$613 Million is the total value of COWEN AND COMPANY, LLC's 440 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 67.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AVDL | Sell | AVADEL PHARMACEUTICALS PLCsponsored adr | $9,606,000 | -37.7% | 1,905,990 | -0.1% | 1.57% | -38.8% |
| TELA | Sell | TELA BIO INC | $6,765,000 | +27.5% | 409,004 | -0.1% | 1.10% | +25.2% |
| ESTA | Sell | ESTABLISHMENT LABS HLDGS INC | $5,578,000 | -14.1% | 301,001 | -13.4% | 0.91% | -15.6% |
| KLR | Sell | KALEYRA INC | $4,685,000 | +39.3% | 618,103 | -25.8% | 0.76% | +36.9% |
| BABA | Sell | ALIBABA GROUP HLDG LTDsponsored ads | $4,430,000 | +32.6% | 15,070 | -2.7% | 0.72% | +30.0% |
| QGEN | Sell | QIAGEN NV | $4,131,000 | +7.2% | 79,044 | -12.2% | 0.67% | +5.1% |
| XGN | Sell | EXAGEN INC | $3,180,000 | -40.7% | 293,339 | -32.2% | 0.52% | -41.8% |
| RPV | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 pur val | $2,500,000 | -14.1% | 51,000 | -16.4% | 0.41% | -15.7% |
| RPG | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 pur gwt | $2,474,000 | -6.9% | 19,100 | -47.4% | 0.40% | -8.6% |
| SAN | Sell | BANCO SANTANDER S.A.adr | $1,825,000 | -34.0% | 986,663 | -14.0% | 0.30% | -35.2% |
| CLF | Sell | CLEVELAND-CLIFFS INC NEW | $1,561,000 | -35.8% | 243,205 | -44.8% | 0.26% | -36.9% |
| ABUS | Sell | ARBUTUS BIOPHARMA CORP | $1,479,000 | -81.2% | 472,649 | -89.1% | 0.24% | -81.6% |
| ADVM | Sell | ADVERUM BIOTECHNOLOGIES INC | $1,440,000 | -57.0% | 139,781 | -12.8% | 0.24% | -57.7% |
| PRQR | Sell | PROQR THRAPEUTICS N V | $1,428,000 | -21.7% | 298,022 | -0.7% | 0.23% | -23.1% |
| NMR | Sell | NOMURA HLDGS INCsponsored adr | $1,397,000 | -12.6% | 305,000 | -15.3% | 0.23% | -14.3% |
| IWM | Sell | ISHARES TRcall | $1,272,000 | -69.6% | 841,500 | -25.2% | 0.21% | -70.1% |
| GRUB | Sell | GRUBHUB INC | $1,251,000 | -32.1% | 17,302 | -34.0% | 0.20% | -33.3% |
| PAEWW | Sell | PAE INC*w exp 09/11/202 | $1,251,000 | -10.3% | 568,470 | -1.8% | 0.20% | -12.1% |
| HCCO | Sell | HEALTHCARE MERGER CORP | $1,015,000 | -41.5% | 100,000 | -42.2% | 0.17% | -42.4% |
| MUFG | Sell | MITSUBISHI UFJ FINL GROUP INsponsored ads | $943,000 | -44.9% | 235,213 | -46.0% | 0.15% | -45.8% |
| SPY | Sell | SPDR S&P 500 ETF TRcall | $866,000 | +85.8% | 25,500 | -91.9% | 0.14% | +83.1% |
| ORSN | Sell | ORISUN ACQUISITION CORP | $814,000 | -71.3% | 80,000 | -71.4% | 0.13% | -71.8% |
| THBR | Sell | THUNDER BRDG ACQUISTION II L | $643,000 | -52.3% | 63,058 | -52.8% | 0.10% | -53.1% |
| PDLI | Sell | PDL BIOPHARMA INC | $567,000 | -3.6% | 180,000 | -11.0% | 0.09% | -5.1% |
| CPAA | Sell | CONYERS PK II ACQUISITION CO | $523,000 | -58.9% | 50,000 | -57.5% | 0.08% | -59.7% |
| FAST | Sell | FASTENAL COcall | $468,000 | +10.4% | 40,000 | -5.0% | 0.08% | +8.6% |
| SFTW | Sell | OSPREY TECHNLGY AQUISTION CO | $458,000 | -53.3% | 44,970 | -53.9% | 0.08% | -54.0% |
| CCXXU | Sell | CHURCHILL CAP CORP IIIunit 03/01/2027 | $438,000 | -69.0% | 40,740 | -67.4% | 0.07% | -69.8% |
| GMHI | Sell | GORES METROPOULOS INC | $400,000 | -65.8% | 35,000 | -67.9% | 0.06% | -66.5% |
| ESSCU | Sell | EAST STONE ACQUISITION CORPunit 12/31/2026 | $393,000 | -29.6% | 38,546 | -29.9% | 0.06% | -31.2% |
| IONS | Sell | IONIS PHARMACEUTICALS INC | $382,000 | -70.3% | 8,061 | -63.0% | 0.06% | -71.0% |
| GLEO | Sell | GALILEO ACQUISITION CORP | $324,000 | -65.0% | 32,720 | -65.0% | 0.05% | -65.6% |
| LGVWU | Sell | LONGVIEW ACQUISITION CORPunit 99/99/9999 | $321,000 | -94.7% | 31,670 | -94.7% | 0.05% | -94.8% |
| DSKEW | Sell | DASEKE INC*w exp 02/27/202 | $316,000 | +34.5% | 2,161,452 | -44.8% | 0.05% | +33.3% |
| NEM | Sell | NEWMONT CORPcall | $290,000 | -22.0% | 39,400 | -6.6% | 0.05% | -24.2% |
| SPCE | Sell | VIRGIN GALACTIC HOLDINGS INC | $267,000 | -90.2% | 13,904 | -91.7% | 0.04% | -90.3% |
| GXGXW | Sell | GX ACQUISITION CORP*w exp 05/24/202 | $252,000 | +15.1% | 157,323 | -20.8% | 0.04% | +13.9% |
| CGC | Sell | CANOPY GROWTH CORP | $225,000 | -92.8% | 15,694 | -91.9% | 0.04% | -92.9% |
| HTZGQ | Sell | HERTZ GLOBAL HLDGS INCput | $222,000 | -64.1% | 712,800 | -10.0% | 0.04% | -65.0% |
| SNDX | Sell | SYNDAX PHARMACEUTICALS INC | $191,000 | -50.9% | 12,946 | -50.6% | 0.03% | -52.3% |
| FTAC | Sell | FINTECH ACQUISITION CORP III | $192,000 | -58.3% | 18,660 | -54.8% | 0.03% | -59.2% |
| SFTWWS | Sell | OSPREY TECHNLGY AQUISTION CO*w exp 10/30/202 | $189,000 | -43.6% | 135,311 | -57.5% | 0.03% | -44.6% |
| DMYT | Sell | DMY TECHNOLOGY GROUP INC | $191,000 | -64.1% | 15,000 | -71.7% | 0.03% | -64.8% |
| CCXWS | Sell | CHURCHILL CAP CORP II*w exp 07/02/202 | $172,000 | -25.2% | 78,885 | -0.9% | 0.03% | -26.3% |
| ACAM | Sell | ACAMAR PARTNERS ACQSITION COcl a | $171,000 | -55.1% | 16,685 | -55.1% | 0.03% | -55.6% |
| RPLAWS | Sell | REPLAY ACQUISITION CORP*w exp 03/01/202 | $174,000 | -52.6% | 183,249 | -55.0% | 0.03% | -54.1% |
| SPY | Sell | SPDR S&P 500 ETF TRput | $163,000 | -86.0% | 151,000 | -79.8% | 0.03% | -86.1% |
| GNW | Sell | GENWORTH FINL INCput | $141,000 | -29.5% | 193,200 | -80.7% | 0.02% | -30.3% |
| THBRW | Sell | THUNDER BRDG ACQUISTION II L*w exp 11/30/202 | $135,000 | -64.7% | 100,015 | -62.3% | 0.02% | -65.6% |
| IONS | Sell | IONIS PHARMACEUTICALS INCput | $116,000 | +427.3% | 16,500 | -24.3% | 0.02% | +375.0% |
| KLRWS | Sell | KALEYRA INC*w exp 12/12/202 | $119,000 | +54.5% | 83,889 | -29.6% | 0.02% | +46.2% |
| FIT | Sell | FITBIT INCcall | $104,000 | -35.0% | 388,700 | -55.2% | 0.02% | -37.0% |
| NBACW | Sell | NEWBORN ACQUISITION CORP*w exp 02/03/202 | $95,000 | +53.2% | 328,689 | -15.2% | 0.02% | +60.0% |
| FIT | Sell | FITBIT INCput | $87,000 | -68.7% | 547,700 | -29.9% | 0.01% | -69.6% |
| MRTX | Sell | MIRATI THERAPEUTICS INCcall | $85,000 | +97.7% | 5,300 | -47.0% | 0.01% | +100.0% |
| FCX | Sell | FREEPORT-MCMORAN INCput | $77,000 | -40.3% | 186,300 | -12.3% | 0.01% | -38.1% |
| MNCL | Sell | MONOCLE ACQUISITION CORP | $79,000 | -90.4% | 277,050 | -20.6% | 0.01% | -90.4% |
| ALXN | Sell | ALEXION PHARMACEUTICALS INCcall | $82,000 | -29.9% | 13,500 | -65.2% | 0.01% | -31.6% |
| FSRVW | Sell | FINSERV ACQUISITION CORP*w exp 12/31/202 | $68,000 | -28.4% | 68,196 | -24.8% | 0.01% | -31.2% |
| TLRY | Sell | TILRAY INCcall | $62,000 | -64.2% | 411,600 | -33.2% | 0.01% | -65.5% |
| ORSNR | Sell | ORISUN ACQUISITION CORPright 05/31/2024 | $63,000 | +1.6% | 105,000 | -49.5% | 0.01% | 0.0% |
| SNDX | Sell | SYNDAX PHARMACEUTICALS INCput | $61,000 | -36.5% | 20,200 | -55.1% | 0.01% | -37.5% |
| INVA | Sell | INNOVIVA INCcall | $53,000 | -98.8% | 234,100 | -77.4% | 0.01% | -98.8% |
| SCPEWS | Sell | SC HEALTH CORP*w exp 99/99/999 | $58,000 | -73.4% | 50,000 | -75.2% | 0.01% | -75.0% |
| DFNSWS | Sell | LGL SYS ACQUISITION CORP*w exp 11/12/202 | $58,000 | -81.5% | 53,661 | -84.4% | 0.01% | -82.7% |
| BAC | Sell | BK OF AMERICA CORP | $51,000 | -89.7% | 2,113 | -89.8% | 0.01% | -90.2% |
| CIICW | Sell | CIIG MERGER CORP*w exp 12/31/202 | $47,000 | -46.0% | 54,389 | -40.7% | 0.01% | -42.9% |
| ACAMW | Sell | ACAMAR PARTNERS ACQSITION CO*w exp 02/26/202 | $39,000 | -84.0% | 35,869 | -80.7% | 0.01% | -85.0% |
| SRACW | Sell | STABLE RD ACQUISITION CORP*w exp 05/15/202 | $35,000 | -23.9% | 30,060 | -59.8% | 0.01% | -25.0% |
| TRNEWS | Sell | TRINE ACQUISITION CORP*w exp 03/31/202 | $36,000 | -92.6% | 13,826 | -95.6% | 0.01% | -92.6% |
| GMHIW | Sell | GORES METROPOULOS INC*w exp 01/28/202 | $34,000 | -73.4% | 10,938 | -83.1% | 0.01% | -71.4% |
| ANGI | Sell | ANGI HOMESERVICES INCput | $35,000 | -89.1% | 21,500 | -89.2% | 0.01% | -88.7% |
| CGC | Sell | CANOPY GROWTH CORPput | $31,000 | -96.4% | 25,000 | -87.1% | 0.01% | -96.5% |
| QQQ | Sell | INVESCO QQQ TRput | $28,000 | -84.6% | 7,400 | -87.1% | 0.01% | -83.3% |
| MCMJW | Sell | MERIDA MERGER CORP I*w exp 11/07/202 | $30,000 | +3.4% | 55,321 | -6.0% | 0.01% | 0.0% |
| IOVA | Sell | IOVANCE BIOTHERAPEUTICS INCcall | $31,000 | +158.3% | 40,300 | -11.4% | 0.01% | +150.0% |
| NESRW | Sell | NATIONAL ENERGY SERVICES REU*w exp 05/05/202 | $28,000 | -83.8% | 40,214 | -87.2% | 0.01% | -82.8% |
| XBI | Sell | SPDR SER TRput | $27,000 | +170.0% | 22,000 | -83.1% | 0.00% | +100.0% |
| SCVXWS | Sell | SCVX CORP*w exp 01/24/202 | $25,000 | -32.4% | 16,500 | -53.5% | 0.00% | -33.3% |
| HTZGQ | Sell | HERTZ GLOBAL HLDGS INCcall | $22,000 | -15.4% | 149,500 | -69.8% | 0.00% | 0.0% |
| ALACW | Sell | ALBERTON ACQUISITION CORP*w exp 04/26/202 | $26,000 | -48.0% | 125,757 | -35.2% | 0.00% | -50.0% |
| CORT | Sell | CORCEPT THERAPEUTICS INCcall | $23,000 | -74.4% | 19,000 | -45.7% | 0.00% | -73.3% |
| GLEOWS | Sell | GALILEO ACQUISITION CORP*w exp 10/31/202 | $25,000 | -52.8% | 39,616 | -56.4% | 0.00% | -55.6% |
| NPAWW | Sell | NEW PROVIDENCE ACQUISITION*w exp 09/11/202 | $24,000 | -14.3% | 19,917 | -29.3% | 0.00% | -20.0% |
| GNRSW | Sell | GREENROSE ACQUISITION CORP*w exp 08/11/202 | $21,000 | -65.6% | 88,059 | -69.8% | 0.00% | -70.0% |
| NEM | Sell | NEWMONT CORPput | $17,000 | -72.1% | 46,100 | -5.7% | 0.00% | -70.0% |
| BBIO | Sell | BRIDGEBIO PHARMA INCcall | $18,000 | -93.5% | 24,300 | -39.2% | 0.00% | -93.5% |
| TDACW | Sell | TRIDENT ACQUISITIONS CORP*w exp 05/09/202 | $10,000 | -41.2% | 28,166 | -25.2% | 0.00% | -33.3% |
| QDEL | Sell | QUIDEL CORPput | $15,000 | +200.0% | 15,900 | -43.6% | 0.00% | +100.0% |
| CLF | Sell | CLEVELAND-CLIFFS INC NEWput | $11,000 | -97.4% | 29,700 | -91.8% | 0.00% | -97.2% |
| GIXWS | Sell | GIGCAPITAL2 INC*w exp 02/28/202 | $11,000 | -83.8% | 11,902 | -91.3% | 0.00% | -81.8% |
| ANDAW | Sell | ANDINA ACQUISITION CORP III*w exp 07/31/202 | $8,000 | -42.9% | 24,000 | -25.5% | 0.00% | -50.0% |
| TCO | Sell | TAUBMAN CTRS INCcall | $4,000 | -95.5% | 19,000 | -73.4% | 0.00% | -93.3% |
| ESSCR | Sell | EAST STONE ACQUISITION CORPright 12/31/2026 | $4,000 | -83.3% | 16,458 | -87.0% | 0.00% | -75.0% |
| SWCH | Sell | SWITCH INCput | $6,000 | -84.2% | 8,500 | -83.0% | 0.00% | -83.3% |
| PFE | Sell | PFIZER INCput | $8,000 | +100.0% | 15,000 | -69.8% | 0.00% | 0.0% |
| M | Sell | MACYS INC | $8,000 | -99.0% | 1,436 | -98.7% | 0.00% | -99.2% |
| GIXRT | Sell | GIGCAPITAL2 INCright 02/28/2026 | $6,000 | -62.5% | 17,400 | -70.7% | 0.00% | -66.7% |
| LIVKW | Exit | LIV CAP ACQUISITION CORP*w exp 12/13/202 | $0 | – | -10,561 | -100.0% | 0.00% | – |
| ADRO | Exit | ADURO BIOTECH INCcall | $0 | – | -15,000 | -100.0% | 0.00% | – |
| FFIV | Exit | F5 NETWORKS INCput | $0 | – | -7,000 | -100.0% | 0.00% | – |
| BCRX | Exit | BIOCRYST PHARMACEUTICALS INCcall | $0 | – | -22,500 | -100.0% | 0.00% | – |
| GNUS | Exit | GENIUS BRANDS INTL INCcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| INOV | Exit | INOVALON HLDGS INCput | $0 | – | -15,900 | -100.0% | 0.00% | – |
| HUN | Exit | HUNTSMAN CORPcall | $0 | – | -3,800 | -100.0% | 0.00% | – |
| TECD | Exit | TECH DATA CORPput | $0 | – | -55,000 | -100.0% | 0.00% | – |
| ICPT | Exit | INTERCEPT PHARMACEUTICALS INcall | $0 | – | -5,500 | -100.0% | 0.00% | – |
| X | Exit | UNITED STATES STL CORP NEWcall | $0 | – | -112,300 | -100.0% | -0.00% | – |
| SLNO | Exit | SOLENO THERAPEUTICS INCcall | $0 | – | -177,300 | -100.0% | -0.00% | – |
| HUN | Exit | HUNTSMAN CORPput | $0 | – | -60,000 | -100.0% | -0.00% | – |
| PFE | Exit | PFIZER INCcall | $0 | – | -41,700 | -100.0% | -0.00% | – |
| FLXN | Exit | FLEXION THERAPEUTICS INCcall | $0 | – | -15,000 | -100.0% | -0.00% | – |
| WOR | Exit | WORTHINGTON INDS INCput | $0 | – | -11,600 | -100.0% | -0.00% | – |
| XLV | Exit | SELECT SECTOR SPDR TRput | $0 | – | -20,000 | -100.0% | -0.00% | – |
| CVNA | Exit | CARVANA COput | $0 | – | -15,000 | -100.0% | -0.00% | – |
| THCAW | Exit | TUSCAN HLDGS CORP II*w exp 99/99/999 | $0 | – | -10,400 | -100.0% | -0.00% | – |
| HYG | Exit | ISHARES TRput | $0 | – | -14,400 | -100.0% | -0.00% | – |
| USFD | Exit | US FOODS HLDG CORPcall | $0 | – | -20,700 | -100.0% | -0.00% | – |
| F | Exit | FORD MTR CO DELput | $0 | – | -36,000 | -100.0% | -0.00% | – |
| ZGNX | Exit | ZOGENIX INCput | $0 | – | -119,700 | -100.0% | -0.00% | – |
| APHA | Exit | APHRIA INCcall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| DIS | Exit | DISNEY WALT COcall | $0 | – | -6,800 | -100.0% | -0.00% | – |
| AGBAW | Exit | AGBA ACQUISITION LTD*w exp 05/10/202 | $0 | – | -53,230 | -100.0% | -0.00% | – |
| HP | Exit | HELMERICH & PAYNE INCput | $0 | – | -17,800 | -100.0% | -0.00% | – |
| HYG | Exit | ISHARES TRcall | $0 | – | -89,600 | -100.0% | -0.00% | – |
| FOLD | Exit | AMICUS THERAPEUTICS INCput | $0 | – | -10,000 | -100.0% | -0.00% | – |
| ALACR | Exit | ALBERTON ACQUISITION CORPright 10/04/2020 | $0 | – | -69,390 | -100.0% | -0.00% | – |
| XLU | Exit | SELECT SECTOR SPDR TRcall | $0 | – | -55,700 | -100.0% | -0.00% | – |
| MNCLW | Exit | MONOCLE ACQUISITION CORP*w exp 12/06/202 | $0 | – | -29,286 | -100.0% | -0.00% | – |
| CVS | Exit | CVS HEALTH CORPcall | $0 | – | -10,000 | -100.0% | -0.00% | – |
| Exit | HORIZON GLOBAL CORPnote 2.750% 7/0 | $0 | – | -37,000 | -100.0% | -0.00% | – | |
| DIS | Exit | DISNEY WALT COput | $0 | – | -25,000 | -100.0% | -0.00% | – |
| FVACWS | Exit | FORTRESS VALUE ACQUISITION C*w exp 05/04/202 | $0 | – | -19,105 | -100.0% | -0.00% | – |
| WTRH | Exit | WAITR HLDGS INC | $0 | – | -10,000 | -100.0% | -0.00% | – |
| EIDX | Exit | EIDOS THERAPEUTICS INCcall | $0 | – | -17,800 | -100.0% | -0.00% | – |
| EVRG | Exit | EVERGY INCcall | $0 | – | -10,000 | -100.0% | -0.00% | – |
| THCBW | Exit | TUSCAN HOLDINGS CORP*w exp 04/01/202 | $0 | – | -40,770 | -100.0% | -0.00% | – |
| USFD | Exit | US FOODS HLDG CORPput | $0 | – | -20,700 | -100.0% | -0.00% | – |
| NSCOWS | Exit | NESCO HLDGS INC*w exp 01/01/202 | $0 | – | -147,532 | -100.0% | -0.00% | – |
| SAQNW | Exit | SOFTWARE ACQUISITION GROUP I*w exp 10/01/202 | $0 | – | -27,047 | -100.0% | -0.00% | – |
| CBAY | Exit | CYMABAY THERAPEUTICS INCput | $0 | – | -40,000 | -100.0% | -0.00% | – |
| SAMAW | Exit | SCHULTZE SPL PURP ACQUSTN CO*w exp 12/31/202 | $0 | – | -20,000 | -100.0% | -0.00% | – |
| HCCHR | Exit | HL ACQUISITIONS CORPright 07/17/2023 | $0 | – | -28,241 | -100.0% | -0.00% | – |
| Exit | PRIORITY TECHNOLOGY HLDGS IN | $0 | – | -11,293 | -100.0% | -0.01% | – | |
| XLV | Exit | SELECT SECTOR SPDR TRcall | $0 | – | -12,500 | -100.0% | -0.01% | – |
| CRSAW | Exit | CRESCENT ACQUISITION CORP*w exp 03/08/202 | $0 | – | -18,790 | -100.0% | -0.01% | – |
| FPACWS | Exit | FAR PT ACQUISITION CORP*w exp 06/01/202 | $0 | – | -62,297 | -100.0% | -0.01% | – |
| ZYNE | Exit | ZYNERBA PHARMACEUTICALS INCcall | $0 | – | -91,600 | -100.0% | -0.01% | – |
| CLDR | Exit | CLOUDERA INCcall | $0 | – | -115,000 | -100.0% | -0.01% | – |
| SSPKW | Exit | SILVER SPIKE ACQUISITION COR*w exp 08/02/202 | $0 | – | -77,857 | -100.0% | -0.01% | – |
| SNDX | Exit | SYNDAX PHARMACEUTICALS INCcall | $0 | – | -14,700 | -100.0% | -0.01% | – |
| FICO | Exit | FAIR ISAAC CORPput | $0 | – | -14,700 | -100.0% | -0.01% | – |
| FSCT | Exit | FORESCOUT TECHNOLOGIES INCcall | $0 | – | -30,800 | -100.0% | -0.01% | – |
| GBT | Exit | GLOBAL BLOOD THERAPEUTICS INcall | $0 | – | -30,400 | -100.0% | -0.01% | – |
| ESPR | Exit | ESPERION THERAPEUTICS INC NEput | $0 | – | -25,000 | -100.0% | -0.01% | – |
| BROGW | Exit | BROOGE ENERGY LTD*w exp 12/20/202 | $0 | – | -83,877 | -100.0% | -0.01% | – |
| GBT | Exit | GLOBAL BLOOD THERAPEUTICS INput | $0 | – | -15,000 | -100.0% | -0.01% | – |
| IHRT | Exit | IHEARTMEDIA INCcall | $0 | – | -211,500 | -100.0% | -0.01% | – |
| SPAQWS | Exit | SPARTAN ENERGY ACQUISITION C*w exp 08/27/202 | $0 | – | -26,470 | -100.0% | -0.01% | – |
| ALUSWS | Exit | ALUSSA ENERGY ACQUISITION CO*w exp 10/31/202 | $0 | – | -86,613 | -100.0% | -0.01% | – |
| INOV | Exit | INOVALON HLDGS INCcall | $0 | – | -25,800 | -100.0% | -0.01% | – |
| BMRGWS | Exit | B RILEY PRIN MERGER CORP II*w exp 05/06/202 | $0 | – | -32,500 | -100.0% | -0.01% | – |
| PTACW | Exit | PROPTECH ACQUISITION CORP*w exp 05/26/202 | $0 | – | -75,604 | -100.0% | -0.01% | – |
| VFF | Exit | VILLAGE FARMS INTL INCcall | $0 | – | -43,100 | -100.0% | -0.01% | – |
| CFFAW | Exit | CF FIN ACQUISITION CORP*w exp 04/30/202 | $0 | – | -38,850 | -100.0% | -0.01% | – |
| WSM | Exit | WILLIAMS SONOMA INCput | $0 | – | -51,500 | -100.0% | -0.01% | – |
| MJ | Exit | ETF MANAGERS TRetfmg altr hrvst | $0 | – | -4,279 | -100.0% | -0.01% | – |
| AAPL | Exit | APPLE INCput | $0 | – | -25,000 | -100.0% | -0.01% | – |
| THWWW | Exit | TARGET HOSPITALITY CORP*w exp 03/15/202 | $0 | – | -621,084 | -100.0% | -0.01% | – |
| ERI | Exit | ELDORADO RESORTS INCput | $0 | – | -111,200 | -100.0% | -0.01% | – |
| NKLA | Exit | NIKOLA CORPcall | $0 | – | -57,400 | -100.0% | -0.01% | – |
| FOLD | Exit | AMICUS THERAPEUTICS INCcall | $0 | – | -20,000 | -100.0% | -0.01% | – |
| CARR | Exit | CARRIER GLOBAL CORPORATIONcall | $0 | – | -24,600 | -100.0% | -0.01% | – |
| ICPT | Exit | INTERCEPT PHARMACEUTICALS INput | $0 | – | -11,600 | -100.0% | -0.01% | – |
| FSCT | Exit | FORESCOUT TECHNOLOGIES INCput | $0 | – | -37,100 | -100.0% | -0.01% | – |
| F | Exit | FORD MTR CO DELcall | $0 | – | -471,700 | -100.0% | -0.01% | – |
| DSKE | Exit | DASEKE INC | $0 | – | -20,000 | -100.0% | -0.01% | – |
| GOGO | Exit | GOGO INC | $0 | – | -23,911 | -100.0% | -0.01% | – |
| HCCOW | Exit | HEALTHCARE MERGER CORP*w exp 12/17/202 | $0 | – | -66,220 | -100.0% | -0.01% | – |
| LHCWS | Exit | LEO HOLDINGS CORP*w exp 07/31/202 | $0 | – | -60,889 | -100.0% | -0.01% | – |
| USFD | Exit | US FOODS HLDG CORP | $0 | – | -4,122 | -100.0% | -0.01% | – |
| CBAY | Exit | CYMABAY THERAPEUTICS INC | $0 | – | -24,754 | -100.0% | -0.01% | – |
| HP | Exit | HELMERICH & PAYNE INC | $0 | – | -4,481 | -100.0% | -0.01% | – |
| IPVWS | Exit | INTERPRIVATE ACQUISITION COR*w exp 10/24/202 | $0 | – | -151,298 | -100.0% | -0.02% | – |
| SBEWS | Exit | SWITCHBACK ENERGY ACQUISTN C*w exp 07/25/202 | $0 | – | -123,881 | -100.0% | -0.02% | – |
| TLRY | Exit | TILRAY INC | $0 | – | -13,849 | -100.0% | -0.02% | – |
| LOAK | Exit | LIVE OAK ACQUISITION CORP | $0 | – | -10,504 | -100.0% | -0.02% | – |
| GIKU | Exit | GIGCAPITAL3 INCunit 99/99/9999 | $0 | – | -10,500 | -100.0% | -0.02% | – |
| MT | Exit | ARCELORMITTAL SA LUXEMBOURGput | $0 | – | -104,300 | -100.0% | -0.02% | – |
| ZGNX | Exit | ZOGENIX INCcall | $0 | – | -177,600 | -100.0% | -0.02% | – |
| REV | Exit | REVLON INCcl a new | $0 | – | -10,690 | -100.0% | -0.02% | – |
| OXY | Exit | OCCIDENTAL PETE CORPcall | $0 | – | -81,400 | -100.0% | -0.02% | – |
| OXY | Exit | OCCIDENTAL PETE CORPput | $0 | – | -306,200 | -100.0% | -0.02% | – |
| LGCWS | Exit | LEGACY ACQUISITION CORP*w exp 11/30/202 | $0 | – | -245,457 | -100.0% | -0.02% | – |
| GHIVW | Exit | GORES HLDGS IV INC*w exp 01/22/202 | $0 | – | -72,450 | -100.0% | -0.02% | – |
| CZR | Exit | CAESARS ENTMT CORPcall | $0 | – | -223,500 | -100.0% | -0.02% | – |
| Exit | SPIRIT AIRLS INCnote 4.750% 5/1 | $0 | – | -100,000 | -100.0% | -0.02% | – | |
| GRAF | Exit | GRAF INDL CORP | $0 | – | -10,268 | -100.0% | -0.02% | – |
| ESPR | Exit | ESPERION THERAPEUTICS INC NEcall | $0 | – | -25,000 | -100.0% | -0.02% | – |
| GRNVW | Exit | GREENVISION ACQUISITION CORP*w exp 10/28/202 | $0 | – | -542,860 | -100.0% | -0.02% | – |
| SWCH | Exit | SWITCH INCcall | $0 | – | -94,600 | -100.0% | -0.02% | – |
| WCC | Exit | WESCO INTL INCput | $0 | – | -12,700 | -100.0% | -0.03% | – |
| LUV | Exit | SOUTHWEST AIRLS COcall | $0 | – | -25,000 | -100.0% | -0.03% | – |
| DFNSU | Exit | LGL SYS ACQUISITION CORPunit 10/24/2024 | $0 | – | -15,806 | -100.0% | -0.03% | – |
| WKHS | Exit | WORKHORSE GROUP INCcall | $0 | – | -45,000 | -100.0% | -0.03% | – |
| CYTK | Exit | CYTOKINETICS INCcall | $0 | – | -20,400 | -100.0% | -0.03% | – |
| PICWS | Exit | PIVOTAL INVT CORP II*w exp 06/01/202 | $0 | – | -232,321 | -100.0% | -0.03% | – |
| IPOC | Exit | SOCIAL CAP HEDSPIA HLDG CO I | $0 | – | -16,969 | -100.0% | -0.03% | – |
| NIO | Exit | NIO INCput | $0 | – | -500,000 | -100.0% | -0.03% | – |
| TMUSR | Exit | T-MOBILE US INCright 07/27/2020 | $0 | – | -1,250,000 | -100.0% | -0.04% | – |
| HYACW | Exit | HAYMAKER ACQUISITION CORP II*w exp 10/31/202 | $0 | – | -138,401 | -100.0% | -0.04% | – |
| FTACW | Exit | FINTECH ACQUISITION CORP III*w exp 12/01/202 | $0 | – | -98,647 | -100.0% | -0.04% | – |
| THCB | Exit | TUSCAN HOLDINGS CORP | $0 | – | -23,490 | -100.0% | -0.04% | – |
| HCACW | Exit | HENNESSY CAP ACQUSTION CORP*w exp 09/05/202 | $0 | – | -226,175 | -100.0% | -0.04% | – |
| HYACU | Exit | HAYMAKER ACQUISITION CORP IIunit 10/31/2026 | $0 | – | -22,401 | -100.0% | -0.04% | – |
| OAC | Exit | OAKTREE ACQUISITION CORP | $0 | – | -25,000 | -100.0% | -0.04% | – |
| BPMC | Exit | BLUEPRINT MEDICINES CORPcall | $0 | – | -30,000 | -100.0% | -0.05% | – |
| NFINW | Exit | NETFIN ACQUISITION CORP*w exp 08/01/202 | $0 | – | -170,895 | -100.0% | -0.05% | – |
| TBPH | Exit | THERAVANCE BIOPHARMA INC | $0 | – | -13,664 | -100.0% | -0.05% | – |
| CFFAU | Exit | CF FIN ACQUISITION CORPunit 04/30/2025 | $0 | – | -25,000 | -100.0% | -0.05% | – |
| INVA | Exit | INNOVIVA INCput | $0 | – | -300,000 | -100.0% | -0.05% | – |
| UBER | Exit | UBER TECHNOLOGIES INC | $0 | – | -9,458 | -100.0% | -0.05% | – |
| FFIV | Exit | F5 NETWORKS INCcall | $0 | – | -8,800 | -100.0% | -0.05% | – |
| CPAAW | Exit | CONYERS PK II ACQUISITION CO*w exp 07/18/202 | $0 | – | -135,759 | -100.0% | -0.05% | – |
| GDX | Exit | VANECK VECTORS ETF TRcall | $0 | – | -100,000 | -100.0% | -0.05% | – |
| ZYNE | Exit | ZYNERBA PHARMACEUTICALS INCput | $0 | – | -50,000 | -100.0% | -0.05% | – |
| PCPLU | Exit | CC NEUBERGER PRINCIPAL HLDNGunit 99/99/9999 | $0 | – | -30,015 | -100.0% | -0.05% | – |
| IHRT | Exit | IHEARTMEDIA INC | $0 | – | -39,487 | -100.0% | -0.06% | – |
| DFNS | Exit | LGL SYS ACQUISITION CORP | $0 | – | -34,039 | -100.0% | -0.06% | – |
| JWSU | Exit | JAWS ACQUISITION CORPunit 99/99/9999 | $0 | – | -32,904 | -100.0% | -0.06% | – |
| GNRS | Exit | GREENROSE ACQUISITION CORP | $0 | – | -35,497 | -100.0% | -0.06% | – |
| ERI | Exit | ELDORADO RESORTS INC | $0 | – | -8,930 | -100.0% | -0.06% | – |
| X | Exit | UNITED STATES STL CORP NEWput | $0 | – | -181,200 | -100.0% | -0.06% | – |
| EBAY | Exit | EBAY INC.call | $0 | – | -87,700 | -100.0% | -0.06% | – |
| OACWS | Exit | OAKTREE ACQUISITION CORP*w exp 99/99/999 | $0 | – | -297,648 | -100.0% | -0.06% | – |
| Exit | APOLLO COML REAL EST FIN INCnote 5.375%10/1 | $0 | – | -500,000 | -100.0% | -0.07% | – | |
| HYAC | Exit | HAYMAKER ACQUISITION CORP II | $0 | – | -39,307 | -100.0% | -0.07% | – |
| SBEU | Exit | SWITCHBACK ENERGY ACQUISTN Cunit 99/99/9999 | $0 | – | -41,483 | -100.0% | -0.07% | – |
| LHC | Exit | LEO HOLDINGS CORP | $0 | – | -47,001 | -100.0% | -0.08% | – |
| CFFA | Exit | CF FIN ACQUISITION CORP | $0 | – | -44,868 | -100.0% | -0.08% | – |
| ARYBU | Exit | ARYA SCIENCES ACQUISTION COunit 06/09/2027 | $0 | – | -44,389 | -100.0% | -0.09% | – |
| ACELWS | Exit | ACCEL ENTERTAINMENT INC*w exp 11/20/202 | $0 | – | -222,466 | -100.0% | -0.09% | – |
| DFPHU | Exit | DFP HEALTHCARE ACQUISITNS COunit 03/31/2025 | $0 | – | -49,998 | -100.0% | -0.09% | – |
| BHVN | Exit | BIOHAVEN PHARMACTL HLDG CO L | $0 | – | -7,410 | -100.0% | -0.09% | – |
| LCAHW | Exit | LANDCADIA HLDGS II INC*w exp 05/09/202 | $0 | – | -103,401 | -100.0% | -0.09% | – |
| Exit | LUMENTUM HLDGS INCnote 0.250% 3/1 | $0 | – | -400,000 | -100.0% | -0.09% | – | |
| HUN | Exit | HUNTSMAN CORP | $0 | – | -32,538 | -100.0% | -0.10% | – |
| SPCE | Exit | VIRGIN GALACTIC HOLDINGS INCput | $0 | – | -160,400 | -100.0% | -0.10% | – |
| PIC | Exit | PIVOTAL INVT CORP II | $0 | – | -61,008 | -100.0% | -0.10% | – |
| MFG | Exit | MIZUHO FINL GROUP INCsponsored adr | $0 | – | -250,000 | -100.0% | -0.10% | – |
| F | Exit | FORD MTR CO DEL | $0 | – | -110,193 | -100.0% | -0.11% | – |
| RRR | Exit | RED ROCK RESORTS INCcl a | $0 | – | -62,005 | -100.0% | -0.11% | – |
| VEDL | Exit | VEDANTA LTDsponsored adr | $0 | – | -125,000 | -100.0% | -0.12% | – |
| LSACU | Exit | LIFESCI ACQUISITION CORPunit 03/31/2025 | $0 | – | -64,000 | -100.0% | -0.12% | – |
| CCHWS | Exit | COLLIER CREEK HOLDINGS*w exp 99/99/999 | $0 | – | -220,820 | -100.0% | -0.12% | – |
| SAVE | Exit | SPIRIT AIRLS INCput | $0 | – | -101,700 | -100.0% | -0.12% | – |
| XLU | Exit | SELECT SECTOR SPDR TRsbi int-utils | $0 | – | -13,564 | -100.0% | -0.13% | – |
| ERI | Exit | ELDORADO RESORTS INCcall | $0 | – | -218,700 | -100.0% | -0.13% | – |
| GIX | Exit | GIGCAPITAL2 INC | $0 | – | -80,800 | -100.0% | -0.14% | – |
| GBT | Exit | GLOBAL BLOOD THERAPEUTICS IN | $0 | – | -13,652 | -100.0% | -0.14% | – |
| FVRR | Exit | FIVERR INTL LTD | $0 | – | -12,101 | -100.0% | -0.15% | – |
| TECD | Exit | TECH DATA CORPcall | $0 | – | -186,800 | -100.0% | -0.15% | – |
| BWA | Exit | BORGWARNER INCcall | $0 | – | -116,100 | -100.0% | -0.16% | – |
| WOR | Exit | WORTHINGTON INDS INC | $0 | – | -26,073 | -100.0% | -0.16% | – |
| GRNVU | Exit | GREENVISION ACQUISITION CORPunit 10/28/2024 | $0 | – | -96,912 | -100.0% | -0.17% | – |
| FTACU | Exit | FINTECH ACQUISITION CORP IIIunit 12/01/2023 | $0 | – | -80,143 | -100.0% | -0.17% | – |
| DRI | Exit | DARDEN RESTAURANTS INCcall | $0 | – | -60,300 | -100.0% | -0.17% | – |
| SKT | Exit | TANGER FACTORY OUTLET CTRS I | $0 | – | -150,000 | -100.0% | -0.18% | – |
| MT | Exit | ARCELORMITTAL SA LUXEMBOURGny registry sh | $0 | – | -104,300 | -100.0% | -0.19% | – |
| SBE | Exit | SWITCHBACK ENERGY ACQUISTN C | $0 | – | -126,961 | -100.0% | -0.21% | – |
| SSPK | Exit | SILVER SPIKE ACQUISITION COR | $0 | – | -126,531 | -100.0% | -0.21% | – |
| GDX | Exit | VANECK VECTORS ETF TRgold miners etf | $0 | – | -36,000 | -100.0% | -0.22% | – |
| CUK | Exit | CARNIVAL PLCadr | $0 | – | -111,229 | -100.0% | -0.23% | – |
| FICO | Exit | FAIR ISAAC CORPcall | $0 | – | -55,700 | -100.0% | -0.27% | – |
| RPLAU | Exit | REPLAY ACQUISITION CORPunit 03/01/2024 | $0 | – | -154,756 | -100.0% | -0.27% | – |
| CCXX | Exit | CHURCHILL CAP CORP III | $0 | – | -154,215 | -100.0% | -0.28% | – |
| TECD | Exit | TECH DATA CORP | $0 | – | -12,000 | -100.0% | -0.29% | – |
| SAVE | Exit | SPIRIT AIRLS INC | $0 | – | -101,700 | -100.0% | -0.30% | – |
| HCAC | Exit | HENNESSY CAP ACQUSTION CORP | $0 | – | -178,910 | -100.0% | -0.32% | – |
| FPAC | Exit | FAR PT ACQUISITION CORP | $0 | – | -190,802 | -100.0% | -0.32% | – |
| FIXX | Exit | HOMOLOGY MEDICINES INC | $0 | – | -131,633 | -100.0% | -0.33% | – |
| NFIN | Exit | NETFIN ACQUISITION CORP | $0 | – | -189,715 | -100.0% | -0.34% | – |
| CHAQU | Exit | CHARDAN HEALTHCR ACQSTN 2 COunit 99/99/9999 | $0 | – | -194,090 | -100.0% | -0.34% | – |
| UN | Exit | UNILEVER N V | $0 | – | -43,678 | -100.0% | -0.39% | – |
| FUSEU | Exit | FUSION ACQUISITION CORPunit 99/99/9999 | $0 | – | -250,000 | -100.0% | -0.42% | – |
| VRTWS | Exit | VERTIV HOLDINGS CO*w exp 06/12/202 | $0 | – | -661,070 | -100.0% | -0.44% | – |
| CCL | Exit | CARNIVAL CORPput | $0 | – | -226,800 | -100.0% | -0.46% | – |
| DMYTU | Exit | DMY TECHNOLOGY GROUP INCunit 99/99/9999 | $0 | – | -276,400 | -100.0% | -0.47% | – |
| AAPL | Exit | APPLE INCcall | $0 | – | -75,000 | -100.0% | -0.51% | – |
| BBL | Exit | BHP GROUP PLCsponsored adr | $0 | – | -77,070 | -100.0% | -0.53% | – |
| FICO | Exit | FAIR ISAAC CORP | $0 | – | -7,701 | -100.0% | -0.54% | – |
| HECCU | Exit | HUDSON EXECUTIVE INVT CORPunit 06/21/2025 | $0 | – | -323,384 | -100.0% | -0.55% | – |
| LCAHU | Exit | LANDCADIA HLDGS II INCunit 05/09/2026 | $0 | – | -190,515 | -100.0% | -0.58% | – |
| SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -11,461 | -100.0% | -0.59% | – |
| GLIBA | Exit | GCI LIBERTY INC | $0 | – | -51,403 | -100.0% | -0.61% | – |
| BMRG | Exit | B RILEY PRIN MERGER CORP IIcl a | $0 | – | -354,767 | -100.0% | -0.63% | – |
| NIO | Exit | NIO INCspon ads | $0 | – | -500,000 | -100.0% | -0.64% | – |
| SHLLU | Exit | TORTOISE ACQUISITION CORPunit 03/04/2024 | $0 | – | -155,000 | -100.0% | -0.85% | – |
| IAC | Exit | IAC INTERACTIVECORPcall | $0 | – | -60,600 | -100.0% | -1.04% | – |
| NKLAW | Exit | NIKOLA CORP*w exp 06/03/202 | $0 | – | -332,158 | -100.0% | -1.83% | – |
| BLU | Exit | BELLUS HEALTH INC NEW | $0 | – | -1,625,883 | -100.0% | -2.78% | – |
| CCL | Exit | CARNIVAL CORPunit 99/99/9999 | $0 | – | -1,476,800 | -100.0% | -4.03% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-03
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SUMITOMO MITSUI FINL GROUP I | 16 | Q2 2023 | 17.8% |
| ESTABLISHMENT LABS HLDGS INC | 16 | Q3 2023 | 6.9% |
| AVADEL PHARMACEUTICALS PLC | 15 | Q3 2023 | 4.0% |
| EXAGEN INC | 15 | Q3 2023 | 1.5% |
| INVESCO QQQ TR | 14 | Q3 2023 | 26.4% |
| APYX MEDICAL CORPORATION | 14 | Q1 2023 | 2.2% |
| BRAINSWAY LTD | 12 | Q4 2022 | 1.0% |
| GREENLANE HLDGS INC | 12 | Q2 2022 | 0.3% |
| SPDR S&P 500 ETF TR | 12 | Q3 2023 | 0.4% |
| SUNDIAL GROWERS INC | 12 | Q2 2022 | 0.3% |
View COWEN AND COMPANY, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Ares Management Corp | July 31, 2023 | 2,102,593 | 4.5% |
| Progress Acquisition Corp. | May 16, 2023 | 115,184 | 12.0% |
| SciPlay CorpSold out | February 28, 2023 | 0 | 0.0% |
| Innoviz Technologies Ltd. | November 02, 2022 | 220,000 | 0.2% |
| AVADEL PHARMACEUTICALS PLCSold out | January 21, 2022 | 0 | 0.0% |
| Churchill Capital Corp VI | January 21, 2022 | 12,600 | 0.0% |
| Workhorse Group Inc. | November 12, 2021 | 344,712 | 0.2% |
| Hennessy Capital Investment Corp. VI | October 04, 2021 | 5,953 | 0.0% |
| Lifesci Acquisition II Corp. | September 16, 2021 | 7,776 | 0.1% |
| YogaWorks, Inc. | February 14, 2018 | 935,000 | 5.7% |
View COWEN AND COMPANY, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-03 |
| SC 13G/A | 2024-04-02 |
| 3 | 2024-03-15 |
| 3 | 2024-03-15 |
| 4 | 2024-03-15 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| FOCUSN | 2024-02-29 |
| X-17A-5 | 2024-02-29 |
| 3 | 2024-02-23 |
View COWEN AND COMPANY, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.