | |
| Exit | ALASKA ST HSG FIN CORP 5.000%municip | $0 | – | -70,000 | -100.0% | -0.00% | – | |
| Exit | SOUTH CAROLINA TRANSN INFR- 5.municip | $0 | – | -75,000 | -100.0% | -0.00% | – | |
| Exit | MASSACHUSETTS ST SCH BLDG 4.75municip | $0 | – | -70,000 | -100.0% | -0.00% | – | |
| Exit | CHICAGO IL O HARE INTL ARPT 5.municip | $0 | – | -115,000 | -100.0% | -0.00% | – | |
| Exit | GARDEN ST NJ PRESERVATION-A 4.municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | LITTLE ROCK AR SWR REVENUE 3.0municip | $0 | – | -110,000 | -100.0% | -0.00% | – | |
| Exit | TROY N Y CAP RESOURCE CORP 5%municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | ALLAMUCHY TWP NJ BRD OF EDU 4.municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | FLORIDA ST BRD OF EDU PUBLIC 4municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | ARIZONA HEALTH FACS AUTH 5% 01municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | NEW YORK ST TWY AUTH ST 5.000%municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | ILLINOIS ST TOLL HWY AUTH 5.00municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | NEW YORK N Y 5% 08/01/22municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | ALLEGHENY CNTY PA SAN AUTH 5.0municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | JOHNSON CITY TENN HEALTH &ED 5municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | CHICAGO ARPT-A-AGC-IC 5.000% 0municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | NJ TPK REF-SER A 5.000% 01/01/municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | WA DC CONVTN-REF-A 5.000% 10/0municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | LOS ANGELES CNTY TRAN AUTH 5.0municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | NORTH CAROLINA EASTN MUN PW 5.municip | $0 | – | -110,000 | -100.0% | -0.00% | – | |
| Exit | PENNSYLVANIA ST TURNPIKE COM 4municip | $0 | – | -110,000 | -100.0% | -0.00% | – | |
| Exit | TOBACCO SETTLEMENT FING 4.625%municip | $0 | – | -135,000 | -100.0% | -0.00% | – | |
| Exit | NEW JERSEY ECONOMIC DEV AUTH 5municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | PASCO CNTY FLA SCH BRD CTFS 4.municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | INDIANA ST FIN AUTH REV 4.000%municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | OH WTR-PRERF-WTR QUAL 5.000% 1municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | FLORIDA ST MUN PWR AGY 5.000%municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | FLORIDA ST BRD ED 5.250% 06/01municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | GREEN BAY WIS CORP PURP 4.250%municip | $0 | – | -105,000 | -100.0% | -0.00% | – | |
| Exit | AUSTIN WTR/WSTWTR REF 5.000% 0municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | LIVINGSTON TWP NJ SCH DIST 4.5municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | HARRIS CNTY UNREF 5.250% 10/01municip | $0 | – | -110,000 | -100.0% | -0.00% | – | |
| Exit | TX GAS ACQ SER A 5.000% 12/15/municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | MICHIGAN ST 5.250% 11/01/22municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | WEST VA ST SCH BLDG AUTH 5.250municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | VIRGIN ISLANDS PUB FIN AUTH 5%municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | BRAZOS RIV AUTH TEX 4.100% 07/municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | PASSAIC CNTY N J GO BDS 2008 5municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | NEW YORK ST DORM AUTH REV-E 5.municip | $0 | – | -95,000 | -100.0% | -0.00% | – | |
| Exit | TOBACCO SETTLEMENT FING CORP 5municip | $0 | – | -145,000 | -100.0% | -0.00% | – | |
| Exit | MONTVILLE TWP N J GO REF BDS 5municip | $0 | – | -85,000 | -100.0% | -0.00% | – | |
| Exit | BURLINGTON TWP NJ BRD ED 4.000municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | ROCKLAND CNTY NY 4.000% 04/01/municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | FLORIDA ST DEPT ENV PROTN 5.00municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | ERIE CO SCH-A BE 5.750% 05/01/municip | $0 | – | -85,000 | -100.0% | -0.00% | – | |
| Exit | WASHINGTON ST GO REF BDS-R 4.0municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | MIAMI-DADE CNTY FL SCH 4.250%municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | NY DORM 5.000% 07/01/20municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | NEW JERSEY ST TPK AUTH-A 5.000municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | FRESNO CA ARPT REV REF BDS- 5.municip | $0 | – | -105,000 | -100.0% | -0.00% | – | |
| Exit | MISSOURI ST HWYS & TRANS 5.000municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | N JERSEY DIST WTR 4% 11/15/14municip | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | LARAMIE CNTY WY HOSP REV 5.000municip | $0 | – | -125,000 | -100.0% | -0.01% | – | |
| Exit | KENTUCKY ST PPTY & BLDGS 5.0%municip | $0 | – | -125,000 | -100.0% | -0.01% | – | |
| Exit | DETROIT MI WTR & SEW DEPT 5.50municip | $0 | – | -150,000 | -100.0% | -0.01% | – | |
| Exit | CHICAGO ILL TRAN AUTH 5.25% 06municip | $0 | – | -125,000 | -100.0% | -0.01% | – | |
| Exit | STOCKTON CA UNIF SCH DIST 4.55municip | $0 | – | -135,000 | -100.0% | -0.01% | – | |
| Exit | DC BALLPARK-SER B1 5.000% 02/0municip | $0 | – | -125,000 | -100.0% | -0.01% | – | |
| Exit | WA SER D 5.000% 01/01/20municip | $0 | – | -125,000 | -100.0% | -0.01% | – | |
| Exit | OCEAN CNTY UTILS-REF 5.000% 01municip | $0 | – | -120,000 | -100.0% | -0.01% | – | |
| Exit | SPARTA TWP NJ BRD OF EDU 4.300municip | $0 | – | -125,000 | -100.0% | -0.01% | – | |
| Exit | NJ TRN-A-TRN SYS 5.500% 12/15/municip | $0 | – | -110,000 | -100.0% | -0.01% | – | |
| Exit | CA WTR-UNREF-2010 5.000% 12/01municip | $0 | – | -120,000 | -100.0% | -0.01% | – | |
| Exit | PORT AUTH NY & NJ CONS 5.000%municip | $0 | – | -125,000 | -100.0% | -0.01% | – | |
| Exit | MINNESOTA ST HSG FIN AGY 4.200municip | $0 | – | -135,000 | -100.0% | -0.01% | – | |
| Exit | NJ TRN-A-TRN SYS 5.500% 12/15/municip | $0 | – | -125,000 | -100.0% | -0.01% | – | |
| Exit | COLORADO ST HLTH FACS AUTH 4.2municip | $0 | – | -125,000 | -100.0% | -0.01% | – | |
| Exit | NEVADA ST HWY IMPT REV 5% 12/0municip | $0 | – | -125,000 | -100.0% | -0.01% | – | |
| Exit | NORTH TEX TWY AUTH 6@% 01/01/2municip | $0 | – | -125,000 | -100.0% | -0.01% | – | |
| Exit | TEXAS ST TRANSN COMMN 5.000% 0municip | $0 | – | -125,000 | -100.0% | -0.01% | – | |
| Exit | NEW YORK ST DORM AUTH REV 5.00municip | $0 | – | -140,000 | -100.0% | -0.01% | – | |
| Exit | NEW YORK ST DORM AUTH FAC-B 5.municip | $0 | – | -140,000 | -100.0% | -0.01% | – | |
| Exit | TAMPA FLA WTR & SWR 5.000% 10/municip | $0 | – | -140,000 | -100.0% | -0.01% | – | |
| Exit | LITTLE ROCK AR SWR REVENUE 2.0municip | $0 | – | -150,000 | -100.0% | -0.01% | – | |
| Exit | SOUTH PLAINFIELD N J GEN 5.000municip | $0 | – | -150,000 | -100.0% | -0.01% | – | |
| Exit | HAMILTON CNTY OHIO HEALTH 5.25municip | $0 | – | -150,000 | -100.0% | -0.01% | – | |
| Exit | MARLBORO TWP N J BRD ED REF 4.municip | $0 | – | -150,000 | -100.0% | -0.01% | – | |
| Exit | KANSAS ST DEV FIN AUTH HLTH 5.municip | $0 | – | -150,000 | -100.0% | -0.01% | – | |
| Exit | NEW JERSEY ST TRANSN FD-A 4.75municip | $0 | – | -155,000 | -100.0% | -0.01% | – | |
| Exit | LEHMAN 6.00 07/19/12 ESCROW CL | $0 | – | -720,000 | -100.0% | -0.01% | – | |
| Exit | MONTGOMERY CNTY TEX MUN 4.125%municip | $0 | – | -150,000 | -100.0% | -0.01% | – | |
| Exit | NEW YORK ST DORM AUTH REV-C 5.municip | $0 | – | -150,000 | -100.0% | -0.01% | – | |
| Exit | PALOMAR POMERADO CA HLTH 5.000municip | $0 | – | -165,000 | -100.0% | -0.01% | – | |
| Exit | NEW YORK ST DORM AUTH 5.000% 0municip | $0 | – | -150,000 | -100.0% | -0.01% | – | |
| Exit | WISCONSIN ST HEALTH & EDL F 5.municip | $0 | – | -160,000 | -100.0% | -0.01% | – | |
| Exit | NEW YORK ST DORM AUTH REV 5.00municip | $0 | – | -145,000 | -100.0% | -0.01% | – | |
| Exit | DANE CNTY WI RFDG SER E 3.000%municip | $0 | – | -150,000 | -100.0% | -0.01% | – | |
| Exit | HARRIS CNTY TEX FLOOD CTL 4.12municip | $0 | – | -150,000 | -100.0% | -0.01% | – | |
| Exit | TENAFLY N J BRD ED REF 5.000%municip | $0 | – | -150,000 | -100.0% | -0.01% | – | |
| Exit | ETOWAH CNTY AL BRD OF EDU 5.00municip | $0 | – | -150,000 | -100.0% | -0.01% | – | |
| Exit | NEW YORK ST TWY AUTH GEN RE 5.municip | $0 | – | -150,000 | -100.0% | -0.01% | – | |
| Exit | ANAHEIM CA PUBLIC FING AUTH 4.municip | $0 | – | -160,000 | -100.0% | -0.01% | – | |
| Exit | ILLINOIS HSG DEV AUTH REV 4.10municip | $0 | – | -160,000 | -100.0% | -0.01% | – | |
| Exit | GUAM GOVT BUSINESS PRIVILEG 5.municip | $0 | – | -195,000 | -100.0% | -0.01% | – | |
| Exit | REEDY CREEK AD VALOREM TAX-A 5municip | $0 | – | -165,000 | -100.0% | -0.01% | – | |
| Exit | LOUISIANA PUB FACS AUTH REV 5.municip | $0 | – | -190,000 | -100.0% | -0.01% | – | |
| Exit | NEW JERSEY ECONOMIC DEV 5.750%municip | $0 | – | -170,000 | -100.0% | -0.01% | – | |
| Exit | PEQUANNOCK RIVER NJ BASIN S 4.municip | $0 | – | -175,000 | -100.0% | -0.01% | – | |
| Exit | NEW JERSEY ENVIRONMENTAL IN 5.municip | $0 | – | -185,000 | -100.0% | -0.01% | – | |
| Exit | HOUSTON TEX HIGHER ED 6.875% 0municip | $0 | – | -175,000 | -100.0% | -0.01% | – | |
| Exit | HIGHLANDS CNTY FL HEALTH FA 5.municip | $0 | – | -170,000 | -100.0% | -0.01% | – | |
| Exit | EDISON TWP N J GO REF BDS 5.00municip | $0 | – | -150,000 | -100.0% | -0.01% | – | |
| Exit | CHICAGO IL BRD OF EDU 5.000% 1municip | $0 | – | -165,000 | -100.0% | -0.01% | – | |
| Exit | PUERTO RICO COMWLTH PRERE 5.00municip | $0 | – | -170,000 | -100.0% | -0.01% | – | |
| Exit | CLEVELAND-CUYAHOGA CNTY OHI 6.municip | $0 | – | -175,000 | -100.0% | -0.01% | – | |
| Exit | DENVER CO WEST MET DIST 3.000%municip | $0 | – | -170,000 | -100.0% | -0.01% | – | |
| Exit | PEQUANNOCK NJ RIV BASIN SWR 3.municip | $0 | – | -165,000 | -100.0% | -0.01% | – | |
| Exit | PUERTO RICO COMWLTH PRERE 5.00municip | $0 | – | -165,000 | -100.0% | -0.01% | – | |
| Exit | DETROIT MI DISTRIBUTABLE AI 5.municip | $0 | – | -200,000 | -100.0% | -0.01% | – | |
| Exit | AKRON BATH COPLEY OH HOSP 5.00municip | $0 | – | -210,000 | -100.0% | -0.01% | – | |
| Exit | NORTH TX TWY AUT REV-F 5.750%municip | $0 | – | -205,000 | -100.0% | -0.01% | – | |
| Exit | WATERLOO IOWA REF SER B 4.000%municip | $0 | – | -200,000 | -100.0% | -0.01% | – | |
| Exit | NEW JERSEY ECONOMIC DEV AUT 5.municip | $0 | – | -215,000 | -100.0% | -0.01% | – | |
| Exit | MIDDLESEX CNTY NJ 4.125% 01/01municip | $0 | – | -200,000 | -100.0% | -0.01% | – | |
| Exit | EAST BRUNSWICK TWYP NJ PRER 4.municip | $0 | – | -200,000 | -100.0% | -0.01% | – | |
| Exit | GUAM GOVT BUSINESS PRIVILEG 5.municip | $0 | – | -200,000 | -100.0% | -0.01% | – | |
| Exit | WEST CHICAGO IL PK DIST 5.250%municip | $0 | – | -210,000 | -100.0% | -0.01% | – | |
| Exit | CALIFORNIA ST GO BDS 5.000% 09municip | $0 | – | -210,000 | -100.0% | -0.01% | – | |
| CWB | Exit | SPDR SERIES TRUSTbrc cnv secs etf | $0 | – | -4,760 | -100.0% | -0.01% | – |
| Exit | MASSACHUSETTS ST HEALTH & 5.00municip | $0 | – | -200,000 | -100.0% | -0.01% | – | |
| Exit | HOUSTON TEX UTIL SYS 5.250% 05municip | $0 | – | -200,000 | -100.0% | -0.01% | – | |
| Exit | NEW JERSEY ST EDL FACS AUTH 5.municip | $0 | – | -200,000 | -100.0% | -0.01% | – | |
| Exit | MICHIGAN ST FIN AUTH REV 5.500municip | $0 | – | -185,000 | -100.0% | -0.01% | – | |
| Exit | INDIANA ST FIN AUTH REV 4.000%municip | $0 | – | -200,000 | -100.0% | -0.01% | – | |
| Exit | HOUSTON TEX UTIL SYS REV 5.125municip | $0 | – | -200,000 | -100.0% | -0.01% | – | |
| Exit | NEW YORK ST LOC GOVT-A 5.000%municip | $0 | – | -180,000 | -100.0% | -0.01% | – | |
| Exit | AUSTIN TX REF PUB IMPT 4.000%municip | $0 | – | -200,000 | -100.0% | -0.01% | – | |
| Exit | NASSAU CNTY NY GO BDS-A 5.000%municip | $0 | – | -180,000 | -100.0% | -0.01% | – | |
| Exit | PARK CREEK MET DIST COLO RE 6.municip | $0 | – | -190,000 | -100.0% | -0.01% | – | |
| Exit | CLARK CNTY NEV SCH DIST FOR 5.municip | $0 | – | -200,000 | -100.0% | -0.01% | – | |
| Exit | SANTA RITA CALIF UN SCH DIS 5.municip | $0 | – | -240,000 | -100.0% | -0.01% | – | |
| Exit | DETROIT MI WTR & SEW DEPT-A 5.municip | $0 | – | -270,000 | -100.0% | -0.01% | – | |
| Exit | GOOSE CREEK TX CONS INDPT S 5.municip | $0 | – | -200,000 | -100.0% | -0.01% | – | |
| Exit | NORTH CAROLINA TPK AUTH 5.750%municip | $0 | – | -235,000 | -100.0% | -0.01% | – | |
| Exit | PORTLAND ME ARPT REV 5.000% 07municip | $0 | – | -250,000 | -100.0% | -0.01% | – | |
| Exit | SOUTH FORK MUN AUTH PA HOSP 5%municip | $0 | – | -200,000 | -100.0% | -0.01% | – | |
| Exit | DISTRICT COLUMBIA INCOME TA 5%municip | $0 | – | -225,000 | -100.0% | -0.01% | – | |
| Exit | MINNESOTA PUB FACS AUTH 5.000%municip | $0 | – | -200,000 | -100.0% | -0.01% | – | |
| Exit | PIEDMONT MUN PWR AGY ELEC-C 5.municip | $0 | – | -225,000 | -100.0% | -0.01% | – | |
| Exit | CALIFORNIA ST GO BDS 6.000% 04municip | $0 | – | -210,000 | -100.0% | -0.01% | – | |
| Exit | LITTLE ROCK AR SWR REVENUE 2.0municip | $0 | – | -225,000 | -100.0% | -0.01% | – | |
| Exit | ALASKA ST HSG FIN CORP 5.000%municip | $0 | – | -225,000 | -100.0% | -0.01% | – | |
| Exit | NEW JERSEY ECONOMIC DEV AUT 5.municip | $0 | – | -230,000 | -100.0% | -0.01% | – | |
| Exit | VIRGINIA COLLEGE BLDG AUTH VAmunicip | $0 | – | -225,000 | -100.0% | -0.01% | – | |
| Exit | W CONTRA COSTA CA UNIF SCH 5.2municip | $0 | – | -220,000 | -100.0% | -0.01% | – | |
| Exit | PERTH AMBOY NJ 5.000% 09/01/27municip | $0 | – | -225,000 | -100.0% | -0.01% | – | |
| Exit | NEW JERSEY ST HLTH CARE FAC 5.municip | $0 | – | -225,000 | -100.0% | -0.01% | – | |
| Exit | WEST WINDSOR PLAINSBORO 3.000%municip | $0 | – | -250,000 | -100.0% | -0.01% | – | |
| Exit | EAST HANOVER TWP N J 4.000% 02municip | $0 | – | -240,000 | -100.0% | -0.01% | – | |
| Exit | TEXAS ST 5.250% 08/01/22municip | $0 | – | -250,000 | -100.0% | -0.01% | – | |
| Exit | TRIBOROUGH BRDG & TUNL REV-E 5municip | $0 | – | -215,000 | -100.0% | -0.01% | – | |
| Exit | NEW JERSEY ST TRANSPRTN 5.000%municip | $0 | – | -260,000 | -100.0% | -0.01% | – | |
| Exit | UNIVERSITY CINCINNATI OHIO 5.0municip | $0 | – | -240,000 | -100.0% | -0.01% | – | |
| Exit | MOUNT LAUREL TWP N J GO BDS 4.municip | $0 | – | -250,000 | -100.0% | -0.01% | – | |
| Exit | NEW JERSEY ST EDUCTNL FACS 5.0municip | $0 | – | -250,000 | -100.0% | -0.01% | – | |
| Exit | NEW JERSEY ST TRANSPRTN 5.000%municip | $0 | – | -245,000 | -100.0% | -0.01% | – | |
| Exit | NEW YORK ST DORM AUTH REVS 5.2municip | $0 | – | -275,000 | -100.0% | -0.01% | – | |
| Exit | STATE PUB SCH BLDG AUTH 5.000%municip | $0 | – | -285,000 | -100.0% | -0.01% | – | |
| Exit | CALIFORNIA EDL FACS AUTH 5.250municip | $0 | – | -285,000 | -100.0% | -0.01% | – | |
| Exit | HOUSTON TEX INDPT SCH DIST 5.0municip | $0 | – | -250,000 | -100.0% | -0.01% | – | |
| Exit | METROPOLITAN WC DC ARPTS 5.000municip | $0 | – | -285,000 | -100.0% | -0.01% | – | |
| Exit | TRENTON NJ 4.000% 07/15/14municip | $0 | – | -285,000 | -100.0% | -0.01% | – | |
| Exit | LYCOMING CNTY PA AUTH 5.500% 0municip | $0 | – | -285,000 | -100.0% | -0.01% | – | |
| Exit | CHICAGO IL O'HARE INT ARPT 5.0municip | $0 | – | -300,000 | -100.0% | -0.01% | – | |
| Exit | CUSHING OK EDL FACS AUTH RE 4.municip | $0 | – | -270,000 | -100.0% | -0.01% | – | |
| Exit | WEST HARRIS CNTY TX REGL WT 5.municip | $0 | – | -275,000 | -100.0% | -0.01% | – | |
| Exit | WASHOE CNTY NV HWY REV 5.000%municip | $0 | – | -295,000 | -100.0% | -0.01% | – | |
| Exit | MICHIGAN FIN AUTH REV 5.250% 0municip | $0 | – | -290,000 | -100.0% | -0.01% | – | |
| Exit | ALUM ROCK CA UNION ELEM SCH 5.municip | $0 | – | -295,000 | -100.0% | -0.01% | – | |
| Exit | KING CNTY WA PUB HOSP DIST 5.2municip | $0 | – | -320,000 | -100.0% | -0.01% | – | |
| Exit | MONMOUTH CNTY N J GO REF 4.000municip | $0 | – | -325,000 | -100.0% | -0.01% | – | |
| Exit | KELLER TEX INDPT SCH DIST 5.25municip | $0 | – | -300,000 | -100.0% | -0.01% | – | |
| Exit | CALIFORNIA STATEWIDE CMNTYS 5.municip | $0 | – | -325,000 | -100.0% | -0.01% | – | |
| Exit | AVALON BORO N J GO BDS 2008 5.municip | $0 | – | -300,000 | -100.0% | -0.01% | – | |
| Exit | ABAG FIN AUTH FOR NONPROFIT 5.municip | $0 | – | -365,000 | -100.0% | -0.01% | – | |
| Exit | ORANGE CNTY FL HEALTH FACS 5.0municip | $0 | – | -340,000 | -100.0% | -0.01% | – | |
| Exit | FRANKLIN PARK IL 6.250% 07/01/municip | $0 | – | -325,000 | -100.0% | -0.01% | – | |
| Exit | BUILD NYC RESOURCE CORP 4.750%municip | $0 | – | -375,000 | -100.0% | -0.01% | – | |
| Exit | OREGON ST FACS AUTH REVENUE 3.municip | $0 | – | -345,000 | -100.0% | -0.01% | – | |
| Exit | INDIANAPOLIS IND MULTIFAMIL 4.municip | $0 | – | -360,000 | -100.0% | -0.01% | – | |
| Exit | OAKLAND CA UNIF SCH DIST 4.500municip | $0 | – | -405,000 | -100.0% | -0.01% | – | |
| Exit | DETROIT MI CITY SCH DIST 5.000municip | $0 | – | -375,000 | -100.0% | -0.01% | – | |
| Exit | DE KALB CNTY GA WTR & SWR 5.25municip | $0 | – | -345,000 | -100.0% | -0.01% | – | |
| Exit | PHILADELPHIA PA GO BDS 6.000%municip | $0 | – | -375,000 | -100.0% | -0.02% | – | |
| Exit | ST LOUIS CNTY MO INDL DEV 5.00municip | $0 | – | -400,000 | -100.0% | -0.02% | – | |
| Exit | OREGON ST FACS AUTH REVENUE 3.municip | $0 | – | -380,000 | -100.0% | -0.02% | – | |
| Exit | EL MONTE CA UN HGH SCH BDS- 5.municip | $0 | – | -390,000 | -100.0% | -0.02% | – | |
| Exit | TEXAS PRIVATE ACTIVITY BD 6.87municip | $0 | – | -400,000 | -100.0% | -0.02% | – | |
| Exit | CALIFORNIA ST PUB WKS BRD 5.75municip | $0 | – | -400,000 | -100.0% | -0.02% | – | |
| Exit | SWEDESBORO WOOLWICH N J CONS 4municip | $0 | – | -410,000 | -100.0% | -0.02% | – | |
| Exit | WARREN CNTY KY HOSP REVENUE 5.municip | $0 | – | -420,000 | -100.0% | -0.02% | – | |
| Exit | TEXAS ST MUNI GAS AQUISITIO 5.municip | $0 | – | -465,000 | -100.0% | -0.02% | – | |
| Exit | OREGON ST FACS AUTH REVENUE 2.municip | $0 | – | -420,000 | -100.0% | -0.02% | – | |
| Exit | CITIZENS PPTY INS CORP FLA 5.2municip | $0 | – | -395,000 | -100.0% | -0.02% | – | |
| Exit | DETROIT MICH WTR SUPPLY SYS 4.municip | $0 | – | -560,000 | -100.0% | -0.02% | – | |
| FMCKJ | Exit | FREDDIE MAC 8.375%preferred stock | $0 | – | -54,150 | -100.0% | -0.02% | – |
| Exit | HERRIMAN UTAH SPL ASSMT 5% 11/municip | $0 | – | -450,000 | -100.0% | -0.02% | – | |
| Exit | SPANISH BROADCASTING SYSpreferred stock | $0 | – | -642 | -100.0% | -0.02% | – | |
| Exit | JEA FLA ELEC SYS REV BDS-D 5.0municip | $0 | – | -445,000 | -100.0% | -0.02% | – | |
| Exit | DETROIT MICH WTR & SEW DEP- 5.municip | $0 | – | -570,000 | -100.0% | -0.02% | – | |
| Exit | NORTH TEX TWY AUTH REV 5.125%municip | $0 | – | -500,000 | -100.0% | -0.02% | – | |
| Exit | MICHIGAN ST FIN AUTH REV 5.000municip | $0 | – | -510,000 | -100.0% | -0.02% | – | |
| Exit | BROWARD CNTY FLA SCH BRD 5.000municip | $0 | – | -500,000 | -100.0% | -0.02% | – | |
| Exit | UTAH ST CHARTER SCH FIN-A 5.25municip | $0 | – | -535,000 | -100.0% | -0.02% | – | |
| Exit | ATHENS-CLARKE CNTY GA UNI 5.00municip | $0 | – | -540,000 | -100.0% | -0.02% | – | |
| Exit | BI-STATE DEV AGY MO IL-A 5.000municip | $0 | – | -530,000 | -100.0% | -0.02% | – | |
| Exit | UTAH INFRASTRUCTURE AGY 5.250%municip | $0 | – | -550,000 | -100.0% | -0.02% | – | |
| Exit | VIRGIN ISLANDS PUB FIN REV- 5.municip | $0 | – | -580,000 | -100.0% | -0.02% | – | |
| Exit | GUAM PWR AUTH REV-A 5.000% 10/municip | $0 | – | -565,000 | -100.0% | -0.02% | – | |
| Exit | WARREN CNTY KY HOSP REV 5.000%municip | $0 | – | -590,000 | -100.0% | -0.02% | – | |
| Exit | DETROIT MICH CITY SCH DIST 5.0municip | $0 | – | -620,000 | -100.0% | -0.02% | – | |
| Exit | CHICAGO ILL O HARE INTL ARP 5.municip | $0 | – | -575,000 | -100.0% | -0.02% | – | |
| Exit | DISTRICT COLUMBIA TAX 5.000% 0municip | $0 | – | -585,000 | -100.0% | -0.02% | – | |
| Exit | TEXAS PRIVATE ACTIVITY 7.500%municip | $0 | – | -540,000 | -100.0% | -0.02% | – | |
| Exit | PERALTA CA CMNTY CLG DIST 5.00municip | $0 | – | -580,000 | -100.0% | -0.02% | – | |
| Exit | METRO TRANSN AUTH REV-B 5.000%municip | $0 | – | -605,000 | -100.0% | -0.02% | – | |
| Exit | LAKELAND FL EDUCTNL FACS 5.000municip | $0 | – | -610,000 | -100.0% | -0.02% | – | |
| Exit | MIAMI-DADE CNTY FL WTR & SW 5.municip | $0 | – | -585,000 | -100.0% | -0.02% | – | |
| Exit | TEXAS PRIVATE ACTIVITY SUR 7.0municip | $0 | – | -665,000 | -100.0% | -0.03% | – | |
| Exit | CHATTANOOGA INDL DEV BRD RE 5.municip | $0 | – | -715,000 | -100.0% | -0.03% | – | |
| Exit | LOUISIANA ST CITIZENS PROP 5.0municip | $0 | – | -680,000 | -100.0% | -0.03% | – | |
| Exit | CLARK CNTY WASH PUB UTIL 5.000municip | $0 | – | -725,000 | -100.0% | -0.03% | – | |
| Exit | MAJESTIC STAR CASINO LLC | $0 | – | -638,290 | -100.0% | -0.03% | – | |
| Exit | FOLEY AL UTILS BRD REV 5.000%municip | $0 | – | -715,000 | -100.0% | -0.03% | – | |
| Exit | DISTRIC COLUMBIA UNIV REV 5.25municip | $0 | – | -700,000 | -100.0% | -0.03% | – | |
| Exit | LOUISIANA ST CITIZENS PROP 6.1municip | $0 | – | -695,000 | -100.0% | -0.03% | – | |
| FNMAS | Exit | FNMA 8.250%preferred stock | $0 | – | -90,000 | -100.0% | -0.03% | – |
| Exit | HOUSTON TX HOTEL OCCUPANCY 5.0municip | $0 | – | -800,000 | -100.0% | -0.03% | – | |
| Exit | MICHIGAN ST FIN AUTH REVENU 5.municip | $0 | – | -750,000 | -100.0% | -0.03% | – | |
| Exit | DETROIT WAYNE CNTY MI 5.000% 1municip | $0 | – | -830,000 | -100.0% | -0.03% | – | |
| Exit | VIRGIN ISLANDS PUBLIC FIN 5.00municip | $0 | – | -890,000 | -100.0% | -0.03% | – | |
| Exit | HOUSTON TEX HOTEL OCCUPANCY 5.municip | $0 | – | -825,000 | -100.0% | -0.03% | – | |
| Exit | LOUISIANA STAD & EXPOSITION 5.municip | $0 | – | -805,000 | -100.0% | -0.04% | – | |
| Exit | QUEBECOR WORLD LITIGATION TRUS | $0 | – | -65,625,000 | -100.0% | -0.04% | – | |
| Exit | WILLISTON ND SALES TAX REV- 4.municip | $0 | – | -990,000 | -100.0% | -0.04% | – | |
| Exit | ALERIS CORPORATION | $0 | – | -96,691 | -100.0% | -0.04% | – | |
| Exit | NEW YORK N Y 6% 10/15/23municip | $0 | – | -895,000 | -100.0% | -0.04% | – | |
| Exit | HILLSBOROUGH CNTY FL INDL 5.00municip | $0 | – | -1,110,000 | -100.0% | -0.04% | – | |
| Exit | CENTRAL TEX REGL MOBILITY 5.75municip | $0 | – | -1,120,000 | -100.0% | -0.04% | – | |
| Exit | CHTNGA TN HLTH EDL REF REV-A 5municip | $0 | – | -1,205,000 | -100.0% | -0.04% | – | |
| AALCP | Exit | AMERICAN AIRLINES GROUPconv pfd stk 2 | $0 | – | -49,103 | -100.0% | -0.05% | – |
| Exit | TWIN RIVERS CA UNIF SCH DIS 3.municip | $0 | – | -1,405,000 | -100.0% | -0.05% | – | |
| Exit | PHILADELPHIA PA GO BDS-A 5.250municip | $0 | – | -1,330,000 | -100.0% | -0.05% | – | |
| Exit | ALCOA INCnote 5.250% 3/1 | $0 | – | -948,000 | -100.0% | -0.06% | – | |
| Exit | NEWARK NJ HSG AUTH HSG REV 5.7municip | $0 | – | -1,460,000 | -100.0% | -0.06% | – | |
| Exit | OWENS-BROCKWAY CONV BOND 144Aconv bond p2 | $0 | – | -1,680,000 | -100.0% | -0.07% | – | |
| NPY | Exit | NUVEEN PA PREM INCOME MUN FD | $0 | – | -163,808 | -100.0% | -0.07% | – |
| Exit | UPSTATE NY POWER PRODUCERS INC | $0 | – | -112,236 | -100.0% | -0.08% | – | |
| ESV | Exit | ENSCO PLC | $0 | – | -47,000 | -100.0% | -0.10% | – |
| Exit | ARCHER DANIELS MIDLAND COnote 0.875% 2/1 | $0 | – | -3,007,000 | -100.0% | -0.12% | – | |
| NMZ | Exit | NUVEEN MUN HIGH INCOME OPP F | $0 | – | -297,717 | -100.0% | -0.13% | – |
| Exit | AFFINITY GAMING LLC | $0 | – | -350,000 | -100.0% | -0.14% | – | |
| Exit | EMULEX CORPORATION 144Aconv bond p2 | $0 | – | -4,000,000 | -100.0% | -0.15% | – | |
| Exit | CLEAN ENERGY FUELS CORP 144Aconv bond p2 | $0 | – | -4,000,000 | -100.0% | -0.15% | – | |
| Exit | DEALERTRACK TECHNOLOGIES INCnote 1.500% 3/1 | $0 | – | -2,967,000 | -100.0% | -0.16% | – | |
| Exit | CLIFFS NATURAL RES PFD 7.0% 2/conv prfd stock | $0 | – | -181,353 | -100.0% | -0.16% | – | |
| Exit | INFINERA CORP 144Aconv bond p2 | $0 | – | -4,000,000 | -100.0% | -0.16% | – | |
| CPRN | Exit | CITIGROUP CAP PFDpreferred stock | $0 | – | -160,000 | -100.0% | -0.16% | – |
| Exit | POST HOLDINGS INC 144Aconv prfd stock | $0 | – | -50,000 | -100.0% | -0.19% | – | |
| Exit | SUBSEA 7 SA CONV BOND REG Sconv bdp2 a/365 | $0 | – | -5,200,000 | -100.0% | -0.20% | – | |
| EXIXQ | Exit | ENERGY XXI BERMUDA PFD 5.625%conv prfd stock | $0 | – | -18,403 | -100.0% | -0.20% | – |
| Exit | PROOFPOINT INC 144Aconv bond p2 | $0 | – | -5,250,000 | -100.0% | -0.21% | – | |
| Exit | WALTER INVT MGMT CORPnote 4.500%11/0 | $0 | – | -6,044,000 | -100.0% | -0.23% | – | |
| Exit | MAIDEN HOLDINGS CNVPFDconv prfd stock | $0 | – | -136,700 | -100.0% | -0.23% | – | |
| Exit | GENCORP INCsdcv 4.062%12/3 | $0 | – | -3,215,000 | -100.0% | -0.24% | – | |
| Exit | SERVICENOW INC 144Aconv bond p2 | $0 | – | -7,000,000 | -100.0% | -0.27% | – | |
| Exit | ARES CAPITAL CORP 144Aconv bond p2 | $0 | – | -6,928,000 | -100.0% | -0.27% | – | |
| Exit | NETSUITE INC 144Aconv bond p2 | $0 | – | -6,601,000 | -100.0% | -0.28% | – | |
| SNZYP | Exit | SANCHEZ ENERGY CORPconv prfd stock | $0 | – | -124,300 | -100.0% | -0.29% | – |
| Exit | BLUCORA INC 144Aconv bond p2 | $0 | – | -5,276,000 | -100.0% | -0.29% | – | |
| Exit | RAMBUS INC 144Aconv bond p2 | $0 | – | -7,561,000 | -100.0% | -0.30% | – | |
| Exit | SERVICESOURCE INTL INC 144Aconv bond p2 | $0 | – | -8,462,000 | -100.0% | -0.30% | – | |
| Exit | SANDISK CORP 144Aconv bond p2 | $0 | – | -9,000,000 | -100.0% | -0.34% | – | |
| Exit | OMNICARE INCnote 3.750%12/1 | $0 | – | -4,211,000 | -100.0% | -0.36% | – | |
| MTLQU | Exit | MOTORS LIQUIDATION CO GUC TRUS | $0 | – | -313,611 | -100.0% | -0.38% | – |
| Exit | LIBERTY MEDIA CORP 144Aconv bond p2 | $0 | – | -10,250,000 | -100.0% | -0.39% | – | |
| Exit | CUBIST PHARMACEUTICALS 144Aconv bond p2 | $0 | – | -8,974,000 | -100.0% | -0.39% | – | |
| Exit | ALON USA ENERGY INC 144Aconv bond p2 | $0 | – | -8,206,000 | -100.0% | -0.39% | – | |
| AMGZO | Exit | AMG CAP TR I 5.10% 4/15/36conv prfd stock | $0 | – | -153,717 | -100.0% | -0.42% | – |
| Exit | POST HOLDINGS INC 144Aconv prfd stock | $0 | – | -95,200 | -100.0% | -0.43% | – | |
| Exit | UPSTATE NY POWER PRODUCERS INCconv bond p2 | $0 | – | -8,516,297 | -100.0% | -0.47% | – | |
| Exit | CUBIST PHARMACEUTICALS 144Aconv bond p2 | $0 | – | -11,462,000 | -100.0% | -0.49% | – | |
| Exit | MICRON TECHNOLOGY INC CONV BONconv bond p2 | $0 | – | -6,734,000 | -100.0% | -0.52% | – | |
| Exit | ENERGY XXI BERMUDA 144Aconv bond p2 | $0 | – | -14,000,000 | -100.0% | -0.52% | – | |
| Exit | SUBSEA 7 SA CONV BOND REG Sconv bdp2 a/365 | $0 | – | -11,400,000 | -100.0% | -0.54% | – | |
| Exit | SALESFORCE.COM INC 144Aconv bond p2 | $0 | – | -13,511,000 | -100.0% | -0.55% | – | |
| Exit | BARCLAYS BANK PLC PREFERREDpref stock 1000 | $0 | – | -12,500,000 | -100.0% | -0.56% | – | |
| Exit | MEDIVATION INCnote 2.625% 4/0 | $0 | – | -10,361,000 | -100.0% | -0.57% | – | |
| Exit | SPANSION LLC 144Aconv bond p2 | $0 | – | -12,981,000 | -100.0% | -0.57% | – | |
| Exit | YAHOO INC 144Aconv bond p2 | $0 | – | -15,000,000 | -100.0% | -0.59% | – | |
| Exit | LENNAR CORP CONV BOND 144Aconv bond p2 | $0 | – | -8,796,000 | -100.0% | -0.60% | – | |
| Exit | INVENSENSE INC 144Aconv bond p2 | $0 | – | -14,200,000 | -100.0% | -0.62% | – | |
| Exit | HOST HOTELS & RESORTS LP CNV Bconv bond p4 | $0 | – | -11,225,000 | -100.0% | -0.64% | – | |
| Exit | SHUTTERFLY INC 144Aconv bond p2 | $0 | – | -16,637,000 | -100.0% | -0.67% | – | |
| Exit | NVIDIA CORP 144Aconv bond p2 | $0 | – | -18,000,000 | -100.0% | -0.70% | – | |
| Exit | JDS UNIPHASE CORP 144Aconv bond p2 | $0 | – | -18,449,000 | -100.0% | -0.70% | – | |
| ALLYPRA | Exit | GMAC CAPITAL TRUST 1preferred stock | $0 | – | -709,100 | -100.0% | -0.71% | – |
| Exit | SL GREEN OPERATING PARTNERSHIPconv bond p2 | $0 | – | -16,464,000 | -100.0% | -0.77% | – | |
| Exit | MEDIDATA SOLUTIONS INC 144Aconv bond p2 | $0 | – | -16,098,000 | -100.0% | -0.78% | – | |
| Exit | AKORN INCnote 3.500% 6/0 | $0 | – | -7,252,000 | -100.0% | -0.78% | – | |
| Exit | CORNERSTONE ONDEMAND INC 144Aconv bond p2 | $0 | – | -17,639,000 | -100.0% | -0.81% | – | |
| Exit | NEENAH CORP | $0 | – | -1,756,098 | -100.0% | -0.85% | – | |
| Exit | AMERICAN EQTY INV CONV BOND 14conv bond p2 | $0 | – | -10,685,000 | -100.0% | -0.87% | – | |
| Exit | PRICELINE.COM INC 144Aconv bond p2 | $0 | – | -26,293,000 | -100.0% | -1.13% | – | |
| Exit | EMC CORP CONV BOND REGconv bond p2 | $0 | – | -31,805,000 | -100.0% | -1.86% | – | |
| Exit | SCHLUMBERGERconv bd p2 e | $0 | – | -39,315,000 | -100.0% | -2.34% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-05-08
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| NUVEEN PENNSYLVANIA QLT MUN | 41 | Q3 2023 | 0.4% |
| NUVEEN NY AMT-FREE MUN INCOM | 41 | Q3 2023 | 0.4% |
| BLACKROCK MUNIHLDGS NJ QLTY | 41 | Q3 2023 | 0.4% |
| BK OF AMERICA CORP | 38 | Q3 2023 | 1.9% |
| WELLS FARGO CO NEW | 38 | Q3 2023 | 1.9% |
| WELLPOINT INC | 36 | Q4 2022 | 2.8% |
| LIBERTY MEDIA CORP DELAWARE | 36 | Q3 2023 | 1.3% |
| HALLIBURTON CO | 35 | Q1 2022 | 0.6% |
| MFS MUN INCOME TR | 35 | Q3 2023 | 0.2% |
| SPDR GOLD TRUST | 34 | Q3 2023 | 1.1% |
View MACKAY SHIELDS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BLACKROCK MUNIYIELD QUALITY FUND II, INC. | April 13, 2023 | 498 | 12.0% |
| Delaware Investments National Municipal Income Fund | January 06, 2023 | 423,080 | 2.0% |
| PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. | January 13, 2022 | 1,003,451 | 4.2% |
| BLACKROCK MUNICIPAL INCOME FUND, INC. | October 28, 2021 | 1,864,138 | 4.9% |
| BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC. | October 28, 2021 | 1,383,883 | 4.6% |
| BLACKROCK MUNIHOLDINGS QUALITY FUND, INC. | February 24, 2021 | 644,453 | 5.0% |
| Invesco Exchange-Traded Fund Trust IISold out | January 07, 2021 | 0 | 12.0% |
| TALOS ENERGY INC. | October 05, 2020 | 3,468,731 | 4.8% |
| PETROQUEST ENERGY INCSold out | March 13, 2019 | 0 | 0.0% |
| COMSTOCK RESOURCES INCSold out | August 16, 2018 | 0 | 0.0% |
View MACKAY SHIELDS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-03 |
| SC 13G/A | 2024-04-12 |
| 3 | 2024-03-25 |
| 13F-HR | 2024-02-02 |
| SC 13G/A | 2024-01-11 |
| SC 13G/A | 2024-01-11 |
| SC 13G/A | 2024-01-11 |
| SC 13G/A | 2024-01-11 |
| 13F-HR | 2023-10-25 |
| 13F-HR | 2023-07-27 |
View MACKAY SHIELDS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.