COWEN AND COMPANY, LLC - Q3 2020 holdings

Add to watchlist

$613 Million is the total value of COWEN AND COMPANY, LLC's 440 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 100.0% .

All

			Value		Shares		↓ Weighting
LIVKW	Exit	LIV CAP ACQUISITION CORP*w exp 12/13/202	$0	–	-10,561	-100.0%	0.00%	–
ADRO	Exit	ADURO BIOTECH INCcall	$0	–	-15,000	-100.0%	0.00%	–
FFIV	Exit	F5 NETWORKS INCput	$0	–	-7,000	-100.0%	0.00%	–
BCRX	Exit	BIOCRYST PHARMACEUTICALS INCcall	$0	–	-22,500	-100.0%	0.00%	–
GNUS	Exit	GENIUS BRANDS INTL INCcall	$0	–	-10,000	-100.0%	0.00%	–
INOV	Exit	INOVALON HLDGS INCput	$0	–	-15,900	-100.0%	0.00%	–
HUN	Exit	HUNTSMAN CORPcall	$0	–	-3,800	-100.0%	0.00%	–
TECD	Exit	TECH DATA CORPput	$0	–	-55,000	-100.0%	0.00%	–
ICPT	Exit	INTERCEPT PHARMACEUTICALS INcall	$0	–	-5,500	-100.0%	0.00%	–
X	Exit	UNITED STATES STL CORP NEWcall	$0	–	-112,300	-100.0%	-0.00%	–
SLNO	Exit	SOLENO THERAPEUTICS INCcall	$0	–	-177,300	-100.0%	-0.00%	–
HUN	Exit	HUNTSMAN CORPput	$0	–	-60,000	-100.0%	-0.00%	–
PFE	Exit	PFIZER INCcall	$0	–	-41,700	-100.0%	-0.00%	–
FLXN	Exit	FLEXION THERAPEUTICS INCcall	$0	–	-15,000	-100.0%	-0.00%	–
WOR	Exit	WORTHINGTON INDS INCput	$0	–	-11,600	-100.0%	-0.00%	–
XLV	Exit	SELECT SECTOR SPDR TRput	$0	–	-20,000	-100.0%	-0.00%	–
CVNA	Exit	CARVANA COput	$0	–	-15,000	-100.0%	-0.00%	–
THCAW	Exit	TUSCAN HLDGS CORP II*w exp 99/99/999	$0	–	-10,400	-100.0%	-0.00%	–
HYG	Exit	ISHARES TRput	$0	–	-14,400	-100.0%	-0.00%	–
USFD	Exit	US FOODS HLDG CORPcall	$0	–	-20,700	-100.0%	-0.00%	–
F	Exit	FORD MTR CO DELput	$0	–	-36,000	-100.0%	-0.00%	–
ZGNX	Exit	ZOGENIX INCput	$0	–	-119,700	-100.0%	-0.00%	–
APHA	Exit	APHRIA INCcall	$0	–	-20,000	-100.0%	-0.00%	–
DIS	Exit	DISNEY WALT COcall	$0	–	-6,800	-100.0%	-0.00%	–
AGBAW	Exit	AGBA ACQUISITION LTD*w exp 05/10/202	$0	–	-53,230	-100.0%	-0.00%	–
HP	Exit	HELMERICH & PAYNE INCput	$0	–	-17,800	-100.0%	-0.00%	–
HYG	Exit	ISHARES TRcall	$0	–	-89,600	-100.0%	-0.00%	–
FOLD	Exit	AMICUS THERAPEUTICS INCput	$0	–	-10,000	-100.0%	-0.00%	–
ALACR	Exit	ALBERTON ACQUISITION CORPright 10/04/2020	$0	–	-69,390	-100.0%	-0.00%	–
XLU	Exit	SELECT SECTOR SPDR TRcall	$0	–	-55,700	-100.0%	-0.00%	–
MNCLW	Exit	MONOCLE ACQUISITION CORP*w exp 12/06/202	$0	–	-29,286	-100.0%	-0.00%	–
CVS	Exit	CVS HEALTH CORPcall	$0	–	-10,000	-100.0%	-0.00%	–
	Exit	HORIZON GLOBAL CORPnote 2.750% 7/0	$0	–	-37,000	-100.0%	-0.00%	–
DIS	Exit	DISNEY WALT COput	$0	–	-25,000	-100.0%	-0.00%	–
FVACWS	Exit	FORTRESS VALUE ACQUISITION C*w exp 05/04/202	$0	–	-19,105	-100.0%	-0.00%	–
WTRH	Exit	WAITR HLDGS INC	$0	–	-10,000	-100.0%	-0.00%	–
EIDX	Exit	EIDOS THERAPEUTICS INCcall	$0	–	-17,800	-100.0%	-0.00%	–
EVRG	Exit	EVERGY INCcall	$0	–	-10,000	-100.0%	-0.00%	–
THCBW	Exit	TUSCAN HOLDINGS CORP*w exp 04/01/202	$0	–	-40,770	-100.0%	-0.00%	–
USFD	Exit	US FOODS HLDG CORPput	$0	–	-20,700	-100.0%	-0.00%	–
NSCOWS	Exit	NESCO HLDGS INC*w exp 01/01/202	$0	–	-147,532	-100.0%	-0.00%	–
SAQNW	Exit	SOFTWARE ACQUISITION GROUP I*w exp 10/01/202	$0	–	-27,047	-100.0%	-0.00%	–
CBAY	Exit	CYMABAY THERAPEUTICS INCput	$0	–	-40,000	-100.0%	-0.00%	–
SAMAW	Exit	SCHULTZE SPL PURP ACQUSTN CO*w exp 12/31/202	$0	–	-20,000	-100.0%	-0.00%	–
HCCHR	Exit	HL ACQUISITIONS CORPright 07/17/2023	$0	–	-28,241	-100.0%	-0.00%	–
	Exit	PRIORITY TECHNOLOGY HLDGS IN	$0	–	-11,293	-100.0%	-0.01%	–
XLV	Exit	SELECT SECTOR SPDR TRcall	$0	–	-12,500	-100.0%	-0.01%	–
CRSAW	Exit	CRESCENT ACQUISITION CORP*w exp 03/08/202	$0	–	-18,790	-100.0%	-0.01%	–
FPACWS	Exit	FAR PT ACQUISITION CORP*w exp 06/01/202	$0	–	-62,297	-100.0%	-0.01%	–
ZYNE	Exit	ZYNERBA PHARMACEUTICALS INCcall	$0	–	-91,600	-100.0%	-0.01%	–
CLDR	Exit	CLOUDERA INCcall	$0	–	-115,000	-100.0%	-0.01%	–
SSPKW	Exit	SILVER SPIKE ACQUISITION COR*w exp 08/02/202	$0	–	-77,857	-100.0%	-0.01%	–
SNDX	Exit	SYNDAX PHARMACEUTICALS INCcall	$0	–	-14,700	-100.0%	-0.01%	–
FICO	Exit	FAIR ISAAC CORPput	$0	–	-14,700	-100.0%	-0.01%	–
FSCT	Exit	FORESCOUT TECHNOLOGIES INCcall	$0	–	-30,800	-100.0%	-0.01%	–
GBT	Exit	GLOBAL BLOOD THERAPEUTICS INcall	$0	–	-30,400	-100.0%	-0.01%	–
ESPR	Exit	ESPERION THERAPEUTICS INC NEput	$0	–	-25,000	-100.0%	-0.01%	–
BROGW	Exit	BROOGE ENERGY LTD*w exp 12/20/202	$0	–	-83,877	-100.0%	-0.01%	–
GBT	Exit	GLOBAL BLOOD THERAPEUTICS INput	$0	–	-15,000	-100.0%	-0.01%	–
IHRT	Exit	IHEARTMEDIA INCcall	$0	–	-211,500	-100.0%	-0.01%	–
SPAQWS	Exit	SPARTAN ENERGY ACQUISITION C*w exp 08/27/202	$0	–	-26,470	-100.0%	-0.01%	–
ALUSWS	Exit	ALUSSA ENERGY ACQUISITION CO*w exp 10/31/202	$0	–	-86,613	-100.0%	-0.01%	–
INOV	Exit	INOVALON HLDGS INCcall	$0	–	-25,800	-100.0%	-0.01%	–
BMRGWS	Exit	B RILEY PRIN MERGER CORP II*w exp 05/06/202	$0	–	-32,500	-100.0%	-0.01%	–
PTACW	Exit	PROPTECH ACQUISITION CORP*w exp 05/26/202	$0	–	-75,604	-100.0%	-0.01%	–
VFF	Exit	VILLAGE FARMS INTL INCcall	$0	–	-43,100	-100.0%	-0.01%	–
CFFAW	Exit	CF FIN ACQUISITION CORP*w exp 04/30/202	$0	–	-38,850	-100.0%	-0.01%	–
WSM	Exit	WILLIAMS SONOMA INCput	$0	–	-51,500	-100.0%	-0.01%	–
MJ	Exit	ETF MANAGERS TRetfmg altr hrvst	$0	–	-4,279	-100.0%	-0.01%	–
AAPL	Exit	APPLE INCput	$0	–	-25,000	-100.0%	-0.01%	–
THWWW	Exit	TARGET HOSPITALITY CORP*w exp 03/15/202	$0	–	-621,084	-100.0%	-0.01%	–
ERI	Exit	ELDORADO RESORTS INCput	$0	–	-111,200	-100.0%	-0.01%	–
NKLA	Exit	NIKOLA CORPcall	$0	–	-57,400	-100.0%	-0.01%	–
FOLD	Exit	AMICUS THERAPEUTICS INCcall	$0	–	-20,000	-100.0%	-0.01%	–
CARR	Exit	CARRIER GLOBAL CORPORATIONcall	$0	–	-24,600	-100.0%	-0.01%	–
ICPT	Exit	INTERCEPT PHARMACEUTICALS INput	$0	–	-11,600	-100.0%	-0.01%	–
FSCT	Exit	FORESCOUT TECHNOLOGIES INCput	$0	–	-37,100	-100.0%	-0.01%	–
F	Exit	FORD MTR CO DELcall	$0	–	-471,700	-100.0%	-0.01%	–
DSKE	Exit	DASEKE INC	$0	–	-20,000	-100.0%	-0.01%	–
GOGO	Exit	GOGO INC	$0	–	-23,911	-100.0%	-0.01%	–
HCCOW	Exit	HEALTHCARE MERGER CORP*w exp 12/17/202	$0	–	-66,220	-100.0%	-0.01%	–
LHCWS	Exit	LEO HOLDINGS CORP*w exp 07/31/202	$0	–	-60,889	-100.0%	-0.01%	–
USFD	Exit	US FOODS HLDG CORP	$0	–	-4,122	-100.0%	-0.01%	–
CBAY	Exit	CYMABAY THERAPEUTICS INC	$0	–	-24,754	-100.0%	-0.01%	–
HP	Exit	HELMERICH & PAYNE INC	$0	–	-4,481	-100.0%	-0.01%	–
IPVWS	Exit	INTERPRIVATE ACQUISITION COR*w exp 10/24/202	$0	–	-151,298	-100.0%	-0.02%	–
SBEWS	Exit	SWITCHBACK ENERGY ACQUISTN C*w exp 07/25/202	$0	–	-123,881	-100.0%	-0.02%	–
TLRY	Exit	TILRAY INC	$0	–	-13,849	-100.0%	-0.02%	–
LOAK	Exit	LIVE OAK ACQUISITION CORP	$0	–	-10,504	-100.0%	-0.02%	–
GIKU	Exit	GIGCAPITAL3 INCunit 99/99/9999	$0	–	-10,500	-100.0%	-0.02%	–
MT	Exit	ARCELORMITTAL SA LUXEMBOURGput	$0	–	-104,300	-100.0%	-0.02%	–
ZGNX	Exit	ZOGENIX INCcall	$0	–	-177,600	-100.0%	-0.02%	–
REV	Exit	REVLON INCcl a new	$0	–	-10,690	-100.0%	-0.02%	–
OXY	Exit	OCCIDENTAL PETE CORPcall	$0	–	-81,400	-100.0%	-0.02%	–
OXY	Exit	OCCIDENTAL PETE CORPput	$0	–	-306,200	-100.0%	-0.02%	–
LGCWS	Exit	LEGACY ACQUISITION CORP*w exp 11/30/202	$0	–	-245,457	-100.0%	-0.02%	–
GHIVW	Exit	GORES HLDGS IV INC*w exp 01/22/202	$0	–	-72,450	-100.0%	-0.02%	–
CZR	Exit	CAESARS ENTMT CORPcall	$0	–	-223,500	-100.0%	-0.02%	–
	Exit	SPIRIT AIRLS INCnote 4.750% 5/1	$0	–	-100,000	-100.0%	-0.02%	–
GRAF	Exit	GRAF INDL CORP	$0	–	-10,268	-100.0%	-0.02%	–
ESPR	Exit	ESPERION THERAPEUTICS INC NEcall	$0	–	-25,000	-100.0%	-0.02%	–
GRNVW	Exit	GREENVISION ACQUISITION CORP*w exp 10/28/202	$0	–	-542,860	-100.0%	-0.02%	–
SWCH	Exit	SWITCH INCcall	$0	–	-94,600	-100.0%	-0.02%	–
WCC	Exit	WESCO INTL INCput	$0	–	-12,700	-100.0%	-0.03%	–
LUV	Exit	SOUTHWEST AIRLS COcall	$0	–	-25,000	-100.0%	-0.03%	–
DFNSU	Exit	LGL SYS ACQUISITION CORPunit 10/24/2024	$0	–	-15,806	-100.0%	-0.03%	–
WKHS	Exit	WORKHORSE GROUP INCcall	$0	–	-45,000	-100.0%	-0.03%	–
CYTK	Exit	CYTOKINETICS INCcall	$0	–	-20,400	-100.0%	-0.03%	–
PICWS	Exit	PIVOTAL INVT CORP II*w exp 06/01/202	$0	–	-232,321	-100.0%	-0.03%	–
IPOC	Exit	SOCIAL CAP HEDSPIA HLDG CO I	$0	–	-16,969	-100.0%	-0.03%	–
NIO	Exit	NIO INCput	$0	–	-500,000	-100.0%	-0.03%	–
TMUSR	Exit	T-MOBILE US INCright 07/27/2020	$0	–	-1,250,000	-100.0%	-0.04%	–
HYACW	Exit	HAYMAKER ACQUISITION CORP II*w exp 10/31/202	$0	–	-138,401	-100.0%	-0.04%	–
FTACW	Exit	FINTECH ACQUISITION CORP III*w exp 12/01/202	$0	–	-98,647	-100.0%	-0.04%	–
THCB	Exit	TUSCAN HOLDINGS CORP	$0	–	-23,490	-100.0%	-0.04%	–
HCACW	Exit	HENNESSY CAP ACQUSTION CORP*w exp 09/05/202	$0	–	-226,175	-100.0%	-0.04%	–
HYACU	Exit	HAYMAKER ACQUISITION CORP IIunit 10/31/2026	$0	–	-22,401	-100.0%	-0.04%	–
OAC	Exit	OAKTREE ACQUISITION CORP	$0	–	-25,000	-100.0%	-0.04%	–
BPMC	Exit	BLUEPRINT MEDICINES CORPcall	$0	–	-30,000	-100.0%	-0.05%	–
NFINW	Exit	NETFIN ACQUISITION CORP*w exp 08/01/202	$0	–	-170,895	-100.0%	-0.05%	–
TBPH	Exit	THERAVANCE BIOPHARMA INC	$0	–	-13,664	-100.0%	-0.05%	–
CFFAU	Exit	CF FIN ACQUISITION CORPunit 04/30/2025	$0	–	-25,000	-100.0%	-0.05%	–
INVA	Exit	INNOVIVA INCput	$0	–	-300,000	-100.0%	-0.05%	–
UBER	Exit	UBER TECHNOLOGIES INC	$0	–	-9,458	-100.0%	-0.05%	–
FFIV	Exit	F5 NETWORKS INCcall	$0	–	-8,800	-100.0%	-0.05%	–
CPAAW	Exit	CONYERS PK II ACQUISITION CO*w exp 07/18/202	$0	–	-135,759	-100.0%	-0.05%	–
GDX	Exit	VANECK VECTORS ETF TRcall	$0	–	-100,000	-100.0%	-0.05%	–
ZYNE	Exit	ZYNERBA PHARMACEUTICALS INCput	$0	–	-50,000	-100.0%	-0.05%	–
PCPLU	Exit	CC NEUBERGER PRINCIPAL HLDNGunit 99/99/9999	$0	–	-30,015	-100.0%	-0.05%	–
IHRT	Exit	IHEARTMEDIA INC	$0	–	-39,487	-100.0%	-0.06%	–
DFNS	Exit	LGL SYS ACQUISITION CORP	$0	–	-34,039	-100.0%	-0.06%	–
JWSU	Exit	JAWS ACQUISITION CORPunit 99/99/9999	$0	–	-32,904	-100.0%	-0.06%	–
GNRS	Exit	GREENROSE ACQUISITION CORP	$0	–	-35,497	-100.0%	-0.06%	–
ERI	Exit	ELDORADO RESORTS INC	$0	–	-8,930	-100.0%	-0.06%	–
X	Exit	UNITED STATES STL CORP NEWput	$0	–	-181,200	-100.0%	-0.06%	–
EBAY	Exit	EBAY INC.call	$0	–	-87,700	-100.0%	-0.06%	–
OACWS	Exit	OAKTREE ACQUISITION CORP*w exp 99/99/999	$0	–	-297,648	-100.0%	-0.06%	–
	Exit	APOLLO COML REAL EST FIN INCnote 5.375%10/1	$0	–	-500,000	-100.0%	-0.07%	–
HYAC	Exit	HAYMAKER ACQUISITION CORP II	$0	–	-39,307	-100.0%	-0.07%	–
SBEU	Exit	SWITCHBACK ENERGY ACQUISTN Cunit 99/99/9999	$0	–	-41,483	-100.0%	-0.07%	–
LHC	Exit	LEO HOLDINGS CORP	$0	–	-47,001	-100.0%	-0.08%	–
CFFA	Exit	CF FIN ACQUISITION CORP	$0	–	-44,868	-100.0%	-0.08%	–
ARYBU	Exit	ARYA SCIENCES ACQUISTION COunit 06/09/2027	$0	–	-44,389	-100.0%	-0.09%	–
ACELWS	Exit	ACCEL ENTERTAINMENT INC*w exp 11/20/202	$0	–	-222,466	-100.0%	-0.09%	–
DFPHU	Exit	DFP HEALTHCARE ACQUISITNS COunit 03/31/2025	$0	–	-49,998	-100.0%	-0.09%	–
BHVN	Exit	BIOHAVEN PHARMACTL HLDG CO L	$0	–	-7,410	-100.0%	-0.09%	–
LCAHW	Exit	LANDCADIA HLDGS II INC*w exp 05/09/202	$0	–	-103,401	-100.0%	-0.09%	–
	Exit	LUMENTUM HLDGS INCnote 0.250% 3/1	$0	–	-400,000	-100.0%	-0.09%	–
HUN	Exit	HUNTSMAN CORP	$0	–	-32,538	-100.0%	-0.10%	–
SPCE	Exit	VIRGIN GALACTIC HOLDINGS INCput	$0	–	-160,400	-100.0%	-0.10%	–
PIC	Exit	PIVOTAL INVT CORP II	$0	–	-61,008	-100.0%	-0.10%	–
MFG	Exit	MIZUHO FINL GROUP INCsponsored adr	$0	–	-250,000	-100.0%	-0.10%	–
F	Exit	FORD MTR CO DEL	$0	–	-110,193	-100.0%	-0.11%	–
RRR	Exit	RED ROCK RESORTS INCcl a	$0	–	-62,005	-100.0%	-0.11%	–
VEDL	Exit	VEDANTA LTDsponsored adr	$0	–	-125,000	-100.0%	-0.12%	–
LSACU	Exit	LIFESCI ACQUISITION CORPunit 03/31/2025	$0	–	-64,000	-100.0%	-0.12%	–
CCHWS	Exit	COLLIER CREEK HOLDINGS*w exp 99/99/999	$0	–	-220,820	-100.0%	-0.12%	–
SAVE	Exit	SPIRIT AIRLS INCput	$0	–	-101,700	-100.0%	-0.12%	–
XLU	Exit	SELECT SECTOR SPDR TRsbi int-utils	$0	–	-13,564	-100.0%	-0.13%	–
ERI	Exit	ELDORADO RESORTS INCcall	$0	–	-218,700	-100.0%	-0.13%	–
GIX	Exit	GIGCAPITAL2 INC	$0	–	-80,800	-100.0%	-0.14%	–
GBT	Exit	GLOBAL BLOOD THERAPEUTICS IN	$0	–	-13,652	-100.0%	-0.14%	–
FVRR	Exit	FIVERR INTL LTD	$0	–	-12,101	-100.0%	-0.15%	–
TECD	Exit	TECH DATA CORPcall	$0	–	-186,800	-100.0%	-0.15%	–
BWA	Exit	BORGWARNER INCcall	$0	–	-116,100	-100.0%	-0.16%	–
WOR	Exit	WORTHINGTON INDS INC	$0	–	-26,073	-100.0%	-0.16%	–
GRNVU	Exit	GREENVISION ACQUISITION CORPunit 10/28/2024	$0	–	-96,912	-100.0%	-0.17%	–
FTACU	Exit	FINTECH ACQUISITION CORP IIIunit 12/01/2023	$0	–	-80,143	-100.0%	-0.17%	–
DRI	Exit	DARDEN RESTAURANTS INCcall	$0	–	-60,300	-100.0%	-0.17%	–
SKT	Exit	TANGER FACTORY OUTLET CTRS I	$0	–	-150,000	-100.0%	-0.18%	–
MT	Exit	ARCELORMITTAL SA LUXEMBOURGny registry sh	$0	–	-104,300	-100.0%	-0.19%	–
SBE	Exit	SWITCHBACK ENERGY ACQUISTN C	$0	–	-126,961	-100.0%	-0.21%	–
SSPK	Exit	SILVER SPIKE ACQUISITION COR	$0	–	-126,531	-100.0%	-0.21%	–
GDX	Exit	VANECK VECTORS ETF TRgold miners etf	$0	–	-36,000	-100.0%	-0.22%	–
CUK	Exit	CARNIVAL PLCadr	$0	–	-111,229	-100.0%	-0.23%	–
FICO	Exit	FAIR ISAAC CORPcall	$0	–	-55,700	-100.0%	-0.27%	–
RPLAU	Exit	REPLAY ACQUISITION CORPunit 03/01/2024	$0	–	-154,756	-100.0%	-0.27%	–
CCXX	Exit	CHURCHILL CAP CORP III	$0	–	-154,215	-100.0%	-0.28%	–
TECD	Exit	TECH DATA CORP	$0	–	-12,000	-100.0%	-0.29%	–
SAVE	Exit	SPIRIT AIRLS INC	$0	–	-101,700	-100.0%	-0.30%	–
HCAC	Exit	HENNESSY CAP ACQUSTION CORP	$0	–	-178,910	-100.0%	-0.32%	–
FPAC	Exit	FAR PT ACQUISITION CORP	$0	–	-190,802	-100.0%	-0.32%	–
FIXX	Exit	HOMOLOGY MEDICINES INC	$0	–	-131,633	-100.0%	-0.33%	–
NFIN	Exit	NETFIN ACQUISITION CORP	$0	–	-189,715	-100.0%	-0.34%	–
CHAQU	Exit	CHARDAN HEALTHCR ACQSTN 2 COunit 99/99/9999	$0	–	-194,090	-100.0%	-0.34%	–
UN	Exit	UNILEVER N V	$0	–	-43,678	-100.0%	-0.39%	–
FUSEU	Exit	FUSION ACQUISITION CORPunit 99/99/9999	$0	–	-250,000	-100.0%	-0.42%	–
VRTWS	Exit	VERTIV HOLDINGS CO*w exp 06/12/202	$0	–	-661,070	-100.0%	-0.44%	–
CCL	Exit	CARNIVAL CORPput	$0	–	-226,800	-100.0%	-0.46%	–
DMYTU	Exit	DMY TECHNOLOGY GROUP INCunit 99/99/9999	$0	–	-276,400	-100.0%	-0.47%	–
AAPL	Exit	APPLE INCcall	$0	–	-75,000	-100.0%	-0.51%	–
BBL	Exit	BHP GROUP PLCsponsored adr	$0	–	-77,070	-100.0%	-0.53%	–
FICO	Exit	FAIR ISAAC CORP	$0	–	-7,701	-100.0%	-0.54%	–
HECCU	Exit	HUDSON EXECUTIVE INVT CORPunit 06/21/2025	$0	–	-323,384	-100.0%	-0.55%	–
LCAHU	Exit	LANDCADIA HLDGS II INCunit 05/09/2026	$0	–	-190,515	-100.0%	-0.58%	–
SPY	Exit	SPDR S&P 500 ETF TRtr unit	$0	–	-11,461	-100.0%	-0.59%	–
GLIBA	Exit	GCI LIBERTY INC	$0	–	-51,403	-100.0%	-0.61%	–
BMRG	Exit	B RILEY PRIN MERGER CORP IIcl a	$0	–	-354,767	-100.0%	-0.63%	–
NIO	Exit	NIO INCspon ads	$0	–	-500,000	-100.0%	-0.64%	–
SHLLU	Exit	TORTOISE ACQUISITION CORPunit 03/04/2024	$0	–	-155,000	-100.0%	-0.85%	–
IAC	Exit	IAC INTERACTIVECORPcall	$0	–	-60,600	-100.0%	-1.04%	–
NKLAW	Exit	NIKOLA CORP*w exp 06/03/202	$0	–	-332,158	-100.0%	-1.83%	–
BLU	Exit	BELLUS HEALTH INC NEW	$0	–	-1,625,883	-100.0%	-2.78%	–
CCL	Exit	CARNIVAL CORPunit 99/99/9999	$0	–	-1,476,800	-100.0%	-4.03%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Cowen Financial Products LLC #3

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2020-11-03

Signatures

The EDGAR filing(s) were signed by:

Steven Cohen — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SUMITOMO MITSUI FINL GROUP I	16	Q2 2023	17.8%
ESTABLISHMENT LABS HLDGS INC	16	Q3 2023	6.9%
AVADEL PHARMACEUTICALS PLC	15	Q3 2023	4.0%
EXAGEN INC	15	Q3 2023	1.5%
INVESCO QQQ TR	14	Q3 2023	26.4%
APYX MEDICAL CORPORATION	14	Q1 2023	2.2%
BRAINSWAY LTD	12	Q4 2022	1.0%
GREENLANE HLDGS INC	12	Q2 2022	0.3%
SPDR S&P 500 ETF TR	12	Q3 2023	0.4%
SUNDIAL GROWERS INC	12	Q2 2022	0.3%

View COWEN AND COMPANY, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

COWEN AND COMPANY, LLC Q3 2020 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Ares Management Corp	July 31, 2023	2,102,593	4.5%
Progress Acquisition Corp.	May 16, 2023	115,184	12.0%
SciPlay Corp^{Sold out}	February 28, 2023	0	0.0%
Innoviz Technologies Ltd.	November 02, 2022	220,000	0.2%
AVADEL PHARMACEUTICALS PLC^{Sold out}	January 21, 2022	0	0.0%
Churchill Capital Corp VI	January 21, 2022	12,600	0.0%
Workhorse Group Inc.	November 12, 2021	344,712	0.2%
Hennessy Capital Investment Corp. VI	October 04, 2021	5,953	0.0%
Lifesci Acquisition II Corp.	September 16, 2021	7,776	0.1%
YogaWorks, Inc.	February 14, 2018	935,000	5.7%

View COWEN AND COMPANY, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-03
SC 13G/A	2024-04-02
3	2024-03-15
3	2024-03-15
4	2024-03-15
4	2024-03-15
SC 13G	2024-03-11
FOCUSN	2024-02-29
X-17A-5	2024-02-29
3	2024-02-23

View COWEN AND COMPANY, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Export COWEN AND COMPANY, LLC's holdings