$394 Million is the total value of COWEN AND COMPANY, LLC's 458 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SMFG | New | SUMITOMO MITSUI FINL GROUP Isponsored adr | $70,121,000 | – | 10,251,605 | +100.0% | 17.79% | – |
| ZM | New | ZOOM VIDEO COMMUNICATIONS INcl a | $32,873,000 | – | 431,400 | +100.0% | 8.34% | – |
| CRWD | New | CROWDSTRIKE HLDGS INCcl a | $17,616,000 | – | 302,100 | +100.0% | 4.47% | – |
| BYND | New | BEYOND MEAT INC | $17,091,000 | – | 115,000 | +100.0% | 4.34% | – |
| TDAC | New | TRIDENT ACQUISITIONS CORP | $12,070,000 | – | 1,158,339 | +100.0% | 3.06% | – |
| OPES | New | OPES ACQUISITION CORP | $10,091,000 | – | 973,539 | +100.0% | 2.56% | – |
| FPAC | New | FAR PT ACQUISITION CORP | $7,838,000 | – | 766,964 | +100.0% | 1.99% | – |
| MFG | New | MIZUHO FINL GROUP INCsponsored adr | $7,685,000 | – | 2,503,250 | +100.0% | 1.95% | – |
| LSXMA | New | LIBERTY MEDIA CORP DELAWARE | $6,907,000 | – | 166,154 | +100.0% | 1.75% | – |
| GDX | New | VANECK VECTORS ETF TRgold miners etf | $6,637,000 | – | 248,500 | +100.0% | 1.68% | – |
| SAN | New | BANCO SANTANDER SAadr | $6,299,000 | – | 1,566,986 | +100.0% | 1.60% | – |
| CCCWS | New | CLARIVATE ANALYTICS PLC*w exp 11/09/201 | $5,445,000 | – | 924,478 | +100.0% | 1.38% | – |
| STNL | New | SENTINEL ENERGY SVCS INCcl a | $4,743,000 | – | 461,349 | +100.0% | 1.20% | – |
| TRGP | New | TARGA RES CORP | $4,030,000 | – | 100,336 | +100.0% | 1.02% | – |
| ZM | New | ZOOM VIDEO COMMUNICATIONS INput | $3,952,000 | – | 126,400 | +100.0% | 1.00% | – |
| BBL | New | BHP GROUP PLCsponsored adr | $3,893,000 | – | 90,868 | +100.0% | 0.99% | – |
| FSLY | New | FASTLY INCcl a | $3,600,000 | – | 150,000 | +100.0% | 0.91% | – |
| MDT | New | MEDTRONIC PLC | $3,166,000 | – | 29,150 | +100.0% | 0.80% | – |
| VTIQU | New | VECTOIQ ACQUISITION CORPunit 05/11/2023 | $3,164,000 | – | 297,067 | +100.0% | 0.80% | – |
| SMMC | New | SOUTH MTN MERGER CORP | $3,156,000 | – | 322,061 | +100.0% | 0.80% | – |
| PD | New | PAGERDUTY INC | $3,108,000 | – | 110,000 | +100.0% | 0.79% | – |
| XEC | New | CIMAREX ENERGY CO | $2,964,000 | – | 61,819 | +100.0% | 0.75% | – |
| MUFG | New | MITSUBISHI UFJ FINL GROUP INsponsored ads | $2,803,000 | – | 551,800 | +100.0% | 0.71% | – |
| PACQU | New | PURE ACQUISITION CORPunit 04/13/2023 | $2,766,000 | – | 257,802 | +100.0% | 0.70% | – |
| CHNGU | New | CHANGE HEALTHCARE INCunit 99/99/9999 | $2,473,000 | – | 51,820 | +100.0% | 0.63% | – |
| DISCK | New | DISCOVERY INC | $2,462,000 | – | 100,000 | +100.0% | 0.62% | – |
| RPLA | New | REPLAY ACQUISITION CORP | $2,378,000 | – | 239,494 | +100.0% | 0.60% | – |
| HHHH | New | WEALTHBRIDGE ACQUISITION LTD | $2,348,000 | – | 231,322 | +100.0% | 0.60% | – |
| PVT | New | PIVOTAL ACQUISITION CORP | $2,334,000 | – | 229,249 | +100.0% | 0.59% | – |
| CELG | New | CELGENE CORP | $2,320,000 | – | 23,364 | +100.0% | 0.59% | – |
| MCK | New | MCKESSON CORP | $2,296,000 | – | 16,800 | +100.0% | 0.58% | – |
| THCA | New | TUSCAN HLDGS CORP II | $2,286,000 | – | 232,991 | +100.0% | 0.58% | – |
| TLRY | New | TILRAY INC | $2,217,000 | – | 89,600 | +100.0% | 0.56% | – |
| MUR | New | MURPHY OIL CORP | $2,207,000 | – | 99,805 | +100.0% | 0.56% | – |
| MOSC | New | MOSAIC ACQUISITION CORP | $2,066,000 | – | 200,000 | +100.0% | 0.52% | – |
| AGNC | New | AGNC INVT CORP | $1,994,000 | – | 123,900 | +100.0% | 0.51% | – |
| NFC | New | NEW FRONTIER CORP | $1,826,000 | – | 179,350 | +100.0% | 0.46% | – |
| TDACU | New | TRIDENT ACQUISITIONS CORPunit 05/09/2023 | $1,732,000 | – | 163,733 | +100.0% | 0.44% | – |
| PACQW | New | PURE ACQUISITION CORP*w exp 04/17/202 | $1,666,000 | – | 1,586,969 | +100.0% | 0.42% | – |
| CHS | New | CHICOS FAS INC | $1,633,000 | – | 405,200 | +100.0% | 0.41% | – |
| ALAC | New | ALBERTON ACQUISITION CORP | $1,580,000 | – | 154,116 | +100.0% | 0.40% | – |
| T | New | AT&T INC | $1,552,000 | – | 40,996 | +100.0% | 0.39% | – |
| SCPE | New | SC HEALTH CORP | $1,553,000 | – | 157,664 | +100.0% | 0.39% | – |
| TOTA | New | TOTTENHAM ACQUISITION I LTD | $1,507,000 | – | 146,473 | +100.0% | 0.38% | – |
| NFINU | New | NETFIN ACQUISITION CORPunit 08/01/2024 | $1,498,000 | – | 148,465 | +100.0% | 0.38% | – |
| RMNI | New | RIMINI STR INC DEL | $1,298,000 | – | 296,401 | +100.0% | 0.33% | – |
| SPAQ | New | SPARTAN ENERGY ACQUISITON CO | $1,288,000 | – | 127,481 | +100.0% | 0.33% | – |
| QQQ | New | INVESCO QQQ TRunit ser 1 | $1,256,000 | – | 6,653 | +100.0% | 0.32% | – |
| HIIQ | New | HEALTH INS INNOVATIONS INC | $1,247,000 | – | 50,000 | +100.0% | 0.32% | – |
| XLV | New | SELECT SECTOR SPDR TRsbi healthcare | $1,199,000 | – | 13,300 | +100.0% | 0.30% | – |
| EMR | New | EMERSON ELEC CO | $1,199,000 | – | 17,936 | +100.0% | 0.30% | – |
| DB | New | DEUTSCHE BANK AGnamen akt | $1,200,000 | – | 160,000 | +100.0% | 0.30% | – |
| DPHCU | New | DIAMONDPEAK HLDGS CORunit 99/99/9999 | $1,193,000 | – | 117,000 | +100.0% | 0.30% | – |
| KBLM | New | KBL MERGER CORP IV | $1,194,000 | – | 113,537 | +100.0% | 0.30% | – |
| NFLX | New | NETFLIX INCput | $1,171,000 | – | 90,000 | +100.0% | 0.30% | – |
| RVLV | New | REVOLVE GROUP INCcl a | $1,169,000 | – | 50,000 | +100.0% | 0.30% | – |
| VAR | New | VARIAN MED SYS INC | $1,142,000 | – | 9,589 | +100.0% | 0.29% | – |
| NPAUU | New | NEW PROVIDENCE ACQUISITIN COunit 09/01/2024 | $1,139,000 | – | 112,867 | +100.0% | 0.29% | – |
| GNLN | New | GREENLANE HLDGS INCcl a | $1,141,000 | – | 336,686 | +100.0% | 0.29% | – |
| New | DERMTECH INC | $1,136,000 | – | 202,809 | +100.0% | 0.29% | – | |
| SAMA | New | SCHULTZE SPL PURP ACQUSTN CO | $1,123,000 | – | 111,861 | +100.0% | 0.28% | – |
| TZAC | New | TENZING ACQUISITION CORP | $1,119,000 | – | 108,121 | +100.0% | 0.28% | – |
| BHVN | New | BIOHAVEN PHARMACTL HLDG CO L | $1,106,000 | – | 26,500 | +100.0% | 0.28% | – |
| ATH | New | ATHENE HLDG LTDcl a | $1,094,000 | – | 26,000 | +100.0% | 0.28% | – |
| GPAQ | New | GORDON POINTE ACQUISITION CO | $1,078,000 | – | 103,004 | +100.0% | 0.27% | – |
| GIGU | New | GIGCAPITAL INCunit 03/06/2025 | $1,074,000 | – | 90,592 | +100.0% | 0.27% | – |
| TMCXW | New | TRINITY MERGER CORP*w exp 05/11/202 | $1,067,000 | – | 839,953 | +100.0% | 0.27% | – |
| TMCX | New | TRINITY MERGER CORP | $1,029,000 | – | 98,529 | +100.0% | 0.26% | – |
| QDEL | New | QUIDEL CORP | $1,019,000 | – | 16,605 | +100.0% | 0.26% | – |
| SNDL | New | SUNDIAL GROWERS INC | $1,010,000 | – | 210,711 | +100.0% | 0.26% | – |
| PAYS | New | PAYSIGN INC | $1,010,000 | – | 100,000 | +100.0% | 0.26% | – |
| ANDAU | New | ANDINA ACQUISITION CORP IIIunit 09/24/2020 | $968,000 | – | 92,157 | +100.0% | 0.25% | – |
| XOM | New | EXXON MOBIL CORP | $944,000 | – | 13,367 | +100.0% | 0.24% | – |
| ABC | New | AMERISOURCEBERGEN CORPput | $943,000 | – | 255,000 | +100.0% | 0.24% | – |
| RMGU | New | RMG ACQUISITION CORPunit 99/99/9999 | $908,000 | – | 89,978 | +100.0% | 0.23% | – |
| AGIO | New | AGIOS PHARMACEUTICALS INC | $902,000 | – | 27,852 | +100.0% | 0.23% | – |
| REED | New | REEDS INC | $898,000 | – | 690,776 | +100.0% | 0.23% | – |
| OSTK | New | OVERSTOCK COM INC DELput | $875,000 | – | 67,500 | +100.0% | 0.22% | – |
| GSAH | New | GS ACQUISITION HLDGS CORP | $862,000 | – | 84,461 | +100.0% | 0.22% | – |
| HST | New | HOST HOTELS & RESORTS INC | $865,000 | – | 50,000 | +100.0% | 0.22% | – |
| THBRU | New | THUNDER BRDG ACQUISTION II Lunit 99/99/9999 | $850,000 | – | 83,491 | +100.0% | 0.22% | – |
| TLRY | New | TILRAY INCput | $840,000 | – | 39,600 | +100.0% | 0.21% | – |
| JFK | New | 8I ENTERPRISES ACQUISITIN CO | $817,000 | – | 81,741 | +100.0% | 0.21% | – |
| TWOU | New | 2U INC | $792,000 | – | 48,626 | +100.0% | 0.20% | – |
| AVP | New | AVON PRODS INCcall | $786,000 | – | 652,800 | +100.0% | 0.20% | – |
| TRGP | New | TARGA RES CORPput | $770,000 | – | 192,000 | +100.0% | 0.20% | – |
| CRWD | New | CROWDSTRIKE HLDGS INCput | $732,000 | – | 52,100 | +100.0% | 0.19% | – |
| CROX | New | CROCS INC | $730,000 | – | 26,310 | +100.0% | 0.18% | – |
| PIC | New | PIVOTAL INVT CORP II | $712,000 | – | 72,058 | +100.0% | 0.18% | – |
| OSTK | New | OVERSTOCK COM INC DEL | $715,000 | – | 67,500 | +100.0% | 0.18% | – |
| LACQU | New | LEISURE ACQUISITION CORPunit 99/99/9999 | $690,000 | – | 64,711 | +100.0% | 0.18% | – |
| TSN | New | TYSON FOODS INCcl a | $676,000 | – | 7,845 | +100.0% | 0.17% | – |
| HTZGQ | New | HERTZ GLOBAL HLDGS INC | $663,000 | – | 47,900 | +100.0% | 0.17% | – |
| GDX | New | VANECK VECTORS ETF TRput | $648,000 | – | 324,900 | +100.0% | 0.16% | – |
| LKQ | New | LKQ CORP | $633,000 | – | 20,136 | +100.0% | 0.16% | – |
| LH | New | LABORATORY CORP AMER HLDGScall | $598,000 | – | 94,800 | +100.0% | 0.15% | – |
| DAL | New | DELTA AIR LINES INC DEL | $588,000 | – | 10,200 | +100.0% | 0.15% | – |
| MDCO | New | MEDICINES COcall | $577,000 | – | 62,100 | +100.0% | 0.15% | – |
| LGC | New | LEGACY ACQUISITION CORP | $560,000 | – | 54,900 | +100.0% | 0.14% | – |
| AMD | New | ADVANCED MICRO DEVICES INC | $545,000 | – | 18,810 | +100.0% | 0.14% | – |
| C | New | CITIGROUP INCcall | $540,000 | – | 28,000 | +100.0% | 0.14% | – |
| GRSH | New | GORES HOLDINGS III INCclass a | $536,000 | – | 52,998 | +100.0% | 0.14% | – |
| XOP | New | SPDR SERIES TRUSTs&p oilgas exp | $521,000 | – | 23,301 | +100.0% | 0.13% | – |
| RWGE | New | REGALWOOD GLOBAL ENERGY LTD | $519,000 | – | 50,299 | +100.0% | 0.13% | – |
| EDTX | New | EDTECHX HLDGS ACQUISITION CO | $508,000 | – | 50,000 | +100.0% | 0.13% | – |
| ACTT | New | ACT II GLOBAL ACQUISITION CO | $505,000 | – | 51,295 | +100.0% | 0.13% | – |
| IMMU | New | IMMUNOMEDICS INC | $504,000 | – | 38,000 | +100.0% | 0.13% | – |
| TPGH | New | TPG PACE HLDGS CORPcl a | $480,000 | – | 46,699 | +100.0% | 0.12% | – |
| TRNEU | New | TRINE ACQUISITION CORPunit 03/31/2021 | $471,000 | – | 45,490 | +100.0% | 0.12% | – |
| SCPEWS | New | SC HEALTH CORP*w exp 99/99/999 | $460,000 | – | 383,183 | +100.0% | 0.12% | – |
| ALLK | New | ALLAKOS INCcall | $457,000 | – | 17,500 | +100.0% | 0.12% | – |
| ALDR | New | ALDER BIOPHARMACEUTICALS INC | $451,000 | – | 23,937 | +100.0% | 0.11% | – |
| TPB | New | TURNING PT BRANDS INC | $441,000 | – | 19,114 | +100.0% | 0.11% | – |
| CCXWS | New | CHURCHILL CAP CORP II*w exp 07/02/202 | $440,000 | – | 293,218 | +100.0% | 0.11% | – |
| SBEU | New | SWITCHBACK ENERGY ACQUISITIOunit 99/99/9999 | $426,000 | – | 42,619 | +100.0% | 0.11% | – |
| PVTWS | New | PIVOTAL ACQUISITION CORP*w exp 12/01/202 | $420,000 | – | 313,174 | +100.0% | 0.11% | – |
| MUDSW | New | MUDRICK CAP ACQUISITION CORP*w exp 02/12/202 | $411,000 | – | 652,724 | +100.0% | 0.10% | – |
| ENIA | New | ENEL AMERICAS S Asponsored adr | $406,000 | – | 44,600 | +100.0% | 0.10% | – |
| INSUU | New | INSURANCE ACQUISITION CORPunit 03/31/2024 | $402,000 | – | 38,545 | +100.0% | 0.10% | – |
| MPC | New | MARATHON PETE CORP | $403,000 | – | 6,627 | +100.0% | 0.10% | – |
| PAAC | New | PROFICIENT ALPHA ACQUSTN COR | $399,000 | – | 40,231 | +100.0% | 0.10% | – |
| FFIV | New | F5 NETWORKS INC | $393,000 | – | 2,800 | +100.0% | 0.10% | – |
| LCAHU | New | LANDCADIA HLDGS II INCunit 05/09/2026 | $394,000 | – | 39,040 | +100.0% | 0.10% | – |
| AABA | New | ALTABA INC | $389,000 | – | 20,000 | +100.0% | 0.10% | – |
| DVA | New | DAVITA INCcall | $392,000 | – | 84,000 | +100.0% | 0.10% | – |
| MCK | New | MCKESSON CORPput | $392,000 | – | 44,500 | +100.0% | 0.10% | – |
| WCG | New | WELLCARE HEALTH PLANS INCcall | $385,000 | – | 30,100 | +100.0% | 0.10% | – |
| T | New | AT&T INCcall | $385,000 | – | 100,000 | +100.0% | 0.10% | – |
| CPRT | New | COPART INC | $386,000 | – | 4,800 | +100.0% | 0.10% | – |
| NEE | New | NEXTERA ENERGY INC | $384,000 | – | 1,650 | +100.0% | 0.10% | – |
| VZ | New | VERIZON COMMUNICATIONS INC | $377,000 | – | 6,250 | +100.0% | 0.10% | – |
| SCI | New | SERVICE CORP INTL | $373,000 | – | 7,800 | +100.0% | 0.10% | – |
| PG | New | PROCTER & GAMBLE CO | $373,000 | – | 3,000 | +100.0% | 0.10% | – |
| OKE | New | ONEOK INC NEW | $376,000 | – | 5,100 | +100.0% | 0.10% | – |
| HE | New | HAWAIIAN ELEC INDUSTRIES | $369,000 | – | 8,100 | +100.0% | 0.09% | – |
| NXPI | New | NXP SEMICONDUCTORS N V | $371,000 | – | 3,400 | +100.0% | 0.09% | – |
| TFSL | New | TFS FINL CORP | $372,000 | – | 20,650 | +100.0% | 0.09% | – |
| LMT | New | LOCKHEED MARTIN CORP | $371,000 | – | 950 | +100.0% | 0.09% | – |
| NVR | New | NVR INC | $372,000 | – | 100 | +100.0% | 0.09% | – |
| CVNA | New | CARVANA COcall | $371,000 | – | 25,000 | +100.0% | 0.09% | – |
| CVX | New | CHEVRON CORP NEW | $368,000 | – | 3,100 | +100.0% | 0.09% | – |
| EQR | New | EQUITY RESIDENTIALsh ben int | $367,000 | – | 4,250 | +100.0% | 0.09% | – |
| DOX | New | AMDOCS LTD | $367,000 | – | 5,550 | +100.0% | 0.09% | – |
| MSFT | New | MICROSOFT CORP | $368,000 | – | 2,650 | +100.0% | 0.09% | – |
| TYL | New | TYLER TECHNOLOGIES INC | $368,000 | – | 1,400 | +100.0% | 0.09% | – |
| INFO | New | IHS MARKIT LTD | $368,000 | – | 5,500 | +100.0% | 0.09% | – |
| DHR | New | DANAHER CORPORATION | $368,000 | – | 2,550 | +100.0% | 0.09% | – |
| WRB | New | BERKLEY W R CORP | $365,000 | – | 5,050 | +100.0% | 0.09% | – |
| CSCO | New | CISCO SYS INC | $366,000 | – | 7,400 | +100.0% | 0.09% | – |
| QQQ | New | INVESCO QQQ TRput | $365,000 | – | 220,000 | +100.0% | 0.09% | – |
| IPOAWS | New | SOCIAL CAP HEDOSOPHIA HLDGS*w exp 09/14/202 | $368,000 | – | 147,171 | +100.0% | 0.09% | – |
| BKI | New | BLACK KNIGHT INC | $362,000 | – | 5,800 | +100.0% | 0.09% | – |
| FNF | New | FIDELITY NATIONAL FINANCIAL | $362,000 | – | 8,150 | +100.0% | 0.09% | – |
| KO | New | COCA COLA CO | $357,000 | – | 6,550 | +100.0% | 0.09% | – |
| BAX | New | BAXTER INTL INC | $359,000 | – | 4,100 | +100.0% | 0.09% | – |
| ISCA | New | INTERNATIONAL SPEEDWAY CORPcl a | $360,000 | – | 8,000 | +100.0% | 0.09% | – |
| WPC | New | W P CAREY INC | $358,000 | – | 4,000 | +100.0% | 0.09% | – |
| SYK | New | STRYKER CORP | $357,000 | – | 1,650 | +100.0% | 0.09% | – |
| ARCC | New | ARES CAP CORP | $357,000 | – | 19,150 | +100.0% | 0.09% | – |
| INTEQ | New | INTELSAT S A | $358,000 | – | 15,705 | +100.0% | 0.09% | – |
| ICE | New | INTERCONTINENTAL EXCHANGE IN | $355,000 | – | 3,850 | +100.0% | 0.09% | – |
| ATR | New | APTARGROUP INC | $355,000 | – | 3,000 | +100.0% | 0.09% | – |
| APD | New | AIR PRODS & CHEMS INC | $355,000 | – | 1,600 | +100.0% | 0.09% | – |
| BRO | New | BROWN & BROWN INC | $353,000 | – | 9,800 | +100.0% | 0.09% | – |
| MCD | New | MCDONALDS CORP | $354,000 | – | 1,650 | +100.0% | 0.09% | – |
| CME | New | CME GROUP INC | $349,000 | – | 1,650 | +100.0% | 0.09% | – |
| REAL | New | THE REALREAL INC | $351,000 | – | 15,700 | +100.0% | 0.09% | – |
| MRK | New | MERCK & CO INC | $349,000 | – | 4,150 | +100.0% | 0.09% | – |
| RMD | New | RESMED INC | $351,000 | – | 2,600 | +100.0% | 0.09% | – |
| RSG | New | REPUBLIC SVCS INC | $351,000 | – | 4,050 | +100.0% | 0.09% | – |
| AVP | New | AVON PRODS INC | $348,000 | – | 78,988 | +100.0% | 0.09% | – |
| WM | New | WASTE MGMT INC DEL | $345,000 | – | 3,000 | +100.0% | 0.09% | – |
| ACN | New | ACCENTURE PLC IRELAND | $346,000 | – | 1,800 | +100.0% | 0.09% | – |
| VRSK | New | VERISK ANALYTICS INC | $348,000 | – | 2,200 | +100.0% | 0.09% | – |
| ECL | New | ECOLAB INC | $347,000 | – | 1,750 | +100.0% | 0.09% | – |
| YUM | New | YUM BRANDS INC | $346,000 | – | 3,050 | +100.0% | 0.09% | – |
| TPB | New | TURNING PT BRANDS INCput | $342,000 | – | 20,000 | +100.0% | 0.09% | – |
| V | New | VISA INC | $344,000 | – | 2,000 | +100.0% | 0.09% | – |
| AMT | New | AMERICAN TOWER CORP NEW | $343,000 | – | 1,550 | +100.0% | 0.09% | – |
| AXDX | New | ACCELERATE DIAGNOSTICS INC | $338,000 | – | 18,200 | +100.0% | 0.09% | – |
| MSI | New | MOTOROLA SOLUTIONS INC | $341,000 | – | 2,000 | +100.0% | 0.09% | – |
| AMAT | New | APPLIED MATLS INCcall | $336,000 | – | 55,000 | +100.0% | 0.08% | – |
| BFAM | New | BRIGHT HORIZONS FAM SOL IN D | $336,000 | – | 2,200 | +100.0% | 0.08% | – |
| BAH | New | BOOZ ALLEN HAMILTON HLDG CORcl a | $337,000 | – | 4,750 | +100.0% | 0.08% | – |
| PSA | New | PUBLIC STORAGE | $331,000 | – | 1,350 | +100.0% | 0.08% | – |
| MORN | New | MORNINGSTAR INC | $329,000 | – | 2,250 | +100.0% | 0.08% | – |
| CRSAU | New | CRESCENT ACQUISITION CORPunit 99/99/9999 | $327,000 | – | 32,201 | +100.0% | 0.08% | – |
| BAC | New | BANK AMER CORPcall | $324,000 | – | 50,000 | +100.0% | 0.08% | – |
| LACQ | New | LEISURE ACQUISITION CORP | $318,000 | – | 31,100 | +100.0% | 0.08% | – |
| DVA | New | DAVITA INCput | $311,000 | – | 296,100 | +100.0% | 0.08% | – |
| HEI | New | HEICO CORP NEW | $312,000 | – | 2,500 | +100.0% | 0.08% | – |
| WTRH | New | WAITR HLDGS INC | $313,000 | – | 243,901 | +100.0% | 0.08% | – |
| BROGU | New | TWELVE SEAS INVESTMENT COMPAunit 06/21/2023 | $309,000 | – | 28,541 | +100.0% | 0.08% | – |
| MPC | New | MARATHON PETE CORPcall | $308,000 | – | 50,000 | +100.0% | 0.08% | – |
| XLU | New | SELECT SECTOR SPDR TRcall | $305,000 | – | 100,000 | +100.0% | 0.08% | – |
| UNIT | New | UNITI GROUP INCput | $299,000 | – | 267,500 | +100.0% | 0.08% | – |
| GSAHWS | New | GS ACQUISITION HLDGS CORP*w exp 06/12/202 | $299,000 | – | 199,383 | +100.0% | 0.08% | – |
| VTIQ | New | VECTOIQ ACQUISITION CORP | $291,000 | – | 1,189,463 | +100.0% | 0.07% | – |
| WFC | New | WELLS FARGO CO NEWcall | $286,000 | – | 80,000 | +100.0% | 0.07% | – |
| TTE | New | TOTAL S Asponsored ads | $289,000 | – | 5,566 | +100.0% | 0.07% | – |
| BRPMU | New | B RILEY PRINCIPAL MERGER CORunit 99/99/9999 | $275,000 | – | 27,200 | +100.0% | 0.07% | – |
| GMHI | New | GORES METROPOULOS INC | $273,000 | – | 27,022 | +100.0% | 0.07% | – |
| GXGX | New | GX ACQUISITION CORP | $266,000 | – | 26,745 | +100.0% | 0.07% | – |
| TSEM | New | TOWER SEMICONDUCTOR LTD | $264,000 | – | 13,715 | +100.0% | 0.07% | – |
| AVYA | New | AVAYA HLDGS CORP | $259,000 | – | 25,364 | +100.0% | 0.07% | – |
| LH | New | LABORATORY CORP AMER HLDGSput | $261,000 | – | 168,000 | +100.0% | 0.07% | – |
| ODP | New | OFFICE DEPOT INC | $255,000 | – | 145,306 | +100.0% | 0.06% | – |
| KGC | New | KINROSS GOLD CORPcall | $254,000 | – | 190,000 | +100.0% | 0.06% | – |
| APHA | New | APHRIA INC | $253,000 | – | 48,901 | +100.0% | 0.06% | – |
| CCHU | New | COLLIER CREEK HOLDINGSunit 99/99/9999 | $253,000 | – | 23,682 | +100.0% | 0.06% | – |
| BROG | New | TWELVE SEAS INVESTMENT COMPA | $253,000 | – | 24,663 | +100.0% | 0.06% | – |
| DB | New | DEUTSCHE BANK AGput | $250,000 | – | 160,000 | +100.0% | 0.06% | – |
| MUR | New | MURPHY OIL CORPput | $250,000 | – | 217,500 | +100.0% | 0.06% | – |
| BROGR | New | TWELVE SEAS INVESTMENT COMPAright 12/22/2019 | $244,000 | – | 659,818 | +100.0% | 0.06% | – |
| CSCO | New | CISCO SYS INCput | $245,000 | – | 130,000 | +100.0% | 0.06% | – |
| ONCE | New | SPARK THERAPEUTICS INCput | $237,000 | – | 50,900 | +100.0% | 0.06% | – |
| WDC | New | WESTERN DIGITAL CORP | $236,000 | – | 3,950 | +100.0% | 0.06% | – |
| CONE | New | CYRUSONE INCcall | $232,000 | – | 28,200 | +100.0% | 0.06% | – |
| PICWS | New | PIVOTAL INVT CORP II*w exp 06/01/202 | $233,000 | – | 217,851 | +100.0% | 0.06% | – |
| SSPKU | New | SILVER SPIKE ACQUISITION CORunit 99/99/9999 | $233,000 | – | 23,137 | +100.0% | 0.06% | – |
| ACAMW | New | ACAMAR PARTNERS ACQSITION CO*w exp 02/26/202 | $233,000 | – | 314,636 | +100.0% | 0.06% | – |
| EXC | New | EXELON CORP | $234,000 | – | 4,854 | +100.0% | 0.06% | – |
| RVLV | New | REVOLVE GROUP INCput | $230,000 | – | 50,000 | +100.0% | 0.06% | – |
| CECO | New | CAREER EDUCATION CORP | $229,000 | – | 14,417 | +100.0% | 0.06% | – |
| SMMCW | New | SOUTH MTN MERGER CORP*w exp 06/20/202 | $228,000 | – | 268,251 | +100.0% | 0.06% | – |
| PCG | New | PG&E CORPput | $228,000 | – | 52,500 | +100.0% | 0.06% | – |
| RWGEWS | New | REGALWOOD GLOBAL ENERGY LTD*w exp 12/05/202 | $222,000 | – | 369,489 | +100.0% | 0.06% | – |
| AGNC | New | AGNC INVT CORPput | $221,000 | – | 387,300 | +100.0% | 0.06% | – |
| AMRN | New | AMARIN CORP PLCspons adr new | $215,000 | – | 14,201 | +100.0% | 0.06% | – |
| GMHIU | New | GORES METROPOULOS INCunit 99/99/9999 | $215,000 | – | 20,308 | +100.0% | 0.06% | – |
| BRPM | New | B RILEY PRINCIPAL MERGER CORcl a | $213,000 | – | 21,467 | +100.0% | 0.05% | – |
| DFBHW | New | DFB HEALTHCARE ACQUISTION CO*w exp 04/11/202 | $207,000 | – | 143,922 | +100.0% | 0.05% | – |
| DEAC | New | DIAMOND EAGLE ACQUISITION CO | $208,000 | – | 21,090 | +100.0% | 0.05% | – |
| KKR | New | KKR & CO INCcl a | $208,000 | – | 7,737 | +100.0% | 0.05% | – |
| GRAFWS | New | GRAF INDL CORP*w exp 12/31/202 | $204,000 | – | 524,172 | +100.0% | 0.05% | – |
| XRT | New | SPDR SERIES TRUSTput | $205,000 | – | 55,500 | +100.0% | 0.05% | – |
| SAMAW | New | SCHULTZE SPL PURP ACQUSTN CO*w exp 12/31/202 | $194,000 | – | 555,031 | +100.0% | 0.05% | – |
| AUY | New | YAMANA GOLD INCcall | $195,000 | – | 160,100 | +100.0% | 0.05% | – |
| NFCWS | New | NEW FRONTIER CORP*w exp 99/99/999 | $181,000 | – | 180,690 | +100.0% | 0.05% | – |
| ARMK | New | ARAMARKcall | $180,000 | – | 50,000 | +100.0% | 0.05% | – |
| HHHHU | New | WEALTHBRIDGE ACQUISITION LTDunit 99/99/9999 | $177,000 | – | 17,050 | +100.0% | 0.04% | – |
| MNCLW | New | MONOCLE ACQUISITION CORP*w exp 12/06/202 | $177,000 | – | 392,863 | +100.0% | 0.04% | – |
| THWWW | New | TARGET HOSPITALITY CORP*w exp 03/15/202 | $178,000 | – | 169,138 | +100.0% | 0.04% | – |
| CECO | New | CAREER EDUCATION CORPput | $179,000 | – | 61,300 | +100.0% | 0.04% | – |
| PEI | New | PENNSYLVANIA RL ESTATE INVTsh ben int | $172,000 | – | 30,000 | +100.0% | 0.04% | – |
| HIIQ | New | HEALTH INS INNOVATIONS INCput | $174,000 | – | 50,000 | +100.0% | 0.04% | – |
| VTIQW | New | VECTOIQ ACQUISITION CORP*w exp 05/11/202 | $175,000 | – | 349,014 | +100.0% | 0.04% | – |
| SIRI | New | SIRIUS XM HLDGS INC | $166,000 | – | 26,500 | +100.0% | 0.04% | – |
| HOME | New | AT HOME GROUP INC | $165,000 | – | 17,100 | +100.0% | 0.04% | – |
| CRSA | New | CRESCENT ACQUISITION CORP | $162,000 | – | 16,372 | +100.0% | 0.04% | – |
| LKQ | New | LKQ CORPcall | $159,000 | – | 25,000 | +100.0% | 0.04% | – |
| LACQW | New | LEISURE ACQUISITION CORP*w exp 12/05/201 | $152,000 | – | 202,229 | +100.0% | 0.04% | – |
| KR | New | KROGER COcall | $152,000 | – | 50,000 | +100.0% | 0.04% | – |
| FAST | New | FASTENAL COcall | $152,000 | – | 40,000 | +100.0% | 0.04% | – |
| PCRX | New | PACIRA BIOSCIENCES | $151,000 | – | 3,979 | +100.0% | 0.04% | – |
| TRNE | New | TRINE ACQUISITION CORP | $148,000 | – | 15,000 | +100.0% | 0.04% | – |
| BBBY | New | BED BATH & BEYOND INCput | $144,000 | – | 384,700 | +100.0% | 0.04% | – |
| GXGXU | New | GX ACQUISITION CORPunit 05/24/2026 | $146,000 | – | 14,269 | +100.0% | 0.04% | – |
| RDUS | New | RADIUS HEALTH INCcall | $147,000 | – | 20,000 | +100.0% | 0.04% | – |
| XHB | New | SPDR SERIES TRUSTcall | $143,000 | – | 81,700 | +100.0% | 0.04% | – |
| AGIO | New | AGIOS PHARMACEUTICALS INCput | $140,000 | – | 41,200 | +100.0% | 0.04% | – |
| DSKEW | New | DASEKE INC*w exp 02/27/202 | $142,000 | – | 890,512 | +100.0% | 0.04% | – |
| BITA | New | BITAUTO HLDGS LTDsponsored ads | $140,000 | – | 9,365 | +100.0% | 0.04% | – |
| ACTTU | New | ACT II GLOBAL ACQUISITION COunit 04/30/2026 | $142,000 | – | 13,660 | +100.0% | 0.04% | – |
| XLV | New | SELECT SECTOR SPDR TRput | $137,000 | – | 50,000 | +100.0% | 0.04% | – |
| CFFAW | New | CF FIN ACQUISITION CORP*w exp 04/30/202 | $139,000 | – | 214,335 | +100.0% | 0.04% | – |
| HCAC | New | HENNESSY CAP ACQUSTION CORP | $135,000 | – | 13,495 | +100.0% | 0.03% | – |
| XEC | New | CIMAREX ENERGY COput | $134,000 | – | 40,600 | +100.0% | 0.03% | – |
| HSACU | New | HEALTH SCIENCES ACQUSTN CORPunit 04/01/2024 | $135,000 | – | 12,572 | +100.0% | 0.03% | – |
| FTAC | New | FINTECH ACQUISITION CORP III | $131,000 | – | 13,056 | +100.0% | 0.03% | – |
| LHC | New | LEO HOLDINGS CORP | $131,000 | – | 12,811 | +100.0% | 0.03% | – |
| FMCIW | New | FORUM MERGER II CORP*w exp 09/30/202 | $131,000 | – | 222,400 | +100.0% | 0.03% | – |
| STNLW | New | SENTINEL ENERGY SVCS INC*w exp 11/02/202 | $127,000 | – | 317,423 | +100.0% | 0.03% | – |
| FPACWS | New | FAR PT ACQUISITION CORP*w exp 06/01/202 | $125,000 | – | 104,030 | +100.0% | 0.03% | – |
| FTACW | New | FINTECH ACQUISITION CORP III*w exp 12/01/202 | $122,000 | – | 99,964 | +100.0% | 0.03% | – |
| ANDAR | New | ANDINA ACQUISITION CORP IIIright 07/31/2020 | $123,000 | – | 410,282 | +100.0% | 0.03% | – |
| IPOAU | New | SOCIAL CAP HEDOSOPHIA HLDGSunit 99/99/9999 | $114,000 | – | 10,001 | +100.0% | 0.03% | – |
| FTACU | New | FINTECH ACQUISITION CORP IIIunit 12/01/2023 | $109,000 | – | 10,172 | +100.0% | 0.03% | – |
| OPESW | New | OPES ACQUISITION CORP*w exp 03/13/202 | $109,000 | – | 605,124 | +100.0% | 0.03% | – |
| HTZGQ | New | HERTZ GLOBAL HLDGS INCput | $108,000 | – | 54,800 | +100.0% | 0.03% | – |
| EWH | New | ISHARES INCput | $108,000 | – | 244,000 | +100.0% | 0.03% | – |
| INSU | New | INSURANCE ACQUISITION CORPcl a | $105,000 | – | 10,530 | +100.0% | 0.03% | – |
| FTRCQ | New | FRONTIER COMMUNICATIONS CORP | $107,000 | – | 123,393 | +100.0% | 0.03% | – |
| CLVS | New | CLOVIS ONCOLOGY INCput | $107,000 | – | 15,000 | +100.0% | 0.03% | – |
| CCX | New | CHURCHILL CAP CORP IIcl a | $104,000 | – | 10,339 | +100.0% | 0.03% | – |
| WPG | New | WASHINGTON PRIME GROUP NEW | $103,000 | – | 24,950 | +100.0% | 0.03% | – |
| HCACW | New | HENNESSY CAP ACQUSTION CORP*w exp 09/05/202 | $102,000 | – | 129,205 | +100.0% | 0.03% | – |
| SQ | New | SQUARE INCcall | $101,000 | – | 67,500 | +100.0% | 0.03% | – |
| TWOU | New | 2U INCput | $104,000 | – | 59,400 | +100.0% | 0.03% | – |
| ALACW | New | ALBERTON ACQUISITION CORP*w exp 04/26/202 | $102,000 | – | 848,773 | +100.0% | 0.03% | – |
| ALXN | New | ALEXION PHARMACEUTICALS INC | $100,000 | – | 1,026 | +100.0% | 0.02% | – |
| KKR | New | KKR & CO INCput | $100,000 | – | 85,000 | +100.0% | 0.02% | – |
| APHA | New | APHRIA INCput | $97,000 | – | 20,100 | +100.0% | 0.02% | – |
| IMMU | New | IMMUNOMEDICS INCcall | $95,000 | – | 210,000 | +100.0% | 0.02% | – |
| ARYAW | New | ARYA SCIENCES ACQUISITION CO*w exp 10/10/202 | $90,000 | – | 59,539 | +100.0% | 0.02% | – |
| WH | New | WYNDHAM HOTELS & RESORTS INCput | $86,000 | – | 32,400 | +100.0% | 0.02% | – |
| LGCWS | New | LEGACY ACQUISITION CORP*w exp 11/30/202 | $81,000 | – | 231,350 | +100.0% | 0.02% | – |
| XLU | New | SELECT SECTOR SPDR TRput | $82,000 | – | 100,000 | +100.0% | 0.02% | – |
| CHDN | New | CHURCHILL DOWNS INCcall | $84,000 | – | 15,500 | +100.0% | 0.02% | – |
| EXC | New | EXELON CORPcall | $84,000 | – | 49,400 | +100.0% | 0.02% | – |
| GLACR | New | GREENLAND ACQUISITIN CORPORAright 04/27/2025 | $83,000 | – | 138,426 | +100.0% | 0.02% | – |
| S | New | SPRINT CORPORATIONput | $82,000 | – | 201,500 | +100.0% | 0.02% | – |
| OXY | New | OCCIDENTAL PETE CORPcall | $77,000 | – | 184,400 | +100.0% | 0.02% | – |
| XOM | New | EXXON MOBIL CORPput | $80,000 | – | 15,000 | +100.0% | 0.02% | – |
| IRM | New | IRON MTN INC NEWput | $79,000 | – | 10,000 | +100.0% | 0.02% | – |
| XOP | New | SPDR SERIES TRUSTput | $78,000 | – | 47,800 | +100.0% | 0.02% | – |
| CNC | New | CENTENE CORP DELcall | $79,000 | – | 223,500 | +100.0% | 0.02% | – |
| MDCO | New | MEDICINES COput | $75,000 | – | 40,000 | +100.0% | 0.02% | – |
| PEI | New | PENNSYLVANIA RL ESTATE INVTput | $76,000 | – | 198,600 | +100.0% | 0.02% | – |
| CELG | New | CELGENE CORPput | $75,000 | – | 333,300 | +100.0% | 0.02% | – |
| WPG | New | WASHINGTON PRIME GROUP NEWput | $76,000 | – | 112,300 | +100.0% | 0.02% | – |
| JD | New | JD COM INCcall | $69,000 | – | 57,600 | +100.0% | 0.02% | – |
| MET | New | METLIFE INCcall | $72,000 | – | 170,000 | +100.0% | 0.02% | – |
| LKNCY | New | LUCKIN COFFEE INCsponsored ads | $67,000 | – | 3,500 | +100.0% | 0.02% | – |
| GMHIW | New | GORES METROPOULOS INC*w exp 01/28/202 | $68,000 | – | 48,623 | +100.0% | 0.02% | – |
| CRSAW | New | CRESCENT ACQUISITION CORP*w exp 03/08/202 | $61,000 | – | 75,634 | +100.0% | 0.02% | – |
| TOTAR | New | TOTTENHAM ACQUISITION I LTDright 06/05/2020 | $58,000 | – | 199,771 | +100.0% | 0.02% | – |
| IWM | New | ISHARES TRcall | $56,000 | – | 8,800 | +100.0% | 0.01% | – |
| XEC | New | CIMAREX ENERGY COcall | $55,000 | – | 64,000 | +100.0% | 0.01% | – |
| BBBY | New | BED BATH & BEYOND INCcall | $55,000 | – | 51,500 | +100.0% | 0.01% | – |
| PCRX | New | PACIRA BIOSCIENCEScall | $55,000 | – | 15,000 | +100.0% | 0.01% | – |
| HOME | New | AT HOME GROUP INCcall | $52,000 | – | 39,800 | +100.0% | 0.01% | – |
| DEACW | New | DIAMOND EAGLE ACQUISITION CO*w exp 06/30/202 | $53,000 | – | 65,529 | +100.0% | 0.01% | – |
| IOVA | New | IOVANCE BIOTHERAPEUTICS INCcall | $50,000 | – | 70,900 | +100.0% | 0.01% | – |
| ONCE | New | SPARK THERAPEUTICS INCcall | $48,000 | – | 14,000 | +100.0% | 0.01% | – |
| CHS | New | CHICOS FAS INCput | $46,000 | – | 612,200 | +100.0% | 0.01% | – |
| TXMD | New | THERAPEUTICSMD INC | $48,000 | – | 13,100 | +100.0% | 0.01% | – |
| LHCWS | New | LEO HOLDINGS CORP*w exp 02/07/202 | $48,000 | – | 64,317 | +100.0% | 0.01% | – |
| WRLSR | New | PENSARE ACQUISITION CORPright 99/99/9999 | $47,000 | – | 157,611 | +100.0% | 0.01% | – |
| OIH | New | VANECK VECTORS ETF TRcall | $42,000 | – | 20,000 | +100.0% | 0.01% | – |
| KRE | New | SPDR SERIES TRUSTput | $43,000 | – | 75,000 | +100.0% | 0.01% | – |
| QNST | New | QUINSTREET INCcall | $44,000 | – | 40,300 | +100.0% | 0.01% | – |
| REAL | New | THE REALREAL INCput | $39,000 | – | 15,700 | +100.0% | 0.01% | – |
| LOB | New | LIVE OAK BANCSHARES INCcall | $40,000 | – | 80,000 | +100.0% | 0.01% | – |
| MFACWS | New | MEGALITH FINL ACQUISITION CO*w exp 08/26/202 | $40,000 | – | 106,166 | +100.0% | 0.01% | – |
| HYACW | New | HAYMAKER ACQUISITION CORP II*w exp 10/31/202 | $40,000 | – | 26,700 | +100.0% | 0.01% | – |
| PACDQ | New | PACIFIC DRILLING SA LUXEMBOU | $41,000 | – | 10,400 | +100.0% | 0.01% | – |
| GIGRT | New | GIGCAPITAL INCright 03/06/2020 | $39,000 | – | 43,900 | +100.0% | 0.01% | – |
| TRGP | New | TARGA RES CORPcall | $39,000 | – | 100,000 | +100.0% | 0.01% | – |
| NEBUW | New | NEBULA ACQUISITION CORP*w exp 03/12/202 | $38,000 | – | 38,059 | +100.0% | 0.01% | – |
| CPAAW | New | CONYERS PK II ACQUISITION CO*w exp 07/18/202 | $40,000 | – | 20,141 | +100.0% | 0.01% | – |
| SRRA | New | SIERRA ONCOLOGY INC | $39,000 | – | 100,000 | +100.0% | 0.01% | – |
| BIOXWS | New | BIOCERES CROP SOLUTIONS CORP*w exp 03/14/202 | $37,000 | – | 109,518 | +100.0% | 0.01% | – |
| PAACR | New | PROFICIENT ALPHA ACQUSTN CORright 04/30/2026 | $37,000 | – | 192,409 | +100.0% | 0.01% | – |
| UAL | New | UNITED AIRLINES HLDGS INCcall | $34,000 | – | 23,400 | +100.0% | 0.01% | – |
| TRNEWS | New | TRINE ACQUISITION CORP*w exp 03/31/202 | $37,000 | – | 47,400 | +100.0% | 0.01% | – |
| CNC | New | CENTENE CORP DELput | $37,000 | – | 75,000 | +100.0% | 0.01% | – |
| DAL | New | DELTA AIR LINES INC DELput | $32,000 | – | 27,200 | +100.0% | 0.01% | – |
| New | DERMTECH INC*w exp 08/29/202 | $33,000 | – | 280,292 | +100.0% | 0.01% | – | |
| RBZHF | New | REEBONZ HLDG LTD | $31,000 | – | 29,942 | +100.0% | 0.01% | – |
| CLVS | New | CLOVIS ONCOLOGY INCcall | $33,000 | – | 95,000 | +100.0% | 0.01% | – |
| FAST | New | FASTENAL CO | $31,000 | – | 961 | +100.0% | 0.01% | – |
| S | New | SPRINT CORPORATIONcall | $32,000 | – | 40,000 | +100.0% | 0.01% | – |
| ALACR | New | ALBERTON ACQUISITION CORPright 10/04/2020 | $32,000 | – | 111,500 | +100.0% | 0.01% | – |
| BJ | New | BJS WHSL CLUB HLDGS INCput | $33,000 | – | 55,600 | +100.0% | 0.01% | – |
| XBI | New | SPDR SERIES TRUSTput | $33,000 | – | 23,000 | +100.0% | 0.01% | – |
| GPAQW | New | GORDON POINTE ACQUISITION CO*w exp 07/30/202 | $29,000 | – | 71,999 | +100.0% | 0.01% | – |
| IWM | New | ISHARES TRput | $27,000 | – | 43,100 | +100.0% | 0.01% | – |
| RMGWS | New | RMG ACQUISITION CORP*w exp 02/21/202 | $29,000 | – | 39,216 | +100.0% | 0.01% | – |
| XRT | New | SPDR SERIES TRUSTcall | $27,000 | – | 31,900 | +100.0% | 0.01% | – |
| EMR | New | EMERSON ELEC COput | $28,000 | – | 28,400 | +100.0% | 0.01% | – |
| TDACW | New | TRIDENT ACQUISITIONS CORP*w exp 05/09/202 | $28,000 | – | 187,512 | +100.0% | 0.01% | – |
| GDX | New | VANECK VECTORS ETF TRcall | $29,000 | – | 244,600 | +100.0% | 0.01% | – |
| CGC | New | CANOPY GROWTH CORPcall | $29,000 | – | 250,000 | +100.0% | 0.01% | – |
| BRPAR | New | BIG ROCK PARTNERS ACQUISI COright 12/01/2022 | $26,000 | – | 117,718 | +100.0% | 0.01% | – |
| AGBAR | New | AGBA ACQUISITION LTDright 05/10/2024 | $28,000 | – | 149,402 | +100.0% | 0.01% | – |
| TKKSR | New | TKK SYMPHONY ACQUISITION CORright 02/20/2020 | $27,000 | – | 113,500 | +100.0% | 0.01% | – |
| THCAW | New | TUSCAN HLDGS CORP II*w exp 04/01/202 | $22,000 | – | 40,191 | +100.0% | 0.01% | – |
| EMR | New | EMERSON ELEC COcall | $25,000 | – | 28,400 | +100.0% | 0.01% | – |
| CHAPQ | New | CHAPARRAL ENERGY INC | $23,000 | – | 17,000 | +100.0% | 0.01% | – |
| ALXN | New | ALEXION PHARMACEUTICALS INCput | $25,000 | – | 11,700 | +100.0% | 0.01% | – |
| PCG | New | PG&E CORPcall | $25,000 | – | 74,900 | +100.0% | 0.01% | – |
| AVYA | New | AVAYA HLDGS CORPcall | $25,000 | – | 73,700 | +100.0% | 0.01% | – |
| AMRN | New | AMARIN CORP PLCput | $23,000 | – | 323,500 | +100.0% | 0.01% | – |
| TKKSW | New | TKK SYMPHONY ACQUISITION COR*w exp 02/20/202 | $24,000 | – | 265,963 | +100.0% | 0.01% | – |
| AXL | New | AMERICAN AXLE & MFG HLDGS IN | $19,000 | – | 2,300 | +100.0% | 0.01% | – |
| DPHCW | New | DIAMONDPEAK HLDGS COR*w exp 02/22/202 | $18,000 | – | 20,678 | +100.0% | 0.01% | – |
| ODP | New | OFFICE DEPOT INCput | $21,000 | – | 420,800 | +100.0% | 0.01% | – |
| GXGXW | New | GX ACQUISITION CORP*w exp 05/24/202 | $21,000 | – | 35,000 | +100.0% | 0.01% | – |
| LKNCY | New | LUCKIN COFFEE INCput | $20,000 | – | 35,700 | +100.0% | 0.01% | – |
| LCAHW | New | LANDCADIA HLDGS II INC*w exp 05/09/202 | $18,000 | – | 22,443 | +100.0% | 0.01% | – |
| ALDR | New | ALDER BIOPHARMACEUTICALS INCput | $19,000 | – | 124,300 | +100.0% | 0.01% | – |
| TSN | New | TYSON FOODS INCput | $16,000 | – | 45,000 | +100.0% | 0.00% | – |
| HCCHW | New | HL ACQUISITIONS CORP*w exp 06/21/202 | $14,000 | – | 54,900 | +100.0% | 0.00% | – |
| HSACW | New | HEALTH SCIENCES ACQUSTN CORP*w exp 04/01/202 | $17,000 | – | 20,532 | +100.0% | 0.00% | – |
| DFS | New | DISCOVER FINL SVCScall | $15,000 | – | 14,300 | +100.0% | 0.00% | – |
| THCBW | New | TUSCAN HOLDINGS CORP*w exp 04/01/202 | $15,000 | – | 20,100 | +100.0% | 0.00% | – |
| FAST | New | FASTENAL COput | $16,000 | – | 5,000 | +100.0% | 0.00% | – |
| CMCSA | New | COMCAST CORP NEWput | $16,000 | – | 78,000 | +100.0% | 0.00% | – |
| AGBAW | New | AGBA ACQUISITION LTD*w exp 05/10/202 | $14,000 | – | 174,800 | +100.0% | 0.00% | – |
| ANDAW | New | ANDINA ACQUISITION CORP III*w exp 07/31/202 | $17,000 | – | 86,810 | +100.0% | 0.00% | – |
| GM | New | GENERAL MTRS COcall | $15,000 | – | 65,500 | +100.0% | 0.00% | – |
| GIXWS | New | GIGCAPITAL2 INC*w exp 02/28/202 | $15,000 | – | 53,800 | +100.0% | 0.00% | – |
| KN | New | KNOWLES CORP | $16,000 | – | 800 | +100.0% | 0.00% | – |
| GSAT | New | GLOBALSTAR INC | $15,000 | – | 37,412 | +100.0% | 0.00% | – |
| GPS | New | GAP INCput | $11,000 | – | 20,000 | +100.0% | 0.00% | – |
| ACB | New | AURORA CANNABIS INC | $13,000 | – | 3,000 | +100.0% | 0.00% | – |
| HCCHR | New | HL ACQUISITIONS CORPright 07/17/2023 | $13,000 | – | 49,027 | +100.0% | 0.00% | – |
| PVTL | New | PIVOTAL SOFTWARE INCcall | $11,000 | – | 151,000 | +100.0% | 0.00% | – |
| ACB | New | AURORA CANNABIS INCcall | $12,000 | – | 60,600 | +100.0% | 0.00% | – |
| BAC | New | BANK AMER CORPput | $13,000 | – | 40,000 | +100.0% | 0.00% | – |
| HYG | New | ISHARES TRput | $10,000 | – | 51,400 | +100.0% | 0.00% | – |
| AMCIW | New | AMCI ACQUISITION CORP*w exp 05/20/202 | $11,000 | – | 32,400 | +100.0% | 0.00% | – |
| PAACW | New | PROFICIENT ALPHA ACQUSTN COR*w exp 04/30/202 | $10,000 | – | 140,978 | +100.0% | 0.00% | – |
| BPMC | New | BLUEPRINT MEDICINES CORPcall | $13,000 | – | 45,900 | +100.0% | 0.00% | – |
| FBNC | New | FIRST BANCORP N Ccall | $11,000 | – | 42,900 | +100.0% | 0.00% | – |
| DDMXW | New | DD3 ACQUISITION CORP*w exp 10/20/202 | $13,000 | – | 37,666 | +100.0% | 0.00% | – |
| ALGRR | New | ALLEGRO MERGER CORPright 12/31/2023 | $13,000 | – | 50,800 | +100.0% | 0.00% | – |
| BRPAW | New | BIG ROCK PARTNERS ACQUISI CO*w exp 12/01/202 | $10,000 | – | 58,586 | +100.0% | 0.00% | – |
| VZ | New | VERIZON COMMUNICATIONS INCput | $12,000 | – | 35,000 | +100.0% | 0.00% | – |
| BITA | New | BITAUTO HLDGS LTDput | $6,000 | – | 15,900 | +100.0% | 0.00% | – |
| AMD | New | ADVANCED MICRO DEVICES INCput | $6,000 | – | 40,000 | +100.0% | 0.00% | – |
| S | New | SPRINT CORPORATION | $6,000 | – | 900 | +100.0% | 0.00% | – |
| ZAYO | New | ZAYO GROUP HLDGS INCcall | $7,000 | – | 101,900 | +100.0% | 0.00% | – |
| ZAYO | New | ZAYO GROUP HLDGS INCput | $7,000 | – | 40,800 | +100.0% | 0.00% | – |
| SIRI | New | SIRIUS XM HLDGS INCput | $6,000 | – | 139,800 | +100.0% | 0.00% | – |
| ACB | New | AURORA CANNABIS INCput | $7,000 | – | 3,000 | +100.0% | 0.00% | – |
| GPRO | New | GOPRO INCcall | $8,000 | – | 10,000 | +100.0% | 0.00% | – |
| PACB | New | PACIFIC BIOSCIENCES CALIF INcall | $9,000 | – | 51,900 | +100.0% | 0.00% | – |
| BROGW | New | TWELVE SEAS INVESTMENT COMPA*w exp 12/22/202 | $8,000 | – | 24,800 | +100.0% | 0.00% | – |
| HHHHR | New | WEALTHBRIDGE ACQUISITION LTDright 11/02/2023 | $5,000 | – | 24,300 | +100.0% | 0.00% | – |
| CPE | New | CALLON PETE CO DELcall | $2,000 | – | 60,000 | +100.0% | 0.00% | – |
| ALGRW | New | ALLEGRO MERGER CORP*w exp 01/06/202 | $3,000 | – | 14,278 | +100.0% | 0.00% | – |
| EXC | New | EXELON CORPput | $2,000 | – | 20,600 | +100.0% | 0.00% | – |
| NXGN | New | NEXTGEN HEALTHCARE INCcall | $4,000 | – | 40,000 | +100.0% | 0.00% | – |
| TWOU | New | 2U INCcall | $3,000 | – | 14,300 | +100.0% | 0.00% | – |
| TOCA | New | TOCAGEN INCcall | $3,000 | – | 19,000 | +100.0% | 0.00% | – |
| CHK | New | CHESAPEAKE ENERGY CORPcall | $2,000 | – | 481,200 | +100.0% | 0.00% | – |
| DAL | New | DELTA AIR LINES INC DELcall | $5,000 | – | 27,200 | +100.0% | 0.00% | – |
| IRM | New | IRON MTN INC NEWcall | $5,000 | – | 100,000 | +100.0% | 0.00% | – |
| AVP | New | AVON PRODS INCput | $5,000 | – | 40,000 | +100.0% | 0.00% | – |
| APHA | New | APHRIA INCcall | $2,000 | – | 97,900 | +100.0% | 0.00% | – |
| ABC | New | AMERISOURCEBERGEN CORPcall | $3,000 | – | 25,000 | +100.0% | 0.00% | – |
| AXL | New | AMERICAN AXLE & MFG HLDGS INput | $2,000 | – | 16,000 | +100.0% | 0.00% | – |
| XBI | New | SPDR SERIES TRUSTcall | $5,000 | – | 3,900 | +100.0% | 0.00% | – |
| XLF | New | SELECT SECTOR SPDR TRput | $3,000 | – | 101,300 | +100.0% | 0.00% | – |
| TZACW | New | TENZING ACQUISITION CORP*w exp 02/23/202 | $5,000 | – | 20,000 | +100.0% | 0.00% | – |
| ANDA | New | ANDINA ACQUISITION CORP III | $4,000 | – | 409,967 | +100.0% | 0.00% | – |
| ADVM | New | ADVERUM BIOTECHNOLOGIES INCcall | $2,000 | – | 30,000 | +100.0% | 0.00% | – |
| TSN | New | TYSON FOODS INCcall | $1,000 | – | 25,700 | +100.0% | 0.00% | – |
| XOP | New | SPDR SERIES TRUSTcall | $1,000 | – | 40,000 | +100.0% | 0.00% | – |
| OXY | New | OCCIDENTAL PETE CORPput | $1,000 | – | 11,800 | +100.0% | 0.00% | – |
| KN | New | KNOWLES CORPput | $1,000 | – | 10,000 | +100.0% | 0.00% | – |
| NCR | New | NCR CORP NEWcall | $1,000 | – | 25,000 | +100.0% | 0.00% | – |
| AR | New | ANTERO RES CORPcall | $1,000 | – | 40,600 | +100.0% | 0.00% | – |
| FOLD | New | AMICUS THERAPEUTICS INCcall | $1,000 | – | 32,800 | +100.0% | 0.00% | – |
| TPB | New | TURNING PT BRANDS INCcall | $1,000 | – | 20,000 | +100.0% | 0.00% | – |
| ARQL | New | ARQULE INCcall | $1,000 | – | 11,900 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SUMITOMO MITSUI FINL GROUP I | 16 | Q2 2023 | 17.8% |
| ESTABLISHMENT LABS HLDGS INC | 16 | Q3 2023 | 6.9% |
| AVADEL PHARMACEUTICALS PLC | 15 | Q3 2023 | 4.0% |
| EXAGEN INC | 15 | Q3 2023 | 1.5% |
| INVESCO QQQ TR | 14 | Q3 2023 | 26.4% |
| APYX MEDICAL CORPORATION | 14 | Q1 2023 | 2.2% |
| BRAINSWAY LTD | 12 | Q4 2022 | 1.0% |
| GREENLANE HLDGS INC | 12 | Q2 2022 | 0.3% |
| SPDR S&P 500 ETF TR | 12 | Q3 2023 | 0.4% |
| SUNDIAL GROWERS INC | 12 | Q2 2022 | 0.3% |
View COWEN AND COMPANY, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Ares Management Corp | July 31, 2023 | 2,102,593 | 4.5% |
| Progress Acquisition Corp. | May 16, 2023 | 115,184 | 12.0% |
| SciPlay CorpSold out | February 28, 2023 | 0 | 0.0% |
| Innoviz Technologies Ltd. | November 02, 2022 | 220,000 | 0.2% |
| AVADEL PHARMACEUTICALS PLCSold out | January 21, 2022 | 0 | 0.0% |
| Churchill Capital Corp VI | January 21, 2022 | 12,600 | 0.0% |
| Workhorse Group Inc. | November 12, 2021 | 344,712 | 0.2% |
| Hennessy Capital Investment Corp. VI | October 04, 2021 | 5,953 | 0.0% |
| Lifesci Acquisition II Corp. | September 16, 2021 | 7,776 | 0.1% |
| YogaWorks, Inc. | February 14, 2018 | 935,000 | 5.7% |
View COWEN AND COMPANY, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-04-02 |
| 3 | 2024-03-15 |
| 3 | 2024-03-15 |
| 4 | 2024-03-15 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| FOCUSN | 2024-02-29 |
| X-17A-5 | 2024-02-29 |
| 3 | 2024-02-23 |
| 4 | 2024-02-23 |
View COWEN AND COMPANY, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.