$613 Million is the total value of COWEN AND COMPANY, LLC's 440 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SMFG | SUMITOMO MITSUI FINL GROUP Isponsored adr | $35,785,000 | -0.5% | 6,401,605 | 0.0% | 5.84% | -2.3% | |
| XBI | SPDR SER TRs&p biotech | $8,914,000 | -0.5% | 80,000 | 0.0% | 1.46% | -2.3% | |
| CVNA | CARVANA COcall | $3,751,000 | +173.8% | 25,000 | 0.0% | 0.61% | +168.4% | |
| BBVA | BANCO BILBAO VIZCAYA ARGENTAsponsored adr | $2,740,000 | -19.4% | 1,000,000 | 0.0% | 0.45% | -20.9% | |
| LSXMK | LIBERTY MEDIA CORP DEL | $1,512,000 | -3.9% | 45,700 | 0.0% | 0.25% | -5.7% | |
| MNCLU | MONOCLE ACQUISITION CORPunit 99/99/9999 | $1,510,000 | +8.8% | 126,166 | 0.0% | 0.25% | +6.5% | |
| ANDAU | ANDINA ACQUISITION CORP IIIunit 09/24/2020 | $1,014,000 | 0.0% | 92,157 | 0.0% | 0.17% | -1.8% | |
| QD | QUDIAN INCput | $853,000 | -0.9% | 304,800 | 0.0% | 0.14% | -2.8% | |
| DERMTECH INC | $814,000 | -9.7% | 68,125 | 0.0% | 0.13% | -11.3% | ||
| GNLN | GREENLANE HLDGS INCcl a | $755,000 | -43.7% | 336,686 | 0.0% | 0.12% | -44.8% | |
| THCX | SPINNAKER ETF SERIEScannabis etf | $622,000 | -13.5% | 75,000 | 0.0% | 0.10% | -15.0% | |
| LL | LUMBER LIQUIDATORS HLDGS INCcall | $301,000 | +142.7% | 23,700 | 0.0% | 0.05% | +133.3% | |
| MCF | CONTANGO OIL & GAS CO | $241,000 | -41.5% | 180,000 | 0.0% | 0.04% | -42.6% | |
| SPCE | VIRGIN GALACTIC HOLDINGS INCcall | $229,000 | -2.6% | 56,000 | 0.0% | 0.04% | -5.1% | |
| JFKKW | 8I ENTERPRISES ACQUISITION C*w exp 10/29/202 | $163,000 | +191.1% | 122,000 | 0.0% | 0.03% | +200.0% | |
| ANIK | ANIKA THERAPEUTICS INCcall | $131,000 | -60.2% | 56,800 | 0.0% | 0.02% | -61.8% | |
| BBBY | BED BATH & BEYOND INCcall | $102,000 | +75.9% | 35,500 | 0.0% | 0.02% | +70.0% | |
| AVYA | AVAYA HLDGS CORPcall | $88,000 | +37.5% | 24,000 | 0.0% | 0.01% | +27.3% | |
| SAND | SANDSTORM GOLD LTDcall | $47,000 | -36.5% | 28,300 | 0.0% | 0.01% | -33.3% | |
| NBACR | NEWBORN ACQUISITION CORPright 02/03/2025 | $48,000 | +23.1% | 184,000 | 0.0% | 0.01% | +33.3% | |
| SNDL | SUNDIAL GROWERS INC | $49,000 | -69.8% | 203,101 | 0.0% | 0.01% | -70.4% | |
| BABA | ALIBABA GROUP HLDG LTDput | $28,000 | -87.2% | 22,900 | 0.0% | 0.01% | -86.1% | |
| GRUB | GRUBHUB INCput | $27,000 | -71.3% | 47,100 | 0.0% | 0.00% | -75.0% | |
| ORSNW | ORISUN ACQUISITION CORP*w exp 05/31/202 | $24,000 | -20.0% | 80,000 | 0.0% | 0.00% | -20.0% | |
| METXW | METEN EDTECHX ED GROUP LTD*w exp 03/31/202 | $19,000 | -63.5% | 92,645 | 0.0% | 0.00% | -66.7% | |
| RF | REGIONS FINANCIAL CORP NEWcall | $18,000 | -40.0% | 30,000 | 0.0% | 0.00% | -40.0% | |
| AMHCW | AMPLITUDE HLTHCRE AQUSTIN CO*w exp 12/01/202 | $18,000 | +20.0% | 15,000 | 0.0% | 0.00% | +50.0% | |
| GSMGW | GLRY STR NW MDIA GRUP HLDG L*w exp 02/13/202 | $15,000 | +36.4% | 276,300 | 0.0% | 0.00% | 0.0% | |
| LACQW | LEISURE ACQUISITION CORP*w exp 12/05/201 | $12,000 | -47.8% | 25,060 | 0.0% | 0.00% | -50.0% | |
| ANDA | ANDINA ACQUISITION CORP III | $4,000 | 0.0% | 409,967 | 0.0% | 0.00% | 0.0% | |
| AMC | AMC ENTMT HLDGS INCput | $8,000 | -81.8% | 59,300 | 0.0% | 0.00% | -85.7% | |
| FAST | FASTENAL COput | $2,000 | -75.0% | 10,000 | 0.0% | 0.00% | -100.0% |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-03
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SUMITOMO MITSUI FINL GROUP I | 16 | Q2 2023 | 17.8% |
| ESTABLISHMENT LABS HLDGS INC | 16 | Q3 2023 | 6.9% |
| AVADEL PHARMACEUTICALS PLC | 15 | Q3 2023 | 4.0% |
| EXAGEN INC | 15 | Q3 2023 | 1.5% |
| INVESCO QQQ TR | 14 | Q3 2023 | 26.4% |
| APYX MEDICAL CORPORATION | 14 | Q1 2023 | 2.2% |
| BRAINSWAY LTD | 12 | Q4 2022 | 1.0% |
| GREENLANE HLDGS INC | 12 | Q2 2022 | 0.3% |
| SPDR S&P 500 ETF TR | 12 | Q3 2023 | 0.4% |
| SUNDIAL GROWERS INC | 12 | Q2 2022 | 0.3% |
View COWEN AND COMPANY, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Ares Management Corp | July 31, 2023 | 2,102,593 | 4.5% |
| Progress Acquisition Corp. | May 16, 2023 | 115,184 | 12.0% |
| SciPlay CorpSold out | February 28, 2023 | 0 | 0.0% |
| Innoviz Technologies Ltd. | November 02, 2022 | 220,000 | 0.2% |
| AVADEL PHARMACEUTICALS PLCSold out | January 21, 2022 | 0 | 0.0% |
| Churchill Capital Corp VI | January 21, 2022 | 12,600 | 0.0% |
| Workhorse Group Inc. | November 12, 2021 | 344,712 | 0.2% |
| Hennessy Capital Investment Corp. VI | October 04, 2021 | 5,953 | 0.0% |
| Lifesci Acquisition II Corp. | September 16, 2021 | 7,776 | 0.1% |
| YogaWorks, Inc. | February 14, 2018 | 935,000 | 5.7% |
View COWEN AND COMPANY, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-03 |
| SC 13G/A | 2024-04-02 |
| 3 | 2024-03-15 |
| 3 | 2024-03-15 |
| 4 | 2024-03-15 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| FOCUSN | 2024-02-29 |
| X-17A-5 | 2024-02-29 |
| 3 | 2024-02-23 |
View COWEN AND COMPANY, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.